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RESEARCH PAPER
More efficient NIR photothermal therapeutic effectfrom intracellular heating modality than extracellularheating modality: an in vitro study
Wenbo Zhou • Xiangshen Liu • Jian Ji
Received: 28 March 2012 / Accepted: 10 August 2012 / Published online: 31 August 2012
� Springer Science+Business Media B.V. 2012
Abstract In this study, efforts were placed in giving
some in vitro key clues to the question on which is more
efficient for the cancer hyperthermia between intracel-
lular and extracellular modalities. Near infrared (NIR)
photothermal responsive gold nanorods (GNRs) were
adopted to cause cellular thermolysis either from inside
or outside of cells. GNRs were synthesized with the size
of 30.4 nm (in length) 9 8.4 nm (in width). Demon-
strated by ICP-MS (inductively coupled plasmon mass
spectroscopy), UV–Vis spectroscopy and transmission
electron microscopy analyses, various cell uptake doses
of nanoparticles were differentiated due to different
molecular designs on GNRs surfaces and different
types of cells chosen (three cancer cell lines and three
normal ones). Under our continuous wavelengths (CW)
NIR irradiation, it resulted that the cells which inter-
nalized GNRs died faster than the cells surrounded by
GNRs. Furthermore, fluorescent images and flow
cytometry data also showed that the NIR photothermal
therapeutic effect was greater when the amount of
internalized GNRs per cell was larger. Generally
speaking, the GNRs assisted intracellular hyperthermia
exhibited more precise and efficient control on the
selective cancer ablation. To a larger degree, such a
relationship between GNRs distribution and hyperther-
mia efficiency might be applied to wider spectra of cell
types and heat-producing nanoparticles, which pro-
vided a promise for future cancer thermal therapeutic
designs.
Keywords NIR � Cell uptake � Gold nanorods �Intracellular � Hyperthermia
Introduction
As one of the modalities for cancer therapy, hyper-
thermia has merely functioned as an adjunct to other
methods like radiotherapy and chemotherapy for a
long time due to its poor therapeutic efficacy (Barlogie
et al. 1979; Wust et al. 2002; Thiesen and Jordan 2008;
Hurwitz 2010). Since the pioneering researches were
initiated by introducing nanotechnology to non-super-
ficial carcinoma thermotherapy (Gilchrist et al. 1957;
Gordon et al. 1979; Shinkai et al. 1995), great
enthusiasm has been injected to new exogenous
methods which can noninvasively convert relatively
benign electromagnetic energy to fatal thermal energy
for cell denaturation. This therapeutic improvement
was achieved by introducing highly stimuli-respon-
sive nanoagents to the tumor tissues or even cells. One
example is the localized heating effect produced by
Electronic supplementary material The online version ofthis article (doi:10.1007/s11051-012-1128-6) containssupplementary material, which is available to authorized users.
W. Zhou � X. Liu � J. Ji (&)
MOE Key Laboratory of Macromolecular Synthesis
and Functionalization, Department of Polymer Science
and Engineering, Zhejiang University, Hangzhou 310027,
People’s Republic of China
e-mail: [email protected]
123
J Nanopart Res (2012) 14:1128
DOI 10.1007/s11051-012-1128-6
magnetic nanoparticles in the alternating magnetic
field (Pankhurst et al. 2003; Gazeau et al. 2008), which
has already been confirmed with success both in the
lab studies and clinical trials (Moroz et al. 2002;
Shinkai 2002; Berry and Curtis 2003; Mornet et al.
2004; Campbell 2007; Zhao et al. 2010). Recently,
several other nanomaterials like carbon nanotubes
(Kam et al. 2005; Kim et al. 2007; Chakravarty et al.
2008), fullerenes (Krishna et al. 2010), graphene
(Markovic et al. 2011), gold (Norman et al. 2002;
Hirsch et al. 2003; Huang et al. 2006; Ma et al. 2009;
Chen et al. 2010), and germanium (Lambert et al.
2007) nanocrystals have also been considered for
cancer ablation. One big advantage of these materials
is their special photothermal conversion under the near
infrared (NIR) laser which is famous for its high
spatial penetration through tissues and cells (Weiss-
leder 2001; Kondepati et al. 2008).
In order to minimize side effects toward normal
tissues, it is required that these nanoparticles should be
administrated in the tumors selectively (Kam et al.
2005; Huang et al. 2006; Lambert et al. 2007; Chen
et al. 2010). One example of such modalities was
provided by us recently, using phosphorylcholine (PC)-
modified NIR photothermal responsive gold nanorods
(GNRs) to selectively target to nasopharyngeal cancer
cells and finally cause cell ablation under NIR irradi-
ation (Zhou et al. 2010). Herein, two ways existed to
satisfy this tumor targetability, both of which could be
realized by the surface modification of nanoparticles.
