neurochemical models of schizophrenia: transcending the dopamine dogma leslie citrome, md, mph...
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Neurochemical Models of Schizophrenia: Transcending the Dopamine Dogma
Leslie Citrome, MD, MPH
Professor of Psychiatry
New York University School of Medicine
Orangeburg, New York
DisclosureLeslie Citrome, MD, MPH
Leslie Citrome is a consultant for, has received honoraria from, or has conducted clinical research supported by the following:
Abbott Laboratories, AstraZeneca Pharmaceuticals,* Avanir Pharmaceuticals, Azur Pharma Inc, Barr Laboratories, Bristol-Myers Squibb, Eli Lilly and Company,* Forest Research Institute, GlaxoSmithKline, Janssen Pharmaceuticals,* Jazz Pharmaceuticals, Merck,* Novartis,* Pfizer Inc,* Sunovion,* Valeant Pharmaceuticals,* and Vanda Pharmaceuticals.
*Denotes a relationship in effect any time during the past 12 months
Dopamine Pathways and Key Brain Regions
Courtesy of Stahl SM. Stahl's essential psychopharmacology: Neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Positive symptoms
Hyperactive!
High
Schizophrenia: Too Much Dopamine?
Mesolimbic pathway
Courtesy of Stahl SM. Stahl's essential psychopharmacology: Neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Negative symptoms
Cognitive symptoms
Hypoactive
Affective symptoms
DLPFC
VMPFC
Low
Schizophrenia: Too Little Dopamine?
Mesocortical pathway
Courtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Sodhi M, et al. Expert Rev Neurother. 2008;8(9):1389-1406. Copyright © 2011 Expert Reviews .
NONE OF THE CURRENTLY AVAILABLE ANTIPSYCHOTICS
SGAs: D2/5-HT2A Antagonism
ConventionalConventionalfirst generationfirst generation
Atypical Atypical second generationsecond generation
Dopamine D2 antagonist (blocker)
Serotonin 5-HT2A antagonist (blocker)
Courtesy of Stahl SM. Stahl's essential psychopharmacology: Neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
NEXTNEXT
Dopamine neuron
Dopamine neuron
Serotonin neuron
D2
Atypical antipsychotic
(serotonin-dopamine
antagonist)
5-HT2A Antagonism Stimulates Dopamine Because 5-HT2A Function Is to Act as a Brake on Dopamine “5-HT2A Antagonism Releases the Brake”
Courtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
NEXTNEXT
“Tuning” Dopamine Output
5-HT2A antagonism
D2 antagonism
DA releasedDA releasedDA blockedDA blocked
Courtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Which Action Predominates?
5-HT2A antagonism
D2 antagonism
The answer depends on the region of the brain
Courtesy of Stahl SM. Stahl's essential psychopharmacology: Neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Mesocortical Nigrostriatal Tuberoinfundibular
5-HT2A
Treat cognition, mood, negative Sx Minimize EPS Minimize prolactin elevation
Takahashi H, et al. Biol Psychiatry. 2006;59(10):919-928.Courtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Thus SGAs, Although They Can Block D2 Receptors, Do Not Lead to Decreases in DA in
Regions of the Brain Where DA Is Needed!
Mesolimbic
D2
But SGAs Do Lead to Decreases in DA in Regions of the Brain Where There May Be Too Much!
Treat positive Sx
Courtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Limitations of the Dopamine Model
• No consistent dopamine abnormalities have been discovered to date (except perhaps with COMT, an enzyme that breaks up dopamine)
• There are agents that have no D2 binding affinity, yet reduce positive symptoms
• Ketamine induces increases in positive and negative symptoms not blocked by D2 receptor antagonists
Krystal JH, et al. Arch Gen Psychiatry. 1994;51(3):199-214. Patil ST, et al. Nat Med. 2007;13(9):1102-1107.
