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OFFICIAL ORGAN OF THE RADIATION RESEARCH SOCIETY RADIATION RESEARCH EDITOR-IN-CHIEF: ODDVAR F. NYGAARD Volume 6 5 , 1976 Academic Press New York and London BIBLIOTHEK r Tierärztlichen Fakulttt Königinstraße 10 aOOO München 22

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Page 1: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

OFFICIAL ORGAN OF THE RADIATION RESEARCH SOCIETY

RADIATION R E S E A R C H

EDITOR-IN-CHIEF: ODDVAR F. NYGAARD

Volume 6 5 , 1976

Academic Press • New York and London

BIBLIOTHEK r T ie rärz t l i chen F a k u l t t t

Königinstraße 10 aOOO München 22

Page 2: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

Universitäts-Bibliothek München

Copyright © 1976 by Academic Press, Inc .

All rights reserved

No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording, or any information storage and retrieval system, without permission in writing from the copyright owner.

Made in the United States of America

Page 3: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

RADIATION R E S E A R C H

OFFICIAL ORGAN OF THE RADIATION RESEARCH SOCIETY

Editor-in-Chief: O D D V A R F . N Y G A A R D , Department of Radiology, Case Western Reserve University, Cleveland, Ohio 44106

ASSOCIATE EDITORS

S . I . A U E R B A C H , Oak Ridge National L a b - G . J . K O L L M A N N , Albert Einstein Medical oratory Center

M . A B E N D E R , Brookhaven National L a b - J - B . L I T T L E , Harvard University o r a t o r y R . L O E V I N G E R , National Bureau of

J . A . B E L L I , Harvard University Standards W. A. B E R N H A R D , University of Rochester L - S. M Y E R S , University of California, L o s

Angeles X D L t ? , A p i r ^ i ^ , ; M ^ n ? t o b a n e r g y ° f ^ * N E T A , Carnegie Mellon University G . V . D A L R Y M P L E , University of Arkansas K U n i v e n d * ° f C * l U o v ™ >

P. W. D U R B I N , University of California, G > S I L I N I , Centro di Studi Nucleari della Berkeley Cassaccia, Roma, I ta ly

R . A . H O L R O Y D , Brookhaven National L . D . S K A R S G A R D , British Columbia Laboratory Cancer Institute, Vancouver, Canada

A. M . K E L L E R E R , Universität Wurzburg, H . R . W I T H E R S , M . D . Anderson Hospital Germany j M Y U H A S , Oak Ridge National L a b -

D . J . K I M E L D O R F , Oregon State University oratory

OFFICERS OF THE SOCIETY

President: R O B E R T H . SCHÜLER, Carnegie Mellon University, Pittsburgh, Pennsylvania 15213

Vice President (and President Elect): R O B E R T F . K A L L M A N , Department of Radiology, Stanford University, Palo Alto, California 94305

Secretary-Treasurer: W I L L I A M C . D E W E Y , Dept. R a d . and R a d . Biol . Colorado State University, Fort Collins, Colorado 80521

Editor-in-Chief: O D D V A R F . N Y G A A R D , Case Western Reserve University, Cleveland, Ohio 44106

Executive Director: R I C H A R D J . B U R K , J R . , 4720 Montgomery L a n e , Suite 506, Bethesda, Maryland 20014

ANNUAL MEETINGS

1976: June 27-July 2, San Francisco, California 1977: San Juan, Puerto Rico

VOLUME 65, 1976

Page 4: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

Councilors Radiation Research Society 1975-1976

P H Y S I C S E . R . E p p , H a r v a r d U n i v e r s i t y A . M . Kel lerer , Universität W u r z b u r g , G e r m a n y

B I O L O G Y E . J . A i n s w o r t h , Argonne N a t i o n a l L a b o r a t o r y R . J . M . F r y , Argonne N a t i o n a l L a b o r a t o r y

M E D I C I N E J . I . F a b r i k a n t , U n i v e r s i t y of Connect i cut S. J . Ade ls te in , H a r v a r d U n i v e r s i t y

C H E M I S T R Y

J . G. B u r r , U n i v e r s i t y of O k l a h o m a M . S. Matheson , Argonne N a t i o n a l L a b o r a t o r y

A T - L A R G E

H . I . Ad le r , Oak Ridge N a t i o n a l L a b o r a t o r y A . P . Casarett , Corne l l U n i v e r s i t y

Page 5: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

R A D I A T I O N R E S E A R C H 65, V-VU* (1976)

CONTENTS OF VOLUME 65 N U M B E R 1, J A N U A R Y 1976

C A T H A R I N E L . W I N G A T E A N D J O H N W . B A U M . Measured Radial Distributions of Dose and L E I 1 for Alpha and Proton Beams in Hydrogen and Tissue-Equivalent Gas. 1

A . 0 . F R E G E N E . A Comparison of L i F and FeSO^ Dosimetry with Cavity Theory for High-Energy Electrons. 20

M . D . S E V I L L A , C . C L A R K , A N D P . F A I L O R . E S R Study of the Anion Radicals of 5-Nitro-pyrimidines: Conversion to Iminoxy Radicals. 29

K . R . L Y N N A N D A . P . D . R A O U L T . y - I rradialion of Lima Bean Protease Inhibitor in Dilute Aqueous Solutions. 41

Z . S Z W E D A - L E W A N D O W S K A , M . P U C H A L A , A N D W . L E Y K O . Effects of Gamma Irradiation on the Structure and Function of Human Hemoglobin. 50

M A R I L Y N P . L A W , S H I R L E Y H O R N S E Y , A N D S T A N L E Y B . F I E L D . Collagen Content of Lungs of

Mice after X-Ray Irradiation. 60 R O Y C E L . G R A G G , R O N A L D M . H U M P H R E Y , A N D R A Y M O N D E . M E Y N . The Response of Chinese

Hamster Ovary Cells to Fast Neutron Radiotherapy Beams. I . Relative Biological Effective­ness and Oxygen Enlianccment Ratio. 71

J . K . G O N G , C . A . G L O M S K I , N . L . F R E D E R I K S E N , A . J . L A W S O N , A N D J . P . D A L E Y . Effects of

Low-Level (1.0 R) X - I rradialion on the Erythro id Response of the Rat Bone Marrow. 83 T . B R U S T A D , E . B O Y E , A N D E . W O L D . Toxic Effects upon Bacteria of Phosphate-Buffered

Saline Exposed in a High-Frequency Argon Discharge. 98 D O N A L D E . C A R L S O N A N D R O N A L D A . L U B E T . Effects of Sublethal Gamma Radiation on

T and B Cell Activity in the Antibody Response of Mice. I l l N O R M A N D . G L E N N A N D H O W A R D S. D U C O F F . Acute Lethality after Fast-Neutron and X-Irra-

diation of Tribolium confusum. 120 S H I G E T O S H I A N T O K U . Chemical Protection against Radiation-Induced DNA Single-Strand

Breaks in Cultured Mammalian Cells. 130 R A T N A D A T T A , A R T H U R C O L E , A N D S A N D R A R O B I N S O N . Use of Track-End Alpha Particles

from 241 Am to Study Radiosensitive Sites in CHO Cells. 139 B A R B A R A C . C O O K E , E . M A R T I N F I E L D E N , M A R G A R E T J O H N S O N , A N D C . E . S M I T H E N . Poly-

functional Radiosensitizers. I . Effects of a Nitroxyl Biradical on the Survival of Mamma­lian Cells in Vitro. 152

E X A C U S T O O I A N P Ä U S E C U , R O D I C A C H I R V A S I E , T R A I A N T E O D O S I U , A N D C O N S T A N T I N P Ä U N . Effects of 6 0 Co y-Radiaiion on the Hepatic and Cerebral Levels of Some Prostaglandins. 163

A . M . K E L L E R E R , E . J . H A L L , I L H . R O S S I , A N D P . T E E D L A . RBE as a Function of Neutron

Energy. I I . Statistical Analysis. 172

Correspondence.