One common way was to endow nanoparticles with
stealth properties by polyethylene glycol (PEG) layers
(Yang et al. 2008; Lipka et al. 2010), which guaranteed
that injected nanoparticles were stable enough to evade
most of immune systems and finally to be accumulated
inside cancerous tissues owning to the so-called
enhanced permeability and retention (EPR) effect
(Baban and Seymour 1998). Compared with the above
passive targeting means, the active targeting one
adopted ligands like antibodies (Sawyers 2008; Chari
2008) and some other small molecules (Setua et al.
2010; Lai et al. 2010) as effective probes for specific
cell recognition and internalization. Although both of
these tumor-targeting modalities were widely used, the
theme on which was more efficient for cell ablation
between intracellular and extracellular thermal thera-
pies was still in hot debate (Yanase et al. 1997; Jordan
et al. 1999; Rabin 2002; Zharov et al. 2003; Sonvico
et al. 2005; Lapotko 2006; Hergt and Dutz 2007;
Gazeau et al. 2008; Prasad et al. 2008; Wen 2009;
Lukianova-Hleb et al. 2010; Zhao et al. 2010). Previ-
ously, such disagreement was mainly focused on
whether the spatial confinement of heat transfer would
cause huge influence toward thermolysis (Rabin 2002;
Szasz et al. 2003; Pitsillides et al. 2003; Zharov et al.
2003; Zharov and Lapotko 2005; Zharov et al. 2005;
Lapotko 2006; Keblinski et al. 2006; Hergt and Dutz
2007; Prasad et al. 2008; Wen 2009; Lukianova-Hleb
et al. 2010), and relative modeling and calculation were
carried out to analyze this problem (Rabin 2002; Szasz
et al. 2003; Pitsillides et al. 2003; Zharov and Lapotko
2005; Zharov et al. 2005; Keblinski et al. 2006;
Purushotham and Ramanujan 2010). In fact, those
newly initiated NIR therapeutic researches seemed not
to pay much attention to this possible difference.
It has been reported that the predominant molecular
targets of hyperthermia could be nucleic acids,
cytoplasmic proteins, and cell membranes (Barlogie
et al. 1979; Hildebrandt et al. 2002). Though these
findings were based on traditional non-specific heating
modality, they implied that different locations of
GNRs would cause different therapeutic outcome. It
intrigued us to consider if the intracellular NIR
photothermal modality was superior to the extracellu-
lar one. In this paper, primary experiments in vitro
were designed to observe the difference in the ablation
effect by locating heat generation from GNRs either
inside cells or in the solution around cells. Since
surface modification was taken to have the pivotal role
to control the locations of GNRs, four different surface
ligands, namely PC, PEG, folic acid (FA) and
galactose (Gals) were adopted to impart GNRs with
various cell uptake abilities among three pairs of cell
types, including nasopharyngeal cancer and normal
cell types (CNE-1 and rhinal epithelia), liver cancer
and normal cell types (HepG2 and L02), and lymph
cancer and normal cell types (8226 and H9). Mea-
surements of the amounts of internalized GNRs were
conducted by transmission electron microscopy
(TEM), UV–Vis spectroscopy, and ICP-MS (induc-
tively coupled plasmon mass spectroscopy). After
these cells were treated with different GNRs, they
were irradiated by NIR lasers for a series of times and
the times when the cells inside the laser spot region
died out were recorded. In these processes, the
intercellular and extracellular therapeutic efficacies
could also be reflected by the fluorescent cell images
and the flow cytometry data. The required irradiation
Page 2 of 16 J Nanopart Res (2012) 14:1128
123
times for cell ablation in different conditions were
further evaluated. It was hoped that these quantitative
relationships could give some lights to the compara-
tive superiority between intracellular and extracellular
NIR photothermal therapies, which might guide future
NIR hyperthermia strategies.
Experimental section
Materials
11-Mercaptoundecylphosphorylcholine (HS-PC) and
mercaptopolyethylene glycol (HS-PEG, Mw = 2,000)
were synthesized according to the literature (Nagasaki
et al. 1997; Chen et al. 2005). Hydrogen tetrachloroa-
urate hydrate (HAuCl4�4H2O), cetyltrimethylammo-
nium bromide (CTAB, C19H42BrN), silver nitrate
(AgNO3), sodium borohydride (NaBH4), FA and
L-ascorbic acid (AA, C6H8O6) were purchased from
Sinopharm Chemical Reagent Co., Ltd. 12-Mercap-
toundecanoic acid (HS(CH2)10CO3H) was purchased
from J&K. D(?)-Galatosamine hydrochloride were
purchased from BBI. N-hydroxysulfosuccinimide
sodium salt (NHS) and N-(3-dimethylaminopropyl)-N-
ethylcarbodiimide hydrochloride (EDC) were pur-
chased from Shanghai Medpep Co., Ltd. Thiazolyl blue
tetrazolium bromide (MTT, 98 %, TLC) and fluorescein
diacetate (FDA) were from Sigma-Aldrich Inc. Naso-
pharyngeal carcinoma (CNE-1), rhinal epithelia, and
lymphosarcoma (8226) cell lines were provided by Sir
Run Run Shaw Hospital in Hangzhou. Liver cancer cell
lines (HepG2) were provided by the Second Affiliated
Hospital of Zhejiang University College of Medicine.
