new doc 2020-07-07 (1) · i·' co,wertjble!)«uriun(is~pclccntll,e!ol...

$: New Doc 2020-07-07 (1) · I·' co,wertJble!)«uriUn(is~pClccntll,e!ol d"'IMat"'0dlh"are...c.apit.l) 8.01 convcnlonal 21S2BG82 0 I" UI) tun (IV) IVII).IIV~I\I).(VII (VIII) I" PromcJluGraup$
ForALPS INDUSTn~~ ~~

/Itr( ,)Cornpr .1Y " - :, .. , ." ,. "

Generall\il"ml,,~: -Lc:,)31

3. ScrIp Code/Name of the SecurIty : ALPSINDUSor NSEand 530715of BSE /Equlty Share.Promoter & Promoter Group Public Non Promoter Non Public

Particulars Yes/No Yes/No Yes/NoWhether the listed Entity has issued any No No Nopartly paid up shares?Whether the Listed Entity has issued any No No NoConvertible Securities or Warrants?

Whether the Listed Entity has any shares No No Noagainst which depository receipts areissued?Whether the listed Entity has any shares No No Noin locked-in?Whether any shares held by promoters Yes NA NAare pledge or otherwise encumbered?

Whether the listed Entity has issued any No No NoDifferential Voting Rights?Whether the listed Entity has any Yes No Nosignificiant beneficial owner?

: 30th June 20202. Quarter ending

: ALPSINDUSTRIESLIMITED1. Nome of Listed Entity

Scanned by CamScanner

I·'

co,wertJble!)«uriUn(is~pClccntll,e!oldIMtdlharecapit.l)"'a "'0" ....8.01

convcnlonal

21S2BG82 0

IVII).IIV~I\I).(VII (VIII)I" UI) tun (IV)

I"PromcJluGraup

'" "''',I" NonPromoter-Non .

Public

ten Sharc:sundcr1y(n, .."lal Shllre'llhe!ldby

Tobit

IXlI) (xm) I><N)AJ.%oftotal No. A'l:a"ofSNrel~1d loul

.... resh.1d

I.' Ibi I.' 10'

I"I~'NoofVoUn,Richtl

Sh~rcholdln,u a" 0110lal Number01VOlin,RllhLJhtld Inuch dUI ofM!curliltsno.ollh~rCllulcuLlIcdln Undl,lyIn,pt,SCAA,t9S1)Ma"aI OulSlandllllIA.D.O) convlrtlbll

le(~itlelIinc/udln,Warnnul

No.olh.l1yp~ldup No.ofPltllyp~ld·up HII.o',l'Iun Toulnol.shuelheldtqulty ......nheld cqultylh~rtlhcld underlyinl

IN) 04'polilllryAlKrlpLJ

SIU,choldln" al a" Numl>er01loc:hd in stures Nurnbeo'cf Sh.;ltes~uumlnl fuil plcdcN or othenw&c

I~'(V'

)9114100

Numtw.-al~irysjQ,eshridu,dfllWlcrlolliud

Tablc I • Summ...,. Statemcpt holdln, orapcciflcd IccurltJoa

N~ClI

; 30th JUnc, :1020l.Quarter Clndl.n,

1. Mame ofLlAted Entlt, iALPS INDUSTRIES LIMITED


Table D - Statemeat alIowiar; ahareholdlnc-pattorTi ortbc PTomoter a.ad Prol]:loter Group

c:atqot'fa.ld~'_ct PAH"'SN-u N~oI No.0' rul!y No.o'P~rtly Ho.olslurf" lot~1ees, Sh~r~holdi"1'" Humber 01Vat1nc fti&htshdd in~4ch clus 0' sc(uritles No.ofSh~rC'l Sh~rcholdln,.u~" Numbcfof lodte<iIn Numb" of SNoIH pled&cd N"""",01............. ......, .......... ~idup ~Id-up underlyin& shu" held t~kul~ted &sper Und~rlyinc ~numll'l&funto"verslon sh4rt' or otherwise l'n[UlTlbe1TCi equlty~relequity equityllures Depo!ltOty SCItR,1951M~ Outu~"dj", of conwrtiblesl'turities ( held In

sharnhdd 'dd ItHripts "of (".8-<2) convcrtlbleseI;uritles '"s~~r«n~leotdihrtcd dtmltertalircd

