navigating towards efficient urban transport4-227 böhler-baedeker et al 918 eceee 2011 summer study...

12
ECEEE 2011 SUMMER STUDY • ENERGY EFFICIENCY FIRST: THE FOUNDATION OF A LOW-CARBON SOCIETY 917 Navigating towards efficient urban transport: A compilation of actor oriented policies and measures for developing and emerging countries Susanne Böhler-Baedeker Wuppertal Institute for Climate, Environment and Energy Germany [email protected] Hanna Hüging Wuppertal Institute for Climate, Environment and Energy Germany [email protected] Robert Gruber Wuppertal Institute for Climate, Environment and Energy Germany [email protected] Keywords energy efficiency improvements, urban transport, policy in- struments, vehicles, modal choice, greenhouse gas emission reduction, transport policies and measures, urban planning, local authorities, developing countries Abstract In 2008, transport accounted for 27 % of the world’s total fi- nal energy consumption. Currently, we are facing a rapidly expanding transport sector with continually increasing energy consumption. In the future, emerging and developing countries especially will experience an accelerated growth in transport energy demand due to rapid population growth, urbanisation and rising per capita income. e transport sector’s inefficiency and its dependency on oil will become an economic burden for these countries. ey will have to face increasing crude oil prices and uncertainties regarding energy security. us, there is a need for an efficient transport system and particularly for decision makers in developing and emerging countries to have access to planning advice in order to identify suitable and effective measures for low-energy urban transport. To meet this demand, existing knowledge and measures about energy efficiency in urban passenger transport was compiled and a structured introduction to energy efficiency in transport is provided. e main determinates of an energy-efficient transport sys- tem are explained and strategic approaches to increase energy efficiency are outlined. Success factors and barriers for energy efficiency policies are described. e main element of the paper is an overview of different energy efficiency policies and meas- ures for the key actors in energy-efficient transport on local and national levels. A set of measures is assigned to each actor identified. e compilation was adapted to the circumstances in developing and emerging countries and includes examples for successful implementation of several measures. us, the document satisfies the need for a comprehensive introduc- tion to energy efficiency in urban transport in developing and emerging countries. Introduction Transport is a fast-growing sector in terms of energy use. In 2008, the global transport sector had a final energy consump- tion of 96 million TJ (~2,300 Mtoe) and was responsible for approximately 27 % of the global final energy consumption (IEA 2010). Road transport is the largest user of energy in the transport system. Road passenger transport alone accounts for 50 % of the world transport energy consumption (IEA 2009). e enormous fossil fuel consumption of the transport sector is accompanied by high levels of greenhouse gas emission. In 2006, the transport sector was responsible for 7.5 Gt CO 2 emis- sions, which corresponds to 23 % of the total fossil-fuel related CO 2 emissions. More than half of the transport emissions are from passenger mobility (IEA 2009). In the future, the energy demand of the transport sector will continue to increase and oil-based fuels will remain the domi- nant energy source (IEA 2009/IEA 2010). In light of growing oil demand, energy security threatened by oil supply disrup- tion and decreasing oil production becomes a major issue. Natural hazards or political unrest as well as the concentra- tion of market power held by a few oil-exporting countries can endanger a secure energy supply. Scientists are predicting the moment of “peak oil”, which is the maximum rate of oil extraction, for the 2020s or 2030s (IEA 2010). Aſterwards, the

Upload: others

Post on 24-Jan-2021

0 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY 917

navigating towards efficient urban transport: a compilation of actor oriented policies and measures for developing and emerging countriesSusanne böhler-baedekerwuppertal institute for Climate, Environment and Energy [email protected]

hanna hügingwuppertal institute for Climate, Environment and Energy [email protected]

Robert gruberwuppertal institute for Climate, Environment and Energy [email protected]

Keywordsenergy efficiency improvements, urban transport, policy in-struments, vehicles, modal choice, greenhouse gas emission reduction, transport policies and measures, urban planning, local authorities, developing countries

AbstractIn 2008, transport accounted for 27 % of the world’s total fi-nal energy consumption. Currently, we are facing a rapidly expanding transport sector with continually increasing energy consumption. In the future, emerging and developing countries especially will experience an accelerated growth in transport energy demand due to rapid population growth, urbanisation and rising per capita income. The transport sector’s inefficiency and its dependency on oil will become an economic burden for these countries. They will have to face increasing crude oil prices and uncertainties regarding energy security.

Thus, there is a need for an efficient transport system and particularly for decision makers in developing and emerging countries to have access to planning advice in order to identify suitable and effective measures for low-energy urban transport. To meet this demand, existing knowledge and measures about energy efficiency in urban passenger transport was compiled and a structured introduction to energy efficiency in transport is provided.

The main determinates of an energy-efficient transport sys-tem are explained and strategic approaches to increase energy efficiency are outlined. Success factors and barriers for energy efficiency policies are described. The main element of the paper is an overview of different energy efficiency policies and meas-ures for the key actors in energy-efficient transport on local and national levels. A set of measures is assigned to each actor

identified. The compilation was adapted to the circumstances in developing and emerging countries and includes examples for successful implementation of several measures. Thus, the document satisfies the need for a comprehensive introduc-tion to energy efficiency in urban transport in developing and emerging countries.

IntroductionTransport is a fast-growing sector in terms of energy use. In 2008, the global transport sector had a final energy consump-tion of 96 million TJ (~2,300 Mtoe) and was responsible for approximately 27  % of the global final energy consumption (IEA 2010). Road transport is the largest user of energy in the transport system. Road passenger transport alone accounts for 50 % of the world transport energy consumption (IEA 2009). The enormous fossil fuel consumption of the transport sector is accompanied by high levels of greenhouse gas emission. In 2006, the transport sector was responsible for 7.5 Gt CO2 emis-sions, which corresponds to 23 % of the total fossil-fuel related CO2 emissions. More than half of the transport emissions are from passenger mobility (IEA 2009).

In the future, the energy demand of the transport sector will continue to increase and oil-based fuels will remain the domi-nant energy source (IEA 2009/IEA 2010). In light of growing oil demand, energy security threatened by oil supply disrup-tion and decreasing oil production becomes a major issue. Natural hazards or political unrest as well as the concentra-tion of market power held by a few oil-exporting countries can endanger a secure energy supply. Scientists are predicting the moment of “peak oil”, which is the maximum rate of oil extraction, for the 2020s or 2030s (IEA 2010). Afterwards, the

Page 2: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

4-227 böhlER-baEDEkER ET al

918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY

PanEl 4: TRanSPoRT anD MobiliTY

conventional oil production will decline. For all oil-importing countries it is important to reduce the energy demand of the transport sector and to become more independent from oil and increasing prices. Rising crude oil prices burdens the national economy as well as public and private households. Emerging and developing countries are hit especially hard by rising oil prices. They have limited financial resources and often relatively large shares of their GDP are spent for oil im-ports (IEA 2004). Thus they should make every effort to avoid inefficiency in transport.

The growth in global energy consumption of the transport sector is concentrated in emerging and developing countries. The IEA (2010/2009) provides projections for the most impor-tant developments concerning transport energy use:

• The IEA projects an overall increase of 49 % in the energyconsumption of the transport sector by 2035 in non-OECDcountries, if the current policies are not changed (IEA 2010).

• High population growth in developing countries results ingrowing transport needs (IEA 2010).

