modules monitoring, vulnerability assessment, and file

IBM United States Software Announcement216-171, dated May 3, 2016

IBM United States Software Announcement 216-171 IBM is a registered trademark of International Business Machines Corporation 1

IBM Security Guardium V10.1 enhances analytics,protection, and adaptability for data activitymonitoring, vulnerability assessment, and file securitymodulesTable of contents

1 Overview 9 Publications3 Key prerequisites 9 Technical information3 Planned availability date 10 Ordering information3 Description 24 Terms and conditions8 Statement of general direction 29 Prices8 Program number 29 Order now

31 Corrections

At a glance

IBM(R) Security Guardium(R) is a comprehensive data security and protection platformthat can help you eliminate costly and high-risk manual and siloed approaches todata security and compliance. The Guardium solution can support focused needssuch as compliance requirements; it is a solution that can grow with you as yourdata protection needs change by offering the additional modules you require.

Modules updated in this release:

• IBM Security Guardium Data Activity Monitor V10.1 continuously monitors alldata access operations in near-real-time to detect unauthorized actions based ondetailed contextual information: the who, what, where, when, and how of eachcritical data access.

• IBM Security Guardium Vulnerability Assessment V10.1 scans databaseinfrastructures to detect vulnerabilities and suggests remedial actions.

• IBM Security Guardium for Files V10.1 provides insight into your document andfile content, as well as your usage patterns.

IBM Security Network Appliance Accessory-XGS 7100 DC Power ConversionKit

The IBM Security Network Appliance Accessory-XGS 7100 DC Power Conversion Kitallows the XGS 7100 appliances to plug into DC Power sources. It is now availablethrough Passport Advantage(R).

The Security Network Appliance Accessory-XGS 7100 DC Conversion Kit is notrequired to run Guardium products. It is being offered as an option for servers andenvironments that run XGS 7100 products.

Overview

IBM Security Guardium is designed to help safeguard critical data. Guardium is acomprehensive data protection platform that enables security teams to automaticallyanalyze activity in sensitive-data environments (databases, data warehouses, bigdata platforms, cloud environments, files systems, and so on) to help minimize risk,


protect sensitive data from internal and external threats, and seamlessly adapt to ITchanges that may impact data security.

Guardium helps ensure the integrity of information in data centers and automatecompliance controls.

New module updates, enhancements, and additions in version 10.1

IBM Security Guardium Data Activity Monitor V10.1 improvements

• Infrastructure and platform currency:

– Platform hardening with enhanced security, globalization, and accessibility

– Appliance support for MicrosoftTM HyperV hypervisor

• Improved supportability and management of the Guardium deployment:

– Stability and reliability are enhanced for the STAP agents and the collectionparsing.

– Central Manager Health View provides a central dashboard to assess the statusof the deployed Guardium components.

– A STAP Health Monitor provides continuous granular status and logs on thehealth of the software tap (STAP) agent.

• Enterprise readiness enhancements make Guardium components easier to deployand use in large environments, including:

– Updates to the automatic load balancing to improve granularity andrebalancing requests

– Reporting progress alerts for long running jobs

– Finer grain access to user interface (UI) console to help customers divide rolesand access to Guardium

– Template and profile configurations to ease deployment and control from thecentral manager

– Advanced distributed data management for streamlining the centralizedreporting on large environments

• Expanded data source coverage:

– Improved failover, encryption, and reporting from the STAP agent on System i(R)

– Enhanced filtering and usability for the STAP agents for z/OS(R) data sources– Additional data security functions for more big data platforms: blocking for

HortonWorks and integration with Ranger security platform, and CassandraKerberos

– Support for the STAP agent RH 7.1 on POWER8 little endian architecture forData Activity Monitoring

– New support for DB2(R) Analytics Accelerator for z/OS– PostgreSQL 9.4 and SSL encryption support

• Security integrations that provide synergistic use cases for the challengingsecurity problems across IT silos:

– Insider Threat Protection. Leverage integration with IBM Security PrivilegedIdentity Manager to uncover insider threats.

– Threat Protection System. Work in conjunction with IBM Security QRadar(R) todetect threats before they reach the data source to prevent data breaches orheighten monitoring alertness.

-- Help mitigate uncovered risks on entitlement configuration by leveraging thenew integration with IBM Security Identity Governance Solution.

• Additional data access analytics tools:

– Threat Diagnostic Center provides a central place to run forensic trackingbased on the audit records.

– Guardium Data Protection Dashboard centralizes the key indicators ofrisk mitigation progress and the security and compliance posture for keystakeholders.


IBM Security Guardium Vulnerability Assessment V10.1 improvements

• Updated security awareness with new common vulnerability event (CVE) andother vulnerability tests

• Shared common framework for vulnerability assessment from the Applicationlayer to the backend infrastructure, an integration with IBM Security AppScan(R)

IBM Security Guardium for Files V10.1 improvements

• Scalability and performance improvements to help deploy in large organizations

– File Activity Monitor discovery performance improvements

• Expanded coverage for new platforms

– Discovery for AIX(R) 6.1-7.1 and shared drives

IBM Security Guardium Data Encryption ordering update

You can now use Passport Advantage part numbers to order IBM Security GuardiumData Encryption products for IBM z SystemsTM. Order these part numbers whenthere is an intention to use Guardium Data Encryption to meet your encryptionrequirements within a z SystemsTM environment. The functional operation andfeatures within these products remain unchanged. These part numbers provide theidentical supply and authorization as other part numbers previously announced. Thisnew ordering information is in addition to the existing Passport Advantage numberspreviously announced. Refer to Software Announcement 212-224, dated August 14,2012.

IBM Security Network Appliance Accessory -XGS 7100 DC PowerConversion Kit

The IBM Security Network Appliance Accessory-XGS 7100 DC Power Conversion Kitwill allow customers with DC power supply requirements to plug their XGS 7100appliances into their DC power sources.

The Security Network Appliance Accessory-XGS 7100 DC Power Conversion Kit is notrequired to run Guardium products. It is being offered as an option for XGS 7100appliance products.

Key prerequisites

IBM Security Guardium solution consists of a modular software suite built on ahardened LinuxTM kernel and deployed as a series of preconfigured hardware andsoftware appliances.

For the IBM Security Network Appliance Accessory-XGS7100 DC Power ConversionKit, a XGS 7100 appliance is required.

For additional information, refer to the Software requirements section.

Planned availability date

• June 3, 2016: Electronic download

• June 10, 2016: Physical media

Description

IBM Security Guardium products are designed to secure and continuously monitoraccess to data in enterprise databases, data warehouses, file systems, applications,document sharing solutions, and big data environments, such as Hadoop or NoSQL.

http://www.ibm.com/common/ssi/cgi-bin/ssialias?infotype=an&subtype=ca&appname=gpateam&supplier=897&letternum=ENUS212-224


Additionally, they are designed to assist you in enforcing your policies for sensitivedata access across the enterprise, using a scalable platform. A centralized auditrepository designed to optimize Guardium, combined with an integrated applicationthat automates compliance workflow, enables the products to help you streamlinecompliance validation activities across a wide variety of mandates.

IBM Security Guardium products can help you with these tasks:

• Monitor data activity and protect sensitive data by:

– Automatically locating databases and file systems and subsequentlydiscovering and classifying sensitive information within them

– Enabling high visibility at a granular level into database, file systems, datawarehousing, document-sharing, and Hadoop and NoSQL transactions thatinvolve sensitive data

– Tracking and dynamically masking activities of users who access data indirectlythrough enterprise applications

– Monitoring and enforcing a wide range of policies, including sensitive dataaccess, database change control, and privileged user actions

– Creating a single, secure centralized audit repository for large numbers ofheterogeneous systems and databases

– Automating the entire compliance auditing process, including creating anddistributing reports and capturing comments and signatures

• Harden database infrastructure against vulnerabilities by:

– Automatically assessing database vulnerabilities and configuration flaws

– Locking down configurations after recommended changes are implemented

– Discovering existing entitlements to data to access appropriate access rights

The Guardium solution is designed for ease of use and scalability. It can beconfigured for a single data repository or a large number of heterogeneous datasources located across the enterprise. It integrates with IT management and otherGuardium management solutions that are designed to enable comprehensive dataprotection across the enterprise.

This solution is available as preconfigured hardware appliances shipped by IBM or assoftware appliances that may be installed on your platform. Optional features caneasily be added to your system after installation.

