microsimulation of organ dysfunction › ~cler › mscmp3780 › microsimulation_fina… · web...
TRANSCRIPT
Dynamic microsimulation to model multiple outcomes in cohorts of critically ill patients
Gilles Clermont*, MD, MScVladimir Kaplan*, MD
Rui Moreno†, MDJean-Louis Vincent‡, MD, PhD
Walter T. Linde-Zwirble§
Ben Van Hout¢, PhDDerek C. Angus*¶, MD, MPH
* Department of Critical Care Medicine, University of Pittsburgh, Pittsburgh, PA† Intensive Care Medicine, Hospital de St. Antonio dos Capuchos, Lisbon, Portugal‡ Department of Intensive Care, Erasmus University Hospital, Brussels, Belgium§ Health Process Management, Inc, Doylestown, PA¢ Department of Health Care Policy and Management, Erasmus University,
Rotterdam, Netherlands¶ Center for Research on Health Care and Graduate School of Public Health,
University of Pittsburgh, Pittsburgh, PA
Running headMicrosimulation of organ dysfunction
Word count3,239
Financial supportPartially supported by Eli Lilly & Company (Gilles Clermont and Derek C. Angus) and by the Stiefel-Zangger Foundation, University of Zurich, Switzerland (Vladimir Kaplan)
Address for correspondenceGilles Clermont, MD, MScRoom 606B, Scaife HallCritical Care MedicineUniversity of Pittsburgh3550 Terrace StreetPittsburgh, PA 15261
Tel: (412) 647 7980Fax: (412) 647 3791E-mail: [email protected]
Microsimulation of organ dysfunction
Abstract
Background: Existing intensive care unit (ICU) prediction tools forecast
single outcomes, (e.g., risk of death) and do not provide information on timing.
Objective: To build a model that predicts the temporal patterns of multiple
outcomes, such as survival, organ dysfunction, and ICU length of stay, from the
profile of organ dysfunction observed on admission.
Design: Dynamic microsimulation of a cohort of ICU patients.
Setting: 49 ICUs in 11 countries.
Patients: 1,449 patients admitted to the ICU in May 1995.
Interventions: None.
Model Construction: We developed the model on all patients (n=989)
from 37 randomly-selected ICUs using daily Sequential Organ Function Assessment
(SOFA) scores. We validated the model on all patients (n=460) from the remaining
12 ICUs, comparing predicted-to-actual ICU mortality, SOFA scores, and ICU length
of stay (LOS).
Main Results: In the validation cohort, the predicted and actual mortality
were 20.1% (95%CI: 16.2%-24.0%) and 19.9% at 30 days. The predicted and
actual mean ICU LOS were 7.7 (7.0-8.3) and 8.1 (7.4-8.8) days, leading to a 5.5%
underestimation of total ICU bed-days. The predicted and actual cumulative SOFA
scores per patient were 45.2 (39.8-50.6) and 48.2 (41.6-54.8). Predicted and actual
mean daily SOFA scores were close (5.1 vs 5.5, P=0.32). Several organ-organ
interactions were significant. Cardiovascular dysfunction was most, and
neurological dysfunction was least, linked to scores in other organ systems.
Conclusions: Dynamic microsimulation can predict the time course of
multiple short-term outcomes in cohorts of critical illness from the profile of organ
dysfunction observed on admission. Such a technique may prove practical as a
2
Microsimulation of organ dysfunction
prediction tool that evaluates ICU performance on additional dimensions besides
the risk of death.
3
Microsimulation of organ dysfunction
Descriptor
Severity-of-disease scoring systems
Keywords
Intensive care, multiple organ failure, mortality, resource use, computer
simulation, microsimulation
4
Microsimulation of organ dysfunction
Progress in acute care medicine and new resuscitation techniques have led
to significant improvement in the immediate survival of victims of severe trauma,
burns, and infections. However, early resuscitation is often followed by progressive
dysfunction of multiple organ systems (MODS) [1, 2] that may lead to prolonged
morbidity and death [3, 4]. Indeed, MODS accounts for most late-onset deaths in
critical illness [5] and consumes large amounts of healthcare resources [6].