• Rising per capita incomes will contribute to an increase inmotorisation, since income and automobile ownership areclosely related (IEA 2009).

• In non-OECD countries, passenger travel by light duty ve-hicles (LDV) and motorised two-wheelers is projected togrow rapidly in the coming decades. In non-OECD coun-tries, particularly in Asia, car sales are growing quickly. Theglobal number of LDVs is projected to increase to six orseven times that of today before 2050 if no measures aretaken. This results not only from growing populations, butalso from an increase in the global vehicle ownership ratefrom 12 % today to 40 or 60 % in 2050. Most the increasein the global number of LDVs in comes from emerging anddeveloping countries (IEA 2010 / IEA 2009).

• At the same time the share of bus and rail in urban pas-senger travel is projected to decrease from 80 % to 55 % innon-OCED countries if no measures are taken (IEA 2009).

Increasing numbers of cars and declining shares of more effi-cient modes in emerging and transition countries not only lead to increasing energy demand, but also to local air pollution, high levels of greenhouse gas emissions and to cities crowded with cars.

It is crucial to create more efficient systems for transporta-tion in developing countries especially in urban areas. Three reasons are especially important: first, rapid population growth in developing and emerging countries is concentrated in the cities (Cohen 2006); second, the growing income of the urban population drives motorisation, since automobile ownership usually rises with increasing GDP per capita (IEA 2009); third, there is a great potential for increasing energy efficiency in ur-ban transport because public transport can be operated more efficiently in densely populated areas.

Energy-efficient transport offers a huge potential to reduce oil demand and total energy demand. The IEA estimates that the energy intensity of passenger transport can be reduced by 46 % in OECD countries and by more than 50 % in non-OECD countries if energy efficiency measures are implemented on all levels (IEA 2009).

Decision makers in developing and emerging countries need planning advice to identify cost-efficient and effec-tive measures for low energy urban transport. To meet this demand, this paper focuses on measures and instruments to increase energy efficiency in urban passenger transport while addressing the needs of stakeholders of cities and urban ag-glomerations in emerging and developing countries. It shows opportunities for decision-makers on the local and national level to enable the transition to energy-efficient transport sys-tems. The presented principles are of course also valid for de-veloped countries. However, in contrast to European or North American cities, the immature urban structures in developing countries offer a great potential for transformation towards higher sustainability.

In the following, an overview regarding the different strate-gies to increase energy efficiency in urban transport is given. Furthermore, difficulties in achieving an energy-efficient trans-port system are outlined as well as co-benefits of efficient trans-portation. The main part of the paper outlines and discusses different energy efficiency policies and measures for the key actors in energy-efficient transport on local and national lev-els. Several actors have been identified and numerous measures for a low-energy transport system are assigned to the different stakeholders.

IncreasingenergyefficiencyinurbantransportTo achieve an energy-efficient transport system, different determinates of energy consumption have to be addressed. The full potential for energy savings can only be realised by using a combination of strategies that takes all elements of the transport system into account, ranging from energy con-sumption of single vehicles to the overall city structure. As revealed from experience in other sectors, energy efficiency measures are sometimes difficult to implement or do not fully reach the intended energy savings. Decision makers should be aware of these difficulties, but they should also recognise the co-benefits of energy-efficient transport that can be an additional driving force for the implementation of efficiency measures.

ThreedIfferenTlevelsAndsTrATegIesofenergy-effICIenT

TrAnsporTATIon

Energy-efficient transportation can be realised on three dif-ferent levels. Potentials for energy efficiency are available for single vehicles (vehicle efficiency), individual trips (travel effi-ciency) and for the whole transport system (system efficiency). The overall energy efficiency of the urban transport system results from the performance on all three levels. Each ap-proach has its own impediments that have to be kept in mind. Improvements in system efficiency can only be realised over the long-term, since they involve the whole settlement struc-ture. Many cities in emerging and developing countries still have the chance to shape the city layout in the right direction since many structures are immature and new settlements are evolving. In order to achieve travel efficiency infrastructure, investments are necessary and also behavioural changes have to be induced. To overcome the peoples’ restraints, hindering a change in behaviour, incentives and adequate information is necessary. Similarly, vehicle efficiency relies upon behavioural

Page 3: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

PanEl 4: TRanSPoRT anD MobiliTY

ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY 919

4-227 böhlER-baEDEkER ET al

change towards purchasing more energy efficient vehicles and accepting the higher costs which can result from the more ad-vanced technology.

systemefficiencySystem efficiency concerns how transport is generated and de-termines the suitability of different modes to satisfy everyday needs. It includes the important knowledge that infrastructure and city structure determines transport demand. Research has shown that energy consumption per capita is inversely propor-tional to the density of a city (e.g. Newmann and Kenworthy 1989). The reduction of traffic volume is a crucial aspect of energy-efficient transport. A dense structure with mixed uses is essential for high system efficiency, because it induces short travel lengths and a modal shift from motorised road transport to more efficient transport modes such as walking, cycling and public transport. Mixed neighbourhoods usually exhibit a re-duction in vehicle-miles by 5 to 15 % (Litman 2011). Not only a dense city system but also proper transport demand manage-ment and a sufficient public transport network are prerequisites for system efficiency. In total, local land use factors including mixed land-use and dense structures can reduce miles travelled by vehicles between 10 and 20 % and thus, can lead to signifi-cant energy savings. Considering smart land-use planning in regional development can even reduce automobile travel by 20 to 40 % (Litman 2011).

TravelefficiencyTravel efficiency covers the energy consumption of different transport modes. The main parameters of travel efficiency are the split of transport modes and the load factor. Specific en-ergy consumption per passenger kilometre or tonne kilome-tre varies highly between different modes of transport (IFEU 2008). In general, private cars are much less energy-efficient than public transport. Of course, non-motorised modes are im-portant alternatives, which do not need any fuel at all. This is why an effective measure to enhance energy efficiency is a shift to more efficient modes of transport such as public transport and non-motorised modes, while reducing the share of private motorised modes.

The energy consumption per passenger kilometre is also highly dependent on the load factor, which describes the occu-pancy rate of a vehicle (Rietveld 2002). Rideshare matching for private vehicles and proper dimensioning of the public trans-port system as well as adaptation to peak and off-peak hours can optimise load factors.

Typically, public transport uses less than half the energy per passenger kilometre than passenger cars (IFEU 2008). Thus, each trip that is shifted from private motorised modes to public transport contributes to an increase in energy efficiency.

vehicleefficiencyVehicle efficiency can be improved by reducing the vehicle’s fuel consumption per kilometre. Technological and design improvements as well as energy-efficient vehicle operation can increase vehicle efficiency. Technological measures can usu-ally be clustered into three categories: Improvement of existing vehicles, new fuel concepts and the development of new car concepts. A combination of such measures can significantly reduce energy consumption compared to an average vehicle

fleet. Studies in developed countries estimate that the potential for an increase in fuel economy ranges between 20 and 30 % for light-duty vehicles. If higher incremental costs for vehicles are included, even larger potentials are projected (IAC 2007). However, such potentials of course depend on the current com-position of the vehicle fleet, which varies regionally.

Efficiency could also be improved for public transport vehi-cles. Several technical measures are available to increase the en-ergy efficiency of buses, trams, trains or ferries (e.g. Mckain et al. 2000/Gunselmann 2005/Barrero et al. 2008). In addition to a lower energy consumption of public transport vehicles, the en-ergy demand of public transport infrastructure can be reduced as well. For instance, energy-efficient lighting can be installed at stations. Eco Driving can increase vehicle efficiency even with-out any technical changes (Breithaupt and Eberz 2005).

