milberg weiss & bershad llp jeff s . westerman...
TRANSCRIPT
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MILBERG WEISS & BERSHAD LLPJEFF S . WESTERMAN (SBN 94559)jwestennan@milbergweiss .comELIZABETH P . LINelin@milbergweiss .comOne Califo rn ia Plaza300 S. Grand Avenue , Suite 3900Los Angeles , CA 90071-3172Telephone : (213) 617-1200Facsimile : (213) 617-197 5
Lead Counsel for the Class
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
In re TRIPATH TECHNOLOGY, INC ., ) Case No. C-04-4681 SBASECURITIES LITIGATION )
DECLARATION OF DANIEL J .MAROTTO IN SUPPORT OF MOTIO NFOR DISTRIBUTION OF CLAS S
This Document Relates To : ) SETTLEMENT FUND
ALL ACTIONS ) DATE : February 27, 2007TIME: 1 :00 P.M.CTRM : Hon. Saundra Brown
Armstrong
MAROTTO DECL IN SUPP OF MTN FOR DISTRIBUTION OF CLASS SETTLEMENT FUNDCASE NO . : C-04-4681 SB A
IDOCS\390876v1
I, Daniel J . Marotto, declare as follows :
2 1 . I am employed by the firm of Gilardi & Co . LLC ("Gilardi") located at 330 1
Kerner Boulevard, San Rafael, California 94901 . I have among other things overal l
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responsibility for all aspects of the noticing and claims administration for securities class action
settlements . With the approval of the Court, Lead Plaintiff retained Gilardi to act as the Claims
Administrator herein to mail copies of the Notice and Proofs of Claim ("Claims") submitted in
this action, to cause the publication of a summary notice to the Class, to process all Claims
submitted by Class Members in this action, to allocate the Settlement proceeds among the Class
Members whose Claims are accepted (the "Authorized Claimants"), and to distribute the Net
Cash Settlement Fund to the Authorized Claimants . I make this affidavit in support of Lead
Plaintiffs application for an Order : (a) approving the administrative actions taken by Gilardi in
accepting and rejecting the Claims submitted herein ; (b) directing payment to Gilardi for its fees
and expenses in connection with the services performed and to be performed in mailing and
publishing notice to the Class, processing the Claims, allocating the Settlement proceeds among
the Authorized Claimants, and distributing the Net Cash Settlement Fund; (c) directing Tripath
to issue and deliver the Settlement Shares in connection with the instructions of Lead Counsel ,
612,500 to Lead Counsel and 1,837,500 to the Authorized Claimants ; (d) directing distribution
of the Net Cash Settlement Fund to Authorized Claimants ; and (e) authorizing destruction of
paper copies of Proof of Claim forms one year after distribution of the Net Settlement Fund, and
authorizing destruction of electronic copies of claim records three years after distribution of the
Net Settlement Fund.
1. PROCEDURES FOLLOWED IN ACCEPTING AND REJECTING CLAIM S
2. Under the terms of the Stipulation and Agreement of Settlement dated July 11 ,
2005 (the "Stipulation"), Class Members were required to submit a Proof of Claim form in order
to obtain their share of the Net Settlement Fund .
3. My firm used the following procedure to process the Claims and correspondenc e
submitted in this matter to Post Office Box 5100, Larkspur, California 94977-5 100 : (a)
2DECLARATION OF DANIEL J . MAROTTO IN SUPPORT OF
MOTION FOR DISTRIBUTION OF CLASS SE TTLEMENT FUND
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envelopes received from the Post Office Box were opened and sorted into correspondence, such
as requests for Claim forms, and actual Proof of Claim forms ; (b) the correspondence received
was reviewed and responded to accordingly ; (c) the Claim forms were opened and al l
documentation submitted with a Claim form was stapled to that Claim form, and each Claim
form was assigned a Claim number ; (d) the information from each Claim form, including the
name, address, Employer I.D. or Social Security Number of the claimant, and the purchase and
sales transactions listed on the Claim were then entered into a computerized data base ; (e) the
documentation provided in support of each Claim was reviewed to ascertain whether the
claimant had in fact purchased the securities of Tripath Technology, Inc. ("Tripath") in the
open market during the period between January 29, 2004 and June 13, 2005, inclusive (the
"Class Period") ; and (f) Claims were then reviewed to be sure they were not submitted by or on
behalf of excluded persons, i .e ., the Defendants, the officers and/or directors of Tripath, at all
relevant times, members of their immediate families (parents, spouses, siblings, and children),
and their legal representatives, heirs, successors or assigns, and any entity in which the
Defendants have or had a controlling interest . The identities of claimants were also reviewed
against the list of persons that requested exclusion .
4. Where a submitted Claim lacked the required information or documentation t o
substantiate the Class Member's transactions during the Class Period, or was otherwise
ineligible, Gilardi sent a letter to the claimant advising him, her or it of the deficiency and
requesting the submission of the appropriate documentary evidence or correction of the defect .
Attached hereto as Exhibit A are copies of the forms of letters used to notify claimants of the
deficiency in their Claims.
5 . The deficiency letters advised claimants that unless the indicated deficiency was
corrected within twenty days, his, her or its Claim would be accepted only to the extent of the
documentation supplied . If appropriate, deficiency letters advised that the Claim would be
entirely rejected if the claimant had not supplied the required documentation or information for
any transactions .
21 3DECLARATION OF DANIEL J . MAROTTO IN SUPPORT OF
MOTION FOR DISTRIBUTION OF CLASS SE TTLEMENT FUND
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6. Claimants who submitted documentation which demonstrated that the claiman t
was ineligible to participate in the Settlement (for example, where the documentation
demonstrated that the claimant had suffered no loss from their purchases of Tripath securities
during the Class Period) were sent a Rejection Letter . The Rejection Letter, samples of which
are attached hereto as Exhibit B, advised the claimant of his, her or its right to request this
Court's review of our administrative determination rejecting the Claim . The letter stated that
the claimant could request this Court's review of the rejection of his, her or its Claim by
submitting a statement in writing setting forth the reasons why the claimant believed that the
Claim was adequately submitted . No claimants have outstanding requests for this Court's
review of the rejection of their Claims .
H. LATE BUT OTHERWISE VALID CLAIM S
7. Approximately 57 otherwise eligible Claims were postmarked later than May 29 ,
2006, the submission deadline stated in the Notice . All such Claims were accepted subject to
such other deficiencies as were determined to exist . We believe that no delay in the processing
or distribution of the Settlement Fund resulted from the provisional acceptance of these Claims
due to the time required to process the large volume of timely submitted Claims . Accordingly,
we respectfully request the Court approve our determination and the determination of counsel to
accept these Claims . These Claims are included in the list of accepted claimants .
8 . However, there must be a final cut-off date after which no more Claims may b e
accepted so that there may be a proportional distribution of the Net Settlement Fund .
Acceptance of any Claim received after preparation of this application would necessarily require
a delay in the distribution. Accordingly, it is also respectfully requested that this Court order
that no Claim submitted after December 31, 2006, a date during the preparation of this
application, be accepted for any reason whatsoever .
III. ACCEPTED AND REJECTED CLAIM S
9. A total of 1,502 persons or entities have submitted Claims herein , of which a
total of 915 have been accepted .
4DECLARATION OF DANIEL J . MAROTTO IN SUPPORT OF
MOTION FOR DISTRIBUTION OF CLASS SETT LEMENT FUND
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10 . A total of 587 claimants were rejected for the following reasons :
No. of Claims Code Reason for Rejection
44 N No purchases listed in the clai m
101 P No purchase transactions in the class period
387 G No loss per the plan of allocation
45 M Duplicate claim filed
10 R Incomplete and/or commingled claim
11 . 915 Claims have been accepted representing a total Recognized Claim of
$6,895,475 .
12 . Submitted herewith as Exhibit C is a computer printout listing all the Claims
submitted herein. The first portion of the printout alphabetically lists all the accepted claimants
and shows their Recognized Claim amounts and the number of Settlement Shares allocated to
them under the Plan of Allocation . The next portion of the printout alphabetically lists all the
rejected claimants and shows the code letter corresponding to the reason why such Claims were
rejected.
13. Gilardi has spent the time necessary to thoroughly process the Claims and protect
the interests of each Class Member submitting a Claim . No Claims were rejected out-of-hand
and adequate time was spent communicating with Class Members and suggesting appropriate
ways they could document their Claims and participate in the settlement . Telephone calls and
letters from claimants to Gilardi were courteously handled . Class Members were assisted to the
fullest extent possible . The professional attitude and work product of Gilardi was of the highest
quality .
14. It is respectfully requested that the Court enter an Order approving the above
determinations accepting and rejecting the Claims submitted herein .
5DECLARATION OF DANIEL J . MAROTTO IN SUPPORT O F
MOTION FOR DISTRIBUTION OF CLASS SETTLEMENT FUND
IV. PLAN OF ALLOCATIO N
2 15 . Claims which were properly submitted and supported with adequat e
documentary evidence were recognized on the basis of the following "Recognized Claim"
41 I formula as stated in the Plan of Allocation set forth in the Notice and approved by the Court :
(a) For shares of Tripath common stock purchased during the period between
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I January 29, 2004 and October 18, 2004, inclusive, and
(i) Sold on or before October 18, 2004, an Authorized Claimant shall have no($0.00) "Recognized Claim "
(ii) Sold during the period from October 19, 2004 through and including October 22,2004, an Authorized Claimant's "Recognized Claim" shall mean the lesser of. (a) thepurchase price (including commissions, etc .) less the sales price (net of commissions,etc .), (b) the purchase price (including commissions, etc .) less $0.64, or (c) $0 .1 5
(iii) Sold during the period from October 25, 2004 through and including June 13,2005, an Authorized Claimant's "Recognized Claim" shall mean the lesser of . (a) thepurchase price (including commissions, etc .) less the sales price (net of commissions,etc.), (b) the purchase price paid (including commissions, etc .) less $0.64, or (c) $0 .90 ;
(iv) Held as of the close of trading on June 13, 2005, an Authorized Claimant'sRecognized Claim" shall mean the lesser of. (a) the purchase price (includingcommissions, etc .) less $0 .64, or (b) $0.92 .
(b) For shares of Tripath common stock purchased during the period betwee n
October 19, 2004 and October 22, 2004 , inclusive, and
(i) Sold on or before October 22, 2004, an Authorized Claimant shall have no($0.00) "Recognized Claim" ;
(ii) Sold during the period from October 25, 2004 through and including June 13,2004, an Authorized Claimant's "Recognized Claim" shall mean the lesser of. (a) thepurchase price (including commissions, etc .) less the sales price (net of commissions,etc .), (b) the purchase price (including commissions, etc .) less $0.64, or (c) $0 .75 ;
(iii) Held as of the close of trading on June 13, 2005, an Authorized Claimant's"Recognized Claim" shall mean the lesser of (a) the purchase price (includingcommissions, etc .) less $0.64, or (b) $0 .77 .
(c) For shares of Tripath common stock purchased during the period between
October 25, 2005 and June 13, 2005, an d
(i) Sold on or before June 13, 2004, an Authorized Claimant shall have no($0.00) "Recognized Claim" ;
6DECLARATION OF DANIEL J . MAROTTO IN SUPPORT O F
MOTION FOR DISTRIBUTION OF CLASS SE TTLEMENT FUND
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(ii) Held as of the close of trading on June 13, 2005, an Authorized Claimant"s"Recognized Claim" shall mean the lesser of. (a) the purchase price (includingcommissions, etc .) less $0 .64, or (b) $0.02 .
Purchases during the Class Period were matched against sales during the Class Period o n
a First-In, First-Out basis . Transactions resulting in a gain were not included .
V. ALLOCATION OF NET SETLEMENT SHARES
16. The Stipulation provided that Tripath would issue and deliver a total o f
2,450,000 Settlement Shares . The Court has awarded 25% of these shares to Plaintiffs' Counsel
as and for their attorneys' fees . Accordingly, there are 1,837,500 Net Settlement Shares to be
allocated to the Authorized Claimants . Pursuant to the Stipulation and the Plan of Allocation,
Gilardi has allocated the 1,837,500 Net Settlement Shares to the Authorized Claimants .
Submitted herewith as Exhibit C is a schedule of the accepted claimants showing their : (i)
Claim number, (ii) name, (iii) Recognized Claim, and (iv) the number of Settlement Shares
allocated to them under the Plan of Allocation (a more detailed schedule prepared by Gilardi
will identify to Tripath the name, address, and social security or tax identification number of
each Authorized Claimant, and the number of Net Settlement Shares to be distributed to each
Authorized Claimant) . In accordance with the Plan of Allocation, the schedule attached hereto
provides for an allocation of a minimum of 15 Net Settlement Shares to each Authorized
Claimant so that if an Authorized Claimant's calculated pro rata distribution would be less than
15 Net Settlement Shares, that claimant is allocated a total of 15 Settlement Shares . The
schedule provides for the distribution of whole Settlement Shares only .
VI. DISTRIBUTION OF NET CASH SETTLEMENT FUN D
17. If the Court grants this motion, the Gilardi staff will undertake the followin g
tasks: (i) calculate a pro rata allocation of the Net Cash Settlement Fund by comparing the
Authorized Claimants' Total Recognized Claims with the total dollar value of the Net Cash
Settlement Fund at the time of distribution ; (ii) prepare checks and check registers for the
Authorized Claimant ; (iii) mail the cash payments by prepaid first class mail ; (iv) issue
7DECLARATION OF DANIEL J . MAROTTO IN SUPPORT OF
MOTION FOR DISTRIBUTION OF CLASS SETTLEMENT FUND
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replacement drafts upon request by payee ; and (v) answer inquiries about claim calculations an d
cash payments .
VII. FEES AND DISBURSEMENTS OF CLAIMS ADMINISTRATOR
18 . Gilardi originally agreed with Lead Counsel to process the Claims herein i n
consideration of payment of our standard hourly fees . Our actual hourly fees incurred to date
$46,293 and to be incurred $1,435 through the redistribution amount to $47,728, as shown on
the invoices annexed hereto as Exhibit D . In our engagement it was also agreed that our out-of-
pocket expenses would be reimbursed. Our actual out-of-pocket expenses incurred to date
$41,411 and expected to be incurred $9,288 will total $50,699, as also shown on the invoices
annexed as Exhibit D . Gilardi respectfully requests the Court to authorize the payment of the
full amount of such fees and out-of-pocket expenses, which total $98,427 .
19. Gilardi has received payment of $32,149 on account from the Settlement Fund .
Accordingly, there is a balance due of $66,278 and Gilardi respectfully requests the Court to
authorize the payment of this balance .
VIII. RECORDS RETENTION AND DESTRUCTIO N
20. We request that the Court enter an Order providing that one year after
distribution of the Net Settlement Fund we are authorized to destroy the paper copies of the
Proof of Claim forms, and three years after distribution of the Net Settlement Fund we are
authorized to destroy electronic copies of claim records .
IX. CONCLUSION
21 . For the foregoing reasons, it is respectfully requested that this Court enter an
Order: (a) approving the administrative actions taken by Gilardi in accepting and rejecting the
Claims submitted herein ; (b) directing payment to Gilardi for its fees and expenses i n
I connection with the services performed and to be performed in mailing and publishing notice to
the Class, processing the Claims, allocating the Settlement proceeds among the Authorized
Claimants, and distributing the Net Cash Settlement Fund ; (c) directing Tripath to issue and
deliver the Sett lement Shares in connection with the instructions of Lead Counsel , 612,500 to
8DECLARATION OF DANIEL J. MAROTTO IN SUPPORT OF
MOTION FOR DISTRIBUTION OF CLASS SETTLEMENT FUND
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Lead Counsel and 1,837,500 to the Authorized Claimants ; (d) directing distribution of the Net
Cash Settlement Fund to the Authorized Claimants ; and (e) authorizing destruction of paper
copies of Proof of Claim forms one year after distribution of the Net Settlement Fund, and
authorizing destruction of electronic copies of claim records three years after distribution of the
Net Settlement Fund .
22. The above is true to my personal knowledge and if called to do so I could and
would testify competently thereto . I declare under penalty of perjury under the laws of the State
of California that the above is true and correct. Executed this 10th day of January, at San
Rafael, California .
DANIEL J . NLXR0tZ0
9DECLARATION OF DANIEL J . MAROTTO IN SUPPORT OF
MOTION FOR DISTRIBUTION OF CLASS SE TTLEMENT FUND
TRIPATH TECHNOLOGY INC . SECURITIES LITIGATIONc/o Gilardi & Co, LL CClaims Administrator
3301 Ke rner Blvd .San Rafael , CA 9490 1
June 27, 200 6
RE: Return of Claim(s) Filed for Correctio n
Dear Sir,
We recently received a package in regards to Tripath Technology Inc . Securities litigation and determined itscontents to be incomplete and therefore unacceptable for processing . This determination is based on thefact(s) that:
• The purchase and sale transaction schedule of the Court approved Proof of Claim and Releaseform, was not filled out correctly . In order to correct your claim, please provide Number of Shares,Total Purchase Price/Total Sale Price information plus any other applicable information regardingyour claim in all the appropriate sections . You must list all your transactions individually on ourCourt approved Proof of Claim and Release form . If you require additional space, make additionalcopies of page 4, as instructed at the bottom of each page . Alternatively, you may contact usabout participating in our claims filing process that allows the submission of data via an electronicspreadsheet .
