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Ecological Applications, 19(3), 2009, pp. 747–760 Ó 2009 by the Ecological Society of America Modeling fish health to inform research and management: Renibacterium salmoninarum dynamics in Lake Michigan ELI P. FENICHEL, 1,2,4 JEAN I. TSAO, 1,3 AND MICHAEL L. JONES 1,2 1 Michigan State University, Department of Fisheries and Wildlife, East Lansing, Michigan 48824 USA 2 Michigan State University, Quantitative Fisheries Center, East Lansing, Michigan 48824 USA 3 Michigan State University, Department of Large Animal Clinical Sciences, East Lansing, Michigan 48824 USA Abstract. Little is known about the interaction between fish pathogens and managed freshwater fish populations. We develop a model of chinook salmon (Oncorhynchus tschawytscha)–Renibacterium salmoninarum (Rs) dynamics based on free-swimming Lake Michigan fish by synthesizing population and epidemiological theory. Using the model, we expose critical uncertainties about the system, identify opportunities for efficient and insightful data collection, and pose testable hypotheses. Our simulation results suggest that hatcheries potentially play an important role in Lake Michigan Rs dynamics, and understanding vertical transmission will be critical for quantifying this role. Our results also show that disease- mediated responses to chinook salmon density need to be considered when evaluating management actions. Related to this, a better understanding of the stock–recruitment relationship and natural mortality rates for wild-spawned fish and the impact of hatchery stocking on recruitment is required. Finally, to further develop models capable of assisting fishery management, fish health surveys ought to be integrated with stock assessment. This is the first time a host–pathogen modeling framework has been applied to managed, freshwater ecosystems, and we suggest that such an approach should be used more frequently to inform other emerging and chronic fish health issues. Key words: bacterial kidney disease; chinook salmon; epidemiology; fish health; Great Lakes, Lake Michigan, USA; host–pathogen model; multiple hosts; Oncorhynchus tschawytscha; Renibacterium salmoninarum; SIR models. INTRODUCTION Fishery managers are increasingly concerned about fish health, but little is known about the dynamics and effects of pathogens in fish populations outside of laboratory, aquaculture, and hatchery facilities (Harvell et al. 2004, Faisal 2007). Quantitative modeling has provided a useful approach to organize and improve understanding of host–pathogen dynamics in wild populations, but such efforts have been largely limited to terrestrial ecosystems (Reno 1998, McCallum et al. 2004). Dobson and May (1987) developed an early theoretical model of pathogens in fish, but most work that followed focused on captive populations (Ogut et al. 2005, Scheel et al. 2007) and marine systems (Murray et al. 2001). Furthermore, these studies did not directly model management actions. The development of models that incorporate management is essential to managing aquatic animal health (Harvell et al. 2004, Peeler et al. 2007, Chambers et al. 2008). The presence of Renibacterium salmoninarum (Rs), the causative agent for bacterial kidney disease (BKD), is well-established in the Great Lakes of the United States, a large intensively managed freshwater ecosystem. Benjamin and Bence (2003b) estimated a substantial increase in salmonid mortality in Lake Michigan associated with increased prevalence of Rs (Holey et al. 1998). Rs is also believed to be ‘‘one of the most important bacterial diseases affecting wild and propa- gated anadromous salmonid stocks’’ (Wiens and Kaat- tari 1999) in the Pacific Northwest, but little is known about the pathogen’s dynamics in the wild. Here we develop a model of chinook salmon (Oncorhynchus tschawytscha)–Rs dynamics based on free-swimming fish populations and explicitly include management actions. Models like ours can help synthe- size and interpret complex data sets and thereby aid managers in making inferences about the possible consequences of management strategies. Patterson (1996) used a complex data set to estimate disease- induced mortality caused by the phycomycete fungal parasite Ichthyophonus hoferi in North Sea herring (Clupea harengus) from catch-at-age data combined with prevalence data, but did not evaluate how alternative management strategies may affect this parameter. Patterson (1996) noted that failing to account for disease effects can lead to an overestimation Manuscript received 22 March 2008; revised 21 July 2008; accepted 13 August 2008. Corresponding Editor (ad hoc): C. P. Madenjian. 4 Present address: Arizona State University, P.O. Box 874501, School of Life Sciences, Tempe, Arizona 85287-4501 USA. E-mail: [email protected] 747

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Page 1: Modeling fish health to inform research and management ... · to terrestrial ecosystems (Reno 1998, McCallum et al. 2004). Dobson and May (1987) developed an early theoretical model

Ecological Applications, 19(3), 2009, pp. 747–760� 2009 by the Ecological Society of America

Modeling fish health to inform research and management:Renibacterium salmoninarum dynamics in Lake Michigan

ELI P. FENICHEL,1,2,4 JEAN I. TSAO,1,3 AND MICHAEL L. JONES1,2

1Michigan State University, Department of Fisheries and Wildlife, East Lansing, Michigan 48824 USA2Michigan State University, Quantitative Fisheries Center, East Lansing, Michigan 48824 USA

3Michigan State University, Department of Large Animal Clinical Sciences, East Lansing, Michigan 48824 USA

Abstract. Little is known about the interaction between fish pathogens and managedfreshwater fish populations. We develop a model of chinook salmon (Oncorhynchustschawytscha)–Renibacterium salmoninarum (Rs) dynamics based on free-swimming LakeMichigan fish by synthesizing population and epidemiological theory. Using the model, weexpose critical uncertainties about the system, identify opportunities for efficient and insightfuldata collection, and pose testable hypotheses. Our simulation results suggest that hatcheriespotentially play an important role in Lake Michigan Rs dynamics, and understanding verticaltransmission will be critical for quantifying this role. Our results also show that disease-mediated responses to chinook salmon density need to be considered when evaluatingmanagement actions. Related to this, a better understanding of the stock–recruitmentrelationship and natural mortality rates for wild-spawned fish and the impact of hatcherystocking on recruitment is required. Finally, to further develop models capable of assistingfishery management, fish health surveys ought to be integrated with stock assessment. This isthe first time a host–pathogen modeling framework has been applied to managed, freshwaterecosystems, and we suggest that such an approach should be used more frequently to informother emerging and chronic fish health issues.

Key words: bacterial kidney disease; chinook salmon; epidemiology; fish health; Great Lakes, LakeMichigan, USA; host–pathogen model; multiple hosts; Oncorhynchus tschawytscha; Renibacteriumsalmoninarum; SIR models.

INTRODUCTION

Fishery managers are increasingly concerned about

fish health, but little is known about the dynamics and

effects of pathogens in fish populations outside of

laboratory, aquaculture, and hatchery facilities (Harvell

et al. 2004, Faisal 2007). Quantitative modeling has

provided a useful approach to organize and improve

understanding of host–pathogen dynamics in wild

populations, but such efforts have been largely limited

to terrestrial ecosystems (Reno 1998, McCallum et al.

2004). Dobson and May (1987) developed an early

theoretical model of pathogens in fish, but most work

that followed focused on captive populations (Ogut et

al. 2005, Scheel et al. 2007) and marine systems (Murray

et al. 2001). Furthermore, these studies did not directly

model management actions. The development of models

that incorporate management is essential to managing

aquatic animal health (Harvell et al. 2004, Peeler et al.