The Guardium product architecture enables you to select and run the modulesappropriate for your immediate needs and to add modules as your requirementsgrow and change. Available modules include IBM Security Guardium Data ActivityMonitor V10.1, IBM Security Guardium Vulnerability Assessment V10.1, and IBMSecurity Guardium Monitor for Files V10.1.

IBM Security Guardium Data Activity Monitor V10.1

• Data Activity Monitor and Audit -Express(R)

– Data Activity Monitor for data sources with preset best practices policies

– Normalized audit log creation

– Preset reports for compliance

• Data Activity Monitor and Audit - Standard

– Data Activity Monitor available for four data environments:

-- Databases, which includes traditional databases and file sharing anddocument sharing

-- Data warehouses

-- Big data (Hadoop and NoSQL databases)

-- File systems

– Real-time alerts on suspicious activities and other Guardium events

– Detailed audit reports and built-in compliance workflow engine


– Application user activity monitoring (Application End-User Identifier)

• Data Activity Monitor and Audit - Advanced

All capabilities in Data Activity Monitor Audit - Standard, plus the followingcapabilities:

– Block data traffic according to policy (data-level access control)

– Quarantine unauthorized user

– Mask unauthorized extraction of sensitive data

– Employ dynamic data masking for SQL traffic, on both the result set or byenforcing fine-grained access to database objects

– Employ dynamic data masking on web application traffic outgoing to thebrowser

IBM Security Guardium Vulnerability Assessment V10.1

• Vulnerability Assess and Monitor

– Database (traditional and NoSQL) Vulnerability Assessment Application fordetailed vulnerability assessment reports, including recommended remediationsteps and ongoing progression analysis

– Database Protection Knowledge Base, a subscription-based module toupdate the system with the latest threats, vulnerabilities, and best-practicesrecommendations

• Configuration Audit System Application (CAS)

IBM Security Guardium Central Manager and Aggregator Pack V10.1

• Central Manager and Aggregator application

• Advanced Compliance Workflow application

IBM Security Guardium Appliances V10.1

• Physical or virtual appliance image, including cloud deployments, or both

• Enterprise Integrator

• Entitlement Reporting

• Sensitive Data Finder application

IBM Security Guardium Monitor for Files V10.1

IBM Security Guardium Monitor for Files V10.1 offers a robust, simple-to-usesolution that is designed to prevent unauthorized data access and changes toyour files and documents stored on file servers, file shares, and attached andremovable devices. The solution helps to ensure the integrity of information in thedata center and to automate compliance controls. It leverages the overall Guardiuminfrastructure to offer a scalable platform, intended to enable continuous file activitymonitoring from heterogeneous sources, and helps you enforce policies for sensitivedata access enterprise-wide.

Gain insight into your data and its owners:

• Analyze the metadata of your documents and understand their ownership.

• Analyze the contents of your documents and discover where your most sensitivedata is stored.

• Determine if the right owners have access to the correct data.

• Discover where unused data resides.

• Determine if users have too broad of an access level to your most sensitive data.

Protect your sensitive data and provide an audit trail:

• Detect who is using your data and when.


• Detect mass copying of files and directories.

• Detect sudden spikes in file access activity by a user.

• Get alerted when monitored files are accessed improperly.

• Block access to your most sensitive documents.

• Be able to generate custom reports for all activity.

Modular capabilities for protecting file system data provide flexibility. A typicalscenario could include the following workflow and features:

1. Run initial discovery to gather file metadata and decide which directoriesshould be included in deeper analysis of file content, in order to identify filescontaining personal and confidential information. The discovery process canidentify metadata such as file size, last changed date, and access privileges.Discovery results can be viewed through an intuitive File Quick Search UI. Forongoing operations, periodic discovery scans can be scheduled to pick up newand changed files and directories.

2. Run classification actions to identify sensitive data stored within your files. Anumber of predefined classification rules will be included: HIPAA, PCI, SOX,and source code. The classification rules are customizable in order to offer youflexibility as to the type of data you want to classify in the future. Classificationsupports most common file formats, such as Microsoft Office (Doc, PPT, XLS),text, XML, HTML, PDF, CSV, source code, log files, email files, and many others.

3. From the discovery and classification results, you can use the file activitymonitoring policy builder to create monitoring rules that align with yourGuardium policies.

4. The monitoring software captures and sends activity that matches the Guardiumpolicy rules criteria to the Guardium collector, where it is stored in the Guardiumrepository. It monitors the following operations: read, write, execute, delete,change in owner, permissions, and properties. Based on the policy, themonitoring software can audit (capture events), alert, and block.

5. Access to files can be blocked, even if the operating system permissions allowaccess. Because the file monitoring rules are activated locally on the monitoredserver, blocking occurs immediately. The data requested by the user is neverread from disk; the Guardium software blocks and prevents the operation.

6. Set up an audit process to send Entitlement and Activity reports to reviewers.It is possible to raise the level of awareness for certain activities by settingup alerts or logging them as policy violations. These can then be viewed in aseparate File Access report or accessed through the Quick Search UI.

7. The Report Builder can then be used to create reports on audited file activity.Predefined reports include user privileges, file privileges, count of activity peruser, count of activity per server, count of activity per client, files open to public,dormant users, dormant files, and entitlement changes.

Guardium for Files supports WindowsTM, Linux, and UNIXTM file systems, andattached and removable devices. All file formats stored on supported file systemsare supported for discovery, monitoring, and blocking activities.

The IBM Security Guardium product suite addresses the database Guardium andcompliance lifecycle with a unified web console, back-end data store, and workflowautomation system, which are intended to help you do the following tasks:

• Locate and classify sensitive information and its entitlements in corporatedatabases.

• Assess database and NoSQL database server and operating system vulnerabilitiesand configuration flaws.

• Ensure that configurations are locked down after recommended changes areimplemented.

• Enable high visibility and granularity into data transactions and activity, across allsupported platforms and protocols, with an audit trail that supports separation ofduties and that is designed to be secure and tamper-proof.

• Track activities on major file systems and file and document sharing platformssuch as Microsoft SharePoint.


• Monitor and enforce your policies with alerting and blocking for sensitive dataaccess, privileged user actions, change control, application user activities, andGuardium exceptions such as failed logins.

• Automate the entire compliance auditing process, including report distribution tooversight teams, sign-offs, and escalations with preconfigured reports relating toSarbanes-Oxley, PCI DSS, and data privacy.

• Create a single, centralized audit repository for enterprise-wide compliancereporting, performance optimization, investigations, and forensics.

• Easily scale from safeguarding a single data source to protecting all data sourcesin distributed data centers around the world.

• Enable deeper data activity insights to IT Guardium Information and EventManagement tools for more accurate and effective Guardium intelligence.

IBM Security Network Appliance Accessory-XGS 7100 DC Power ConversionKit

Enables data centers that require DC power to be plugged directly into the IBMSecurity Network Protection XGS 7100 appliance. The power supply conversion kithas a single part number, which includes two DC power supplies: a primary and afailover. The kit can be installed only in the XGS 7100 appliance.

The Security Network Appliance Accessory-XGS 7100 DC Conversion Kit is notrequired to run Guardium products. It is being offered as an option for XGS 7100appliance products.

Technical information: IBM Security Network Appliance Accessory-XGS7100 DC Power Conversion Kit

Specified operating environment

Physical specifications

Dimensions

• Height: 75 mm (2.3 inches)

• Width: 180 mm (7.1 inches)

• Depth: 400 mm (15.7 inches)

• Weight: 2.0 kg (4.41 lb)

Note: The XGS-7100 is shipped with two 720-watt power supplies. Each supply hasthe properties specified above.

Electrical

Power supply

• Input power: -40 to -60 (nominal) Volts DC; 23-15 Amps.

• Heat dissipation: The XGS 7100 with the DC Power Supply option complies withthe XGS 7100 heat dissipation of 1230 BTU/hr.

Note: The XGS-7100 contains two 720-watt power supplies.

Standards

Equipment approvals and safety

The appliance conforms to the following standards:

• FCC: Verified to comply with Part 15 of the FCC Rules, Class A


• Canada ICES-003, issue 4, Class A

• UL/IEC 60950-1

• CSA C22.2 No. 60950-1-07

Operating Environment

• Operating altitude: 0 - 3,000 m (10,000 ft)

• Maximum shipping altitude: 12,000 m (39,370 ft)

• Storage (power off) temperature: -40°C to 60°C (-40°F to 140°F)

• Operating temperature: 10°C to 35°C (50.0°F to 95°F)

Section 508 of the US Rehabilitation Act

IBM makes no representation about the Section 508 status of the third-partyelectronic and information technology product in this offering. Contact the vendor forspecific, current information on the Section 508 status of this product.

