National Credit UnionSupervisory Committee And Director’s Conference

“T HE ONES IN RED” PRESENT

Educating The Credit Union Community V Since 1979exclusively

January 25 – 28, 2018 ■ Scottsdale, Arizona

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A COMPREHENSIVE UPDATE ON INFORMATION YOU NEED TO BEST SERVE YOUR CREDIT UNION

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ABOUT THIS EDUCATIONAL CONFERENCE: Unite with creditunion supervisory committee members, CEOs, board of directors,internal auditors, senior management and other credit union leadersfrom across the country as we explore the risks and liabilities credit unions face on adaily basis and the safeguards needed to protect your credit union and its members.

REGISTER EARLY FOR GREATEST CONFERENCE SAVINGS

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SCOTTSDALE PLAZA RESORTSCOTTSDALE PLAZA RESORTSCOTTSDALE PLAZA RESORTSCOTTSDALE PLAZA RESORTSCOTTSDALE PLAZA RESORT

CPE CreditsAvailable!

W ith continued pressure on the NCUSIF, every credit union in the country should getready for more regulatory scrutiny than ever. But with smart preparation, more scrutinydoesn’t have to mean more time spent on compliance. Believe it or not, the regulatorsare not trying to surprise you during the examinationprocess. They give plenty of notice of their intendedtargets, if you know where to look.

David Reed cuts through the “regulatory speak”and shows how concentrated preparation aroundkey regulatory and operational issues can putexaminers at ease. David also covers your availableresponses to “regulatory entanglements.” Fromaccepting the findings to actively engaging theexaminer during the examination process all theway to appealing a finding to the NCUA Board,Reed covers the full set of options every credit unionshould understand. Are you as prepared as possiblefor the next round of examinations?

nnnnn THURSDAY, JANUARY 25, 2018 nnnnn

PAGE TWO

Earn 3.5 CPE Credits For Attending This PreConference Workshop!

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Optional PreConference Workshop* – Only $225

PreConference WorkshopAgenda11:30 a.m. – 1:00 p.m.PreConference Registration1:00 – 1:15 p.m.Introduction

1:15 – 2:15 p.m.Hot Button Issues

2:15 – 2:30 p.m.Networking/Refreshment Break

2:30 – 4:30 p.m.Hot Button Issues (continued)

4:30 – 4:45 p.m.PreConference Wrap-Up

Hot Button Examination IssuesPRESENTED BY: David Reed

Attorney At Law, Reed & Jolly, PLLC

* PreConference Workshop Requires Separate Registration – Details On Page Six

National Credit Union Supervisory CommitteeAnd Director’s Conference

THURSDAY, JANUARY 25, 2018 nnnnn EVENINGTentative Schedule – subject to change

Registered guests are welcome to attend these (GP) events

5:00 – 6:00 p.m. Conference Registration

6:00 – 7:00 p.m. (GP) Welcome ReceptionWelcome ReceptionWelcome ReceptionWelcome ReceptionWelcome Reception – Enjoy cocktails, light dining and networking withconference attendees from across the country, their guests & “The Ones In Red.”

Hot Button Examination Issues

W

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This session will explore case studies from severalsuch significant breaches, describe lessons learnedfrom each event, and highlight key control strategies,and specific critical controls thatneed to be in place to preventand/or mitigate these types ofbreaches. Case studies willinclude Corporate Account Take Overs (CATO’s)and payment system compromises (SWIFT and ACH).

12:35 – 1:35 p.m. (GP)

Sit-Down Luncheon

1:35 – 2:35 p.m.

Tales From The Dark Side . . .How To Steal A Billion Dollars

. . . And How To Prevent ItRandy Romes, Principal/Information Security,

CliftonLarsonAllen

n PART TWO n

During Randy’s two-part session his objective is toequip you with the understanding & knowledge to . . .

n Describe key weaknesses in system security that allow these major breaches to occurn Formulate strategies for your credit union to prevent or mitigate the risks posed by breaches of back end payment systemsn Identify critical components of a sound incident response program

2:40 – 3:40 p.m.

