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  • 8/10/2019 NLRB | In Re Northwestern University and CAPA | Transcript 2/18/2014

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    OFFICIAL REPORT OF PROCEEDINGS

    BEFORE THE

    NATIONAL LABOR RELATIONS BOARD

    In the Matter of: Case No.: 13-RC-121359

    NORTHWESTERN UNIVERSITY

    Employer

    And

    COLLEGE ATHLETES PLAYERS

    ASSOCIATION (CAPA)

    Petitioner

    Place: Chicago, IL

    Date: 02/18/2014

    Pages: 23-313

    Volume: 2

    _______________________________________________________

    OFFICIAL REPORTERS

    Veritext National Court Reporters

    Mid-Atlantic Region1250 Eye Street, NW-Suite 1201

    Washington DC 20005

    888-777-6690

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    1250 EYE STREET- SUI TE 1201- WASHI NGTON DC 20006- - 888- 777- 6690VERI TEXT NATI ONAL COURT REPORTI NG COMPANY

    Page 23

    UNI TED STATES OF AMERI CA

    BEFORE THE NATI ONAL LABOR RELATI ONS BOARD

    Regi on 13

    NORTHWESTERN UNI VERSI TY, ) ) Empl oyer , ) ) and ) No. 13- RC- 121359 )COLLEGE ATHLETES PLAYERS )ASSOCI ATI ON ( CAPA) , ) ) Pet i t i oner . )

    The cont i nuat i on of t he above ent i t l ed mat t er came on

    f or hear i ng pur suant t o not i ce, bef ore J OYCE A. HOFSTRA,

    Hear i ng Of f i cer , at 219 Sout h Dearbor n St r eet ,

    Room 1300, Chi cago, I l l i noi s, on Tuesday, Febr uar y 18,

    2014, at 9: 35 a. m.

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    1250 EYE STREET- SUI TE 1201- WASHI NGTON DC 20006- - 888- 777- 6690VERI TEXT NATI ONAL COURT REPORTI NG COMPANY

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    1 A P P E A R A N C E S

    2 On behal f of t he Empl oyer :

    3 MECKLER BULGER & TI LSON, LLP By MR. ALEX V. BARBOUR

    4 al ex. bar bour @mbt l aw. com MS. ANNA WERMUTH5 anna. wer mut h@mbt l aw. com

    MR. J EREMY J . GLENN6 j er emy. gl enn@mbt l aw. com

    123 Nor t h Wacker Dr i ve - Sui t e 18007 Chi cago, I l l i noi s 60606

    ( 312) 474- 44508

    and9

    NORTHWESTERN UNI VERSI TY10 OFFI CE OF GENERAL COUNSEL By MR. THOMAS G. CLI NE

    11 Vi ce Pr esi dent and Gener al Counsel 633 Cl ar k St r eet

    12 Evanston, I l l i noi s 60208 ( 847) 491- 5605

    13 t - cl i ne@nort hwestern. edu

    14On Behal f of t he Pet i t i oner :

    15

    LEGGHI O & I SRAEL, PC16 By MR. J OHN G. ADAM

    j ga@l egghi oi sr ael . com17 306 Sout h Washi ngt on - Sui t e 600

    Royal Oak, Mi chi gan 4806718 248- 398- 5900

    19 and

    20 BREDHOFF & KAI SER, PLLC By MR. W. GARY KOHLMAN

    21 gkohl man@br edhof f . com

    MS. RAMYA RAVI NDRAN22 r r avi ndr an@br edhof f . com 805 Fi f t eent h St r eet , NW

    23 Washi ngt on, D. C. , 20005 ( 202) 842- 2600

    24

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    1 ALSO PRESENT:

    2 MS. J ANNA BLAI S, Deput y Di r ect or of At hl et i cs,

    3 Seni or Woman Admi ni st r at or

    Nor t hwest er n Uni ver si t y4 1501 Cent r al St reet Evanst on, I l l i noi s 60208

    5 ( 847) 491- 7893 j - bl ai s@nor t hwest er n. edu

    6

    7 MR. TI M WATERS, Pol i t i cal Di r ect or Uni t ed St eel wor ker s

    8 Fi ve Gat eway Cent er , Pi t t sbur gh, PA 15222

    9 ( 412) 562- 2295 t waters@usw. org

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    1 I N D E X

    2 Openi ng St atement by Mr . Adam . . . . . . . . . . . . . . . . 29

    3 Openi ng St at ement by Mr . Barbour . . . . . . . . . . . . . 33

    4 PETI TI ONER' S EVI DENCE

    5 THEODI S KAI N COLTER:

    6 Di r ect Exami nat i on by Mr . Adam . . . . . . . . . . . . 53

    7 Cr oss- Exami nat i on by Ms. Wer mut h . . . . . . . . . . 194

    8 Redi rect Exami nat i on by Mr . Adam . . . . . . . . . . 295

    9 Recr oss- Exami nat i on by Ms. Wer mut h . . . . . . . . 303

    10 Exami nat i on by Hear i ng Of f i cer Hof st r a . . . . 304

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    1250 EYE STREET- SUI TE 1201- WASHI NGTON DC 20006- - 888- 777- 6690VERI TEXT NATI ONAL COURT REPORTI NG COMPANY

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    1 P R O C E E D I N G S

    2 ( Ti me Not ed: 9: 35 a. m. )

    3

    4 HEARI NG OFFI CER HOFSTRA: The hear i ng i s

    5 r esumed f r om Febr uary 12t h i n t he mat t er of

    6 Nort hwest er n Uni ver si t y, Case 13- RC- 121359.

    7 The f i r st t hi ng t hat I want t o t ake car e of

    8 i s I want t o put i nt o evi dence Boar d Exhi bi t 3, a

    9 copy of whi ch has been gi ven t o al l par t i es. I t i s

    10 a copy of t he l et t er t hat we sent t o t he Nat i onal

    11 Col l egi at e At hl et i c Associ at i on, as - - f or t he

    12 pur pose of ser vi ng t hem wi t h a copy of t he pet i t i on

    13 i n t hi s mat t er .

    14 I t i s my under st andi ng t hat when t he par t i es

    15 gi ve t hei r posi t i ons t oday t hat t hey wi l l be - - a

    16 par t of t hat posi t i on wi l l be t hei r posi t i on on

    17 whet her t he NCAA shoul d be i nvol ved i n t hi s mat t er ,

    18 ei t her as an i nt er est ed par t y or a j oi ned empl oyer .

    19 I n addi t i on, i t ' s my under st andi ng t hat t he

    20 par t i es wi l l put i nt o t hei r posi t i on t hei r posi t i on

    21 on whet her or not CAPA i s a l abor or gani zat i on

    22 wi t hi n t he meani ng of t he Act , and t hat possi bl y

    23 t her e wi l l be a st i pul at i on on t hat mat t er .

    24 Normal l y i n t hese pr oceedi ngs t he Empl oyer

    25 i n t hi s case woul d have - - t he bur den i s on t he

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    1 Empl oyer , and t hey woul d begi n wi t h t hei r evi dence.

    2 However , wi t h agr eement of al l par t i es, t he

    3 Pet i t i oner wi l l be pr esent i ng i t s t wo wi t nesses

    4 f i r st , and t hen we wi l l move on t o t he Empl oyer

    5 af t er t hat f act .

    6 So I wi l l ask, Mr . Bar bour and Mr . Adam, do

    7 you have any obj ect i ons t o t he r ecei pt of Boar d

    8 Exhi bi t 3 i nt o t he r ecor d?

    9 MR. ADAM: No.

    10 MR. BARBOUR: No.

    11 HEARI NG OFFI CER HOFSTRA: Thank you. Boar d

    12 Exhi bi t 3 i s r ecei ved i nt o evi dence.

    13 ( Boar d Exhi bi t No. 3 was r ecei ved

    14 i nt o evi dence. )

    15 HEARI NG OFFI CER HOFSTRA: Okay.

    16 Mr . Bar bour , woul d you l i ke t o gi ve your

    17 openi ng st at ement ?

    18 MR. ADAM: Act ual l y, I woul d pr ef er t hat

    19 CAPA gi ve i t s openi ng st at ement f i r st .

    20 HEARI NG OFFI CER HOFSTRA: Okay. That ' s

    21 f i ne, i f you have no obj ect i on, Mr . Bar bour ?

    22 MR. BARBOUR: That ' s f i ne.

    23 HEARI NG OFFI CER HOFSTRA: Okay.

    24

    25

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    1 OPENI NG STATEMENT

    2 BY MR. ADAM:

    3 I am J ohn Adam, at t or ney f or t he Col l ege

    4 At hl et es Pl ayer s Associ at i on. We ar e her e t oday

    5 because CAPA f i l ed a pet i t i on f or an el ect i on t o be

    6 conduct ed by t he Nat i onal Labor Rel at i ons Boar d f or

    7 t he 85 Nor t hwest er n Uni ver si t y schol ar shi p f oot bal l

    8 pl ayer s.

    9 CAPA i s a l abor or gani zat i on. CAPA seeks t o

    10 r epr esent t he f oot bal l pl ayer s. These pl ayer s

    11 pr ovi de val uabl e ser vi ces t o t he Uni ver si t y. They

    12 do so accor di ng t o st r i ct r ul es and under t he

    13 r i gor ous di r ect i on of t he f oot bal l coaches and t he

    14 Uni ver s i t y at hl et i c staf f .

    15 I n r et ur n, t he pl ayer s get compensat ed f or

    16 t hei r ser vi ces wi t h schol ar shi ps and ot her benef i t s.

    17 As i s wel l - known, Nor t hwest er n i s a

    18 pr est i gi ous pr i vat e uni ver si t y i n Evanst on,

    19 I l l i noi s, wi t hi n t he geogr aphi c j ur i sdi ct i on of NLRB

    20 Regi on 13.

    21 Nor t hwest ern has a sophi st i cated and

    22 accompl i shed f oot bal l pr ogr am super vi sed by a

    23 pr of essi onal coachi ng st af f . The pr ogr am compet es

    24 i n t he nat i onal l y known Bi g Ten Conf erence.

    25 We wi l l show, pr i mar i l y t hr ough t he

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    1 t est i mony of accompl i shed Nor t hwest ern quar t er back

    2 and t eam co- capt ai n Kai n Col t er , t hat f oot bal l

    3 pl ayer s ar e wor ker s ent i t l ed t o vot e i n an

    4 NLRB- conduct ed secr et bal l ot r epr esent at i on

    5 el ect i on.

    6 Nor t hwest er n f oot bal l pl ayer s must be

    7 di sci pl i ned, t hey must be f i t , t hey must be

    8 di l i gent , r esi l i ent , and smar t . Nor t hwest er n

    9 f oot bal l pl ayer s must be dedi cat ed. Nor t hwest er n

    10 pl ayer s meet t hese demandi ng r equi r ement s. They

    11 must put i n l ong hour s year r ound.

