noe - judicial watch€¦ ·  · 2014-11-09t. at . of. 1978, ev. 1207 (5 .s.c ... date of report ....

10
___ _ DAT s U T: . : : c - = : : C 9 0 c 2 AMENDED Reort Required b te Etic AOlO() FANCI DISCLOSU REPORT in Gvet Ac of 1 978, Rv. 1100 (5 us.c a p . §§101-111) - FOR CANA Y 2006 j 1. Person Reportng (ast nafrst, midre iitial 2. Court or Organizaton 3. Date of Report United States District Court KLE, Robert J. CentralDistrict of California l My 23 J 2007. 6. Reportng Period 4. Title {rice mjdge idicate ace or seior status; Sa. . Report Tpe (check appropriate type) m"gate jdge indtcae fll- or pat-tie) _Nomnaton, Date January 1, 2Q06 United States District Judge Decemer ;n, 2006 Iita _ Anu Fina Senior Statuy S. Aede Ro _ 7. Chambers or Ofce Addres 8 On the basis of the infrmaton contained in this Report and any modifctons petaining thereto, it is, in my opinion, in compliance wit applicable laws and 255 East Temple Streetz- Suite 1434 regulatons. Los Angeles,_Califoria 900li I. POSITIONS. {Reporg idividual onl; see pp. 9-13 ofl,,;tructins. POSITION NA OF ORGATONlr D NON (o reportble positons.) 2 Member, Memer, Eecutive Eecutive Comittee Comittee United States Tennis Association Souther California Tennis Association 3 , I. A GREEINTSD {eporing individual onl; see pp. 14-16 ofInstrctins.) 0 NON (o reportble a geeent.) I. PARTS A ( _., %J;o :: : I_ o' -nr _ : ) - N _ ) r ( r - < m ,, Pl C I. NON-IESTMN ICOM. (eporg idividual and spouse: see pp. 11-24 oflntrctionsJ DAT SOUC A TE ICOM A :iler's Non-Inve]tent Icome NON (o reortble non-ivestent income.) 0 $ $ $ B. Spouse's Non-Investent Icome -Iyou were married ^uring any porton of the reportng year, please complete this secton. (dollar amount not required except fr honoraria) 0 NON (o reortble non-# vestent income.) 2 I 2 3 I

Upload: phamnga

Post on 27-Apr-2018

214 views

Category:

Documents


1 download

TRANSCRIPT

___ _

DATE

s U>

TER1@C'.:! . :::.t:

c -

=>

::::0 CJ

9 0 c.n 2

AMENDED Report Required by the Ethics

AO-lO(WP) FINANCIAL DISCLOSURE REPORT in GovernmentAct of1978,

Rev. 112007 (5 u.s.c app. §§101-111)- FOR CALENDAR YEAR 2006 j

1. Person Reporting (Last name.first, midri/e initial) 2. Court or Organization 3. Date of Report

United States District CourtKELLEHER, Robert J.

Central District of California l May 23 J 2007.

6. Reporting Period 4. Title {Article mjudges indicate active or senior status; Sa. . Report Type (check appropriate type) m"Ggistrate judges indtcate fall- or part-time)

_Nomination, Date January 1, 2Q06United States District Judge

December ;n, 2006Initial _! Annual FinalSenior Statu Sb. Amended Report_

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and 255 East Temple Street - Suite 1434 regulations.

Los Angeles,_California 900li

I. POSITIONS. {Reporting individual only; see pp. 9-13 ofl,,;tructions.)

POSITION NAME OF ORGANIZATIONlENTrrY

D NONE (No reportable positions.)

2

Member,

Member,

Executive

Executive

Committee

Committee

United States Tennis Association

Southern California Tennis Association 3

,._,

II. A GREEIVIENTS {Reporting individual only; see pp. 14-16 of Instructions.)

0 NONE (No reportable agreements.)

I.

PARTIES AND ('"') _..,,

J;;oo :;n:::Z: I'\ o'.P' -nr

__,

:;!'l: ):;>' -<

N _o

)>

rn () rn -

< m

,,

Pl CD

ID. NON-INVESTMENT INCOME. (Reporting individual and spouse: see pp. 11-24 oflnstructionsJ DATE SOURCE AND TYPE INCOME

A. :filer's Non-Inve tment Income

NONE (No reportable non-investment income.) 0 $

$

$

B. Spouse's Non-Investment Income -Ifyou were married uring any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

0 NONE (No reportable non- vestment income.)

2

I

2

3

I

AMENDED

FINANCIAL DISCLOSURE REPORT Name of PCISOn Rqiorting

KELLEHER, Robert J.