Internal SecurityDavid Reed, Attorney At Law,

Reed & Jolly, PLLC

The security requirements found in Part 748 of theNCUA Rules and Regulations are still a hot examin-ation topic and essential operational issue.

From pre-employment screening to routine monitoringof existing staff, this presentation looks at all aspectsof an internal security program. Most security expertsagree that the biggest risk of loss to a financialinstitution is internal fraud. David will take a lookat ways to keep the bad guys out and to effectivelymonitor existing staff without creating a “Big Brother”mentality.

3:40 – 4:00 p.m.

The Day In Review

PAGE THREE

nnnnn FRIDAY, JANUARY 26, 2018 nnnnn

8:00 – 9:00 a.m. (GP)

Sit-Down Breakfast

9:00 – 9:15 a.m.Opening Remarks

9:15 – 10:15 a.m.

Bank Secrecy Act & Anti-Money LaunderingGary Hess, President, RTE Financial Services

Compliance with the Bank Secrecy Act (BSA) contin-ues to be a high priority with the regulators. We willlook at why this is so, the responsibilities of the boardand what constitutes a proper BSA program withinthe credit union.

This informative session, led by Gary Hess, willinclude a refresher of what is and what is not coveredby the Bank Secrecy Act. He will also provideupdates on developments impacting the Act.

10:15 – 10:30 a.m.Networking/Refreshment Break

10:30 – 11:30 a.m.

Emerging Risks In The CU EnvironmentJerry Tenbrink , OwnerJ. Tenbrink & Associates

Recent years have been characterized by a sub-stantial number of risks and challenges to yourcredit union. They are not going away, and they’renot diminishing in number. How effective will yoursupervisory committee be in assessing and navigat-ing these rough waters? How will it survive them?

During Jerry’s session he will guide you through themost intense issues facing credit unions and how toconquer them.

11:35 a.m. – 12:35 p.m.

Tales From The Dark Side . . .How To Steal A Billion Dollars

. . . And How To Prevent ItRandy Romes, Principal/Information Security,

CliftonLarsonAllen

n PART ONE n

Organized crime has figured out how to make moneyat computer hacking and cyber fraud. They aredeveloping & applying “business models” to improveand enhance their techniques and profitability, whichhave resulted in significant compromises of back endpayment systems (SWIFT, ACH, credit card processing).

Whether You Are New To The SupervisoryCommittee, A Seasoned Vet, An Executive

Or A Board Member, You Are Sure ToBenefit From The Topics You Will Explore

With Our Experts At This EssentialCredit Union Educational Conference

11:35 a.m. – 12:35 p.m. (continued)

Randy’s SessionContinues After

Sit-Down Luncheon

PAGE FOUR

SUNDAY, JANUARY 28 IS A TRAVEL DAY nnnnn

8:00 – 9:00 a.m. (GP) Sit-Down Breakfast9:00 – 9:05 a.m. Opening Remarks

9:05 – 10:05 a.m.CEO Evaluations

Diane Reed, President, CU Doctor

CEO evaluations are one of the most important but often overlooked facets ofvolunteer service.

n Is your process effective? n Are you truly managing your CEO, or is your CEO managing you?

With ever-increasing scrutiny of board/CEO relations, it’s imperative that you not onlyregularly review your CEO’s performance but document it as well.

Diane will provide you with a comprehensive strategy for evaluating your CEO’seffectiveness while supplying a wealth of information on how to design your CEO’sevaluation program so you get the CEO performance you desire.

10:05 – 10:20 a.m. Networking/Refreshment Break

10:20 – 11:20 a.m.

Strategic Planning SWOT (Strength, Weaknesses, Opportunities, Threats)Gary Hess, President, RTE Financial Services

Strength, weakness, opportunity and threat: All of these will be relevant considera-tions during your strategic planning session.

Join Gary for an exploration of several important issues in each of these fourcategories. The discussion will involve a mix of economic developments, generaltrends and credit union specific trends, all of which impact your credit union today.

Your comments will be incorporated into a joint sharing session for the benefit of allattendees. Each CU may be impacted differently by a single issue, but it is importantto understand the issue, its possible impact and the options available to deal with it.