TheAsI-conceptTo address the overall performance of the transport sector, a holistic approach is necessary which aims at improving energy efficiency on all three levels. In recent years, the Avoid-Shift-Improve (ASI) concept has been developed as a new paradigm for sustainable transport that meets the requirements of energy efficiency and climate change mitigation (e.g. Dalkmann and Brannigan 2007, ADB 2009). The ASI-approach includes three strategies:

• Avoid travel or reduce travel-length

• Shift travel to more energy-efficient modes

• Improve the energy efficiency of vehicles and fuels.

Each strategy addresses a different level of energy efficiency. Avoiding transport aims at improving the system efficiency. The strategy “shift” can be used to increase travel efficiency and “improve” targets the level of vehicle efficiency (Figure 1).

BArrIersAndCo-BenefITs

Before decision makers start to deal with concrete measures, they should be aware of the barriers that can be associated with energy efficiency programmes. The rebound effect and the investor-user dilemma are barriers that are widely known in energy efficiency initiatives. However, multiple co-benefits as-sociated with an energy-efficient transport system can provide incentives for decision makers to overcome these barriers and invest in energy efficiency.

reboundeffectActions that increase efficiency and reduce consumer costs can result in increased consumption. This phenomenon is called the rebound effect or offsetting behaviour. Fuel efficiency pro-grams tend to have significant rebound effects. Efficiency gains reduce travel costs and can thereby cause additional travel (VTPI 2010a). This can result in an increased per-vehicle an-nual travel distance. Consequently, vehicles that are 10 % more fuel-efficient do not induce a 10 % fuel saving. Nevertheless, rebound effects do not eliminate the benefits of efficiency gains because net energy savings occur. For instance, the rebound effect can offset 1 to 3 % of 10 % fuel efficiency gains, but still 7 to 8 % net reduction in fuel consumption occurs (UKERC 2007). The magnitude of the rebound effect can depend on several factors like personal income or real fuel costs (Small

Page 4: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

4-227 böhlER-baEDEkER ET al

920 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY

PanEl 4: TRanSPoRT anD MobiliTY

and Van Dender 2010). If additional automobile travel result-ing from reduced travel cost leads to congestion, the rebound effect can be damped slightly, since travelling by car becomes less attractive (Hymel et al. 2010). It is important to account for rebound effects when policies and projects are planned or evaluated.

Investors-userdilemmaIn some cases, investors do not, or insufficiently benefit from energy efficiency gains (e.g. Schleich and Gruber 2008). This phenomenon is named investors-user dilemma and is widely known in the residential sector. In the transport sector one ex-ample for an investor-user dilemma is that municipalities have to bear additional costs to provide an energy-efficient transport system, whereas its users benefit from such a system. Extend-ing the public transport system will impose additional cost on the municipality, but provides cost or time savings for the user. Likewise, expansion of a cycling and walking infrastructure is beneficial to the user, who can reduce their transport costs.

However, the multiple co-benefits associated with energy efficient transport can provide additional incentives for the investor to implement energy efficiency measures. For exam-ple, an expansion of the public transport network can reduce the amount of vehicles in the city and thereby prevent the mu-nicipality from having to provide additional road and parking space. Hence, a holistic view of the transport system should be taken in order to identify all economic advantages of energy efficiency measures.

Co-benefitsofenergyefficienttransportNot only can the municipality profit from an energy-efficient transport system, but every resident of the city can also ben-efit from sustainable transport. Energy-efficient transport can contribute to healthy and comfortable living conditions in urban areas. Less energy consumption reduces emissions and enhances urban air quality. By promoting the role of public transport, traffic congestion, accident risks, crowded streets and noise pollution can be avoided or reduced. Furthermore,

a major proportion of the population cannot afford to own a vehicle. Thus, investments in public transport offer mobility to low-income resident.

Also the society beyond the city borders can benefit from re-duced automobile dependency and increased energy efficiency. A large proportion of the expenses for automobile travel are ex-ternal costs. In transport, external costs are monetary and non-monetary costs resulting from transport activities but which are not covered by the ‘consumer’ and instead put upon society. They stem from (mostly negative) side effects of transporta-tion, such as congestion, accidents, emissions and pollution, noise and aesthetic factors. Chang and Gou (2005) analysed the external costs of different transport modes in Taipei and came to the conclusion that the external cost of private motor-ised modes per person and kilometre are about three times the costs of public transport. External cost can even be imposed upon society beyond the city borders. Creutzig and He (2009) have shown that in 2005, the local external cost stemming from motor vehicle use and from global climate change externali-ties were between 7.5 and 15 % of Beijing’s GDP. On the global scale, CO2 savings are one of the most important benefits of energy-efficient transport.

energyefficiencypoliciesandmeasuresMany policies and measures are available to enhance energy efficiency in urban transport. The responsibilities to initiate and implement such measures can vary between different or-ganisational levels and between private or public actors. On the national level, strategies and programmes for the transport sec-tor are developed and a legal framework is set. Local measures can influence the city’s transport system precisely and can initi-ate a development towards more energy efficiency on a small scale. This section shows potential activities for important local stakeholders and how the national body can support energy efficiency in urban transport. Furthermore, success factors, which can determine the amount of energy savings resulting from energy efficiency policy are described. To facilitate an easy

Figure 1: Three levels of energy efficiency in urban transport and the ASI-approach.

Page 5: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

PanEl 4: TRanSPoRT anD MobiliTY

ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY 921

4-227 böhlER-baEDEkER ET al

entry to the development of an energy efficiency strategy, use-ful packages for enhancing energy efficiency on the local and national levels are provided.

suCCessfACTors

To succeed in implementing a modern and energy-efficient transport system, a strategic foundation is crucial. On the city level, it is helpful to create a holistic concept that addresses the different levels of energy efficiency in transport. The concept should contain several policy packages, which include sensibly composed measures of various kinds. It should address energy efficiency on all levels, i.e. system efficiency, travel efficiency and vehicle efficiency. Furthermore, national strategies should support efforts on the local level by creating a favourable frame-work for energy efficiency.

Policy packages should include different types of measures. Ideally, positive incentives (“pull” measures) should be sup-ported by disincentives (“push” measures). For instance, im-proved walking and cycling infrastructure may result in little modal shift if negative incentives for private car use like road and parking fees or fuel taxation are not implemented. Strategic policy packages often have synergistic effects and can increase the transport efficiency far more than the sum of their single actions. Policy packages can be introduced in various depths and can, depending on their complexity, need involvement not only of the local government but also of the national govern-ment, industry, NGOs or other actors (Boraddus et al. 2009).

Each stakeholder only has a limited scope of action and only partial competence in decision-making. Thus, to implement an energy-efficient transport system on all levels, a close coop-eration between all actors involved in the transport system is necessary. Thus, activities of different actors have to be linked to create a comprehensive energy efficiency policy. Round ta-bles or thematic working groups can constitute a framework for close cooperation. Furthermore, it can be helpful to establish a multidisciplinary organisation unit within the city adminis-tration to make sure that the efforts of different departments intertwine perfectly. Political will for changes and a strong lead-ership are also crucial.

geTTIngsTArTedwIThenergyeffICIenCyInurBAn

TrAnsporT

Before strategies for increased energy efficiency in urban trans-port are developed on the local or national level, it is impor-tant to analyse the current status of energy efficiency in the respective transport systems. The adequacies of measures de-pend on the circumstances in the individual cities or country. For instance, the implementation of road or parking pricing is only of limited success if alternatives like public transport or non-motorised modes are not available. It is curial that the authorities analyse the transport system in detail to identify areas where urgent action is necessary and where potentials for energy savings can be tapped.