2007, Chambers et al. 2008).

The presence of Renibacterium salmoninarum (Rs), the

causative agent for bacterial kidney disease (BKD), is

well-established in the Great Lakes of the United States,

a large intensively managed freshwater ecosystem.

Benjamin and Bence (2003b) estimated a substantial

increase in salmonid mortality in Lake Michigan

associated with increased prevalence of Rs (Holey et

al. 1998). Rs is also believed to be ‘‘one of the most

important bacterial diseases affecting wild and propa-

gated anadromous salmonid stocks’’ (Wiens and Kaat-

tari 1999) in the Pacific Northwest, but little is known

about the pathogen’s dynamics in the wild.

Here we develop a model of chinook salmon

(Oncorhynchus tschawytscha)–Rs dynamics based on

free-swimming fish populations and explicitly include

management actions. Models like ours can help synthe-

size and interpret complex data sets and thereby aid

managers in making inferences about the possible

consequences of management strategies. Patterson

(1996) used a complex data set to estimate disease-

induced mortality caused by the phycomycete fungal

parasite Ichthyophonus hoferi in North Sea herring

(Clupea harengus) from catch-at-age data combined

with prevalence data, but did not evaluate how

alternative management strategies may affect this

parameter. Patterson (1996) noted that failing to

account for disease effects can lead to an overestimation

Manuscript received 22 March 2008; revised 21 July 2008;accepted 13 August 2008. Corresponding Editor (ad hoc): C. P.Madenjian.

4 Present address: Arizona State University, P.O. Box874501, School of Life Sciences, Tempe, Arizona 85287-4501USA. E-mail: [email protected]

747

Page 2: Modeling fish health to inform research and management ... · to terrestrial ecosystems (Reno 1998, McCallum et al. 2004). Dobson and May (1987) developed an early theoretical model

of fishing mortality, which may have implications for

harvest policy. In a terrestrial example, Barlow (1991,

1996) and Smith and Cheeseman (2002) employed host–

pathogen models to evaluate alternative control strate-

gies for bovine tuberculosis (Mycobacterium bovis) in

New Zealand possums (Trichosurus vulpecula) and

English badgers (Meles meles), respectively.

Host–pathogen models such as ours can also be used

to develop and evaluate hypotheses about system

dynamics, thereby exposing critical uncertainties and

identifying opportunities for efficient and insightful data

collection. A lack of data on disease transmission does

not pose an insurmountable barrier for fulfilling these

objectives (Caley and Hone 2004). For example, Murray

et al. (2001) developed a model of herpes virus

transmission in pilchards to examine assumptions about

transmission processes. Ogut et al. (2005) demonstrated

how host–pathogen models can be used to gain insight

into the disease dynamics, explore uncertainties, and

estimate parameters for a captive chinook salmon

population infected with Aeromonas salmonicida (the

etiologic agent of furunculosis).

Following terrestrial investigations, previous fish-

pathogen modeling efforts have focused on single fish

populations and ignore the influence of management

activities on the system. However, the ability of

pathogens to influence ecological relationships among

species is receiving increased attention (Hatcher et al.

2006). Moreover, many freshwater systems, such as

Lake Michigan, are highly influenced by human

activities (e.g., stocking of salmonids) that affect host

community dynamics, and thus the risk of a disease

event is in part determined by human behaviors. Finally,

there is increasing concern about, and evidence for,

pathogen transmission among farmed, stocked, and wild

fish (Krkosek et al. 2005, Chambers et al 2008).

We use a multiple-host disease framework to incor-

porate management features into a model of Rs in Lake

Michigan in order to qualitatively explore the implica-

tions of modeling assumptions, model sensitivity, and

management actions on host–pathogen dynamics. Two

host stocks were included in the model: chinook salmon

resulting from wild spawning (‘‘wild’’ chinook) and

chinook salmon resulting from collection of feral

gametes and hatchery production (‘‘hatchery’’ chinook).

System background

Chinook salmon have been stocked into Lake

Michigan in large numbers since 1967. Age-0 smolts

are released into selected rivers throughout the lake

during the spring; some of these rivers now contain

populations of naturally produced age-0 salmon. Recent

estimates of wild chinook salmon production in Lake

Michigan approach or even exceed 50% of total

production (R. Claramunt, personal communication).

The hatchery and wild chinook salmon emigrate from

these rivers during their first summer and feed in Lake

Michigan for multiple years, returning primarily as age-

3 or age-4 adults. There is no evidence that hatchery and

wild chinook salmon occupy different habitats duringtheir lake-resident period and most salmon home to

their natal stream. For hatchery fish this will be the riverinto which they were stocked as age-0 smolts.

In 1987, chinook salmon in Lake Michigan suffered alarge increase in mortality (Benjamin and Bence 2003a)

associated with a widely observed outbreak of bacterialkidney disease (BKD) and a high prevalence of Rs, firstdocumented in the spring of 1988 (Holey et al. 1998).

Subsequently, Rs has been documented in other LakeMichigan salmonines and in sea lampreys (Petromyzon

marinus; Eissa et al. 2006). Since 1970, fish collected foreggs and hatcheries have been inspected for pathogens

including Rs, but techniques and protocols havechanged substantially overtime (J. G. Hnath and M.

Faisal, unpublished manuscript).Knowledge of Rs/BKD dynamics in Lake Michigan is

extremely limited, despite evidence of the importance ofthis disease for salmonid dynamics (Holey et al. 1998,

Benjamin and Bence 2003a, b). Most knowledge aboutfish-borne disease comes from observations and studies

conducted in hatcheries or fish production facilities(Stephen and Thorburn 2002), and the dynamics of

BKD are no exception (Wiens and Kaattari 1999). Fromsuch experiments it is known that Rs can be transmitted

horizontally (i.e., directly) among juvenile and adultsalmonids (Mitchum and Sherman 1981, Balfry et al.

1996), as well as vertically from adult females to eggs(summarized in Wiens and Kaattari [1999] and inChambers et al. [2008]). Further research has shown

that fish may become infected when the pathogen ispresent in sufficiently high levels in the surrounding

water (summarized in Hamel 2005). But it is unclearwhich transmission processes drive pathogen dynamics

among free-swimming fish populations or which areimportant for pathogen maintenance.

METHODS

Model development

Host–pathogen models are population models thattrack how the host population is distributed amonghealth classes (e.g., susceptible and infected), and

pathogen dynamics are tracked based on the proportionof the population in each health class. We use a

susceptible-exposed-infected-exposed (SEIE) host–path-ogen framework (Fig. 1).