    12 Dur i ng t he season pl ayers devote 40 or 50 or

    13 mor e hour s t o t hei r f oot bal l r esponsi bi l i t i es. I n

    14 shor t , as we wi l l show i n t hi s hear i ng, bei ng a

    15 f oot bal l pl ayer at Nor t hwest er n i s har d wor k. And

    16 make no mi st ake about i t , i t i s wor k. I t i s a l abor

    17 of l ove f or most of t hese pl ayer s, but i t i s l abor .

    18 And i t i s compensated l abor wi t h schol ar shi p and

    19 st i pends. And l i ke al l compensat ed wor k i n al l of

    20 t he workpl aces governed by t he Nat i onal Labor

    21 Rel at i ons Act i n t he Uni t ed St at es, i t i s subj ect t o

    22 t he f undament al r ul e. No work, no compensat i on.

    23 Foot bal l pl ayer s ear n t hei r compensat i on

    24 wi t h bl ood, sweat , and t ear s.

    25 As you wi l l hear , Nor t hwest er n i s a good

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    1 empl oyer . Thi s case i s i nvol vi ng Nor t hwest er n, not

    2 t he NCAA. The pl ayers appr eci ate what Nor t hwest ern

    3 does f or t hem. At t he same t i me, however , t hey want

    4 a voi ce i n t hei r wor ki ng condi t i ons. They want a

    5 voi ce i n t hei r heal t h and saf et y, i n t hei r medi cal

    6 t r eat ment , i n t hei r i nsur ance, i n t hei r pr esent and

    7 f ut ur e when t hey are no l onger pl ayers, but need

    8 more t i me t o f i ni sh school or when t hey need medi cal

    9 t r eat ment f or t he i nj ur i es t hat st ay wi t h t hem l ong

    10 af t er f oot bal l , somet i mes f or ever .

    11 The Nat i onal Labor Rel at i ons Act pr ot ect s

    12 wor ker s seeki ng a voi ce i n wor ki ng condi t i ons.

    13 Her e, CAPA asked f or a secr et bal l ot el ect i on so

    14 t hat t he pl ayer s can vot e t o cer t i f y CAPA as thei r

    15 r epr esent at i ve and t o asser t a col l ect i ve voi ce.

    16 Some r ef er t o t he pl ayer s as

    17 st udent - at hl et es, but t hey ar e st udent s and

    18 at hl et es. They ar e separ at e and di st i nct r ol es.

    19 They per f or m val uabl e ser vi ces f or Nor t hwest er n i n

    20 t hei r capaci t y as f oot bal l pl ayer s. They have

    21 subst ant i al r esponsi bi l i t i es and obl i gat i ons t o t he

    22 f oot bal l pr ogr am. They ar e under Nor t hwest er n' s

    23 r i gor ous cont r ol on and of f t he f i el d year r ound.

    24 They must gi ve f oot bal l t hei r f i r st pr i or i t y.

    25 They ar e st udent s t oo. Ther e i s no di sput e

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    1 We have had an oppor t uni t y t o r evi ew

    2 documents provi ded by CAPA. And al t hough CAPA does

    3 not cur r ent l y have a const i t ut i on and byl aws, we' ve

    4 r evi ewed t hei r f oundi ng st at ement , whi ch i s i ncl uded

    5 i n t he document s t hat ar e a par t of t he st i pul at ed

    6 exhi bi t s.

    7 And based on t hat r evi ew, Nor t hwest ern i s

    8 wi l l i ng t o st i pul at e t hat CAPA i s a l abor

    9 or gani zat i on wi t hi n t he meani ng of Sect i on 25 of t he

    10 Act , subj ect t o t he f ol l owi ng condi t i ons.

    11 Fi r st , CAPA i s a l abor or gani zat i on onl y i f

    12 t he st udent - at hl et es CAPA seek t o r epr esent i n t hi s

    13 case, members of Nor t hwest ern' s f oot bal l t eam who

    14 r ecei ve at hl et i c schol ar shi ps, are ul t i mat el y f ound

    15 t o be empl oyees wi t hi n t he meani ng t he Act .

    16 And second, CAPA i s a l abor or gani zat i on

    17 onl y i f t he uni t CAPA seeks t o r epr esent , whi ch i s

    18 nar r owl y l i mi t ed t o t he Nor t hwest er n f oot bal l

    19 pl ayer s who r ecei ve at hl et i c schol ar shi ps, i s f ound

    20 t o be an appr opr i at e uni t .

    21 The r eason f or t hi s second condi t i on i s t hat

    22 accor di ng t o CAPA' s f oundi ng st atement i n

    23 Sect i on 301, i t s member shi p i s speci f i cal l y l i mi t ed

    24 t o schol ar shi p at hl et es who par t i ci pat e i n t he FBS

    25 bowl subdi vi si on of t he NCAA and Di vi si on I men' s

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    1 basket bal l .

    2 Ther ef or e, i f t he Boar d f i nds t hat

    3 Nor t hwest er n' s schol ar shi p pl ayer s ar e empl oyees

    4 wi t hi n t he meani ng t he Act , but concl udes t hat t he

    5 uni t sought by CAPA must i ncl ude other cat egor i es

    6 such as wal k- ons who do not r ecei ve at hl et i c

    7 schol arshi ps, t hen CAPA woul d not be a l abor

    8 or gani zat i on under t he Act because i t ' s f oundi ng

    9 st at ement excl udes t hese st udent - at hl et es f r om t he

    10 nar r owl y def i ned t wo cat egor i es t hat CAPA i s wi l l i ng

    11 t o r epr esent .

    12 Tur ni ng now t o t he f undament al t hr eshol d i n

    13 t hi s case, whet her t he f oot bal l pl ayer s who r ecei ve

    14 at hl et i c schol ar shi ps ar e empl oyees wi t hi n t he

    15 meani ng t he Act , t her e' s no quest i on t hat t hi s i s

    16 t he f undament al t hr eshol d i ssue.

    17 Dur i ng t he hear i ng, Nor t hwest er n wi l l pr ove

    18 t hat i t s st udent at hl et es, i ncl udi ng t hose who

    19 par t i ci pat e on i t s f oot bal l t eam and r ecei ve

    20 at hl et i c schol ar shi ps, ar e f i r st , f or emost, and

    21 al ways st udent s as opposed t o empl oyees wi t hi n t he

    22 meani ng t he Act .

    23 Nor t hwest er n wi l l pr esent evi dence showi ng

    24 t hat t he at hl et i c schol ar shi p r ecei ved by some, but

    25 no means al l members of t he f oot bal l t eam, are not

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    1 by any st r et ch of t he i magi nat i on compensat i on f or

    2 ser vi ces r ender ed f or pl ayi ng f oot bal l . I nst ead,

    3 t hey ar e f or t he sol e and excl usi ve pur pose of

    4 pr ovi di ng ai d t o t he st udent - at hl et es t o assi st i n

    5 f i nanci ng a wor l d- cl ass educat i on.

    6 To suppor t t hat cont ent i on, Nor t hwest er n

    7 wi l l pr esent evi dence showi ng t hat t he at hl et i c

    8 schol arshi p f unds r ecei ved by some, but agai n by no

    9 means al l of i t s pl ayer s, have absol ut el y no bear i ng

    10 on t he act ual per f or mance of any f oot bal l act i vi t i es

    11 or , i ndeed, t he ul t i mat e qual i t y or ski l l of t he

    12 i ndi vi dual pl ayer s.

    13 Al l 85 f oot bal l pl ayer s who ar e awar ded

    14 f ul l - r i de at hl et i c schol ar shi ps - - and t hat number

    15 i s regul at ed by t he NCAA - - r ecei ve basi cal l y t he

    16 same schol ar shi p benef i t s - - t ui t i on, books, f ees,

    17 r oom and boar d - - r egar dl ess of t hei r at hl et i c

    18 per f or mance on t he f i el d or , i ndeed, whet her t hey

    19 even pl ay.

    20 These benef i t s ar e cer t ai nl y not

    21 compensat i on f or ser vi ces r ender ed i n t he

    22 t r adi t i onal sense or even i n a nont r adi t i onal sense.

    23 I n f act , Nor t hwest er n wi l l show t hat a

    24 f oot bal l pl ayer can r ecei ve t he f ul l benef i t s of

    25 t he schol ar shi p, even t hough he never set s f oot on

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    1 t he f i el d.

    2 Nor t hwest er n wi l l f ur t her pr esent evi dence

    3 showi ng t hat f or t he past t wo year s i t has of f er ed

    4 some of t he pl ayer s on i t s t eam f ul l - r i de/ f our - year

    5 schol ar shi ps wi t h basi cal l y no st r i ngs at t ached,

    6 pr ovi ded t hat t he pl ayer compl i es wi t h

    7 Nor t hwest er n' s r ul es of conduct and schol ar shi p

    8 st andards.

    9 The st udent athl et e, f or exampl e, may never

    10 set f oot on t he f i el d, but r ecei ve t he same

    11 schol ar shi p benef i t s as t he st ar pl ayer .

    12 How t hei r schol ar shi p can be r egar ded as

    13 compensat i on f or ser vi ces under t hi s scenar i o si mpl y

    14 def i es l ogi c.

    15 Addi t i onal l y, Nor t hwest er n wi l l pr ove t hat

    16 despi t e bei ng awar ded an at hl et i c schol ar shi p based

    17 on t he ant i ci pat i on and expect at i on t hat t he

    18 r eci pi ent wi l l excel on t he f oot bal l f i el d, t hat by

    19 no means i s t he sol e or gui di ng cr i t er i a f or

    20 r ecrui t i ng pr ospect i ve st udent - at hl et es t o

    21 par t i ci pat e i n Nor t hwest er n' s f oot bal l pr ogr am.

    22 Al l pot ent i al st udent - at hl et es ar e vet t ed by

    23 Nor t hwest ern' s admi ssi ons depar t ment , and no st udent

    24 at hl et e i s of f er ed an at hl et i c schol ar shi p unl ess a

    25 det er mi nat i on i s i ni t i al l y made t hat t he st udent

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    1 at hl et e wi l l sat i sf y Nor t hwest er n' s r i gor ous

    2 academi c st andar ds and wi l l be abl e t o successf ul l y

    3 gr aduat e f r om t he Uni ver si t y.

    4 I n ot her words, academi cs al ways t r umps

    5 at hl et i cs at Nor t hwest er n. And Nor t hwest er n' s

    6 academi c success consi st ent l y i s r anked at t he t op

    7 of t he NCAA FBS Di vi si on I i n t he gr aduat i on r at es

    8 of i t s st udent - at hl et es.