Please note that we have given your package the following control number : ' .
To ensure that your package is processed, we require that you submit new, correctly completed, original Proofof Claim and Release form (1 is enclosed for your convenience), along with a copy of this letter, to myattention at the address listed above .
Failure to provide correctly completed claim may result in disqualification .
Thank you for your attention to this ma tter, and please contact me via phone at 415-461-0410, or via email atEData Gllardi.com should you have any questions .
Regards ,
GILARDI & Co, LLC
Rose harder
Encl .
CLAIMS ADMINISTRATION CENTER
POST OFFICE BOX 510 0
LARKSPUR, CALIFORNIA 94977-510 0
July 26, 2006
Claim Nbr :
Taxpayer ID :
Account Nbr :
TRPH1 -
Re : Tripath Technology Inc . Securities Litigation : Rejection Notice
Dear Claimant :
We have processed your claim in accordance with the Court approved Plan
of Allocation for the Tripath Technology Inc . Securities Litigation .
We have determined that you have no Net Allowable Loss due to thefollowing reason(s) :
Your relevant securities transactions did not result
in a Recognized Loss under the Court approved Plan ofAllocation .
Based upon the statement as set forth above, we will recommend to the
Court that your claim be DISALLOWED and REJECTED .
If you think the above determination by the Claims Administrator isincorrect, you may request Court Review of the administrative
determination within 20 days of the date of this letter, by sending a
statement in writing asking for a "Court Review", and setting forth the
reasons that you believe the administrative determination is incorrect .Your written statement will thereafter be submitted to the Court for'consideration . Requests for Court Review should be submitted on or
before August 14, 2006 and should be addressed to :
Trinath Technology Inc . Securities LitigationAttn : Cheryl Washington
PO Box 5100Larkspur, CA 94977-510 0
Very truly yours ,
Claims Administration Center
CLAIMS ADMINISTRATION CENTER
POST OFFICE BOX 510 0LARKSPUR, CALIFORNIA 94977-510 0
July 26, 2006
Claim Nbr :
Taxpayer ID :
Account Nbr :
TRPH1-
Re : Tripath Technology Inc . Securities Litigation : Rejection Notice
Dear Claimant :
We have processed your claim in accordance with the Court approved Planof Allocation for the Tripath Technology Inc . Securities Litigation .
We have determined that you have no Net Allowable Loss due to thefollowing reason(s) :
You did not purchase any Tripath Technology Inc . common stock
during the class period, January 29, 2004 through June 13, 2005inclusive .
Based upon the statement as set forth above, we will recommend to theCourt that your claim be DISALLOWED and REJECTED .
If you think the above determination by the Claims Administrator is
incorrect, you may request Court Review of the administrative
determination within 20 days of the date of this letter, by sending astatement in writing asking for a "Court Review", and setting forth the
reasons that you believe the administrative determination is incorrect .Your written statement will thereafter be submitted to the Court for
consideration . Requests for Court Review should be submitted on or
before August 14, 2006 and should be addressed to :
Tripath Technology Inc . Securities LitigationAttn : Cheryl Washington
PO Box 5100Larkspur, CA 94977-510 0
Very truly yours ,
Claims Administration Center
CLAIMS ADMINISTRATION CENTER
POST OFFICE BOX 510 0
LARKSPUR, CALIFORNIA 94977-510 0
July 26, 2006
Claim Nbr : TRPH1-
Taxpayer ID :
Account Nbr :
Re : Trinath Technolocrv Inc . Securities Litigation : Rejection Notice
Dear Claimant :
We have processed your claim in accordance with the Court approved Planof Allocation for the Tripath Technology Inc . Securities Litigation . .
We have determined that you have no Net Allowable Loss due to thefollowing reason(s) :
Your claim did not set forth any information regardingpurchases of Tripath Technology Inc . common stock duringthe class period, January 29, 2004 through June 13, 2005
inclusive .
Based upon the statement as set forth above, we will recommend to the
Court that your claim be DISALLOWED and REJECTED .
If you think the above determination by the Claims Administrator is
incorrect, you may request Court Review of the administrativedetermination within 20 days of the date of this letter, by sending a
statement in writing asking for a "Court Review", and setting forth the
reasons that you believe the administrative determination is incorrect .Your written statement will thereafter be submitted to the Court forconsideration . Requests for Court Review should be submitted on or
before August 14, 2006 and should be addressed to :
Trinath Technology Inc . Securities LitigationAttn : Cheryl Washington
PO Box 5100Larkspur, CA 94977-510 0
Very truly yours ,
Claims Administration Center
TRPH1 Tripath Technology Inc . Securities Litigatio n
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207
Selection . Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dist
100027-6s *ADH HEALTH PRODUCTS 98,200 .00 25,03 7
100082-9s *AFPC DIVEFIED PTNRS LP 20,295 .00 5,41 8
101403-0e *ALM BRAND BANK AS 2,170 .00 593
101385-8e *ANDERSEN FDN - SMALL CAP INDEX 156 .40 5 7
100894-3e *ARIZONA STATE RETIREMENT SYSTE 11,953 .56 3,197
100148-5s *BARNES JEWISH HOSP ENDOWMENT FUND 828 .00 23 5
100147-7s *BARNES JEWISH HOSP SPEC PURP 276 .00 8 8
100900-le *BCO DESIO-ANIMA SGR 18,400 .00 4,91 4
100100-Om *BEAR STEARNS SECURITY CORP 10,132 .00 2,713
100104-3m *BEAR STEARNS SECURITY CORP 3 .34 15
100965-6e *BNY FL BCBS FL-SSGA SMALL CAP INDEX FD 1,854 .00 50 9
100899-4e *BRISTOL MYERS TRANS 3,220 .00 872
100068-3s *BUTLER UNI GARDNER LEWIS 7,565 .25 2,029
100895-le *CF SMALL CAP STOCK INDEX FUND 9,384 .00 2,513
100081-Os *CHICHESTER DUPONT 1,830 .00 502
100896-Oe *CHILDRENS MEDICAL CENTER 9,420 .00 2,523
100883-8e *COLLEGE RETIREMENT EQUITIES FUND 180,118 .96 46,846
100849-8e *COLORADO PUBLIC EMPLOYEES RET 36,432 .00 9,715
100033-Os *CRESCENT INTERNATIONAL LTD 10,000 .00 2,67 7
101404-8e *DAIMLER CHRYSLER 10,630 .50 2,845
101415-3e *DEUTSCHE BANK AG FRANKFURT 76 .00 35
100878-le *DEUTSCHE BANK SECURITIES INC 24,680 .25 6,58 6
101108-le *DFA TAX MANAGED US EQUITY SERIES 810 .00 23 1
101104-9e *DIMENSIONAL FD ADVIS MICRO CAP SUBTRUST 22,590 .00 6,02 9
101103-Oe *DIMENSIONAL FD ADVISORS 70,285 .64 18,72 8
101106-5e *DIMENSIONAL FD ADVISORS 61,875 .90 16,48 9
101105-7e *DIMENSIONAL FUND ADVISORS 46,353 .18 12,35 6
101107-3e *DIMENSIONAL FUND ADVISORS 23,760 .00 6,34 1
100897-8e *DL INVESTMENT FUND 1,587,937 .00 421,66 0
100047-Os *DREISESZUN FAMILY FOUNDATION 4,600 .00 1,24 0
100140-Os *ELAN POLO PROFIT SHARING PL 7,485 .00 2,00 8
100898-6e *EMPL BENEFIT DAILY VALUED SMALL CAP STK 11,960 .00 3,19 9
100885-4e *EQUITY INDEX FD 886 .88 25 1
100887-Oe *EQUITY INDEX FUND 1,958 .68 53 6
101320-3s *ERS OF TEXAS 806 .64 23 0
100828-5e *EXELON GENERATION NON-TAX 18 .00 1 5
101146-4e *EXTENDED EQUITY MARKET FD 1,335 .64 37 1
101360-2e *FEDERATED MINI-CAP INDEX FUND 1,928 .00 52 8
101373-4e *FIRST AMERICAN SMALL CAP INDEX 5,253 .20 1,414
101149-9e *FLECS EPMG MLTI-BHATT 4,500 .00 1,21 3
101434-Oe *FLORIDA STATE BOARD OF ADMIN 240 .00 7 9
101436-6e *FLORIDA STATE BOARD OF ADMIN 928 .00 26 2
100139-6s *GARDNER LEWIS GROWTH FUND 6,945 .00 1,864
101358-Oe *GARTMORE SMALL CAP INDEX 3,594 .00 97 2
101130-8e *GOPEN FAMILY TR BO ALYSA L GO 4 .00 1 5
101131-6e *GOPEN FAMILY TR BO DAMIEN S G 4 .00 1 5
101129-4e *GOPEN FAMILY TR BO DANIEL GOP 4 .00 1 5
101132-4e *GOPEN FAMILY TR BO NICHOLAS G 4 .00 1 5
101363-7e *HARBISON-FISCHER RET-GARDNER 9,300 .00 2,49 1
101496-Om *HIGHLAND SECURITIES CO 3,390 .00 918
100892-7e *INSTITUTIONAL SMALL CAP GROWTH INDEX FD 4,073 .78 1,10 0
100888-9e *INSTITUTIONAL SOCIAL CHOICE EQUITY FUND 1,840 .00 50 5
Page 1
TRPH1 Tripath Technology Inc . Securities Litigation
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207
Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dist100098-5s *JEB PARTNERS LP 14,592 .00 3,90 0
101489-7m *JHT TOTAL STOCK MARKET INDEX TRUST 236 .86 7 8
101381-5e *JUPITER FUND 332 .12 10 3
100339-9s *KA PROPERTIES LLC 2,467 .00 67 2
101386-6e *KBA-SMALL CAP FUND 248 .40 8 1
100889-7e *LIFE SOCIAL CHOICE EQUITY FUND 460 .00 13 7
100903-6e *LINES OVERSEAS MANAGEMENT 19,964 .92 5,33 0
100817-Oe *LOCKHEED MARTIN CORPORATION 56,565 .00 15,07 5
101208-8s *LOCKHEED MARTIN SAL SAVINGS PLAN 40 .00 1 5
100902-8e *LUCENT MASTER PENSION TRUST 4,301 .92 1,16 0
100523-5s *LUDEMANN FAMILY TRUST 900 .00 255
100904-4e *MA HEALTH CARE SECURITY TRUST 552 .00 16 2
100621-5s *MANTIELIG INVESTMENTS 7 .00 15
101113-Be *MARYLAND VOTED RUSSELL 3000 SL 458 .00 13 7
100396-8s *MB & JB INVESTMENTS LLC 20 .00 15
101070-Os *MCCRACKEN BOEDDIKER & OTT PS 1,000 .00 28 1
100974-5e *MILLENCO LP 4,784 .00 1,28 9
100160-4s *NASDAQ COMPOSITE INDEX FUND 706 .56 203
100052-7s *NATINAL FIDUCIARY SERVICES 10,905 .00 2,918
100851-Oe *NATIONAL RAILROAD RETIREMENT 1,437 .66 398
100133-7s *NEMO CAPITAL PARTNERS LTD 11,865 .00 3,174
101124-3e *NEW ENGLAND MFG CORP 16 .00 15
100834-Oe *NEWPORT NET PERF - STERLINGSTERLING 1,518 .00 419
100194-9s *NOMUR.A SECURITIES INTER 161 .99 58
100805-6e *NORTHERN TR GLOBAL INVEST- 4,308 .36 1,162
100804-8e *NORTHERN TR GLOBAL INVESTMENT- 4,692 .00 1,264
100807-2e *NORTHERN TR SMALLCAP INDEX FUND 10,856 .00 2,905
100803-Oe *NORTHERN TRUST GLOBAL INVEST- 101,936 .00 26,03 1
100823-4e *NTB FSB AS TTEE OF THE SGP TR DTD1 19 45 .00 15
100871-4e *NTGI COMMON DAILY US MARKET CAP 2,616 .60 712
100866-8e *NTGI-QM COLLECTIVE DAILY 66 .00 33
100867-6e *NTGI-QM COLLECTIVE DAILY SMALLCAP 33,834 .84 9,023
100869-2e *NTGI-QM COMMON DAILY S&P 500 747 .04 214
100970-2e *NYCDCP-SMALLCAP INDEX-BNY ASSET MGMT 102 .00 42
101433-le *OHIO PERS 7,565 .25 2,029
100146-9s *OHIO STATE HWY 190 .00 66
100856-Oe *OKLAHOMA TEACHERS RETIREMENT 10 .00 15
100839-Oe *OKLAHOMA TEACHERS RETIREMENT SYSTEM 1,333 .80 370
100084-5m *PACIFIC SELECT SMALL CAP 21,158 .00 5,64 8
100067-5s *PERS LARGE CAP ALPHA 2000 FBO 6,255 .00 1,68 0
100821-8e *PFIZER INC DIMENSIONAL FUND ADVISORS 42 .00 15
101494-3m *POTEET ENERGY CORP DEFINED BENEFIT PP 75,777 .00 20,19 0
100905-2e *PUB EMPLOYEE RET SYS OF IDAHO 4,324 .00 1,166
100906-Oe *PUTNAM SMALLL CO EQUITY PORTFO 7,084 .00 1,901
100577-4s *QUEBEC 9085-2260 145 .84 54
100908-7e *QWEST COM DB DC MASTER TRUST 1,472 .00 40 7
101314-9s *RANDALEA LLC 15,510 .00 4,144
100193-Os *RCGWLG LTD 300 .00 9 5
100360-7s *REDTECH LBC PARTNERS LP 1,237 .00 344
101109-Oe *RUSSELL 2000 163,990 .52 42,552
101142-le *RUSSELL 2000 ALPHA TILTS FD B 3,954 .80 1,06 8
101112-Oe *RUSSELL 2000 GROWTH 14,134 .00 3,77 8
Page 2
TRPH1 Tripath Technology Inc . Securities Litigation
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207
Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dist
101110-3e *RUSSELL 2000 GROWTH CTF 12,144 .00 3,248
101139-le *RUSSELL 2000 GROWTH FUND 15,073 .62 4,028
101141-3e *RUSSELL 2000 GROWTH FUND B 12,488 .48 3,340
101144-8e *RUSSELL 2000 INDEX FUND 68,074 .82 18,139
101140-5e *RUSSELL 2500 INDEX FUND 3,670 .22 992
101114-6e *RUSSELL 3000 REPLICATED INDEX CTF 6,694 .00 1,797
101115-4e *RUSSELL 3000 REPLICATED INDEX FUND 40,236 .00 10,727
101111-1e *RUSSELL SPECIAL SMALL NON-CTF 9,463 .22 2,534
101359-9e *SCUDDER VIT SMALL CAP INDEX 14,260 .00 3,812
101355-6e *SEASONS SMALL-CAP PORT 971 .98 274
101161-8e *SG AMERICAS SECURITIES LLC 12,442 .28 3,32 8
101162-6e *SOCIFrTW GrrNrRALE 350 .60 10 8
100886-2e *SOCIAL CHOICE EQUITY FD 1,472 .00 40 7
100907-9e *SOUTHERN CALIFORNIA EDISON 137,370 .00 35,465
101384-Oe *ST PAUL FDN-POOLED FD REGIONAL EQ 478 .40 142