J A N E V . W E B B , M . J . H O L L I N G S W O R T H , A . J . M I L L , A N D R . W . D A V I E S . Temperature-

Dependence of Repair of Sublethal Radiation Damage in Drosophila. 187 M . R . R A J U A N D E . B L A K E L Y , J . H O W A R D , J . T . L Y M A N , D . P . K A L O F O N O S , B . M A R T I N S ,

A N D C . H . Y A N G . Human Cell Survival as a Function of Depth for a High-Energy Neon Ion Beam. 191

E R R A T U M 195

N U M B E R 2, F E B R U A R Y 1976

J . A . S I M M O N S A N D D . K . B E W L E Y . The Relative Effectiveness of Fast Neutrons in Creating Stable Free Radicals. 197

v

Page 6: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

vi C O N T E N T S O F V O L U M E 65

S I L V A N O G K E G O L I , M A R T I A L G L A S T , A N D A L B E R T B E R T I N C H A M P S . Free-Radical Formation in Deoxythymidine-o'-Monophosphate y-Ir radiated, in Frozen Solution. A Computer-Assisted Analysis of Temperature-Dependent E S R Spectra. 2 0 2

J A C K S C H M I D T A N D D O N A L D C . B O R G . Free Radicals from Purine Nucleosides after Hydroxy I Radical Attack. 2 2 0

M . F A R A G G I A N D J . G . L E O P O L D . Pulse Radiolysis Studies of Electron-Transfer Reaction in Molecules of Biological Interest. I I . The Reduction of Cu (Il)-Peptide Complexes. 2 3 8

H O W A R D B . M I C H A E L S , E R I C J . R A S B U R N , A N D J O H N W . H U N T . Interaction of the Radio-sensitizer Paranitroacelophenone with Radiation-Induced Radicals on Nucleic Acid Components. 2 5 0

S A R A H M . H E R B E R T A N D B E R T M . T O L B K R T . Chemical and Conformational Studies of Gamma-Irradiated Solid Lysozyme. 2 0 8

L A T I K A P . C H A N D E R K A R , S H A N T O O G U R N A N I , A N D G . B . N A D K A R N I . The Involvement of Aromatic Amino Acids in Biological Activity of Bovine, Fibrinogen as Assessed by Gamma-Irradiation. 283

D . K . M Y E R S . Effects of X-Radiation and Urethane on Survival and Tumor Induction in Three Strains of Rats. 292

I A N J . C O N S T A B L E , M I C H A E L G O I T E I N , A N D R E A S M . K O E H L E R , A N D R O B E R T A . S C H M I D T . Small-Field Irradiation of Monkey Eyes with Protons and Photons. 304

A . H . SPARROW, S U S A N S. S C H W E M M E R , A N D K . H . T H O M P S O N . Radiosensitivity Studies with Woody Plants. I I I . Predictions of Limits of Probable Acute and Chronic L D 5 o Values from Lognormal Distributions of Interphase Chromosome Volumes in Gymnosperms. 315

M O S T A P A N . A B D E L - H A L I M A N D M I L T O N B . Y A T V J N . Effects of X-Irradiation on Liver RNA

Metabolism in Specifically Shielded Rats. 3:27 A N T U N H A N , W A R R E N K . S I N C L A I R , A N D B R U C E F . K I M L E R . The Effect of N-Ethylmaleimide

on the Response to X Rays of Synchronized He La Cells. 3-37 S. P . S T E A R N E R , R . L . D E V I N E , A N D E . J . B . C H R I S T I A N . Late Changes in the Irradiated Micro-

vasculature: An Electron Microscope Study of the Effects of Fission Neutrons. 3.51 S. A . B I R K E L A N D , J . M O E S N E R , O . K A L N J B S , A N D T . S K O V J E N S E N . Endolymphatic Irra­

diation with 198Au and nP as Immunosuppression in Renal Transplantation. The Effect on Hematologic and Immunobiologic Parameters. 371

B O O K R E V I E W . 3:86

A N N O U N C E M E NTS. 3187

N U M B E R 3, M A R C H 1976

W A L T E R S C H I M M E R L I N G , K I R B Y G . V O S B U R G H , P A U L W . T O D D , A N D A L A N A P P L E B Y . Appa­ratus and Dosimetry for High-Energy Heavy-Ion-Beam Irradiations. 3)89

J . A . R A L E I G H , W . K R E M E R S , A N D R . W H I T E I I O U S E . Radiation Chemistry of Nucleotides: Sfi'-Cyclonuclcotide Formation and Phosphate Release Initialed by Hydroxyl Radical Attack on Adenosine Monophosphates. 4,14

J . A . K N I G H T . Radiolysis of Benzonitrile. 4123 C U R T I S P . S I G D E S T A D , A N D R E W M . C O N N O R , A N D R A L P H M . SCOTT. The Effect of S-2-(3-

Aminopropylamino)ethylphosphorothioic Acid (WR-2721) on Intestinal Crypt Survival. I I . Fission Neutrons. 4i30

J O H N T . L E I T H , K A Y H . W O O D R U F F , A N D J O H N T . L Y M A N . Early Effects of Single Doses of 875 MeVt Nucleon 20ATeon Ions on the Skin of Mice and Hamsters. 4^40

M O R T O N W . M I L L E R , S U S A N M . V O O R H E E S , E D W I N L . C A R S T E N S E N , A N D G A R Y E . K A U F M A N . The Effect of 2 MHz Ultrasound Irradiation on Pisum sativum Roots. 4451

K Y M B . A R C U R I , R O B E R T J . P I Z Z U T I E L L O , M O R T O N W . M I L L E R , G A R Y E . K A U F M A N , A N D E D W I N L . C A R S T E N S E N . Reduction in Mitotic Index in Pisum sativum Root Meristems by Pulsed Ultrasound Irradiation. 4t58

R A Y D . L L O Y D , C H A R L E S W . M A Y S , S U S A N S. M C F A R L A N D , D A V I D R . A T H E R T O N , A N D J E R R Y L . W I L L I A M S . Californium Studies in Beagles. 4462

M A R I L Y N W . P O R T E R , R O S A N N A N . C H U T E , A N D S H I E L D S W A R R E N . Incidence of Radiation-Induced Cataract in Single and Parabiotic Rats. 4174

Page 7: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

C O N T E N T S O F V O L U M E 65 vii

N . D U B R A V S K Y , N . H U N T E R , A N D H . R . W I T H E R S . The Effect of Precooling on the Radialion Sensitivity of the Proliferating Hair Follicle. 481

M A S A H I R O S A I T O . Hybridizabilily of Gamma-Irradiated Lactic Dehydrogenase. 490 W A T U R U N A K A M U R A , F U M I A K I S A T O , Y O S H I O N I S H I M O T O , A N D N A O Y U K I K A W A S I I I M A .