11:25 a.m. – 12:25 p.m.

How Effective Is Your Supervisory Committee?Jerry Tenbrink , Owner, J. Tenbrink & Associates

Today’s credit union supervisory committees are expected to provide more valuableinput than ever before. Jerry will discuss actions your credit union should take to bringthe best possible committee members on board, challenge them in order to instillthem with purpose and evaluate them successfully.

Our current economic climate requires closer scrutiny of your credit unions supervi-sory committee. Learn how to determine which committee members are keepers andwhich should be removed.

12:25 – 12:45 p.m. Conference Wrap-Up

nnnnn SATURDAY, JANUARY 27, 2018 nnnnn

Have A SafeTrip Home!

CPE CreditsAre Available

CU Conferences® is regi-stered with the NationalAssociation of StateBoards of Accountancy(NASBA) as a sponsorof continuing professionaleducation on the NationalRegistry of CPE Sponsors.State Boards of Accoun-tancy have final authorityon the acceptance ofindividual courses forCPE credit.

Complaints regardingregistered sponsorsmay be submitted to theNational Registry ofCPE Sponsors throughits website:

www.learningmarket.org.

For more informationregarding administrativepolicies such as complaintsand refunds, contact ouroffice at 888-465-6010.

Level Of Knowledge:Overview

Prerequisite:None

RecommendedCPE Credits:

PreConferenceAndConference: 13

Method ofPresentations(group & live):

Lectures AndWorkshops

Cancellation Policy:(Details on page 6)

Earn 9.5 CPE Credits For Attending This Conference!

PAGE FIVE

w Special Rates Based On Availability

The SCOTTSDALE PLAZA RESORTis an oasis of tranquility that capturesthe essence of scenic Arizona. GracefulSpanish Mediterranean architecture anddécor create a cozy, private estancia-stylefeel. Warm desert breezes and viewsof Camelback Mountain in the distancesettle the pulse. Clusters of rooms andsuites are tucked among peaceful court-yards that are surrounded by fragrant,indigenous flowers, seasonal plantings,50-foot palms and eucalyptuses.

Five heated pools are located throughoutthe grounds, which means that you arenever more than a short walk away whenyou’re in the mood for a dip or a day oflounging in the sun.

Scottsdale is home to many of the bestgolf courses in the country. Smooth outyour stroke on the resort’s private puttinggreen then head to one of McCormickRanch Golf Club’s two championshipcourses. Tee times and transportation canalso be arranged at Stadium Course atTPC Scottsdale (annual site of the PGATOUR’S Waste Management PhoenixOpen), Grayhawk Golf Club and more.

Self-Parking At Hotel Is Complimentary

Rates As LowAs $239w

Resort Fee is waivedwhen you book your roomunder CU Conferences’

room block!

7200 NORTH SCOTTSDALE ROAD . SCOTTSDALE, ARIZONA 85253 . 800-832-2025

Join Other Credit UnionProfessionals And Their GuestsAt The Scottsdale Plaza Resort

Where Classic Never Goes Out Of Style!

CU Conferences®

National Credit UnionSupervisory CommitteeAnd Director’s Confer-ence Guest Program(GP) enables registeredguests to join you during

GUESTPROGRAM

TRAVELINFORMATION

Phoenix Sky HarborInternational Airport(PHX) is approximately30 minutes from theScottsdale Plaza ResortThe Resort offers anairport shuttle* that runsto and from Sky HarborInternational Airportin Phoenix. The shuttleruns daily from 5 a.m. until9 p.m., every 30 minutes.The cost is $23 per personeach way. After arrivingat the airport and claimingyour luggage, please callthe Scottsdale Plaza ResortBell Desk at 480-951-5118 for directions toshuttle meeting area.

* Shuttle availability andtimes are subject to change.

Taxi service is approx.$45 from airport to resort.