    9 Frankl y, Nor t hwest er n has a gr eat deal of

    10 di f f i cul t y under st andi ng why i t was even chosen as

    11 t he t est case f or deci di ng whet her any of i t s

    12 st udent - athl etes are empl oyees wi t hi n t he meani ng of

    13 t he Act .

    14 The r eal i t y i s, and we wi l l pr ove, t hat t he

    15 exper i ence of a f oot bal l pl ayer at Nor t hwest er n i s

    16 par t and par cel of hi s over al l educat i onal

    17 exper i ence.

    18 Nor t hwest er n i s not a f oot bal l f act or y. I t

    19 i s f i r st , f or emost , and al ways a pr emi er academi c

    20 i nst i t ut i on.

    21 I t subscr i bes t o t he pr i nci pl e t hat

    22 st udent - at hl et es, even t hose who wer e r ecr ui t ed and

    23 r ecei ved schol ar shi ps, do so i n or der t o r ecei ve a

    24 wor l d- cl ass educat i on. And Nort hwest er n spends

    25 subst ant i al r esour ces on act i vi t i es ai med at

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    1 pr omot i ng t he academi c success of i t s

    2 st udent - at hl et es, i ncl udi ng of f er i ng i t s at hl et es

    3 f r ee t ut or i ng servi ces, mor e academi c advi ce beyond

    4 t hat of f er ed by ot her uni ver si t i es, as wel l as

    5 personal and career devel opment oppor t uni t i es.

    6 The emphasi s t hat Nor t hwest ern pl aces on

    7 academi c success i s borne out by t he f act t hat

    8 Nor t hwest er n has t he hi ghest gr aduat i on r at e i n

    9 Di vi si on I FBS f oot bal l , as wel l as a cumul at i ve

    10 gr ade poi nt average over 3. 0 f or t he st udent

    11 at hl et es on t he f oot bal l t eam.

    12 I n shor t , par t i ci pat i on i n f oot bal l or any

    13 var si t y spor t s act i vi t y i s si mpl y par t and par cel of

    14 t he over al l educat i onal exper i ence.

    15 Last , but by no means l east , Nor t hwest ern

    16 wi l l pr esent evi dence showi ng t hat t her e ar e

    17 numerous publ i c pol i cy r easons why t he Boar d shoul d

    18 not f i nd t he f oot bal l schol ar shi p at hl et es at

    19 Nor t hwest ern t o be empl oyees wi t hi n t he meani ng of

    20 t he Act .

    21 These i ncl ude:

    22 Fi r st , CAPA' s obj ect i ves coul d not be

    23 achi eved t hr ough col l ect i ve bar gai ni ng wi t h

    24 Nor t hwest er n. Rat her , most of t he obj ect i ves CAPA

    25 desi r es t o achi eve ar e not even cont r ol l ed by

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    1 Nor t hwest er n Uni ver si t y.

    2 Second, col l ect i ve bar gai ni ng f or t he

    3 so- cal l ed r evenue spor t s, f oot bal l and basket bal l ,

    4 woul d adver sel y i mpact t he non- r evenue spor t s.

    5 Addi t i onal l y, col l ecti ve bar gai ni ng woul d

    6 cr eat e compet i t i ve bal ance i ssues t hat woul d ar i se

    7 bet ween uni ver si t i es wi t h uni oni zed f oot bal l

    8 progr ams and t hose wi t hout t hem.

    9 Al so, ext endi ng col l ect i ve bar gai ni ng r i ght s

    10 t o col l egi at e f oot bal l coul d have Ti t l e 9

    11 r ami f i cat i ons.

    12 Addi t i onal l y, any col l ect i ve bar gai ni ng

    13 r i ght s t o col l egi at e f oot bal l woul d r equi r e a

    14 compl ete over haul and r evampi ng of t he exi st i ng

    15 governance st r uct ur e, both at t he NCAA and t he Bi g

    16 Ten Conf erence l evel .

    17 Last , but by no means l east , col l ect i ve

    18 bargai ni ng i n onl y a smal l segment of t he NCAA FBS

    19 school s, t he 17 pr i vat e uni ver si t i es who compet e at

    20 t hat l evel , i s i mpr act i cal and si mpl y woul d not

    21 wor k.

    22 The model of col l ect i ve bar gai ni ng t hat CAPA

    23 i s espousi ng i n t hi s case i s si mpl y a Rube Gol dber g

    24 cont r apt i on t hat woul d not wor k i n t he r eal wor l d.

    25 Addi t i onal l y, Nor t hwest er n wi l l pr ove, apar t

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    1 f r om t he f act t hat t he st udent - at hl et es sought by

    2 Pet i t i oner are not empl oyees wi t hi n t he meani ng of

    3 t he Act , but t hey are, at best , t emporary empl oyees.

    4 Based on t he t r ansi t or y nat ur e of t hei r

    5 so- cal l ed empl oyment , l i mi t ed t o t he t i me

    6 constr i ct i ons on t hei r pl ayi ng el i gi bi l i t y, as wel l

    7 as t he t r ansi t or y nat ur e of par t i ci pat i on i n t he

    8 f oot bal l pr ogr am, t hey are t emporary empl oyees and

    9 cannot , i n any sense of t he wor d, f or m t he nucl eus

    10 of an appr opr i at e col l ect i ve bar gai ni ng agr eement .

    11 The f i nal poi nt I woul d l i ke t o make deal s

    12 wi t h uni t scope and el i gi bi l i t y i ssues.

    13 As I st at ed l ast week, Nor t hwest er n bel i eves

    14 t hat t he uni t sought i n t hi s case i s ar bi t r ar y and

    15 not appr opr i at e f or col l ect i ve bar gai ni ng. I t

    16 si mpl y makes no sense t o cr eat e a uni t j ust l i mi t ed

    17 t o t he f oot bal l pl ayer s who r ecei ve at hl et i c

    18 schol ar shi ps.

    19 Under t hi s def i ni t i on, t he uni t woul d be

    20 l i mi t ed t o t he 85 pl ayer s who r ecei ve t hose

    21 schol ar shi ps. But i n f act , t he Nor t hwest er n

    22 f oot bal l r ost er t ypi cal l y r anges i n s i ze f r om 105 t o

    23 112 st udent - at hl et es i ncl udi ng wal k- ons, some of

    24 whom r ecei ve need- based f i nanci al ai d and others who

    25 r ecei ve no f i nanci al ai d what soever .

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    1 Al l pl ayer s on t he r ost er , r egar dl ess of

    2 whet her t hey r ecei ve an at hl et i c schol ar shi p, ar e

    3 pl ayi ng under t he same r ul es and condi t i ons. Some

    4 of t he wal k- ons, who make up approxi mat el y

    5 25 per cent of t he r ost er , r ecei ve need- based

    6 f i nanci al ai d f r om t he Uni ver si t y.

    7 Ot hers r ecei ve no ai d what soever .

    8 And t her e i s no way t hat t he Pet i t i oner ,

    9 ei t her l ogi cal l y or l egal l y, can expl ai n why t he

    10 wal k- ons do not have t he same i nt erest as t he

    11 schol ar shi p at hl et es.

    12 Yet , t he Pet i t i oner obvi ousl y has t o concede

    13 t hat t wo of t hese gr oups, t he wal k- ons who ei t her

    14 r ecei ve no ai d, or t hose who r ecei ve need- based ai d,

    15 cl ear l y are not empl oyees wi t hi n t he meani ng of t he

    16 Act , because t hey r ecei ve no compensat i on.

    17 Fi nal l y, as I poi nt ed out , anot her r eason

    18 t he Boar d shoul d not f i nd t he uni t appr opr i at e i s

    19 based upon composi t i on and el i gi bi l i t y i ssues.

    20 J ust by way of exampl e, t her e wi l l be

    21 t est i mony f r om Kai n Col t er , who i s a gr aduat i ng

    22 seni or who has exhaust ed hi s el i gi bi l i t y.

    23 Ther e ar e al so ot her seni or s on t he t eam who

    24 have exhaust ed ei t her t hei r f our - year or t hei r

    25 f i ve- year el i gi bi l i t y and woul d not be el i gi bl e t o

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    1 vot e i n any el ect i on.

    2 Li kewi se, t her e ar e new r ecr ui t s comi ng ont o

    3 t he t eam who have si gned nat i onal l et t er s of i nt ent ,

    4 have been t ender ed f our - year schol ar shi ps, but yet

    5 t hey' ve never set f oot on a f oot bal l pl ayi ng f i el d.

    6 But yet under t he uni on' s def i ni t i on of what

    7 t he uni t woul d be, t hey woul d have t o argue t hat

    8 t hey woul d be i ncl uded i n t hat uni t and somehow

    9 el i gi bl e t o vot e, even t hough t hey' ve never set f oot

    10 on t he f oot bal l f i el d.

    11 Thank you ver y much. That ' s, i n a nut shel l ,

    12 t he Uni ver si t y' s posi t i on.

    13 I bel i eve you had al so asked a quest i on.

    14 You want ed t he par t i es' posi t i ons wi t h r espect t o

    15 i nt er vent i on?

    16 HEARI NG OFFI CER HOFSTRA: Yes. I di d want

    17 t he par t i es' posi t i ons on whet her or not t he NCAA

    18 coul d pot ent i al l y be a j oi nt empl oyer , at l east an

    19 i nt er est ed par t y, i n t hese pr oceedi ngs.

    20 MR. BARBOUR: Okay. As f ar as t he

    21 Uni ver si t y i s concer ned, we do not bel i eve t hat

    22 t her e i s any j oi nt empl oyer i ssue what soever her e,

    23 nor do we bel i eve t hat t he NCAA i s a necessary or

    24 i nt er est ed par t y.

    25 HEARI NG OFFI CER HOFSTRA: Okay. Thank you.

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    1 MR. BARBOUR: Thank you.

    2 HEARI NG OFFI CER HOFSTRA: Mr . Adam, f or t he

    3 Pet i t i oner , as f ar as t he NCAA, whet her or not t hey

    4 woul d be a j oi nt empl oyer or an i nt er est ed par t y i n

    5 t hese pr oceedi ngs?

    6 MR. ADAM: We ar e not cont endi ng here t hat

    7 t he NCAA i s t he j oi nt empl oyer , and we do not

    8 bel i eve t hey have a r i ght t o i nt er vene i n t hi s

    9 mat t er .

    10 HEARI NG OFFI CER HOFSTRA: Okay. Thank you.

    11 Al so f or t he Pet i t i oner , do you st i pul at e t o

    12 t he l abor or gani zat i on st i pul at i on, wi t h bot h

    13 l i mi t at i ons, as read i nt o t he r ecor d by Mr . Bar bour ?

    14 MR. ADAM: Wel l , we st i pul ate t hat we are a

    15 l abor or gani zat i on.