Prediction of Radioscnsitivity of a Mouse from Its Physiological Characteristics before X-Irradiation. 500

W . C. D E W E Y A N D D . P . H I G H F J E L D . Gt Block in Chinese Hamster Cells Induced by X-Irra-diation, Hyperthermia, Cyclohcximidc, or Actinomycin-D. 511

J O H N E . B I A G L O W A N D R A L P H E. D U R A N D . The Effects of Nitrobenzene Derivatives on Oxygen Utilization and Radiation Response of an in Vitro Tumor Model. 529

A L M A H O W A R D A N D F . G . C O W I E . Induced Resistance in a Desmid Closterium moniliferum. 540 J O E A T S U T A A N D S H U N Z O O K A J I M A . Necessity of Glycolysis for Recovery from Ultraviolet

Killing of Saccharomyces cerevisiae. 550 J O E A T S U T A A N D S H U N Z O O K A J I M A . Relationship between Sensitivity to Ultraviolet Light and

Budding in Yeast Cells of Different Culture Ages. 558

Co RRESPO N DE N CE.

S T A N L E Y B . C U R T I S . The OER of Mixed High- and Low-LET Radiation. 566

A C K N O W L E D G M E N T S . 573

A U T H O R I N D E X FOR V O L U M E 65. 576

Page 8: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

R A D I A T I O N RESEARCH 65, 172-186 (1976)

RBE as a Function of Neutron Energy1

II. Statistical Analysis

A . M . K E L L E R E R 2 , E . J . H A L L ; H . H . R O S S I , A N D P. T E E D L A

Radiological Research Laboratory, Department of Radiology, College of Physicians and Sargeons of Columbia University, 630 West 168th Street, New York,

New York, 10032

K E L L E R E R , A . M . , H A L L , E . J . , R O S S I , H . I L , A N D T E E D L A , P. R B E as a Func t i on of

Neutron Energy. I I . Statistical Analysis. Radial. Res. 6 5 , 172-186 (1976).

A n experimental study of the relative biological effectiveness of neutrons of various energies for the inact ivat ion of hamster celts has been reported previously ; the present article contains a detailed statistical analysis of the data.

Repeated determination of X - r a y survival curves made i t possible to assess the statistical f luctuations of survival rates. W i t h i n ind iv idual experiments the stat ist ical variations are close to those expected on theoretical grounds. However, between experi­ments substantial variations in the reaction to X rays occur; these fluctuations can be approximately described by dose-modifying factors. A n idealized surv iva l curve for X - i r r a d i a t i o n has been derived.

T h e survival curves for neutrons have been compared to the l inear -quadrat ic dose-effect relation and the two coefficients in this equation have been derived together w i t h their joined confidence regions. The linear coefficient for neutrons reaches a m a x i m u m for neutron energies of several hundred thousand electron vo l t s ; the coefficient of the quadratic component is increased at neutron energies below 1 M e V . The dependence of R B E on neutron energy and on neutron dose is derived f rom the estimated dose-effect relations. I n addit ion, the more rigorous nonparametric method is used to derive con­fidence intervals for the R B E of neutrons.

I N T R O D U C T I O N

A n extensive exper imenta l s t u d y of the co lony - f o rming a b i l i t y of V-79 hamster cells after n e u t r o n and X - i r r a d i a t i o n has been reported earlier (1). S u r v i v a l curves have been presented for var ious n e u t r o n energies and for X rays, and the re lat ive biological effectiveness ( R B E ) of neutrons as a f u n c t i o n of the i r energy has been g iven. The results were obta ined w i t h o u t the need of deta i led s ta t i s t i ca l analysis.

However , t h e experiments have been conducted i n such a w a y as t o p e r m i t an expl ic i t analysis of the s tat i s t i ca l errors i n the s u r v i v a l curves. T h e essential po in t

2 This investigation was supported b y Contract A T ( l l - l ) - 3 2 4 3 for the U . S. Energy Research and Development Admin i s t ra t i on and Public Hea l th Service Grant N o . C A 12536 from the Nat iona l Cancer I n s t i t u t e .

2 Present address: I n s t i t u t für M e d . Strahlenkunde der Universität, 8700 Würzburg, Versbacher Landstr . 5, German}-.

1 7 2

C o p y r i g h t © 1976 b y A c a d e m i c Press , I n c . All . r ights of reproduct ion i n a n y form r e s e r v e d .

Page 9: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

ÜBE O F N E U T R O N S 173

is t h a t a separate X - r a y s u r v i v a l curve has been established s imultaneously w i t h each n e u t r o n exper iment . T h i s makes i t possible t o analyze the f luctuat ions i n cellular s e n s i t i v i t y over an extended per iod , w h i c h , i n the present case, spanned about 12 months . F u r t h e r m o r e , t h e d e t e r m i n a t i o n of s imultaneous n e u t r o n and X - r a y curves has made i t possible t o a p p l y the nonparamctr i c s ta t i s t i ca l analysis {2) to t h e d e t e r m i n a t i o n of the R B E of neutrons as f u n c t i o n of n e u t r o n dose.

T h e s ta t i s t i ca l fluctuations w i t h i n i n d i v i d u a l experiments and between separate experiments are dealt w i t h i n t h e first p a r t of th i s art i c le . T h e assessment of s ta t i s t i ca l errors is o ften c r i t i ca l for the i n t e r p r e t a t i o n of data obta ined f r o m i r r a d i a t e d cell cu l tures ; the s ta t i s t i ca l analysis is therefore presented i n consider­able d e t a i l . T h e analysis of R B E as a f u n c t i o n of n e u t r o n dose is dealt w i t h i n the last p a r t of the art i c le .

A N A L Y S I S O F T H E X - R A Y D A T A

Fluctuations of Survival Rates within Individual Experiments

Each p o i n t of the 11 s u r v i v a l curves for n e u t r o n i r r a d i a t i o n and of the s i m u l ­taneously established X - r a y curves t h a t have been presented i n the preceding p u b l i c a t i o n (Jf) has been obta ined b y exposing four vials f i l led w i t h cell suspension to a specified n e u t r o n or X - r a y dose. I f the on ly s tat i s t i ca l f luctuat ions are those due to the f ini te n u m b e r of s u r v i v i n g colonies, t h e n the s tandard error should on the average, i n accordance w i t h the properties of the Poisson d i s t r i b u t i o n , be equal t o the square root of the n u m b e r of s u r v i v i n g colonics. I f , on the other h a n d , there are systematic var ia t i ons between the i n d i v i d u a l v ials the s tandard dev ia t i on of the s u r v i v a l rates i n each group of four v ia ls w i l l on the average exceed the s t a n d a r d d e v i a t i o n of the s u r v i v a l rates t h a t is predicted according t o Poissonian stat is t i cs . W h e t h e r th i s is the case has been tested on the basis of the x 2 -d i s t r ibu -t i o n . The test has been per formed for a l l i n d i v i d u a l X - r a y doses, b u t i n a d d i t i o n also for a l l n e u t r o n doses, i n each experiment . A m o n g the 159 values of x

2

t h a t were obta ined for the 159 groups of four vials there were 15 values t h a t exceeded the theoret ica l va lue of x

2

on the 9 5 % level . T h i s is a s igni f i cant ly larger number t h a n the eight cases expected on s tat i s t i ca l grounds. Accord ing ly , one concludes t h a t the actual s tandard deviat ions exceed the theoret i ca l deviat ions . I t has no t been f o u n d t h a t the cases of increased s tandard dev ia t i on occur m a i n l y at h i g h doses. T h i s indicates t h a t the increase i n the s tat i s t i ca l f luctuat ions is no t due t o the fact t h a t di f ferent vials t h a t were assigned the same absorbed dose were i n fact exposed to s l i gh t ly di f ferent absorbed doses. I n other words, i t does n o t appear t h a t the increase of the s ta t i s t i ca l f luctuat ions is due t o inaccuracies i n dos imetry .

