national medicare trends and resources for whca/wical · 2017. 11. 2. · 7/1/2016 1 national...

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7/1/2016 1 National Medicare Trends and Resources for WHCA/WiCAL Mike Cheek David Gifford Narda Ipakchi James Michel Importance of Quality Measurement within Payment Transformation David Gifford MD MPH Madison WI June 30 th , 2016 Changes Impacting SNFs Payment & Regulatory Changes Hospital HRRP, VBP & HAC SNF VBP CJR SNF QRP Five Star RoP QAPI Infection control Medication Prescribing Transitions of Care Important Outcomes Rehospitalization Total Cost of care LOS Five Star Rating DC to community Outcomes after discharge Unintended health care Outcomes Satisfaction Staff turnover

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Page 1: National Medicare Trends and Resources for WHCA/WiCAL · 2017. 11. 2. · 7/1/2016 1 National Medicare Trends and Resources for WHCA/WiCAL Mike Cheek David Gifford Narda Ipakchi James

7/1/2016

1

National Medicare Trends and Resources for WHCA/WiCAL

Mike Cheek

David Gifford

Narda Ipakchi

James Michel 

Importance of Quality Measurement within Payment Transformation

David Gifford MD MPH

Madison WI

June 30th, 2016

Changes Impacting SNFs

Payment & Regulatory Changes

• Hospital HRRP, VBP & HAC• SNF VBP• CJR• SNF QRP• Five Star• RoP

• QAPI• Infection control• Medication Prescribing• Transitions of Care

Important Outcomes

• Rehospitalization • Total Cost of care

• LOS

• Five Star Rating• DC to community

• Outcomes after discharge

• Unintended health care Outcomes

• Satisfaction • Staff turnover

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Payment & Referrals Linked to Quality

• SNF PAC networks & referrals will be tied to • SNF Quality

• Five Star ratings

• Hospital payment programs

• Total Cost per episode (e.g. 30, 45 or 90 days)

• SNF Part A payments linked to quality in Oct 2018• SNF VBP Statute requires CMS to implement a 2% withhold of SNF Part A 

payments that can be returned based on your rehospitalization rates

• Medicaid programs implementing VBP

Five Star Determines Referrals

• MA plans creating networks based on Five Star

• Hospitals & ACO use Five Star to establish networks

• CMS waives hospital 3 day stay to qualify for Part A SNF stay for SNFs with 3, 4 or 5 Star for hospital discharges from • Pioneer ACO hospitals

• CJR hospitals

What is Your Value to Hospitals and Insurers?

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CMS Hospital VBP Impacts SNFs

• Hospitals are financially penalized up to 5.75% for quality• Hospital Readmission Reduction Program (HRRP) links 3% of 

payments to 30 day readmissions

• Hospital VBP ties 1.75% of payments with composite quality score

• Hospital Acquired Condition (HAC) links 1% of payments to composite adverse events score

• Comprehensive Care for Joint Replacement (CJR) links a payment cut or bonus to cost and quality targets

How to Succeed with Hospitals

• Improve your rates on the measures that count & share your performance with hospitals

• Rehospitalization rate• Discharge to community rate• LOS• Improved function• Satisfaction score

• Develop a robust transitions of care program• Arrange follow‐up and communicate with primary care MD

• Do follow‐up calls to discharges to community within 24 hours and 3‐5 days later

Protecting Access to Medicare Act (PAMA) of 2014 Contains 

SNF VBP Section

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SNF’s Rehospitalizations Linked to Payment 

Passed in 2014, PAMA links SNF rehospitalization to SNF Medicare Part A payments

• Uses a payment adjustment of up to a 2% cut in SNF Part A rates for 1 year (fiscal year) based on SNFs rehospitalization score 

• Rehospitalization score is the better of a SNF’s• Achievement score; OR

• Improvement score

• Statute specifies start with an all cause readmission measure (SNF RM) and transition to a potentially preventable readmission measure (SNF PPR)

Jan2018

Timeline for SNF VBP

Withhold #1

Jan2017

Measurement Period1

TodayJun 2016

Oct 18

Baseline Period1

Jan2016

Jan2015

X

Jan2019

Jan2020

Jan2018

Withhold #2Measurement Period1

Oct 19

Year 1

Year 2

Year 3

Year 10

Baseline Period2

WithholdMeasurement Period1

Oct 20

Baseline Period3

CMS SNF RM Measure

• Includes only Medicare FFS Part A beneficiaries• Used data from Part A Medicare Claims

• All cause readmission

• Counts rehospitalizations during 30 day window from admission to the SNF

• During & after SNF stay (if discharged home prior to 30 days)

• Excludes • Elective admits• Observations stays

• Risk adjusted• (Actual ÷ Predicted) x National average

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Rehospitalization Score

• Better of your achievement or improvement score

• Achievement Score (0 to 100 points) based  CY 2017• Bottom 25% = 0 points• Top 5% = 100 points• All others  based on your how much greater your rate is above the rate for the bottom 25%. 