Date ofReport

May 23, 2007

IV. REIMBURSEMENTS - transportation, lodging,.fo d, entertainment. (Includes those to spouse and dependent children. See pp. 25-27 of JnstructionsJ

SOURCE

0 . NONE (No such reportable reimbursements.)

1

2

3

4

5

6

7

DESCRIPTION

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of Instructions.)

SOURCE DESCRIPTION

NONE (No such reportable gifts.)

1

2

3

4

VI. LIABILITIES. (Includes those of spouse and dependent children· See pp. 32-33 of JnstructionsJ

CREDITOR DESCRIPTION

D NONE (No reportable liabilities.)

1 Chase Card,.Services Visa

3

VALUE

$

$

$

$

VALUE CODE*

K

4

6

7

8

9

--

c L .I

AMENDED

Date ofReport Name of Person Reporting FINANCIAL DISCLOSURE REPORT KELLEHER, Robert J. May 23, 2007

VII. Page 1 INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent childrt'!n. See pp. 34-60 of Instructions.)

(No reportable income, assets, or transactions.)

House, Oeanside E Rent 0

Bank of America None None J T

3 Southland Credit Union B Int. K T

Federated Kaufmann Ftg1d A Div. J T

5 Duffer Corp. None None J T

Brokerage Account:

U.S. Treas-ory Bill

Federated Home Loan Ballk

A

A

Int.

Int.

L T Buy

Sale. 11/2

K

M A

IO

11

Pimco Total Return Fund

Schwab U.S. Treasury Mone Fund

Abbott Laboratories

B

,·A

Div.

Int.

Div.

•J

J

T

T

T

12 Bank of America Corp A Div . J T

13 BP PLC ADR A Div. J T

14 Conoco Phillips A D"iv. J T

15 Diageo PLC New ADR A Div. J T

16 mer;on Electric A Div. J T

17 FPL Group Inc. A Div. J T

2

A- J

7.

;}

AMENDED Date ofReport Name of Person Reporting FINANCIAL DISCLOSURE REPORT

KELLEHER, Robert J. May 23' _200J_ .

VII. Page INVESTMENTS and TRUSTS income, value, transactions (Includes those of -

spouse and dependent children. See pp. 34-60 of Instructions.)

NONE (No reportable income, assets, or transactions.)

L8 General Electic Co. A Div. J T

L9 HSBC Hldgs. PLC .A Div.· J T

w Inf?sys .Tech Span A Div. J T Buy /24 J

l Johnson & Johnson A Div. J T

Microsoft Corp. A Div. J T

'.3 Nestle SA Reg. B A Div. J T

,4 Pfizer Inc. Div. T

Procter & Gamble A Div. J T

CSI Equity Fund B Div. K T Buy 4/20 K

Fed. Home Loan Bank Bonds B Int. K 'i'

Fed. Home Loan Bank Notes B Int. K T

BASF AG Spons ADR A Int. J T Buy 8/21 J

Date· May 23. 2007 .

LY

A M E N ff E D ·Name ofPerscin Reporting Date ofRcport

·FINANCIAL DISCLOSURE REPORT ' May 23, 2007 KELL , Rober J.

VIlI. ADDITIONAL INFO TION OR EXPLANATIONS (Indicate part of Report.) ·

IX. CERTIFICATION•.

1 certify that all info:i:.matio:h given above (including infon:i:Jation pe�g fo my spo-rise and Qr or dep dent children, If any) is accurate, true, and complete to the.b stofmy owledge andbelief, and that anyinformation not reported wa8 withheld because ih*t applicable

' statutory provisions permittirig non-diScfosure.

· I er certify that amed income :frQm outside employment and hoporaria and the .acceptance of gifts which hav been reported ate in ·

compli'!llce With the provisions of5 U.S.C. apj>. § 501 et. seq., 5 U.S.C. § 7353 and Judicial Conference regulations. ·

.

Signature . . .

N"OTE: ANY 1 V · FALSIFIES. ORF AILS TO FILE TIIlS REPORT MAY BE .

SuBJECT TO .CIVIL AND CR.nv.llNAL SANcTIONS (5 U.S.C. app. § 104:) -..

___ _

______________ ____ _

CJ

c->

(j}:r

:;o

,..., rn

IN )> rn

2

3

Report Required by the Ethics FINANCIAL DISCLOSURE REPORTAO-IO(WP) in Government Act of 1978. Rev. 112007 (5 U.S.C. app. §§101-111)FOR CALENDAR YEAR 2006

1. Person Reporting (Last name.first. middle initial) 2. Court or Organization 3. Date of Report

KELLEHER, Robert J. United States District Court Central District of California April 16, 2007

4. Title (Artide III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate fall- or part-time)

Nomination, Date United Senior

States Status

District Judge Initial __! Annual Final

Sb. _ Amended Report

6. Reporting Period

January 1, 2Q06 -December l, 2006

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications 255 East Temple Street, Suite 1434 pertaining thereto, it is, in my opinion, in compliance with applicable laws and

regulations. Los Angeles, California 90012

Reviewing Officer Date

I. POSITIONS. {Reporting individual only; see pp. 9-13 of Instructions.)

POSITION NAME OF ORGANIZATION/ENTITY

D NONE (No reportable positions.)