As an a d d i t i o n a l test the s u m of the x2

values for a l l po ints of each i n d i v i d u a l s u r v i v a l curve, i.e., t h e x 2-values pooled for a l l doses i n each i n d i v i d u a l exper i ­m e n t , have been compared to the theoret i ca l values. I t is f o u n d t h a t for 5 out of the 22 s u r v i v a l curves the resu l t ing x

2

exceeds the theoret ica l values on the 9 5 % significance level . T h i s test, based on the pooled x 2-values, therefore con­firms the conclusions f r o m the analysis of the i n d i v i d u a l po ints .

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174 K E L L E R E R ET AL.

T o o b t a i n an estimate of t h e r a t i o b y w h i c h t h e a c tua l fluctuations exceed the theoret i ca l fluctuations, the t o t a l sums of x

2

pooled f r o m a l l doses a n d a l l s u r v i v a l curves have been computed .

For the X - r a y experiments the t o t a l observed value is x2

= 401, whi le t h e 95%

level of x2

is X95 2 = 346. A t the large number of 296 degrees of f reedom t h i s difference is h i g h l y s igni f icant . T h e h i g h s ta t i s t i ca l significance is due t o t h e large a m o u n t of d a t a ; i t does n o t i n itself i m p l y t h a t the ac tua l s tat is t i ca l fluctua­t ions exceed the theoret ica l values great ly . Indeed i t can be seen t h a t the excess is smal l . T o o b t a i n the ra t i o of the ac tua l s tandard deviat ions to the theore t i ca l s tandard deviat ions one m a y consider the theoret i ca l med ian value , X o o 2 . T h i s med ian value is equal to the number of degrees of freedom, and the r a t i o of t h e ac tua l s tandard deviat ions t o the theoret ica l s t a n d a r d d e v i a t i o n for the X - r a y experiments is therefore

Px = (xVxso2

)* = (401/296)* = 1.164. (1)

T h u s the s tat i s t i ca l fluctuations are increased b y a factor of on ly 1.16 r e la t i ve t o the fluctuations t h a t are expected on theoret ica l grounds. For m a n y p r a c t i c a l purposes th is factor is negligible. W i t h the exper imenta l technique employed i n the present s t u d y i t is therefore a good first a p p r o x i m a t i o n to give the theore t i ca l values of the s tandar d deviat ions, or of the confidence in terva l s . N a t u r a l l y one cannot generalize th i s conclusion, and i t m a y be necessary t o p e r f o r m s i m i l a r anafyses i f one deals w i t h di f ferent exper imenta l condit ions .

T h e finding for the X - r a y da ta is supported b y those for n e u t r o n i r r a d i a t i o n s . I f a l l n e u t r o n experiments are pooled one obtains the va lue x

2

= 427.9 a n d t h e theoret ical 95% va lue X 9 5 2 = 356 a t 314 degrees of freedom. T h i s again is a h i g h l y signif icant difference. B u t , as i n the case of X rays, the r a t i o of the ac tua l t o t h e theoret ica l fluctuations is n o t far f r o m 1. T h e n u m e r i c a l va lue is

P» = (x2

/x5o2

)* = (427.9/314)* = 1.167. (2)

I t has been ment ioned earlier t h a t no corre lat ion has been observed between the increased fluctuations and the dose, and t h a t th i s indicates t h a t dos imetr ic i n ­accuracies are n o t the cause of the increased s ta t i s t i ca l errors. T h e fact t h a t the t w o values p x and p n are near ly equal confirms th i s conclusion. I f dos imetr ic inaccuracies were responsible for t h e increased fluctuations one w o u l d expect t h i s influence t o be di f ferent for the t w o di f ferent r a d i a t i o n types . I t appears l i k e l y , therefore, t h a t the smal l increase of the observed s ta t i s t i ca l fluctuations over the theoret ica l values is due to other systematic factors t h a t influence the s u r v i v a l p r o b a b i l i t y i n the i n d i v i d u a l v ia ls . W e cannot a t present i d e n t i f y these factors , b u t t h e y are of m i n o r influence, and i n t h e next section i t w i l l be seen t h a t the fluctuations f r o m experiment to exper iment are considerably more i m p o r t a n t .

Fluctuations of Sensitivity between Experiments

T h e findings described above p e r m i t no conclusions on t h e extent of systematic fluctuations between di f ferent experiments. However , one can assess such syste-

Page 11: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

R B E O F N E U T R O N S 175

T A B L E I

Comparison of the Observed Total x 2 for the Pooled Data from All X - R a y Experiments with the 9 5 % Value, X952

Absorbed dose (rad) Degrees of freedom

0 275.5 37.1

139.5 356.9 240.3 349.9 821.4

6.94

120.7 40.1 53.1 50.7 54.3 53.1 67.2 12.6

97 27 38 36 39 38 50

6

200 400 600 800

1,000 1,200 1,500

m a t i c fluctuations b y d e t e r m i n i n g the x2

values for the pooled da ta f r o m a l l successive experiments a t each i n d i v i d u a l X - r a y dose. Accord ing ly , a l l data a t each i n d i v i d u a l va lue of the absorbed dose of X rays were p u t i n t o the same g r o u p , so t h a t the obta ined x 2-value represents the deviat ions f r o m the common mean v a l u e . T h i s is i n contrast t o the analysis i n the preceding section where t h e X 2 - va lues were re lated t o the i n d i v i d u a l averages of the s u r v i v a l rates for each q u a d r u p l e t of v ia ls t h a t results i n one data p o i n t . Tab le I contains the results t h a t are obta ined i f a l l s u r v i v a l rates f r o m the di f ferent experiments a t each i n d i v i d u a l va lue of absorbed dose are combined. One finds t h a t i n the m a j o r i t y of t h e cases, and especially a t larger absorbed doses, the s ta t i s t i ca l fluctuations between di f ferent experiments are considerably larger t h a n theoret i ca l ly expected. F i g u r e 1 i l lustrates th i s fact . I t is a superposit ion of a l l i n d i v i d u a l data po ints

HAMSTER CELLS 250kV X-RAYS

.1 -o <

.001 0 500 1000 1500

ABSORBED DOSE (rod)

F I G . 1. Superposition of survival rates of Chinese hamster cells obtained in 10 different X - r a y experiments over a period of several months. T h e data correspond to X - r a y survival curves pre­sented in the earlier article ( ! ) . E a c h curve is normalized relative to its own controls.