101143-Oe *STATE FARM SMALL CAP EQ INDEX 4,422 .44 1,192
100893-5e *STITCHING PEN FDS ABP INZ SBB ABP BELF 4,862 .00 1,30 9
100838-2e *SUMMIT RUSSELL SM CAP PTFINDEX 1,643 .12 452
101459-5e *SUSQUEHANNA INVESTMENT GROUP 22 .50 1 5
101180-4s *TCMP3 PARTNERS LP 5,555 .56 1,494
101393-9e *TEACHERS INS ANNUITY ASSOC- COLLEG RET 20,405 .60 5,44 8
101394-7e *TEACHERS INS ANNUITY ASSOC- COLLEG RET 8,256 .08 2,21 3
101395-5e *TEACHERS INS ANNUITY ASSOC- COLLEG RET 2,187 .76 59 7
100858-7e *TEXAS SCOTTISH RITE HOSPITAL 65 .10 3 2
100884-6e *TIAA STOCK INDEX 2,187 .76 59 7
101170-7e *TIAA-CREF IMF INSTITUTIONAL 4,029 .36 1,08 8
100741-6s *TRIPATHI FAMILY TRUST 1,036 .00 291
100795-5s *TRISTATE GROUTING LLC 20 .00 1 5
100602-9s *UNREIN INVESTMENT LLC 2,250 .00 614
100062-4m *URSA OFFSHORE LTD 9,936 .00 2,66 0
100063-2s *URSA PARTNERS LP 4,554 .00 1,22 7
101148-Oe *US EQUITY MARKET FUND 176,875 .88 45,98 3
101147-2e *US EQUITY MARKET FUND B 8,311 .02 2,22 8
101145-6e *US EQUITY MKT FD B LENDABLE 3,269 .70 88 6
100422-Om *US SMALL COMPANY FUND 3,204 .00 868
101159-6e *VANGUARD BALANCED INDEX FUND 181 .24 6 3
101158-8e *VANGUARD EXTENDED MARKET INDEX FUND 12,964 .96 3,467
101157-Oe *VANGUARD TOTAL STOCK MARKET INDEX FUND 16,296 .14 4,35 4
101354-8e *VCI SMALL CAP INDEX FUND 16,256 .00 4,34 3
101155-3e *VFTC RUSSELL 2000 GROWTH INDEX TRUST 17,570 .56 4,69 3
101156-le *VFTC RUSSELL 3000 INDEX TRUST 387 .32 11 8
101154-5e *VFTC TOTAL STOCK MARKET INDEX TRUST 6,348 .00 1,70 5
100862-5e *WILSHIRE SMALL CO 136 .10 51
100847-le *WRKN LLCNTQM RUSSEL 2000 96 .00 41
100283-Os *WILIGER FOUNDATION 24 .00 15
101353-Oe *YOUNG FAMILY TRUST DTD 2,756 .00 74 9
100901-Oe 3400-*JNL MCM SMALL CAP INDEX 3,312 .00 89 7
100373-9s 9083-3260*QUEBEC INC 300 .00 95
100229-5s A JOHN*SHIMMON 20 .00 15
100233-3s AARON*CHAN 40 .00 15
100455-7s AARON*JACKSON 10 .00 15
100564-2s ABDUL*HALIMI 738 .00 211
Page 3
TRPH1 Tripath Technology Inc . Securities Litigation
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207
Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dis t
100117-5s ADAM*HANS 100 .00 42
100118-3s ADAM*HANS AND 859 .00 244
101090-5s AHTEE*LIM 184 .00 64
100735-is AILI*DU 2,700 .00 734
101229-Os ALAN*JACOBSON AND 1,314 .75 365
101225-8s ALAN*MOORE 60 .00 3 1
101005-Os ALAN*MORGENSTERN AND 20 .00 1 5
100041-1s ALAN*MORLEY 8,782 .40 2,353
100322-4s ALBERT*PFEIFLE AND 6,680 .00 1,793
100676-2s ALBERT*WISIALKO 460 .00 13 7
100753-Os ALEXANDER*FREEMAN UTMA VA 460 .00 13 7
100598-7s ALFREDO*ZUNIGA 960 .00 27 1
101277-Os ALLAN*TANNENBAUM 920 .00 26 0
100756-4s ALLEN*FREEMAN AND 460 .00 13 7
100004-7s ALVIN*ADLER AND 900 .00 25 5
101217-7s AMBROSE*LOW 1,198 .00 334
101218-5s AMBROSE*LOW 20 .00 1 5
100291-Os AMIR*FARIVAR MOHSENI 270 .00 8 7
100725-4s AMIR*TARMOHAMED 3,836 .00 1,03 6
100545-6s AMIT*VARSHNEY 20 .00 15
100740-8s AMITABH*TRIPATHI 262 .00 8 5
101188-Os AMLA*SHARMA AND 9,200 .00 2,464
101299-is AMR ABDEL*MOHAMED EZZAT HUSS 110 .00 4 4
100333-Os AMY*LAM 14 .00 1 5
100334-8s AMY*LAM 24 .00 1 5
100706-8m ANDRE*VAZQUEZ 9 .40 15
101286-Os ANDREW*BELLAK AND 900 .00 255
100210-4s ANDREW*CHEW IRA 920 .00 26 0
101028-Os ANDREW*GORE 174 .80 62
100589-8s ANIL*AGGARWAL 3 .78 15
101086-7s ANIL*GAMBHIR AND 1,602 .00 44 2
101350-5e ANNE*YOUNG 2,743 .00 745
100546-4s ANNEMARIE*HUSTE 6,670 .00 1,791
101033-6s ANTHONY*JACOBY 12,060 .00 3,22 6
100438-7s ANTHONY*TUMMARELLO IRA 6,900 .00 1,852
100606-1s ANTHONY*WIECZOREK 34 .52 15
100331-3s ANTONIO*DIAZ RLOVR IRA 3,762 .80 1,017
100311-9s ARLAND DALE*HARVEY IRA 969 .00 273
101282-7s ARLENE*SARTE 322 .00 101
101336-Os ARTI*CHANDRA AND 40 .00 15
101310-6s ASHLEY GATES*JANSEN 1,890 .00 518
101057-3s ATHENA J*LEVENTIS 4,600 .00 1,240
100685-1s AVERY*DORTON 274 .00 88
101504-4e BARBARA E*PRINS AND JOHN J PRINS 5,560 .48 1,495
101134-Oe BARBARA*GOPEN TR-QTIP MARITAL 6 .00 15
100178-7s BARBARA*HONLAR TRUST 3,144 .00 852
101016-6s BARRY*RONNE 40 .00 15
100521-9s BARTON*BECKER 40 .00 15
100995-8s BEN*CRIGLER JR 4,600 .00 1,240
100268-6s BEN*SHI 184 .00 64
100307-Os BENJAMIN O*MARTIN 18,400 .00 4,914
100124-8s BENJAMIN*HOBBY 7,119 .37 1,910
Page 4
TRPH1 Tripath Technology Inc . Securities Litigatio n
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207
Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dis t
100174-4s BILL*LAFLEUR 20 .00 1 5
100175-2s BILL*LAFLEUR ROTH IRA 782 .00 223
100542-1s BONNIE*VANBERG 460 .00 137
101076-Os BRIAN*KRUSE ROTH IRA 920 .00 26 0
101326-2s BRIAN*STRAYER 5,520 .00 1,485
100019-5s BRIAN*WALLER 62 .00 32
100586-3s BRITTNEY*BEARD ROTH IRA 92 .00 3 9
100274-Os BRUCE*EBEL 630 .00 183
101232-Os BRUCE*HUYNH 3,653 .00 98 8
100997-4s BRUCE*KLIMKOSKI 800 .00 22 8
100447-6s BRUNO*OLESZKIEWICZ AND 20 .00 1 5
100555-3s BYRON*WEICHEL 92 .00 3 9
101001-8s CAMERON*FRASER 2,760 .00 75 0
100647-9s CARL*TODARO 4,960 .00 1,33 6
100368-2s CAROLE*BRIGGS 270 .00 8 7
100415-8s CAROLYN*KINNEY REV TRUST 276 .00 8 8
101222-3s CARTER*SMITH AND 3,233 .00 876
101444-7m CATHY*TOY 5 .00 1 5
100655-Os CESARE*ASARO 368 .00 11 3
100613-4s CHARLES V*SHIVERY JR AND 24,840 .00 6,62 8
100776-9s CHARLES*BISCHOF AND 1,940 .00 53 1
100510-3s CHARLES*COLELL IRA 60 .00 3 1
101056-5s CHARLES*GRISSOM AND 5,950 .00 1,599
100481-6s CHARLES*HENDERSON 40 .00 15
100515-4s CHARLES*MORRIS AND 40 .00 15
100623-is CHARLES*PHILLIPS AND 1,577 .00 43 5
100168-Os CHARLES*SHIVERY JR. ROTH IRA 86,355 .80 23,006
101493-5m CHARLES*VANBERG 56,987 .64 15,18 7
100528-6s CHARLES*VANBERG AND 828 .00 235
100073-Os CHEERAG D*UPADGYAYA 2,760 .00 750
100077-2s CHI SHIEN*LIN 5,520 .00 1,485
101093-Os CHIEKO*NARUMOTO 5,060 .00 1,362
100261-9s CHRIS*GROSSKREUTZ 5,387 .00 1,44 9
101183-9s CHRIS*STROUPE AND 3,680 .00 995
100718-1m CHRISTINE*MACK 276 .00 8 8
100708-4m CHRISTOPHER*AUGUSTINE 8 .00 15
100693-2s CHRISTOPHER*ROHLFS IRA 1,656 .00 456
100710-6m CHUNG MEI*TSENG 1,104 .00 309
101389-Oe CITY OF*SAN JOSE P&F RET PLAN 126 .00 49
100235-Os CLARSHUN*BEYAH 460 .00 137
101182-Os CLIFFORD*LEWIS AND 540 .00 159
101323-8s COLE*CONTORELLI 368 .00 113
100584-7s CONNIE J*COLELL IRA 2,650 .00 721
100394-1s CONNIE*MERTENS 430 .60 13 0
101344-Os CONRAD*BAAS 44 .00 15
100317-8s CORY*DOOLITTLE 92 .00 39
100580-4s COY*PURCELL 5,715 .96 1,537
100315-1s CYNTHIA K*ODIL AND 276 .00 8 8
101445-5e D A*DAVIDSON & COMPANY 3,036 .00 823
100044-6s DALE*JANSSEN 920 .00 26 0
100286-4s DALE*SIEGEL 92 .00 3 9
100184-1s DALE*STANSKY ROTH IRA 1,130 .60 31 6
Page 5
TRPH1 Tripath Technology Inc . Securities LitigationClaims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dist100185-0s DALE*STRANSKY 7,814 .00 2,095101250-9s DAN*DUKES 900 .00 255100255-4s DANH*NGUYEN AND 4,240 .00 1,144101127-8e DANIEL J*GOPEN 10 .00 15100305-4s DANIEL J*ROTH 2,350 .00 641100674-6s DANIEL*BEHA 250 .00 82100236-8s DANIEL*DAEMMRICH 1 .00 15100643-6s DANIEL*HOWARD 3,680 .00 995100361-5s DANIEL*JUNG 2,760 .00 750100366-6s DANIEL*SNOW II 389 .16 119100371-2s DANIEL*TAYLOR SR 180 .00 6 3100096-9s DAVID & ROSALYN*LUNDELL LIV REVOCABLE TR 6,160 .62 1,65 5101091-3s DAVID*ADAMS 589 .30 172100505-7s DAVID*ALPER 1,840 .00 505100998-2s DAVID*BRETZ 116 .58 4 6100301-is DAVID*CHAMBERS 220 .00 7 4100405-Os DAVID*CODY 76 .00 3 5101011-5s DAVID*FERRARO 900 .00 25 5101012-3s DAVID*FERRARO 900 .00 25 5100121-3s DAVID*HOBBY 46,000 .00 12,262100091-8s DAVID*KEEHAN 100 .00 4 2101318-is DAVID*KEEHAN 3,320 .00 89 9100498-Os DAVID*KING 2,920 .00 792100086-1s DAVID*LOCKROW 9,000 .00 2,41 1100071-3s DAVID*LUNDELL ROTH IRA 2,073 .14 56 7100778-5s DAVID*MARINOFF 920 .00 26 0100480-8s DAVID*MCDANIEL IRA ROLLOVER 1,840 .00 505100275-9s DAVID*MENDLOWITZ 3,459 .00 936101227-4s DAVID*MIERAS AND 460 .00 13 7100712-2m DAVID*MOREIRA 60 .00 3 1101244-4s DAVID*PAPENHAUSEN 2,760 .00 750101073-5s DAVID*SANFORD 1,380 .00 382101072-7s DAVID*SANFORD AND 1,940 .00 53 1100088-8s DAVID*SAVAGE 1,049 .30 294100042-Os DAVID*STOLLE 9,200 .00 2,46 4100568-5s DAVID*STRANG 900 .00 25 5100707-6m DEAN*RUSSUM 60 .00 3 1100625-8s DEBORAH*ANDERSON IRA 460 .00 13 7100190-6s DEBRA*KHOURI AND 7,200 .00 1,932101335-is DENISE*BERRIGAN 6 .00 1 5100335-6s DENNIS*GEURTS 19 .20 1 5101221-5s DENNIS*NICCUM 80 .00 3 6100099-3s DENNIS*NOVAK 9,363 .00 2,50 8100448-4s DENZIL*WOODY 920 .00 26 0101196-Os DEON*KIRKLAND 3,344 .00 905100080-2s DHARMESH*GOEL 35 .00 15100169-8s DMYTRO*GRESHTCHUK 3,710 .00 1,003100796-3s DOMINICK*GIAMMARELLA 920 .00 260100458-is DON*PRESSMAN IRA 2,760 .00 750101278-9s DONALD M*DORSEY TRUST 3,700 .00 1,000100416-6s DONALD*BARKAN 40 .00 15101279-7s DONALD*DORSEY 1,400 .00 388
Page 6
TRPH1 Tripath Technology Inc . Securities LitigationClaims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207Selection Ranges : Loss (0 thru 999 ,999,999 999 )
Claim Claimant Name Allowed Loss Shares Dis t100769-6s DONALD*SOMMERFIELD 920 .00 26 0100996-6s DONN*WAGNER 10 .00 1 5101052-2s DONNA*FINNEY AND 552 .00 162100761-Os DONNEL*WOODWARD 1 .70 1 5100551-Os DORIS*ENG 920 .00 26 0100773-4s DOROTHY*SHIVERY 26,064 .12 6,954101235-5s DOROTHY*SPARKS 60 .00 3 1100485-9s DOUGLAS*KOTAS 920 .00 260100641-Os DOUGLAS*LANGE FAM TRUST 154 .86 56101190-1s DOUGLAS*MEYER 40 .00 15100386-Os DOUGLAS*OSANNA SR LIV TR 16 .00 15101246-Os DOUGLAS*VARSELL 556 .00 163100476-Os DUNE KOON*HUI AND 60 .00 3 1100475-is DUNG KOON*HUI 1,840 .00 505101288-6s DWIGHT*CHRISTENSEN 1,880 .00 516101313-Os E*EVANS JR. 1,275 .00 354100129-9s EDWARD DEAN*WYKE REV TRSUT 63,966 .00 17,04 5100686-Os EDWARD*FRANK AND 8 .00 15100620-7s EDWARD*SMITH AND 9,432 .00 2,52 6101290-8s EDWARD*YABLECKI AND 470 .00 140100355-Os EFRAIN*ARBOLERAS 23 .16 15100138-8s ELAINA*NORDEN 2,625 .00 714100513-8s ELIAS*EL HAGE 12 .00 1 5100323-2s ELIZABETH A*JOHNSON 40 .00 1 5100463-8s ELIZABETH*WIGGERT 1,012 .00 284100123-Os EMILY*HOBBY 10,864 .28 2,90 7100600-2s ENGIDA*DEGEFU 6,555 .00 1,76 0101075-is ERIC*BITTMAN UGMA NY 6 .00 1 5100679-7s ERIC*LEMBKE AND 184 .00 64100798-Os ERICK*SCHLIMMER UTMA 150 .00 5 5100705-Om ERIK*CORBETT 112 .92 45100089-6s ESTHER*GORDON 239 .20 7 9101260-6s ETTORE*BARTOLUCCI AND 920 .00 26 0100449-2s EUGENE*BERG 460 .00 137101133-2e EVA*GOPEN TRUST 'B' 6 .00 15101309-2s FBO CM*CARPENTER 1,920 .00 526100183-3s FBO DALE*STRANSKY 2,362 .20 644100177-9s FBO J*ALLEN 1,575 .00 43 4100176-Os FBO P*GORAI 141 .00 53100877-3e FBO STATE OF*NEW JERSEY PEN FD A 73,600 .00 19,61 0100292-9s FERNANDO*PORRAS 8 .98 15100661-4s FRANCES*DOHERTY ROTH IRA 276 .00 8 8100014-4s FRANCES*TUCKER 12 .00 15101125-le FRANK B*GOPEN 10 .00 1 5100456-5s FRANK*CLAUDINO 1 .56 1 5101302-5s FRANK*OPEKA 20 .00 1 5101301-7s FRANK*OPEKA IRA 40 .00 1 5101004-2s FRANK*SCHMIDIG RLOVR IRA 20 .00 1 5101197-9s FRANK*TALLARIDA 30 .00 1 5100511-1s FRANK*TUFARIELLO IRA 2,530 .00 68 9100466-2s FRANK*ZAHROBSKY 40 .00 15100658-4s FREDERICK*ARNDT 1,800 .00 494
Page 7
TRPH1 Tripath Technology Inc . Securities Litigation
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207
Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dist
101263-Os FREDERICK*CRARY 600 .00 175
101063-8s FREDERICK*SIMPSON IRA 60 .00 31
100153-im GABRIELE*ALBESEDER 184 .00 64
101224-Os GAIL*TEMPLETON 8,093 .00 2,170
100649-5s GANESH*RAMASIVAN 920 .00 26 0
100585-5s GARY*GERMANO & 439 .00 132
100782-3s GARY*SELLS 328 .44 102
101317-3s GENE*FILIPI 5,300 .00 1,42 6
101490-0m GENE*FILIPI 1,564 .00 43 1
100238-4s GENE*SCHLAUCH 1,080 .00 30 3
101315-7s GEORGE C F*SHAW 1,000 .00 28 1
100435-2s GEORGE*BONK 10 .12 1 5
100426-3s GEORGE*COLLINS 1,840 .00 50 5
100464-6s GEORGE*CONRAD 2 .00 1 5
101053-Os GEORGE*COUCH AND 10 .00 1 5
100752-1s GEORGE*GOULD 276 .00 8 8
100003-9s GEORGE*HOOVER 900 .00 25 5
101007-7s GEORGE*KREBS IRA 391 .00 119
100469-7s GEORGE*MATTICE 184 .00 6 4