Schizophrenia: What About Glutamate?• Glutamate is distributed widely and is the primary
excitatory neurotransmitter in the human CNS
• Involved in both fast synaptic transmission and also in plasticity and higher cognitive functions
• Glutamate also can induce neurotoxicity
• Antagonists to glutamate receptors (ketamine and PCP) exacerbate psychotic symptoms and cognitive impairment in patients with schizophrenia AND can induce positive and cognitive symptoms in healthy volunteers
• Susceptibility genes for schizophrenia can influence the function of glutamate receptors
Moghaddam B. Neuron. 2003;40(5):881-884.Tsapakis EM, Travis MJ. Adv Psychiatr Treat. 2002;8(3):189-197.
d‑Ser = d-serine
DTNBP1 = dysbindin
mGluR = metabotropic glutamate receptor
NRG1 = neuregulin 1
PSD = post-synaptic density proteins
Sodhi M, et al. Expert Rev Neurother. 2008;8(9):1389-1406. Copyright © 2011 Expert Reviews .
The Glutaminergic Synapse
Glutamate Pathways and Key Brain Regions
thalamus
striatum
brainstem neurotransmitter
centers
NA
NA = nucleus accumbens
Additional deficits in schizophrenia come from
dysfunction outside DLPFC areas, such as auditory
and visual cortex.
Courtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Glutamate Receptors: Many Types
• Ionotropic (ie, involve ion channels)
– AMPA: GluR1, GluR2, GluR3, GluR4
– Kainate: GluR5, GluR6, GluR7, GluR KA-1, GluR KA-2
– NMDA: NMDA R1 (isoforms A-G) and NMDA R2 (isoforms A-D)
• Metabotropic (G-protein coupled, ie, involve chemical second messengers)
– Type I (mGluR1 and 5)
– Type II (mGluR2 and 3)
– Type III (mGluR4, 6, 7, and 8)Tsapakis EM, Travis MJ. Adv Psychiatr Treat. 2002;8(3):189-197.
Ionotropic Glutamate Receptors: The Fine Print– AMPA (amino-3-hydroxy-5-methyl-4-isoxazole propionic acid)
• Na+ and K+ – rapid kinetics
• Widely distributed, predominantly post-synaptic receptors
• Greatest density of the 3 ionotropic receptors
– Kainate• Na+ and K+ – rapid kinetics
• Predominantly pre-synaptic
• Located in hippocampus and cortex
– NMDA (N-methyl-D-aspartate)• Na+, K+, and Ca+ – slower kinetics
• Structurally complex; activation occurs only if simultaneous glutamate and glycine binding and partial depolarization of the membrane potential
• Predominantly post-synaptic; concentrated primarily in the limbic system, co-localized with AMPA receptors
• Ca+ as a second messenger; wide range intracellular responses → complex neurophysiologic phenomenon
Tsapakis EM, Travis MJ. Adv Psychiatr Treat. 2002;8(3):189-197.
Metabotropic Glutamate Receptors: The Fine Print
– Seven transmembrane domains• G-protein coupled• Similar to most dopamine, serotonin, noradrenaline
receptors • Activate phospholipase C or inhibit adenylate cyclase
– Type I—post-synaptic• Occur in hippocampal, amygdala, and thalamic neurons• Less in the cortex and ventral striatum
– Types II and III—presynaptic modulators of glutamate release • Type II mGluR2 restricted to the cortex and dentate gyrus• mGluR3 only metabotropic subtype expressed on glia
Tsapakis EM, Travis MJ. Adv Psychiatr Treat. 2002;8(3):189-197.
NMDA, AMPA, and Metabotropic Receptors
Gibb RL. Masters thesis. Lethbridge, Alberta: University of Lethbridge; 2001.Adapted from Hsueh YP, Sheng M. Prog Brain Res. 1998;116:123-131.
Relationships between glutamate receptors and synaptic proteins:
• NMDA, AMPA, and metabotropic (mGluR) receptors bind to specific domain of synaptic proteins, such as PSD-95, GRIP, and HOMER, respectively
• All 3 can be found on a GABA interneuron
• mGluRs are located at the periphery of the synapse, whereas NMDA and AMPA receptors are located more centrally
• mGluRs also can be presynaptic and on glial cells
Metabotropic Glutamate Receptors
• mGluR2 and mGluR3—primarily on presynaptic neurons; coupled to G-proteins
• mGluR3 also is found on glia (astrocytes); regulates the expression of the glial glutamate transporter (ie, reuptake of glutamate)
• Agonists for mGlu2/3 receptors and allosteric potentiators of mGlu2 receptors block the effects of psychomimetics (such as PCP, amphetamine, 5-HT2A agonists) in animals and/or humans
– These agents prevent glutamatergic hyperexcitations in limbic circuits that have been associated with the actions of psychotogens and possibly in the symptoms of schizophrenia
Weinberger DR. Nat Med. 2007;13(9):1018-1019. Copyright © 2007, Nature Publishing Group.Schoepp DD. Neuropsychopharmacology. 2006; 31(Suppl 1):S25-S26.