Several investigators have developed schemes to quantify organ dysfunction
and have consistently demonstrated a close relationship between the presence and
intensity of MODS and hospital mortality [7-9]. Specifically, the cumulative burden
of organ failure in terms of both, the number of organs failing [8, 10] and the
degree of organ dysfunction within each organ system [11] was the strongest
predictor of death [12]. However, these prediction tools typically predict single
outcomes (e.g., risk of death) at fixed time points. Other statistical techniques
provide prediction the timing of events [13, 14], but only simulations provide
simultaneous predictions for the incidence and timing of multiple outcomes.
Our first objective was to build a single model that predicts, in a cohort of
critically ill patients, the temporal patterns of multiple outcomes, such as survival,
organ dysfunction, and intensive care unit (ICU) length of stay, from demographic
variables and the profile of organ dysfunction assessed on admission by the
sequential organ dysfunction score (SOFA) [15]. Our second objective was to use
the model to explore organ-organ interactions. Because such predictions cannot
typically be constructed using standard analytic methods[16], we developed a
microsimulation model, a technique suited to predict multiple events over time in
systems where characteristics change in a time dependent fashion. We validated its
predictive performance in a separate group of patients using basic demographic
5
Microsimulation of organ dysfunction
data and the first ICU day SOFA score only.
Such simulations have a range of potential applications in the ICU such as
predicting the rate and timing of various events and outcomes, and the potential
impact of interventions aimed at modifying the predictors of these outcomes.
6
Microsimulation of organ dysfunction
Materials and methods
Patient population
We used an international database of 1449 critically ill patients from 40
institutions (49 ICUs) in 11 countries. The database included all adult patients
admitted to the ICUs in May 1995, except for those who stayed in the ICU for less
than 48 hours after uncomplicated surgery. The data were prospectively collected
by the European Society of Intensive Care Medicine (ESCIM) to evaluate and
validate the usefulness of the SOFA score [8, 17]. SOFA scores were collected daily
until ICU discharge or a maximum of 33 days. Details regarding data collection
were described previously [8].
Missing values
Scores missing on days prior to the first recorded value were attributed the
first available score. Scores missing between the last recorded score and ICU
discharge were attributed the last recorded score. Other missing scores were
assigned according to the following rules: linear interpolation was used for organ
systems with a slowly evolving physiology (hematologic, renal, and hepatic) and
last available scores were carried forward for the other organ systems
(cardiovascular, pulmonary, and neurologic). We chose not to implement a priori
stochastic rules[18] of imputing missing data a because of the expected non-
randomness and high predictability of missing values [19]. To assess the sensitivity
of predictions to different imputation rules for missing data, we provide predictions
using last value carried forward and next value carried backwards as alternatives
imputation rules for missing intercurrent values.
7
Microsimulation of organ dysfunction
Dynamic microsimulation
Dynamic microsimulation is a method particularly suitable for modeling
multiple events over time that occur in systems where the interactions within the
system are complex, the characteristics of the systems change in a time-dependent
fashion, and the analysis of the system is intractable by conventional analytic
methods [16]. Such models allow probabilistic projections forward in time on
cohorts with known baseline characteristics. In our model, the patient represents
the complex system, defined by his/her profile of organ dysfunction, which evolves
over time and dictates the occurrence of multiple outcomes (i.e., death, organ
failure, or ICU discharge). Microsimulation is well-suited to describe cohort
behavior, and not the time course of individual patients.