In general, the measures can be clustered hierarchically into basic, advanced and complementary measures (see Table 1). Basic measures include the essential prerequisites for an en-ergy efficient transport system. Only if these fundamentals are fulfilled, can the full potential of advanced and complementary measures be realised.

Decision makers on the local or national level should follow a three-stage process:

1. Decision makers should ensure that factors that trigger inef-ficient transport are removed. For local authorities, the basicpackage includes the provision of a proper infrastructure forpublic transport and non-motorised modes as well as the in-troduction of efficient land-use planning. Thereby, a futureincrease in transport demand is reduced and citizens areprovided with a proper alternative to the private car. On thenational level, such basic measures are the removal of fuelsubsidies and the introduction of sufficient fuel taxation.

2. Advanced measures can be implemented, which supportthe success of the basic measures and make additionalfields where available efficiency can be increased. On thelocal level, advanced measures should lead more peopleto switch from cars to public transport or non-motorisedmodes. The attraction of public transport and non-motor-ised modes should be increased and disincentives for auto-mobile use should be implemented. The advanced package

Basic measures Advanced measures Complementary measures

Objective Remove factors that trigger inefficient transport

Lead to further increase in transport efficiency

Induce additional reductions in energy consumption and innovations in energy efficiency

Characteristics Essential to enable a transition towards energy efficient transport

Support the success of the basic package or open up additional fields for energy efficiency

Additional effect might be smaller compared to the basic or advanced package

Example measures national level

• Removal of fuel subsidies• Additional fuel taxation

• Vehicle fuel economy standards• Annual vehicle registration tax• License scheme for cars• Financial incentives for energy-

efficient modes

• Vehicle labelling• Cap system for vehicle

manufacturers• Research and pilot projects• National cycling plan

Example measures local level

• Proper public transport network• Pedestrian and bicycle friendly

infrastructure• Densified city structure• Transit oriented development• Mixed land-use

• Parking / road pricing• High quality public transport

network• Plate restriction schemes• Continuous cycle network

• Job tickets and ridesharematching

• Procurement of energy-efficientvehicles

• Eco Driving• Car free Days

Table1:overviewofusefulpackagestoaddressenergyefficiencyinurbantransport.

Page 6: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

4-227 böhlER-baEDEkER ET al

922 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY

PanEl 4: TRanSPoRT anD MobiliTY

for the national level contains mainly “push-measures” for automobile owners and thus emphasises the new concept of public transport oriented development. In addition, finan-cial incentives for the use of energy efficient modes can be introduced.

3. Additional measures can complement the basic and ad-vanced packages. Even though their additional effect mightby smaller compared to the basic or advanced packages,these measures allow further reductions in energy con-sumption or lead to innovations in energy efficiency. Localauthorities and companies as well as local public transportoperators should eventually improve their own energy ef-ficiency. Additional measures for the national level includemainly instruments to initiate the development and themarket penetration of advanced technologies.

loCAlACTors

Local stakeholders can develop policies that are suitable for specific problems and challenges a city has to face. Whilst ac-knowledging the wide variety of practices between cities, spe-cific tasks and responsibilities are assigned to different parties. For each measure, a key stakeholder is identified, meaning that this actor holds the main responsibility for its implementation. The measures and the level of efficiency they address can be dis-played graphically for each actor in a ‘navigator’ chart’. Figure 2 shows an example graph for the local transport authority and public transport operator.

It is important to keep in mind that additional stakeholders can be involved in most of the measures because they have to be consulted or can provide advice. Sometimes, it is even nec-essary that a suitable framework (legal, financial or infrastruc-tural) is created before a certain measure can be implemented.

The most important decision makers on the local level are:

• The city’s transport authority

• The local public transport operator

• The land-use planning authority

• The mayor and city government

• Local companies and organisations

TransportauthoritiesandpublictransportoperatorsTransport authorities are usually responsible for planning and management of the local transport system. The local transport authority has to plan the road infrastructure as well as the pub-lic transport network, and has to arrange transport services. The local transport authority bears a high degree of respon-sibility for the energy efficiency of the city’s transport system, since the local infrastructure influences the citizen’s choice of transport modes (Priemus et al. 2001). Financial and political support from the city council is of course necessary to realise an energy efficient transport system.

Sometimes, the provision of the public transport infrastruc-ture is the responsibility of the local authority, but the system’s operation is the responsibility of private companies. Many cities even have multiple public transport operators. In these cases, a close cooperation between public transport operators

and local transport authority is necessary to establish an opti-mal public transport system.

Figure 2 illustrates which kind of measures can be the re-sponsibilities of the local transport authority and the public transport operator. The width of the arrows indicates at which level of efficiency the stakeholders have the greatest potential to realise energy efficiency. As can be seen in this ‘navigator’ chart’, the transport authority and the public transport operator can influence the travel efficiency with multiple measures.

Expansion of the public transport network and improvement of its operation: The local transport authority and the transport operator should make sure that the existing network fulfils the transport demand and otherwise they should expand the sys-tem. A powerful public transport system can comprise different types of public transport. Which kind of system is appropriate for the city or a specific route depends on several factors like cost, construction time, passenger capacity and city structure. Possible options are commuter rail systems, metros, light rail transit and bus rapid transit. Bus rapid transit (BRT) systems have most notably been implemented in several cities as an al-ternative for rail systems, since they need lower investments and their flexibility is higher. Examples from Bogotá, Bangkok, Manila or Beijing show that BRT systems are able to compete with rail systems in terms of speed and capacity. For instance, Bogotá’s BRT system moves 36,000 passengers per hour per di-rection (Wright 2005).

Demand-oriented public transport system: An energy-effi-cient public transport system should consist of several levels. Regional transport modes should be connected to the city sys-tem, which in turn is linked to neighbourhood systems. Feeder buses with large capacities and higher travel speeds should op-erate on routes with large passenger volumes. Small busses with more frequent stops should connect smaller and less frequently used stops. Transport hubs should be created to enable users to switch between different vehicles. Such a demand-oriented sys-tem is not only more comfortable for the rider, but it can also enhance the profitability and efficiency of the network (Wright and Fjellstrom 2004).

Enhance the attractiveness of the public transport system: Not only the availability of public transport determines its use, but also its level of comfort influences the citizen’s choice of trans-port modes. Various improvements can enhance the attractive-ness of the public transport system. Travel time determines the attractiveness of a public transport system. Separate bus lanes or bus priority at intersections can help buses to travel faster and ensures that timetables are kept (Broaddus et al. 2009). Im-proved rider information and comfortable stations and vehicles can also make the system more attractive. If different providers are involved in the public transport system, integration of pub-lic transport services can be necessary. Schedules have to be ad-justed to minimise transfer times between different operators. Besides network integration, the fare system and the rider in-formation system should also be integrated. The local transport authority can support transport providers by adjusting and co-ordinating the physical infrastructure and the route network. In Singapore, different private operators have been successfully combined. Today, integrated fares, information and networks facilitate seamless travel for commuters and wasteful duplica-tions of lines are avoided (Broaddus et al. 2009).