    16 HEARI NG OFFI CER HOFSTRA: Okay. Wel l , he

    17 had r ead i nt o t he r ecor d - -

    18 MR. ADAM: So I underst and hi s condi t i onal

    19 obj ect i ons, and I under st and t hem, yes.

    20 HEARI NG OFFI CER HOFSTRA: Okay. Do you

    21 st i pul at e t hat - - t o t he ent i r et y of what he r ead

    22 i nt o t he r ecor d?

    23 He r ead i nt o t he r ecor d t hat CAPA i s a l abor

    24 or gani zat i on onl y i f t he pet i t i on f or a uni t i s

    25 f ound t o be empl oyees under t he Nat i onal Labor

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    1 Rel at i ons Act , and onl y i f t he pet i t i oned- f or uni t

    2 i s f ound t o be appr opr i at e.

    3 I f t he Regi on wer e t o det er mi ne t hat a

    4 di f f er ent uni t wer e appr opr i at e i n t hi s mat t er , t hen

    5 I bel i eve t he Empl oyer ' s posi t i on i s that CAPA woul d

    6 not be a l abor or gani zat i on.

    7 MR. ADAM: Wel l , I di sagr ee wi t h t he

    8 ar gument t hat ' s cont ai ned i n t hat obj ect i on, because

    9 CAPA i s pr epar ed t o pr oceed wi t h an el ect i on i f t he

    10 r egi onal di r ect or det er mi nes that t he uni t shoul d be

    11 expanded. But I under st and hi s obj ect i on.

    12 But I t hi nk even i f CAPA, f or what ever

    13 r eason - - i f t he Regi on wer e t o f i nd or t he Boar d

    14 wer e t o f i nd t hat t he at hl et es ar e not empl oyees, I

    15 st i l l bel i eve i t meet s t he Boar d' s def i ni t i on of a

    16 l abor organi zat i on seeki ng t o r epr esent what i t

    17 bel i eves ar e empl oyees i n commerce.

    18 But i t r eal l y i s a secondar y i ssue, i f we

    19 est abl i sh t he f oot bal l pl ayer s ar e at hl et es. I

    20 t hi nk we wi l l be on sol i d gr ound on t he l abor

    21 or gani zat i on i ssue.

    22 HEARI NG OFFI CER HOFSTRA: Okay. I j ust

    23 want ed t o make sure t hat t her e was a st i pul at i on on

    24 t he r ecor d on t hat .

    25 So you' r e i n di sagr eement on t he second

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    1 submi t t ed i nt o evi dence and whatever t est i mony

    2 evi dence t hat you pr esent on t hat mat t er .

    3 I t hi nk at t hi s poi nt , j ust t o cl ar i f y t hat

    4 we do have a st i pul at i on, t hat condi t i onal on a

    5 f i ndi ng t hat t he pet i t i oned- f or uni t i s f ound t o be

    6 empl oyees, t hat CAPA i s a l abor organi zat i on under

    7 t he meani ng of t he Act .

    8 Do you so st i pul at e t o t hat ?

    9 The empl oyer won' t wi t hout t he second - -

    10 MR. BARBOUR: The empl oyer wi l l not

    11 st i pul at e wi t hout t he second pr ong of t he condi t i on.

    12 HEARI NG OFFI CER HOFSTRA: Okay. Wel l , I

    13 t hi nk t hat ' s goi ng t o be - - have t o be l ef t t o,

    14 t hen, t he det er mi nat i on by t he r egi onal di r ect or i n

    15 t hi s mat t er . That , obvi ousl y, you' r e put t i ng

    16 document s - - CAPA i s put t i ng t he r ecor ds i nt o

    17 evi dence, and t hat wi l l be r evi ewed by t he r eader of

    18 t he r ecor d, and t hat det er mi nat i on, t hen, wi l l have

    19 t o be made i n t he deci si on.

    20 MR. ADAM: Ri ght . CAPA has pet i t i oned f or

    21 t he schol ar shi p f oot bal l pl ayer s.

    22 HEARI NG OFFI CER HOFSTRA: Cor r ect .

    23 MR. ADAM: But we' ve al so st ated t hat i f t he

    24 r egi onal di r ect or det er mi nes t hat t he uni t shoul d

    25 i ncl ude wal k- ons, t hen we are pr epar ed t o pr oceed

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    1 wi t h an el ect i on on t hat basi s.

    2 And CAPA i s a new l abor or gani zat i on. I t

    3 i ssued a f oundi ng st atement . We don' t have any

    4 col l ect i ve bar gai ni ng r i ght s wi t h any exi st i ng uni t .

    5 And as t he document s i ndi cat e, CAPA wi l l - - has t he

    6 r i ght t o adopt and modi f y i t s posi t i on on cer t ai n

    7 t hi ngs.

    8 So we want t o r epr esent t he f ootbal l

    9 pl ayer s. We' ve pet i t i oned f or a speci f i c uni t , and

    10 we' r e pr epar ed t o pr oceed i n any el ect i on t hat t he

    11 r egi onal di r ect or f i nds appr opr i at e.

    12 HEARI NG OFFI CER HOFSTRA: Yes, I do

    13 under st and t hat . I t hi nk t hat was made cl ear l ast

    14 week.

    15 I guess my poi nt i s , i s t hat i f i t ' s

    16 det er mi ned t hat t he uni t i s - - ar e empl oyees, t hen

    17 t hat i ssue won' t up come up at al l , i f i t ' s t he

    18 pet i t i oned- f or uni t and t hey ar e f ound t o be

    19 empl oyees.

    20 I f t he r egi onal di r ect or det er mi nes t hat

    21 some ot her uni t i s appr opr i at e, based on t he

    22 empl oyer ' s posi t i on, t he r egi onal di r ect or at t hat

    23 poi nt woul d have t o deter mi ne i f CAPA i s a l abor

    24 or gani zat i on i n t hat ci r cumst ance.

    25 I guess i s t hat cl ear t o ever ybody?

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    1 MR. ADAM: I underst and t he posi t i on of t he

    2 empl oyer , yes.

    3 MR. BARBOUR: ( Noddi ng. )

    4 HEARI NG OFFI CER HOFSTRA: Okay. Gr eat . Al l

    5 r i ght . Thank you ver y much.

    6 Ar e t here any other i ssues t hat we need t o

    7 addr ess bef or e we st ar t t he wi t ness t est i mony?

    8 MR. ADAM: Coul d we j ust t ake a shor t - - a

    9 f i ve- mi nut e br eak?

    10 HEARI NG OFFI CER HOFSTRA: Yes. Of f t he

    11 r ecor d.

    12 ( Recess t aken. )

    13 HEARI NG OFFI CER HOFSTRA: Okay. We' r e goi ng

    14 on t he r ecor d now. Coul d everyone pl ease t ake a

    15 seat ?

    16 On t he r ecord.

    17 Mr . Adam, i t ' s my underst andi ng t hat t he

    18 par t i es want t o submi t i nt o evi dence j oi nt exhi bi t s?

    19 MR. ADAM: Yes. We have submi t t ed t o your

    20 hear i ng of f i cer what we cal l st i pul at ed exhi bi t s.

    21 Nor t hwest er n and CAPA st i pul at e t o t he aut hent i ci t y

    22 of Exhi bi t s Number ed 1 t hr ough 33, wi t hout - - and

    23 t hese document s have been gi ven t o you, and t he

    24 par t i es have t hem i n bi nder s.

    25 We ar e cal l i ng t hem j oi nt exhi bi t s, al t hough

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    1 some are i t ems we want admi t t ed and some ar e i t ems

    2 t hat t he Uni ver si t y want s admi t t ed.

    3 And we r eser ve any ar gument s we may have as

    4 t o whether t he document s have any si gni f i cance, but

    5 we' r e st i pul at i ng t hat t hey shoul d be admi t t ed f or

    6 pur poses of t hi s hear i ng.

    7 HEARI NG OFFI CER HOFSTRA: Okay. So j ust so

    8 i t ' s cl ear , you may - - ei t her par t y mi ght have i ssue

    9 wi t h a par t i cul ar document or i t s r el evancy t o t he

    10 case t hat you wi l l put i nt o t he r ecor d, but t her e' s

    11 no di sagr eement t hat J oi nt Exhi bi t s 1 t hr ough 33,

    12 bot h par t i es ar e agr eei ng t o submi t t hem i nt o

    13 evi dence.

    14 I s t hat cor r ect , Mr . Adam?

    15 MR. ADAM: Yes .

    16 HEARI NG OFFI CER HOFSTRA: Mr . Bar bour?

    17 MR. BARBOUR: That i s cor r ect .

    18 HEARI NG OFFI CER HOFSTRA: And al so at some

    19 poi nt , bot h par t i es wi l l be r ef er r i ng t o t hese

    20 document s, as t o t hei r r el evancy, f or whoever wi shes

    21 t o have t hem i nt o evi dence, and what t he Regi on

    22 shoul d be l ooki ng at i n t hese par t i cul ar document s;

    23 i s t hat cor r ect ?

    24 MR. ADAM: Yes .

    25 HEARI NG OFFI CER HOFSTRA: Mr . Bar bour?

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    1 MR. BARBOUR: Yes. I can' t r epr esent t hat

    2 i n each and ever y case t her e wi l l be act ual wi t ness

    3 t est i mony wi t h r espect t o each of t hese j oi nt

    4 exhi bi t s. But cer t ai nl y, at some poi nt i n t he

    5 pr oceedi ng, whet her i t ' s dur i ng t he hear i ng or i n

    6 post hear i ng br i ef s, t he par t i es cer t ai nl y wi l l

    7 i nf or m t he r egi onal di r ect or of why t he par t y

    8 bel i eves t hat t hose par t i cul ar document s ar e

    9 r el evant and what por t i ons of t he document s ar e

    10 r el evant and f or what pur pose.

    11 HEARI NG OFFI CER HOFSTRA: Gr eat . Thank you.

    12 Okay. I wi l l r ecei ve i nt o evi dence J oi nt

    13 Exhi bi t s 1 t hr ough 33.

    14 ( J oi nt Exhi bi t s No. 1- 33 wer e

    15 r ecei ved i nt o evi dence. )

    16 HEARI NG OFFI CER HOFSTRA: Ar e t here any

    17 ot her i ssues?

    18 MR. ADAM: No.

    19 HEARI NG OFFI CER HOFSTRA: Okay. The

    20 Pet i t i oner has cal l ed i t s f i r st wi t ness.

    21 Mr . Col t er , can you pl ease st and and r ai se

    22 your r i ght hand.

    23 ( Wi t ness dul y swor n. )

    24 HEARI NG OFFI CER HOFSTRA: Okay. You can

    25 have a seat .