Liver normal cell lines (L02) were purchased from
Shanghai Institutes for Biological Science, CAS, China.
Human B lymphocyte cell lines were purchased from
Wuhan Boster Biological Technology, Ltd., China. The
RPMI 1640, H-DMEM, and DMEM cell cultivation
media were purchased from GIBCO. Fetal bovine serum
(FBS) was bought from Hangzhou Sijiqing Biological
Engineering Materials Co., Ltd., China.
Characterization
UV–Vis data were measured by a Shimadzu UV-2550
UV–Vis spectrophotometer. FT-IR data were measured
by a Vector 22 Fourier transform infrared spectrometer
from German Bruker Company. Z-potential data were
measured by Malvern Zetasizer3000HSA. ICP-MS
(inductively coupled plasmon mass spectroscopy) data
were measured by a Thermo XSENIES. TEM images
were pictured by a JEOL JEM-1230 transmission
electron microscope. The diode continuous wave laser
with wavelength of 808 nm was from Hi-Tech Opto-
electronics Co., Ltd., China. The stained cells were
imaged by the Axiovert 200 inverted microscope of
Carl Zeiss with the laser source from Bio Red
Company. Flow cytometry analyses were conducted
on the FCM FACScan from BD Biosciences.
Syntheses of GNRs@PC, GNRs@PEG,
GNRs@FA, and GNRs@Gals
The synthesis of GNRs was referred to the methods by
Murphy et al. (2005) and Nikoobakht and El-Sayed
(2003). Firstly, the gold seeds were prepared in
36.45 g l-1 CTAB solution through the reduction of
0.085 g l-1 HAuCl4 by 0.0132 g l-1 NaBH4. After
4–6 h reaction, 1.5 ml of the above solution were
added into 50 ml growth solution of 36.45 g l-1
CTAB, 0.17 g l-1 HAuCl4, 0.017 g l-1 AgNO3, and
0.09715 g l-1 AA. The mixed solution was stirred for
4–6 min, and then kept still overnight at room
temperature to finally generate GNRs@CTAB. Next,
GNRs@CTAB were purified by being centrifuged at
12,000 rpm for 10 min, decanted, and resuspended in
triply distilled water. This procedure was repeated
another time before this solution and the free HS-PC
solution were mixed at the molar ratio of 1:1 (Au
atom:PC molecule). After ligand exchange overnight,
the CTAB molecules on the surfaces of GNRs were
substituted by HS-PC. The final solution was centri-
fuged at 12,000 rpm for 10 min, and the precipitates
were redispersed in triply distilled water. The
GNRs@PC solution was filtered via a PES 0.22-lm
filtration membrane to clear up the aggregations and
bacteria before cellular experiments. The existence of
PC on the gold surface was measured by FT-IR
(m(–P=O) = 1258 cm-1, m(PO–CH2–) = 1089 cm-1)
and Z-potential (?1.1 mV). The synthesis of
GNRs@PEG was similar as above, in which the
same molar amount of HS-PC was replaced by
HS-PEG. The existence of PEG was measured by
FT-IR (m(–O–CH2–)) = 1051 cm-1) and Z-potential
(?3.2 mV). In the synthesis of GNRs@FA, one fourth
of added HS-PC amount was replaced by 2-mercap-
toethylamine. After this reaction over night, the same
J Nanopart Res (2012) 14:1128 Page 3 of 16
123
molar amount of FA was added to react with the amino
groups. The existence of FA was measured by FT-IR
(m(C=C) = 1607 cm-1 and 1486 cm-1, m(–CO–NH–)
= 1694 cm-1 and 1571 cm-1) and Z-potential
(?18.64 mV). In the synthesis of GNRs@Gals, one-
fourth of added HS-PC amount was replaced by
12-mercaptoundecanoic acid. After this reaction over
night, the same molar amount of D(?)-galatosamine
hydrochloride was added to react with the carboxyl
groups. The existence of Gals was measured by FT-IR
(m(–CO–NH–) = 1631 cm-1, m(–O–CH2–) = 1049 cm-1)
and Z-potential (?26.88 mV).
Cell cultivation
The rhinal epithelia cells were primarily cultured with
Dulbecco’s Modified Eagles Medium with high glu-
cose (H-DMEM, GIBCO) plus 10 % fetus bovine
serum in an initial density of 600,000 cells ml-1 in
96-well or 6-well microplates. CNE-1 cells, L02 cells,
and H9 cells were primarily cultured with RPMI 1640
plus 10 % fetus bovine serum, 8226 cells, and HepG2
cells were primarily cultured with DMEM plus 10 %
fetus bovine serum in an initial density of 100,000
cells ml-1.