1III(IudlnlW~rr~ntsl sh~'l!'upit'lI)As3"'of '~m••nl

'",., (lUI '1Vl M IV. (VII)= (V1II1 (IXI 'X, (XI) (KlI) (XIII) 'XIVl

IIV)o{V).(VlINoofVotinlRI&hU ToUI4S~" ofTot~1 No. As~"'ortoul No. As&"ol

'JOtincRi,hts Shun held tou.ISh~ra,.~C~U~I'X OUIl'&:V reet '" ,b, ,., (b)

1 ......~~ "...,. "0"'" 1.43 "..." 1906028 """" 15.01 """'"'......K.K.AGARWAL (HUF) AABHK7991K mooo e.s 117000 nzcoo 0' 117000

SAHOEEP AGARWAL(HUFI AAOHS9672P ... ec .,. ..... 94'80 0.24 0'" .....INIDHI AGARWAl AAKPA2949J 216100

IK K AGARWAL. AAPP...... e 6.116 1147460

ISANDEEP AGARWAl ACEP.M737G 651510 651510 651510 1.67 4OL510 1.793 651510S.l.KYOG AGARWAl ACGPA7178K Z4S6S0 ZaaG50ROHAN AGARWAl.. A1UPA3170F U 43012. 430US U 230UI 4:JOUSISUNAHO'Nl AGAFMAI.. AJUPAl196R ... ... ° ... 800 ° ... ""

b lCe1tnIGttrw:mment/5Ul~~I)

t jf"lR'IncUJlnstitutiom/ aanla. 1°

'1-""""'-' 1° 19.61 767",0

illOOY"""",,",,"CORONATION S?lNNING AAACC8311R • ecocc ......INDIA PVT LTl)CAREEN FINTEC (P) lTD AAAccaJ12N ",... """'" 0.75 0" "5000

PAD.I.If PRECISION DIES AMCP(217H teeezoo lOWOO ,""00 ." 1WOO L7I ,...,.00AHO COMPONENTS PVTLTDPREFECT FINMEN MACP8958R 'lZIOO 'U800 412800 ..,"" L06 LOG ""00 .... ..,""SERVICES (P) LruPEEK FINVEST {P} l Tl) .........CP8959Q """" ""'" 0.87 0.87 0.87 '"'''' U, '"''''ROSEATE FIHVEST (P)lTD AAACR7175G """'" 0.98 '8llJOO c.se 0.. 3.61 382000

PEEK TEXFAB l ro AABCA6857F 100120 100120 O~' O~' 0.00 100UO

PACIFIC TEXIIARK AABCA7511N "',." "',." 7~' 'I358n 281SSn US 7.25 ].35872 1.11 ""."••• IVA,...' 'UfTFn t711'1

~\

"\'~~~ ..


27.06 lO5l6OU

~Tat.aII"')f21

ITooJ2oIrrhak!intof Promoter

.-1'~r~IAF""..,,""

,-401901J27.06

l F~

Ir'IdividoubINon-~1WMSMdwltJForden~!ll

MSCA7512R

SAURASHF1.0RlCULTUREAACC$6111RIP}LTCISvb-TauIIA'Ul

AlPS PROCESSERS

SUPREMe FINVEST(PI LTO AACCS0471N

•


Details of the shareholders acting as persons in Concert Including their Sharehofdlog:

Name of sharcholder Name of PAC No. of shares Holdlng%

/'

//

/

If'..I v

'\c--J,

-:/'

.:


I--',/ /

/'L 1//

/

/

/

/'/'

/'/'

/'

/

1X:a1l., of s..".lII(')~tll(h It'mJ~nun(l.lltn('d m,)vbe gj\~n here ;Jlon, wllh deI:llhhJCh.:n n\.",bC'r 01 ~"Jf('h,;)!dl'rs,oolS!Jndu,c ,h.UoM ht'ld In dCnlJl/unclJlmt'd)\j._\Pf>ruoi".hO'l.'unt \ullnS 11£!'!.I"i\\h.ch aretroaen etc.