LY2140023, an mGlu2/3 Agonist: Efficacy and TolerabilityAcute Schizophrenia 28-Day Phase II RCT
• Both LY2140023 and olanzapine resulted in improvements in PANSS, PANSS-P, PANSS-N, CGI-S vs placebo (MMRM, P < 0.0001)
• LY2140023 was not associated with EPS or prolactin elevation; it was associated with nausea
• LY2140023 resulted in weight loss vs placebo compared with weight gain seen with olanzapine
Patil ST, et al. Nat Med. 2007;13(9):1102-1107. Copyright © 2007 Nature Publishing Group.
**P ≤ 0.01; ***P ≤ 0.001
LY2140023
Olanzapine (15 mg/d)
Placebo
15
10
5
0
-5
-10
-15
-20
-25
0 1 2 3 4Week
Ch
ang
e in
PA
NS
S T
ota
l
**
******
******
***
***
**
LY2140023: Current Status
• Second study failed to replicate the first
– This was a failed study where the active control (olanzapine) also did not separate from placebo
• Other studies in progress as noted in www.clinicaltrials.gov (7 listed as of January 30, 2011)
Kinon BJ. Presented at: American Neuropsychiatric Association (ANPA) 21st Annual Meeting; March 17-20, 2010; Tampa, Florida.
Ionotropic Glutamate Receptors as Targets
• AMPA• Ampakine CX516 was tested in a RCT as an adjunct
to antipsychotics—no advantage
• Kainate• Topiramate as an adjunct to antipsychotics—1
positive RCT, 1 equivocal RCT, but topiramate has been associated with cognitive dulling
• NMDA• Multiple RCTs of adjunctive glycine, D-serine, D-cycloserine,
sarcosine, and investigational agents—NMDA receptors may be the best option as a therapeutic target
Goff DC, et al. Neuropsychopharmacology. 2008; 33(3):465-472.Citrome L. Expert Rev Neurother. 2009;9(1):55-71.Kantrowitz JT, Javitt DC. Clin Schizophr Relat Psychoses. 2010;4(3):189-200.
AMPA and Kainate Receptors
Na+
Na+ K+
K+
Na+
Na+ K+
K+
AMPA Kainate
Resting StateCourtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Na+
Na+ K+
K+
Na+
Na+ K+
K+
AMPA Kainate
Glutamate
Open and Depolarized
Na+Na+
Na+Na+
K+K+
K+K+
Na+ Na+
Na+ Na+ K+
K+
K+K+
AMPA and Kainate Receptors
Courtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Na+
Ca++
Glutamate
Resting
Na+
Na+
Ca++Ca++
MgMg++++ Glycine
NMDA
NMDA Receptors
Courtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Na+
Na+ Ca++
Ca++
NMDA
Glutamate
Depolarized and Open
Na+Na+
Na+
Na+ Ca++Ca++
Ca++Ca++
GlycineMgMg++++AMPA
or kainate
NMDA Receptors
Courtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
Cortical glutamate regulates brainstem monoaminergic neurons by:
Glutamatergic fibers projecting to brainstem neurons (accelerator)
Cortical Glutamate Regulates Dopamine Neurons in 2 Possible Ways: Direct Accelerator or Indirect Brake
Direct action as an accelerator
Cortex
+
GLU
DA
Adapted from Tsapakis EM, Travis MJ. Adv Psychiatr Treat. 2002;8(3):189-197.Carlsson A, et al. Br J Psychiatry Suppl. 1999(37):2-6.
Cortical glutamate regulates brainstem monoaminergic neurons by:
Indirectly by fibers projecting to the glutamatergic/gaba-ergic pathway from cortex to brainstem (brake)
Cortical Glutamate Regulates Dopamine Neurons in 2 Possible Ways: Direct Accelerator or Indirect Brake
Indirect action as brake
Cortex
+-
GLU
GABA
DA
Adapted from Tsapakis EM, Travis MJ. Adv Psychiatr Treat. 2002;8(3):189-197.Carlsson A, et al. Br J Psychiatry Suppl. 1999(37):2-6.