Biostability and cytotoxicity analyses
of GNRs@PC toward different cells
The colloidal stabilities of GNRs@PC, GNRs@PEG,
GNRs@Gals, and GNRs@FA were tested in two cell
cultivation media RPMI 1640 and H-DMEM. The as-
prepared GNRs@PC, GNRs@PEG, GNRs@Gals, or
GNRs@FA was mixed with them to maintain the peak
absorbance of GNRs at 0.2 in the UV–Vis spectra. The
peak wavelength and half-width were monitored for
1 day at 37 �C. Each experimental point during the
UV–Vis measurements was repeated for three times
and the data were represented as mean ± SD
These six cell types were also tested by the
MTT assay for the cytotoxicity of GNRs@PC,
GNRs@PEG, GNRs@FA, and GNRs@Gals toward
them. The cultured cells in the 96-well microplates
were maintained at 37 �C in a humidified atmosphere
of 5 % CO2. When the cell growth reached to nearly
100 % confluence, four kinds of GNRs solutions of
several diluted concentrations were added to the culture
wells to reach a final volume of 100 ll mixed with the
cell cultivation media. The highest concentration of
GNRs in the above mixed media was 0.025 mM. After
12 h, cell viability was determined using the 3-(4,
5-dimethyl-thiazol-2-yl)-2,5-diphenyltetrazolium bro-
mide (MTT) assay. When the formation of formazan
dye took place 4 h after adding 10 ll MTT reagent to
the well, the media were replaced by 150 ll DMSO for
dissolving the formazan crystals. After aging for
10 min, the plate was transferred to spectrophotometric
measurements at 550 nm. Each experimental point was
expressed as mean ± SD.
UV–Vis spectroscopic assays of the cell uptake
of GNRs@PC, GNRs@PEG, GNRs@FA,
and GNRs@Gals
The cultured cells in the 96-well microplates were
maintained at 37 �C in a humidified atmosphere of
5 % CO2. When the cell growth reached to nearly
100 % confluence, the cultivation medium in each
well was replaced by fresh one and the GNRs@PC
solution was added into the medium with the final
peak absorbance of GNRs@PC in the NIR spectra
equaling 0.2. The volume of the mixed solution
above cells was kept 100 ll per well. After a serial
of time up to 24 h, the mixed solutions in the
wells were removed out for UV–Vis measurements.
It should be noted that according to the Beer–
Lambert law, the measured absorbance changes of
GNRs at their characteristic NIR peak wave-
length could be transformed to the concentration
changes of gold. The experimental procedures for
GNRs@PEG, GNRs@FA, and GNRs@Gals were
similar except that the same amount of GNRs@PC
was replaced by GNRs@PEG, GNRs@FA, and
GNRs@Gals, respectively. The data were repre-
sented as mean ± SD.
ICP-MS assays of the cell uptake of GNRs@PC,
GNRs@PEG, GNRs@FA, and GNRs@Gals
The cultured cells in the 6-well microplates were
maintained at 37 �C in a humidified atmosphere of
5 % CO2. When the cell growth reached to nearly
100 % confluence, the cultivation medium above cells
in each well was replaced by fresh one and the
GNRs@PC solution was added with the final peak
absorbance of GNRs@PC in the NIR spectra equaling
0.2. The volume of the mixed solution above cells was
kept 3 ml per well. After 12 h interaction, the cells
Page 4 of 16 J Nanopart Res (2012) 14:1128
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were washed, trypsinized, and centrifuged to get the
deposits, which were then treated with aqua regia
overnight for dissolving the cells and GNRs@PC
inside. When finally the solutions became transparent,
they were analyzed through ICP-MS for measuring the
amount of gold atoms per cell. The experimental
procedures for GNRs@PEG, GNRs@FA, and GNRs
@Gals were similar except that the same amount of
GNRs@PC was replaced by GNRs@PEG,
GNRs@FA and GNRs@Gals, respectively. Data were
presented as the mean ± SD of three independent
measurements by the equipment.
Fig. 1 The synthetic procedures of four different surface-modified GNRs
J Nanopart Res (2012) 14:1128 Page 5 of 16
123
TEM assays of the cell uptake of GNRs@PC,
GNRs@PEG, GNRs@FA, and GNRs@Gals
The cultured cells were firstly treated as in the ICP-MS
assay. After 12 h interaction, the cells were washed,
trypsinized, and centrifuged to get the precipitates,
which were then fixed with 2.5 % formaldehyde PBS
solution. After 2 h fixation at 4 �C, the samples were
washed with phosophate-buffered saline (0.1 M) for
three times. Then the samples were fixed with 1 %
perosmic oxide for 2 h at 4 �C. After being washed in
water, the samples were dehydrated in an alcohol series,
embedded, and sliced with the thickness between 50 and
70 nm. Finally, the slices were deposited on the copper
grids for TEM analyses. The experimental procedures
for GNRs@PEG, GNRs@FA, and GNRs@Gals
were similar except that the same amount of GNRs@PC
was replaced by GNRs@PEG, GNRs@FA, and
GNRs@Gals, respectively.