Statement of general direction

Guardium integration with the Privileged Identity Management announced in thisrelease requires modification in the IBM Security Privileged Identity Manageroffering and those changes are planned for the next fix pack release. Pleasecheck the latest release notes for both products to ensure that these integrationrequirements are covered.

IBM's statements regarding its plans, directions, and intent are subject to change orwithdrawal without notice at IBM's sole discretion. Information regarding potentialfuture products is intended to outline our general product direction and it should notbe relied on in making a purchasing decision. The information mentioned regardingpotential future products is not a commitment, promise, or legal obligation to deliverany material, code, or functionality. Information about potential future productsmay not be incorporated into any contract. The development, release, and timingof any future features or functionality described for our products remain at our solediscretion.

Availability of national languages

Translation information, if available, can be found at the Translation Reports website.

Program number

Program number VRM Program name

5725-I11 10.1 IBM Security GuardiumAppliances

5725-I12 10.1 IBM Security GuardiumData Security andCompliance

5725-V56 10.1 IBM Security Guardium forFiles

5724-R38 2.0 IBM Guardium DataEncryption

5725-S83 n/a IBM Security NetworkAppliance Accessory-XGS 7100 DC PowerConversion Kit

Offering Information

http://www.ibm.com/software/reports/compatibility/clarity/languageCategory.html


Product information is available on the IBM Offering Information website.

More information is also available on the Passport Advantage and PassportAdvantage Express(R) website.

Publications

No publications are shipped with these programs.

IBM Security Guardium documentation is published in IBM Knowledge Center.

Installation documentation for IBM Security Network Appliance Accessory-XGS7100DC Power Conversion Kit is available in English, German, Spanish, French, Japanese,Korean, Portuguese (Brazilian), Traditional Chinese, and Simplified Chinese.

Services

Software Services

IBM Software Services has the breadth, depth, and reach to manage your servicesneeds. You can leverage the deep technical skills of our lab-based, software servicesteam and the business consulting, project management, and infrastructure expertiseof our IBM Global Services team. Also, we extend our IBM Software Services reachthrough IBM Business Partners to provide an extensive portfolio of capabilities.Together, we provide the global reach, intellectual capital, industry insight, andtechnology leadership to support a wide range of critical business needs.

To learn more about IBM Software Services or to contact a Software Services salesspecialist, go to the IBM Software Services website.

Technical information

Specified operating environment

Hardware requirements

For information on hardware requirements, for Guardium products refer to theSoftware requirements section.

IBM Security Network Appliance Accessory-XGS7100 DC Power Conversion Kit

• The DC power supply can only be installed in the XGS 7100 appliance

Software requirements

For information about software requirement for Guardium products, refer to theSystem Requirements/Platforms Supported for IBM Guardium V10.0 website.

There are no software requirements for the IBM Security Network ApplianceAccessory-XGS7100 DC Power Conversion Kit.

The program's specifications and specified operating environment informationmay be found in documentation accompanying the program, if available, such asa readme file, or other information published by IBM, such as an announcementletter. Documentation and other program content may be supplied only in theEnglish language. Such information is provided subject to the following terms. ITsystem security involves protecting systems and information through prevention,detection and, response to improper access from within and outside your enterprise.Improper access can result in information being altered, destroyed, misappropriated,or misused, or can result in damage to or misuse of your systems, including foruse in attacks on others. No IT system or product should be considered completely

http://www.ibm.com/common/ssi

http://www.ibm.com/software/passportadvantage


http://www-01.ibm.com/support/knowledgecenter/SSMPHH_10.0.0

http://www-01.ibm.com/support/knowledgecenter/SSHLHV_5.3.2/com.ibm.alps.doc/alps_collateral/alps_dochome_stg.htm

http://www.ibm.com/software/sw-services/

http://www-01.ibm.com/support/docview.wss?uid=swg27045976


secure and no single product, service, or security measure can be completelyeffective in preventing improper use or access. IBM systems, products, and servicesare designed to be part of a lawful, comprehensive security approach, which willnecessarily involve additional operational procedures, and may require othersystems, products, or services to be most effective.

Important: IBM does not warrant that any systems, products, or services areimmune from, or will make your enterprise immune from, the malicious or illegalconduct of any party.

IBM Electronic Support

The IBM Support Portal is your gateway to technical support. This includes IBMElectronic Support tools and resources, for software and hardware, to help savetime and simplify support. The Electronic Support tools can help you find answers toquestions, download fixes, troubleshoot, automate data collection, submit and trackproblems through the Service Request online tool, and build skills. All these toolsare made available through your IBM support agreement. Read about the ElectronicSupport portfolio of tools on the IBM Electronic Support website.

You can also access the IBM Support Portal page and the online Service requestsand PMRs tool for more support.

Planning information

Packaging

IBM Security Guardium products are distributed with the following:

• DVD

IBM Security Network Appliance Accessory-XGS 7100 DC Power Conversion Kit willbe distributed with the power supplies and their associated line cords and powerplate labels. Refer to the Installation Documentation.

This program, when downloaded from a website, contains the applicable IBMlicense agreement and License Information, if appropriate, and will be presentedfor acceptance at the time of installation of the program. For future reference, thelicense and License Information will be stored in a directory such as LICENSE.TXT.

Security, auditability, and control

IBM Security Guardium products are installed as a hardened Linux appliance(physical or virtual). The appliance includes various security, audit, and compliancefunctions to help ensure the availability of the solution, confidentiality of the datastored on the appliance, and accountability for any configuration changes.

The customer is responsible for evaluation, selection, and implementation of securityfeatures, administrative procedures, and appropriate controls in application systemsand communication facilities.

Ordering information

This product is only available through Passport Advantage. It is not available asshrinkwrap.

These products may only be sold directly by IBM or by authorized IBM BusinessPartners for Software Value Plus.

More information can be found on the IBM Software Value Plus website.

To locate IBM Business Partners for Software Value Plus in your geography for aspecific Software Value Plus portfolio, go to the Find a Business Partner page.

http://www.ibm.com/support/entry/portal/support

https://www.ibm.com/support/entry/portal/support

http://www.ibm.com/support/servicerequest

http://www.ibm.com/support/servicerequest

http://www-01.ibm.com/support/knowledgecenter/SSHLHV_5.3.2/com.ibm.alps.doc/alps_collateral/alps_dochome_stg.htm

http://www.ibm.com/partnerworld/page/svp_authorized_portfolio

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Product Group: Security Guardium

Product Identifier Description: 5725-I12

Product Category: Security Guardium

Passport Advantage

5725-V56 -IBM Security Guardium for Files

Part number Description

D1GPQLL IBM Security Guardium Standard ActivityMonitor for Files Resource Value UnitLicense + SW Subscription & Support 12Months

D1GPRLL IBM Security Guardium Standard ActivityMonitor for Files Resource Value Unit SWSubscription & Support Reinstatement 12Months

E0LKULL IBM Security Guardium Standard ActivityMonitor for Files Resource Value UnitAnnual SW Subscription & SupportRenewal

D1GPSLL IBM Security Guardium Advanced ActivityMonitor for Files Resource Value UnitLicense + SW Subscription & Support 12Months

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D1GPULL IBM Security Guardium Advanced ActivityMonitor for Files Resource Value Unit fromGuardium Standard Activity Monitor forFiles Trade Up License + SW Subscription& Support 12 Months

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5725-I11 -IBM Security Guardium Appliances


D0THSLL IBM Security Guardium CollectorSoftware Appliance Install License + SWSubscription & Support 12 Months

D0THTLL IBM Security Guardium Collector SoftwareAppliance Install SW Subscription &Support Reinstatement 12 Months

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D132CLL IBM Security Guardium AggregatorAppliance X2132 Appliance Install InitialAppliance Business Critical ServiceUpgrade 12 Months

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D132ILL IBM Security Guardium Collector ApplianceX3064 Appliance Install Appliance +Subscription and Support 12 Months

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D134JLL IBM Security Guardium Collector ApplianceX3064 Appliance Install Initial ApplianceBusiness Critical Service Upgrade 12Months

D134LLL IBM Security Guardium Collector ApplianceX3064 Appliance Install Initial ApplianceHard Drive Retention Service Upgrade 12Months

E0J58LL IBM Security Guardium Collector ApplianceX3064 Appliance Install Annual ApplianceMaintenance + Subscription and SupportRenewal

