national precast concrete association-buoyancy
DESCRIPTION
National Precast Concrete Association-BuoyancyTRANSCRIPT
![Page 1: National Precast Concrete Association-Buoyancy](https://reader036.vdocuments.us/reader036/viewer/2022082713/55cf9964550346d0339d2770/html5/thumbnails/1.jpg)
National Precast Concrete Association > Precast Magazines > Precast Inc. Magazine > Archive - 2009-
2010 > Why Buoyancy Forces Cannot Be Ignored
Why Buoyancy Forces Cannot Be Ignored
Jul 28, 2010
Archive - 2009-2010, Precast Inc. Magazine, Precast Magazines
One Comment
Forces are at Work Beneath the Feet that Must be Reckoned With Before
Designing an Underground Structure
By Claude Goguen, P.E., LEED AP and Ronald Thornton, P.E.
Everyone probably remembers the images of US Airways Flight 1549 drifting in the middle of
the Hudson River Jan. 15, 2009, while frightened passengers disembarked onto the wings.
The courageous actions of the pilots and flight crew were credited for saving the lives of all
on board. But it was a physical force that kept the airplane afloat – a force known as
buoyancy.
Buoyancy is also an important element of the annual National Concrete Canoe Competition
hosted by the American Society of Civil Engineers. More than 200 university teams compete
for America’s Cup of Civil Engineering. The University of Berkeley won the 22nd NCCC title
this past June.
In the case of Flight 1549, or if you’re building a concrete canoe, buoyancy is a good thing.
For those in the underground utility business, however, it can be a pain if it is not accounted
for in the design.
Buoyancy is defined as the tendency of a fluid to exert a supporting upward force on a body
placed in a fluid. The fluid can be a liquid, as in the case of a boat floating on a lake, or the
fluid can be a gas, as in a helium-filled balloon floating in the atmosphere. A simple example
of buoyancy can be seen when trying to push an empty water bottle downward in a sink full
![Page 2: National Precast Concrete Association-Buoyancy](https://reader036.vdocuments.us/reader036/viewer/2022082713/55cf9964550346d0339d2770/html5/thumbnails/2.jpg)
of water. When applying a downward force to the water bottle from your hand, the water
bottle will stay suspended in place. But as soon as you remove your hand, the water bottle
will float to the surface. The buoyant force on the object determines whether or not the
object will sink or float.
Buoyancy wasn’t officially documented and conceptually grasped until Archimedes (287-212
B.C.) established the theory of flotation and defined the buoyancy principle. He realized that
submerged objects always displace fluid upward. Then with that observation, he concluded
that this force (buoyant) must be equal to the weight of the displaced fluid. Archimedes then
went on to state that a solid object would float if the density of the solid object were less
than the density of the fluid and vice versa. But what is the basic procedure to follow in
order to determine whether an underground concrete structure will resist buoyant forces?
It can be determined if an underground concrete structure will float or sink using basic
principles. Essentially a concrete structure will not float if the sum of the vertical downward
forces is greater than the vertical upward force. When applying this principle to a structure
below grade, it can be said that if the buoyant force (Fb) is greater than the mass of the
structure and the combined mass of soil surcharges and objects contained within the
structure, the structure will float.
Why is buoyancy an important factor in the design of an underground concrete structure?
The simple answer is that the buoyant forces created by water need to be resisted to
prevent the structure from floating or shifting upward.
Determining water table levels
When designing an underground precast concrete structure, it is necessary to know what
structure to make as well as its intended use. Typically contractors who need precast
structures will present precasters with details on what they need and give design
requirements and information on the underground conditions.
Not always, however, do they inform precasters about every detail, especially job site
conditions and problems in the construction area. Site and subsurface conditions are vital
pieces of information needed for the design calculations to optimize the performance of the
structure in the installed condition and to prevent flotation. So how does the design engineer
determine when there could be a potential problem with the jobsite conditions and with
flotation?