NIR irradiation assays
The cultured cells in the 96-well microplates were
maintained at 37 �C in a humidified atmosphere of 5 %
CO2. When the cell growth reached to nearly 100 %
confluence, the cultivation medium above cells was
replaced by fresh one and the GNR solution was added
into the cultivation medium above cells with the final
NIR peak absorbance of GNRs maintained at 0.2. The
volume of the mixed solution above cells was kept
100 ll per well. After 12 h interaction, the above
medium was removed and 30 ll fresh cultivation
medium was added to cover the cells. The attached
Fig. 2 a FT-IR spectra of five different surface-modified
GNRs. In GNRs@PC, 1258 cm-1 is the characteristic peak
wave number of -P=O and 1089 cm-1 reflects PO–CH2–. In
GNRs@CTAB, the C–N? stretching modes are placed at 910
and 964 cm-1. In GNRs@PEG, 1051 cm-1 is the peak wave
number of C–O–C. In GNRs@Gals, 1049 cm-1 is also the peak
wave number of C–O–C, while the –C=O stretching mode is
placed at 1631 cm-1. In GNRs@FA, the peaks reflecting
benzene are 1607 and 1486 cm-1, while the ones reflecting
–NH–CO– are 1694 and 1571 cm-1. b Z-potential data of these
five GNRs. The positive Z-potential values show that the
surfaces of GNRs are positively charged
Fig. 3 a–e TEM images of GNRs@CTAB, GNRs@PC,
GNRs@PEG, GNRs@Gals and GNRs@FA, respectively.
Close-up shots are inserted which reflect no size changes after
different surface modifications of GNRs. f Collection of
UV–Vis spectra of these five GNRs in the solutions
Page 6 of 16 J Nanopart Res (2012) 14:1128
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cells at the bottom of each well were irradiated by NIR
lasers of different light powers with a 1 mm focused
spot size. The distance between the NIR laser outlet and
the cells was kept 1 mm. For the extracellular modality,
30 ll mixed medium with the same amount of GNRs as
that inside cells in the intracellular modality was added
instead. After different irradiation time intervals, the
cells were stained with 20 ll 0.033 mg ml-1 fluores-
cein diacetate (FDA) and 100 ll cultivation media for
20 min. Then the stained cells were washed with PBS
solutions for 5–6 times to discard FDA residues
attached to well surfaces. Finally the stained cells were
recorded by the CLSM images.
Due to the unattachable nature of those two lymph
cell types, their NIR effects were studied by flow
cytometry analyses. The cells were at first treated as
the above procedure, followed by staining with FDA
for 20 min. The stained cells were then centrifuged
and resuspended in fresh media. The final cell
solutions were directly moved to flow cytometry
analyses for calculating the number ratios between
stained cells (alive) and unstained cells (dead), which
were reflected by the diagrams of counts and FL1-H
values. The statistic counts in the high fluorescent
region represented the relative number of living cells
while the counts in the low fluorescent region stood for
the number of dead cells.
Results
Preparation and characterization of various
modified GNRs
The GNRs were synthesized through the wet chemical
methods as above. Their average size was 30.4 nm (in
length) 9 8.4 nm (in width), with the aspect ratio at
3.6. Through ligand exchanges, the as-prepared CTAB
bilayers on the GNR surfaces were replaced, respec-
tively, by PC, PEG, FA or Gals (Fig. 1). All of these
four ligands were conjugated to gold surfaces, which
are supported by the FT-IR (Fig. 2a) and Z-potential
data (Fig. 2b). In order to stabilize FA and Gals
modified GNRs, PEG was also partially conjugated
Fig. 4 a–d Optical absorbance changes of longitudinal NIR
peaks and peak half-widths of GNRs@PC, GNRs@PEG,
GNRs@Gals, and GNRs@FA, respectively, in RPMI 1640
and H-DMEM cell cultivation media up to 24 h at ambient
temperature. Each experimental point during the UV–Vis
measurements was repeated three times and the data were
represented as mean ± SD
J Nanopart Res (2012) 14:1128 Page 7 of 16
123
onto the surfaces. Both the TEM images (Fig. 3a–e)
and UV–Vis spectra (Fig. 3f) show that these various
surface modifications did not induce size changes of
GNRs and cause polydisperse distribution or even
aggregation. Further in two cell cultivation media up
to 1 day, all these four kinds of GNRs showed almost
unchanged NIR absorption spectra characteristics like
longitudinal plasmon peak wavelengths and peak
widths (Fig. 4), which fit in with previous reports that
surface modification of PC or PEG could endow
nanoparticles with good colloidal stability (Zhou et al.