E0J5ELL IBM Security Guardium Collector ApplianceX3064 Appliance Install SubsequentAppliance Business Critical ServiceUpgrade 12 Months

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D134MLL IBM Security Guardium AggregatorAppliance X3064 Appliance InstallAppliance + Subscription and Support 12Months



D134NLL IBM Security Guardium AggregatorAppliance X3064 Appliance InstallAppliance Maintenance + Subscription andSupport Reinstatement 12 Months

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E0J5HLL IBM Security Guardium AggregatorAppliance X3064 Appliance InstallSubsequent Appliance Business CriticalService Upgrade 12 Months

E0J5ILL IBM Security Guardium AggregatorAppliance X3064 Appliance InstallSubsequent Appliance Hard DriveRetention Service Upgrade 12 Months

5725-I12 -IBM Security Guardium Data Security and Compliance


D0TIELL IBM Security Guardium Standard ActivityMonitor for Databases Processor ValueUnit (PVU) for Linux on System z(R) SWSubscription & Support Reinstatement 12Months

D0TIFLL IBM Security Guardium Standard ActivityMonitor for Databases Processor ValueUnit (PVU) for Linux on System z License+ SW Subscription & Support 12 Months

D0TIGLL IBM Security Guardium Standard ActivityMonitor for Databases Processor ValueUnit (PVU) SW Subscription & SupportReinstatement 12 Months

D0TIHLL IBM Security Guardium Standard ActivityMonitor for Databases Processor ValueUnit (PVU) License + SW Subscription &Support 12 Months

D1FRVLL IBM Security Guardium Standard ActivityMonitor for Databases Processor ValueUnit (PVU) for Linux on System z MonthlyLicense

D14UPLL IBM Security Guardium Standard ActivityMonitor for Databases Processor ValueUnit (PVU) from Express Activity Monitorfor Databases Trade Up License + SWSubscription & Support 12 Months

E0ELSLL IBM Security Guardium Standard ActivityMonitor for Databases Processor ValueUnit (PVU) for Linux on System z AnnualSW Subscription & Support Renewal

E0ELTLL IBM Security Guardium Standard ActivityMonitor for Databases Processor ValueUnit (PVU) Annual SW Subscription &Support Renewal

D0TI2LL IBM Security Guardium Standard ActivityMonitor for z/OS Resource Value Unit SWSubscription & Support Reinstatement 12Months

D0TI3LL IBM Security Guardium Standard ActivityMonitor for z/OS Resource Value Unit


Part number DescriptionLicense + SW Subscription & Support 12Months

D0TI4LL IBM Security Guardium Standard ActivityMonitor for z/OS Resource Value Unitfor System z SW Subscription & SupportReinstatement 12 Months

D0TI5LL IBM Security Guardium Standard ActivityMonitor for z/OS Resource Value Unit forSystem z License + SW Subscription &Support 12 Months

E0ELLLL IBM Security Guardium Standard ActivityMonitor for z/OS Resource Value UnitAnnual SW Subscription & SupportRenewal

E0ELMLL IBM Security Guardium Standard ActivityMonitor for z/OS Resource Value Unitfor System z Annual SW Subscription &Support Renewal

D1E01LL IBM Security Guardium Standard ActivityMonitor for Big Data Resource ValueUnit (MVS) SW Subscription & SupportReinstatement 12 Months

D1E09LL IBM Security Guardium Standard ActivityMonitor for Big Data Resource ValueUnit (MVS) License + SW Subscription &Support 12 Months

D1FNJLL IBM Security Guardium Standard ActivityMonitor for Big Data Resource Value UnitMonthly License

E0KZXLL IBM Security Guardium Standard ActivityMonitor for Big Data Resource Value Unit(MVS) Annual SW Subscription & SupportRenewal

D1E07LL IBM Security Guardium Standard ActivityMonitor for Data Warehouses for Linux onSystem z Resource Value Unit (TB) License+ SW Subscription & Support 12 Months

D1E08LL IBM Security Guardium Standard ActivityMonitor for Data Warehouses for Linux onSystem z Resource Value Unit (TB) SWSubscription & Support Reinstatement 12Months

D1E0ALL IBM Security Guardium Standard ActivityMonitor for Data Warehouses ResourceValue Unit (TB) License + SW Subscription& Support 12 Months

D1E0BLL IBM Security Guardium Standard ActivityMonitor for Data Warehouses ResourceValue Unit (TB) SW Subscription & SupportReinstatement 12 Months

D1FNTLL IBM Security Guardium Standard ActivityMonitor for Data Warehouses for Linuxon System z Resource Value Unit MonthlyLicense

D1FNULL IBM Security Guardium Standard ActivityMonitor for Data Warehouses ResourceValue Unit Monthly License

E0L00LL IBM Security Guardium Standard ActivityMonitor for Data Warehouses for Linux onSystem z Resource Value Unit (TB) AnnualSW Subscription & Support Renewal

E0L01LL IBM Security Guardium Standard ActivityMonitor for Data Warehouses ResourceValue Unit (TB) Annual SW Subscription &Support Renewal

D0THULL IBM Security Guardium Advanced ActivityMonitor for Databases Processor Value


Part number DescriptionUnit (PVU) SW Subscription & SupportReinstatement 12 Months

D0THVLL IBM Security Guardium Advanced ActivityMonitor for Databases Processor ValueUnit (PVU) License + SW Subscription &Support 12 Months

D0THYLL IBM Security Guardium Advanced ActivityMonitor for Databases Processor ValueUnit (PVU) for Linux on System z SWSubscription & Support Reinstatement 12Months

D0THZLL IBM Security Guardium Advanced ActivityMonitor for Databases Processor ValueUnit (PVU) for Linux on System z License+ SW Subscription & Support 12 Months

D0TJ3LL IBM Security Guardium Advanced ActivityMonitor for Databases Processor ValueUnit (PVU) for Linux on System z fromStandard Activity Monitor for DatabasesPVU for Linux on System z Trade UpLicense + SW Subscription & Support 12Months

D0TJ7LL IBM Security Guardium Advanced ActivityMonitor for Databases Processor ValueUnit (PVU) from IBM Security GuardiumStandard Activity Monitor for DatabasesProcessor Value Unit (PVU) Trade UpLicense + SW Subscription & Support 12Months

E0ELHLL IBM Security Guardium Advanced ActivityMonitor for Databases Processor ValueUnit (PVU) Annual SW Subscription &Support Renewal

E0ELJLL IBM Security Guardium Advanced ActivityMonitor for Databases Processor ValueUnit (PVU) for Linux on System z AnnualSW Subscription & Support Renewal

D11N4LL IBM Security Guardium Advanced ActivityMonitor for z/OS Resource Value UnitLicense + SW Subscription & Support 12Months

D11N5LL IBM Security Guardium Advanced ActivityMonitor for z/OS Resource Value Unit SWSubscription & Support Reinstatement 12Months

D11N6LL IBM Security Guardium Advanced ActivityMonitor for z/OS Resource Value Unit fromIBM Security Guardium Standard ActivityMonitor for zOS Trade Up License + SWSubscription & Support 12 Months

D11N7LL IBM Security Guardium Advanced ActivityMonitor for z/OS for System z ResourceValue Unit License + SW Subscription &Support 12 Months

D11N8LL IBM Security Guardium Advanced ActivityMonitor for z/OS for System z ResourceValue Unit SW Subscription & SupportReinstatement 12 Months

D11WCLL IBM Security Guardium Advanced ActivityMonitor for z/OS for System z ResourceValue Unit from IBM Security GuardiumStandard Activity Monitor for z/OSfor System z Trade Up License + SWSubscription & Support 12 Months

E0IGGLL IBM Security Guardium Advanced ActivityMonitor for z/OS Resource Value UnitAnnual SW Subscription & SupportRenewal



E0IGHLL IBM Security Guardium Advanced ActivityMonitor for z/OS for System z ResourceValue Unit Annual SW Subscription &Support Renewal

D1E04LL IBM Security Guardium Advanced ActivityMonitor for Big Data Resource ValueUnit (MVS) License + SW Subscription &Support 12 Months

D1E05LL IBM Security Guardium Advanced ActivityMonitor for Big Data Resource ValueUnit (MVS) SW Subscription & SupportReinstatement 12 Months

D1E06LL IBM Security Guardium Advanced ActivityMonitor for Big DataTradeUp from SecurityGuardium Standard Activity Monitor forBig Data Resource Value Unit Trade UpLicense + SW Subscription & Support 12Months