Member, Executive Committee United States Tennis Association

Member, Executive Committee Southern California Tennis Association

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of Instructions.) DATE

0 NONE (No reportable agreements.)

PARTIES AND TERMS _,

I. ,.....:,= = __, 2 '.l:>-

-01-r\ o- ::0 (')

m. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of Instructions.) DATE SOURCE AND TYPE

A. Filer's Non-Investment Income

0 NONE (No reportable non-investment income.)

c» :;:oz fTi9. o::P -rll "T\

0 \'Tl

(.fl

-.9 N __l

-

CJ

1 $

$

$

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

NONE (No reportable non-investment income.)

2

3

1

2

5

6

7

2

3

4

FINANCIAL DISCLOSURE REPORT Naine of Person Reporting

KELLEHER, Robert J.

Date of Report

April 16, 2007

IV. REIMBURSEMENTS -- transportation, lodging,.food, entertainment. (Includes those to spouse and dependent children. See pp. 25-27 of Instructions.)

SOURCE DESCRIPTION

NONE (No such reportable reimbursements.)

2

3

4

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of Instructions.)

GJ SOURCE DESCRIPTION VALUE

NONE (No such reportable gifts.)

1 $

$

$

$

VI. LIABILITIES. (Includes those of spouse and dependent children See pp. 32-33 of Instructions.)

D CREDITOR

NONE (No reportable liabilities.)

DESCRIPTION

1

Chase Card,.Services Visa

VALUE CODE*

K 2

3

4

5

--

5

6

8

9

J

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

KELLEHER, Robert J . April 16, 2007

VII. Page 1 INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

NONE (No reportable income, D assets, or transactions.)

Beach House, Oeanside

2 Bank of America

3 Southland Credit Union

4 Federated Kaufmann Fund

Duffer Corp.

Brokerage Account:

7 U.S. Treasury Bill

Federated Home Loan Bank

Pimco Total Return Fund

10 Schwab U.S. Treasury Mone Fund

11 Abbott Laboratories

12 Bank of America Corp.

13 BP PLC ADR

14 Conoco Phillips

15 Diageo PLC New ADR

16 Emerson Electric

17 FPL Group Inc.

E

None

B

A

None

A

A

c

B

.·A

A

A

A

A

A

A

Rent

None

Int.

Div.

None

Int.

Int.

Div.

Int.

Div.

Div.

Div.

D"iv.

Div.

Div.

Div.

0

J

K

J

J

T

T

T

T

L

M

L

J

J

J

J

J

J

J

T

'r

T

T

T

T

T

T

T

T

T

Buy

Sale.

K

M A

&

2

Name of Person Reporting Dale of Report

KELLEHER, Robert J. April 16, 2007 FINANCIAL DISCLOSURE REPORT

VII. Pagea, INVESTMENTS and TRUSTS income, value, transactions (Includes those of-

spouse and dependent children. See pp. 34-60 of Instructions.)

NONE (No reportable ini:ome,assets, or transactions.)

18 General Electic Co. A Div. J T

19 HSBC Hldgs. PLC .A Div. J T

20 Inf?sys Tech Span A Div. J T Buy /24 J

21 Johnson Johnson A Div. J T

22 Microsoft Corp. A Div. J T

23 Nestle SA Reg. B A Div. J T

24 Pfizer Inc. A Div. J T

25 Procter & Gamble A Div. J T

CSI Equity Fund B Div. K T Buy 4/20 K

27 Fed. Home Loan Bank Bonds B Int. K T

8 Fed. Home Loan Bank Notes B Int. K T

29 BASF AG Spons ADR A Int. J T Buy 8/21

34

Name of Person Reporting Date of Report

FINANCIAL DISCLOSURE REPORT KELLEHER, Robert J. April 16, 2007

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part of Report.)

IX. CERTIFICATION• .

.I certify that all information given above (including information pertaining to my spouse and minor or depe'iident children, if any) is accurate, true, and complete to the. best of my knowledge and belief, and that any infonruition not reported was withheld because it II1et applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et seq., 5 U.S.C. § 7353 and Judicial Conference regulations.

Signature Date April. 16, 2007

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104.)