2010). Cytotoxicity assays by the MTT method also
reflected that after 12 h interaction with these four
kinds of GNRs, the viabilities of all the six types of
cells did not drop much, which demonstrated very low
cytotoxic effects of these GNRs up to the concentra-
tions of gold atoms of 0.025 mM in the solution
(Fig. 5).
Cell uptake assays
PC modification seemed to universally enhance cancer
cells selective uptake of nanoparticles (our work
recently submitted) while PEG which showed in
stealth property in vivo could hardly induce internal-
ization (Yang et al. 2008; Lipka et al. 2010). Besides,
some small molecules like FA (Setua et al. 2010) and
Gals (Lai et al. 2010) acted as tumor-specific ligands
to certain types of cancer cells. In this study, the Gals
ligand would selectively target to the HepG2 liver
Fig. 5 a–f Viability
changes of six types of cells
in their interactions with
GNRs@PC, GNRs@PEG,
GNRs@Gals, and
GNRs@FA of different gold
concentrations up to
0.025 mM after 12 h. The
data were from MTT assays
which were presented
mean ± SD (n = 3)
Page 8 of 16 J Nanopart Res (2012) 14:1128
123
cancer cell, while the FA ligand would selectively
target to the CNE-1 nasopharyngeal cancer cell. The
above four kinds of GNRs were co-cultured with six
cell types for 12 h and the amounts of GNRs
internalized were measured by three techniques. As
in the TEM images of Fig. 6 (also see enlarged images
from Fig. S3 to Fig. S18), it was found that much more
GNRs@PC were internalized inside two cancer cell
types (HepG2 and CNE-1) than two corresponding
normal cell types (L02 and rhinal epithelia) (Fig. 6a, e,
i, m). GNRs@Gals were selectively internalized by
HepG2 compared with L02 (Fig. 6k, o) while
GNRs@FA were selectively internalized by CNE-1
compared with Rhinal epithelia (Fig. 6d, h). However,
GNRs@Gals could hardly target to nasopharyngeal
cells (Fig. 6c, g), while GNRs@FA could not target to
liver cells (Fig. 6l, p). GNRs@PEG, compared to
other surface modifications, exhibited no selectivity in
cell uptake and could hardly enter any cell type
(Fig. 6b, f, j, n).
Such tendencies could also be reflected by the NIR
absorbance changes of these GNRs in the solution
interacting with different cells. Due to cell uptake, the
concentration of GNRs in the solution which is
proportional to the absorbance of the longitudinal
peak in the NIR region (Fig. 3f) will decrease with
time. After 24 h, the internalized percentages of
GNRs@PC in both two cancer cell types surpassed
50 % (Fig. 7a, c) and the similar results could be found
for GNRs@FA in CNE-1 cancer cells (Fig. 7a) and for
GNRs@Gals in HepG2 cancer cells (Fig. 7c). Mean-
while, the internalized percentages of GNRs@PEG in
all these four cell types were below 10 %. Another
quite different group of cells from the lymph was
further tested in these two assays and the results
followed that more GNRs@PC seemed to be internal-
ized inside cancerous 8226 cells compared with
normal lymph cells H9 (Fig. S1).
These trends could be reflected more quantitatively
by the ICP measurement of the gold content per cell
(Fig. 8, also see the data in Table S1). The numbers of
GNRs@PC in all three cancer cell types surpassed
3.9 9 104 per cell while in normal cells the numbers
dropped to merely about 1.3 9 104. The number of
GNRs@Gals inside HepG2 was 4.9 9 104, which was
much larger than the numbers in corresponding
Fig. 6 TEM images of four
cell types which internalized
different numbers of GNRs
modified by four surface
moieties after 12 h
interactions. The
internalized GNRs were
shown inside red (for
nasopharyngeal cells) and
pink (for liver cells) dottedcircles. (Color figure online)
J Nanopart Res (2012) 14:1128 Page 9 of 16
123
normal ones and the other two cell types. On the
contrary, the number of GNRs@FA inside HepG2 was
much smaller than that inside CNE-1 (6.7 9 104).
GNRs@PEG in the other extreme could hardly be
internalized by all the six cell types, with the numbers
all below 1.5 9 104 per cell. In all, different cell
uptake amounts were achieved by choosing various
surface moieties for GNRs, which paved the way for
clarifying the quantitative relationship between the
locations of GNRs and the NIR therapeutic effects.