• Improvement Score (0 to 90 points) based CY 2015 vs CY 2017

• No improvement = 0 points• All others based on how much you close the gap between your baseline rate and the rate for top 5%

Rehospitalization Score

100 points 0 points

Points90 80  70   60   50 40   30  20   10

100 PointsNo cut

0 PointsAt risk Full 2% 

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Lots of Rehospitalization Measures

AHCA• PointRight Pro 30d rehospitalizations

SNF VBP• SNF RM

• SNF 30 day Potentially Preventable Rehospitalizations

SNF QRP• Potentially Preventable Rehospitalizations 30 day after SNF discharge

Five Star• 30 day Rehospitalization Measure

QIO• QIO rehospitalization measure

Advancing Excellence

• INTERACT measures

Others• Local ACO, MA plan, etc

How Can I Get my Data?

DC to community• all payor

LOS

Hospitalization (all payor)• Short Stay• Long Stay

New Nursing Home Compare measures• Rehospitalization• DC to Community• ER use• Fxn Improvement

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Select your Own Peer Group

• You choose to run a report against a specific peer group such as:

• State

• County 

• City

• CBSA

• Census Division

• To do this, select “Limit my Peer results” 

PAC Measures Report:(WI Members vs Nation)

My Centers = WHCA membersMy Peers = Nation

WI Members vs Nation – New CMS Rehospitalization Measure

My Centers = WHCA membersMy Peers = Nation

June 2015

Page 8: National Medicare Trends and Resources for WHCA/WiCAL · 2017. 11. 2. · 7/1/2016 1 National Medicare Trends and Resources for WHCA/WiCAL Mike Cheek David Gifford Narda Ipakchi James

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WI Members vs Nation – RehospLong Stay

My centers = WIHCA membersMy Peers = Nation

Measuring Hospitalization & Emergency Room Use

2014

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Page 10: National Medicare Trends and Resources for WHCA/WiCAL · 2017. 11. 2. · 7/1/2016 1 National Medicare Trends and Resources for WHCA/WiCAL Mike Cheek David Gifford Narda Ipakchi James

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Tips to Reducing Rehospitalizations

Tips to Success SNF VBP

• Review all of your rehospitalizations• assume 100% were preventable

• Use AE free excel tracking tool

• Implement INTERACT program• Focus on the purpose of each component 

• Make sure Stop & Watch and SBAR are used consistently

• Treat rehospitalizations as trigger to have end‐of‐life discussion 

• Use Resources athttps://educate.ahcancal.org/

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INTERACT Goals

• Prevent conditions from becoming severe enough to require hospitalization (early identification, assessment & management)

• Manage conditions in the nursing facility without transfer when feasible and safe

• Improve advance care planning and use of palliative care plans when appropriate

31

Rehospitalization Marker of Increased Mortality

Hospitalized beneficiaries who have an early hospital readmission nearly 3 times more likely to die within 1 year (one‐year mortality = 38.7 % vs patients who were not readmitted = 12.1 %; p<0.001). Lum et al. J Gen Intern Med 2012; 27(11): 1467‐74. 

Does End‐of‐Life Counseling Help?

• Study1 to evaluate if for patients with three or more hospitalizations in the past 6 months, a palliative care consultation could  help 

• Identify realistic goals of care and address barriers to discharge home; 

• Determine whether rehospitalization was consistent with the patient’s goals of care or if worsening symptoms would best be managed in the SNF, long‐term care, or at home. 