Page 12: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

176 K E L L E R E R E T AL.

T A B L E I I

Spearman Rank Order Correlation Coefficient for Surv iva l Rates i n E i g h t Separate Surv iva l Curves*

Absorbed dose (rad)

0 400 600 800 1,000

400 0.66 600 0.38 0.83 800 0.50 0.73 0.90

1,000 0.39 0.86 0.86 0.80 1,200 0.50 0.92 0.83 0.73 0.97

a Each coefficient measures the correlation of the two survival rates at two doses for a l l X - r a y experiments. Except i n the comparisons invo lv ing controls al l values exceed the 9 5 % confidence level of 0.643. This implies t h a t w i t h i n one experiment surv ival rates at a l l doses tend to deviate i n the same direction. Only those X - r a y experiments have been used that in addit ion to the contro l data have data at 400, 600, 800, and 1000 rad.

obta ined i n the var ious X - r a y experiments. I n v i e w of the large n u m b e r of p o i n t s no a t t e m p t is made to i d e n t i f y po ints belonging to the same curves ; the separate curves have been presented i n the earlier p u b l i c a t i o n (1). T h e theoret i ca l s t a n d a r d dev ia t i on for the i n d i v i d u a l po ints is t y p i c a l l y ±4%; the ac tua l dev iat ions arc obviously m u c h larger. E v e n i n th i s s impl i f i ed f o r m the p l o t therefore d e m o n ­strates t h a t t h e fluctuations between experiments exceed great ly the r a n d o m f luctuat ions due t o the finite number of colonies. T h e results c on f i rm the necessity t o derive the X - r a y s u r v i v a l curve r e p e a t e d ^ i n successive experiments . O n l y i n t h i s w a y can rel iable comparisons between n e u t r o n s u r v i v a l curves a n d X - r a y s u r v i v a l curves be achieved. T h e findings also make i t clear t h a t parameters of a s u r v i v a l curve cannot always be considered as absolute, constant characterist ics of a cell l ine .

T o ob ta in an unders tanding of the n a t u r e of the observed f luc tuat ions , one m a y ask whether the differences of s u r v i v a l rates i n t w o experiments a t d i f ferent doses are correlated. T h i s question has been analyzed on the basis of the Spear­m a n r a n k corre lat ion coefficient [see, for example, ( # ) ] for the d a t a f r o m a l l experiments at each pa ir of absorbed doses. T h e result is t h a t there is a h i g h l y s ignif icant corre lat ion for a l l pairs of absorbed doses. However , no s igni f i cant correlation is f o u n d between the differences a t a g iven absorbed dose a n d the differences between the contro l groups. I t appears therefore t h a t the s ta t i s t i ca l f luctuat ions are n o t l i n k e d to fluctuation of the p l a t i n g efficiency. N u m e r i c a l results are g iven i n Tab le I I .

These findings i m p l y t h a t systematic f luc tuat ions of t h e r a d i a t i o n s e n s i t i v i t y of the cells occur between i n d i v i d u a l experiments. I t is n o t clear whether these differences are due t o the fact t h a t the cells for d i f ferent experiments are taken f r o m different stock solutions, or whether they are due t o other factors , such as t r y p s i n a t i o n , t h a t m a y n o t be complete ly contro l led . Est imates of the magn i tude of sens i t iv i ty f luctuat ions are der ived i n the next section.

Page 13: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

R B E O F N E U T R O N S 177

Idealized Survival Carve for X rays

I n v i ew of the fluctuations of s u r v i v a l rates between experiments i t is appro ­pr ia te t o relate each n e u t r o n s u r v i v a l curve t o the s imultaneously established X - r a y curve . T h i s approach is fo l lowed i n the next section However , i t is also of interest t o determine an idealized X - r a y s u r v i v a l curve. Var ious ways t o arr ive at such an idealized curve could be considered. One, and perhaps the simplest, way w o u l d be to average a l l s u r v i v a l rates a t each dose. However , th i s procedure is questionable because i t is n o t clear w h a t t y p e of average w o u l d have t o be employed. One m i g h t use an a r i t h m e t i c or a geometric m e a n ; since the fluctuations are subs tant ia l these averages do n o t coincide.

There are various a l ternat ives t o the unsat is factory averaging of s u r v i v a l rates. However , any m e t h o d m u s t be a r b i t r a r y insofar as i t requires assumptions on the nature of the systematic fluctuations. As long as these fluctuations are i n c o m ­plete ly understood one can on ly achieve an approx imate t r e a t m e n t . I n t h e fo l l owing such a t r e a t m e n t is a t t e m p t e d . I t is based on the s i m p l i f y i n g assumption t h a t the var ia t i ons between separate experiments are due t o a change i n sensi­t i v i t y of the cells t h a t corresponds t o a s imple dose-modi fy ing factor . One m u s t then search for those correct ion factors t h a t , appl ied t o the i n d i v i d u a l exper i ­ments, lead t o a set of X - r a y s u r v i v a l curves t h a t are i n closest agreement. A f t e r establishing these factors one m a y a p p l y t h e m t o the n e u t r o n s u r v i v a l curves t h a t have been established s imultaneous ly w i t h t h e i n d i v i d u a l X - r a y s u r v i v a l curves. T h i s , too, is t e n t a t i v e insofar as i t is n o t cer ta in t h a t the same dose-m o d i f y i n g factor should app ly to di f ferent r a d i a t i o n qual i t ies . However , i n the absence of be t ter i n f o r m a t i o n the t r e a t m e n t is at least a useful a p p r o x i m a t i o n .

The dose-modi fy ing factors can be obta ined b y a least-squares m e t h o d appl ied to the i n d i v i d u a l s u r v i v a l curves. However , such a s tat i s t i ca l procedure is re la ­t i v e l y compl icated and therefore i n the f o l l ow ing we present a s impler m e t h o d for the analysis of the results. T h i s m e t h o d is based on the de te rminat i on of the mean i n a c t i v a t i o n dose, D, for each of the s u r v i v a l curves and on the comparison of the resu l t ing values w i t h the i r average for a l l X - r a y s u r v i v a l curves.

The mean i n a c t i v a t i o n dose is a useful parameter of the s u r v i v a l curve because, unl ike the i n i t i a l slope or the parameter Do, i t measures the overal l reaction of the cell popu la t i on over the whole dose range. I t is the s ta t i s t i ca l mean t h a t belongs to the s u r v i v a l curve i f the l a t t e r is considered as the d i s t r i b u t i o n of s u r v i v a l probabi l i t ies as a f u n c t i o n of absorbed dose. T h e de f in i t ion of D is [ f o r a more detai led discussion see (4) J

(3)

B y p a r t i a l i n t e g r a t i o n one finds t h a t th is is equal to

(4)

Page 14: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

178 K I v L L E J t E U E T AL.

T A B L E I I I

The Mean Inac t i va t i on Dose, D, for the I n d i v i d u a l X - R a y Surv iva l Curves 5

Neutron energy used simultaneously

(MeV)

Mean Inactivation dose, D, for the X-ray survival curve

{rad)

Dose-modifying factor f

50 35 15

6 2

44.2 447 466 416 424 437 396 394 391 400

0.95 0.94 0.90 1.01 0.99 0.96 1.06 1.065 1.075 1.05

1, 0.66 0.43 0.34 0.22 0.11

J5 A = 4 2 2 ± 2 3

a The f a c t o r / i s the rat io of the average value /3A of the mean inact ivat ion dose and the mean i n ­act ivat ion dose D obtained i n an experiment; this factor can be considered as a dose-modifying factor t h a t expresses fluctuations i n sensit ivity.