100650-9m GEORGE*PETRELLA AND 2,735 .80 74 3
101034-4s GERALD*BURTON AND 230 .00 76
100030-6s GERALD*DELZELL IRA 1,800 .00 494
100518-9s GERALD*FISHER 920 .00 26 0
100398-4s GERALD*LEIDENFROST 1,270 .00 353
100257-Os GERALD*RAWLS 900 .00 255
100054-3s GERALD*RIGGLEMAN 1,104 .00 309
101341-6s GILLES*BERNIER JR 1,421 .00 393
100024-is GLEN*KAISER 920 .00 260
100399-2m GLORIA*HOROWITZ IRA 423 .00 128
100372-Os GLORIA*HOROWITZ ROTH IRA 1,082 .00 303
100425-5s GORDON W*LAM13 1,840 .00 505
100295-3s GORDON*FUNG AND 276 .00 88
100619-3s GOUREE*RAMANATH AND 632 .14 183
101179-Os GRANT*HUBERTY 2,652 .00 721
100253-8s GREGORY*GRINTER 920 .00 26 0
100164-7s GUNI*ADVANI AND 4,600 .00 1,240
100209-Os GUY*LUNA AND 920 .00 26 0
100472-7s GUY*MOORE 474 .72 141
100746-7s HADAR*ISAAC AND 200 .00 6 8
100722-0m HARBIR S*KOHLI AND 110 .50 44
100738-6s HARENDRA*PAREKH TRUST 450 .00 135
100590-is HARISH*SAWHNEY AND 400 .00 121
100766-is HAROLD*CHUN AND 4,654 .00 1,254
100670-3s HARRIET*STOLL 1,840 .00 505
100270-8s HARRY*KATZ 2,700 .00 734
100789-Os HARRY*KILVANICK 460 .00 13 7
100765-3s HARRY*MCKAY 20 .00 15
100692-4s HEATHER*MENTZ 112 .50 4 5
100583-9s HENRY*AU YEUNG 460 .00 13 7
100714-9m HENRY*BUGATTO 230 .00 7 6
100596-Os HENRY*CECH 920 .00 26 0
100016-Os HENRY*TUCKER 576 .00 16 8
Page 8
TRPH1 Tripath Technology Inc . Securities Litigation
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dis t100783-1s HERBERT*DOTZLER AND 88 .00 3 8100296-is HERBERT*KAROL 300 .00 9 5100078-Om HHF*STIENSTRA 546,490 .00 144,38 8100588-Os HIROSHI*YOKOYAMA 920 .00 26 0100127-2s HOLLY*TAMPOSI 1,840 .00 50 5100048-9s HOWARD*ADLER IRA 1,800 .00 494100673-8s IIO*SHIGEKI 2,760 .00 75 0101006-9s INGEBURG*ROTHIG 920 .00 26 0101239-8s IRWIN*WEISS AND 8 .00 1 5101119-7e ISHARES*RUSSELL 2000 GROWTH IN 111,468 .90 28,56 9101120-Oe ISHARES*RUSSELL 2000 INDEX FUN 171,218 .74 44,47 7101117-Oe ISHARES*RUSSELL 3000 GROWTH IN 876 .32 24 8101118-9e ISHARES*RUSSELL 3000 INDEX FUN 2,865 .82 77 8100106-Os IVET*HUDSON 644 .00 186100341-Os IZABELLA*GEARHART 460 .00 137100179-5s J RICNARD*HONLAR TRUST 1,537 .00 424100252-Os JACK*COPELAND 100 .00 42100747-5s JACK*COPELAND 1,485 .00 410100156-6m JACOB*ABRAHAM AND 572 .00 167100503-Os JACOB*SABIN 188 .00 65100320-8s JACQUELINE*PFEIFLE IRA 1,840 .00 505101306-8s JACQUELINE*SKEEN 184 .00 64101308-4s JACQUELINE*SKEEN 677 .00 195100284-8s JAE*KIM 9,000 .00 2,41 1100280-5s JAMES&LINDA*MCMAHON FAM TRUST 9,000 .00 2,411101273-8s JAMES*BLACKBURN AND 1,615 .00 44 5101008-5s JAMES*BOAZ 1,840 .00 505101009-3s JAMES*BOAZ IRA 9,200 .00 2,46 4100302-Os JAMES*CHAMBERS AND 4,600 .00 1,24 0100303-8s JAMES*CLAMBERS 14,628 .00 3,91 0100065-9s JAMES*CONINE IRA 20 .00 1 5100064-Os JAMES*CONNIE 20 .00 1 5100652-5s JAMES*DE MARCO 40 .00 1 5100009-8s JAMES*EMMERT 920 .00 26 0101492-7m JAMES*FISCHER 5,982 .00 1,60 8100724-6s JAMES*HARRISON AND 231 .00 7 7101283-5s JAMES*HOLECKO AND 900 .00 25 5100497-2s JAMES*HORN & 1,675 .00 46 1100051-9s JAMES*INGRAM 64,990 .00 17,31 8100390-9s JAMES*LEE AND 480 .00 143101325-4s JAMES*MARINELLI 15 .38 15100389-5s JAMES*NG 360 .00 111101251-7s JAMES*PEREZ 100 .00 42100504-9s JAMES*PERRY 50 .00 15100721-1s JAMES*TROMBLEY 900 .00 255100604-5s JAMES*WIECZOREK 13 .50 15100131-Os JAN B*RIVEN 120 .00 4 7100132-9s JAN B*RIVEN 1,320 .00 366101061-is JAN W*GUSTAFSON 920 .00 26 0100671-is JAN*VONES 171 .72 6 1101126-Oe JANE W*KATZ TRUST 4 .00 15101137-5e JANE*KATZ FAMILY TRUST OF 199 6 .00 1 5
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TRPH1 Tripath Technology Inc . Securities LitigationClaims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dist100695-9s JANET*YAO AND 7,360 .00 1,975100534-Om JANICE*PAPASZCZAK 20 .00 1 5100189-2s JANINE*STRUNC AND 943 .00 266100380-is JANIS*MONROE ROTH IRA 920 .00 260100013-6s JASON*HOWARD AND 17,687 .44 4,724100382-8s JASON*MAGDALENA 25 .00 15100790-4s JASON*POON 1,000 .00 281100791-2s JASON*POON IRA 920 .00 260101349-le JEFFREY C*YOUNG 1,834 .00 503100421-2s JEFFREY*GLANDER 94 .00 40100306-2s JEFFREY*HARVEY & 460 .00 13 7100094-2s JEFFREY*UNREIN 4,600 .00 1,24 0100219-8s JEFFREY*WADLEY AND 368 .00 11 3100126-4s JEFFREY*WYKE 2 .00 1 5100128-Os JEFFREY*WYKE 83,489 .24 22,24 3100170-is JENA*LEE 6,820 .00 1,83 1101342-4s JENNIFER*MCDONALD AND 100 .00 4 2100032-2s JERILYN*DELZELL 5,357 .00 1,44 1100413-is JERREL*KLUHERZ AND 920 .00 26 0100478-6s JERRY*FISHER 2 .00 1 5101238-Os JERRY*PHILLIPS 10 .00 1 5100293-7s JESSE*LUBKEN 460 .00 13 7100629-Os JIAN*HU 325 .00 102100593-6s JIAN*ZHANG 470 .00 14 0100594-4s JIAN*ZHANG 26 .00 1 5100326-7s JIMMY*THOMAS 60 .00 3 1100325-9s JIMMY*THOMAS AND 60 .00 3 1100529-4s JOAN*MAHAFFEY REV TR 50 .00 1 5100536-7s JOAN*NOLAN AND 4,600 .00 1,24 0100239-2s JOAN*SMITH STRAIT 920 .00 26 0100723-8m JOE*LEE 2,346 .00 64 0101297-5s JOE*LEE IRA 30 .00 1 5100328-3s JOHN M*LEVICK JR 630 .00 183100259-7s JOHN*AMALFITANO 600 .00 175100772-6s JOHN*BELLEW 20 .00 15101020-4s JOHN*BIELUN 900 .00 255101497-8m JOHN*BOLT 40 .00 15101329-7s JOHN*CASTAGNA 3,600 .00 973101048-4s JOHN*CHARLES AND 276 .00 88101291-6s JOHN*CYMBAL AND 5 .00 15100205-8s JOHN*FRANCZAK IRA 4,600 .00 1,24 0100377-1s JOHN*FRASER 2,760 .00 750100757-2s JOHN*FREEMAN UTMA VA 460 .00 13 7101312-2s JOHN*GATES JR 6,675 .00 1,79 2100237-6s JOHN*JOHNSON 184 .00 6 4100262-7s JOHN*KOBINSKY 276 .00 8 8100327-5s JOHN*LEVICK TRUST 900 .00 25 5100276-7s JOHN*MCCORMICK 920 .00 26 0101258-4s JOHN*NGUYEN 17,651 .00 4,714100535-9s JOHN*PARASZCZAK 20 .00 1 5100010-1s JOHN*PAZEN 20 .00 1 5100431-Os JOHN*PETRAK 20 .00 1 5
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TRPH1 Tripath Technology Inc . Securities Litigatio n
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dist100587-1s JOHN*SACCO 920 .00 26 0100198-is JOHN*SIDOR 401K PLAN 7,452 .00 1,99 9100195-7s JOHN*SIDOR AND 4,703 .96 1,26 7100232-5s JOHN*STETTLER IRA 1,840 .00 50 5101280-Os JOHN*TALLARIDA AND 181 .00 6 3101234-7s JOHN*VENDITTI IRA 14 .00 15100015-2s JONATHAN*BRAY 30 .00 1 5100050-Os JOSEPH*BANCHERI AND 200 .00 6 8101198-7s JOSEPH*DABROWSKI UTMA 1,267 .76 35 3100630-4s JOSEPH*GEURTS 6,440 .00 1,73 0100631-2s JOSEPH*GEURTS AND 33,310 .00 8,88 3100429-8s JOSEPH*KOCH JR AND 276 .00 8 8100111-6s JOSEPH*LAZAREK AND 4,695 .00 1,26 5100246-5s JOSEPH*LELLI AND 20 .00 1 5101332-7s JOSEPH*LEWIS III AND 552 .00 162100771-8s JOSEPH*LIBBEY 720 .00 20 7101187-is JOSEPH*MURRAY 407 .56 124100346-1s JOSEPH*SLOAN AND 14 .00 1 5100548-Os JOSEPH*VERDONE 644 .00 18 6101487-Om JOSEPH*YENOVKIAN 80 .00 3 6101248-7m JUDITH*HARRIS 1,764 .00 485100720-3s JUDITH*SHELTON 1,840 .00 505101219-3s JULIAN*SIMIDJIYSKI 466 .00 13 9100154-Om JUN*TOMITA 22,845 .44 6,097100095-0s JUNICHI*MEGURO 3,680 .00 99 5100734-3s KALAWATI*SINHA 2,732 .00 742100999-0s KAM SHING*KWAN 19 .20 1 5100669-Os KAPIL*GARGI 2,047 .00 56 0100748-3s KAREN*SAINI AND 1,012 .00 284100749-is KAREN*SAINI AND 3,220 .00 872100750-5s KAREN*SAINI RLOVR IRA 3,680 .00 995101191-Os KAROL*BOOP 60 .00 3 1101220-7s KAROL*BOOP 20 .00 15100061-6m KATHLEEN*TRUBELL 1,748 .00 480100573-1s KATHRYN*DILLON 460 .00 137101276-2s KATHY*FROEMMING 920 .00 260100736-Os KEITH*MCCONNELL AND 2,588 .00 704100345-3s KELLY*MCNAMEE 11 .70 15101271-is KEN*BALLEK IRA 591 .00 172100318-6s KENDRA*DOOLITTLE 184 .00 64100609-6s KENNETH*COTTRELL 920 .00 260100764-5s KENNETH*GILMORE AND 940 .00 265100433-6s KENNETH*HIRSHON IRA 100 .00 4 2100040-3s KENNETH*LARSON SEP IRA 3,400 .00 92 0100181-7s KENT*BEHLEN TRUST 31,000 .00 8,26 8100182-5s KENT*BEHLEN TRUST 50,510 .00 13,46 3100266-Os KEVIN*CHARLES 92 .00 3 9100395-Os KEVIN*DANZ 3,680 .00 99 5101213-4s KEVIN*KWOK IRA 680 .80 19 6100473-5s KHALID*ARRIANI 100 .00 4 2101080-8s KHALID*OUICI 240 .00 7 9101088-3s KHALIL*WEHBI AND 3,956 .00 1,06 8
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TRPH1 Tripath Technology Inc . Securities LitigationClaims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dis t
100204-Os KIMBERLY KELLER*LEGGITT 11 .96 1 5100092-6s KISHOR*MENDHEKAR 12,838 .00 3,43 3100680-Os KOTHAPALL*SRINIASHIAH IRA 920 .00 26 0100683-5s KOTHAPALLI*SRINIVASIAH IRA 12 .00 1 5100142-6s KOTIKALAPUD*SRIRAM 138 .00 5 2100141-8s KOTIKALAPUD*SRIRAM AND 9,553 .62 2,55 9101176-6s KRISTA E*NIELSEN AND 360 .00 11 1100660-6s KUDINELLI*RAMANATH 121 .40 4 7100614-2s KUMJD*PAUL 2,000 .00 54 7100640-1s KUMUD*PAUL AND 5,127 .70 1,38 0100157-4s LARRY*KASPER 5,624 .00 1,51 2101037-9m LARRY*MATTES 73 .00 3 4100703-3m LAWRENCE*BOWSE 300 .00 9 5100502-2s LAWRENCE*BURKINS 184 .00 6 4100287-2s LEE*LEAKE 392 .00 11 9100180-9s LENT*BEHLEN IRA 18,400 .00 4,91 4101231-2s LEONARD*SCICUTELLA AND 920 .00 26 0100381-Os LEROY*BUCKLER 920 .00 26 0101045-Os LILY*MOY AND 2,760 .00 750100512-Os LINDA*SURBER 2 .00 15101138-3e LINDA-BETH*GOPEN TRUST 2002 6 .00 1 5100206-6s LINDALL*JOHNSON 9 .30 1 5100605-3s LINDSAY*WIECZOREK 11 .00 1 5100479-4s LINTON*WELLS 517 .04 153101255-Os LLOYD*GARDNER 720 .00 20 7100242-2s LOI*TRAN AND 20 .00 1 5100207-4s LOREN*FELLOWS 40 .00 1 5100793-9s LOUIS*REITER 1,104 .00 30 9100716-5m MADHU*PAUL 1,564 .00 43 1101333-5s MANESH*CHANDRA AND 1,436 .00 39 7100618-5s MANUEL*FERNANDEZ AND 900 .00 25 5100083-7s MARC*CHERBONNIER 1,800 .00 49 4100108-6s MARC*GREGORY 2,047 .04 56 0100624-Os MARC*JALBERT 8,772 .64 2,35 1100079-9s MARCIA*JOHNSON 460 .00 13 7100987-7e MARENGO*SERGIO 40 .00 1 5100243-Os MARGARET*HAWKINS AND 12,227 .00 3,27 0100461-1s MARGERY*BURCHUK 184 .00 64100110-8s MARGOT*LANGERMAN IRA 920 .00 26 0100201-5s MARION*WOODFIELD 450 .00 135100668-1s MARK*CAMPBELL 11,700 .00 3,13 0101092-1m MARK*HIRSCH 75 .30 35100470-Os MARK*KENYON II 2 .04 1 5100538-3s MARK*KUVALANKA IRA 450 .00 13 5100225-2s MARK*LEITGEB 4,700 .00 1,26 6100549-9s MARK*SHRYOCK IRA 1,665 .00 45 8100726-2s MARKO*ARPITI AND 800 .40 22 8100279-1s MARTHA*SENIFF 2 .00 1 5100677-Os MARTIN*STERN IRA 450 .00 135100046-2s MARY LOUISE*ADLER UTMA CA 270 .00 8 7100251-is MARY*BENZA TRUST 20 .00 15100313-5s MARY*KRUGER EYLER IRA 2,760 .00 75 0
Page 12
TRPH1 Tripath Technology Inc . Securities Litigatio nClaims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dis t100344-5s MASOOD*ESKANDANIAN IRA 1,330 .00 36 9100165-5s MATTHEW*SMITH 1,080 .00 303100166-3s MATTHEW*SMITH 1,012 .00 284101018-2s MAURICE*EARL 92 .00 3 9100028-4s MAYA*ADVANI 14,000 .00 3,742100026-8s MAYA*ADVANI FAMILY FOUNDATION 4,600 .00 1,24 0100561-8s MAYMIE*HO 172 .00 6 1101366-le MEC-RET PL GARDNER*LEWIS 27,615 .00 7,367101036-Om MICAEL*LERNER 45,463 .00 12,11 9101343-2s MICHAEL K*HIRAI AND 4,600 .00 1,24 0100308-9s MICHAEL L*STEWART AND 4,600 .00 1,24 0100675-4s MICHAEL*APIGO 20 .00 15100599-5s MICHAEL*BRADLEY 607 .20 177100247-3s MICHAEL*BUONOCORE 20 .00 1 5101039-5s MICHAEL*CODY IRA 20 .00 1 5100493-Os MICHAEL*IZZO 40 .00 15101040-9s MICHAEL*KIRK 900 .00 255100768-8s MICHAEL*SAINI ROTH IRA 58 .88 31100488-3s MICHAEL*SIPES 2 .10 15100788-2s MICHAEL*VALENTINE 2,250 .40 614100167-is MICHAEL*WALTON 1,800 .00 494100486-7s MICHAEL*ZAKUTNY JR 20 .00 15100607-Os MICHELE*WIECZOREK 78 .00 36100443-3s MICHELLE*MORGAN 1 .80 15100218-Os MIKE*WILLIAMS 135 .00 51100074-8s MINAXI D*UPADHYAYA 2,760 .00 750101123-5e MIP*RUSSELL 2000 INDEX 3,484 .04 943100636-3s MIRIAM*CAMACHO 1,007 .40 28 3100637-1s MIRIAM*CAMACHO 395 .60 12 0101074-3s MITCHELL*BITTMAN AND 20 .00 15100560-Os MOHAMMAD*WALIULLAH AND 1,288 .00 358100460-3s MONIKA*TARWATER 960 .00 271100001-2s MONROE J*WEINBERG & 20 .00 1 5101351-3e MORRIS S*YOUNG & VICKE I E 1,837 .20 50 4101002-6s MORRIS*JOHNSON 920 .00 26 0101352-le MORRIS*YOUNG FAMILY LIMITED 4,320 .00 1,16 5100163-9s NABELE*MUSTAFA 639 .04 18 5100112-4s NATHAN*SANTOS 100 .00 4 2100801-3e NEAL F*FARRELL & GARY COUGHLAN TTEESUOA 2,760 .00 75 0101209-6s NELSON*BARROSO AND 184 .00 6 4100272-4s NICHOLAS*JOHNSTON IRA 2 .00 1 5100806-4e NIF*SMALL COMPANY INDEX PORTFOLIO 2,944 .00 79 9101181-2s NORMAN*NEPO 322 .00 10 1101257-6s 01 LING*KWAN 19 .20 1 5100616-9s OLADOSU*OLALEMI OSENI 5,284 .00 1,422100075-6s P D*UPADHYAYA PLEDGED 4,600 .00 1,24 0100391-7s PAAVO*KALLIO 50 .00 15101245-2s PATRICK*REIDY AND 202 .56 6 9100499-9s PAUL J*SCHUPF 11,592 .00 3,101100440-9s PAUL*BOLING 66 .24 3 3100781-5s PAUL*DALY 40 .00 1 5101059-Os PAUL*FANNING AND 2,116 .00 57 8