The SEIE model is a modification of the standardsusceptible-infected-recovered (SIR) framework for

modeling host–pathogen relationships (Anderson andMay 1991, Reno 1998). The health classes S, E, and I,

represent three subpopulations; susceptible, exposed,and infectious, respectively. Susceptible individuals do

not host the pathogen currently (i.e., are healthy withrespect to the pathogen of interest), but may do so in the

future. Infectious individuals are infectious and subjectto disease-induced mortality (infectious is used to mean

infected and infectious). The slow development of

ELI P. FENICHEL ET AL.748 Ecological ApplicationsVol. 19, No. 3

Page 3: Modeling fish health to inform research and management ... · to terrestrial ecosystems (Reno 1998, McCallum et al. 2004). Dobson and May (1987) developed an early theoretical model

bacterial kidney disease in exposed hosts motivates the

inclusion of a latent/exposed (E) stage (Heesterbeek and

Roberts 1995, Murray et al. 2001). Exposed fish in

health class E harbor Rs, and host the pathogen;

however, they are not yet infectious, nor are they subject

to disease-induced mortality. In our model, infection

may abate, and individuals in class I may return to class

E. This can be thought of as an infection in remission.

The number of individuals in a given health class

depends on rates of transition among the different

classes, including the rates at which individuals become

exposed to the pathogen, become infectious, die due to

disease, or go into remission. Taking host population

dynamics into account is important for a chronic disease

like BKD because the disease course occurs on a

comparable timescale with that of the host’s lifespan.

Thus, the number of individuals among different health

classes also depends on birth and disease-independent

death rates, which may be density dependent. In these

systems, the pathogen can persist in the population for

multiple generations (i.e., is endemic; see Barlow [1991,

1996] for examples). In contrast, for highly transmissible

and virulent pathogens, host dynamics are often ignored

because pathogen dynamics occur on much shorter

timescales than the lifespan of the host. In the pilchard

example of Murray et al. (2001), the pathogen infects a

large number of fish and then dies out within one

generation (i.e., is epidemic) because the lack of

susceptible individuals in the population leads to local

extinction of the pathogen (fish that survive develop

immunity and therefore are not susceptible in the

example of Murray et al. [2001]). This can lead to cycles

of disease outbreaks if a pathogen is continually

reintroduced.

Our host–pathogen model is a system of population

models for two fish host types, wild chinook (w) and

hatchery chinook salmon (h). We used an age-structured

model with five age classes (age 0 to age 4) for each

chinook salmon type (Fig. 2). Each age of each host type

is treated as an individual host type.

Given this general framework for integrating fish

population and pathogen dynamics, we can now explain

our model in detail. The model operates on an annual

time step, and within each year there are five sequential

steps (Fig. 3): (1) recruitment and aging, (2) pretrans-

mission mortality, (3) pathogen transmission, (4) disease

progression/remission, and (5) post-transmission mor-

tality. In the following section, these steps are discussed

in detail.

Step 1.—At the beginning of each time step, the age

composition of each host group is updated. All fish of

age a at time t that survive the year become age aþ 1 at

time t þ 1. Recruitment of wild chinook salmon is

calculated from a Ricker (1954) stock–recruitment

relationship, r ¼ aAe�cA0

, where A and A0 are related

to mature host abundance (explained in detail in the

next paragraph), r is recruitment, and a and c are

FIG. 1. A conceptual model of the SEIE (susceptible-exposed-infected-exposed) system. H is the horizontal transmissionfunction (Eq. 5), Q is the advancement function (Eq. 6), and m, f, and d are natural, fishing, and disease-induced mortality,respectively (Eq. 4).

April 2009 749MODELING FISH HEALTH

Page 4: Modeling fish health to inform research and management ... · to terrestrial ecosystems (Reno 1998, McCallum et al. 2004). Dobson and May (1987) developed an early theoretical model

parameters. Recruitment is simply the number of fish

stocked for hatchery chinook salmon.

All mature wild and hatchery chinook salmon

produce wild offspring (Fig. 2), but the proportion of

fish in an age class that spawn and the fecundity of

spawners varies by age class. The Ricker function

includes a density-independent term (a) related to the

average maximum production of offspring per adult.

The Ricker function also has a density-dependent term

(e�cA0

) that accounts for limitations on recruitment due

to competition or similar processes. We assume that the

magnitude of density dependence is determined by the

entire spawning population for wild chinook salmon.

Hence,

A 0 ¼ gw ¼X

i

X

a

wi;a;Ni;a

where w is a measure of the relative fecundity and

spawner proportion for each age class, and where Ni,a is

the population of host type i (i ¼ fw, hg) at age a

(assume that wa ¼ aa/a4, where age 4 has the largest

value of a, though more general specifications are

possible). In contrast, we assume that the density-

independent term is scaled only by the spawning adults

in the specified cohort. Thus, in our model A 6¼ A0. This

gives the following system of equations:

Nh;0t¼ st

Nw;0t¼X

i

X

a

ai;aNi;a;te�ccgct i ¼ w; hf g ð1Þ

where st is the number of hatchery salmon that are

stocked.

In addition to determining how many progeny are

produced, we must also index progeny by health class,

because their distribution across health classes affects

the total mortality rate they experience during the next

step of the model. Rs can be transmitted vertically from

mother to egg through reproduction (summarized in

Wiens and Kaattari 1999). To model vertical transmis-

sion we modify the density-independent component of

recruitment in Eq. 1 to distinguish the contribution of

infectious and non-infectious adults to infectious and

susceptible offspring. We assume that spawners in class

E (exposed) do not transmit pathogen to their progeny,

and any offspring that contract the pathogen from

vertical transmission are placed in class I (infectious),

FIG. 2. A conceptual model of the population structure. White squares represent the categories into which fish can be classified:hatchery or wild origin (h or w); health class indicated by an S, E, or I; and age class (0–4). Thus, 2-yr-old wild fish that areinfectious are represented by the box labeled (w,I,2). Fish must either die or transition along the solid arrows and may transitionalong dashed arrows. Categories of fish in the hatched region contribute to wild susceptible recruitment, and categories of fish in theoval contribute to wild infectious recruitment.

FIG. 3. The sequence of events throughout a simulated year. Mortality is applied over the solid line. Equations correspondingto processes in the diagram are noted (see Methods: Model development).

ELI P. FENICHEL ET AL.750 Ecological ApplicationsVol. 19, No. 3

Page 5: Modeling fish health to inform research and management ... · to terrestrial ecosystems (Reno 1998, McCallum et al. 2004). Dobson and May (1987) developed an early theoretical model

though we examine this assumption below. The param-

eter v is introduced to account for the proportion of

infectious progeny produced from class I spawners (i.e.,

the vertical transmission rate). We assumed a 10% rate

of vertical transmission, which is within the observed

range (1%–14%) found in laboratory experiments for

coho salmon (Oncorhynchus kisutch; summarized in

Hamel 2005). For wild chinook salmon recruitment

the resulting equations are

Sw;0 ¼X

i

X

a

ai;a½Ni;a;t � Ii;a;t þ ð1� vÞIi;a;t �e�cigi

Iw;0 ¼X

i

X

a

ai;aðvIi;a;t Þe�cigi

ð2Þ

where Si,0 and Ii,0 represent recruits of susceptible fish

from uninfectious and infectious parents, and infectious

fish from infectious parents, respectively.