Accord ing t o th is f o r m u l a the mean i n a c t i v a t i o n dose, D, is equal to the area under the s u r v i v a l curve i n l inear representat ion. T h i s area has been de termined for a l l X - r a y s u r v i v a l curves. T h e resu l t ing values are l i s ted i n Tab le I I I . T h e average of the values for t h e 10 separate s u r v i v a l curves is 422 r a d , and t h e s tandard dev ia t i on is 23 r a d , i.e., 5 % .

Other parameters of these curves, such as the ex t rapo la t i on n u m b e r or t h e pseudothreshold number , have been quoted i n an earlier ar t i c le (5); t h e y e x h i b i t subs tant ia l ly larger fluctuations t h a n D. T h e parameter D is therefore m o r e meaning fu l . However , i t m u s t be noted t h a t the values D are subject t o i n t e r ­po la t i on errors i n t h e d e t e r m i n a t i o n of the area under the s u r v i v a l curve.

One can use the values D and t h e i r average, DA, t o rescale the i n d i v i d u a l sur ­v i v a l curves b y a dose-modi fy ing factor . T h e dose-modi fy ing factor for a par ­t i c u l a r experiment is / = T)AlT)) where D is the mean i n a c t i v a t i o n dose for t h i s experiment . T h e result is g iven i n F i g . 2 ; here each p o i n t is p l o t t e d a t the dose f-D. where D is the absorbed dose a t w h i c h i t has been obta ined , and / is t h e dose-modifying factor l i s ted i n Tab le I I I .

Some fluctuations of the s u r v i v a l rates between experiments r e m a i n . T h i s is t o be expected, since t h e correct ion procedure is o n l y an a p p r o x i m a t i o n . B u t the graph defines the idealized f o r m of the X - r a y s u r v i v a l curve m u c h more closely t h a n the unad justed superposit ion of the da ta i n F i g . 1.

I t is of interest t o compare the idealized s u r v i v a l curve for X rays w i t h the l i n e a r - q u a d r a t i c equat ion

for the co lony - forming a b i l i t y , S(D), as a f u n c t i o n of absorbed dose, Z>. T h e equat ion has earlier been appl ied b y Sinclair (6) a n d microdos imetr i c analysis

S(D) = e x p ( - « Z > - ßD2) (5)

Page 15: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

J I B E O F N E U T R O N S 179

.00! 1 : : : : I : : : : I ; : : : : 0 500 1000 1500

ABSORBED DOSE (rod)

F I G . 2. The data f r o m F ig . 1 rescaled w i t h the factors / i n Table I I I that account for fluctuations of the sensit ivity of the cells between ind iv idua l experiments. The solid curve corresponds to E q . (5) w i t h a = 0.99 X 10~3 r a d " 1 , ß = 2.07 X 10~ 6 r a d " 2 .

has l e d to the conclusion (7) t h a t i t corresponds to a p r o p o r t i o n a l i t y of cellular damage to the square of specific energy i n sensitive sites of the cell w i t h d i m e n ­sions of fract ions of a micrometer or more. I n th is i n t e r p r e t a t i o n the l inear t e r m results f r o m the i n t e r a c t i o n of sublcsions formed i n the same part i c le t r a c k whi le the quadrat i c t e r m results f r o m i n t e r a c t i o n of sublcsions formed b y separate charged partic les .

I f E q . (5) is v a l i d for synchronous cell populat ions , then i t cannot be s t r i c t l y v a l i d for a m i x e d cell p o p u l a t i o n . As Gillespie et at. (9) p o i n t out , the deviat ions f r o m E q . (5) are r e l a t i v e l y smal l for an exponent ia l ly g r o w i n g popu la t i on . Nevertheless they can be read i ly detected i n the v e r y extensive X - r a y data represented i n F i g . 2. I n fact , a s tat i s t i ca l test of the overal l f i t of the data to the l i n e a r - q u a d r a t i c equat ion results i n re ject ion of the f i t . However , one can achieve a close f i t of the d a t a i f one disregards the range of lowest s u r v i v a l where the influence of the less sensitive mo ie ty of t h e cells causes the greatest d i s t o r t i o n . The sol id l ine i n F i g . 2 is the result of such a p a r t i a l f i t ; i t corresponds t o the parameters a = 0.99 X 10" 3 r a d " 1 and ß = 2.07 X 1 0 " 6 r a d " 2 . Since these est i ­mates are the result of on ly a p a r t i a l f i t , and since i t is d i f f i cu l t to assess the v a l i d i t y of the rescaling t h a t has been appl ied to the data , no confidence l i m i t s are g iven for a and ß.

R E L A T I V E B I O L O G I C A L E F F E C T I V E N E S S O F N E U T R O N S

Analysis of the Survival Curves

S u r v i v a l curves have been established for nine di f ferent n e u t r o n energies and for t h e broad energy d i s t r ibut i ons at the Texas A & M Var iab le Energy Cyc l o t ron

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ISO K E L L E R E R E T AL.

T A H L 10 I V

Least-Squares .Estimates of the Parameters a and ß in E q . (5) for the Neutron Survival Curves and the Modi f ied Parameters a and ß' Obtained on the

Basis of the M o d i f y i n g Factors / Given in Table I I I

Neutron energy (MeV) (10-* rad~l)

a ß (10-' rar / - 2 ) (10~* rad-1)

a ß' (10-" rad'2)

50 35 15

6

2.65 3.8 3.45 4.55 8.1 9.45

10.0 J 2.8 12.8 12.2

8.6

2.91 2.9 0.8 0.7 1.7 1.7 6.8 6.0

12.1 9.6 8.7

2.79 4.04 3.83 4.51 8.18 9.84

10.42 12.08 12.02 11.35 8.19

3.22 3.28 0.99 0.69 1.73 1.84 7.37 5.34

10.67 8.31 7.89

2 1 0.66 0.43 0.34 0.22 0.11

( T A M V E C ) and at the N a v a l Research L a b o r a t o r y ( N R L ) C y c l o t r o n . T h e da ta have been presented i n the preceding p u b l i c a t i o n (1) and a comparison w i t h earlier invest igat ions of the R B E of neutrons (10-16) has been made. I n the f o l l owing , a more rigorous q u a n t i t a t i v e analysis of the n e u t r o n da ta is per ­formed . I n the present section the n e u t r o n s u r v i v a l curves arc re lated to the l i n e a r - q u a d r a t i c equat ion . I n the f o l l ow ing section t h e results are compared to the X - r a y data .

For a l l n e u t r o n s u r v i v a l curves a least-squares f i t to E q . (5) has been per formed. As stated i n the preceding section the l i n e a r - q u a d r a t i c equat ion cannot be s t r i c t l y v a l i d for nonsynchronized populat ions . The x 2-test indicates signif icant deviat ions f r o m the equat ion for the da ta obta ined w i t h 15 and w i t h 6 M e V neutrons, b u t n o t for the da ta obta ined a t other n e u t r o n energies. As an a l t e r n a t i v e to the l i n e a r - q u a d r a t i c equat ion one could use an a n a l y t i c a l expression w i t h three free parameters. However , such parameters w o u l d have l i t t l e b iophysica l meaning, and i t was therefore fe l t t h a t the simple t r e a t m e n t is to be preferred even i f i t is on ly an a p p r o x i m a t i o n . The least-squares estimates of t h e coefficients a and ß are l isted i n Tab le I V . The f i t has been per formed w i t h proper w e i g h t i n g factors of the i n d i v i d u a l observed points according to the i r observed variance . T h e estimates of a and ß together w i t h the i r j o i n t e l l ip t i ca l regions of v a r i a t i o n are depicted i n F i g . 3. T o o b t a i n greater c l a r i t y of th is g raph the ellipses have been d r a w n w i t h axes hal f the size of those for the 9 5 % significance level . T h e ellipses can therefore be considered as areas of s tandard dev ia t i on . Deta i l s of the s tat is t i ca l analysis have been described earlier (#) .