Page 13
TRPH1 Tripath Technology Inc . Securities LitigationClaims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207Selection Ranges : Loss (0 thru 999 999,999,999 )
Claim Claimant Name Allowed Loss Shares Dis t100452-2s PAUL*FEE 20 .00 1 5101085-9s PAUL*LEI 920 .00 26 0100288-Os PAUL*MARANO 388 .00 11 8101068-9s PAUL*MARDIROSIAN 110 .00 44100715-7m PAUL*MOSCARELLO AND 920 .00 26 0101295-9s PAUL*ROGERS AND 6 .44 1 5101210-Os PAUL*TOLBERT AND 552 .00 162100699-1s PAUL*WEISS 4,021 .00 1,08 6100005-5s PAULINE*MADDEN 20 .00 1 5101340-8s PEGGY*ARMSTRONG 3,956 .00 1,06 8101023-9s PER*MADSEN 180 .00 63100244-9s PETER*GRANOFF 920 .00 26 0100572-3s PETER*SHIVERY IRA 1,840 .00 505100797-is PETREA*MARTIN 3,680 .00 995100375-5s PHILIP*AZZOLINO 480 .00 143100076-4s PHILIPPE*CHOPARD AND 9,092 .00 2,43 6100420-4s PHILLIP*BENEVENTO 2,000 .00 547101019-Os PHILLIP*VALENTI AND 4 .00 15101178-2s PHOEBE*MAR 92 .00 3 9100304-6s PHYLLIS*CHAMBERS 736 .00 211100023-3s PIYUSH*SHAH AND 69,694 .60 18,57 0101199-5s R J*PETERSEN 4 .00 15100432-8s RACHELL*RICHWINE ROTH IRA 460 .00 13 7101202-9s RAISA*IVERSEN 126 .00 4 9100058-6m RAJ*BAJPAI 640 .00 18 5100059-4m RAJ*BAJPAI IRA 6,092- .00 1,63 7100055-1s RAJEEVA*BAJPAI 23,779 .08 6,34 6100056-Os RAJEEVA*BAJPAI IRA 22,366 .96 5,97 0100646-Os RAJESHDUTTA*MISHRA 920 .00 26 0100337-2s RAJESHDUTTA*MISHRA ROTH IRA 441 .60 13 3100197-3s RAKESH*SHARMA 27,569 .00 7,35 5100057-8s RAM*BAJPAI 13,500 .00 3,60 9100727-Os RANDALL*ERVIN AND 20 .00 1 5101268-is RANDY*CRUMP 5,520 .00 1,485101054-9s RANDY*HUGEN AND 3,220 .00 872100569-3s RAVI*AURADKAR AND 20 .00 1 5100329-1s RAYMOND*BOYTIM 940 .00 265100755-6s RAYMOND*DAVIDS AND 920 .00 260100039-Os RAYMOND*HORSMAN 9,128 .00 2,445101339-4s RAYMOND*MORRISON 920 .00 260100784-Os REGINA*MORAWSKI AND 3,950 .00 1,067100202-3s RICHARD*BOCCIA AND 460 .00 13 7101254-1s RICHARD*BOWEN 6,440 .00 1,73 0100541-3s RICHARD*CHAPIN AND 2,770 .00 752100379-8s RICHARD*FAUCHER 675 .00 195100787-4s RICHARD*GINDHART 1,824 .00 501100760-2s RICHARD*IVANOWSKI AND 110 .00 4 4100591-Os RICHARD*MARTIN 7 .90 1 5100681-9s RICHARD*STOLZ 1,840 .00 50 5100228-7s RICHARD*WALLACE 85 .00 3 8101491-9m RICHARD*WILLIAMS 3,588 .00 97 0100199-Os RICK*HAAS 400 .00 12 1
Page 14
TRPH1 Tripath Technology Inc . Securities Litigatio n
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207
Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dis t100188-4s RICK*HAAS ROTH IRA 12,880 .00 3,444
100465-4s RICKY*HAAS 4,900 .00 1,32 0
100309-7s RICKY*SCHMUTTE 4,670 .00 1,25 8100665-7s RITU*BAPNA 2,424 .00 66 0100719-Om ROBERT*BEE AND 276 .00 8 8101201-Os ROBERT*BURGER 920 .00 26 0
100423-9s ROBERT*CISNEROS JR 7,097 .00 1,904
100663-Os ROBERT*COOPER 460 .00 13 7
100684-3s ROBERT*FRIEDMAN 920 .00 26 0100462-Os ROBERT*GILL 60 .00 3 1100514-6s ROBERT*GREENBERGER IRA 920 .00 26 0100780-7s ROBERT*HOWE AND 298 .08 94100383-6s ROBERT*JARA 20 .00 1 5100294-5s ROBERT*NARANJO AND 5,980 .00 1,60 7
100691-6s ROBERT*STORM 967 .40 27 3
100434-4s RODNEY*ONEAL 64 .46 3 2
100689-4s ROGER*PERTA 1,840 .00 50 5100215-5s ROGER*SHARP 3,568 .26 96 5100324-Os ROLLIE C*JOHNSON 851 .00 242101081-6s RONALD R*KUBACKI AND 920 .00 26 0
100468-9s RONALD*CAREY 15 .00 1 5
100487-5s RONALD*DEHART 18 .00 1 5100570-7s RONALD*DESTEFANO 828 .00 235101003-4s RONALD*HERMANSEN 92 .00 3 9100310-Os RONALD*POLIVKA 920 .00 26 0
100070-5s ROSALYN*LUNDELL ROTH IRA 1,633 .00 45 0100285-6s ROSELINE H*SCOTT 184 .00 64100991-5e ROSENGA*LILIANA 4,941 .00 1,33 0100437-9s ROSS*KNOTT 322 .00 101
101035-2s RUDOLF*VAN MOL 2,760 .00 75 0
100626-6s RUSSELL*ANDERSON IRA 368 .00 113100025-Os RUSSELL*MORRISON 6,300 .00 1,692100066-7s RUTH*CONINE IRA 20 .00 1 5101055-7s RUTH*WOLSCH 920 .00 26 0100770-Os RW*BURK FAMILY LTD PARTNERSHIP 1,550 .00 42 8100119-is RYAN*MIZUKAMI 920 .00 26 0
100231-7s SAAD*MUKHTAR AND 4,500 .00 1,213101043-3s SABINA*SPILKIN 1,840 .00 505100993-1s SAGI*ZOMMER 64 .00 32101030-is SAGI*ZOMMER 97 .00 41100256-2s SAKTI*DAS 100 .00 42100338-Os SAM*CHOW AND 920 .00 260
100530-8s SAM*CHOW AND 1,380 .00 382101274-6s SAM*HUIE 20 .00 15101298-3s SAM*ONG 460 .00 137100187-6s SAM*SAMPSON 3,780 .00 1,021101236-3s SAM*SAMPSON 25,271 .00 6,743101044-1s SAM*SHAHBAZI 100 .00 42
101256-8s SAMANTHA*KOO UTMA NJ 10 .00 15100404-2s SANTOSH*MALHOTRA 30 .00 15100388-7s SAPAN*GUJRAL 360 .00 111
100260-Os SARA*JOHNSTON 2 .00 15
Page 15
TRPH1 Tripath Technology Inc . Securities LitigationClaims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dis t100045-4s SARAH*ADLER UTMA CA 270 .00 8 7100664-9s SARAH*COOPER UTMA NV 24 .00 1 5101099-9s SAUNAK*SHETH AND 1 .00 1 5101079-4s SCOTT*KASSENOFF 558 .00 164100639-8s SCOTT*WILLIAMS 6,440 .00 1,73 0101084-Os SEAN*RIDGLEY 26 .00 15101087-5s SEAN*RIDGLEY 26 .44 1 5100533-2s SERGEY*SIMONYAN 4,600 .00 1,24 0101031-Os SETSUKO*MARTIN 20 .00 15100343-7s SEYMOUR*CHAIT 900 .00 255100085-3s SHAHRAM J*JAFARI 96 .52 41101096-4s SHANNON*SNIVELY UTMA NH 1,530 .00 422100155-8m SHIMRIT*GAZIT 120 .00 4 7100617-7s SHIV RAJ*KATHPALIA AND 3,709 .00 1,002101064-6s SHIVA*SINGH IRA 4,600 .00 1,24 0100800-5e SICARD S A*STERLING 40,066 .00 10,682101022-Os SIK LING*LAI AND 1,860 .00 510100635-5s SILVERIO*CAMACHO 170 .20 6 0101240-1s SOHEIL*BIGDELI 125 .10 4 8100370-4s SRIKANTA*GUPTA AND 10 .00 15100471-9s STACEY*LEE 184 .00 64100002-Os STANLEY*HAMILTON 10 .00 15100633-9s STAVROS*CHRYSOVERGIS AND 11 .00 15100265-1s STEPHEN R*FORSLIND 3,864 .00 1,04 4101071-9s STEPHEN*GOLDBERGER IRA 836 .28 238100107-8s STEPHEN*HUDSON 552 .00 162100597-9s STEPHEN*LOWE 920 .00 260100384-4s STEPHEN*MELLOR AND 630 .00 18 3100130-2s STEPHEN*RIVEN IRA 210 .00 71100403-4s STEPHEN*ROSCOE AND 2,361 .00 644101303-3s STEPHEN*VAN METER 694 .00 20 0101321-is STEPHEN*WANG 920 .00 26 0100678-9s STEPHEN*WHITTLE TR 400 .00 12 1100489-is STERLING*HANSON 26 .00 1 5100645-2s STEVE*OSWALD 7,006 .68 1,88 0100319-4s STEVEN R*DOOLITTLE PC 2,760 .00 75 0100022-5s STEVEN*AMATO AND 204 .00 6 9100017-9s STEVEN*DOOLITTLE 3,404 .00 921100717-3s STEVEN*GRANT 160 .00 5 8101065-4s STEVEN*HUMPHREYS 10 .00 15100622-3s STEVEN*SORCE 5,399 .00 1,452100612-6s SUE ELLEN*SHIVERY IRA 15,819 .00 4,227100729-7s SUN*KIM 920 .00 260100114-Os SURJEET*SINGH 684 .74 197100290-2s SUSAN MARIE*BRANDER 2 .00 15101262-2s SUSAN*FELDMAN 90 .00 39100109-4s SUSAN*GREGORY 5,290 .00 1,42 3100122-is SUSAN*HOBBY 46,000 .00 12,26 2100060-8m SUSAN*TRUBELL 785 .00 22 4100526-Os SUSIE*LIU 14,515 .00 3,879100595-2s SUSUMU*ICHIKAWA 27,770 .00 7,40 8100733-5s SUZANNE*BARNHART 4,085 .00 1,10 3
Page 16
TRPH1 Tripath Technology Inc . Securities Litigation
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207
Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dist
101135-9e SUZANNE*KATZ 6 .00 15
101128-6e SYLVIA RUTH*WILENSKY TRUST 8 .00 15
100414-Os TAMIKO*UEKI 3,680 .00 995
100507-3s TAMMY*GILES IRA 9 .36 15
101195-2s TAYLOR*HARVEY UTMA PA 20 .00 15100171-Os TD & G*SCHAEFFER TRUST 1,800 .00 494101253-3s TED*BARNES 880 .00 24 9
101247-9s TERRY*CRANE 24 .00 1 5
101026-3s TERRY*SANDERCOCK AND 100 .00 42
100137-Os THAYNE D*MULLER 1,005 .00 283
100701-7e THEODORE P*JORDAN 532 .00 157
100700-9e THEODORE P*JORDAN IRA 13,853 .96 3,703100172-8s THEOPHIL*SCHAEFFER 745 .00 21 3101242-8s THOMAS L*COOP AND 20 .00 1 5
100263-5s THOMAS*AUGUST 1,800 .00 494
100445-Os THOMAS*BACA 138 .00 5 2
100289-9s THOMAS*BALANDA AND 460 .00 13 7
100397-6s THOMAS*DRUMMY AND 1,840 .00 50 5100491-3s THOMAS*FOX AND 405 .00 12 3100759-9s THOMAS*HARRIS 4,600 .00 1,24 0100742-4s THOMAS*HARRIS AND 18,242 .00 4,872
100743-2s THOMAS*HARRIS AND 7,360 .00 1,97 5
100644-4s THOMAS*HOXIE 1,080 .00 30 3100794-7s THOMAS*KRASSOWSKI 1,880 .00 51 6
100531-6s THOMAS*LIEU 1,745 .00 48 0
100418-2s THOMAS*SWAIN 12 .90 1 5
100369-Os THOMAS*TROMPETER 460 .00 13 7100401-8s TIM*KILO 2,760 .00 750100186-8s TIMOTHY J*KALLHOFF 1,840 .00 50 5
101192-8s TINA*BOOP 12 .00 15
101324-6s TINA*CASTAGNA 1,350 .00 374100601-Os TINA*SU AND 2,385 .00 65 0100556-1s TODD*HURD 2,250 .00 614100012-8s TOM*MARTELLO 9,706 .00 2,59 9100008-Os TONY*KRALJIL 40 .00 1 5100762-9s TONY*PATTERSON 1,880 .00 516
101193-6s TRENT*HARVEY UTMA 20 .00 15
101421-8e UNIVERSITY OF*CA REGIONS 41,220 .00 10,98 9101422-6e UNIVERSITY OF*CA REGIONS 6,930 .00 1,86 0101423-4e UNIVERSITY OF*CA REGIONS 5,954 .00 1,60 0101364-5e UNIVERSITY OF*NEBRASKA FDN - 63,885 .00 17,024101311-4s UW F DUP*RUST 315 .00 9 9
100411-5s V DUANE*EVERETT 460 .00 13 7100312-7s VAL JEAN*ADAMS IRA 920 .00 26 0
100214-7s VALERIE*DARLING 270 .00 8 7
100508-1s VAN*RUSSELL AND 230 .00 7 6100554-5s VANNARY*LAM 1,277 .00 35 5100365-8s VASILIOS*MANOLIS 920 .00 26 0
100653-3s VEENA*SINGHAL 7,360 .00 1,97 5100553-7s VICKY*WALTERS IRA 123 .28 4 8101296-7s VINCENT*SLUPSKI IRA 1,800 .00 49 4
100697-5s VIRAJ*PATEL 1,288 .00 358
Page 17
TRPH1 Tripath Technology Inc . Securities Litigation
Claims Recommeded for Payment - In alphabetical order Run Date : 01/11/2207
Selection Ranges : Loss (0 thru 999,999,999,999 )
Claim Claimant Name Allowed Loss Shares Dist
100751-3s VIRAT*BHATT IRA 6,352 .60 1,706
101289-4s WAI*LEE 225 .00 75100544-8s WALTER*ARLDT AND 900 .00 255100385-2s WARREN*ISAAC JR 310 .00 98
100357-7s WAYNE*ALBA 2 .00 15
100525-1s WAYNE*SHERROD 40 .00 15
101058-1s WEELAM*NAGDEV 900 .00 255100775-Os WEI TSE*KHOR 40 .00 15101136-7e WENDY*KATZ 6 .00 15101207-Os WHIT*MATTHEWS 1,800 .00 494
101194-4s WHITNEY*DEMONO UTMA PA 20 .00 15
100459-Os WILLIAM J*JOHNSON AND 920 .00 260
100271-6s WILLIAM*BAIRD 90 .00 3 9
100484-Os WILLIAM*BEIFUSS & 180 .00 63
100666-5s WILLIAM*DAILEY 83 .80 3 7
100037-3s WILLIAM*MCCURRY AND 1,710 .00 47 0101024-7s WILLIAM*NORRIS TR 5,130 .00 1,381101212-6s WILLIAM*RETZER AND 1,840 .00 505
100336-4s WILLIAM*RYDEN IRA 92 .00 3 9
101305-Os WILLIAM*SKEEN 5,980 .00 1,607
101307-6s WILLIAM*SKEEN 120 .00 4 7100774-2s WILLIAM*SPRY 662 .00 191
101069-7s WILLIAM*WARDER 200 .00 6 8
101337-8s WILLIE*ALEXANDER 40 .00 15101046-8s YANG YU*FAN 900 .00 255101331-9s YI*WANG 1,840 .00 505100006-3s YONGTAO*HUANG AND 100 .00 42
100347-0s YU*LIU 395 .60 12 0
100732-7s ZABEL*NAKKASHIAN 2,760 .00 75 0100298-8m ZENGBIN*XU AND 1,552 .70 42 8100340-2s ZHAO RONG*HUANG 20 .00 15
Page 18
TRPHI Tripath Ted=logy Inc . Securities Litig
Claims Recom ended for Rejection--In Last Name Sequence Rm Date: 01/10/2007, 09 :13
Seiectirn Rarrles : Loss (0 thru 0)
Claim Claimant Name Allowed Loss Claim Clainent Nom Allowed Loss
100115-9 *AAA FXNY S1tNE1UEGE G 100212-0 F ARNAMtBHULT rR N
100994-0 A*#I2*AAKEI, N 100520-0 PALM M*BIL E G
100846-3 *ASALIICIED PROP -HOLDING (3L JDLD P 101249-5 CHRISIlD7M' Bn= G
101032-8 JAB*A8RAF M 101379-3 *BIAMII4AL OASIS FUND G
100342-9 (Q i I*ABU IE20W N 101230-4 BRIAN*BISFDP G
101014-0 WBLIPM* G 100116-7 *BLVE CROSS RHT PL PALISADE G
100451-4 ALVIN*AMM M 100519-7 IESNIS*BCNAVIDA G
100332-1 Y(NAL*AiRF12 G 100192-2 RI3 D*BQJIIIER G
100135-3 *AEPC DIV81 IFIID PIN LP M 100374-7 JEAN L*B(x]LJ R ROM IRA G
101378-5 *AGILE MJLTI-SIRA2B31 ID WTEMKI G 100213-9 MICHAEL*BR}97LEY M100964-8 *AG3. RFSOJRMSS - SYsIFNAZ'IC P 100702-5 SIEUFN*BiASS ;W G
100267-8 D(IQ9TD*A T7.I G 100517-0 DQJAL W 4i G
101413-7 STATE OF*ALASZW G 101062-0 7 *BRF AND N
100982-6 M9I.'aiI*ALBERTO G 101477-3 RICiD*EREI E R.