First, the design engineer should review and investigate the plans, specifications and soils
reports to gain more insight about the project and the underground conditions. After
obtaining the requirements and specifications for the structural design, the design engineer
should obtain extensive information on the soils and subsurface conditions. One of the first
factors that must be determined when analyzing an area in which the concrete structure will
![Page 3: National Precast Concrete Association-Buoyancy](https://reader036.vdocuments.us/reader036/viewer/2022082713/55cf9964550346d0339d2770/html5/thumbnails/3.jpg)
be placed below grade is the water table, or groundwater level. Obtaining this information
will help the designers identify sites where flotation may or may not be a factor in the
design. How can one determine the water table level in the project area?
The design engineer should check the soils report to obtain more information on the area.
The soils report is typically the most reliable source of data, as it’s based on a study of the
jobsite conditions. If there isn’t a soils report, core drilling may be necessary. By core drilling
in the vicinity of the project, the depth of the water level from grade can be determined. It
should be noted that groundwater levels identified on drilling reports are only a snapshot in
time and may not account for seasonal variations. Another possible source of information
would be from local well drillers, who typically maintain records of water table levels.
After the water table level has been determined and it is known that there will most likely
not be a problem with buoyancy or flotation issues, the designer can focus on maximizing
the structure without the consideration of buoyant forces. In most cases, flotation will not be
a problem in areas of the country without groundwater (parts of Texas, Arizona and Nevada)
and where the groundwater is below the anticipated depth of the structure. The fact that the
buoyancy force exists presupposes that the water table at the site is at an elevation above
the lowest point of the installed structure. If your structure is to be placed above the
groundwater level (according to the sites’ water table), less concern is needed. On the other
hand, areas where flotation causes potential problems are typically at low elevation where
the water level is at grade (valleys, ocean shores) and in areas where groundwater is
present below grade at the time of installation (before soil has been compacted).
Be aware of seasonal and regional variations
The water table is the upper level of an underground surface in which the soil is saturated
with water. The water table fluctuates both with the seasons and from year to year because
it is affected by climatic variations and by the amount of precipitation used by vegetation. It
also is affected by excessive amounts of water withdrawn from wells or by recharging them
artificially. The design engineer should make certain to account for seasonal and regional
fluctuations in the water table level in the design of an underground precast concrete
structure; this will ensure that the underground structure will not float or shift upward from a
water table level miscalculation.
Err on the conservative side
If there are no soils reports or previous water table data available for fluctuations (seasonal
and regional), most engineers will design the structure on the conservative side. This will
ensure that the structure will be able to withstand seasonal and regional fluctuations.
Designing on the conservative side refers to a structure with the water level at grade, even
if flooding in that area is not common. A conservative design pproach may contribute to
offsetting unnecessary and unforeseen costs when sufficient information about the soil/site
![Page 4: National Precast Concrete Association-Buoyancy](https://reader036.vdocuments.us/reader036/viewer/2022082713/55cf9964550346d0339d2770/html5/thumbnails/4.jpg)
conditions is unavailable. Therefore, overdesigning a structure should be kept to a minimum
since this would add substantial costs to production.
Computing downward (gravity) forces
After the water table level has been identified, the design engineer needs to look at
computing all the downward forces that will be acting on the structure. All vertical downward
forces are caused by gravitational effects, which need to be calculated in the design of an
underground structure. Essentially, the engineer determines if the total downward forces
(gravitational, WT) are greater than the upward force (buoyant, Fb). The total downward
force (WT) is calculated by the summation of all downward vertical forces (W).
Depending on the design of the underground structure, the total vertical downward forces
(WT) may or may not be the same for all applications. In a conservative approach, the
design of underground structures assumes that the water table at the specific site is at
grade. In this case, it is essential to account for all vertical downward forces (WT) to ensure
that the structure will not float (WT > Fb). For an underground structure, designed for a
worst-case scenario, the following vertical downward forces (W) need to be considered:
Weight of all walls and slabs
Weight of soil on slabs
Weight of soil on shelf or shelves
Weight of equipment (permanent) inside structure
Weight of inverts inside structure
Friction of soil to soil
Additional concrete added inside structure
Weight of reinforcing steel
As noted previously, not all underground structures are the same, and therefore some of the
listed vertical downward forces (W) above may not be included in the summation of total
vertical downward force (WT).