Step 2 (and 5).—Instantaneous mortality is applied

twice during the year (Fig. 3), before pathogen

transmission and after disease advancement. Let the

proportion of the year represented by the solid line on

the left side of Fig. 3 be s (in our simulations we assume

s ¼ 0.5). The standard equation for applying instanta-

neous mortality is

Ni;a;tþs ¼ Ni;a;se�zi;as ð3Þ

which assumes that the total mortality rate, zi,a (for host

type i and age a), is constant. In a host–pathogen model

even if the component instantaneous mortality rates

(i.e., natural, non-BKD mortality, m, fishing mortality,

f, and BKD-induced mortality, d ) are constant, the

value of z in this model could not be constant

throughout the year because the proportion of N that

experiences disease-induced mortality, d, changes as a

result of disease transmission and progression (steps 3

and 4). Therefore, we model the mortality of each health

class separately:

Si;a;tþs ¼ Si;a;te�ðmaþfaÞs

Ei;a;tþs ¼ Ei;a;te�ðmaþfaÞs

Ii;a;tþs ¼ Ii;a;te�ðmaþfaþdaÞs:

ð4Þ

For the second application of mortality (right solid

line in Fig. 3), s is replaced with 1� s and t is replaced

with t þ s on the right-hand side, and t þ s is replaced

with tþ 1 on the left-hand side. This approach implicitly

assumes that disease transmission and progression occur

over a relatively short period of time during the year. We

assumed that the instantaneous rate of BKD-induced

mortality, d, is 0.64. This value is based on mortality

rates reported in Benjamin and Bence (2003b) that are

associated with the epizootic of the late 1980s.

Step 3.—Once fish are established in an age class,

susceptible fish can transition into the exposed class via

contact with infectious fish. Fish are assumed to mix

randomly with density-dependent transmission, so that

contacts between susceptible and healthy individuals

occur proportionally to density with a constant proba-

bility that a susceptible individual becomes exposed

given a contact with an infectious individual. The

proportionality coefficient and the conditional transmis-

sion rate are collapsed into a single parameter, b. This isthe most common transmission function used for non-

sexually transmitted wildlife pathogens; but see McCal-

lum et al. (2001) for a discussion of other possible

transmission functions. During each time step fish move

from health class S (susceptible) to E (exposed) at time saccording to horizontal transmission function Hi,a(Ss,

Is), which is specific to host type and age. Horizontal

transmission generally follows Dobson (2004):

Sði;aÞ;sþD ¼ �Hði;aÞðSs; IsÞ

¼ Sði;aÞ;s � Sði;aÞ;sX

j

X

k

bði;aÞ;ð j;kÞIj;k;s

Eði;aÞ;sþD ¼ Hði;aÞðSs; IsÞ

¼ Eði;aÞ;s þ Sði;aÞ;sX

j

X

k

bði;aÞ;ð j;kÞIj;k;s ð5Þ

where b is the per capita rate of pathogen transmission

from host j cohort k to host i cohort a, where i and j

index all potential host types and a and k index their age,

and D represents a small change in time.

Step 4.—Immediately following the recruitment of

susceptible individuals to the exposed class, the ad-

vancement process between the exposed and infectious

classes occurs. Traditionally, exposed individuals are

included to model a fixed latency period, and advance-

ment is simply determined by a delay parameter that

represents the inverse of the average latency period

(Heesterbeek and Roberts 1995). However, researchers

do not know what the average latency period is for

Rs/BKD. Moreover, the BKD epidemic in Lake

Michigan coincided with a period of reduced chinook

salmon growth rates, suggesting that nutritional stress

may play an important role in triggering clinical disease

(Holey et al. 1998). Thus, we make advancement a

consequence of nutritional stress. We assume that

nutritional stress is a function of intraspecific competi-

tion and that increased host densities approximate

reduced food resources per individual (implicitly assum-

ing that the prey resource is fixed), thus making

advancement a function of

X

i

X

a

Ni;a;sþD:

As the density of the host population increases, ceteris

paribus, so does the rate at which exposed individuals

become infectious. Conversely, low host densities result

in increased food resources per individual, and thus

result in a net recovery from the infectious to the

exposed class. In other words, infectious fish return to

the exposed class at a greater rate than exposed fish

transition to the infectious class. We define the

advancement function Q as the process by which

April 2009 751MODELING FISH HEALTH

Page 6: Modeling fish health to inform research and management ... · to terrestrial ecosystems (Reno 1998, McCallum et al. 2004). Dobson and May (1987) developed an early theoretical model

exposed fish advance to the infectious class (negativeadvancement implies remission to the exposed class):

DEsþ2D ¼ EsþD � Q½YðKÞ;Ei;a;sþD;Ii;a;sþD�

DIsþ2D ¼ IsþD þ Q½YðKÞ;Ei;a;sþD;Ii;a;sþD�ð6Þ

where

K ¼X

i

X

a

Ni;a;sþD

and where Y is a function that defines the rate ofmovement between classes E and I and must have two

qualities. First, jYj � 1, and second, there must be some

K ¼ N where Y(N ) ¼ 0 (i.e., there is no net movementfrom exposed to infectious). Function Y takes the form

YðKÞ ¼ ðK� qeqÞðK� qeqÞ þ qeq þ q50%

ð7Þ

where q50% is the population density at which 50% of the

exposed (infectious) individuals become infectious (ex-

posed) and qeq ¼ N. The parameter qeq also determinesthe direction of movement:

Q½YðKÞ;Ei;a;sþD; Ii;a;sþD� ¼YðKÞEi;a;sþD; if K.qeq

�YðKÞIi;a;sþD; if K , qeq

� �:

ð8Þ

Simulations

Two modeling workshops and numerous correspon-

dences with fish health specialists and Great Lakes

fishery biologists were conducted to solicit expertopinion on model processes and parameter values for

calibration of the model (parameter values used are

listed in Table 1). Realistic values were used forrecruitment. Mortality parameters were based on

Benjamin and Bence (2003b). There are no estimates

for important parameters in the model such as

transmission rates, which inherently are difficult to

obtain for wild populations (Tompkins et al. 2002).

Transmission and advancement parameters, therefore,

where chosen so that equilibrium prevalence in age-4

hatchery fish approximated observed prevalence (J. G.

Hnath and M. Faisal, unpublished manuscript). Quanti-

tative enzyme-linked immunosorbent assay (QELISA)

results were used to approximate a total prevalence (EþI) at 37% for age-4 hatchery fish. Prevalence of clinical

signs, 4.7%, was used to calibrate the prevalence of age-4

infectious (class I) hatchery fish.

When all age classes are considered, the term

X

j

X

k

bði;aÞ;ð j; kÞ

in Eq. 5 can be expressed as a transmission matrix b. One

may expect unique values for each element of b. This,however, would lead to a large number of parameters.

To maintain tractability we investigate two structures for

the matrix b; (1) where all the elements of b are equal

(full transmission) except for elements relating transmis-

sion to age 0, which can only occur from age 0 or via

vertical transmission, and (2) where all off-diagonal

elements are zero, implying that transmission only occurs

within age classes (age-based transmission). One may

also expect unique values by age of qeq and q50%, but for

tractability we constrain these to be equal across all ages.

We conducted a series of simulations to identify

emergent properties resulting from the combination of

population and host–pathogen theories. The model has

a large number of parameters, and in the absence of

data, a detailed sensitivity analysis for each parameter

may be less illuminating than the other analyses

discussed in the latter parts of the Results section.

