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New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Presentation by Ken Getz Sponsored by intilaris LifeSciences March 23, 2017

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Page 1: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

New Insights on Optimizing Protocol Design Practice

to Maximize Development Performance

Presentation by Ken GetzSponsored by intilaris LifeSciences

March 23, 2017

Page 2: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

intilaris Life Sciences – Our Mission

Focus on productivity improvements and process optimizationfor Clinical Development.

Provides full consulting services and technology enabling clients to optimize their clinical study design process.

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To improve productivity in Clinical Development.

www.intilaris.com I [email protected] I Basel: +41 61 633 2212 I New York: +1 (646) 849-1440

Page 3: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

New Insights on Optimizing Protocol Design

Practice to Maximize Development Performance

Ken Getz, MBADirector of Sponsored Programs, Research Associate Professor

Tufts CSDD, Tufts University School of Medicine

March 2017

Page 4: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Drawn from a Decade of TCSDD Studies

• Assessing the Impact of Protocol Design Change on Clinical Trial Performance. American Journal of Therapeutics 2008 15(5); 450 – 457.

• Variability in Protocol Design Complexity by Phase and Therapeutic Area. DIJ 2011 45(4); 413-420.

• Measuring the Incidence, Causes and Repercussions of Protocol Amendments. DIJ 2011 45(3); 265 – 275.

• Quantifying the Magnitude and Cost of Collecting Extraneous Protocol Data. American Journal of Therapeutics 2013; March.

• New Governance Mechanisms to Optimize Protocol Design. Therapeutic Innovation and Regulatory Science,July 2013.

• Therapeutic Area Variability in the Collection of Data Supporting Protocol Endpoints and Objectives. Future Science Clinical Investigations 2014 4(2); 125–130.

• The Impact of Protocol Amendments on Clinical Trial Performance and Cost. TIRS 2016; 50:4; 436-442.

Page 5: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Primary Methodology Used

• Working group studies

• Consensus definitions of variables

• All data provided by sponsor companies

• All coding and categorizations conducted by sponsors’ own clinical teams and protocol authors

• Typical study has 16 – 20 sponsor companies and analyzes 8,000 – 10,000 protocols and/or 4,500 – 7,000 protocol amendments

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Page 6: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Agenda

• Key Takeaway Concepts

• Characterize Protocol Design Practices

• Quantify the Impact of these Practices on Clinical Trial Performance

• Optimization Opportunities

Page 7: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Key Takeaway Concepts

• Are you saying that protocol complexity is bad?

• Are regulatory agencies to blame for rising complexity?

• Tell us what specific procedures to remove?

• Why does Tufts CSDD believe that clinical trials are a waste of money?

• Protocol amendments improve study design; why do you recommend avoiding them?

Page 8: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

10-Year Change in Protocol Design Practices

(Means) A Typical Phase III Protocol 2001 - 2005 2011-2015

Total Number of Endpoints 7 13

Total Number of Eligibility Criteria 31 50

Total Number of Procedures 110 187

Total Number of Procedures per visit 10 13

Proportion of Procedures that are ‘Non Core’ 18% 31%

Total number of data points collected* 494,236 929,203

Source: Tufts CSDD ; *Medidata Solutions

Page 9: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Endpoint Creep

1 1

3 4

3

8

2005 2015

Endpoint Type

Supporting, Tertiary, Exploratory

Key Secondary

Primary

Drivers of Scope Changes

• Scientific Context

• Statistical Context

• Habit and Operating Policy

• Risk Management

• Newer areas (e.g., outcomes;

economic assessment; comparative effectiveness; companion diagnostics; biomarker data)

Source: Tufts CSDD

Page 10: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Distinct and Total Procedures per Protocol

(means) 2005 2015 Change

Distinct Procedures

Phase I 25 36 44%

Phase II 24 37 54%

Phase III 22 35 59%

Phase IV 18 19 6%

Total Procedures

Phase I 165 253 53%

Phase II 131 219 67%

Phase III 110 187 70%

Phase IV 66 69 5%

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Source: Tufts CSDD

Page 11: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Protocol Administration Changes