Ca~;and n;ame of PAN Nos..of No. of fully No. of No. of Total nos. Sh.4IreholdNumber of Valine Rightsheld In each cla~sof seeurttres No. of Shares Shareholdlnl, ~s a " Number ollotktd In Numberof Shares Number 01equity

~e' sharehoki poiidup P.Jrtly shares shares held Inc" Underiylnc a~5umlnl full shares pledled or otherwise ,h.JrllSheld In." IPqUity5~res p.1ld-op underly! calculate Outstanding ecnverstcn et encumbered dem;alerl.Uud...,. equity nc dasper convertible conyertible5ecurltJe5 lonn

ihares Deposit SCRR, securities I as i1percen~,e ofheld 0" 19S7Asa (lncludlnc diluted share up,ti1"

Rec:eipu "0' Warra:ntsl As OIl"of IA+B+C2)(AtBta,

('I (III IHI) (IV) (V) (VII (VI'I= (VIlli ('X) (X) (X'I (XIII (XIII) (XlV)

(1V)<iV)+(V1)

NoofVotingRI,hu retat as a No. As.J"ol No. Asa "of

" of Totoal total totalVoUne Shares held ShOllresRights ...,.

Oasseg:X Classel:v TOIOilI (.) (0) .) 01

1 Institutions

· jMutu.ufUndS 3 300 0 0 300 0.001 300 0 300 0.001 0 0.001 0 0 NA NA 100

0 Vent~ ~pit411 funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

, Alternate Inv~ent 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0Fund.

• ForeianV~ture COIIpiUl 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0Investors

· ForefP1Portfolio Investors 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

1 Fi~llnstitutionsl 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0I"n'"

1C Insunnce Companies 0 0 a 0 a a 0 a 0 a a a 0 0 NA NA 0

h Provident Fundsl Pens"'" 0 0 0 0 0 0 0 0 a a 0 0 0 0 NA NA 0Funds

i Any Other (sp«ifyJ 0 0 0 0 0 0 0 a 0 a a 0 0 a NA NA 0 <,-,

Sub-Totoal(B)(l) 3 300 0 0 300 0.001 300 0 '00 0.001 0 0.001 0 0 NA NA 100 H2 Cent,..' G~mment/ 0 0 0 0 0 0.000 a 0 0 0.000 0 0.000 0 0 NA NA 0 ,r

SUle Government(s)1President of Indb

-.

T.able III· S~tement showlnc wreholdinc pattern of the Public wreholder


9]824I.+-~TO~..~'-=PU~b~IIC~S~~-~~h-O"'ld~'~-4-----+.,-=-.6::7~.--~'~8S:-:'.~M::-,::-.,~--I~---Ir.,.::5-='.::O:::6'::-i:7::'7.,.';",-I,,:::.s~,;;;.o~.~,---0-----,.-I'-,-~-,---=7';-,.::.---I::-----I-::71"'.64::-------t--7.:'C--I--~--1~."'A----I=N~.----I·::,~~IG"s::,.c-----1

,')-,B)(I)·IOll')·,BlIJ)

.A0.24AnvOlher (specify) •CLEARING MEM8ER

+-t5U::b-~T::..O\-:.:,';,:'.::,);:";::)=--4-----l",'."'6"'6:--t-::'."s::n"'.:::,c-·I::---u---- ~ ~~ ;;-0---I,,""I"""'77="::-t71"'.•"I--f::----..,-=71"',."J-----1--:-ro-- -.A--I~ '2::.""1"...::,:-:.---10.2.49]82" 911124 .AO.:1I1

tOIU]J"ONAII NA

74"531tI Nil,.,Any Other t~pedly)' NRI

~-+.C~OR~P;;:O;:;.A~1;;:';:;.0;:;D::7'~.=-I~.;:;O':::-'A;-'~6~S7=.-I:,,........--+.,-=-,.:-:,711~.-4;:---I;:----I~,,~.':-:,~'"~~~-II---'~"=.;-,,~'":;--I-J;-,'~.--I~----IJ~.;-Jl------I·-;:;--I--~--.A~.A~-+.~2::-.'~.;-I',-----1ANIStiA FIN CAP

+-~~=~~::::=:~::'~t:"'~:;~r';;'nSo"'lo::I~:-:.:-:J:-:M-I--:-AM=CJ:::5:::."'77~A-I:,,........---~IM-.-12-0---0---0---"'-.-,,-0--':;-',;-5';---lo;;;o;;:r,~I1;:;.--1';;----1;9=..;-:.,~'U::---II:;-,,';"ll;--+-----II-::,,-:I,;------I-~-I-7-1~ ~NA:----+'::''''Ol:-:'::-O---IFINANCIAL SERVICESLIMITED

++.-.'-0,-'.,-.-',.-,'.-.--,"-:-",.-)•...."",."',-1-----.1--- -..-..-,-,-- -0-- -0-- -..-,,-,-,-- -0,-'8-- -"-,-,,.-,-- -u --- -,,- .. -,-,-- -0.'-8-- -0--- I'O:-:,'::-,-----I---;;--t--o- NA"- -.-.--1-:-"-114-:-'-'---