Therefore, we focused on examining changes in the

parameters that ecological and epidemiological theory

suggests would have the greatest affect on model

TABLE 1. Parameters and values used in the model.

Parameter Symbol Parameter values

Stock recruitment density-independent parameter, age 0–1 ai,0–1 0Stock recruitment density-independent parameter, age 2 ai,2 1Stock recruitment density-independent parameter, age 3 ai,3 5Stock recruitment density-independent parameter, age 4 ai,4 10Ricker density-dependent parameter c 0.39Instantaneous fishing mortality, age 0 f0 0Instantaneous fishing mortality, age 1 f1 0.01Instantaneous fishing mortality, age 2 f2 0.07Instantaneous fishing mortality, age 3 f3 0.18Instantaneous fishing mortality, age 4 f4 0.25Instantaneous natural mortality, age 0 m0 0.75Instantaneous natural mortality, ages 1–4 m1–4 0.3Instantaneous disease-induced mortality (same for all ages) da 0.64Transmission coefficient, between chinook salmon b 0.33Vertical transmission rate v 0.1Equilibrium disease advancement parameter qeq 550% disease advancement parameter q50% 198Age index a 0, 1, 2, 3, 4Host type (origin) index, wild or hatchery i w, h

Note: Parameters for wild and hatchery chinook salmon were the same.

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outcome. Analyses were conducted across age classes

(e.g., all natural mortality parameters were increased by5% simultaneously to examine the elasticity with respect

to natural mortality).To assess sensitivity, we employed the concept of arc

elasticity, and calculated the percentage change in thedensity of exposed and infectious wild and hatchery

chinook salmon at equilibrium with respect to a 5%

increase in the model parameter. If the jarc elasticityj .1, then the model was deemed to be elastic and sensitive

to changes in the parameter; likewise, if the jarcelasticityj , 1, then the model was deemed to be

insensitive to changes to the parameter. To explore therobustness of the arc elasticity measures we also

computed arc elasticities with respect to a 20% change.We then used the simulation model to investigate the

consequences of various management actions. We ex-plored the effects of stocking level and hatchery

biosecurity practices, and the interactions betweenstocking rates and hatchery biosecurity practices. Stock-

ing is the primary chinook salmon management tool anddirectly affects density. There are two components to a

stocking program that could influence Rs prevalence inthe lake: the total number of fish stocked and the infection

prevalence of stocked fish. We simulated three differentstocking levels: 2, 5, and 8 3 106 fish per year, which

correspond to recent levels of chinook salmon stockinginto LakeMichigan (53106), historic high stocking levels

(83106), and a substantial decrease in stocking (23106).We also examined five hatchery biosecurity managementscenarios that span a plausible range of prevalence of

infectious, stocked fish. One of these mimics verticaltransmission fromwild reproduction. The other four were

modeled as the percentage of infectious fish thathatcheries produced: 0%, 5%, 15%, and 95%.

Finally, we characterized conditions that could lead toan outbreak of bacterial kidney disease (BKD) like that

observed in LakeMichigan in the mid to late 1980s. To dothis we simulated stocking 53106 fish with 5% prevalence

for 100 years, and then applied either a deterioration inhatchery biosecurity to stocking 95% infectious fish or an

increase in stocking to 8 3 106 fish for three years todetermine which was more likely to create a die-off.

The model was simulated for a sufficiently long timeperiod that transient dynamics subsided and the system

appeared to arrive at equilibrium (where changes in thestate variables were close to zero). Most simulations ran

for 100 years, but 200-yr simulations were used when thesystem was deliberately perturbed during the first 100

years. The initial source of Rs is assumed to be hatcheryfish. We implemented the model in Microsoft VisualBasic interfaced through a Microsoft Excel workbook

(Microsoft, Redmond, Washington, USA).

RESULTS

Three model specifications and sensitivity

We began by exploring two model specification

questions: (1) the assignment of offspring that receive

infection via vertical transmission to the I class vs. the E

class, and (2) the nature of horizontal transmission, full

vs. age-based transmission. Taking the assignment of

vertical transmission to health class I, and allowing for

the full transmission matrix, we calibrated the model so

that at equilibrium, age-4 hatchery fish approximated

the observations of J. G. Hnath and M. Faisal

(unpublished manuscript; Fig. 4B). Fig. 4 illustrates that

a model with full transmission and offspring subject to

vertical transmission assigned to the I class could be

considered the most conservative. This is because larger

transmission parameters or larger values for Q would be

required to create realistic prevalence levels for other

model structures. Moreover, different assumptions

about the structure of the model affect the pattern of

equilibrium prevalence. A full transmission matrix and

vertical transmission resulting in I offspring showed a

pattern that is consistent between hatchery and wild fish.

The alternative models yielded different equilibrium

exposed and infectious patterns across age classes and

between hatchery and wild fish. When vertical transmis-

sion results in class E offspring, exposed prevalence was

relatively constant across ages in hatchery fish, but was

increasing with age in wild fish. Exposed prevalence in

hatchery fish was greater than in wild fish. Infection

prevalence decreased with age in hatchery fish, but

increased with age in wild fish with age-based transmis-

sion.

We used the full matrix transmission model with

vertical transmission assigned to class I for the

remaining analysis. The equilibrium densities of exposed

and infectious wild and hatchery chinook salmon

showed greatest sensitivity to the natural mortality rate

(Table 2). Equilibrium densities of exposed and infec-

tious wild chinook salmon were also sensitive to the

stock–recruitment parameters. Infectious classes were

generally sensitive to disease-induced mortality, but

exposed classes were generally insensitive to this

parameter. Most age, health, and origin classes were

slightly sensitive to the transmission coefficient, but not

as sensitive as they were to standard demographic

parameters. Finally, all classes were generally insensitive

to disease advancement parameters, with the exception

of wild infectious fish, which were only slightly sensitive

to q50%. The effect of an increase in any parameter

always had the same sign across all categories of host.

The patterns of sensitivity were similar for the other

model specifications and are not reported here.

We also investigated arc elasticities for larger changes

in the parameter values (20%; see Appendix). The

ordering of the arc elasticities was qualitatively un-

changed from the results reported previously. Generally,

arc elasticities decreased in absolute value, though a few

increased slightly. A change in the arc elasticity when the

percentage change in the parameter was increased

indicates higher order effects resulting from nonlinear-

ities. The arc elasticities associated with changes in the

advance parameters declined the most in absolute value.

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The arc elasticities associated with changes in the

natural mortality rate and the density-dependent stock

recruitment parameter were also sensitive to the

magnitude of the change.

The effects of management on prevalence

First, we examined the effects of stocking on

prevalence at equilibrium for cases where stocking did

not directly contribute infectious fish (hatcheries pro-

duced 0% infectious fish) over the broadest range of

stocking levels. In this case, the pathogen could not be

sustained in the system (Fig. 5). Hatchery biosecurity

practices mimicking vertical transmission in wild-

spawned fish also failed to allow the pathogen to persist

(Fig. 5), even at the highest stocking levels. When there

were initially infectious fish in the system, higher

stocking levels lead to longer pathogen persistence.