Page 7: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

PanEl 4: TRanSPoRT anD MobiliTY

ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY 923

4-227 böhlER-baEDEkER ET al

Improve vehicle efficiency: The energy efficiency performance of the public transport system itself can also be improved. The use of energy efficient vehicles and the provision of Eco-Driv-ing lessons for drivers can reduce the energy consumption per vehicle kilometre. In Santiago de Chile, Eco-Driving training for urban bus drivers resulted in significant reductions in fuel consumption with average fuel savings of nearly 20 % being achieved (Breithaupt and Eberz 2005).

Supporting non-motorised modes: As the most energy-efficient form of travel, non-motorised transport should be included in the transport strategy right from the beginning. Expansion and improvement of the necessary infrastructure for pedestrians and cyclists are promising instruments to avoid short-distance car travel. The creation of continuous cycle networks, the provision of bicycle parking facilities or route signage and maps designed for non-motorised modes are pos-sible measures. In some cities safety issues keep the citizens from cycling or walking short distances. Safe sidewalks and crosswalks, separate bicycle lanes and pedestrian zones as well as separate crossing phases for pedestrians and cyclists can be beneficial. Litman (2011) found that residents of communities with good walking conditions drive 5 to 15 % less than ones in more automobile dependent communities. Shared bicycle services, which provide free or low-cost bicycles for public use, are a useful addition to the usual public transport system and can be operated by private companies. Furthermore, an integration of non-motorised modes and public transport can boost both means of transport. Proper bicycle stands at sta-tions support “bike and ride” as energy-efficient inter-modality (Hook 2005).

Disincentives for automobiles: Besides providing incentives for the citizens to switch to energy-efficient modes of transport, the local transport authority should also make use of regula-tory instruments to create disincentives for the use of private motorised vehicles. Speed restriction or parking supply restric-tions make cars less convenient. Plate restriction schemes or environmental zones can even banish vehicles from entering certain areas of the city (Broaddus et al. 2009).

Careful traffic management: A constant traffic flow is ben-eficial for lower fuel consumption. Intelligent traffic manage-ment can be used to guide the traffic flow in order to avoid congestion. However, this measure should be used cautiously, since congestion reduction enhances the attractiveness to use private motorised modes. First and foremost, automobile travel should be avoided. All available measures should be taken to reduce private motorised modes. These measures should en-sure that the disadvantages of automobile travel prevail over the advantage of reduced congestion. Only under these conditions, should intelligent traffic management be used to increase the efficiency of the remaining road traffic (Broaddus et al. 2009).

The fields of activities of the local transport authority and the land-use planning authority are often closely related. Therefore, a close cooperation between these two actors is very impor-tant. For instance, to make sure that all districts are well con-nected to the public transport system and that sufficient space is reserved for non-motorised modes requires frequent com-munication between the transport authority and the land-use planning authority.

land-useplanningauthorityLand use has a substantial effect on travel demand and travel patterns. The city structure is one of the main factors that de-termine the volume of travel generated in the city. Therefore, land-use planning authorities play a major role in creating an energy-efficient urban structure. Smart land use policies should be designed with the aim to reduce the need for travel and de-pendency on cars for transportation. Thereby, system efficiency can be significantly increased.

Utilize the space dedicated to the local transport network wisely: Traditional planning tends to prioritise roads for private motorised modes. Road space for cars should be limited. Real-location of existing road space should benefit public transport or non-motorised modes. Instead of calling developers to build a minimum number of parking spots, land use planning au-thorities should cap new parking supply by setting maximums (Broaddus et al. 2009).

Figure 2: Potential measures for which the local transport authority is responsible.

Page 8: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

4-227 böhlER-baEDEkER ET al

924 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY

PanEl 4: TRanSPoRT anD MobiliTY

Mixed land use and dense settlement structure: A key charac-teristic of smart land use planning is mixed land use. If residen-tial houses, offices, shops and public services are within close proximity to one another, the need to travel or the distances to be travelled can be significantly reduced. The density of people and businesses within an area is another crucial factor influenc-ing the city’s energy efficiency. Low densities lead to increased travel distances and consequently to high transport energy de-mand. In addition, low-density urban structures often increase car dependencies, whereas more dense cities promote the ef-ficiency and profitability of public transport, since demand for transport is locally concentrated (Petersen 2004).

Transit oriented development: A set of different smart land use measures can be combined as Transit Oriented Develop-ment (TOD). TOD aims to increase the density of commercial and residential development along public transport corridors and stations. The transit station is supported as a centre of lo-cal commercial activity. Within walking distance, the centre is surrounded by high-density residential structures, employ-ment places and services like health care. Thus, many facilities are within walking distance and longer distances can be easily travelled by public transport (Petersen 2004). The concept of Transit Oriented Development was applied in the Brazilian city Curitiba. In the 1960s, the city developed a new urban master plan, which encouraged commercial growth along arteries ra-diating out from the city centre and implemented a bus rapid transit system along the arteries. Today, Curitiba consumes 30 % less transport fuel than other comparable Brazilian cities (Bongardt et al. 2010).

MayorandcitygovernmentBesides the land-use planning authority and transport authori-ties other local authorities can implement and support meas-ures towards an energy-efficient transport system. The mayor and the city government have to coordinate the different initia-tives. They should have a holistic view on the energy efficiency measures. The local government can identify and solve con-flicts arising from measures proposed by different departments and should provide political support for suitable measures.

Favourable framework for energy efficiency: Continuity in political decision-making even beyond legislative periods is essential. Furthermore, the city council can serve as initia-tor of multiple measures and can create a common policy to-wards higher energy efficiency. The city council can also pave the way for efficient transport by laying down rules that can build a framework for energy efficiency. In addition, the lead-ing authority of the city can support energy efficiency research by enabling and supporting the realisation of pilot projects in the city or by cooperating with national authorities, research institutions and companies.

Economic disincentives for automobile use: Together with the financial department, the city council can establish road or parking pricing schemes. Urban road pricing can be im-plemented for the whole city (city toll), for certain roads (toll roads) or facilities (e.g. bridge tolls). In some cities the pricing scheme is limited to peak hours (congestion charge) (Breith-aupt 2004/Sakamoto and Belka 2010). The instrument comes with some weaknesses that should not be neglected. Compre-hensive road pricing is fairly complex and costly. Investments in technology, infrastructure and personnel are required to col-

lect tolls and monitor compliance. Road tolls can encourage ve-hicle owners to switch to cheaper routes leading to an increased travel distance. Parking pricing is advantageous compared to road pricing. It is politically easier to implement, since it can gradually be expanded and is already very common. Moreover, it is cheaper and often less complex. A shift from free parking to parking pricing, which reflects the full costs of parking facili-ties, can reduce automobile commuting by 10 to 30 % (VTPI 2010b). Parking pricing should be implemented city-wide, thus, participation of different stakeholders who provide public parking space is necessary. Local governments can also estab-lish pay-at-the-pump surcharges, which impose an additional charge on gasoline sales at petrol stations in the municipal area. In Colombia, the city of Bogotá used a 20 % surcharge on all gasoline sales in the municipal area to finance the construction of a new public transport infrastructure (Sakamota and Belka 2010).