++..-=-"'--;0::7\.;-.,.,';-,_=I:::-',;-).:;--I-----~5:::-,.,.--I:,-=-O.:-:.-::-3;1:-:0--0-- O--~ ~1OiQi:iU - -0--- ~ -',-10-- -0-- --I-::-,,:-:·/II,........----I--~RESIDENT IUUFI

7f)4UJ .to- -O--~~~--O----~~ - ;:-o----1171.~.~;-.-----I-~-

lJ5S1611.A

1'Y.14-----0-- ij--- ~ Nf\

------o

j},- -0---1.11l.ln -0

19,01,,--,-' --"GO'"''I

o Ittl~I""u "J~(\'1(10---- ~1.)I)OlHJ

0--

OI~J NA-- ---1I,1}l1Il ".. -- '!~ - '!...._-_ ....

- -------1;ii., Jitl\~ ru;-- O.OtJ II .A NA l\&mM'---

.A

I'.(I Any Othllr t5pod~)'CORPORA.l( DCDY

111U. 11I€1lvldu,11 )hIUt,h('tld.,()t-.oldl",-I,,"'nl!tu.I)ha,,·t.1plt.lllI\l"'(t·\~oIIH.J

i-- l,dit1~.

-t_-+.-";:;'''::''::'';;;R:;-''<''_._''_:''J'-''''-'_-t-~AG:;;'O;:r;.;PJ;;Ic:'';..r_E'__ +.'::'S:,:.""t.~_I::-_ 0 4USU" 1.)1 ,~

-\ _11;;";:'''';:;''';;;';;''';;;'';;:' :-;-;~::;--_I-:-A~IJ::rS3:;:';:71:;:9F;,,-'f-__ I~';)S:::65~O~_u to-- ~ -•.-11-- ~O1'I~r\\o\1I(U!11M H.I\IP'lt AAAJ'R"!H6l 1 5()(X)OO I~ -0 -- sooooo-- ~ S"OOo<m

:-.-1~N;;;.r;;:C~"::-":;:">::-\'-"::d"'W<C:\:::-.-;::';:;OI+-----j.,.....--I----I---.-- -0--- -0-

-O---II--~~~-

-r.I."7,,::H\;;-~::'d,.,,"-;-'-:~h-..-.:-.okI=.,-'+----j:,::-~6:-:'.,.'-~to- ll- -1ffi~,iW ii.'ii1 ,i;)"ltli)hotdil\i, ",.,n\lnl\! )hllier.,pl~"lulll\' th. ! I"~h,,.

'-=-, -1:::-''',:;;-~lvI-;-;du-'':--''-,---1----1---- --- ----

IUlt)(l

..-n- ----O--O----NA--NA o1!Uil .. "~.-.--- - 11---0--- -NA-- :':NA::--+':-::I-::'.:"~::-O---I.-,,-,-- -- 0-·-- ,-,--- -.A-- NA ~OOOOO

o ---- -r,;-- -0 --.".0--+---1:-----1

-t~:~["~"P~110P.,...~••~1~"~"t§';;;==1=====::::::::::::~~=:::::::::~:::::::::=:::::::~~:::-~Io-~-.~\~.::::::I~O::::::::-Ig.O 0" -- t) -_ - U---O ----- ------1;;----10::--- ~ -.A--+.-.,-----Iit Ovt'hell) D~po.\IIOIICI~ o o ~---I:!-----II::-------I;:----r._ -NA-- ;NA NA

(holcllncDR'IIb3lancln,usure


/

//

/

No. of SharesNo. 01 shareholders

Octalls of Shares which remain unclaimed may be given here along with details such asnumber of shareholders, outstanding shares held In demat/unclaimed suspense account.voung fights which are frozen etc.

/


o 0 0

Total ••• ,;. ofTotal VotmCR1abt..

No. of Votlol RlChta

Tot'll No..·PTomoter_NODPubU.,Sbuebolclliac (Cia[C)flJ·ICJ[2)

)h',-,)h,,-)

AII.%oftotalSIa.v ...

Empkrye.. lku:l.,ntTnnt IUlld.",SE.I[Sbu e b.. edEmplo,. Be..eOt)Recut.tl 20'4)

Cuatoclia,QlDRHolder

AlI.'. of1oW8~_h.1d

paU)IXlIl,IX,lVI'M,,,

1ft) IIlIl (lVJ

Gqllity.hUHb.ld.t..a.d.... terl&J.lz.dl~

Mo.mbn' of .tar ••p1cda•• _oLb ..........eoeuml:tcTed

Momkrcf Locked La•h.rea

•• ewtu ... [ •••pHeflobr. ofclU.. t..d.har.