D1FNILL IBM Security Guardium Advanced ActivityMonitor for Big Data Resource Value UnitMonthly License

E0KZZLL IBM Security Guardium Advanced ActivityMonitor for Big Data Resource Value Unit(MVS) Annual SW Subscription & SupportRenewal

D1E0LLL IBM Security Guardium Advanced ActivityMonitor for Data Warehouses ResourceValue Unit (TB) for Linux on System zLicense + SW Subscription & Support 12Months

D1E0MLL IBM Security Guardium Advanced ActivityMonitor for Data Warehouses ResourceValue Unit (TB) for Linux on System z SWSubscription & Support Reinstatement 12Months

D1E0NLL IBM Security Guardium Advanced ActivityMonitor for DWH for Linux on System zTradeUp from Security Guardium StandardActivity Monitor for DWH for Linux onSystem z Resource Value Unit (TB) TradeUp License + SW Subscription & Support12 Months

D1E0PLL IBM Security Guardium Advanced ActivityMonitor for Data Warehouses ResourceValue Unit (TB) License + SW Subscription& Support 12 Months

D1E0QLL IBM Security Guardium Advanced ActivityMonitor for Data Warehouses ResourceValue Unit (TB) SW Subscription & SupportReinstatement 12 Months

D1E0RLL IBM Security Guardium Advanced ActivityMonitor for Data Warehouses TradeUpfrom Security Guardium Standard ActivityMonitor for Data Warehouses ResourceValue Unit Trade Up License + SWSubscription & Support 12 Months

D1FNRLL IBM Security Guardium Advanced ActivityMonitor for Data Warehouses ResourceValue Unit (TB) for Linux on System zMonthly License

D1FNSLL IBM Security Guardium Advanced ActivityMonitor for Data Warehouses ResourceValue Unit Monthly License

E0L06LL IBM Security Guardium Advanced ActivityMonitor for Data Warehouses ResourceValue Unit (TB) for Linux on Systemz Annual SW Subscription & SupportRenewal



E0L07LL IBM Security Guardium Advanced ActivityMonitor for Data Warehouses ResourceValue Unit (TB) Annual SW Subscription &Support Renewal

D0TIPLL IBM Security Guardium CentralManagement and Aggregation PackProcessor Value Unit (PVU) SWSubscription & Support Reinstatement 12Months

D0TIQLL IBM Security Guardium CentralManagement and Aggregation PackProcessor Value Unit (PVU) License + SWSubscription & Support 12 Months

D0TITLL IBM Security Guardium CentralManagement and Aggregation PackProcessor Value Unit (PVU) for Linux onSystem z SW Subscription & SupportReinstatement 12 Months

D0TIULL IBM Security Guardium CentralManagement and Aggregation PackProcessor Value Unit (PVU) for Linux onSystem z License + SW Subscription &Support 12 Months

D1FRWLL IBM Security Guardium CentralManagement and Aggregation PackProcessor Value Unit (PVU) MonthlyLicense

D1FRXLL IBM Security Guardium CentralManagement and Aggregation PackProcessor Value Unit (PVU) for Linux onSystem z Monthly License

E0ELXLL IBM Security Guardium CentralManagement and Aggregation PackProcessor Value Unit (PVU) Annual SWSubscription & Support Renewal

E0ELZLL IBM Security Guardium CentralManagement and Aggregation PackProcessor Value Unit (PVU) for Linuxon System z Annual SW Subscription &Support Renewal

D0THWLL IBM Security Guardium CentralManagement and Aggregation Pack for z/OS Resource Value Unit SW Subscription &Support Reinstatement 12 Months

D0THXLL IBM Security Guardium CentralManagement and Aggregation Pack forz/OS Resource Value Unit License + SWSubscription & Support 12 Months

D0TIILL IBM Security Guardium CentralManagement and Aggregation Pack for z/OS Resource Value Unit for System z SWSubscription & Support Reinstatement 12Months

D0TIJLL IBM Security Guardium CentralManagement and Aggregation Pack forz/OS Resource Value Unit for System zLicense + SW Subscription & Support 12Months

E0ELILL IBM Security Guardium CentralManagement and Aggregation Pack forz/OS Resource Value Unit Annual SWSubscription & Support Renewal

E0ELULL IBM Security Guardium CentralManagement and Aggregation Pack forz/OS Resource Value Unit for Systemz Annual SW Subscription & SupportRenewal



D1E02LL IBM Security Guardium CentralManagement and Aggregation Pack for BigData Resource Value Unit (MVS) License +SW Subscription & Support 12 Months

D1E03LL IBM Security Guardium CentralManagement and Aggregation Pack forBig Data Resource Value Unit (MVS) SWSubscription & Support Reinstatement 12Months

D1FRZLL IBM Security Guardium CentralManagement and Aggregation Pack for BigData Resource Value Unit Monthly License

E0KZYLL IBM Security Guardium CentralManagement and Aggregation Pack for BigData Resource Value Unit (MVS) AnnualSW Subscription & Support Renewal

D1E0SLL IBM Security Guardium CentralManagement Aggregation Pack for DataWarehouses Resource Value Unit (TB)for Linux on System z License + SWSubscription & Support 12 Months

D1E0TLL IBM Security Guardium CentralManagement Aggregation Pack for DataWarehouses Resource Value Unit (TB)for Linux on System z SW Subscription &Support Reinstatement 12 Months

D1E0ULL IBM Security Guardium CentralManagement Aggregation Pack for DataWarehouses Resource Value Unit (TB)License + SW Subscription & Support 12Months

D1E0VLL IBM Security Guardium CentralManagement Aggregation Pack for DataWarehouses Resource Value Unit (TB) SWSubscription & Support Reinstatement 12Months

E0L08LL IBM Security Guardium CentralManagement Aggregation Pack for DataWarehouses Resource Value Unit (TB) forLinux on System z Annual SW Subscription& Support Renewal

E0L09LL IBM Security Guardium CentralManagement Aggregation Pack for DataWarehouses Resource Value Unit (TB)Annual SW Subscription & SupportRenewal

D1FNLLL IBM Security Guardium VulnerabilityAssessment for Databases ManagedVirtual Server for z/OS for System zMonthly License

D1FNMLL IBM Security Guardium VulnerabilityAssessment For Databases Resource ValueUnit (MVS) For Linux On System Z MonthlyLicense

D1FNNLL IBM Security Guardium VulnerabilityAssessment For Databases Resource ValueUnit (MVS) Monthly License

E0L03LL IBM Security Guardium VulnerabilityAssessment for Databases Resource ValueUnit (MVS) for Linux on System z AnnualSW Subscription & Support Renewal

E0L04LL IBM Security Guardium VulnerabilityAssessment for Databases Resource ValueUnit (MVS) for z/OS for System z AnnualSW Subscription & Support Renewal

E0L05LL IBM Security Guardium VulnerabilityAssessment for Databases Resource Value


Part number DescriptionUnit (MVS) Annual SW Subscription &Support Renewal

IBM Guardium Data Encryption - 5724-R38


D1M9ALL IBM Security Guardium Data Encryptionfor File Systems for Linux on z SystemsProcessor Value Unit License + SWSubscription & Support 12 Months

D1M9BLL IBM Security Guardium Data Encryptionfor File Systems for Linux on z SystemsProcessor Value Unit SW Subscription &Support Reinstatement 12 Months

E0MK4LL IBM Security Guardium Data Encryptionfor File Systems for Linux on z SystemsProcessor Value Unit Annual SWSubscription & Support Renewal

D1MF4LL IBM Security Guardium Data Encryptionfor File Systems for Linux on z SystemsProcessor Value Unit Monthly License

IBM Security Network Appliance Accessory-XGS7100 DC Power ConversionKit - 5725-S83


D1MH2LL IBM Security Network Appliance Accessory- XGS7100 DC Power Conversion Kitper Appliance Install Appliance RelatedHardware

Passport Advantage customer: Media pack entitlement details

Customers with active maintenance or subscription for the products listed areentitled to receive the corresponding media pack.