37

31

62

50

Phase II Phase III

Work Effort to Administer Protocol

2005 2015

11

Work EffortUnits

Nominal US Dollars

$862

$728

$1,386

$978

Phase II Phase III

2005 2015

Direct Procedure Costs per Patient per Visit

Page 12: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Other Operating Complexity Measures

(Medians)2001 - 2005 2011-2015

Number of Countries

Phase II 2 3

Phase III 5 10

Number of Investigative Sites

Phase II 21 30

Phase III 40 65

Number of Study Volunteers

Phase II 104 88

Phase III 368 302

Source: Tufts CSDD

Page 13: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Agenda

• Key Concepts

• Characterize Protocol Design Practices

• Quantify the Impact of these Practices on Clinical Trial Performance

• Optimization Opportunities

Page 14: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Impact on Recruitment & Retention

Source: Tufts CSDD, 2013

‘High’ vs. ‘Low’ Complexity Protocols

Study volunteer screen to completion rate

-53% lower

Time from Protocol Ready to FPFV (median)

+12% longer

Time from Protocol Ready to LPLV (median)

+73% longer

• More complex study designs are associated with lower levels of physician participation and referral rates (Ross et al. 2004)

• High study volunteer drop out rates are associated with complex protocol designs (Andersen et al., 2009)

Page 15: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Recruitment Timelines and Achievement Rates

Source: Tufts CSDD, 2013

Doubling Planned Timelines

Fail to Enroll a Single

Patient11%

Under Enroll37%

Meet Enrollment

Targets39%

Well Exceed

Enrollment Targets

13%

Enrollment Achievement Rates

1.9

Increase in Planned Study Duration to

Reach Target Enrollment

Overall 94%

Cardiovascular 99%

CNS 116%

Endocrine/Metabolic 113%

Oncology 71%

Respiratory 95%

Page 16: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Participation Burden and Missed Engagement

What did you least like about your participation experience?

(Top 5 mentions)

Percent of Total

Not knowing whether I was getting the investigational treatment

30%

Location of the research center 22%

Study visits were too time consuming

19%

Compensation was not enough given the demands of the study

16%

Study procedures were too cumbersome

15%

14%9% 7%

Disclosure that Ireceived the

investigationaldrug or a

comparison

A summary of mystudy results

News aboutwhether my

investigationaldrug was approved

Source: CISCRP, 2015: N= 2,849 Patients Who Completed Participation

What information did you receive after completing your study?

Page 17: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

111

139

266

245

263254

278269

2001 2003 2005 2007 2009 2011 2013 2015

Complaints for Site Non-Compliance and Fraud

Source: FDA CDER Office of Compliance

Page 18: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Frequency of Protocol Amendments

Source: Tufts CSDD, 2015

1.8

2.22.3

1.9

Phase I Phase II Phase III Phase IIIb/IV

Mean Number of Amendments per Protocol

Phase I

New and Modified Safety Assessment

(15.4% of Total)

Phase IIChange in Eligibility Criteria

(17.2%)

Phase IIIChange in Eligibility Criteria

(15.2%)

Phase IIIb/IVChange in Eligibility Criteria

(17.9%)

Top Reason for Amending

Page 19: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

The Cost of Implementing Amendments

43%

52%

37%

30%

38%

Overall Phase I Phase II Phase III PhaseIIIb/IV

Proportion Occurring Before First Patient First Dose

Source: TCSDD,2016

Implementation Cost:

On average three additional months of

unplanned time and $141,000 and

$535,000 in unbudgeted direct costs

per phase II and III protocols

respectively

Page 20: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Optimization Opportunities

• Creating ‘Line of Sight’ via protocol authoring tools

– SPIRIT, TransCelerate Common Protocol Template

– Reducing number of ‘Non-Core’ procedures

– Avoiding select protocol amendments

• Soliciting input into pre-approved protocol designs

– Feasibility Review Committees

– Patient and Site Advisory Boards

• Planning for pre-approved design changes

• Gathering strategic input based on published decisions from health care payers and providers

Page 21: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Distribution of Procedures by Endpoint Type

(Means) Phase II Phase III

Proportion of Total Procedures that are ‘Core’

64.9% 58.6%

Proportion of Total Procedures that are ‘Standard’

9.7% 7.1%

Proportion of Total Procedures that are ‘Required’ (Includes informed consent)