Financial incentives and information: The pricing schemes create supplementary revenues for local authorities. The fi-nancial department should allocate these incomes wisely. The money can be used to finance public transport projects or to subsidise public transport fares. Lower fares make the public transport system not only more attractive but also open the sys-tem to low-income families. Ideally, policy packages include expensive infrastructural measures as well as revenue gener-ating economic instruments. Public awareness campaigns and events can help to gain support from the public for energy efficiency measures. They can be used to inform the public about the economical, environmental and social impacts of motorised transport or to promote alternative mode choices. The municipal public awareness department can carry out their own campaigns or can support the efforts of non-governmental organisations (Pardo 2006).

Ensure proper enforcement: Enforcement is an essential re-quirement for the success of measures such as road pricing or parking supply restriction. A penalty system should be devel-oped by the city administration in order to enforce compliance. The police and associated institutions have to monitor compli-ance. Education and training can be necessary if new traffic laws are set up and it can be necessary that the institutional capacity has to be increased to control and enforce new instru-ments (Broaddus et al. 2009).

Similar to decision makers in private companies, the mayor can launch several measures that improve the energy efficiency of business trips and optimise the commuting behaviour of municipal employee. More details on corporate mobility man-agement will be presented in the next section.

CompaniesandorganisationsThe private sector is a relevant player for increasing energy ef-ficiency and city authorities should try to be in close contact with local companies. Especially if private companies operate the local public transport system, a close cooperation between city authority and company is essential.

Ensure accessibility by energy efficient modes: Private compa-nies cause traffic by business activities or by employee commut-ing. Therefore, the location of the company has a huge impact on traffic generation. It should be served by public transport and should be easily accessed by bike or by foot. If public trans-port is not accessible from a preferred location, the company

Page 9: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

PanEl 4: TRanSPoRT anD MobiliTY

ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY 925

4-227 böhlER-baEDEkER ET al

could cooperate with the local land use planning authority to develop a sustainable mobility solution. To encourage walking and cycling, the company should provide the necessary infra-structure. They should ensure that the site is connected to a path network. Changing facilities and bicycle stands should be provided for cyclists (Litman 2004)

Financial support for the public transport network: Public Pri-vate Partnerships (PPP) to improve the public transport net-work are beneficial for both the company and the public. An extension of the network can help to connect the company to the public transport system. If a company adds a supplemen-tary route, it can collect revenues from the operating company. Another PPP is to provide vehicles for the public transport system or to take care of bus shelters in return for advertise-ment rights. Such PPP has successfully improved bus shelters in Singapore, where private firms build or maintain and clean bus shelters in return for advertisement rights (Zegras 2006/Broaddus et al. 2009).

Corporate mobility management: All companies, as well as municipal institutions can set up their own mobility policies to make business trips more energy-efficient. For instance, they can introduce a corporate travel policy that obliges employ-ees to use energy-efficient modes for business trips whenever possible. For customers and business partners, the company can provide a transportation access guide that describes how to reach the company site by non-motorised modes or public transport. If the company has it’s own fleet for passenger or freight transport, this fleet should be managed properly. Pro-curement of energy-efficient vehicles could be implemented as a guideline in the corporate philosophy. Additionally, drivers could be trained in Eco-Driving (Breithaupt and Eberz 2006). A firm with very large company grounds can provide bicycles or can operate a company bus to enable workers to reach their worksite.

Support energy-efficient commuting: There are also a lot of measures to alter employee’s commuting behaviour towards more energy efficient modes. Instead of providing free parking spaces, the company can provide financial incentives compa-rable to the cost of free parking supply. In 2004, a hospital in Rotterdam successfully implemented a number of measures to reduce car commuting by its employees. The personnel was charged for parking and credited for every kilometre not trav-elled by car. Thereby, the number of commuters travelling by car has dropped significantly (Broaddus et al. 2009/Litman 2004). Alternatively, large companies or groups of individual firms can negotiate with the local transport operator to imple-ment a job ticket system that reduces the cost for employees to come to work by public transport. For employees without prop-er access to public transport a rideshare-matching program can be implemented to organise carpools or vanpools. Flexible working hours can support the success of such measures by allowing employees to adjust to carpool and public transport schedules. Enabling teleworking, which allows employees to work at home is another possibility to reduce the company’s travel demand (Litman 2004).

Involvement of non-governmental organisations: Other rel-evant players in transport policy are non-governmental or-ganisations. Transport and environmental organisations can provide knowledge about sustainable mobility and can assist in strategical formulation and development of policy packages.

Specialised organisations might even provide access to experts for energy efficiency. Local groups can perhaps easily commu-nicate with the public to identify weaknesses in the local trans-port system. For instance, they can identify barriers for cycling and walking in the existing infrastructure. The Urban Cyclists’ Association in Buenos Aires monitors bicycle parking and inte-gration with commuter rail and gives recommendations to the municipal government about grievances in the system. Non-governmental organisations can also serve as disseminator of information on sustainable means of transport and can educate the public. They can organise public awareness campaigns like cyclist rallies, car free days or other communication measures. Many cities around the world have established a car free day, where city streets are closed to cars and cyclists and pedestrians take over the streets (Pardo 2006).

supporTIvenATIonAlfrAMeworKDecisions on the national level play a major role in the national transport system as well as on the local level. The national poli-cy can help or hinder energy efficiency efforts on the local level. To achieve nation-wide energy-efficient transport and to sup-port local initiatives, it is essential that national governments create favourable conditions which support local strategies. National strategies, programmes and legislations frame local policies. Furthermore, national authorities influence the local budget for the transport system.

The following actors are most commonly responsible for the implementation of energy efficiency measures in urban trans-port:

• The Transport Ministry shapes the transport system bydeveloping national transportation policies, by organis-ing public transport and by directing the construction andmaintenance of necessary infrastructure.

• The Environmental Ministry should get involved in energyefficiency, since it is a prerequisite for an environmentallyfriendly and sustainable transport system.

• The Ministry of Finance and the Ministry of Energy can playa key role because fuel prices and fuel taxation shape thecountry’s transport structure. If the national governmentsubsidises fuel or does not implement proper fuel taxation,private motorised vehicles will easily dominate the trans-port system. Furthermore, without proper fuel taxation thegovernment will probably lack the necessary financial re-sources to finance an appropriate transport infrastructureon the national and local levels.

• The Ministry of Economics can enable and support techno-logical progress in energy-efficient transport.

The division of responsibilities and the organisational struc-tures of ministries vary significantly from country to country. Therefore, national measures are not assigned to specific key actors, but clustered thematically.

disincentivesforautomobileuseThe national authorities can significantly influence the automo-bile use of the citizens. Especially in urban areas, where most distances are short and various alternatives to the private car are available, disincentives for automobile use can be successful in improving energy efficiency performance.

Page 10: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

4-227 böhlER-baEDEkER ET al

926 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY

PanEl 4: TRanSPoRT anD MobiliTY

Fuel pricing scheme: Low fuel prices can lead to numerous negative consequences such as high shares of private motorised vehicles, excessive commuting by car, increasing size of vehi-cles and urban sprawl. If subsidies for fossil fuels are in place, the national decision makers should remove these subsidies as soon as possible. Instead, proper fuel taxation should be imple-mented, which increases the cost for automobile use directly proportional to a car’s fuel economy. Rising prices for car-use encourages people to switch to more energy-efficient modes or to purchase more efficient vehicles and to drive more economi-cally (Breithaupt 2004).