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    1 Pl ease st at e and spel l your name f or t he

    2 r ecor d.

    3 THE WI TNESS: Theodi s Kai n Col t er .

    4 T- h- e- o- d- i - s, K- a- i - n, C- o- l - t - e- r .

    5 HEARI NG OFFI CER HOFSTRA: Thank you.

    6 Mr . Adam?

    7 THEODI S KAI N COLTER,

    8 cal l ed as a wi t ness on behal f of t he Pet i t i oner ,

    9 havi ng been f i r st dul y swor n, was exami ned and

    10 t est i f i ed as f ol l ows:

    11 DI RECT EXAMI NATI ON

    12 BY MR. ADAM:

    13 Q Good mor ni ng. I s i t okay i f we cal l you

    14 Kai n?

    15 A Yes, you messed up f or about a week and

    16 cal l ed me Theodi s , but Kai n i s a l i t t l e bi t

    17 easi er .

    18 Q Thank you. Yes. Kai n i s easi er f or me.

    19 Kai n, I woul d l i ke t o get some backgr ound

    20 i nf or mat i on f r om you.

    21 And j ust coul d you tel l us a l i t t l e bi t

    22 about your f ami l y?

    23 A Yes. I come f r om a ver y at hl et i c f ami l y.

    24 Bot h my uncl e and my f at her pl ayed col l ege

    25 f oot bal l . My uncl e pl ayed at USC. My dad pl ayed

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    1 at t he Uni ver si t y of Col or ado. A ver y suppor t i ve

    2 f ami l y, both my parent s went t o CU, Col orado

    3 Uni ver si t y.

    4 I have a younger si st er , Hannah Col t er .

    5 She' s 17.

    6 Q And your f at her , di d he pl ay of f ense or

    7 def ense?

    8 A He pl ayed def ense.

    9 Q Di d your - - when your f at her was at

    10 Col or ado, di d he have any coaches t hat event ual l y

    11 f ound t hei r way t o Nor t hwest er n?

    12 A Yes. Ther e' s a bunch of wei r d

    13 connect i ons. Coach Bar net t was act ual l y I t hi nk

    14 t he quar t erback coach at Col or ado when my dad was

    15 t her e. He l ef t Col or ado t o be t he head coach at

    16 Nor t hwest er n. And t hen he l ef t Nor t hwest ern t o be

    17 t he head coach at Col or ado. So. . .

    18 Q And you' r e r ef er r i ng t o Gar y Bar net t ?

    19 A Yes.

    20 Q Thank you.

    21 Coul d you j ust t el l us what hi gh school you

    22 went t o and what spor t s you pl ayed i n hi gh school ?

    23 A I went t o Boul der Hi gh School f or my

    24 f r eshman and sophomore year , and then t r ansf er r ed

    25 t o Cher r y Cr eek Hi gh School f or my j uni or and

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    1 seni or year . I pl ayed t r ack, basket bal l , and

    2 f oot bal l .

    3 Q Any other spor t s?

    4 A I t r i ed out f or t he gol f t eam, but gol f

    5 was t he same season as f oot bal l , and i t j ust

    6 di dn' t wor k out , unf or t unat el y.

    7 Q You sai d you t r i ed out , meani ng - - di d

    8 you get cut f r om t he gol f t eam?

    9 Never mi nd, I ' l l wi t hdr aw t he quest i on. I ' m

    10 sorry.

    11 How di d your hi gh school t eam do t he l ast

    12 coupl e year s of your hi gh school car eer ?

    13 A My j uni or year we went t o t he st at e

    14 champi onshi p, l ost - - agai n, t hanks f or br i ngi ng

    15 up t hese bad memor i es.

    16 My seni or year we di d pr et t y good, made t he

    17 pl ayof f s . So. . .

    18 Q And you were r ecr ui t ed?

    19 A Yes.

    20 Q And can you j ust t el l us, i n gener al ,

    21 whi ch col l eges or uni ver si t i es r ecrui t ed you?

    22 A Yes. I r ecei ved qui t e a f ew schol ar shi p

    23 f oot bal l of f er s. I was commi t t ed t o St anf or d f or

    24 most of my j uni or year , ended up de- commi t t i ng.

    25 And af t er t hat I chose between Nebr aska,

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    1 Nor t hwest er n, Ar i zona St at e, TCU, Col or ado, Kansas

    2 St at e.

    3 Q And when you say you wer e r ecr ui t ed, what

    4 were you recrui ted f or ?

    5 A To pl ay bal l , t o pl ay f ootbal l .

    6 Q And dur i ng t he r ecrui t ment pr ocess, di d

    7 Nor t hwest er n cont act you?

    8 A Yes. I t hi nk i t was af t er my sophomor e

    9 year I sent t hem my hi ghl i ght t ape and got a cal l

    10 f r om t hem af t er t hey saw my hi ghl i ght t ape. They

    11 of f er ed me bef or e my j uni or and seni or year .

    12 Q And as par t of t he r ecrui t ment pr ocess,

    13 can you t el l us what happened, how t hey - - you

    14 wer e r ecrui t ed by Nor t hwest er n, j ust i n gener al

    15 t er ms?

    16 A Yeah. The r ecrui t i ng pr ocess i n gener al

    17 f or hi gh school f oot bal l pl ayers i s crazy. You

    18 have al l t hese coaches f l yi ng i n t el l i ng you how

    19 gr eat you ar e, what a gr eat f oot bal l pl ayer you

    20 ar e, come t o my uni ver si t y and get t aken car e of ,

    21 you' r e goi ng t o go t o t he NFL, bl ah, bl ah, bl ah,

    22 j ust ki nd of , you know, sel l i ng t hemsel ves t o you.

    23 And t hen at t he end of t he day you make a

    24 choi ce.

    25 Q And I don' t want t o spoi l t he news, but

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    1 who di d you commi t t o?

    2 A Nor t hwestern.

    3 Q And when di d you st ar t at Nor t hwest er n?

    4 A The summer of 2010, I bel i eve.

    5 Q And so j ust t o ki nd of gi ve an over vi ew,

    6 you pl ayed f oot bal l at Nor t hwest er n i n 2010, 2011,

    7 2012, and 2013?

    8 A Cor r ect .

    9 Q And you' r e gr aduat i ng f r om Nor t hwest er n?

    10 A Yes. Thi s i s t he l ast quar t er . I ' m

    11 act ual l y enrol l ed i n school st i l l r i ght now. And

    12 af t er t hi s quart er I ' l l have al l my r equi rement s

    13 f i ni shed.

    14 Q And you wi l l gr aduat e wi t h what ki nd of

    15 degr ee?

    16 A Psychol ogy.

    17 Q And whi l e you pl ayed at Nor t hwest er n, can

    18 you t el l us j ust what posi t i ons you pl ayed?

    19 A I pl ayed quar t er back, wi de r ecei ver , and

    20 r unni ng back.

    21 Q Not al l at t he same t i me, I hope, r i ght ?

    22 A No.

    23 Q Di d you ever pl ay def ense?

    24 A No. I f t he coach woul d l et me, but no.

    25 Q Now, Kai n, I woul d l i ke t o t ur n your

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    1 at t ent i on t o Exhi bi t No. 9. I t i s i n t he bi nder

    2 t her e.

    3 A Okay.

    4 Q What i s t hat ?

    5 A Thi s i s my bi ogr aphy.

    6 Q And who publ i shed t hat ?

    7 A I ' m guessi ng t he Nor t hwest er n at hl et i c

    8 depar t ment .

    9 Q Di d you wr i t e up t he bi ogr aphy?

    10 A No, I di dn' t .

    11 Q That ' s on t he Nor t hwest ern websi t e?

    12 A Cor r ect .

    13 MR. ADAM: I woul d move - - I guess i t ' s

    14 al r eady admi t t ed so I don' t have t o move f or i t , t he

    15 admi ssi on of exhi bi t s?

    16 HEARI NG OFFI CER HOFSTRA: No, you don' t .

    17 I t ' s al r eady i nt o t he r ecor d.

    18 MR. ADAM: Thank you.

    19 BY MR. ADAM:

    20 Q Kai n, can you j ust br i ef l y t el l us, when

    21 you were at Nort hwest er n i n t he f oot bal l pr ogr am,

    22 whet her you went t o any bowl games?

    23 A Yes. We went t o a bowl game t hr ee of my

    24 f our year s t her e.

    25 Q So i n addi t i on t o bei ng a f oot bal l

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    1 pl ayer , di d you hol d any posi t i on wi t h t he t eam i n

    2 t er ms of . . .

    3 A Two- t i me capt ai n i n my j uni or and seni or

    4 year , al so i n t he l eader shi p counci l .

    5 Q And what i s t he l eader shi p counci l ?

    6 A The l eader shi p counci l i s a gr oup of

    7 pl ayer s vot ed on by t hei r peer s. They r epr esent

    8 al l cl asses of t he f oot bal l t eam: Freshman,

    9 sophomor e, j uni or , seni or .

    10 And t hey' r e basi cal l y - - t hey' r e basi cal l y

    11 l i ke t he st udent counci l f or t he t eam. We get

    12 t oget her and we t al k al ong wi t h Coach Fi t z - - I l i ke

    13 t o i ncl ude Coach Fi t z i n t he l eader shi p counci l . And

    14 we addr ess any i ssues t hat we have and di scuss, you

    15 know, ever yt hi ng, r eal l y, t hat ent ai l s our f oot bal l

    16 exper i ence.

    17 Q So i n addi t i on t o pl ayi ng f oot bal l , i n

    18 addi t i on t o gr aduat i ng and bei ng on t he l eader shi p

    19 counci l , have you done anyt hi ng el se, any ot her

    20 exper i ences at Nort hwest er n?

    21 A Yes. You know most r ecent l y, I hel ped

    22 f ound CAPA, and i t t ook a good chunk of my t i me

    23 r i ght now. And you know, my number one pr i or i t y

    24 r i ght now i s t o get dr af t ed i n t he NFL. I ' ve been

    25 down i n Fl or i da t r ai ni ng f or t he NFL. I act ual l y

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    1 l eave f or t he NFL combi ne t omor r ow i n hopes t o get

    2 dr af t ed i n May.

    3 Q How ol d ar e you?

    4 A I ' m 21 year s ol d.

    5 Q I ' d l i ke t o now t urn your at t ent i on t o

    6 Nor t hwestern Uni vers i t y i t sel f .

    7 Can you j ust gi ve us a gener al over vi ew, a

    8 br i ef over vi ew, of what Nor t hwest er n Uni ver si t y i s?

    9 A Nor t hwestern i s a pr i vat e i nst i t ut i on, a

    10 pret ty prest i gi ous uni vers i t y. I t ' s l ocated i n

    11 Evanston, I l l i noi s. They have, l i ke, an

    12 under gr aduat e popul at i on of 8- or 9, 000.