100962-1 *ALLIANCE HL11 RE SYSTEMATIC FIN P 100053-5 DALE*BI t ADD G
101405-6 *Afl J ff BANFF + INVMdf Q.YRP G 101380-7 *BRID(33+A1Y ULTRA-SMALL W MARKET G
101388-2 *ALTRIA CORP 1&F PROFIT SHARE G 100227-9 S1SAN*BROOKS IRA G
100035-7 E 1'kANPID P 100226-0 SZF. T WEROOKS LIV THM G
100021-7 CRISPIAN*AMAM U34k NY P 100711-4 JEFFREY*ERDU AND G
100018-7 IIPRIPN T*A%WO UJM NY P 101027-1 GARY*EROW P
100767-0 KL RIT*Pd4IN G 100203-1 JANES'*HUCS-O N G
100980-0 BE UP10*ANDREA N 100543-0 GRD3M*Bi7E34nN G
100814-5 *ANH REFRACICRIES - SYSTEMATIC P 101334-3 MARVIN*HURRIS G
101013-1 BEL;ENA*ARNAID G 100495-6 J3<A1*BVCNIQNTI N
101375-0 *ASH Q?E CEMENT PEN-8Y&1 14 l C P 101437-4 *C ALIKR IA RBLIC FId 1DYE8S RETI G
100427-1 TH0N1PS*?Z M 101438-2 *(AI t A RHLIC EMP[ JlO S RETI P
100826-9 *AVEi'A-GAR LFWiS CAP M-DVCP,PI G 100158-2 *(ALSFCRNIA. STP;r TEACH RET SYS G
100269-4 C42ETA''BALUAIN LM 4N N 101439-0 *CALIFORNIA STATE TEAaMRS RETIRE M
101475-7 dY9WB?1' M 101440-4 *CA ZEUafA SPATE TEACEERS RETIRE G
101396-3 *BAN( SAM FR7NSI G 100638-0 SILVE I0* M LB AND G
101100-6 ASSOCIATION OF*BAP'1ZSTS KR AXk2 .D G 100208-2 FRANiCKAWFARM G
101101-4 ASSOCIATION OF*BAP ISIS KR WORLD G 100245-7 JCFN*CTNNM G
101102-2 ASS10CIATiCN 0F*BAPITS!'S KR ARID G 101374-2 *CAffILIC C3441lY FIN - SiCI i G
100809-9 *BARCLAYS GU13AL IWINT B -SL P 100816-1 *(117 i3LIC H AIflE FAST PENSION P
100221-0 ROSEMARY C*BAKIIEIT IRA G 101151-0 *CQRRAL PENSION FAD G
100642-8 ROSEMARY G*BARU iT G 100610-0 JF11N*CE:SAR G
100349-6 CASS A MkBARII£LT ROM IRA G 100300-3 DAVID L*CE 3i8 AND P
100273-2 FdAN*BAM G 100840-4 *(1E CIP-SYSZIIKkTIC Ffl -SL INV p100632-0 JI *BAM, G 100134-5 *QEPFAM AGGR G MM RID M
100704-1 SALLY J*BATTIj^ G 100876-5 *CHESAPF3,IO; AGGR QMIE FD GARD LE G
100103-5 *BEAR SIB & COMPANY INC G 101420-0 *Q URCN TEKAM G
100105-1 *BEAR SI EATW & 034PANY INC G 100873-0 *CK=-INIZaAL USE ACXnNT-SL G
101347-5 *BEAR SI S AVERS PRICE AC G 101419-6 *Q aaZW'S FEDICAL C1R DALLAS P
100101-9 *BEAR STEAK S SEC RITY (Ii P G 100358-5 PRAS ilT11RI G
100102-7 *BFAR STEAMS SBQPITY C ORP G 100648-7 DCY4 NICK*CIOCIA AND P
101410-2 *BELL S UIH CORP G 100608-8 DCM NICK*CIOCtA G101411-0 *B&L SQ]IH U,l2P G 101505-2 *C ANJ AS90CIA4i:5 G101412-9 *BELL, SQJIH (U P G 100844-7 CITY OPCI ,TII2-SFM -SL SYSTEM P
100282-1 T*ffiPII&32 G 100444-1 RANW*CLINE G
100506-5 NF a7H3J*HFNM G 100815-3 *WC7L - COLA - SYSPF7MA7TC-SL SY5T P101241-0 VII 1'*BENPLEY Ate P 100819-6 *0N Ifl X-SYSTEMATIC FIX M3 P101486-2 PIIAR* AN3= R 101425-0 *Q ID PAPPS - - BH01 P
Qxnnt Is Oxalt LossPage : 104 0 Report : 104 0 (AAA thru 01D) Page 1
PHI-4 TYipath Technology Inc. Securities Litig
C1aite Ream mxW for Rejectican--In Last Name Sequence Am Date : 01/10/2007, 09 :13
Selectim Ranges : Ices (0 thru 0 )
Claim Claittent Name Allowed Loss
100367-4 SITS+II,EY*C30K
101281-9 SD*U.EY*CJOK
101369-6 *CX7PII HEALTH-STERT 3 JC HASICN
100441-7 'ROM D*03X
100754-8 SFI2GI0*Q.IQ.AS2A OR
100822-6 *a2TUNS - N112t RFSTRUCIURE
100836-6 *C(JLN FILLS Rgn;&, P SYS OF POL DE
100976-1 *D E S A W I ESIMWP GYM L L C
100977-0 *D E SHAW VALENCE PC*bUISOS L
100578-2 JUANr .*DATI,Y
100850-1 *DADEER CRUELER CORP -MZP IdSSE
101417-0 GilU EN'S MEDICAL CIR*nALIAS
101418-8 QIIU EN'S MEDICAL CIR*DAt,LAS
100436-0 . TAI'S*DALZ j
100393-3 TI *DANIEL, &
100990-7 MANSUIIQ?*DANIK '
100730-0 Qi ES*DAVIS
100029-2 (ERALD*DELZEEL AND
100031-4 CERAia* r
100690-8 RICH *rEMPS15R AND
100258-9 83Ei7EN*DFIaF12
101416-1 *MJISM BANK AG ERAN[(FIPJ
100222-8 R&M *DIM IRA
100453-0 NEAL*DIETL
100662-2 FRANCFS'*DCHERTY
101000-0 ffi3tE*DCMINIQC AND
101233-9 BROCI(*DQ.PN
100392-5 DONXWDRP 3r
100799-8 JEFFREY*II3m. N 1
100709-2 PFB>*DU
100547-2 *EGM MRRTSQA PC PROF SH ;kW
100922-2 *SaDIRp ILL
100948-6 *EC3XRADE► tic100949-4 * DIRAM LTC
101431-5 EDlS N CF NY K801
100217-1 DIIJIA* AN D
101261-4 7EO*E[0]A,ffi,
100912-5 *E1FLi MC IRADM GOD LLC
100913-3 *ELECTRONIC LR1DDJ3 CROUP tic100914-1 *ELEL MC TRADING, CROUP LT-C!
100915-0 *ELECTRONIC 1R DIl 3 GROW LT.C!
100916-8 *5 AC =II GROUP LiC
100919-2 *ELDCIIMC 1RPDINGz COUP LTC
100920-6 *EL J 1tC 7RPD]N3 GROUP U-C100854-4 *91410YFrr. -RIFT SWINGS & INV
101482-0 DGNALlJ*ENLO W
100882-0 *B2= ]) ACC=
101319-0 *FRS OF TEXAS
101367-0 EE2PF OF*ESSSEX OJINTY-SICK Itx
100827-7 *EXELCN C A'LZCN TAR QI t
100992-3 GIAI sZTI*FRBIN7)
100698-3 ROGER*FALCECNE ADD
Claim ClaiTant Name A11aAed Less
N 100731-9 Pfd *FFRRIN G
M 101507-9 *FIRSf NEW YORK SECURITIES LW G
G 101478-1 .TFM*FI`9CHE12 M
G 101435-8 *FLI:RIDA SIRE BOARD OF AUIIN G
G 101330-0 GALE*FCNTIINELLE G
G 100777-7 KErN0*FC6TER G
P 100150-7 *FRANCIS FPMtt.IES PUlQ TtCN P
G 100592-8 WILLiLPM*C X G
G 101089-1 FRANK*G=CK JR G
N 100687-8 QJPAL*GAFG N
M 101173-1 *C 2E SMALL CAP IN= Ft1 D M
P 100482-4 BARRY*CN4OM ADD N
P 100376-3 D T.D*GE P G
G 100354-2 IEE*GEIGFR G
G 101409-9 *(43 1 PL ELE CIRIC MT G
G 101426-9 *GENERAL ELECTRIC MT G
G 101441-2 *GENERAL ELECTRIC MUTUAL RIM G
G 101442-0 *GENERAL ELECTRIC KM M RNS G
G 101443-9 *GENERAL ELECTRIC MJfl iL FINS G
G 101408-0 *GENERAL MOzcF$ D VESII+ENN MN G
G 100985-0 AN39- Ni*GIAId1I G
P 101094-8 GILL M
N 101097-2 RD IRA M
G 100880-3 *G1UEN SAC HS E Efl7IZQ4 & lZARI G
N 101269-0 lCUISE*GOLUSMrlH P
G 101082-4 RUSSEZL'K m P
G 100474-3 ALE?9W R*W= G
G 100364-0 .LEZ AND N
G 100566-9 PE) J*MMUM G
G 101010-7 SUSAN*GOSSEIT G
G 101177-4 PAUL*GXAD G
G 100241-4 MARY*QI1IN H ALA N
G 100694-0 PAUL*HAMAD G
G 100412-3 GQ3M*HANP3N P
G 100020-9 F IC*1WWULZCN G
G 101390-4 *HARBOR. CAPITAL GROUP 7= G
P 101042-5 H*F09CN G
G 100230-9 SIEVEN*HATETEID G
G 100952-4 *HF UAATE7S CAPITAL LLC G
G 101471-4 WILLIAM*HEI!9 n M
G 101495-1 WILLIAM*HELcMrEI2 G
G 101292-4 SIER-EN*F CN G
G 100848-0 *HFSF GRAM r i r INC NIBF P
G 100979-6 *HIC 2IDC43 CAPITAL Q RP G
G 100978-8 *HIC IDCE INI41 ITC G
R. 101485-4 *HIGHLAND SEX PIT.IEE CC) M
M 100739-4 KkTIE*HILL G
G 101338-6 SEAWHILLIARD N
G 101041-7 S 4kHNI DZIEJ8D AND G
G 101015-8 FIr'IDD*FD G
G 100216-3 JF '*K)FFN N AND G
P 100909-5 *HOID HY7IIiERS CN-LINE INV SRVfS G
aamt Inns knit lossPage: 104 0 Rep=: 208 0 (O2 Ifl TID thru H7LD) Page 2
in TYipath 1hrnlogy Inc . Securities Litig
Claims Reoasmmrled for Rejection-- In last NameSequenoe Run Late: 01/10/2007, 09 :13
Selection Rarx3es : loss (0 thru 0)
Cl aim Claimant Nam Allowed Is Claim Claimant Name Allowed L ss100910-9 *FDID ERDIBERS CN-LTh INV cRVC5 G 100682-7 RALPH*KIRK %71N IRA G
100911- 7 *HOLD ERUnE S CN-IME INV SRVCS G 100763-7 EVAN*IQ5 G
100917-6 *HOLD E4ZL7IEE IN-LIIE INV SRV(5 G 100537 -5 JCI3Y*IQDPP P
100950-8 *F7IA ERDIHERS CN-LnE INV SRVCS G 100879 -0 *M GC E JITY MARKETS L P G100951-6 *}J BRJi S CN-LIIE INV SRVCS G 100522-7 %E*I PZIZ AND G
100953-2 *H 3M LROD (N-LINE INVT SRV15 G 100351-8 Ems,*FQ 12 N
100954 - 0 *HOLD EFDnMRS CN-LINE INV SRVCS G 100786 -6 IAYd2IINCE*MZOL G
100955-9 *HOW ERMEMS ON-LIIE INV SFWGS G 100832-3 *FRS LIQJII]ATTCN ACCUMINMUCU P
100956-7 *H 3W B onmS ON-L1NE INV SRVC5 G 100830-7 *I(RS PEN #27 NIM ACTIVE -SL M P
100957-5 *WW ERUIREM CN-Lfl E INV 9RVCS G 100316-0 JERRY*IQ}1 IRA N
100958 -3 *1 1D B%711 E ON-LINE INV SRVCS G 100240-6 KEVIN*LA G
100959-1 *HDLE(7f 81 S CN-LIIB INV SR CS G 101025-5 IRNI M*LAINE G
100960-5 *HOLD SIBS CN-LTE INV SRVtS G 101316-5 VAN*IAM G
100961 -3 *H 3M ERDER S CN-LTIE INV SRVCS G 101327-0 .3tLIE*LP, M ADD N101203-7 D Vm*} ICN G 101275-4 ELLEN*LAMMR N
100779-3 S*I33t40aZCN N 101078-6 PA1L*t?2 1J A N100494 -8 IO:i3 WM* n 1N P 100151-5 *LAZfP, 4 & RkTK -DM D.aAVEY N
101184-7 JOYCE*HJRI G 100654-1 MRRK*IAW G
101172-3 *IH4 S1H L .7UM c PrfAL G 100552-9 PA'IRICLA*IA4 UNE IRA G
100825-0 *ILL LUIS TEACHER. RgrrRs!. Nr SY'tE G 100408 -5 PATRIQA*IN 5NCE G100818-8 *ILL.fl 5 TEACHERS RETIRII G 101300-9 DCNAiD*? J P
100890-0 * ' ►T CNAZ S4VL- P 3JI'IY F G 100407-7 NML*LE9MM G100891-9 *II45TiTJ Q4 L SMALL-CAP B[ND IN M 101050-6 SA A*I ,IM G
101368-8 *mw WORIO•iiS DISIRIC .T OiN L 3t G 100477-8 F1EIDI*LIQ T D100744-0 BADAR*ISAAC IRA G 100550-2 MARY M T*Id1TiE N
101506-0 .A9CN*ISAI s N 100363-1 XLIIN*LIU N
100406-9 M LVIN*JACK T G 100969-9 *LOCAL 813 PENSICN R. FD-3IMMUM G
100855-2 MY OF* CNVILLE GOMM II4PL G 100211-2 L AVID*I CKEW M101038-7 MCQHAIIL*1I G 100352- 6 DAVID*IOWOJ G100093-4 MIQHAII MAPHEP AND G 100149 -3 *1= ST R SIEQ, G100097-7 *JEB INVFS NIS TM G 101481 -1 m7LY*T1NG R
101488-9 *JHT Amens IVE GROW1H 1 Br G 101152 - 9 *IOWER CUI RPDO RIVER 1I N RI'IY G100863-3 *JM7 ISIS PIP - APIItIO -P G 100264 -3 GERAID*UDINGICN G
101428-5 *JOI ]4 + JCH 9CN G 100072 - 1 DAVID Fk11IM.T T dbT M101429-3 *JCfYZQ1 + JCHN9W G 101484 - 6 DAVID*LYtIB R.