The est imated values of a and ß for X rays are inserted i n F i g . 3 for comparison. As po inted out i n the preceding section no confidence region has been derived for these values ; however, the data for X rays are m u c h more extensive t h a n the values for neutrons and i t can therefore be assumed t h a t t h e f rac t i ona l u n -

Page 17: New RBE as a function of neutron energy. II. Statistical analysis. · 2013. 7. 19. · RADIATION RESEARCH 65, V-VU* (1976) CONTENTS OF VOLUME 65 NUMBER 1, JANUARY 1976 CATHARINE L

R B E O F N E U T R O N S 181

O 5.

COEFFICIENTS c*. AND ß FOR NEUTRON IRRADIATION OF HAMSTER CELLS

.34

50

X RAYS A

15

35 .66

(I0"3 rad-)

F I G . 3. Least-squares estimates of the linear and the quadratic coefficient in E q . (5) for the survival curves obtained w i t h neutrons. T h e shaded ellipses are the j o i n t regions of standard deviations of the two coefficients. The ellipses for the 9 5 % confidence l i m i t are double the size of the ellipses shown i n the graph. The isolated dot marks the estimated values of the parameters a and ß for X rays. The numbers refer to the neutron energy i n M e V .

c e r t a i n t y of the coefficients a and ß for X rays is considerably smaller t h a n t h a t for neutrons .

T h e d iagram of the regions of s tandard dev ia t i on of the l inear a n d quadrat i c coefficients at the di f ferent n e u t r o n energies m a y be misleading insofar as the ellipses t h a t belong to larger values of the coefficients, i.e., t o the more effective n e u t r o n energies, arc considerably larger. However , th is is a consequence of t h e l i n e a r i t y of the d iagram. T h e re lat ive error is p r o p o r t i o n a l not to the absolute size of an ellipse b u t t o the ra t i o of i ts axes and the coordinates of i ts center. I t is n o t convenient to choose a l ogar i thmic representat ion because the ellipses w o u l d then be d i s tor ted to a compl icated shape.

A second p o i n t should be noted i n connection w i t h the p l o t of the confidence regions of the coefficients. T h i s is the fact t h a t the s tat i s t i ca l analysis does n o t account for the systematic f luctuat ions between experiments t h a t have been discussed i n the earlier sections of th is paper. For X rays the fluctuations between experiments were described b y dose-modi fy ing factors w i t h a s tandard dev ia t i on of 5% f r o m u n i t y . For an a p p r o x i m a t i v e t r e a t m e n t one m a y assume t h a t the systematic fluctuations arc the same i n the case of the n e u t r o n i rrad iat ions . One can t h e n app ly the correct ion factors obta ined for X mys (see Tab le I I I ) to the n e u t r o n data . I n t h i s w a y the modi f ied coefficients i n t h e last t w o columns of T a b l e I V are obta ined . T h e adjusted value of the l inear coefficient is a / / ; the ad justed value of the quadrat i c coefficient is ß/p. T h e corrected coefficients are used i n F ig . 4, i n w h i c h theoret i ca l curves for the di f ferent n e u t r o n energies are compi led . The X - r a y s u r v i v a l curve f r o m F i g . 2 is added as a broken l ine for comparison. The o r ig ina l d a t a po ints are n o t inserted i n th i s f i gure ; they have been presented i n separate plots i n the preceding p u b l i c a t i o n ( i ) .

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182 K E L L E R E I ! E T AL.

ABSORBED DOSE (rod)

F I G . 4. Theoretical approximation of the survival curves obtained w i t h different neutron energies according to the values a and ß' i n Table I V . The theoretical survival curve for X rays from F i g . 2 is inserted for comparison.

F r o m F i g . 4 one obtains the dependence of the R B E of neutrons on n e u t r o n energy a t dif ferent effect levels. T h e results, depicted i n F i g . 5, can be compared t o t h e analogous p l o t (1) t h a t has been obta ined d i re c t l y f r o m t h e data w i t h o u t s ta t i s t i ca l analysis. Confidence l i m i t s for the values of R B E are n o t inserted b u t t h e m a g n i t u d e of the s tat i s t i ca l errors can be est imated f r o m F i g . 3. Confidence i n t e r v a l s for the R B E are obta ined f r o m the nonparametr i c anah-sis of R B E t h a t is presented below.

T h e s tat is t i ca l uncertaint ies i n the coefficients a and ß are, as seen i n F i g . 3,

subs tant ia l . However , i t is apparent t h a t the va lue of a reaches a m a x i m u m at n e u t r o n energies between 200 and 400 k e V and t h a t i t decreases a t higher a n d a t l ower energies. A second observat ion is t h a t the quadrat i c component increases a t n e u t r o n energies below 1 M e V . I n v i ew of the s ta t i s t i ca l uncerta int ies i t is

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I { B E O F N E U T R O N S 183

O* , , • , • • . • i • • ' < • — .1 I 10 100

NEUTRON ENERGY (MeV)

F I G . 5. Dependence of the R B E of neutrons on neutron energy according to the theoretical curves i n F ig . 4. The ind iv idua l curves belong, i n the order of decreasing R B E values, to the surv iva l levels 0.8, 0.37, 0.1, 0.01, and 0.001. D a t a are plotted at 35 and 50 M e V ; however, these are the m a x i m u m energies for broad energy spectra.

di f f i cu l t to q u a n t i f y th i s increase; accordingly the est imated values i n T a b l e I V m u s t be considered as t e n t a t i v e . However , even the q u a l i t a t i v e f ind ing is of con ­siderable i m p o r t a n c e ; i t corresponds to earlier observations [see (17)2 t h a t t h e R B E of neutrons remains larger t h a n 1 at h i g h doses.

As p o i n t e d ou t i n the earlier art ic le (1) the absorbed-dose rates were smallest and t h e i r r a d i a t i o n t imes were largest for the lowest n e u t r o n energies. T h i s m a y have l ed to some recovery of sublethal damage and m a y therefore have caused a decrease of the values of ß. One m u s t therefore assume t h a t the ac tua l values of ß at the lowest n e u t r o n energies m a y be even higher t h a n the observed values.

Nonparametric Determination of the RBE of Neutrons

T h e confidence l i m i t s of the values of R B E of neutrons as a f u n c t i o n of n e u t r o n dose can be obta ined b y the nonparametr i c m e t h o d t h a t has been described earlier (ß). T h i s m e t h o d is based on the d irect comparison of pairs of da ta p o i n t s for X rays and neutrons obta ined i n the same experiment . F igure 6 represents the results. T h e v e r t i c a l bars i n these graphs cover those ranges of R B E t h a t , according to the results of the nonparametr i c comparison of an X - r a y dose w i t h a n e u t r o n dose, can be excluded w i t h s tat i s t i ca l c e r t a i n t y exceeding 9 5 % . T h e wedges indicate t h a t , on the basis of the comparison, the R B E should be h igher or lower, b u t t h a t th i s conclusion is n o t s ignif icant a t the 9 5 % level .