    13 Q And i n t er ms of t he academi c year , can

    14 you descr i be what ki nd of academi c year i s used?

    15 A They ar e on t he cor e syst em.

    16 Q So what ar e t he per i ods t hat woul d be. . .

    17 A I t ' s f al l , wi nter , spr i ng, and then I

    18 t hi nk t her e' s an opt i onal summer, a l i t t l e bi t

    19 mor e condensed.

    20 Q I woul d l i ke you t o t ake a l ook at

    21 Exhi bi t 13. I t ' s r ef er r ed t o as t he academi c

    22 cal endar f or 2012/ 2013.

    23 A Yes.

    24 Q Does t hat document r ef l ect ki nd of

    25 backgr ound i nf or mat i on, when cl asses st ar t , when

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    1 t hey f i ni sh?

    2 A Yes.

    3 Q And t hi s i s t he academi c - - t hi s i s - -

    4 does i t have any connect i on wi t h f oot bal l i n t er ms

    5 of schedul i ng and t hi ngs?

    6 A Not t hat I know of .

    7 Q And i f you coul d t hen l ook at Exhi bi t 15.

    8 I s t hat t he 2012 f oot bal l schedul e?

    9 A Cor r ect .

    10 Q I j ust happened t o pi ck 2012 j ust

    11 randoml y as one of t he years. But t hat was one of

    12 t he year s your t eam di d pr et t y wel l , di dn' t i t ?

    13 A Cor r ect .

    14 Q Al l r i ght .

    15 I woul d l i ke you t o gi ve us some

    16 backgr ound - - or an over vi ew on t he f oot bal l pr ogr am

    17 at Nor t hwest er n.

    18 A Nor t hwest er n i s an FBS D- 1 f oot bal l t eam,

    19 and they compet e i n the Bi g Ten Conf erence.

    20 Q And how many schol ar shi p pl ayer s are on

    21 t he t eam?

    22 A Roughl y ar ound 85. Somewhere ar ound 85.

    23 Q And do t hey r ecei ve what was cal l ed t he

    24 f ul l schol ar shi ps?

    25 A Yes. One year - - I t hi nk - - bel i eve

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    1 coach i s, why don' t you j ust t el l us who t he head

    2 coach i s?

    3 A Pat Fi t zger al d.

    4 Q And about how many ot her assi st ant

    5 coaches are there?

    6 A Oh, man. I don' t know exact l y. I woul d

    7 say somewher e ar ound 10.

    8 Al so t her e' s a str engt h and condi t i oni ng

    9 s taf f . I t hi nk t hey cal l t hemsel ves t he spor t s

    10 per f ormance st af f .

    11 And t hen t her e' s al so, you know, suppor t

    12 s taf f . You know, i t ' s a bi g operat i on.

    13 Q And i s i t a year - r ound oper at i on or does

    14 i t onl y cer t ai n mont hs?

    15 A I t ' s year r ound. I t i s a year - round gi g.

    16 Q I woul d l i ke t o t urn your at t ent i on t o

    17 Exhi bi t 17. I t ' s ref er r ed to as t he team

    18 handbook.

    19 A Okay.

    20 Q And i f you coul d l ook at Bat es st amp 147,

    21 whi ch i s page 9 of t he document .

    22 A Yes.

    23 Q That ' s j ust wher e t he coachi ng staf f i s

    24 l i st ed?

    25 A Cor rect .

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    1 wat ch us, make sur e t hat we' r e - - our f or m i s

    2 cor r ect . And t hen t hei r j ob i s basi cal l y t o keep

    3 us i n shape and t hen r eady t o, you know, per f or m

    4 our j ob.

    5 Q And I ' d l i ke t o di r ect you t o Bat es st amp

    6 170.

    7 I s t hat wher e Mr . Hoot en and some of t he

    8 ot her per f or mance st af f ar e l i st ed?

    9 A Yes.

    10 Q Can you j ust descr i be i n general where

    11 f oot bal l t r ai ni ng i s conduct ed and condi t i oni ng,

    12 and where games ar e pl ayed?

    13 A Yes. I t ' s al l i n t hi s - - you know, I

    14 don' t know what t he exact area woul d be. But

    15 t her e' s Ryan Fi el d, whi ch i s t he st adi um. And our

    16 l ocker r oom i s al most combi ned wi t h Ryan Fi el d,

    17 al ong wi t h t he t r ai ni ng r oom wher e we r ecei ve

    18 medi cal t r eat ment .

    19 Ri ght across f r om t hat i s t he basket bal l

    20 st adi um, and t hen t here' s ot her depar t ment s.

    21 And movi ng r i ght acr oss f r om t her e i s

    22 Ni col et , whi ch i s wher e al l t he f oot bal l of f i ces ar e,

    23 t he wei ght r oom. Our i ndoor f i el d i s connect ed

    24 t her e.

    25 And t hen you wal k a l i t t l e bi t t he ot her

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    1 way, you' l l r un i nt o Ander sen Hal l , whi ch i s wher e - -

    2 al l t he at hl et i c depar t ment , at hl et i c/ academi c

    3 advi sers, compl i ance, t hose t ypes of depar t ment s are

    4 l ocat ed i n Ander sen Hal l .

    5 Q And t hi s i s al l par t of - - i t woul d be

    6 f ai r t o say - - t he at hl et i c depar t ment ,

    7 f ootbal l - -

    8 A The athl et i c depar t ment area, yes.

    9 Q Al l r i ght . Now, we' r e goi ng t o t al k i n

    10 some det ai l about what f oot bal l pl ayer s do. But

    11 I ' d l i ke you t o j ust gi ve us some basi c concept s

    12 so t hat we can underst and t hem, i n t erms of t he

    13 t ype of act i vi t i es you engage i n.

    14 Can you j ust descr i be some of t hem?

    15 A Yeah. Obvi ousl y, I t hi nk ever ybody knows

    16 about t he games. Usual l y we pl ay every Satur day.

    17 Everybody knows about t he games.

    18 Obvi ousl y, we pr act i ce. When I t al k about

    19 pr act i ce, I ' m t al ki ng about per f or mi ng, you know,

    20 f oot bal l - r el at ed t hi ngs, pads, hel met s on, usi ng t he

    21 f oot bal l , doi ng dr i l l s l i ke t hat .

    22 We al so have workout s, whi ch ent ai l , you

    23 know, r unni ng, condi t i oni ng, l i f t i ng wei ght s, 7 on 7,

    24 and ot her pl ayer - r un pr act i ces.

    25 7 on 7 i s basi cal l y - - you know, i n f oot bal l

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    1 bet ween pract i ce and workout ?

    2 A Yes. Workout s are - - you know, what I

    3 l i ke t o consi der - - l i f t i ng, r unni ng, doi ng t hat

    4 sor t of t hi ng, maki ng sur e that we' r e i n shape,

    5 and our bodi es ar e r eady t o per f or m our j ob.

    6 Pr act i ce i s, you know, what I l i ke t o cal l

    7 speci al i zi ng on our craf t , doi ng f oot bal l t hi ngs wi t h

    8 a f oot bal l , hel met , pads, t hose sor t s of act i vi t i es.

    9 Q And as par t of your r ol e as a f oot bal l

    10 pl ayer , i s t her e a per i od of t i me wher e you t o

    11 t r avel ?

    12 A Absol ut el y.

    13 Q And when i s t hat , general l y?

    14 A We have t o t r avel t o games, usual l y. And

    15 t hen most of our t r avel i s dur i ng t he season.

    16 We have t o t r avel t o t r ai ni ng camp.

    17 Somet i mes you mi ght have cer t ai n t hi ngs t o

    18 do downtown, you t r avel downtown when you - - you

    19 t r avel .

    20 But most of i t i s, you know, dur i ng t he

    21 season.

    22 Q You woul d t r avel t ypi cal l y on a Fr i day

    23 f or a Sat urday game?

    24 A Cor r ect .

    25 Q And t hen t r avel back t hat Sat ur day,

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    1 usual l y?

    2 A Ri ght af t er t he game.

    3 Q I woul d l i ke t o now t ur n your at t ent i on

    4 t o t he act i vi t i es t hat f oot bal l pl ayer s engage i n

    5 year r ound. And i f you coul d f i r st j ust gi ve us

    6 ki nd of t he br oad pi ct ur e, and t hen we' l l get i nt o

    7 some det ai l s as t o what you have t o do and what

    8 t he pl ayers have t o do.

    9 Coul d you st ar t of f wi t h what you woul d cal l

    10 t he f i r st per i od?

    11 A Yeah. I l i ke t o br eak i t up i n al most

    12 ei ght sect i ons.

    13 Fi r st per i od woul d be t r ai ni ng camp, whi ch

    14 i s real l y t he most demandi ng t i me. I f you have seen

    15 NFL Har d Knocks, i t ' s f oot bal l ever y day. And i t

    16 st ar t s August 1st and ends ar ound August 31st .

    17 Q So t hat ' s pr et t y much - - you cal l i t t he

    18 t r ai ni ng camp, and t hat ' s August ?

    19 A Cor r ect .

    20 Q And appr oxi mat el y how many hour s a week

    21 woul d t he pl ayer s devot e t o f oot bal l ?

    22 A 50 t o 60.

    23 Q And t hen what ' s t he next per i od t hat you

    24 woul d descr i be?

    25 A Wel l , what I cal l r egul ar season, you

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    1 know, f oot bal l games. So r egul ar season f oot bal l

    2 games, t her e' s 12 games t hat we par t i ci pat e i n.

    3 That usual l y st ar t s Sept ember 1st and ends

    4 December 1st , so r i ght i n t hat t i me per i od.

    5 Q And j ust dur i ng t hat per i od of t i me, how

    6 many hour s woul d f oot bal l pl ayer s devot e t o

    7 f oot bal l ?

    8 A 40 t o 50.

    9 Q And t hese hour s i ncl ude t he t i me you have

    10 t o spend t r avel i ng t o t he game and comi ng back and

    11 so on?

    12 A Cor rect .

    13 Q And t hen i f you' r e f or t unat e enough t o

    14 have a post season, when does t hat begi n?

    15 A December 1. And usual l y you pl ay - - t he

    16 l ast t hr ee year s, we usual l y pl ay our bowl game

    17 r i ght around December 31 t o J anuar y 1. So t o

    18 December 31 t o J anuar y 1.

    19 Q So i n t he t hr ee of t he f our year s t hat

    20 you wer e on t he t eam, t he season r eal l y ext ended

    21 out t o, l et ' s say, on or about J anuar y 1?

    22 A Cor rect .

    23 Q And dur i ng t hat mont h, woul d f oot bal l

    24 pl ayer s pr act i ce and devot e t hei r t i me t o t he

    25 pr ogr am?