Computing upward buoyant force
As stated in Archimedes’ Principle, an object is buoyed up by a force equal to the weight of
the fluid displaced. Mathematically, the principle is defined by the equation:
![Page 5: National Precast Concrete Association-Buoyancy](https://reader036.vdocuments.us/reader036/viewer/2022082713/55cf9964550346d0339d2770/html5/thumbnails/5.jpg)
Fb = gf x nd
Fb = buoyant force (lb)
gf = density of water (62.4 lb/ft³)
nd = displaced volume of the fluid (ft³)
When analyzing buoyancy-related concrete applications, the structure is typically below
grade and stationary. Assuming the application is stationary in a fluid, analysis uses the
static equilibrium equation in the vertical direction, S Fv = 0. Analyzing buoyancy related to
underground structures requires use of the same static equilibrium equation, assuming the
structure to be stationary and either submerged or partially submerged in a fluid (in the
latter case, the surrounding soil /fill material and any associated groundwater).
Safety factor guidelines
The Factor of Safety (FS) considers the relationship between a resisting force and a
disturbing force. In this case, it’s the relationship between the weight of the structure and
the uplift force caused by buoyancy. Failure occurs when that factor of safety is less than
1.0.
Generally speaking, the greater the FS the greater the impact to the project/structure. An
optimal design would be an appropriate FS that is adequate for the conditions present at
that specific site. It is recommended that the designer choose an appropriate FS after
reviewing jobsite information.
According to ACI 350, the safety factor against flotation is usually computed as the total
dead weight of the structure divided by the total hydrostatic uplift force. The FS should
reflect the risk associated with hydrostatic loading conditions.
In situations of flooding to the top of the structure and using dead-weight resistance only, a
FS of 1.10 is commonly used. In flood zone areas, or where high groundwater conditions
exist, a FS of 1.25 can be used. Where maximum groundwater or flood levels are not well
defined or where soil friction is included in the flotation resistance, higher FS values should
be considered.
Buoyancy countermeasures
![Page 6: National Precast Concrete Association-Buoyancy](https://reader036.vdocuments.us/reader036/viewer/2022082713/55cf9964550346d0339d2770/html5/thumbnails/6.jpg)
There are several methods that can be used in the industry to overcome a buoyancy
problem. If the design of the underground structure does not meet the required safety
factor, there are ways to fix the problem. Here are some different methods used to
overcome buoyancy, both before and after shifting or flotation:
1. Base extension (cast-in-place or precast). Using the additional weight of soil by
adding shelves is a common method used to counteract buoyancy. Extending the
bottom slab horizontally creates a shelf outside the walls of the structure and adds
additional resistance to the buoyant force. The additional vertical downward force
comes from the additional weight of the soil acting on the shelves (Wshelf). The size
of the shelf can be designed as large and wide as needed so the buoyant force is
resisted. However, limits in shipping width must be considered. In many cases, this is
the most cost-effective method used to resist the buoyant force (Fb). When pouring
the shelf in place, mechanical connections must be designed to resist the vertical
shear forces. If possible, it is best to have the shelf monolithically poured with the
structure.
2. Anti-flotation slab. Another method that has been used in construction is to anchor
the structure to a large concrete mass (shelf) poured on site or use precast concrete
manufactured off site. The structure sits directly on top of this large concrete mass
that has previously been poured in place or cast, cured and delivered by an off-site
manufacturer. This method can cause problems, however, because both base slabs
must sit flush on top of one other. If base slabs are not aligned perfectly, cracking
due to point loads may result. Cast-in-place concrete can be expensive and cause
delays due to strength curing time. Precast concrete alleviates alignment and delays
for strength gain, but the sub-base must be level and set flush. A mortar bed
between the two surfaces is recommended. To design the mechanical connection
between the anti-flotation slab and the structure, the net upward force must be
calculated. This calculation can be achieved by multiplying the buoyant force by the
FS, and subtracting the downward force.