NIR laser photothermal assays
After GNRs internalization, all the cells were irradi-
ated under the NIR light and the times needed for cell
ablation in the laser spot region were recorded. The
treated cell samples were then dyed with FDA and
observed under confocal laser scanning microscopy
(CLSM). Firstly, the effect of the locations of GNRs
either inside or outside HepG2 was investigated
toward the ablation time. In the intracellular mode
(Fig. 9a), the cells were incubated with GNRs@PC for
12 h to provide enough time for the cell uptake of
GNR@PC. The NIR irradiation was then carried out
after removing the extracellular GNRs@PC. While in
the extracellular mode (Fig. 9b), the cells were not
treated with GNRs@PC until the NIR irradiation
began to be used. It could be seen from previous
uptake assays that there was few GNRs@PC internal-
ized by cells in such a short time of irradiation. As a
result, the fluorescent images (Fig. 10) showed that the
cell death time when GNRs were placed inside cells
was much shorter than that when GNRs were outside
cells. Under NIR irradiation, the fluorescence on
behalf of the cell viability inside the laser beam spot
disappeared after 130 s in the intracellular mode,
while in the extracellular mode the fluorescence did
not fade until 200 s.
Such ablation efficiency differences could also be
reflected when the cells internalized different amounts
Fig. 7 UV–Vis results of the percentages of GNRs@PC, GNRs@PEG, GNRs@Gals, and GNRs@FA left in the solutions above cells
up to 24 h interaction in CNE-1 (a), rhinal epithelia (b), HepG2 (c), and L02 (d). Data were presented as the mean ± SD (n = 3)
Page 10 of 16 J Nanopart Res (2012) 14:1128
123
of GNRs, as in the CLSM images of Fig. 11 (also see
the exact data in Fig. S2). It was shown that the cell
ablation time differences were directly correlated to
various cell uptake amounts of GNRs, and generally
the death time of cells that internalized more GNRs
was relatively shorter. Under 200 mW NIR irradia-
tion, all the cells that had beyond 4.5 9 104 GNRs per
cell died before 105 s, while such time for most cells
that internalized GNRs less than 1.5 9 104 per cell
was over 180 s. The flow cytometry data of two lymph
cell types also verified this relationship (Fig. 12).
After 240 s, the ablative effect for lymphosarcoma
cells 8226 was prominent that the cell viability ratio
was merely 3.28 %. However, the viability for B
lymphocyte cells H9 was nearly 90 % at the same
condition. In short, it seems that the cell uptake
amount of GNRs is tightly connected with the
eradication time for these cells. Though the relation-
ship might be more complicated than just linear
(Fig. S2B), this result fit in with the tendency found in
the comparison between intracellular and extracellular
modalities in Fig. 10.
Discussion
The above research provides primary evidence that the
intracellular NIR photothermal modality seemed to be
more efficient than the extracellular one. Previously,
this topic on efficiency was still in hot debate, which
was confined by the lack of effective and precise
methods to differentiate the extracellular and intra-
cellular modalities (Shinkai et al. 1995; Jordan et al.
1999; Gazeau et al. 2008). With the advance of
Fig. 8 ICP-MS data of the GNR internalized numbers in different cells. Four types of GNRs with different surface modifications were
tested. Data were shown as the mean ± SD (n = 3)
J Nanopart Res (2012) 14:1128 Page 11 of 16
123
nanotechnology, such researches may be carried out
now by using nano-sized tools like GNRs and different
surface modification moieties. As a result, since
Gordon et al. (1979) firstly postulated that the
intracellular hyperthermia was superior than the
extracellular one, more and more concerns were
focused on this possible difference (Yanase et al.
1997; Jordan et al. 1999; Rabin 2002; Zharov et al.
2003; Sonvico et al. 2005; Lapotko 2006; Hergt and
Dutz 2007; Gazeau et al. 2008; Prasad et al. 2008;
Wen 2009; Lukianova-Hleb et al. 2010; Zhao et al.
2010). However, it is still lack of a definite experi-
mental evidence on which is better by comparing these
two modalities directly. Even if some reports have
tried to make clear by using active targeting moieties
or other non-selective targeting ones like cationic
molecules, vast uncertainties exist which obscure the
primary therapeutic results (Yanase et al. 1997;
Sonvico et al. 2005). Other theoretical and experi-
mental studies further complicated this question by
demonstrating that the effective hyperthermia by one
single photothermal responsive gold nanoparticle was
confined to such a small space that the micro-scale or
even nano-scale heating effect was negligible (Pitsil-
lides et al. 2003; Zharov et al. 2003; Keblinski et al.
2006; Avedisian et al. 2009; Gupta et al. 2010).