The pathogen also persisted longer in the system when

hatchery biosecurity practices mimicked vertical trans-

mission levels in wild-spawned fish.

Deterioration in hatchery biosecurity practices, lead-

ing to more infectious hatchery releases, resulted in

sustained prevalence of exposed and infectious chinook

salmon in both wild and hatchery salmon. Even small

deteriorations in hatchery biosecurity practices, such as

increasing the infection prevalence of released infectious

fish from 0% to 5%, resulted in sustained prevalence of

exposed or infectious fish (Fig. 6). This suggests that

hatchery biosecurity measures play a critical role in

managing fish health.

The effects of management on population density

Previous results showed that increased biosecurity

measures in hatcheries can lead to lower prevalence of

the pathogen in the wild. Prevalence of a pathogen could

be argued to be an indicator of fish health, and fish

FIG. 4. Prevalence at equilibrium by age class for different model structures. Open bars represent the exposed health class; solidbars represent the infectious health class. (A, B) Full transmission, with vertical transmission assigned to the I class for wild-spawned salmon and hatchery-spawned salmon, respectively. (C, D) Full transmission, with vertical transmission assigned to the Eclass for wild-spawned salmon and hatchery-spawned salmon. (E, F) Age-specific transmission, with vertical transmission assignedto the I class for wild-spawned salmon and hatchery-spawned salmon. Note that the y-axes in panels A and B differ from the otherpanels.

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health status may explain sources of non-fishing

mortality. Managers, however, may ultimately be more

interested in the population of fish available to anglers.

Accordingly, there may be tradeoffs between hatchery

practices that create greater biosecurity and stocking

levels that create more fish. Therefore, we examined how

the interaction of stocking, hatchery practices, and

disease dynamics affected fish density (Table 3). From

these simulations, we can make two important observa-

tions about the interaction among population size,

stocking level, hatchery practices, and disease dynamics.

First, assuming that the fishing mortality rate is not

affected by fish density, large increases in the number of

fish stocked did not result in proportional increases in

the fish population. This is true even in the case where

stocking did not contribute infectious fish to the

population. Due to density dependence in the stock–

recruitment relationship, there is a clear pattern of

diminishing survival and reproduction with increased

stocking.

Second, increasing stocking at the expense of increas-

ing the contribution of pathogen from the hatchery can

result in more available older fish, up to some level of

hatchery contribution to infection. Increased stocking

from 2 3 106 fish with 0% prevalence to 5 3 106 fish

increased the stock size at age 4 for all but the worst

TABLE 2. Arc elasticity results for wild (w) and hatchery (h) chinook salmon by age class (0–4 yr) and health class (exposed to orinfectious with Renibacterium salmoninarum) with the full transmission and vertical infection going to the infectious health class.

ParameterHealthclass

Salmon type (wild or hatchery) and age class

w0 h0 w1 h1 w2 h2 w3 h3 w4 h4

Ricker density-dependent parameter, c E �1.10 �0.73 �1.40 �0.62 �1.40 �0.53 �1.36 �0.45 �1.30 �0.38I �1.92 �0.29 �2.57 �0.71 �2.21 �1.00 �2.12 �1.12 �2.07 �1.13

Ricker density-independent parameter, a E 1.21 0.85 1.59 0.72 1.58 0.62 1.53 0.52 1.46 0.43I 2.20 0.33 3.02 0.82 2.59 1.14 2.48 1.26 2.40 1.27

Disease transmission parameter, b E 1.15 1.61 1.39 1.49 1.36 1.39 1.30 1.29 1.30 1.29I 1.19 0.31 1.30 0.77 1.34 1.07 1.34 1.18 1.30 1.18

Advancement parameter, q50% E �0.04 �0.42 �0.29 �0.34 �0.26 �0.26 �0.20 �0.19 �0.14 �0.12I �1.04 �0.26 �1.14 �0.65 �1.18 �0.92 �1.15 �1.03 �1.11 �1.04

Advancement (equilibrium) parameter, qeq E �0.02 �0.19 �0.07 �0.16 �0.09 �0.14 �0.09 �0.12 �0.07 �0.09I �0.32 �0.09 �1.23 �0.22 �0.53 �0.31 �0.41 �0.34 �0.36 �0.35

Vertical transmission parameter, v E 0.11 0.10 0.06 0.07 0.05 0.06 0.05 0.05 0.04 0.05I 0.47 0.02 0.21 0.04 0.08 0.05 0.06 0.05 0.05 0.05

Disease-induced mortality, d E �0.48 �1.09 �0.86 �1.01 �0.88 �0.95 �0.86 �0.89 �0.82 �0.83I �1.29 �0.78 �1.43 �1.36 �1.35 �1.60 �1.43 �1.65 �1.49 �1.65

Natural mortality, m E �1.37 �2.47 �2.38 �2.58 �2.67 �2.69 �2.86 �2.82 �3.03 �2.94I �2.69 �1.26 �3.93 �2.33 �3.75 �3.13 �3.88 �3.60 �4.04 �3.87

Fishing mortality, f E �0.03 �0.15 �0.13 �0.15 �0.20 �0.20 �0.37 �0.37 �0.61 �0.60I �0.15 �0.04 �0.24 �0.12 �0.28 �0.23 �0.45 �0.43 �0.69 �0.67

Notes: Arc elasticity is the percentage change in the prevalence of a given health class at age, divided by 5% (the amount bywhich the parameter value was increased). If jarc elasticityj . 1, then the model is deemed to be elastic and sensitive to changes inthe parameter; likewise, if jarc elasticityj , 1, then the model is deemed to be insensitive to changes to the parameter.

FIG. 5. Simulated time series of a bacterial kidney disease (BKD) outbreak in wild age-4 fish. Dotted and solid lines representexposed and infectious fish, respectively. (A) The situation when hatchery fish are the initial source of infection, but after theintroduction of the pathogen to the system, hatcheries do not produce infectious fish. Black and gray lines illustrate the time courseof infection when 83 106 and 23 106 fish are stocked, respectively. (B) The situation when 83 106 fish are stocked. Hatchery fishare the initial source of infection. Black and gray lines represent the time course when hatcheries do not produce infected fish andwhen hatcheries mimic wild vertical transmission, respectively. The black lines are the same in both panels.

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hatchery biosecurity practices (Table 3). However, this

pattern did not hold for increased stocking from 53 106

fish with 0% prevalence to stocking 83106 fish with 15%

prevalence.

Recreating a fish kill

A decline in the stock size or density due to disease

could be triggered by increased stocking or declines in

hatchery biosecurity as both are capable of increasing

pathogen prevalence. A decline in hatchery biosecurity

causes the density of fish in the lake to decline (Fig. 7B).

In the model simulations, this resulted in just over a 40%

decline in the available age-4 fish in the years in which

the stocked infectious fish mature. There was a second

decrease in age-0 fish even after hatchery practices had

been restored to stocking only 5% infectious fish. This

results from vertical transmission in the wild. The

prevalence of Rs in wild spawners was increased so

there were more offspring infected via vertical transmis-

sion. This resulted in continued losses of juvenile fish.