• Results• Rehospitalization declining by 19.4% (from 16.5% to 13.3%) 

• Discharges to home increased by 6.4% (from 68.6% to 73.0%)

• Patients were more 2.45 times more likely to die in the SNF vs hospital

1JAGS 59:1130–1136, 2011

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Pursue AHCA/NCAL Quality Award Program

Quality Award Program

• Based on Baldrige Performance Excellence for Health Care

• Three levels of distinction

1. Bronze – Commitment to Quality (5 pages)

2. Silver – Achievement in Quality (20 pages)

3. Gold – Excellence in Quality (55 pages)

• Similar framework to CMS QAPI program

• Organizations must achieve the award at each level to continue to the next level http://qa.ahcancal.org

Value of Quality Award

• Silver & Gold recipients have better• Survey Scores and fewer deficiencies

• 5 Star Ratings

• Quality Measures

• Rehospitalization rates

• Staff Retention & less turnover

• Occupancy

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Rehospitalizations Lower Silver & Gold

Occupancy Higher in Silver & Gold

Gross Margin

0.45

‐3.5

‐1.7

‐4

‐3.5

‐3

‐2.5

‐2

‐1.5

‐1

‐0.5

0

0.5

1

Quality Award Recipients Nation  AHCA Members

GROSS M

ARGIN 

Gross Margin 

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Controlling your Five Star Rating

Overall Scoring Methodology

Step 1: Initial star rating based on State ranking on your Survey Score

Step 2: Add or subtract one Star based on Staffing component

Subtract 1 star if staffing rating is 1 star

Add 1 star if staffing is 4 or 5 stars & > Survey rating

Step 3: Add or subtract 1 Star based on QM component  Subtract 1 star if QM rating is 1 star

Add 1 star if QM rating is 5 stars

Note: If you are one star on the survey component; you can only add 1 star

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What Determines your Overall Rating?

Survey ‐most recent cycle, 

35%

Survey ‐ 2nd most recent cycle, 23%

Survey ‐ 3rd most recent cycle, 12%

Quality, 15%

Staffing, 15%

Percent of Variance in Overall Five Star Ratingexplained by each component

Five Star Ratings (Overall) ‐WI

# of Org SNFs

31

32

35

35

24

May 2016

Excluded from Networks

Five Star Ratings (Survey) ‐WI

# of Org SNFs

8

27

39

39

44

May 2016

Starting off poorly

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Five Star Ratings (RN Staffing) ‐WI 

# of Org SNFs

52

71

28

5

1

Apr 2016

At risk loosing Star

Eligible to Gain Star

Five Star Ratings (DCS Staffing) ‐WI 

# of Org SNFs

10

72

57

25

3

May 2016

At risk loosing Star

Eligible to Gain Star

Five Star Ratings (Quality Measures) ‐WI 

# of SNFs

54

49

28

20

6

Mar 2016

Will Loose a Star

Will Gain a Star

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Survey Component of Five Star

Percent of Facilities Survey Star Rating Ranked within each State

Top 10 percent (facilities with lowest survey score) 

within a  State

Bottom 20 percent within a State

>90>66.67 and <90>43.33 and <66.67>20 and <43.33<20

Percentiles

Survey Component Star Rating

How is Survey Score Calculated?

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Distribution of Member’s Survey Scores

HOW CAN I IMPROVE MY SURVEY SCORE?

What does your 2567 say about you?

Evaluate the System

• Look at policies and procedures• Are you setting up staff to fail? 

• Look at work flow• Ask staff why something is not working (why 5 times)• Ask them what “frustrates” them about the problem

• Look at availability of equipment

• Look at environment• Design, lighting, noise, distance to travel

• Look at staffing type, level and patterns• Look at staff attitudes and beliefs

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KSA

Is this a knowledge deficit?• Is the reason implementation of a new program is not happening due to

• Knowledge, Skill, or Attitude (KSA)

• Is the reason policies are not followed consistently due to 

• Knowledge, Skill, or Attitude (KSA)

Are your in‐services designed to address• Knowledge, Skill, or Attitude (KSA)

Staffing Component of Five Star

Staffing Scoring Matrix

Loose 1 Star Add 1 Star

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CMS Change Staffing Measures

• Starting in 2018 CMS will use data submitted from your time & attendance system into CMS Mandatory Payroll Based Journal (PBJ) to report

• Staffing levels quarterly • Staff turnover and retention

CMS Mandatory Staffing Measures

• Payroll Based Journal• Mandatory submission of hours worked for all staff, consultants and contractors each day in each quarter

• Requirement of Participation 

• Starts July 1st 2016

• Steps to take#1 Register

#2 cross walk all job titles to 37 CMS specified categories

#3 use time & attendance system to export data into XML file

#4 develop method to capture hrs for consultants & contractors

#5 test data submission

Helpful Links 

• CMS PBJ website • https://www.cms.gov/Medicare/Quality‐Initiatives‐Patient‐Assessment‐Instruments/NursingHomeQualityInits/Staffing‐Data‐Submission‐PBJ.html

• QTSO • https://www.qtso.com/cmsnet.html

• For policy questions, email [email protected]

• For technical questions, email [email protected].