Motor vehicle taxation: Sales taxes or annual registration tax-es as well as import duty are further possibilities to make auto-mobiles less attractive. If the taxes are designed properly, they can reduce vehicle ownership and contribute to a fleet turnover increasing the number efficient vehicles. Sales taxes can provide rebates for cars with greater fuel economy and annual registra-tion taxes can be differentiated based on engine size, type of vehicle and overall fuel consumption (Breithaupt 2004).

Control car ownership: License schemes can be introduced, which cap car ownership. The national authorities can set a threshold for cars registered in a given year. In Shanghai and Singapore licences are linked to a pricing scheme by selling them in auctions (Broaddus et al. 2009)

strengtheningtheroleofenergyefficientmodesSimilar to the local level, it is useful to combine disincentives for automobile use with incentives for energy-efficient modes on the national level. Many countries spend a large proportion of their budget for the expansion of car-oriented infrastructure. However, it is much more sustainable and cost-effective to in-vest in public transport and non-motorised modes.

Nation-wide expansion of infrastructure for energy-efficient modes: If necessary, the nation-wide public transport system should be expanded and improved. Thereby, the importance of automobile travel is reduced, which also favours a modal shift in urban areas. To underline the role of energy-efficient modes, comprehensive strategies and plans for efficient transport sys-tems should be developed on the national level. Besides public transport, non-motorised modes have to be promoted. Many European countries developed a national cycling plan to sup-port and promote cycling in urban areas (ECMT 2004). Such a cycling plan can be an extra document or it can be imple-mented in a wider transport policy plan, which outlines a set of actions that should be carried out on national or local levels. A national cycling plan demonstrates political will and com-mitment. Thereby, it raises awareness for cycling as an energy-efficient and sustainable mode.

Provide financial incentives for energy-efficient modes: The national tax scheme should not only increase the costs of au-tomobile use, but should also encourage a shift to public or non-motorised modes by providing financial incentives. One possibility is to make public transport expenses tax deductible. Another possibility is to provide subsidies, which decrease costs of certain transport modes. Direct financial incentives will be created if public transport fares are subsidised. If the public transport network and its operation get financial sup-port by the national government, customers can profit from resulting network expansions, higher frequency of services or renewed infrastructure (Breithaupt 2004).

Land-use guidelines: Planning guidelines should be devel-oped on the national level to give advice on more energy-effi-cient urban structures and to require the realisation of mixed land-use or transit-oriented development (Petersen 2004). For instance, in India the central government influenced infra-structure in urban areas by implementing the Jawaharlal Nehru National Urban Renewal Mission. Several Indian cities were expected to formulate comprehensive city development plans in return for financial support for sustainable urban mobility projects (Bongardt et al. 2010).

promotionofhighervehicleefficiencyBesides the reduction of automobile use, vehicle efficiency of the remaining fleet should be increased. Concerning techno-logical and design improvements, the national government has many more possibilities and responsibilities than actors on the local level.

Support low-energy technologies: To enable further progress in alternative transport, the national government should sup-port low-energy technology research in fields related to the transport sector. Similar to other sectors, innovative con-struction methods present a potential for future energy sav-ings. Lightweight constructions, downsizing, aerodynamics or energy saving vehicle components are areas of research that can reduce a vehicle’s fuel consumption. For instance, the fuel economy can be improved by 4 to 8 % with a vehicle weight reduction of 10 % (Kobayashi et al. 2009). Examples of energy saving vehicle components are fuel-efficient tyres. About 20 % of a vehicle’s fuel consumption is used to overcome rolling re-sistance of the tyres. Today, tyres with low rolling resistance are available (Kojima and Ryan 2010). The national authorities can set maximum rolling resistance limits for tyres or can establish a labelling system. Furthermore, they can establish mandatory monitoring systems for new vehicles that help the user to oper-ate the vehicle at maximum efficiency level. For example gear shift indicators or tyre pressure-monitoring system are new ve-hicle components to avoid wasteful fuel consumption (Kojima and Ryan 2010).

Support alternative fuels: In addition to vehicle technologies, alternative fuels as substitutes for petroleum can lead to fuel savings. Methanol, natural gas, liquid petroleum gas, ethanol, biodiesel, hydrogen and electricity are currently discussed as alternatives for gasoline and diesel. These fuels and new tech-nologies offer opportunities for increases in efficiencies and reductions in emission for different vehicle categories. In addi-tion, they provide the opportunity to become less dependent on oil, and offer new market options. However, these alternative fuels and associated technologies are in various stages of de-velopment. National ministries should evaluate different types of fuels and give advice on preferable fuels. National initiatives can provide incentives for necessary infrastructure investments (e.g. refuelling stations, pipelines) and can support market cre-ation (Walsh and Kolke 2005).

Ensure market penetration of efficiency improvements: To make sure that the available improvements to vehicle and fuel technology are used in the national vehicle fleet, national decision makers have to establish incentives for more energy-efficient vehicles. Implementing vehicle fuel economy stand-ards is an important tool to encourage the automotive indus-try to invest in technological improvements. Fuel economy

Page 11: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

PanEl 4: TRanSPoRT anD MobiliTY

ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY 927

4-227 böhlER-baEDEkER ET al

Cohen, B. (2006): Urbanization in developing countries: Current trends, future projections, and key challenges for sustainability. Technology in Society, 28, 63-80.

Creutzig, F. and He, D. (2009): Climate Change Mitigation and Co-benefits of feasible Transport Demand Policies in Beijing. Transportation Research Part D, 14/2, 120-131.

Dalkmann, H. and Brannigan, C. (2007): Transport and Cli-mate Change. Sourcebook Module 5e. GTZ, Eschborn.

ECMT – European Conference of Ministers of Transport (2004): National Policies to Promote Cycling. Available at: http://www.internationaltransportforum.org/europe/ecmt/pubpdf/04Cycling.pdf

Gunselmann, W. (2005): Technologies for increased energy efficiency in railway systems. European Conference on Power Electronics and Applications 2005. doi: 10.1109/EPE.2005.219712

Hook, W. (2005): Preserving and Expanding the Role of Non-motorised Transport. Sourcebook Module 3d, GTZ, Eschborn.

Hymel, K.M., Small, K.A., and Van Dender, L. (2010): Induced demand and rebound effects in road transport. Transportation Research Part B: Methodological, 44/10: 1220-1241.

IAC – InterAcademy Council (2007): Lighting the way. To-ward a sustainable energy future. InterAcedemy Council, Amsterdam. Available at: http://www.interacademycoun-cil.net/CMS/Reports/11840/12039.aspx?returnID=11924

IEA – International Energy Agency (2004): Analysis of the Impact of High Oil Prices on the Global Economy. Avail-able at: http://www.iea.org/papers/2004/high_oil_prices.pdf

IEA − International Energy Agency (2009): Transport, Energy and CO2 – Moving Toward Sustainability. IEA/OECD, Paris.

IEA – International Energy Agency (2010): World Energy Outlook 2010. IEA/OECD, Paris.

IFEU − Institut für Energie- und Umweltforschung Heidel-berg GmbH (2008): Transport in China. Energy Con-sumption and Emissions of Different Transport Modes. IFEU, Heidelberg. Available at: http://www.kfw-entwick-lungsbank.de/DE_Home/Sektoren/Transport/IFEU-KfW-Transport_in_China_May_2008.pdf

Kobayashi, S., Plotkin, S. and Ribeiro S.K. (2009): Energy ef-ficiency technologies for road vehicles. Energy Efficiency, 2;125-137.

