new series compliance cpd series 2016 - gta university … · -risking of clients. 11 oct...
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COMPLIANCE CPD SERIES
2016
New Series
Experienced Industry
Professionals
Topical & Thought Provoking
Subjects
Sign up now!
Date
Commencing January 2016
Venue
GTA University Centre
CPD
up to 13 points / hours
Cost
£50 per session / £450 series
email: [email protected] telephone: 01481 721555
The GTA is pleased to offer this series in
response to industry feedback.
To find out more and book your place click... www.gta.gg
COMPLIANCE CPD SERIES
2016
Compliance CPD Series 2016
This covers a range of topics that are relevant to
compliance, today in Guernsey. Each 60 minute seminar
is presented by an industry expert and there will be an
opportunity to ask questions
Seminars are inter-changeable between members of the
same firm in the event that the original delegate cannot
attend. Name changes can be made free of charge.
These seminars offers a fresh new look at challenges
that are being faced by businesses today in relation to
regulatory compliance and anti-money laundering.
Certificates of Attendance will be provided to document
your CPD.
For more information on these seminars please see our
website at www.gta.gg
Suitable for
This series will appeal to directors, compliance
professionals, MLROs and employees needing to maintain
their understanding of compliance issues.
Details
Timings: Sessions are held each day at:
08:30 - 09:30
13:00 - 14:00
16:00 - 17:00
Venue: GTA University Centre
St Peter Port House
Sausmarez Street
Contact: Paula Williams
01481 732865
Benefits
Current & relevant topical sessions
Delegate places are interchangeable between
employees within the same organisation
Each session is repeated 3 times during the day so
you can attend the most convenient session for you
email: [email protected] telephone: 01481 721555
To find out more and book your place click... www.gta.gg
COMPLIANCE CPD SERIES
2016 Have you been Hacked?
Tarot Wake
Heimdallr Solutions Ltd
Focuses on Cybercrime today and what we can
learn from high profile scandals.
20
Jan
Mandatory Reporting—What Constitutes a
"Reasonable grounds to suspect?"
Jo French
Jersey International Business School (JIBS)
Learning from the Jardine case.
17
Feb
The Decline and Fall of the Dinosaur
Haley Camp
Centillion Consulting Ltd
From missing monies to procedures manuals
from the prehistoric age - a look at why bad
practices must go the way of the dinosaur.
17
Mar
Compliance - Beyond the Tick Box Jo Carre
Centillion Consulting Ltd
Some practical advice on how to encourage a
compliance culture.
7
Apr
Your Client - Do you Have the Real Picture?
Emma Mauger
ELM Compliance
Looking beyond the AML Forms to see the real
risk a client may pose.
5
May
Can Compliance be Value Added?
Sharon Alvarez
Resolve Partners
A look at how the compliance function can add
value to the business.
25
May
Probability Risk & Impact SysteM (PRISM)
Jo Gill
Resolve Partners
Develop your understanding of the GFSC’s PRISM
supervisory model and its eleven risk categories.
12
Jul
Whistle Blowing — Are there risks in
"Doing the right thing?"
Jo French, JIBS
A look at the risks and repercussions of whistle
blowing.
16
Jun
AML Handbook Update
Emma Mauger
ELM Compliance
The latest update on the AML Handbook and a look
at the practical implications to you.
15
Sep
De-risking — Unintended consequences
for FSBs
Jo French, JIBS
How AML risk can lead to anti-competitive
behaviour & how to manage de-risking of clients.
11
Oct
Compliance Board Report — Why is it not
read?
Jo Carre, Centillion Consulting Ltd
Practical advice on how to produce a board report
that will not be daunting to directors.
15
Nov
The Unsung Heroes (Time: 16:00 - 18:00)
Various Speakers
Hosted by the GTA
Join us for a celebration of compliance success.
6
Dec
email: [email protected] telephone: 01481 721555
email: [email protected] telephone: 01481 721555
www.gta.gg
Delegate Name: Mr/Mrs/Miss/Ms (please complete one sheet per person)
Organisation:
Organisation address in full:
Name/address for sending confirmation to (if different than above):
Email: Postcode:
Work Tel: Mobile: In case we need to contact you outside of office hours
HR contact email:
TERMS & CONDITIONS - PLEASE READ THIS SECTION CAREFULLY:
REGISTRATION: Please complete this registration form and return it to [email protected], or post it to: GTA University Centre,
Suite D, St. Peter Port House, Union Street, St. Peter Port, Guernsey, GY1 2PT, quoting the course name and date in all
correspondence. You will receive an email confirmation in advance of the course, if you do not receive an email
confirmation, please let us know.
PAYMENT: payment can be made by cheque payable to GTA University Centre, online at time of booking, or by BACS.
CANCELLATIONS: All cancellations must be made in writing. A fee of 100% will be levied in respect of any cancellation
made less than 14 days prior to the commencement of the course. A fee of 50% will be levied for cancellations made
between 21 and 14 days prior to commencement. A substitute delegate can be named at any time.
SPECIAL ARRANGEMENTS: If you require any special requirements, please inform us at the time of registration.
I have read the Terms & Conditions above:
Signed: _____________________________________________ Date: ________________________
£50 per session
£450 series
COMPLIANCE CPD SERIES
2016
Please tick the seminars you wish to attend 08:30 13:00 16:00
Have you been Hacked? 20 January 2016
Mandatory Reporting — "Reasonable grounds to suspect?" 17 February 2016
The Decline & Fall of the Dinosaur 17 March 2016
Compliance – Beyond the Tick Box 7 April 2016
Your Client – Do you have the Real Picture? 5 May 2016
Can Compliance be Value Added? 25 May 2016
Whistle Blowing – Are there risks in doing the ‘right thing’? 16 June 2016
Probability Risk & Impact SysteM (PRISM) 12 July 2016
AML Handbook Update 15 September 2016
De-risking – Unintended Consequences for FSBs 11 October 2016
Compliance Board Report – Why is it not read? 15 November 2016
The Unsung Heroes—A Celebration of Compliance Success 6 December 2016
To find out more and book your place click...