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Quality Measure Component of Five Star

Rating Methodology –QM Component 

Step 1: Assign 20, 40, 60, 80 or 100 points for each QM based on QM rate against a set of threshold cut‐points

Step 2: Add up points for all 11 QMsStep 3: Compare Aggregate score of 11 QMs against 

threshold cut‐points to assign Stars

Quality Measure Component: Aggregate Score cut‐points

• Based on aggregate score for 11 QMs• 100 points max per QM• 20 points min per QM (except for 1 Qm min is 25)

• Total score ranges from 225 to 1100

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Quality Measure Rates & Points

Add 1 star by averaging >69 points per QM to achieve 5 StarLoose 1 star by averaging <49 points to avoid 1 Star

Six New Measures**

• Short‐Stay: 1. Discharge to Community*

2. Emergency Room Use*

3. Rehospitalization*

4. Improvement in Function Since Admission*

• Long‐Stay:5.   Decline in Mobility*

6.   Use of Hypnotics/Anxiolytics

*   To be added to Five‐Star in July 2016** Summary of measure specifications available on AHCA website; CMS to post 

full details in near future

New Measures (National Averages)

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Future Changes to Five Star

• Estimated changes every 2 years

• Add new measures• SNF QRP measures from IMPACT act• Staffing from PBJ

• Turnover and retention in early 2018 • Staffing levels

How to use Five Star Reports to Improve Your Ratings

Use LTC Trend Tracker to see where you can gain stars

Step 1 run five star report• If < 5 star on QM component; run Quality Measure Prediction tool

• If <4 or 5 star on staffing run staffing prediction tool

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Run your Report & Pick Peer Group

#2Pick Your Center

#1 Pick Your Report

#3Pick Your Peer Group

Overall Scoring Methodology

Step 1: Initial star rating based on State ranking on your Survey Score

Step 2: Add or subtract one Star based on Staffing component

Subtract 1 star if staffing rating is 1 star

Add 1 star if staffing is 4 or 5 stars & > Survey rating

Step 3: Add or subtract 1 Star based on QM component  Subtract 1 star if QM rating is 1 star

Add 1 star if QM rating is 5 stars

Note: If you are one star on the survey component; you can only add 1 star

Single SNF Report (Overall Rating)

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Single SNF Survey Component

Single SNF Staffing Component

Add 1 Star

Loose 1 Star

Add 1 Star

Loose 1 Star

Single SNF QM Component

Add 1 Star

Loose 1 Star

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Run Staffing Prediction Tool

Five Star Quality Staffing Rating Report & Prediction Tool

Five Star Quality Measure Rating Report & Prediction Tool

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Check Box to Open Prediction Tool