BB062ML IBM Security Guardium Standard ActivityMonitor for Files for Multiplatforms V10.1.0Multilingual DVD Media Pack

BB063ML IBM Security Guardium Advanced ActivityMonitor for Files for Multiplatforms V10.1.0Multilingual DVD Media Pack

BB064ML IBM Security Guardium Aggregator X2164Appliance for Multiplatforms V10.1.0Multilingual DVD Media Pack

BB065ML IBM Security Guardium Collector X3064Appliance for Multiplatforms V0.1.0Multilingual DVD Media Pack

BB066ML IBM Security Guardium Aggregator X3064Appliance for Multiplatforms V10.1.0Multilingual DVD Media Pack

BB067ML IBM Security Guardium Standard ActivityMonitor for Databases for MultiplatformsV10.1.0 Multilingual DVD Media Pack

BB068ML IBM Security Guardium Standard ActivityMonitor for z/OS for MultiplatformsV10.1.0 Multilingual DVD Media Pack

BB069ML IBM Security Guardium Standard ActivityMonitor for Big Data for MultiplatformsV10.1.0 Multilingual DVD Media Pack

BB06AML IBM Security Guardium StandardActivity Monitor for Data Warehouses forMultiplatforms V10.1.0 Multilingual DVDMedia Pack

BB06BML IBM Security Guardium Advanced ActivityMonitor for Databases for MultiplatformsV10.1.0 Multilingual DVD Media Pack



BB06CML IBM Security Guardium Advanced ActivityMonitor for z/OS for MultiplatformsV10.1.0 Multilingual DVD Media Pack

BB06DML IBM Security Guardium AdvancedActivity Monitor for Data Warehouses forMultiplatforms V10.1.0 Multilingual DVDMedia Pack

BB06QML IBM Security Guardium CentralManagement and Aggregation Pack forMultiplatform V10.1.0 Multilingual MediaPack

BB06EML IBM Security Guardium CentralManagement and Aggregation Pack for z/OS for Multiplatforms V10.1.0 MultilingualDVD Media Pack

BB06FML IBM Security Guardium CentralManagement and Aggregation Pack forBig Data for Multiplatforms V10.1.0Multilingual DVD Media Pack

BB06GML IBM Security Guardium CentralManagement and Aggregation Pack forData Warehouses for MultiplatformsV10.1.0 Multilingual DVD Media Pack

BB06HML IBM Security Guardium VulnerabilityAssessment for Databases forMultiplatforms V10.1.0 Multilingual DVDMedia Pack

BB06IML IBM Security Guardium Advanced ActivityMonitor for Big Data for MultiplatformsV10.1.0 Multilingual DVD Media Pack

BB06JML IBM Security Guardium Collector SoftwareAppliance for Multiplatforms V10.1.0Multilingual DVD Media Pack

BB06KML IBM Security Guardium AggregatorSoftware Appliance for MultiplatformsV10.1.0 Multilingual DVD Media Pack

BB06LML IBM Security Guardium Collector X2132Appliance for Multiplatforms V10.1.0Multilingual DVD Media Pack

BB06MML IBM Security Guardium Collector X2164Appliance for Multiplatforms V10.1.0Multilingual DVD Media Pack

BB06NML IBM Security Guardium Aggregator X2132Appliance for Multiplatforms V10.1.0Multilingual DVD Media Pack

Charge metric

PID number Program name Charge metric

5725-I11 IBM Security GuardiumCollector SoftwareAppliance

Install

5725-I11 IBM Security GuardiumAggregator SoftwareAppliance

Install

5725-I11 IBM Security GuardiumCollector X2132 Appliance

Appliance Install


Appliance Install

5725-I11 IBM Security GuardiumAggregator X2132Appliance

Appliance Install


Appliance Install




Appliance Install


Appliance Install

5725-I12 IBM Security GuardiumStandard Activity Monitorfor Databases

PVU

5725-II2 IBM Security GuardiumAdvanced Activity Monitorfor Databases

PVU

5725-I12 IBM Security GuardiumStandard Activity Monitorfor z/OS for System z(R)

RVU

5725-I12 IBM Security GuardiumCentral Management andAggregation Pack

PVU

5725-I12 IBM Security GuardiumCentral Management andAggregation Pack for z/OS

RVU

5725-I12 IBM Security GuardiumAdvanced Activity Monitorfor z/OS

RVU

5725-I12 IBM Security GuardiumExpress Activity Monitorfor Databases

PVU

5725-I12 IBM Security GuardiumStandard Activity Monitorfor Big Data

RVU

5725-I12 IBM Security GuardiumCentral Management andAggregation Pack for BigData

RVU

5725-I12 IBM Security GuardiumAdvanced Activity Monitorfor Big Data

RVU

5725-I12 IBM Security GuardiumAdvanced Activity Monitorfor Data Warehouses

RVU (Terabytes)

5725-I12 IBM Security GuardiumCentral Management andAggregation Pack for DataWarehouses

RVU (Terabytes)

5725-I12 IBM Security GuardiumVulnerability Assessmentfor Databases

RVU (Managed VirtualServer)

5725-I12 IBM Security GuardiumStandard Activity Monitorfor Data Warehouses

RVU (Terabytes

5725-V56 IBM Security GuardiumStandard Activity Monitorfor Files

RVU (Terabytes)

5725-V56 IBM Security GuardiumAdvanced Activity Monitorfor Files

RVU (Terabytes)

5724-R38 IBM Guardium DataEncryption Expert

PVU

5724-R38 IBM InfoSphere(R)

Guardium Data EncryptionPVU


5725-S83 IBM Security NetworkAppliance Accessory -XGS 7100 DC PowerConversion Kit

Appliance Install


Charge metrics

Install

Install is a unit of measure by which the program can be licensed. An install is aninstalled copy of the program on a physical or virtual disk made available to beexecuted on a computer. Licensee must obtain an entitlement for each install of theprogram.

Appliance Install

Appliance Install is a unit of measure by which the program can be licensed. AnAppliance Install is an installed copy of the program that is included on a single unitof supporting hardware. Licensee must obtain an entitlement for each ApplianceInstall of the program.

Processor Value Unit (PVU)

PVU is a unit of measure by which the program can be licensed. The number of PVUentitlements required is based on the processor technology (defined within the PVUtable by processor value, brand, type, and model number at the website below) andthe number of processors made available to the program. IBM continues to definea processor, for the purpose of PVU-based licensing, to be each processor core on achip. A dual-core processor chip, for example, has two processor cores. Refer to thePVU table.

Licensee can deploy the program using either full capacity licensing or virtualizationcapacity (sub-capacity) licensing according to the Passport Advantage Sub-CapacityLicensing Terms (refer to the web page below). If using full capacity licensing,licensee must obtain PVU entitlements sufficient to cover all activated processorcores in the physical hardware environment made available to or managed by theprogram, except for those servers from which the program has been permanentlyremoved. If using virtualization capacity licensing, the licensee must obtainentitlements sufficient to cover all activated processor cores made available to ormanaged by the program, as defined according to the Virtualization Capacity LicenseCounting Rules.

An activated processor core is a processor core that is available for use in a physicalor virtual server, regardless of whether the capacity of the processor core can be oris limited through virtualization technologies, operating system commands, BIOSsettings, or similar restrictions.

Notes:

• Some programs may require licenses for the program and what is beingmanaged. In that case, the following applies. In addition to the entitlementsrequired for the program directly, licensee must obtain PVU entitlements for thisprogram sufficient to cover the processor cores managed by the program.

• Some programs may be licensed on a managed basis only. In that case, thefollowing applies. Instead of the entitlements required for the program directly,licensee must obtain PVU entitlements for this program sufficient to cover theprocessor cores managed by the program.

• A few programs on an exception basis may be licensed on a referenced basis.In that case, the following applies. Rather than obtaining entitlements for theactivated processor cores available to the program, licensee must obtain PVUentitlements for this program sufficient to cover the environment made availableto the referenced program as if the program itself were executing everywherethe referenced program was executing, independent of the basis on which thereferenced program is licensed.

Resource Value Unit (RVU)

RVU is a unit of measure by which the program can be licensed. RVU Proofsof Entitlement are based on the number of units of a specific resource used ormanaged by the program. Licensee must obtain sufficient entitlements for thenumber of RVUs required for licensee's environment for the specific resources as

http://www.ibm.com/software/lotus/passportadvantage/pvu_licensing_for_customers.html

http://www.ibm.com/software/lotus/passportadvantage/Counting_Software_licenses_using_specific_virtualization_technologies.html

http://www.ibm.com/software/lotus/passportadvantage/Counting_Software_licenses_using_specific_virtualization_technologies.html


specified in the program specific table. RVU entitlements are specific to the programand the type of resource and may not be exchanged, interchanged, or aggregatedwith RVU entitlements of another program or resource. Refer to the program-specificRVU table.