Kojima, K. and Ryan, L. (2010): Transport Energy Efficiency. Implementation of IEA Recommendations since 2009 and next steps. IEA Energy Efficiency Series. IEA, Paris. Avail-able at: http://www.iea.org/papers/2010/transport_en-ergy_efficiency.pdf

Litman, T. (2004): Mobility Management. Sourcebook Mod-ule 2b. GTZ, Eschborn.

Litman, T. (2011): Land Use Impacts on Transport. How land use factors affect travel behaviour. Victoria Transport Policy Institute, Victoria. Available at: http://www.vtpi.org/landtravel.pdf

Mckain, D. L. Clark, N. N., Balon, T. H., Moynihan, P. J., Lynch, P. J. and Webb, T. C. (2000): Characterization of Emissions from Hybrid-Electric and Conventional Transit

standards have been implemented in several countries (e.g. South Korea, China, Japan, United States, and the European Union). In China, a fuel economy standard was issued in 2004. Its limits rank third globally, following Japan and Eu-rope. Between 2002 and 2006, the average fuel consumption of the new light duty vehicle fleet in China was reduced by 11.5 % (Oliver et al. 2009). In line with this, the IEA (2009) found out that tight mandatory fuel efficiency standards are instrumental in achieving rapid technology uptake and avoids increases in vehicle size, weight and power. A similar instru-ment is a cap system for vehicle manufactures, which sets minimum values for the energy efficiency of the produced fleet or by capping the CO2 emissions respectively. Even if a mandatory standard is not implemented, a national definition for efficient cars published as vehicle labelling can encourage customers to take efficiency characteristics into account when they buy a new car.

ConclusionThe global transport system emits approximately 7.5  Gt of CO2 annually, is responsible for 27 % of global final energy consumption and relies 95  % on oil-based fuels. In the fu-ture, these alarming numbers will become even worse due to an increase in transport demand in motorisation in emerg-ing and developing countries. It is up to decision makers in developing and emerging countries to take up this task and launch a transition to more energy-efficient transport. A suit-able framework has to be set at the national level. Local actors can influence the city-wide transport system precisely with their own actions. The “investor-user dilemma” or rebound effects constitutes difficulties for energy efficiency policies, but co-benefits of sustainable urban transport can outweigh these barriers. The paper has shown that energy-efficient ur-ban transport is not only necessary in developing and emerg-ing countries, but also possible, affordable and beneficial for citizens, companies and public authorities as well as for the environment and the economy.

referencesADB – Asian Development Bank (2009): Changing Course.

A new Paradigm for Sustainable Urban Transport. ADB, Manila

Barrero, R., Mierlo, J. and Tackoen, X. (2008): Energy savings in public transport. Vehicular Technology Magazine, 3, 26-36.

Bongardt D., Breithaupt, M., and Creutzig, F. (2010): Beyond the Fossil City: To-wards low Carbon Transport and Green Growth. GTZ, Eschborn.

Breithaupt, M. and Eberz, O. (2005): EcoDriving. Sourcebook Module 4f. GTZ, Eschborn.

Breithaupt, M. (2004): Economic Instruments. Sourcebook Module 1d, GTZ, Eschborn.

Broaddus, A., Litman, T. and Menon, G. (2009): Transporta-tion Demand Management. Training Document, GTZ, Eschborn.

Chang, S.K. and Gou, Y.J. (2005): Trip Cost Analysis of Bus Rapid Transit. Proceedings of the Eastern Asia Society for Transportation Studies, 5, 2195 – 2210.

Page 12: Navigating towards efficient urban transport4-227 böhlER-baEDEkER ET al 918 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY PanEl 4: TRanSPoRT

4-227 böhlER-baEDEkER ET al

928 ECEEE 2011 SUMMER STUDY • EnERgY EffiCiEnCY fiRST: ThE foUnDaTion of a low-CaRbon SoCiETY

PanEl 4: TRanSPoRT anD MobiliTY

Energy Savings From Improved Energy Efficiency. UK Research Centre, London.

VTPI – Victoria Transport Policy Institute (2010a): Rebound Effects. Implications for Transport Planning. Online TDM Encyclopedia. Victoria Transport Policy Institute, Victo-ria. Available at: http://www.vtpi.org/tdm

VTPI – Victoria Transport Policy Institute (2010b): Park-ing Pricing. Direct Charges for Using Parking Facilities. Online TDM Encyclopedia. Victoria Transport Policy Institute, Victoria. Available at: http://www.vtpi.org/tdm/

Walsh, M. and Kolke, R. (2005): Cleaner Fuels and Vehicle Technologies. Sourcebook Module 4a. GTZ, Eschborn.

Wright, L. (2005): Bus Rapid Transit. Sourcebook Module 3b. GTZ Eschborn.

Wright, L. and Fjellstrom, K. (2004): Mass Transit Options. Sourcebook Module 3a, GTZ, Eschborn.

Zegras, C. (2006): Private Sector Participation in Urban Transport Infrastructure Provision. Sourcebook Module 1c, GTZ, Eschborn.

AcknowledgementsThis paper is based on the publication (not yet released) “The Energy Efficiency Navigator for Urban Transport” (working ti-tle), which was compiled in cooperation with the German As-sociation for Technical Cooperation (GTZ). The authors would like to thank the working group of the Sector Project “Trans-port Policy Advisory Service” of the GTZ for their contribu-tions to the results presented here. In particular, the authors would like to thank Daniel Bongardt for his cooperation and comments. Further, we are grateful for the suggestions to this paper given by Stefan Thomas (Wuppertal Institute).

Buses. SAE Paper 2000-01-2011, 2000, doi: 10.4271/2000-01-2011

Newman P. and Kenworthy, J.R. (1989): Cities and automobile dependence: an international sourcebook. Aldershot: Gower.

Oliver, H. H., Gallagher, K. S., Tian, D. and Zhang, J. (2009): China’s Fuel Economy Standards for Passenger Vehicles: Rationale, Policy Process, and Impacts. Discussion Paper 2009-03, Cambridge, Mass.: Belfer Center for Science and International Affairs.

Pardo, C. (2006): Raising Public Awareness about Sustainable Urban Transport. Sourcebook Module 1e, GTZ, Esch-born.

Petersen, R. (2004): Land Use Planning and Urban Transport. Sourcebook Module 2a, GTZ, Eschborn.

Priemus, H., Nijkamp, P. and Banister, D. (2001): Mobility and spatial dynamics: an uneasy relationship. Journal of Transport Geography, 9: 167-171.

Rietveld, P. (2002): Why railway passengers are more pollut-ing in peak hours than in off-peak; environmental effects of capacity management by railway companies under con-ditions of fluctuating demand. Transportation Research Part D, 7: 347-356.

Sakamoto, K. and Belka, S. (2010): Financing Sustainable Urban Transport. Sourcebook Module 1f, GTZ Eschborn.

Schleich, J. and Gruber, E. (2008): Beyond case studies: Bar-riers to energy efficiency in commerce and the services sector. Energy Economics, 30/2: 449-464.

Small, K.A. and Van Dender, K. (2007): Fuel Efficiency and Motor Vehicle Travel: The Declining Rebound Effect. Energy Journal, 28/1: 25-51.

UKERC − UK Energy Research Centre (2007): The Rebound Effect: An Assessment of the Evidence for Economy-wide