"'!":~,,;-.~.of(XI,

•ecurltl.,.IlDeludlD.CW..... anuJ

No.of Shun 8bu.,boldl.o' .....U..dul,l.or 'Y um..lnrCIlUOutataodLar co .,nloo ofco... .,rtjhle cOcYcrtlbl"

No.DrPuOy p.ldop eq_lty_h~h.,ld

C.t.,C....,.&.IIdD.....of.h .. .,..oJoI.,.. 9h.fOf'boldLa Nllmba' or Volin, Rl&hb beld La ... .,h eI.... ol

,,,,, .ccwltl,.,..,IllC"llJ.ated•• perSCRR,1957Aa.'_orI,V8+C2)

ToW .._ .• hu,.,.b..ld

T.bl. tv •Slaleme ..t dlowLD.Cdla.ruolollAa:.-tt""" o(tb., NODPromote" KooPllbU.,.b.uebold.,

No.. of Mo.0((1;I],]y.ha.rdlOpllld <lpld.,n .qlUty

abUt.beld


each of the categories._This column shall have the details as specified by the listed entity under Form No. BEN·2as submitted to the Registrar. It is confirmed that date mentioned above is the date which is filled into the

espect've Form BEN2 submitted to the Registrar for the said company.

Sr. No Details of the SSO (I)Details of the registered owner (II) Detdlls of holdingj exercise of right of the seo In the reporting company, whether direct or Date of creation j

Indlrect'". (III) . acquisitionofsignificant beneficial

Name PAN/ PassportInterest.,

Nationality Name PAN/ Passport Nationality Whether bVvirtue of:No. in case of a No. in caseof aforeign national Shares1%) Voting rights Rights on distributable Exerciseof control Exerciseof

foreign national 1%) dividend or any other significant influencedistribution

1 KKAGARWAL AAPPA5044B Indian K. K. AGARWAL IHUF) AABHK7991K Indian 0.3 February8, 2019

KKAGARWAL AAPPA5044B Indian CORONATION SPINNING AAACC8311R Indian 2.3 February 8, 20192 INDIA PVT LTD

KKAGARWAL AAPPA5044B Indian SUPREME FINVEST (P) LTD AACCS0471N Indian 0.74 February 8, 20193

KKAGARWAL AAPPA5044B Indian ALPS PROCESSERS AABCA7512R Indian 0.64 February 8, 2019PRIVATE LIMITED

4SANYOG ACGPA7178K Indian PADAM PRECISION DIES AAACP4217H Indian 4.32 February 8, 2019AGARWAL AND COMPONENTS PVT LTD

5SANYOG ACGPA7178K Indian PEEK TEXFAB LTD AABCA6857F Indian 0.26 February 8, 2019AGARWAL

6SANVOG ACGPA7178K Indian PEEK FINVEST IP) LTD AAACP8959Q Indian 0.87 February 8, 2019AGARWAL

7SANYOG ACGPA7178K Indian PREFECT FINMEN AAACP8958R Indian 1.06 February8, 2019AGARWAL SERVICES IP) LTD

8SANYOG ACGPA7178K Indian ROSEAT FINVEST IP) LTD AAACR7175G Indian 0.98 February 8, 2019AGARWAL

9SANYOG ACGPA7178K Indian SAURABH FLORICULTURE AACCS6111R Indian 0.47 February 8, 2019AGARWAL (P)LTD

10SANDEEP ACEPA4737G Indian SANDEEP AGARWALIHUF) AADHS9672P Indian 0.24 February 8, 2019

II AGARWALSANDEEP ACEPA4737G Indian CAREEN FINTEC (P) LTD AAACC8312N Indian 0.75 February 8, 2019

12 AGARWALSANOEEP ACEPA4737G Indian PACIFIC TEXMARK PRIVATE AABCA7511N Indian 7.25 l.{: r IJ."':February8,2019

AGARWAL LIMITED I ~\13

• In case the nature of the holding! exercise of the right of a 580 faUsunder multiple categories specified under (a) to (e) under Column III, multiple rows for the sameSBOshall be inserted acccrdmglvfor I _))).' I

Table V- Statement showing details of significant beneficial owners (SBCs}


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