3. Increase member thickness. One method used to overcome buoyancy is to increase
the concrete mass (m). This is accomplished by increasing member thickness (walls
and slabs). Increasing the thickness of the walls and slabs can add a significant
downward gravitational force, but this may not be cost effective. Increasing concrete
mass can be an expensive alternative due to increased materials and production
costs.
4. Lower structure elevation and fill with additional concrete. Another method used to
overcome buoyancy is to set the precast structure deeper than required for its
functional purposes. This will add additional soil weight on top of the structure to
oppose buoyant forces. Also, with the structure being deeper in the soil, some
contractors opt to pour additional concrete into the base of the installed precast
concrete structure. This will add more mass to the structure, which helps overcome
buoyancy (m > Fb).
![Page 7: National Precast Concrete Association-Buoyancy](https://reader036.vdocuments.us/reader036/viewer/2022082713/55cf9964550346d0339d2770/html5/thumbnails/7.jpg)
It is a fairly simple concept: downward gravitational forces need to exceed upward buoyant
forces. Ignoring this may result in your structure surfacing like a submarine in the South
Pacific. Once a precast vault is installed underground, you expect it to stay put. Since
concrete is about 2.5 times heavier than water, one would not expect flotation to be much of
an issue with buried concrete structures, but in fact it is a serious consideration in areas of
high ground water.
Claude Goguen, P.E., LEED AP, is NPCA’s director of Technical Services.
Ronald Thornton, P.E., is a project manager for Delta Engineers in Binghamton, N.Y., with
more than 25 years of experience in the concrete industry. He has extensive experience in
the design, manufacture and installation of precast products for use in state, municipal and
private projects. Thornton currently serves on the NPCA Utility Product Committee as well as
the ASTM C27 Committee.
This article was originally published in the September-October 2009 issue of Precast Inc. You
can view all the issue’s articles here on this website, or you can view the full print
publication by clicking the cover above.
Tags: buoyancy, underground structure
ONE COMMENT ON “WHY BUOYANCY FORCES CANNOT BE IGNORED”
1. Bob Grotke on June 13, 2012 at 3:29 pm said:
The problem of bouyancy became an issue at my workplace a while back. Our department
has used open bottom fiberglass manholes for years and the typical installation involved
dewatering the excavation as required, placing the fiberglass manhole in the proper
orientation for the sewer pipes, and pouring mass concrete around the base of the manhole,
![Page 8: National Precast Concrete Association-Buoyancy](https://reader036.vdocuments.us/reader036/viewer/2022082713/55cf9964550346d0339d2770/html5/thumbnails/8.jpg)
typically at least 1 foot thick and 1 foot wider than the manhole diameter all around. After
an initial set, the excavation would be backfilled and compacted while the dewatering
system remained operating. The interior base of the manhole would be finished with
additional concrete, formed to provide a flow channel with built up concrete haunches to
direct the flow. After construction was complete, the dewatering system would be removed
and the ground water would return to seek its own level. Design was typically conservative
with satuarated ground assumed up to finished grade. We had never had any problems with
this construction, but the engineers managing the office one day decided that a 2-way
reinforcing steel mat was required in the concrete base to resist “unopposed hydrostatic
forces” that could cause the cured concrete to fail. I was assigned to determine what
reinforcement was necessary. I stated that none was necessary as the weight of the
manhole, concrete base, manhole lid and frame and the soil surcharge overcame the
bouyant forces, the net force was downward and any resulting bending stress in the
concrete was within the limits allowed by the ACI “plain” concrete building code. This
resulted in much heated discussion and agravation. I finally told management that if they
sincerely believed the reinforcement was necessary, they should just direct the crews to
install the reinforcement and they wouldn’t get any arguments, however I believed it was
not necessary. The bad feelings resulting from this situation eventually led me to find
emplyment elsewhere, but to this day I wonder if their thoughts about “unopposed
hydrostatic forces” had any merit.
Reply ↓