Cortical glutamate regulates brainstem monoaminergic neurons in 2 possible ways:
1. Directly, by means of glutamatergic fibers projecting to brainstem neurons (accelerator)
2. Indirectly by fibers projecting to the glutamatergic/gaba-ergic pathway from cortex to brainstem (brake)
Feedback loops probably exist, possibly via the thalamus and the striatum
Cortical Glutamate Regulates Dopamine Neurons in 2 Possible Ways: Direct Accelerator or Indirect Brake
Direct action as an accelerator
Indirect action as brake
Cortex
+ +-
GLU GLU
GABA
DA
Adapted from Tsapakis EM, Travis MJ. Adv Psychiatr Treat. 2002;8(3):189-197.Carlsson A, et al. Br J Psychiatry Suppl. 1999(37):2-6.
GABAneuron
DAneuron
gluneuron
OveractivationNormalBaselineHypoactivation
NMDA Receptor Regulation of Mesolimbic Dopamine Pathway: Tonic Inhibition
Courtesy of Stahl SM. Stahl's essential psychopharmacology: Neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
GABAneuron
DAneuron glu
neuron
High
Positive Symptoms
Normal stateGlutamate acts as a brake on DA
Hypoactive stateGlutamate brake is off
NMDA Receptor Hypofunction in Cortico-Brainstem Projections: Hyperactivity of Mesolimbic Dopamine Pathway
Courtesy of Stahl SM. Stahl's essential psychopharmacology: neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
OveractivationNormalBaselineHypoactivation
Normal stateCortical glutamate provides tonic excitation of mesocortical DA
glu neuron
NMDA Receptor Regulation of Mesocortical Dopamine Pathways: Tonic Excitation
Courtesy of Stahl SM. Stahl's essential psychopharmacology: Neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008.
OveractivationNormalBaselineHypoactivation
Low
Affective symptoms
Negative symptoms
Cognitive symptoms
Hypoactive stateExcitation is lost
NMDA Receptor Hypofunction in Cortico-Brainstem Projections: Hypoactivity of Mesocortical Dopamine Pathways
Courtesy of Stahl SM. Stahl's essential psychopharmacology: Neuroscientific basis and practical applications. 3rd ed. Cambridge University Press; 2008. Coyle JT. Cell Mol Neurobiol. 2006;26(4-6):365-384.
OveractivationNormalBaselineHypoactivation
More About NMDA Receptors
• In order for the receptor to be activated, both glutamate AND glycine are required, as well as partial depolarization of the membrane potential
• D-serine also has high affinity for the glycine site on NMDA receptors
• An analogue of D-serine, D-cycloserine, also is active at the glycine co-agonist site of NMDA receptors
• Therapeutic options: administer glycine, D-serine, or D-cycloserine or increase the availability of glycine some other way
Stahl SM. CNS Spectr. 2007;12(6):423-427.
Glycine Reuptake Pump Inhibition
• The GLY-T1 reuptake pump is the major route of inactivation of synaptic glycine
• Several GLY-T1 inhibitors exist, including sarcosine and drugs in clinical development
• GLY-T1 inhibitors are analogous to drugs that inhibit reuptake of other neurotransmitters (eg, SSRIs and their actions at the serotonin transporter)
• When GLY-T1 pumps are blocked by a GLY-T1 inhibitor, this increases the synaptic availability of glycine-enhancing NMDA neurotransmission
Stahl SM. CNS Spectr. 2007;12(6):423-427.
Summary
• Although all currently available antipsychotic agents have at least some degree of antagonism at the dopamine D2 receptor, some experimental agents reduce psychotic symptoms in the absence of dopamine D2 receptor antagonism
• Glutamate receptor dysfunction upstream of dopamine can be an explanation for the symptoms of schizophrenia
• Several novel therapeutic targets involving glutamate receptors are under active investigation, including NMDA agonists, glycine transport inhibitors, and metabotropic glutamate receptor agonists
Questions?