101430-7 *JCENSCN + J31EM G 100857-9 *W ABA3DaW PROP -20032003 E1LD P100728-9 'ThW*JCFNXN G 100860-9 -I- ABANDMM P" -20052005 H MD P101047-6 NICH0EAS*, BSIrN G 100400-0 PIERS*Ngl tD G101214-2 a,Y*JOIdAT REWC ,E LIV T2 G 100864 -1 *MF MIMMUS p
101270-3 G8 *.R I G 100745-9 DCN*MALEK ND G
101392-0 *HAISSlt PII lN8N1E LEFIIED BENE G 100007-1 S ZtJ*M NIAR ADD G101304-1 Og,RIFSMWDO S P 101237-1 BAR MT*MV0EY G101470-6 PRAVF N*IORZMRIYA M 101284-3 SIEVEN*WR M100835-8 POLICE RUIR94 P SYSIFM OF*MWA P 100988-5 RICE( 1D ANM*MMZIA G100297-0 FO F '*IQARM M 101356-4 *M4SJ SMALL CAP DDEC 7RUSf G100402-6 FBD R L*IG4'Z N 101150-2 *IPSMRS 100 ETJI) CU G101345-9 DANT L R*KE 3NS IRA ROLIOM P 101204-5 VHIIT*NP.Tf VS MD G101346-7 D?VIEG R*KE E SEP IRA P 100983-4 B0RlU1AI*M7RIZIO G
101266-5 ]TLC*FJIX G 100986-9 DI PA174 AK RIZIO G101267-3 03RD zi*IOM G 100989-3 SEPJffB*NWU IZIO G101265-7 SMUY*IQ3JC) G 100152-3 MMM*M P101264 -9 SAW M4Y*f0i00 G 100516-2 NPPIC*NVZIARZ G
Oimt Lass O mt lass
Page : 104 0 Report : 312 0 (f XD thru M9ZtARZ)H1D) Page 3
7RPH1 Tripath Tedmo1c y Inc . Securities LitigClaims Reoamierx 1 for Rejecticn--In last Nam SequaM Run Date : 01/10/2007, 09 :13
Selecticn Parries : Is (0 thru 0 )
Claim Clainmt Name Allowed Icss
101051-4 BRIP,bI*N[SCI3NECL
100557-0 G RIS*MM I
100559-6 NALLCRY*M3X2a I
100563-4 h .T*Ni
100562-6 M [CHML*r. i
100558-8 AtTM*M31Q]II3
100069-1 DAB MBF
100387-9 CAROL*M38Z P AD
101215-0 *MCK NZIE
100136-1 SUISE*MaGM=
101066-2 R & A* KENM r
100611-8 RIC ARD*MMAA4
100540-5 CHRISTY*43 S Ulm PA
100348-8 JA9CN''MMbN .s UIM9 PA
100539-1 I UI PA
100496-4 WILLIAM+M^ N Tr . OR
101357-2 *MM-ILL LECH 3 CTh M MARII'
100299-6 H*NEGLlE*ra AND
100971-0 *NIILLENCO LP
100972-9 *MILLEDXID LP
100973-7 *MILLENOD LP
100975-3 *MEIZ D 1P
100234-1 TII iY*NaI3.FR
101228-2 JCSM*Mt G
101424-2 5'i IE OF*ML9 RL N N TMaM~S 9C
101432-3 *MISS= PCIDLIC SUIas
100509-0 SANCRA*A .,
101376-9 *M '-SYSIZ TIC FINE1 mac
100350-0 GHLlL rM YTIDIN AwD
100576-6 ELLIO IaN RMH IRA
100575-8 RYIH IRA
100527-8 STi9Ld*M3aI!EIU AM
100446-8 Id'INAtD*EC
101472-2 RIC 3D*MlGrMR
100159-0 *MJn T, OF ANII4tiCA u um My
100758-0 H 1ZM*NNGM
101163-4 *NAM- M Tt M lNvEgI 1 P 1N
101427-7 *NC L& f CF STATE IFOLqJRER
101365-3 U OF*NE FIN - NESELl 20000 #2 GL
101348-3 *N N4 & W
100090-0 *NE?D GAFUM LEWIS SMALL CAP
100087-0 *NEW JERSEY STATE CF BErI au
101383-1 *HDPCRT NET PFRF B- SMRLM3 JCH
100981-8 HV C6ITCP,*NIOOLA
100200-7 *NJ BEST POOLED E21= PITH
101287-8 IHIZ*NOCN
101414-5 * P CRU44N SIP
101272-0 IaCN*NGIRICA
100571-5 KAZOMl*NWAWA.100845-5 *NI AFEBT GO[IID FUND -SL NRX A
100842-0 *NIt ALW GQ.]ID PUt) -SL NICC AF100870-6 *NIGI CtMI MILY SIR 94E P -8L 3+1
Claim Clainant Name Allowed LossN 100843-9 *NIGI-Q1 OMUDC VE DAILY US G
P 100868-4 *NMIg4 OLLFXTIVE D AMY U5 P
P 100968-0 *NYS ABANDONED PROPERTY-= P
P 101328-9 LARRY*01ffitIEN G
P 101226-6 DAVED*CEIIL AM G
N 101397-1 *CHIIO &1PflE tI4.VERSITY G
N 101095-6 PP Y.ICIA*OFL$CN P
G 101294-0 RYAtt*O EB N G
G 101407-2 *OIQA} M 3TRSf3Gfl P&R SYS P
G 100524-3 C OLS3N P
G 100831-5 *CMEM HUM-1 3000 PL-W G
G 100859-5 *OPERATICN FWIINEERS PENSION G
G 100143-4 *OPPIIRIEIDBR MIN Sr &4 CP 3D G
G 101174-0 *OPPFSEEETh W Th1 Sr SMALL CAPITA M
G 100144-2 *O9 HEIME t MUN Sl= G
G 100145-0 *OPPII IN R M IIN Sm r P
G 101175-8 *OPPENRU R MAIN SIRFIsr SMALL CA m
G 101259-2 FRPNK*C V81 AND P
G 100457-3 80 i*CRR AND G
G 100191-4 R32EPCATEY G
G 101293-2 G
G 100249-0 JE3tIFER*OVE VFST G
P 100820-0 *OVER=-SI,IN'3 MI43.W G
G 100011-0 TA*PAN P
P 100281-3 WI I10l*PAI5L G
P 101205-3 WIILIP PP1J K G
N 100875-7 *9 33 IINSWUM SK CAP GlaM PCfQ' G
P 100409-3 WILLIAM K*PF7C3C III G
N 101189-8 SAM*PENE3AR G
G 100810-2 Td*PEPCO-S SI5P d'IC FLB, M1T - P
G 100811-0 *PEPOD-SYSZZ4MC FIB .I VE2A P
P 100321-6 ALBPRr*PFEIFi£ IRA N
G 100419-0 E PFC2ER G
R. 100250-3 CLIFECAR.T*P0PP5R G
G 100248-1 FLOYD* D P
G 101223-1 HAj 84* 1 1NJY AM G
G 101362-9 *POEMICE GVMH & OPPCR7 NIW FU G
P 100034-9 R33M*EC& ADD G
G 101498-6 *POIEEr ENEF ;Y OxiP LEPP M
G 101469-2 %E*EO= M
M 101382-3 7H;*POl tiC BORIZ N R M G
G 100656-8 XZA*PRPTA P
P 101480-3 JCHN*FRINS M
G 100874-9 *RI L I C S I Oi5 I Q S PFISICN G
G 100442-5 MIQ EE1*RPl] N
P 100043-8 VICKI*RAIWLE TTXBT P
G 100565-0I0AIIwLLI*RNW= M
G 100672-0 I DN 2 .Lt*PN M
G 100603-7 MAROCS*RPItN IRA G
G 100049-7 ERIC*RAH , G
P 100038-1 JCWRAVIINi LST G
P 100737-8 HUaD*R371D MMT G
CbL mt Loss OoLmt lossPage: 104 0 Report: 416 0 (t ZIARZ thru RFAD)FDID) Page 4
Tppm Tripath Ttchjo1aN Inc. Securities Liti4
Claims Reo=enr3ed for Rejectirn--In Last Nam Scene Ran Date : 01/10/2007, 09 :13
Selectial Rarries : Loss (0 thru 0 )
Claim Qaiirent Nine Allowed Ices
101370-0 *REYNXM EU E CHIP (RCwni F(lag) P
101372-6 *RE 9T.1) P
100966-4 DPFRS*R 1}43LINE-RLrR L 2000 GIH P
100036-5 SCOIT*RIQi IRA P
100615-0 TERESA*RICH p
100430-1 R%fM*RICHWINE RJJ JR IRA N
100696-7 M1RIPl RIVER,A N
100984-2 c 2Iom*FDMM G
101473-0 JCI-N*ROCK R
101371-8 '1F *RCCTQ ID S MAIL CAP G TH FIN P
100277-5 JE9N*IS7 .EZCZ C G
101243-6 MICHAEL*RMG G
100579-0 BARRY* 1D G
100574-0 IM*FW 'Z G
101098-0 VAN*18USSE LL M
100424-7 *SAGAMXZE HILL, }LB FWD L7D G
100634-7 SANICS*SALGW P
101468-4 P.N. i*SPIWAT R
101200-2 RIa 1)*S 3EZ P
100278-3 TANIA*SADIDOVAL N
100963-0 *SF IA, B RA K76P-SI L1N3 ICE-W G
100713-0 RUC0[;H*SCHAFEII2 P
100792-0 ERIC*S]*R I1 P
100921-4 *SffIIWIID WaJ r]lC P
100923-0 *SQ3 8 aD sEc RITiFSfib G
100924-9 *SQ D S MS 1W G
100925-7 *SQ ID SEITTS LTC G
100926-5 *SQ E[D SFQI ITThS I3 C G
100927-3 * D SB1F.I IFSTIC G
100928-1 *SalleII'D SBCLAZr sIZC G
100929-0 *SQ IID SEO P.ITEESTIC G
100930-3 *Sa1 8 .D SBaRrr S LW G
100931-1 *SCE V SEam1TTFcI G
100932-0 *S]33 EtD SFITI IT G
100933-8 *SQBIID SEam s LW G
100934-6 *SCFfl9 fl SBamT'r►FS LTC G
100935-4 *Safl E D SMOURTIUS ITC G
100936-2 *9Q T iITI8s LT c G
100937-0 *9Q3»IID SB CITIES LLC G
100938-9 * a S@aIUTIE Ile c
100939-7 * a SF ITEES LTC G
100940-0 *SOU EECD SFQRTPIES LTC G
100941-9 *SQ-LIFIID SEQ$ITZES IZ.C G
100942-7 *S CH 1WIID SBQFiTPMS Lu G
100943-5 *49 S8IIWTIES LLC G
100944-3 *SQ IID SEaRITTS LTC G
100945-1 *SQ4 IID SEaI7 E TIC G
100946-0 *9]n3 9'= smaiu 'cLW G
100314-3 1F :*& 1 E R IRA G
100378-0 LXY*SSII 7 p N
101160-0 *SG AMERICAS SF3QPIT1ES LLc G
100330-5 1VM*SHII,1 4 G
Claim CLai nt Nave Allowed Lcss
100667-3 FAYNE*81EP[2CD M
101211-8 K3Z=*SFIISIIA G
100853-6 *SICARD S A - SI'ERLIIUC'APITAL MW P
100162-0 IRFNE*SIt R PM G
100490-5 C LAYTCN*SIMPSCN G
100428-0 %7ffi SDTSCN G
101206-1 RICHARD*SKIIZM G
100173-6 FDWAI;D*SLiNIAK PM G
101361-0 SA3413 - SEP ALx r 34*94a,LL CAP IND G
101017-4 BUL*SN¢1H AM G
100582-0 MATniWSM[ZH G
100651-7 PAZRIQC*S ITEI G
100223-6 WILLIAM R*8M[L7H G
100581-2 7r*SNE'AD G
100881-1 *SOCIAL CHOICE A033M M
101377-7 *SRS OF Qf1 BV4 ? SIR 732-SYS1 P
101049-2 WILLrAM*Sr LP1PFNF N
100837-4 *Sr LOUIS FIRE - SI E RID-St. OF G
100833-1 *Sr LURE S EPISC 1 EPriJH SYSTH4 G
100829-3 *S7 ATLr U IVSRSI11 RE r1RKv rNr P
100113-2 %1? *SI G
100356-9 JI1LTAN*STERN SR G
101391-2 *SfIC131M cM .T PFSbICENS3 6 G
101186-3 JOE*STIQ(EtL G
101285-1 IQ0L*S1000'Tt N
100161-2 FBO*SICIa2I S14UL CAP G
101153-7 *SICM F1 bC AMERICA 03ZP P
101322-0 J O6EF'*SiRASILIPEA G
100492-1 SFEi*S1RM G
100824-2 *SrJM IOUNDA[ N - NMI QM O14D P
100802-1 TNP-IM-7HE*SiINWX.E t tJ 1 G
101446-3 *SU9QUW2M CAPr=AL GOP G
101447-1 *SUSQUONM C31FTlAL GROUP G
101448-0 *SUSg3EWffA @Pr L GROUP G
101449-8 *SUS EWN CAPITAL GROUP G
101450-1 *S[Bk MCAPI771L GROUP G
101451-0 CAPITAL GROUP G
101452-8 *& M @PIIAL GUM G
101453-6 *SUSQUEHANW1 (T,PIIAL GROUP G
101466-8 *SU92EH WR Wfl L GROUP G
101467-6 *S09QI G,PIIR , B P G
101454-4 *SUSQ[k3RSLM INVESII4[7P GROUP G
101455-2 *SUS2E tR INOELNP GROUP G
101456-0 *SU9QUEHX1A INV Th NN GROW G
101457-9 *SI WM I II 1 W allM G
101458-7 *SUS23EHAM 1NV8 IT' 3Tf GROUP G
101460-9 *SUSQLWFM INVE91NM GROUP G
101461-7 *SUB2109M INVFShENT GROUP P
101462-5 *SUSQUMWA INVFS NI (RLXJP P
101463-3 *SC9UJK-M II AffiQP GROUP G
101464-1 *S ]A INVFS IVP GROUP G
101465-0 *SUSQUEHARA INVES Nl' GROUP G
Cbunt lass Qxmt Toes
Page : 104 0 520 0 (RE21D thxu SUSaEHWW) Page 5
TRPA1 Tripath Ibchmlcgy Inc. Securities Litig
Clain Re=mEnd8d fc - Rejecticn--In last Narge Sequence Rim Date: 01/10/2007, 09 :13
Selecticn Rar es• Loss (0 thru 0)
Claim Clainent Name A1lcwed Lass
101067-0 JULIA*SS+iT TM V LW P
100532-4 WILLIAM*TELFAIR AND G
100861-7 *TXCAS T2E RY SAFEKEEPING TRUST G
100439-5 RXERT*'II3 4AS G
101164-2 *TIAA-CREF D :XJIPY n Z= FLIP M
101166-9 *TIAA-CREF IMP II4SCTIUfl L S JL M
101167-7 *TIAA-CREF IMF 1WFfl OML SOLI M
101169-3 *TM-C EF IMF fl IT1UTICtA,L 3'g1L M
101171-5 *TIAA-CREF INS' fl TI'11Jflc! ,L M
101168-5 *TIAA-CREF LIFE SOCIAL CHOICE II I M
101165-0 *TM-CF SOCIAL O ICE DQUITY F M
100483-2 ffi2IAN*TIIbII G
100254-6 JOSERH*TIRIDJ AND G
101216-9 N
100450-6 RICE ,L MUM P
100865-0 *TSRE GEF - MZSTAY-SW - M
100813-7 *TZSIC-NM M MILY SM= 9K'AP1T G
101483-8 *tffi S]RTT SLLC G
100967-2 *IJ9G Jr P 11'i-BQ 2004 TRAWITICN P
100359-3 DAVID*UI R G
100659-2 IIANIIA*IIMGAT AND P
100812-9 *UNICN PACIF7C-STERLUG JCDSRLN C G
101406-4 *IIVIVFRSAL OIL PROUXT5 P
101116-2 *IS EXr MKf IEK SEC LENDING, CIF p
101387-4 *Ur CARP NTM - SItZ E RIDGE G
100224-4 S*VAtL M G
101479-0 QIARLF.̂,*VPIDE4ERG M
101121-9 *VPNl1MOINf ER M MARKET fl P
101122-7 *VANVLWOINT MID S4<1L Of+PANY P
100220-1 G,N.NIDARAZM*VEN0ITF I N
100852-8 MN N*'V11 A Ai0:8 RSWCABE 1FdBr G
101029-8 ?RIHLR*VILJN KES G
101252-5 IRIS NARLEVVIIR G
100362-3 GI S*FIIlLf Ii, m
100454-9 RICt4 *N ALZ N
100808-0 *WAM- DQ+ESTIC -SL P
100657-6 PEI L 2 G
100120-5 Qfl 3 XP WANG G
101398-0 SJ E OF'V A4MG1tW G
101399-8 SIM OPWASHI ICN G
101400-5 STATE OF I I G
101401-3 6!'A7S OF*V 1G= G
101402-1 STATE OF*5" 3IU G
101083-2 KMUlL*WEHBI M
101185-5 GElUffDkWM9CFF G
101077-8 WILLIAM J*WWE SR G
100467-0 MARK*WEPIIP G
100501-4 CHRLSTINE*WERM AND G
100785-8 RWF3NNER G
100627-4 ER*W23M 1X MI G
100628-2 Kgvl ' MI G
100500-6 JPSRQ*HgNM UIt MI G
Claim Claimant Nacre Allowed Icss
101474-9 RIQ 3D*WIILIM M
100872-2 *S 15(1] 9 5000 DQ DIM-IA CAP G
101021-2 P JJL*WflJ L G
100841-2 *WMMA FOLiCB REI lT LOCAL P
100410-7 IRVID*WU AND G
100125 -6 3FF 'Y*WYKE G
101060-3 S EV N*7 wr E AND P
100688-6 t NIEj*YIRE2IKYI AND G
100567-7 MAL,F10'A*YOLM G