The same qualitative result occurs when hatchery

biosecurity practices only declined to stocking 15%

infectious fish, though the numerical response in such a

case is less severe.

Increases in stocking to 83 106 fish initially increased

the density of the population of young fish (Fig. 7A).

There was, however, a slight decrease in the density of

older fish initially due to horizontal transmission. There

was also additional mortality due to disease upon return

to the previous stocking level, but this too was relatively

small. This was not surprising, since increases in

stocking when only 5% infectious fish are stocked

provided positive gains at equilibrium (Table 3).

Declines in hatchery biosecurity were more likely to

cause declines in population than disease-related mor-

tality associated with increased stocking.

DISCUSSION

Models enable the organization of information that

allows formulation of meaningful hypotheses and

identification of priority research. The development of

models of fish–pathogen systems is critical to managing

fish health (Peeler et al. 2007). In the absence of

empirical data upon which to base parameter estimates,

FIG. 6. Time series of a simulated bacterial kidney disease(BKD) outbreak in wild age-4 fish when 5 3 106 fish arestocked. Dotted and solid lines represent exposed (E) andinfectious (I) fish, respectively. Black and gray lines representhatcheries biosecurity practices that produce 0% and 5%infectious fish, respectively.

TABLE 3. The equilibrium number of wildþ hatchery chinook salmon by age, resulting from all combinations of stocking levelsand hatchery practices.

Stocking level

Age class (0–4) and percentage increase�

0 % 1 % 2 % 3 % 4 %

0% infected fish stocked

2 3 106 5.30 3.89 2.69 1.66 0.965 3 106 6.82 29 5.00 29 3.45 29 2.14 29 1.23 298 3 106 8.13 53 5.96 53 4.12 53 2.55 53 1.47 53

5% infected fish stocked

2 3 106 5.26 3.84 2.65 1.63 0.935 3 106 6.74 28 4.90 27 3.34 26 2.03 25 1.15 238 3 106 8.08 54 5.81 51 3.90 47 2.32 42 1.27 36

15% infected fish stocked

2 3 106 5.16 3.75 2.57 1.57 0.895 3 106 6.58 27 4.70 25 3.15 23 1.87 19 1.03 168 3 106 7.87 52 5.52 47 3.60 40 2.07 32 1.10 24

95% infected fish stocked

2 3 106 4.38 3.02 2.00 1.18 0.655 3 106 5.07 16 3.25 7 2.04 2 1.16 �2 0.62 �48 3 106 5.83 33 3.52 16 2.12 6 1.17 �1 0.62 �6

Stocking produces the same proportion of infected fish as wild spawning

2 3 106 5.30 3.89 2.69 1.66 0.965 3 106 6.82 29 5.00 29 3.45 29 2.14 29 1.23 298 3 106 8.13 53 5.96 53 4.12 53 2.55 53 1.47 53

� The values in the percentage (%) columns indicate the percentage increase in the stock at each age class relative to stocking 23106 fish. See Results: The effects of management on population density and Recreating a fish kill.

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it is best to emphasize the qualitative behavior of the

models and their sensitivity to plausible parameter

values. Such qualitative conclusions are useful in

providing a basis for determining critical areas of

uncertainty and priorities for future research. Such

modeling results should not be viewed as prescriptions

for future management; and as more information and

data become available, the model results may change, at

least quantitatively. The value of these models is that

they provide a way to formalize and explore the

consequences of expert opinions about the dynamics of

these systems and to understand how complementary

bodies of theory (i.e., population dynamics and disease

ecology) interact. A number of useful inferences can be

drawn from this work about relationships among

different components of the Lake Michigan Renibacte-

rium salmoninarum (Rs) system. These inferences can

help prioritize future research and inform management

surveillance and experiments.

Our modeling results suggest, perhaps not surprising-

ly, that hatcheries may play an important role in Lake

Michigan Rs dynamics, and that density management of

chinook salmon can be important to pathogen dynam-

ics. But the role of hatcheries is not independent of

natural recruitment. An understanding of the interaction

between wild recruitment and stocking is needed to

better understand how the stocking of chinook salmon

affects disease dynamics.

Holey et al. (1998) and J. G. Hnath and M. Faisal

(unpublished manuscript) have expressed concern that

hatchery biosecurity practices can affect Rs dynamics

and outbreaks of bacterial kidney disease (BKD) in

Lake Michigan. J. G. Hnath and M. Faisal (unpublished

manuscript) state that practices such as using Heath-type

stacking incubators can contribute to the spread of Rs

among eggs. This effectively increases the rate of vertical

transmission in hatcheries. The role of vertical trans-

mission (or horizontal transmission among eggs) may

not have been fully appreciated. Our results indicate that

there are two effects of increased rates of infection in

eggs. The first effect is clear: an increase in the number

of infected eggs will lead to an increase in the number of

infectious fish. The less obvious second effect is that age-

0 fish that are born infectious (either due to vertical

transmission or hatchery induced egg-to-egg transmis-

sion) represent an additional source of pathogen

exposure for susceptible wild and hatchery age-0 fish.

Our model also suggests that even short-term failures in

hatchery procedures that result in releases of a high

proportion of infectious fish can lead to a drastic

increase in prevalence and potential decreases in stock

size of both wild and hatchery salmon. Finally,

increasing stocking rates do not necessarily overcome

poor hatchery biosecurity with respect to density of

older chinook salmon, due to disease-induced mortality

and density-dependent compensation in wild recruit-

ment (Table 3). To explicitly evaluate tradeoffs between

hatchery practices that reduce prevalence and hatchery

practices that produce more fish, one must also consider

the relative costs of improving biosecurity and increas-

ing output. Furthermore, managers need to consider the

marginal benefits from having more fish, weighed

against other possible spillover effects from introducing

more pathogen. However, it does appear that there will

be some level of hatchery-contributed prevalence that

should be acceptable.

Increasing natural production of chinook salmon in

Lake Michigan complicates management of Rs, and

managers would benefit from a better understanding of

the recruitment dynamics of Lake Michigan wild

chinook salmon. Specifically, it would be useful to

know if stocking of chinook salmon leads to compen-

sation in wild production at current abundance levels as

we assumed in our models. The density of chinook

salmon also affects Rs–host dynamics. Thus, managers

need to account for the response of wild chinook salmon

when making stocking decisions both for disease and

production objectives. Because of compensatory pro-

FIG. 7. Simulation results where the system is allowed to reach equilibrium, then shocked and allowed to return to equilibrium.Response is measured as the proportional deviation from the equilibrium population size for a given age class. (A) Effect of a three-year increase in stocking from 5 3 106 to 8 3 106 fish, assuming 5% infected stocked fish. (B) Effect of a three-year hatcherybiosecurity breakdown so that the prevalence of stocked infectious fish goes from 5% to 95%, assuming 5 3 106 fish stocked.

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cesses, it is possible that a reduction in stocking may not

reduce the number of fish in the lake and may free

resources to improve hatchery conditions. Table 3 shows

that under certain conditions reductions in stocking

coupled with improvements in hatchery biosecurity can

lead to a greater number of older fish. Finally, under

certain conditions, wild spawning fish may be less likely

to create infected eggs than hatcheries.