Instead, the cell ablation was caused by photome-
chanic effect like microbubble expansion or dynamic
flow in pulsed laser mode, which might also do harm
to neighboring normal cells (Zharov and Lapotko
2005; Zharov et al. 2005; Lapotko 2006; Wen 2009;
Fig. 9 Two modes of NIR therapeutic modalities. In mode (a), all
the GNRs were internalized inside cells which were attached at the
bottoms of wells. Under the NIR irradiation, the cells in the laser
spot regions died out, which were shown in the grey color. After
adding FDA, these dead cells could not be dyed as the neighboring
living cells which showed the green color. In mode (b), all the
GNRs were outside cells. Under the NIR irradiation, all the cells
kept alive and could be dyed in green. (Color figure online)
Fig. 10 CLSM images of
HepG2 after a series of NIR
irradiation times. In the
intracellular mode, the cells
were incubated with
GNRs@PC for 12 h before
irradiation, while in the
extracellular mode, the cells
were not treated with
GNRs@PC before, but
irradiated once the
GNRs@PC were added. The
white dotted circles mean
the laser beam spot areas,
while the red lines are the
watershed after which the
cells in the spot areas began
to die. (Color figure online)
Page 12 of 16 J Nanopart Res (2012) 14:1128
123
Lukianova-Hleb et al. 2010). This also held true for
magnetic nanoparticles, which were used in large
amounts experimentally in order to overcome the
limited heating ability per particle (Szasz et al. 2003;
Wilhelm et al. 2007; Hergt and Dutz 2007;
Prasad et al. 2008). These reports seemed to reflect
that the therapeutic effects in between intracellular and
extracellular modalities did not vary much.
However, it was found that the predominant
molecular targets of hyperthermia could be nucleic
acids, cytoplasmic proteins and cell membranes
(Barlogie et al. 1979; Hildebrandt et al. 2002). This
Fig. 11 CLSM images of
four cell types at different
NIR irradiation times after
different GNRs treatments.
The NIR light irradiation
areas were shown inside the
white dotted circles as in the
images. The yellow linesdivided the times when cells
kept alive and when cells
began to die. (Color figure
online)
J Nanopart Res (2012) 14:1128 Page 13 of 16
123
indicated that as a method of hyperthermia, there was
no need to heat the whole cell for necrosis, but certain
sensitive organelles of the cell. In our study, the
GNRs in most conditions were localized in the
endosomes or lysosomes (Fig. 6 and enlarged images
from Fig. S3 to Fig. S18), in which there existed many
hydrolytic enzymes that once were released to the
cytoplasm, would cause fatal effect to the functional
proteins contained (Alberts et al. 2008). Under the
relatively moderate CW NIR laser which might
not cause photomechanical effects, the confine
ment of heat became the dominant factor to bring
distinct therapeutic effect in our results. Other authors
have also reported similar results of selective heat
attack on other subunits like DNA (Stehr et al. 2008;
Hrelescu et al. 2010; Takeda et al. 2011), mitochon-
dria (Tong and Cheng 2009), and cell membrane
(Zharov et al. 2003; Zharov and Lapotko 2005;
Zharov et al. 2005). Based on this, it is reasonable to
have the quantitative relationship between the cell
uptake amount of GNRs and the cell death time under
the NIR irradiation. In all, it is believed that such a
kind of NIR hyperthermia modality may control
therapeutic effects more precisely and safely, thus
not only decreases unnecessary damage toward nor-
mal tissues and cells, but also enhances ablative
efficiency compared with the extracellular way.
Conclusion
In summary, GNRs with different surface molecular
modifications were firstly prepared. The existence of
these ligands was detected by FT-IR and Z-potential
analyses. Six types of cells with three totally different
cancer cells and their corresponding normal ones were
then adopted to exhibit different cell uptake levels of
GNRs, which were reflected by TEM, UV–Vis and
ICP-MS techniques. Under the CW NIR irradiation, the
difference in the therapeutic effect due to different
GNR locations was discovered, in which two following
results should be intensified: (1) the NIR photothermal
therapeutic effect was greater when the GNRs were
inside cells; (2) the NIR photothermal therapeutic effect
was also greater as the internalized amount of GNRs per
cell was larger. So generally speaking, driven by the
NIR photothermal effect, intracellular hyperthermia
seems to exhibit more precise and efficient control on
the selective cancer ablation. It was hoped that this
result would provide a promise for future nanoparticles
assisted NIR photothermal therapeutic designs.
Acknowledgments This work was financially supported from
National Science Fund for Distinguished Young Scholars
(51025312), the Natural Science Foundation of China (50830106,
21174126) and Open Project of State Key Laboratory of
Supramolecular Structure and Materials (sklssm201204).
Fig. 12 Flow cytometry
data of two lymph cell types
treated with GNRs@PC for
12 h and then irradiated with
the NIR laser at 200 mW for
150 and 240 s. The
horizontal coordinate unit
FL1-H represented the
fluorescent intensity. The
shadow areas under the
curves showed the total
numbers of cells tested. The
dots in the M1 region mean
dead cells which were not
dyed, while the dots in the
M2 region mean the living
cells which could be dyed
and detected
Page 14 of 16 J Nanopart Res (2012) 14:1128
123
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