nasaa efd: regulator q&a thursday, march 05, 2015
TRANSCRIPT
NASAA EFD: Regulator Q&ATHURSDAY, MARCH 05, 2015
REMINDERS
• Please silence your phones when not talking.
• You may send written questions to [email protected] and we will try to answer them during this presentation.
EFD Support Information• Hours of Operation (24/7 – except
maintenance)
• Help Desk Support (9-6 Eastern)• [email protected]• Phone: 601-453-1979
• User Manuals (coming soon)
• Previous Webinar Recordings are available at www.nasaa.org/efd
• Frequently Asked Questions (FAQs)www.efdnasaa.org/faq
EFD Production • Online Webinars – We will continue to offer
Regulator and Filer Q&A sessions throughout the year.
• Fee Settings Form completion and updates
• Ensure your fee settings are correct.
• Send updates to Mike Bertkau ([email protected]).
• State Setup and Fee Settings Testing with SCS support
• Configure a filing for your state with our support team and ensure your required fields and fee calculations are correct.
• SEC emails modified to include links back to www.efdnasaa.org for filer’s to continue their notice filing process with states.
EFD Fun Facts
• 945 Filer Accounts
• 188 Regulator Accounts
• 41 States accepting EFD notices
• Over 2,000 Notices Filed
• Over 600 offerings managed within EFD
• Averaging about 25 new offerings digitized daily
Super State Account Administrator (SSAA)
vs. State Administrators
• Super State Account Administrator (SSAA) has the ability to communicate with SCS support about fee settings and banking information.
• SSAA has the ability to create administrators.
• State Administrators (SA) – Can perform any state regulator action in EFD except to configure fee settings.
• You must be configured as a “Notice Administrator” to edit a filing. By Default Regulator Accounts are granted “VIEW ONLY” permissions within the regulator groups.PAGE 3
EFD: Getting StartedOVERVIEW
Website Demonstration• The production EFD site is BLUE
• The demonstration EFD site is RED
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www.efdnasaa.orgWebsite Demonstration• Navigation Overview
• Regulators
• Pending Notices
• Disbursement Center
• Deficiency Center
• Reporting
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www.efdnasaa.orgQuestions and Answers
• Contact Jason Wolf ([email protected]) for any further questions you may have after this presentation
• Contact Support with any additional questions or for personalized help with using the EFD system.
• Thank you for joining!
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