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    1 per i od where the wei ght r oom i s open, and you have

    2 t he opt i on t o go i n t her e.

    3 As a t eam capt ai n and as a t eam l eader and

    4 l eadershi p counci l , we t r i ed t o make sure we had

    5 pr et t y hi gh at t endance f or t hose di scret i onar y

    6 per i ods.

    7 Af t er t he di scret i onar y per i od we - -

    8 Q Wel l , bef or e you go on, I ' m sor r y.

    9 What - - I mean, i f you have a bowl game

    10 J anuary 1, how much of a gap i s t here bef ore you have

    11 t o st ar t doi ng anyt hi ng el se wi t h r espect t o

    12 f oot bal l ?

    13 A Li ke I sai d - - you know, say we pl ay t he

    14 game J anuary 1. I t hi nk we had t o r epor t t o

    15 school J anuary 7. So you had t hat week, and t hen

    16 you pr obabl y had one week of a di scr et i onar y

    17 per i od af t er t hat .

    18 And t hen we began wi nter workout s, whi ch - -

    19 t owar ds t he mi ddl e t o the end of J anuary.

    20 Q So you act ual l y st ar t wi nt er wor kout s

    21 somet i me around mi d J anuar y?

    22 A Somewhere ar ound t here.

    23 Q And how l ong does t he - - what you cal l

    24 t he wi nt er wor kout s l ast ?

    25 A They go unt i l , I woul d say mi d Febr uar y,

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    1 and t hat ' s when we st ar t Wi nni ng Edge.

    2 Q And dur i ng t he wi nt er workout t i me

    3 per i od, how many hour s are f oot bal l pl ayer s

    4 devot i ng t o f oot bal l ?

    5 A 12 t o 15.

    6 Q So t he hour s have dr opped f r om t he

    7 season, obvi ousl y?

    8 A Yes.

    9 Q And i n gener al , j ust t el l us what i s

    10 goi ng on i n t he wi nt er wor kout s. What ar e t he

    11 f oot bal l pl ayer s doi ng?

    12 A Li ke I sai d, wor kout s. So usual l y our

    13 day i s spl i t up i nt o an hour of r unni ng, an hour

    14 of l i f t i ng, conduct ed by t he st r engt h st af f .

    15 And t hen, you know, we have mandat or y

    16 t r ai ni ng t abl e. And t hen al so get t i ng any t r eat ment

    17 t hat you needed, you know, get t i ng i n t he col d t ub,

    18 maki ng sur e you' r e heal t hy, get t i ng your ankl es

    19 t aped, t hi ngs l i ke t hat .

    20 Q Now, you ment i oned t he t er m t r ai ni ng

    21 t abl e.

    22 Can you j ust t el l us, i n gener al , what does

    23 t hat - - what i s t hat ?

    24 A The t r ai ni ng t abl e i s - - bas i cal l y, i t ' s

    25 a - - t hey pr ovi de f ood, but t hey t ake i t out of

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    1 our st i pend checks ever y mont h. And i t ' s

    2 mandat or y t hat we do t hat . So t hey of f er f ood i n

    3 t hi s pl ace cal l ed t he N- Cl ub. And you at t end t he

    4 f ood - - and you eat af t er your wor kout s.

    5 Q So i t ' s connect ed t o f ood. You' r e not ,

    6 l i ke, t rai ni ng at a tabl e. You' re actual l y eat i ng

    7 t he f ood?

    8 A Yes.

    9 Q And you sai d somehow i t comes out of

    10 your - - you sai d i t comes out of your st i pend or

    11 somet hi ng? How i s i t pai d?

    12 A Cor r ect . You don' t r ecei ve a st i pend f or

    13 your f i r st t wo year s whi l e you' r e on campus. But

    14 once you' r e al l owed t o l i ve of f campus t hey gi ve

    15 you a per sonal check ever y mont h, somewher e

    16 ar ound, l i ke, 1, 600. And t hen t hey deduct - - I

    17 t hi nk i t ' s $13 a meal , somet hi ng l i ke t hat f or

    18 t r ai ni ng t abl e, out of your st i pend check or

    19 what ever f or t hat mont h.

    20 Q Wel l , we' l l get i nt o t hat a l i t t l e bi t

    21 l ater . But t he t r ai ni ng t abl e, basi cal l y i s - -

    22 you sai d t hey t ake at t endance.

    23 Who t akes at t endance?

    24 A Wel l , i t ' s di f f erent peopl e t hr oughout .

    25 But t hey have t he r ost er wi t h t he name and t hey

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    1 check of f when you' r e t her e.

    2 Q Wel l , I mean, t hat may not answer my

    3 quest i on.

    4 Was i t t he f oot bal l pr ogr am t hat - -

    5 A Yes. Somebody i n t he f oot bal l

    6 depar t ment . I t swi t ched. I t wasn' t t he same

    7 per son every day.

    8 Q And wher e ar e t hese meal s hel d?

    9 A I n t hi s pl ace cal l ed t he N- Cl ub. I t ' s

    10 r i ght above. . .

    11 Q And t hi s i s f or t he at hl et es onl y?

    12 A Yes.

    13 Q Al l r i ght . So we st opped at Wi nni ng

    14 Edge, and you br i ef l y ment i oned i t ear l i er .

    15 J ust t el l us agai n what t hat i s.

    16 A The Wi nni ng Edge, i t ' s basi cal l y t he - - a

    17 week t o t r ansi t i on i nt o spr i ng f oot bal l , whi ch I

    18 wi l l addr ess l at er . But i t ' s a week of , you know,

    19 ki nd of al most l i ke a condi t i oni ng t est . They

    20 br eak t he t eam up i nt o gr oups. They assi gn a

    21 capt ai n on t he t eam, you know, a l eader on t he

    22 t eam t o each gr oup.

    23 Ther e' s a l ot of compet i ng, you know, r el ay

    24 r aces. I t ' s ver y demandi ng. I t ' s one of t he har dest

    25 wor kout s i n t he year . I t ' s usual l y l i ke f our

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    1 wor kout s over a per i od of a week, and we l i f t i n

    2 bet ween t he days.

    3 So l et ' s say we st ar t i t on Sat ur day, you

    4 know, Sunday, and t hen st ar t agai n on Monday. We

    5 l i f t Tuesday, do i t agai n on Wednesday, l i f t Thur sday

    6 and Fr i day.

    7 And t hen af t er t hat week, we t r ansi t i on i nt o

    8 spr i ng f oot bal l .

    9 Q And agai n, t hi s i s somet i me around

    10 Febr uar y 15?

    11 A Somewhere ar ound t here.

    12 Q I t i s f or about a one- week per i od?

    13 A Yes.

    14 Q And how many hour s do t he pl ayer s devote

    15 t o t he Wi nni ng Edge?

    16 A I woul d say 15 or 20.

    17 Q And af t er Wi nni ng Edge, you ment i oned

    18 spr i ng bal l .

    19 Can you t el l us what t hat i s?

    20 A Spr i ng f oot bal l ? I t ' s basi cal l y, you

    21 know, j ust headi ng i nt o t r ue f oot bal l pr act i ce.

    22 Li ke I sai d, agai n, you know, put t i ng on pads

    23 r eal l y, you know, speci al i zi ng your craf t .

    24 We have meet i ngs wher e we have t o basi cal l y

    25 r e- i nst al l our of f ense and def ense, you know,

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    1 t eachi ng t he young guys i n i t . I t ' s a chance f or

    2 guys t o, you know, r eal l y st ep up t o our i n- dept h

    3 char t s and pr ove t o t he coaches t hat t hey can pl ay.

    4 I t ' s bas i cal l y j ust pract i ce and meet i ngs

    5 and t hen l i f t i ng somet i mes i n bet ween pr act i ces.

    6 Q So when you - - you' r e usi ng t he t er m

    7 pr act i ce. That means your pads ar e on and i t ' s

    8 game on. You' r e i n cont act ?

    9 A At t he bar e mi ni mum we have our hel met s

    10 on. But you know t hey usual l y, l i ke, ease us

    11 i nt o, l i ke, a day of hel met s, t hen we go hel met s

    12 and shoul der pads t hen we go f ul l pads.

    13 So not ever y day i s f ul l pads. But bar e

    14 mi ni mum, we have our hel met s on.

    15 Q And t hi s i s f r om appr oxi mat el y t he - -

    16 near t he end of Febr uar y?

    17 A End of Febr uar y t o about mi d Apr i l .

    18 Q And f r om t he end of Febr uar y t o mi d

    19 Apr i l ?

    20 A Cor rect .

    21 Q And appr oxi matel y how many hour s a week

    22 ar e pl ayer s devot ed t o t he f oot bal l pr ogr am dur i ng

    23 t hi s per i od?

    24 A 20 t o 25.

    25 Q So af t er spr i ng bal l , what ' s t he next

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    1 per i od of t i me when you have t o do anyt hi ng f or

    2 t he f oot bal l pr ogr am?

    3 A You know you mi ght have, l i ke I sai d, a

    4 week or t wo of di scr et i onary, and t hen we head

    5 i nt o spr i ng wor kout s, whi ch i s basi cal l y t he same

    6 t hi ng as wi nt er workout s, you know, conduct ed by

    7 t he st r engt h and condi t i oni ng st af f , you know,

    8 l i f t i ng f our days a week.

    9 And t hen t hat basi cal l y t akes us al l t he way

    10 t o t he end of t he school year , whi ch i s somewhere

    11 around, you know, t he end of May, begi nni ng of J une.

    12 Q So you' r e back t o spr i ng wor kout s i n

    13 ar ound Apr i l 20, you sai d, unt i l t he end of mi d

    14 May, you sai d?

    15 A The end of May, t he begi nni ng of J une, I

    16 t hi nk school ends, you know, t he f i r st week of

    17 J une, somewher e around t here.

    18 Q You ment i oned ear l i er a r ef erence t o

    19 di scret i onar y week. I s t hat a t er m t hat t he

    20 pr o- - - f oot bal l pr ogr am uses?

    21 A I have no i dea wher e t hey get i t . I

    22 t hi nk - - you know i t mi ght be, l i ke, an NCAA

    23 r equi r ement or somet hi ng l i ke t hat .

    24 But t he st r engt h and condi t i oni ng st af f ,

    25 t hey can' t conduct t he wor kout , t hey can' t moni t or

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    1 i t . But l i ke I sai d, you know, as l eader shi p

    2 counci l , you know, we st ar t - - we want t o be a gr eat

    3 t eam.

    4 Foot bal l gener al l y, i f you want t o be a

    5 gr eat t eam you' ve got t o have gr eat at t endance,

    6 you' ve got t o do t he ext r a - - you' ve got t o go t he

    7 ext r a mi l e. So, you know, we want t o have gr eat

    8 at t endance whi l e we' r e t her e.