Models that integrate population and epidemiological

theory have been applied to fish (e.g., Des Clers and

Wootten 1990, Murray et al. 2001), but seldom have

been used to improve understanding and management

of wild fish populations; but see Krkosek et al. (2005) for

an exception. Pathogen and disease models have not

been explicitly considered in the leading fish population

dynamics texts (Hilborn and Walters 1992, Quinn and

Deriso 1999). These texts acknowledge the importance

of disease in shaping mortality, but simply lump disease-

induced mortality into unmanageable natural mortality.

Moreover, such natural mortality estimates are applied

to the entire population (combining health classes),

which implies that the proportion of fish in a specific

health class does not change. For some populations,

mortality may change substantially as a result of host–

pathogen dynamics. This is especially a concern in

systems where a substantial number of fish are stocked

and where invading species may simultaneously intro-

duce new pathogens. More careful consideration of the

role of host–pathogen dynamics is merited in these cases,

and the development of models is critical to ‘‘building an

ecological approach to fish health management’’ (Ste-

phen and Thorburn 2002). In this paper we have

introduced a mechanistic approach for modeling the

role pathogens play in shaping fish population dynam-

ics.

In developing our model of the Rs–salmon system in

Lake Michigan we have included realistic yet simple

assumptions about the system. Extensions that include

more complex assumptions are left for future research.

These include more explicit modeling of the interaction

between nutrition and disease advancement to infection

and the effects of selection against disease-susceptible

salmon strains.

The disease ecology literature generally includes

latency only as time delay (Heesterbeek and Roberts

1995, Murray et al. 2001). We have provided a first

attempt to include additional ecological realism. We

assume that the probability that a fish becomes

infectious given that it is exposed is a function of

ecological conditions (i.e., the probability of an exposed

fish becoming infectious increases with density, a proxy

for stress). This relationship was emphasized in our

expert workshops. Stress, however, can have complex

interactions with pathogen virulence (Lafferty and Holt

2003). While decreased food resources are believed to

have been important in the Rs outbreak in Lake

Michigan in the late 1980s (Holey et al. 1998), a similar

Rs outbreak has not been observed in association with

more recent alewife declines in Lakes Michigan or

Huron, suggesting the possibility of increased infection

resistance in Great Lakes chinook salmon. So, while our

model may help explain past events, and provide general

insight into fish health management, it cannot necessar-

ily predict future disease events.

The hypothesis that chinook salmon in Lake Mich-

igan went through a genetic bottleneck imposed by Rs,

and that the surviving salmon are genetically predis-

posed to resist BKD was discussed in our workshops.

Such a possibility should be considered when exploring

the long-run dynamics of an endemic pathogen. Our

model cannot provide evidence for or against this

hypothesis. A simpler explanation, supported by our

model, is that hatchery biosecurity practices have

substantially improved. A more comprehensive and

model-based Rs assessment program could help dis-

criminate among these alternative explanations.

We recommend five priorities for improving under-

standing of Rs dynamics in Lake Michigan. We suspect

that these recommendations would be applicable to

other fishery–pathogen systems, particularly where

hatcheries supplement fish stocks.

First, it is imperative that researchers have good

understanding of standard demographic parameters

(i.e., the natural mortality rate and the stock–recruit-

ment relationship of wild spawning chinook salmon in

Lake Michigan). The prevalence at equilibrium for wild-

spawned chinook salmon was more sensitive to these

parameters than to the disease-related parameters. It is

important for managers to have better understanding of

the interactions among natural mortality, wild recruit-

ment, stocking, and disease transmission. Understand-

ing the stock–recruitment relationship is a critical

element to understanding vertical transmission, which

is the next research recommendation.

Second, the role of vertical transmission should be

further examined. Fenichel and Horan (2007) have

shown that vertical transmission can have important

management implications in terrestrial systems. Assess-

ing size of runs of wild-spawning chinook salmon and

testing resulting eggs would provide information both

about wild recruitment and vertical transmission in the

wild. Alternatively, wild-spawned smolts could be

collected and examined for Rs, and then prevalence

rates could be compared to those being released from

hatcheries. Ultimately, prevalence goals for hatcheries

will need to consider vertical transmission rates in the

wild.

Third, the model we used to represent the hypothe-

sized link between nutritional stress and the advance-

ment (function Q) of chinook salmon hosts from

exposed to infectious states (Holey et al. 1998) needs

to be further investigated. Rs dynamics are relatively

insensitive to parameters in the Q function, but little is

known about this relationship. The predator–prey

dynamics of Lake Michigan salmonines have been the

subject of considerable study (Szalai 2003, Madenjian et

ELI P. FENICHEL ET AL.758 Ecological ApplicationsVol. 19, No. 3

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al. 2005), but this needs to be coupled with a better

mechanistic understanding of how nutritional stress

affects Rs dynamics.

Fourth, we urge a more structured approach toassessing fish health at the population level. It is

imperative that sampling be designed to estimate

epidemiological parameters (see Williams and Moffitt

[2001] for a discussion of this topic), and managersshould not rely on opportunistic sampling or only on

testing fish contributing gametes to hatchery facilities.

Fig. 4 illustrates alternative hypotheses about model

structure. Given a statistically robust sampling design,

for wild and hatchery fish, one of these hypotheses islikely to find greater support from the data. Stocks that

are regularly assessed may have sampling designs

adequate for fish health assessment already in place.

Additionally, statistical approaches that integrate stockand health assessment should be the subject of future

research, but improved health assessment sampling

designs can yield a wealth of information prior to the

development of methods for full integration of stock andhealth assessment.

Finally, more explicit consideration should be given to

the tradeoffs associated with increasing fish production

in hatcheries and increasing fish production in the

fishery and the contribution to angler welfare (see Horanet al. [2008] for an example of such a study with deer and

livestock). While fish populations provide valuable

ecosystem services, their production in hatcheries may

create externalities in the form of disease that meritexplicit consideration.

Alone, models cannot resolve all fishery management

questions. However, models are a necessary component

of fishery management and research. Models play a

major role in stock assessment and harvest policy(Hilborn and Walters 1992, Quinn and Deriso 1999),

but have played virtually no role in wild fish health

management. In the future, we hope that the same

analytical and quantitative rigor that has been applied toother areas of fisheries management is applied to fish

health. In this paper, we have developed such a model to

address the effects of a pathogen on a fishery. We hope

that this model can serve as an example for addressing

other emerging and chronic fish health issues.

ACKNOWLEDGMENTS

Funding for this study was provided by the Great LakesFishery Trust and the Quantitative Fisheries Center atMichigan State University. We thank the participants of thetwo BKD modeling workshops for their many valuablesuggestions, and Susan Marquenski, Greg Wright, Jim Bence,Brian Irwin, and the two anonymous reviewers for commentson an earlier draft. This is contribution number 2009-02 of theQuantitative Fisheries Center at Michigan State University.

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APPENDIX

Elasticity results for wild and hatchery chinook salmon by age and health class with the full transmission and vertical infectiongoing to the infectious health class (Ecological Archives A019-031-A1).

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