Note: Some programs may require licenses for the resources available to and theresources being managed by the program. In that case, the following applies. Inaddition to the entitlements required for the resources used by the program directly,licensee must obtain entitlements for this program sufficient to cover the resourcesmanaged by the program. Some programs may be licensed on a managed basisonly. In that case, the following applies. Instead of the entitlements required for theresources used by the program directly, licensee must obtain entitlements for thisprogram sufficient to cover the resources managed by the program.

Terabytes

Terabyte is a unit of measure by which some of these programs can be licensed. Aterabyte is 2 to the 40th power bytes. Licensee must obtain an entitlement for eachterabyte of storage available to the program.

Managed Virtual Server

Managed Virtual Server is a unit of measure by which the Program can be licensed.A server is a physical computer that is comprised of processing units, memory,and input/output capabilities and that execute requested procedures, commands,or applications for one or more users or client devices. Where racks, bladeenclosures, or other similar equipment is being employed, each separable physicaldevice (for example a blade or a rack-mounted device) that has the requiredcomponents is considered itself a separate server. A virtual server is either a virtualcomputer created by partitioning the resources available to a physical server oran unpartitioned physical server. Licensee must obtain Managed Virtual Serverentitlements for each virtual server managed by the Program.

Terms and conditions

The information provided in this announcement letter is for reference andconvenience purposes only. The terms and conditions that govern any transactionwith IBM are contained in the applicable contract documents such as the IBMInternational Program License Agreement, IBM International Passport AdvantageAgreement, and the IBM Agreement for Acquisition of Software Maintenance.

This product is only available through Passport Advantage.

Licensing

IBM International Program License Agreement including the License Informationdocument and Proof of Entitlement (PoE) govern your use of the program. PoEsare required for all authorized use. Part number products only, offered outside ofPassport Advantage, where applicable, are license only and do not include SoftwareMaintenance.

This software license includes Software Subscription and Support (also referred to asSoftware Maintenance).

Agreement for Acquisition of Software Maintenance

These programs are licensed under the IBM Program License Agreement (IPLA)and the associated Agreement for Acquisition of Software Maintenance, whichprovide for support with ongoing access to releases and versions of the program.IBM includes one year of Software Subscription and Support (also referred toas Software Maintenance) with the initial license acquisition of each programacquired. The initial period of Software Subscription and Support (also referred toas Software Maintenance) can be extended by the purchase of a renewal option, if


available. These programs have a one-time license charge for use of the programand an annual renewable charge for the enhanced support that includes telephoneassistance (voice support for defects during normal business hours), as well asaccess to updates, releases, and versions of the program as long as support is ineffect.

License Information number

Program number Description License documentnumber

5725-I11 IBM Security GuardiumCollector SoftwareAppliance

L-TESX-A5WSPS

5725-I11 IBM Security GuardiumAggregator SoftwareAppliance

L-TESX-A6C2VK


L-TESX-A6C2ZX


L-TESX-A6C2ZX


L-TESX-A6C37Z


L-TESX-A6C37Z


L-TESX-A6C2ZX


L-TESX-A6C37Z

5725-I12 IBM Security GuardiumStandard Activity Monitorfor Databases

L-TESX-A5WSKD

5725-I12 IBM Security GuardiumAdvanced Activity Monitorfor Databases

L-TESX-A6BV2R

5725-I12 IBM Security GuardiumStandard Activity Monitorfor z/OS

L-TESX-A6BV7A

5725-I12 IBM Security GuardiumCentral Management andAggregation Pack

L-TESX-A6BVEY

5725-I12 IBM Security GuardiumCentral Management andAggregation Pack for z/OS

L-TESX-A6BVH6

5725-I12 IBM Security GuardiumAdvanced Activity Monitorfor z/OS

L-TESX-A6BVQA

5725-I12 IBM Security GuardiumStandard Activity Monitorfor Big Data

L-TESX-A6BVY3

5725-I12 IBM Security GuardiumCentral Management andAggregation Pack for BigData

L-TESX-A6BW33

5725-I12 IBM Security GuardiumAdvanced Activity Monitorfor Big Data

L-TESX-A6BW5L

5725-I12 IBM Security GuardiumAdvanced Activity Monitorfor Data Warehouses

L-TESX-A6C24X

5725-I12 IBM Security GuardiumCentral Management andAggregation Pack for DataWarehouses

L-TESX-A6C286


Program number Description License documentnumber

5725-I12 IBM Security GuardiumVulnerability Assessmentfor Databases

L-TESX-A6C2B3

5725-I12 IBM Security GuardiumStandard Activity Monitorfor Data Warehouses

L-TESX-A6C2EY

5725-V56 IBM Security GuardiumStandard Activity Monitorfor Files

L-TESX-A6BP9Z

5725-V56 IBM Security GuardiumAdvanced Activity Monitorfor Files

L-TESX-A6BUTY

5725-R38 IBM Guardium DataEncryption Expert

5725-R38 IBM InfoSphere GuardiumData Encryption File Agent

The program's License Information will be available for review on the IBM SoftwareLicense Agreement website.

Limited warranty applies

Yes

Limited warranty

IBM warrants that when the program is used in the specified operating environment,it will conform to its specifications. The warranty applies only to the unmodifiedportion of the program. IBM does not warrant uninterrupted or error-free operationof the program or that IBM will correct all program defects. You are responsible forthe results obtained from the use of the program.

IBM provides you with access to IBM databases containing information on knownprogram defects, defect corrections, restrictions, and bypasses at no additionalcharge. For further information, see the IBM Software Support Handbook.

IBM will maintain this information for at least one year after the original licenseeacquires the program (warranty period).

Program technical support

Technical support of a program product version or release will be available for aminimum of five years from the general availability date, as long as your SoftwareSubscription and Support (also referred to as Software Maintenance) is in effect.

This technical support allows you to obtain assistance (by telephone or electronicmeans) from IBM for product-specific, task-oriented questions regarding theinstallation and operation of the program product. Software Subscription andSupport (Software Maintenance) also provides you with access to updates(modifications or fixes), releases, and versions of the program. You will be notified,through an announcement letter, of discontinuance of support with 12 months'notice. If you require additional technical support from IBM, including an extensionof support beyond the discontinuance date, contact your IBM representative or IBMBusiness Partner. This extension may be available for a fee.

Money-back guarantee

If for any reason you are dissatisfied with the program and you are the originallicensee, you may obtain a refund of the amount you paid for it, if within 30 days ofyour invoice date you return the program and its PoE to the party from whom you

http://www.ibm.com/software/sla/sladb.nsf

http://www.ibm.com/software/sla/sladb.nsf

http://www-304.ibm.com/support/customercare/sas/f/handbook/home.html


obtained it. If you downloaded the program, you may contact the party from whomyou acquired it for instructions on how to obtain the refund.

For clarification, note that (1) for programs acquired under the IBM InternationalPassport Advantage offering, this term applies only to your first acquisition of theprogram and (2) for programs acquired under any of IBM's On/Off Capacity onDemand (On/Off CoD) software offerings, this term does not apply since theseofferings apply to programs already acquired and in use by you.

Volume orders (IVO)

Yes. Contact your IBM representative.

Passport Advantage applies

Yes, information is available on the Passport Advantage and Passport AdvantageExpress website.

Software Subscription and Support applies

Yes. Software Subscription and Support (also referred to as Software Maintenance)is included with licenses purchased through Passport Advantage and PassportAdvantage Express. Product upgrades and Technical Support are provided bythe Software Subscription and Support offering as described in the Agreements.Product upgrades provide the latest versions and releases to entitled software andTechnical Support provides voice and electronic access to IBM support organizations,worldwide.

IBM includes one year of Software Subscription and Support with each programlicense acquired. The initial period of Software Subscription and Support can beextended by the purchase of a renewal option, if available.

While your Software Subscription and Support is in effect, IBM provides youassistance for your routine, short duration installation and usage (how-to) questions,and code-related questions. IBM provides assistance by telephone and, if available,electronic access, only to your information systems (IS) technical support personnelduring the normal business hours (published prime shift hours) of your IBM supportcenter. (This assistance is not available to your users.) IBM provides Severity 1assistance 24 hours a day, 7 days a week. For additional details, see the IBMSoftware Support Handbook. Software Subscription and Support does not includeassistance for the design and development of applications, your use of programs inother than their specified operating environment, or failures caused by products forwhich IBM is not responsible under the applicable agreements.