    9 Q And so when t he t er m di scr et i onar y i s

    10 used, t hi s i s when t he pl ayer s ar e r unni ng i t , but

    11 t her e' s no coach speci f i cal l y, or condi t i oni ng

    12 coach pr esent ?

    13 A I mean, l i ke, t hey' r e t her e. You know,

    14 t he wei ght r oom l i ke a bi g r oom, and t hei r of f i ces

    15 ar e r i ght t her e, so t hey' r e t her e. They' r e i n t he

    16 vi ci ni t y, but t hey can' t - - t hey can' t you know,

    17 say t hi s i s our wor kout f or t he day, I ' m goi ng t o

    18 moni t or you t o make sure you do t hi s amount of

    19 r eps and - - no.

    20 Q But when you' r e doi ng t hi s, t he - - what

    21 you cal l t he di scret i onar y wor kout s, i t ' s done i n

    22 t he f oot bal l f aci l i t i es?

    23 A Cor r ect .

    24 Q And t he coachi ng st af f and ot her st af f

    25 are ar ound f or t he f oot bal l pr ogr am?

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    1 A Thei r of f i ces and ever yt hi ng ar e t her e.

    2 They' r e ar ound.

    3 Q But unl i ke t he other per i ods when you

    4 ment i oned t he wi nt er workout and spr i ng workout ,

    5 t hi s per i od t he st r engt h coach i sn' t act ual l y ki nd

    6 of conduct i ng i t . He' s not r eal l y doi ng t hat ?

    7 A Cor r ect .

    8 Q But when you have t hese ot her workouts,

    9 t he st r engt h and condi t i oni ng coach i s act ual l y

    10 conduct i ng i t ?

    11 A Yeah. I mean t hey wi l l t ake, you know - -

    12 t hey t ake at t endance, basi cal l y. They have t hi s,

    13 l i ke, sheet , al most l i ke, you know, ki nder gar t en,

    14 you get a gol d st ar f or l i ke i f you wer e t her e, i f

    15 you wer e dr essed i n t he r i ght at t i r e.

    16 Li ke you coul dn' t wear a neckl ace. I f you

    17 had your neckl ace you mi ght , l i ke, l ose a poi nt f or

    18 t he day.

    19 Your at t i t ude, your , l i ke, l eader shi p dur i ng

    20 t he wor kout . They woul d, l i ke, gi ve you poi nt s f or

    21 t hi s. And t hen at t he end of t he per i od t hey, l i ke,

    22 l ump you i nt o cat egor i es. You do - - you got t hi s

    23 many poi nt s, you' r e al l Amer i can. You gave al l

    24 Amer i can ef f or t . You got t hi s many poi nt s, you' r e

    25 al l Bi g Ten ef f or t . You got t hi s many poi nt s,

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    1 you' r e aver age.

    2 So t hat ' s ki nd of what i t was. And t hen

    3 t hey di d a gr eat j ob of , you know, gi vi ng us, you

    4 know, new wor kout s, maki ng sur e t hat we' r e i n shape

    5 and t hi ngs l i ke t hat .

    6 Q Was t hi s - - was Mr . Hoot en t he one t hat

    7 was conduct i ng t hose wor kout s?

    8 A The ent i r e str engt h staf f . They usual l y,

    9 l i ke, wi l l break i t up i nto - - l i ke you know, a

    10 cer t ai n posi t i on gr oup wi l l be moni t or ed by a

    11 cer t ai n coach. So you know, maybe quar t er backs

    12 and r unni ng backs ar e wi t h Coach Hoot en, wi de

    13 r ecei ver s ar e wi t h Coach Sut t on. You know, t hey

    14 spl i t i t amongst t he st af f .

    15 Q And dur i ng t hese wor kout s, t he wi nt er

    16 wor kout s and t he spr i ng wor kout s and t he Wi nni ng

    17 Edge wor kout s, ar e f oot bal l s requi r ed - - ar e t he

    18 pl ayer s requi r ed t o at t end t hose?

    19 A The wi nt er and spr i ng wor kout s?

    20 Q Yes.

    21 A Yes. As f ar as I know, yes. We' r e

    22 expect ed t o be t here.

    23 Q And we' ve been descr i bi ng f r om August up

    24 unt i l now, t he end of May, t he gener al t hi ngs t hat

    25 you do.

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    1 Can you t el l us t he t i me per i od, i n t er ms of

    2 t he day, when t hese act i vi t i es are done?

    3 A I n t he mor ni ng as ear l y as 5: 30, and

    4 we' r e usual l y ther e unt i l - - you know, t hey have

    5 cer t ai n gr oups t hr oughout t he day.

    6 So you know maybe t here' s a gr oup t hat l i f t s

    7 at 5: 30, a gr oup t hat l i f t s at 6: 30 or 7: 00, so t hey

    8 spr ead out . But usual l y ever ythi ng i s done i n t he

    9 mor ni ngs.

    10 Q So even dur i ng t he r egul ar season - -

    11 A Pr act i ce and ever ythi ng i s done i n t he

    12 mor ni ngs.

    13 Q Now t hi ngs l i ke t he 7 on 7, are t hose

    14 done i n the morni ng?

    15 A No. So 7 on 7, l i ke - - you know t hey had

    16 r ul es so t he coaches can' t be t her e, so i t woul d

    17 be pl ayer - r un pr act i ces.

    18 So basi cal l y, you know, me bei ng t he

    19 quart erback, t he l eader on t he t eam, I woul d go

    20 schedul e t he i ndoor f aci l i t y.

    21 And I ' d have t o go t o t he f aci l i t i es of f i ce

    22 and basi cal l y r ent out t he f aci l i t y - - not pay f or i t

    23 j ust , you know, ki nd of schedul e i t i n, schedul e t he

    24 i ndoor .

    25 And t hen I woul d, you know, t el l t he t eam,

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    1 t he of f ense, you know, Hey, we got 7 on 7 at , you

    2 know, 7: 00 at ni ght . Ever ybody be t here. You know,

    3 we' ve got f i l m maybe an hour bef or e. So t hose ar e

    4 pl ayer - r un pr act i ces.

    5 And t hen t hey' d have, l i ke, a st udent - -

    6 st udent t r ai ner , basi cal l y, t o make sur e nobody got

    7 hur t . And i f anybody needed medi cal assi st ance, t he

    8 st udent t r ai ner woul d be t her e.

    9 Q We' l l get i nt o t hat i n a l i t t l e bi t mor e

    10 det ai l l at er on.

    11 But I woul d l i ke t o now know go - - you

    12 f i ni shed t he spr i ng wor kout s, whi ch I t hi nk you sai d

    13 was t i l l t he end of May usual l y?

    14 A Yes.

    15 Q And t hen when i s t he next per i od of - -

    16 wher e t he f oot bal l pl ayer s do act i vi t i es?

    17 A Yes. So we usual l y - - so l i ke at

    18 Nor t hwest ern, you have your cl asses and t hen

    19 you' l l have, l i ke, f i nal s week or r eadi ng week.

    20 And t hat ' s usual l y unt i l l i ke, I don' t know,

    21 J une 7, J une 8, and t hen school woul d be over . So

    22 al l t he st udent s woul d go home.

    23 Then we' d go home f or maybe a week or t wo,

    24 and then we woul d pr obabl y have t o r epor t J une 20t h

    25 f or summer workout s. So we' d r epor t t hen, and t hat ' s

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    1 when summer wor kout s begi n.

    2 Usual l y t he new i ncomi ng f r eshmen woul d

    3 st ar t school ear l y. They' d come i n J une and t ake

    4 cl asses and, you know, do our f oot bal l dut i es.

    5 Q So t he summer wor kout s begi n ar ound - -

    6 l et ' s say ar ound J une 20t h, and when do t hey

    7 end?

    8 A August 1st , bas i cal l y headi ng i nt o

    9 camp, t rai ni ng camp, l i ke I sai d.

    10 Q So you f i ni sh t he summer and you go r i ght

    11 i nt o August al l over agai n?

    12 A Yeah. We - - yeah.

    13 Q So when you wer e t her e, di d you do t he

    14 summer of 2010?

    15 A Cor rect .

    16 Q So t hat ' s when you had j ust gr aduat ed

    17 f r om hi gh school , you di d t he summer wor kout s?

    18 A Cor rect .

    19 Q So you di d i t each of t he f ol l owi ng

    20 summers?

    21 A Yes. Ever ybody does i t .

    22 Q When you say ever ybody, what do you mean?

    23 A I bel i eve ever ybody - - I mean over my

    24 t i me t her e I can r emember one guy t hat , l i ke,

    25 st ayed home dur i ng t he summer . Ever ybody i s

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    1 t her e. We' r e expect ed t o be t her e.

    2 Q And how many hours do f oot bal l pl ayer s

    3 gener al l y devot e t o f oot bal l dur i ng t he summer

    4 workout per i od?

    5 A 20 t o 25.

    6 Q And i n t hi s per i od, i n addi t i on t o t he

    7 wor ki ng out and t he - - i s t hi s when you al so do 7

    8 on 7s?

    9 A Cor r ect .

    10 Q So when you i ncl ude t he 20 t o 25 hours,

    11 you' r e i ncl udi ng t he 7 on 7?

    12 A Cor r ect . And t hen, you know, we have t he

    13 new f r eshmen comi ng i n. And as l eaders - - you

    14 know as l eader s on t he t eam, i t ' s our r ol e t o get

    15 t hem pr epar ed.

    16 So we have t o t each t hem t he of f ense. So

    17 we' l l do, l i ke, an hour ' s wor t h of f i l m bef or e t he 7

    18 on 7. So. . .

    19 Q Now, I woul d l i ke t o t ur n your

    20 at t ent i on - - we' l l go i nt o a l i t t l e mor e speci f i c

    21 det ai l - - t o Exhi bi t 18.

    22 And when do t he Bat es st amps st ar t on t hat ?

    23 At t he bot t om, what i s i t ?

    24 A Bat es 1217.

    25 Q Can you j ust descr i be, i n gener al , what

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    1 Exhi bi t 18 i s? I know t her e' s, l i ke, 300 pages,

    2 so I j ust want a general descr i pt i on.

    3 A Yeah. I t ' s basi cal l y al l the cal endars

    4 and schedul es t hat we get t hr oughout t he year t hat

    5 out l i ne and basi cal l y go over our dut i es f or t hat

    6 week, t hat day, t hat mont h.

    7 Q And t hese ar e Nor t hwest er n document s?

    8 A Cor r ect .

    9 Q So t hese ar e document s t hat you woul d get

    10 dur i ng t he - - not al l of t hem, but a l ot of t hem

    11 you woul d get dur i ng t he cour se of t he year ?