Example SNF 2 to 3 starRates to increase Points

30.3%

Rates to Maintain Points

Pull your CASPER Report

Facility Facility

Comparison Group Comparison Group Comparison Group

CMS Observed Adjusted State National National

Measure Description ID Data Num Denom Percent Percent Average Average Percentile

SR Mod/Severe Pain (S) N001.01 18 99 18.2% 18.2% 22.8% 18.7% 54

SR Mod/Severe Pain (L) N014.01 2 46 4.3% 3.6% 9.9% 7.7% 36

Hi-risk Pres Ulcer (L) N015.01 4 70 5.7% 5.7% 4.3% 6.5% 51

New/worse Pres Ulcer (S) N002.01 2 161 1.2% 0.8% 0.9% 1.0% 69

Phys restraints (L) N027.01 0 82 0.0% 0.0% 0.4% 1.0% 0

Falls (L) N032.01 42 82 51.2% 51.2% 52.1% 44.3% 66

Falls w/Maj Injury (L) N013.01 5 82 6.1% 6.1% 4.2% 3.3% 85 *

Antipsych Med (S) N011.01 1 121 0.8% 0.8% 1.7% 2.6% 46

Antipsych Med (L) N031.02 14 80 17.5% 17.5% 14.9% 19.2% 50

Antianxiety/Hypnotic (L) N033.01 2 44 4.5% 4.5% 5.6% 9.8% 29

Behav Sx affect Others (L) N034.01 24 75 32.0% 32.0% 30.7% 23.9% 74

Depress Sx (L) N030.01 4 78 5.1% 5.1% 5.6% 6.2% 66

UTI (L) N024.01 2 81 2.5% 2.5% 4.7% 5.9% 30

Cath Insert/Left Bladder (L) N026.01 3 77 3.9% 3.7% 3.5% 3.6% 59

Lo-Risk Lose B/B Con (L) N025.01 21 33 63.6% 63.6% 48.2% 45.0% 83 *

Excess Wt Loss (L) N029.01 5 81 6.2% 6.2% 8.2% 7.7% 42

Incr ADL Help (L) N028.01 5 64 7.8% 7.8% 14.8% 16.0% 17

Num Denom Observed %High‐risk Pres Ulcer (L) 4 70 5.7%

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Which Residents?

Resident Name Resident ID A0310A/B/F

SR

Mod

/Sev

ere

Pai

n (S

)

SR

Mod

/Sev

ere

Pai

n (L

)

Hi-

risk

Pre

sU

lcer

(L)

New

/wor

seP

res

Ulc

er(S

)

Phy

sre

stra

ints

(L)

Fal

ls(L

)

Fal

lsw

/Maj

Inju

ry(L

)

Ant

ipsy

ch M

ed (

S)

Ant

ipsy

chM

ed(L

)

Ant

ianx

iety

/Hyp

notic

(L)

Beh

avS

xA

ffect

Oth

ers

(L)

Dep

ress

Sx

(L)

UT

I (L)

Cat

hIn

sert/

Left

Bla

dder

(L)

Lo-R

isk

Lose

B/B

Con

(L)

Exc

ess

WtL

oss

(L)

Incr

AD

L H

elp

(L)

Qua

lity

Mea

sure

Cou

nt

Data C C C C C C C C C C C C C C C C C

Active Residents

ABEL, ABE 12121212 02/99/99 b b b b b X b b X b X b b b b b b 3

BEAN, BERTHA 23232323 99/03/99 X b b b b b b b b b b b b b b b b 1

COLUMBUS, CARMEN 34343434 02/99/99 b b b b b X b b X b b b b b b b b 2

JACKSON, JANE 33333333 04/99/99 b b b b b X X X b b b b b b Χ b X 5

JACKSON, JEFF 45454545 01/01/99 b b b b b b b b b b b b b b b b b 0

JOHNSON, JACKIE 56565656 99/99/01 b b b b b b b b b b b b b b b b b 0

JOHNSON, JOHN 66666666 02/99/99 b b b b b X X X b b b b b b X b b 4

KIRK, KENNETH 67676767 99/99/01 b b b b b b b b b b b b b b b b b 0

LARSEN, LYLE 78787878 99/03/99 b b b b b b b b b b b b b b b b b 0

LARSON, LILLY 89898989 03/99/99 b b b b b X b b X b X b b b b b b 3

MICHAELS, MERLIN 90909090 99/03/99 b b b b b b b b b b b b b b b b b 0

NUTTE, NANCY 25252525 99/02/99 b b b b b b b b b b b b b b b b b 0

OLIVERS,OLIVIA 36363636 01/99/99 b b b b b b b b b b b b b b b b b 0

PETERSON, PETER 99999999 02/99/99 b b b b b

X Χb b b b b b b X b b 3

xx

x

x

High‐risk Pres Uilcer

(L)

High‐risk Pres Ulcer (L) Num Denom Observed  GoalCurrent 4 70 5.7% 5.0%Goal increase points 3 70 4.2% 5.0%

Pursue AHCA/NCAL Quality Award Program

Quality Award Program

• Based on Baldrige Performance Excellence for Health Care

• Three levels of distinction

1. Bronze – Commitment to Quality (5 pages)

2. Silver – Achievement in Quality (20 pages)

3. Gold – Excellence in Quality (55 pages)

• Similar framework to CMS QAPI program

• Organizations must achieve the award at each level to continue to the next level http://qa.ahcancal.org

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Quality Award vs Non‐Participants

16%

14%

4%

20%

17%

4%

19%

25%

11%

24%

24%

32%

22%

20%

49%

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Non-participant

Bronze awardee

Silver/gold awardee

Five Star Overall Ratings, April 2015

>3 Star

64%

69%

82%

NON-Participants

BRONZE

SILVER/GOLD

Contact Information

David Gifford MD MPH

SR VP for Quality & Regulatory Affairs

American Health Care Association

120 L St. NW

Washington DC 20005

[email protected]

202‐898‐3161

www.ahcancal.org