For additional information about the International Passport Advantage Agreementand the IBM International Passport Advantage Express Agreement, go to the Passport Advantage and Passport Advantage Express website.

System i Software Maintenance applies

No

Variable charges apply

No

Educational allowance available

Not applicable.

Statement of good security practices








IT system security involves protecting systems and information through prevention,detection, and response to improper access from within and outside yourenterprise. Improper access can result in information being altered, destroyed, ormisappropriated or can result in misuse of your systems to attack others. Without acomprehensive approach to security, no IT system or product should be consideredcompletely secure and no single product or security measure can be completelyeffective in preventing improper access. IBM systems and products are designed tobe part of a lawful, comprehensive security approach, which will necessarily involveadditional operational procedures, and may require other systems, products, orservices to be most effective.

Important: IBM does not warrant that any systems, products, or services areimmune from, or will make your enterprise immune from, the malicious or illegalconduct of any party.

IBM Electronic Services

Electronic Service AgentTM and the IBM Electronic Support web portal are dedicatedto providing fast, exceptional support to organizations that have IBM Systems. TheIBM Electronic Service Agent tool is a no-additional-charge tool that proactivelymonitors and reports hardware events, such as system errors, performance issues,and inventory. The Electronic Service Agent tool can help you stay focused on yourcompany's strategic business initiatives, save time, and spend less effort managingday-to-day IT maintenance issues. Servers enabled with this tool can be monitoredremotely around the clock by IBM Support, all at no additional cost to you.

Now integrated into the base operating system of AIX V5.3, AIX V6.1, and AIXV7.1, Electronic Service Agent is designed to automatically and electronicallyreport system failures and utilization issues to IBM, which can result in fasterproblem resolution and increased availability. System configuration and inventoryinformation collected by the Electronic Service Agent tool also can be viewed on thesecure Electronic Support web portal, and used to improve problem determinationand resolution by you and the IBM support team. To access the tool main menu,simply type smitty esa_main, and select Configure Electronic Service Agent. Inaddition, ESA now includes a powerful web user interface, giving the administratoreasy access to status, tool settings, problem information, and filters. For moreinformation and documentation on how to configure and use Electronic ServiceAgent, go to the IBM Electronic Support website.

The IBM Electronic Support portal is a single Internet entry point that replaces themultiple entry points traditionally used to access IBM Internet services and support.This portal enables you to gain easier access to IBM resources for assistance inresolving technical problems. The My Systems and Premium Search functions makeit even easier for organizations that are Electronic Service Agent tool-enabled totrack system inventory and find pertinent fixes.

Benefits

Increased uptime: The Electronic Service AgentTM tool is designed to enhance theWarranty or Maintenance Agreement by providing faster hardware error reportingand uploading system information to IBM Support. This can translate to less wastedtime monitoring the symptoms, diagnosing the error, and manually calling IBMSupport to open a problem record. Its 24 x 7 monitoring and reporting mean humanintervention is not required to report errors.

Security: The Electronic Service Agent tool is designed to be secure in monitoring,reporting, and storing the data at IBM. The Electronic Service Agent tool is designedto securely transmit either through the Internet (HTTPS or VPN) or modem toprovide organizations a single point of exit from their site. Communication isone way. Activating Electronic Service Agent does not enable IBM to call into anorganization's system.

http://www.ibm.com/support/electronic


For additional information, go to the http://www.ibm.com/support/esa website.

More accurate reporting: Because system information and error logs areautomatically uploaded to the IBM Support Center in conjunction with the servicerequest, you are not required to find and send system information, decreasing therisk of misreported or misdiagnosed errors. Once inside IBM, problem error datais run through a data knowledge management system and knowledge articles areappended to the problem record.

Customized support: Using the IBM ID entered during activation, you can viewsystem and support information in the My Systems and Premium Search sections ofthe IBM Electronic Support page.

My Systems provides valuable reports of installed hardware and software usinginformation collected from the systems by Electronic Service Agent. Reports areavailable for any system associated with your IBM ID. Premium Search combines thefunction of search and the value of Electronic Service Agent information, providingadvanced search of the technical support knowledgebase. Using Premium Searchand the Electronic Service Agent information that has been collected from yoursystem, you are able to see search results that apply specifically to your systems.

For more information on how to utilize the power of IBM Electronic Services, contactyour IBM Systems Services Representative, or go to the IBM Electronic Supportwebsite.

Prices

Business Partner information

If you are an IBM Business Partner -- Distributor for Workstation Softwareacquiring products from IBM, you may link to Passport Advantage Online forresellers where you can obtain Business Partner pricing information. An IBM ID andpassword are required to access the https://www.ibm.com/software/howtobuy/passportadvantage/paoresellerwebsite.

Passport Advantage

For Passport Advantage information and charges, contact your IBM representativeor authorized IBM Business Partner for Software Value Plus. Additional information isalso available on the Passport Advantage and Passport Advantage Express website.

IBM Global Financing

IBM Global Financing offers competitive financing to credit-qualified customers toassist them in acquiring IT solutions. Offerings include financing for IT acquisition,including hardware, software, and services, from both IBM and other manufacturersor vendors. Offerings (for all customer segments: small, medium, and largeenterprise), rates, terms, and availability can vary by country. Contact your localIBM Global Financing organization or go to the IBM Global Financing website formore information.

IBM Global Financing offerings are provided through IBM Credit LLC in the UnitedStates, and other IBM subsidiaries and divisions worldwide to qualified commercialand government customers. Rates are based on a customer's credit rating, financingterms, offering type, equipment type, and options, and may vary by country. Otherrestrictions may apply. Rates and offerings are subject to change, extension, orwithdrawal without notice.

Order now

To order, contact your Americas Call Centers, local IBM representative, or your IBMBusiness Partner. To identify your local IBM representative or IBM Business Partner

http://www.ibm.com/support/esa



https://www.ibm.com/software/howtobuy/passportadvantage/paoreseller

https://www.ibm.com/software/howtobuy/passportadvantage/paoreseller


http://www.ibm.com/financing


call 800-IBM-4YOU (426-4968). For more information, contact the Americas CallCenters.

Phone: 800-IBM-CALL (426-2255)

Fax: 800-2IBM-FAX (242-6329)

For IBM representative: [email protected]

For IBM Business Partner: [email protected]

Mail:

IBM Teleweb Customer Support

ibm.com(R) Sales Execution Center, Americas North3500 Steeles Ave. East, Tower 3/4Markham, OntarioCanada L3R 2Z1

Reference:YE001

The Americas Call Centers, our national direct marketing organization, can add yourname to the mailing list for catalogs of IBM products.

Note: Shipments will begin after the planned availability date.

IBM Software Value Plus

These products are available under IBM Software Value Plus, either directly fromIBM or through authorized Business Partners who invest in skills and high-valuesolutions. IBM customers may benefit from the industry-specific or horizontalsolutions, skills, and expertise provided by these Business Partners.

Additions to Software Value Plus will be communicated through standard productannouncements. For a current list of IBM software available under Software ValuePlus, go to the IBM Software Value Plus website.

For questions regarding Software Value Plus, go to the IBM Software Value Pluswebsite.

Trademarks

IBM z Systems, z Systems and Electronic Service Agent are trademarks of IBMCorporation in the United States, other countries, or both.IBM, Guardium, Passport Advantage, System i, z/OS, DB2, QRadar, AppScan, AIX,Express, System z, InfoSphere and ibm.com are registered trademarks of IBMCorporation in the United States, other countries, or both.Microsoft and Windows are trademarks of Microsoft Corporation in the United States,other countries, or both.Linux is a registered trademark of Linus Torvalds in the United States, othercountries, or both.Other company, product, and service names may be trademarks or service marks ofothers.

Terms of use

IBM products and services which are announced and available in your countrycan be ordered under the applicable standard agreements, terms, conditions,and prices in effect at the time. IBM reserves the right to modify or withdraw thisannouncement at any time without notice. This announcement is provided for yourinformation only.Additional terms of use are located at

Terms of use

For the most current information regarding IBM products, consult your IBMrepresentative or reseller, or visit the IBM worldwide contacts page

http://www.ibm.com/planetwide/us/

http://www.ibm.com/partnerworld/page/svp_authorized_portfolio_criteria

http://www.ibm.com/partnerworld/page/svp_authorized_portfolio_contacts

http://www.ibm.com/legal/us/en/

http://www.ibm.com/planetwide/us/


Corrections

(Corrected on July 20, 2016)

Revised At a glance and Overview sections.

modules monitoring, vulnerability assessment, and file

Documents