101476-5 RA 42D YU R
100353-4 3I1 H*YC N G
100417-4 SH *Y[IG G
100196-5 *ZIF' ASSEP NFY Tr LP G
100918-4 *Z:DE 4RADING P I I1 RS 1W G
100947-8 *7= 1UOM PAR RM S TIC G
Co mt loss o:tast Liss
Page: 67 0 Report: 587 0 (SLB¢.3 thru Z1E)) Page 6
•
LLC
3301 Kerner Blvd .San Rafael, CA 94901P : (415 ) 461-041 0F. (415) 461-0412
January 9, 200 7
Jeff S . Westerman, Esq .Milberg Weiss & Bershad LLP355 South Grand Ave .Suite 417 0Los Angeles, CA 90071
Sarah A . Good, Esq .Howard Rice Nemerovski
Canady Falk & RabkinThree Embarcadero CenterSeventh FloorSan Francisco, CA 94111-402 4
Re : In re Tripath Technology Inc ., Securities Litigation- Billing # 5
Professional services, out-of-pocket expenses and advances from
June 6, 2006 through December 18, 2006 and Estimate to Complete
in connection with the claims administration for the Tripath
Technology Inc ., Securities Litigation .
Summary: Professional and Clerical Staff $ 19,382Out-of-pocket Expenses and Advances 17,55 2
THIS INVOICE 36,934
OUTSTANDING INVOICES
Billing #2 03/13/06 $ 20,081
Billing #3 05/22/06 9,263
29,344
AMOUNT DUE $ 66,278
In re Tripath Technology Inc ., Securities LitigationDetail to Billing #5Page 2
STAFF HOURS RATE TOTAL
Principal 17 .00 $185 $ 3,14 5Manager 54 .25 105 5,69 6Supervisor 37 .00 85 3,14 5Staff 123 .25 60 7,39 6
$ 19,38 2
OUT-OF-POCKET EXPENSES and ADVANCES
StorageTelephonePostage and deliveryReproduction and supplie sComputer processing and programmingStock CoordinationCheck Issuance - 915 Checks @ $2 .50Broker s
JP Morgan Investors
Merrill Lynch
Union Bank of CaliforniaUSAA Investment Management
$ 350 .00
559 .00
305 .00
419 .0 08,016 .005,000 .002,287 .5 0
147 .91
256 .26
12 .5 0
198 .6 6
$ 17,551 .8 3
P: (415) 461-0410 1 www.gilardi .com I F: (415) 461-0412
LLC
3301 Kerner Blvd .San Rafael, CA 94901P: (415) 461-041 0F: (415) 461-0412
June 20, 200 6
Jeff S . Westerman, Esq .Milberg Weiss Bershad &
Schulman LLP355 South Grand Ave .Suite 417 0Los Angeles, CA 90071
Sarah A . Good, Esq .
Howard Rice Nemerovsk iCanady Falk & Rabkin
Three Embarcadero CenterSeventh FloorSan Francisco, CA 94111-402 4
Re : In re Tripath Technology Inc ., Securities Litigation
- Billing # 4
Professional services, out-of-pocket expenses and advances fromMay 9, 2006 through June 5, 2006 in connection with the claims
administration for the Tripath Technology Inc ., Securitie s
Litigation .
Summary : Professional and Clerical Staff $ 4,020Out-of-pocket Expenses 588Advances 1,461
THIS INVOICE 6,069
OUTSTANDING INVOICES
Billing #1 02/15/06 $ 26,080Billing #2 03/13/06 20,081Billing #3 05/22/06 9,263
55,424
AMOUNT DUE $ 61,493
In re Tripath Technology Inc ., Securities LitigationDetail to Billing #4Page 2
STAFF HOURS RATE TOTAL
Principal 2 .00 $185 $ 370
Manager 4 .00 105 42 0
Supervisor 8 .00 85 68 0Staff 42 .50 60 2,55 0
$ 4,02 0
OUT-OF-POCKET EXPENSES
Storage $ 50
Telephone 113
Postage and delivery 1
Reproduction and supplies 85
Computer processing 339
$ 588
ADVANCE S
Lewis Systems - programming $ 1,000 .00
Brokers
BMO-Nesbitt Burns, Inc. 381.17CIBC World Markets 79 .9 2
$ 1,461 .0 9
P: (415) 461-0410 1 www .gilardi .com I F: (415) 461-0412
ffic3301 Kerner Blvd .San Rafael, CA 94901P: (415) 461-041 0F: (415) 461-0412
May 22, 200 6
George A . Bauer, Esq .Milberg Weiss Bershad &
Schulman LLPOne Pennsylvania PlazaNew York, NY 101169-0165
Jeff S . Westerman, Esq .Milberg Weiss Bershad &
Schulman LL P355 South Grand Ave .Suite 417 0
Los Angeles, CA 9007 1
Re : In re Tripath Technology Inc ., Securities Litigation- Billing # 3
Professional services, out-of-pocket expenses and advances from
February 28, 2006 through May 8, 2006 in connection with the
printing and mailing of the Notice of Pendency and Proposed
Settlement, Motion for Attorneys' Fees and Settlement Fairless
Hearing and Proof of Claim form for the Tripath Technology
Inc ., Securities Litigation .
Summary : Professional and Clerical Staff $ 7,168Out-of-pocket Expenses 1,216Advances 879
THIS INVOICE 9,263
OUTSTANDING INVOICE S
Billing #1 02/15/06 $ 26,080
Billing #2 03/13/06 20,081
46,161
AMOUNT DUE $ 55,424
cc : Bill Matschke
In re Tripath Technology Inc ., Securities LitigationDetail to Billing # 3Page 2
STAFF HOURS RATE TOTAL
Principal 3 .00 $185 $ 555Manager 14 .00 105 1,47 0Supervisor 6 .50 85 553Staff 76 .50 60 4,59 0
$ 7,16 8
OUT-OF-POCKET EXPENSE S
Postage and delivery $ 616
Computer processing 600
$ 1,216
ADVANCES
Broker s
Brown & Company $ 238 .0 0Mellon Global Securities 275 .00Morgan Stanley Dean Witter 120 .0 0People's Securities 195 .0 0Stephens Inc . 51 .0 0
$ 879 .0 0
P: (415) 461-0410 1 www.gilardi .com I F: (415) 461-0412
(4~OLC3301 Kerner Blvd .San Rafael, CA 94901P: (415) 461-041 0F: (415) 461-0412
March 13, 200 6
George A . Bauer, Esq .Milberg Weiss Bershad &
Schulman LLPOne Pennsylvania Plaza
New York, NY 101169-0165
Jeff S . Westerman, Esq .Milberg Weiss Bershad &
Schulman LLP355 South Grand Ave .
Suite 417 0
Los Angeles, CA 9007 1
Re : In re Tripath Technology Inc ., Securities Litigation- Billing # 2
Professional services, out-of-pocket expenses and advances fromJanuary 31, 2006 through February 27, 2006 in connection withthe printing and mailing of the Notice of Pendency and ProposedSettlement, Motion for Attorneys' Fees and Settlement Fairless
Hearing and Proof of Claim form for the Tripath TechnologyInc ., Securities Litigation .
Summary: Professional and Clerical Staff $ 3,226Out-of-pocket Expenses 1,201Advances 15,654
THIS INVOICE 20,081
OUTSTANDING INVOICE
Billing #1 February 15, 2006 26,080
AMOUNT DUE $ 46,161
cc : Bill Matschke
In re Tripath Technology Inc ., Securities Litigation
Detail to Billing #2
Page 2
STAFF HOURS RATE TOTAL
Principal 0 .50 $185 $ 93Manager 4 .50 105 47 3Supervisor 8 .00 85 68 0Staff 33 .00 60 1,98 0
$ 3,22 6
OUT-OF-POCKET EXPENSE S
Postage and delivery $ 925Computer processing 276
$ 1,20 1
ADVANCES
Goode Printing - printing $ 8,753 .4 5
- postage 3,362 .8 1Brokers
ADP Clearing & Outsourcing 288 .0 0ADP Investors 200 .5 6
A .G . Edwards 43 .5 0Banc of America 86 .0 0Bank of New York 170 .72Bear Stearns 235 .0 0Charles Schwab 212 .84CIBC World Markets 3 .5 0
Citigroup Global Markets 114 .5 0D .A . Davidson 25 .0 0Edward Jones 40 .0 0First Clearing 382 .0 0Janney Montgomery 25 .0 0Mesirow Financial 25 .0 0Morgan Keegan 18 .0 0National Financial Services 925 .5 0National Investor Services 105 .0 0Neuberger Berman 53 .0 0Oppenheimer & Co . 25 .0 0Pershing 400 .0 0PiperJaffray 21 .3 0Raymond James 25 .0 0RBC Dain Rauscher 63 .5 0Wayne Hummer 20 .0 0Wedbush Morgan 30 .0 0
$ 15,654 .1 8
P: (415) 461-0410 1 www.gilardi .com I F: (415) 461-0412
W0 0
LLCii~ o3301 Kerner Blvd.San Rafael, CA 94901P: (415) 461-041 0F: (415) 461-0412
February 15, 200 6
George A . Bauer, Esq .Milberg Weiss Bershad &
Schulman LLPOne Pennsylvania PlazaNew York, NY 101169-0165
Jeff S . Westerman, Esq .Milberg Weiss Bershad &
Schulman LLP355 South Grand Ave .Suite 417 0Los Angeles, CA 9007 1
Re : In re Tripath Technology Inc ., Securities Litigation- Billing # 1
Professional services, out-of-pocket expenses and advancesthrough January 30, 2006 in connection with the printing,'publication and mailing of the Notice of Pendency and Propose dSettlement, Motion for Attorneys' Fees and Settlement Fairless
Hearing and Proof of Claim form for the Tripath Technology Inc .,
Securities Litigation .
Summary: Professional and Clerical Staff $ 13,932Out-of-pocket Expenses 2,112Advances 10,036
AMOUNT DUE $,26,08 0
cc : Bill Matschke
In re Tripath Technology Inc ., Securities LitigationDetail to Billing # 1Page 2
STAFF
PrincipalManagerSupervisorStaf f
OUT-OF-POCKET EXPENSES
Postage and deliveryComputer processing
HOURS RATE TOTAL
14 .00 $185 $ 2,59 054 .50 105 5,72 311 .75 85 99 977 .00 60 4,62 0
$ 13,93 2
$ 1,16894 4
$ 2,112
ADVANCES
Larkspur Design GroupGoode Printing
- Investor' s Business- printing- postage
$ 2,911 .256,666 .8 0
432 .7 2Brokers
Stifel, Nicolaus 25 .00
$ 10,035 .7 7
P: (415) 461-0410 1 www.gilardi .com I F: (415) 461-0412
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DECLARATION OF SERVICE BY MAIL
I, the undersigned, declare :
1 . That declarant is and was, at all times herein mentioned, I am employed in the County
of Los Angeles, over the age of 18 years, and not a party to or interest in the within action ; that
declarant's business address is One California Plaza, 300 South Grand Avenue, Suite 3900, Los
Angeles, California 90071 .
2 . That on January 17, 2007, declarant served the DECLARATION OF DANIEL J .
MAROTTO IN SUPPORT OF MOTION FOR DISTRIBUTION OF CLASS SETTLEMENT
FUND by depositing a true copy thereof in a United States mailbox at Los Angeles, California in a
sealed envelope with postage thereon fully prepaid and addressed to the parties listed on the attached
Service List .
3 . That there is a regular communication by mail between the place of mailing and the
places so addressed .
4. That on the above date, declarant served via e-mail to: [email protected] .
I declare under penalty of perjury that the foregoing is true and correct. Executed this 17th
day of January, 2007, at Los Angeles, California .
TH FARINA
INSERT TITLE HERE
CASE NO . : C-04-4681 SB A
DOCS\390876v1
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TRIPATH TECHNOLOGY, INC.
Counsel for Plaintiffs
Jeff S . WestermanElizabeth P . LinMilberg Weiss & Bershad LLP300 S . Grand Avenue, Suite 3900Los Angeles, CA 90071Telephone: (213) 617-1200Facsimile: (213) 617-1975E-mail : jwesterman(Z milbergweiss .com
Counsel for Defendants
Gilbert R. SerotaSarah A. GoodClara ShinHoward Rice NemerovskiCanady Falk & RabkinA Professional CorporationThree Embarcadero Center, 7th FloorSan Francisco, CA 94111-4065Telephone: (415) 434-1600Facsimile: (415) 217-591 0E-mail : gserota a hrice.com
sgood(hrice .comcshinghrice .com
Susan S. MuckRachael G . SambergFenwick & West LLPEmbarcadero Center West275 Battery StreetSan Francisco, CA 94111Telephone: (415) 875-2300Facsimile : (415) 281-1350E-mail : [email protected]
MAROTTO DECL IN SUPP OF MTN FOR DISTRIBUTION OF CLASS SETTLEMENT FUNDCASE NO . : C-04-4681 SB A
DOCS\390876v1