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Thursday’sWelcome ReceptionFriday’sSit-Down Breakfast& LuncheonSaturday’sSit-Down Breakfast

* Separate Registration Required

Only $225*

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RESORT ACCOMMODATIONS

For Airfare And Car RentalAssistance Please Call

Altair Travel & Cruises: 800-264-3316

M – F: 8:30 a.m. – 5 p.m. CST.

(Nominal Service Fee Applies)

Reserve Your Guestroom Early!

Book your room via a special link atwww.cuconferences.com or by callingthe Scottsdale Plaza Resort at 800-832-2025. Please mention CU Conferencesto receive special rates starting at $239.w

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Credit Card #: _____________ / _____________ / _____________ / _____________ Expiration Date: _________ / _________ CSV Code: ____________

–––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––– –––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––Print Name (as appears on card) Signature (required to process charge)

❑ ENCLOSED is my CHECK made payable to CU Conferences in the amount of: $ ______________________________

(3-digit code on back of card)

Upcoming Credit UnionEducational Conferences:

Business Development& Marketing ConferenceFEBRUARY 20 – 22, 2018

Maximizing YourCU’s Earnings Conference

FEBRUARY 22 – 25, 2018

Back-to-Back ConferencesAt Caesars Palace

LAS VEGAS, NEVADA

For More Information PleaseVisit www.cuconferences.com

National Credit Union SupervisoryCommittee And Director’s Conference

1ST

PARTICIPANTNAME _________________________________________________________

Title ____________________________________________________________

Nickname for ID Badge _____________________________________________

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Guest Name _________________________________________________________

Guest Nickname for ID Badge ________________________________________

❑ On Or Before November 15, 2017 $1045❑ November 16 – December 14, 2017 $1095❑ December 15, 2017 And Beyond $1145❑ Guest Program $225

1st Participant Subtotal : $ __________________

❑ Optional PreConference Workshop $225

National Credit Union SupervisoryCommittee And Director’s Conference

2ND

PARTICIPANTNAME _________________________________________________________

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❑ Optional PreConference Workshop $225

National Credit Union SupervisoryCommittee And Director’s Conference

■ Please Register Additional Participants & Guests On Separate Sheet ■

Based on registration date selected, PreConference & Guest Program

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Please Provide Your EmailAddress To Receive Conference

Materials And Updates

FOUR EASY WAYS TO REGISTER:

1. Online: www.cuconferences.com2. Fax: 888-328-20473. Call: 888-465-60104. Mail registration and payment to:

CU Conferences 8711 Watson Road, Ste 200 St. Louis, MO 63119

Cancellation Policy: If you need to cancelfor any reason, you are welcome to send asubstitute. Or, if you cancel in writing at least10 business days prior to the conferencedate, you will receive a full refund, less a$50 administrative fee.

There are no refunds for cancellations madeless than 10 business days prior to theconference date. However, your credit unionmay apply the paid registration fee to anyfuture conference. Registrants who do notattend are liable for the full conference fee.

Please Note: CU Conferences reserves theright to photograph official events and sessionsfor exclusive use in marketing materials

And . . .

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Total Amount Due: $ ________________

❑ On Or Before November 15, 2017 $1045❑ November 16 – December 14, 2017 $1095❑ December 15, 2017 And Beyond $1145❑ Guest Program $225

2nd Participant Subtotal : $ __________________

PAGE SIX

You Can’t Miss Us – “ WE’RE THE ONES IN RED”

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CU Conferences® – Educating The Credit Union Community V Since 1979exclusively

At CU Conferences® we’ve been dedicated to educating the credit union communityexclusively since 1979. And we are proud to note that many who attend our confer-ences are loyal, repeat participants.

What sets us apart? The relaxed atmosphere, sit-down meals and meeting environ-ments that are perfect for plenty of networking and for allowing you the personalattention you deserve. Should you need anything at all while you’re at our conferences – if you have questions,problems or even if you just want to shoot the breeze – look for a member of our CU Conferences® staff.

We appreciate your participation, and we’re here to do whatever it takes to make your conference experience acut above the rest.

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Remember To Register Early For Greatest Savings!

January 25 – 28, 2018n SCOTTSDALE PLAZA RESORT n

Scottsdale, Arizona

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