4.6% 3.7%

Proportion of Total Procedures that are ‘Non-Core’

20.7% 30.6%

Source: Tufts CSDD 2014; N= 25,287 procedures from 137 protocols

Page 22: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Distribution of Direct Procedure Costs

Core 48%

Required 19%

Standard 10%

Non-Core 23%

Distribution of Study Budget Direct Costs by Procedure Classification

• Direct cost to administer procedures only

• Wide variability by therapeutic area

• $4-$6 billion annual spend on all active phase II & III global clinical trials to administer non-core procedures

Source: Tufts CSDD 2014; N= 25,287 procedures from 137 protocols

Page 23: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Targeting Avoidable Amendments

Percentage of Total

Amendments

Cause Categories

Completely Avoidable 23%• Protocol design Flaw• Inconsistency and/or Error in the Protocol

Somewhat Avoidable 22%• Recruitment Difficulty• Investigator/Site Feedback

Somewhat Not Avoidable 30%• New Data Available (other than safety data)• Change in strategy/objective• Change in Standard of Care

Completely Not Avoidable 25% • New Safety Information Available• Regulatory Agency Request to Amend• Manufacturing Change

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Source: Tufts CSDD, 2015

Page 24: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Feasibility Review Committees

‘Modest’ to ‘Major’ Improvement observed in: Percent of Companies

Number of amendments 67.5%

Investigative site work burden 53.3%

Overall study cycle time 44.3%

Speed to Last Patient Last Visit 43.6%

Study budgets 42.0%

Source: Tufts CSDD 2014; N= 63 companies

Page 25: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Patient Engagement Initiatives

33%

40%

57%

Lack Funding

Lack Internal Expertiseand Processes

Internal Resistance

Top Perceived Barriers to Adoption(Percent of Total)

77%

70%

47%

40%37%

PatientAdvisoryBoards

ProfessionalAdvisory

Panels

CT ResultsSummaries

HomeNursing

Networks

WearableDevices

Percent of Total Companies Reporting

Source: Tufts CSDD 2016; N= 30 companies; CenterWatch 2016 N=95 companies

Page 26: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Adoption Rates of Simple Adaptive Designs(e.g., early termination due to futility; blinded SSRs)

22%20%

DIA Working Group 2011 Tufts CSDD 2012

Page 27: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Expected Increase in Complexity

• Growing focus on rare and specialty diseases

• Rising interest in precision and stratified therapies

• Growing incidence of co-therapies and companion diagnostics

• Increasing pressures to gather more data – structured and unstructured -- to measure clinically meaningful benefit and differentiate and position drug product

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Page 28: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Key Takeaway Concepts

MITIGATION AND MANAGEMENT MINDSET– Are you saying that protocol complexity is bad?

MANY BEHAVIORS AND PRACTICES TO OPTIMIZE– Are regulatory agencies to blame for rising complexity?

CLEAR OPPORTUNITIES TO TARGET– Tell us what specific procedures to remove?

– Why does Tufts CSDD believe that clinical trials are a waste of money?

– Protocol amendments improve study design; why do you recommend avoiding them?

Page 29: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Ken Getz

Director, Sponsored Research Programs, Associate Professor

Tufts CSDD, Tufts University School of Medicine

617-636-3487, [email protected]

Page 30: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Recap – Questions You May Wish to Consider

30 www.intilaris.com I [email protected] I Basel: +41 61 633 2212 I New York: +1 (646) 849-1440

▪ End Point Creep & Explosion in number of data points▪ Greatest growth is in “supporting, tertiary, exploratory” endpoints;▪ 50% are not meeting enrollment targets▪ Frequency of amendments▪ Drivers that lead to increased complexity continue to grow▪ …

How are you planning to manage these issues and others that Ken raised?

intilaris LifeSciences can help.Contact intilaris for strategic clinical project planning: • Consulting, • Support Services, • Technology

Page 31: New Insights on Optimizing Protocol Design …...New Insights on Optimizing Protocol Design Practice to Maximize Development Performance Ken Getz, MBA Director of Sponsored Programs,

Q&Aintilaris LifeSciences

www.intilaris.com

[email protected]

Basel: +41 61 633 2212

New York: +1 (646) 849-1440