I t can be concluded f r o m these results t h a t the dependence of the R B E on t h e n e u t r o n dose is i n a l l cases consistent w i t h the assumption (see (?')) t h a t the R B E of neutrons is inversely p r o p o r t i o n a l to the square roo t of the n e u t r o n dose i n a n i n t e r m e d i a t e dose range, whi le i t reaches an asympto t i c value at h igher doses t h a t ma} ' a t least i n some cases be larger t h a n 1. I t is also apparent t h a t t h e s t a t i s t i c a l accuracy is n o t sufficient to determine the m a x i m u m value of R B E t h a t can be reached a t l ow n e u t r o n doses. T h i s d i f f i cu l ty is inherent i n the exper i ­m e n t a l technique, since t h e s tat i s t i ca l accuracy of cel lular s u r v i v a l curves a t v e r y l o w doses is l i m i t e d b y the unavoidable fluctuations of p l a t i n g efficiency.

T h e nonparametr i c analysis is r igorous i n the sense t h a t i t is free f r o m assump­t i ons concerning models for the s u r v i v a l curves. I t s l i m i t a t i o n i n t h e present contex t is t h a t i t does n o t take i n t o account the i n f o r m a t i o n gained f r o m t h e r e -

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184 K E L L E R E R E T AL.

10 20 50 200 100010 20 50 200 1000 NEUTRON DOSE (rad)

F I G . G. The R B E of neutrons as a function of neutron energy. The vert ical bars cover those ranges of R B E that according to the result of the nonparametric statist ical analysis can be excluded w i t h statistical certainty exceeding 9 5 % . The wedges indicate results that are not significant on the 9 5 % level. The solid curves are the theoretical relations according to the values a and ß' in Table I V and the value a = 0.99 X 10~3 r a d - 1 and ß = 2.07 X 10~ 6 r a d " 2 for X rays. N o diagram is given for the 50 M e V neutron beam because the X - r a y data for this experiment are incomplete.

peated assessment of the s u r v i v a l curves for X rays. For th i s reason curves have been inserted i n t o the g raph t h a t correspond to the theoret ica l s u r v i v a l curves i n F i g . 5.

C O N C L U S I O N S

T h e s tat i s t i ca l f luctuat ions w i t h i n a scries of X - r a y s u r v i v a l curves for n o n -synchronized Chinese hamster cells have been examined, and an idealized s u r v i v a l curve for X rays has been derived. A n approx imate a n a l y t i c a l f o r m of th is sur­v i v a l curve is

r D / D \ 2-| S(D) = exp — ) , (6)

L 1001 \697 / J where the absorbed dose, £), is expressed i n rads. T h i s ideal ized s u r v i v a l curve for X rays is compared w i t h s u r v i v a l curves obta ined for a scries of di f ferent n e u t r o n energies.

I t has been f o u n d t h a t the s tat i s t i ca l fluctuations of s u r v i v a l rates w i t h i n a g iven experiment are on ly s l i g h t l y larger t h a n the theoret i ca l fluctuations t h a t have to be expected due t o the finite number of s u r v i v i n g colonies. However , the

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R B E O F N E U T R O N S 185

f luctuat ions of s u r v i v a l rates between separate experiments exceed the theoret ica l fluctuations subs tant ia l l y . I n a first a p p r o x i m a t i o n one can consider the fluctua­tions as the resul t of s e n s i t i v i t y fluctuations t h a t express themselves i n a constant dose-modifying factor for each exper iment . The s tandard dev ia t i on of th i s m o d i f y ­ing factor f r o m u n i t y is 5 % . Such dose-modi fy ing factors m a } ' appear to be re la ­t i v e l y ins ign i f i cant ; however, as seen f r o m the comparison of Figs. 1 and 2, t h e y can correspond t o substant ia l differences i n s u r v i v a l a t higher doses.

A least-squares f i t t o the l i n e a r - q u a d r a t i c equat ion has been per formed for the s u r v i v a l curves obta ined a t the var ious n e u t r o n energies. I n a d d i t i o n the regions of the j o i n t s tandard errors of the t w o parameters have been obta ined for the i n d i v i d u a l curves ; these regions are ellipses i n the plane of the t w o coefficients a and ß. T h e results con f i rm the observation t h a t neutrons are most effective a t energies between 200 and 400 keV . T h e values of R B E have been derived as a f u n c t i o n of n e u t r o n energy and of the absorbed dose of neutrons .

I t has been f o u n d t h a t the coefficient ß of the quadrat i c t e r m i n the absorbed dose is increased a t n e u t r o n energies below 1 M e V . T h i s finding is i m p o r t a n t for the i n t e r p r e t a t i o n of cel lular s u r v i v a l curves i n terms of microdos imetr ic data . A n earlier analysis of var ious effects of i on iz ing radiat ions on eukaryot i c cells (?) h a d led to the conclusion t h a t the p r i m a r y cellular damage, e, depends on the absorbed dose according t o t h e l i n e a r - q u a d r a t i c equat ion

e(D) = i ( f D + Z>2). (7)

I t has been shown t h a t th i s equat ion holds i f the cellular effect is p r o p o r t i o n a l to t h e square of the specific energy, z, produced i n a sensitive site of the cell. T h e quadrat i c dependence on energy deposit ion i n the cell results i f pairs of sublesions combine t o produce l e t h a l damage. I t has f u r t h e r m o r e been shown t h a t the q u a n ­t i t y f can be understood as the mean specific energy produced i n the sensitive site b}'- a single charged part i c le . T h e value of f is considerably larger for the more densely i on iz ing neutrons t h a n for X r a y s ; i n t h e or ig ina l analysis i t has therefore been assumed t h a t the increased I I B E of neutrons is solely due t o the larger l inear component i n the l inear- quadrat i c equat ion . F r o m th is assumption i t w o u l d fo l low t h a t a t h igh doses, where the quadrat i c component dominates b o t h for X rays and neutrons , the R B I ] of neutrons should approach the value 1. There have been several observations, however, t h a t indicate t h a t the asymptot i c va lue of R B E of neutrons at h i g h doses is larger t h a n 1. As po inted out b y Rossi (17) t h i s w o u l d i m p l y t h a t the coefficient, fc, i n E q . (6), w h i c h depends on the efficiency of the p roduc t i on of sublesions, is larger for neutrons t h a n for X rays . T h e present results conf i rm th is conclusion for neutrons below 1 M e V , i.e., for those neutrons t h a t produce the most densely i on iz ing p r o t o n recoils.

T h e l i n e a r - q u a d r a t i c equat ion for the s u r v i v a l curves m u s t be considered as an a p p r o x i m a t i o n , p a r t i c u l a r l y since the experiments have been per formed w i t h nonsynchronized cultures . For th i s purpose a more d irec t nonparametr i c d e t e r m i ­n a t i o n of the dependence of n e u t r o n R B E on absorbed dose has been performed. T h e results are consistent w i t h the conclusions based on t h e a n a l y t i c a l m o d e l ;

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1 8 6 K E L L E R E I I ET AL.

however, t h e y demonstrate t h a t the present experiments give no de f in i t ive exper i ­m e n t a l evidence concerning the m a x i m u m value of R B E at l ow doses.

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