Model development
We used a subset of 989 patients from 37 randomly selected ICUs to develop
the microsimulation model. We built the model in three steps. First, using the
SOFA scores of the current day, we constructed trinomial logistic regression
equations to generate daily probabilities of “discharge from the ICU on the current
day”, “ICU death on the current day”, or “remain in the ICU until the next day” (the
ternary outcome sub-model). Because we anticipated that the predictive
probabilities of a given pattern of SOFA scores would change over time, we also
included an explicit time factor as independent predictor (periods A, B and C
corresponding to ICU day 1, ICU days 2 to 9, and ICU days 10 to 30). We ignored
data beyond 30 days because of a paucity of data points. We also included sex,
type of patient (emergent/scheduled surgery, trauma, medical/cardiac/others), age
(<45, 45-64, >65) as predictors. Second, to update SOFA scores in individual
patients remaining in the ICU, we constructed multinomial logistic regression
8
Microsimulation of organ dysfunction
equations to generate SOFA scores for the next day based on SOFA scores of the
current day as well as the same demographic predictors described above and ICU
day (the SOFA sub-models). We developed 6 SOFA sub-models (one for each organ
systems). Third, we integrated all sub-models in a global model, a dynamic
microsimulation, and propelled each patient in daily steps until ICU discharge or a
maximum of 30 days.
To verify the ability of the microsimulation model to reproduce the outcome
and the level of organ dysfunction, we simulated the time course of the ICU stay in
the development cohorts (Figure 1). A specific example on how the
microsimulation decides of a patient’s outcome given a set of independent
predictors on day 1 is provided as supplementary material (Tables E1-E4). If the
patient remained in the ICU to the next day, the simulation generated SOFA scores
for day 2 using the appropriate SOFA sub-models (Tables E5-E22). The probability
of being discharged alive from the ICU on day 2, remaining in the ICU to the next
day, and dying in the ICU on day 2 was recalculated and the fate of the patient
determined (Figure E1). This process was iterated until the patient was ICU
discharge or ICU day 30.
To assess model accuracy we calculated mean ICU mortality, mean ICU
length of stay, average daily organ-specific and global (sum of organ-specific scores
on any given day) SOFA scores, and cumulative (over the entire ICU stay) organ-
specific and global SOFA scores for the entire simulated cohort. The probability
distribution of the predictions was derived from running the microsimulation 500
times. We generated standardized ratios (SR) and 95% confidence intervals (CI) for
all evaluated outcomes and organ dysfunction scores using prediction from the
model as the numerator and actual observations in the development cohort as the
9
Microsimulation of organ dysfunction
denominator.
Model validation
We validated the model in 460 patients from the remaining 12 ICUs using the
day 1 predictors to initiate the microsimulation. We used a random sample of ICUs
to increase the external validity of the model. Indeed, prediction models are
typically applied in situations where both patients and therapeutic approaches to
those patients vary from the development environment. Again, we simulated the
ICU time course of 460 patients selected with replacement from the validation
cohort and predicted the mean values for ICU mortality, ICU length of stay, and
daily and cumulative organ-specific and global SOFA scores. We compared the
mean values for each outcome predicted by the model to those observed in the
validation cohort and calculated SR and 95% CI.
Organ-organ interaction
To investigate organ-organ interaction we constructed standard linear
regression equations for SOFA scores for the entire cohort irrespective of time
period and examined the magnitude and significance of the regression coefficients
for predicting single organ SOFA scores of the next day based on SOFA scores of the
current day. The strength of interaction is conveyed by the magnitude of the
regression coefficients.
Statistical procedures
We compared proportions using Chi-square statistics. We compared lengths
of stay and organ failure scores using the Mann-Whitney U test. We assumed a
significance level of p<0.05 for all comparisons. We used the backwards stepwise
10
Microsimulation of organ dysfunction
procedure to select significant predictors for the multinomial sub-models (p<.01).
We built the microsimulation model with the @RISK© 4.5.2 software (Palisade
Corporation, Newfield, NY, www.palisade.com).
11
Microsimulation of organ dysfunction
Results
Study population
The characteristics of the development and validation cohorts are provided in
Table 1. The development and validation cohorts had similar distributions
regarding age, sex, and location prior to the ICU admission. There were more
emergent surgical and fewer acute coronary patients in the development cohort.
The development cohort had less severe renal dysfunction over the time course of
the ICU stay. Otherwise, there was no difference in the cumulative global SOFA
between the cohorts. ICU mortality was similar in the development and validation
cohorts. Mean ICU length of stay was not significantly different between the
cohorts. Of the entire cohort, 544 (37.5%), 257 (17.7%), 128(8.8%) and 58 (4.0%)
patients stayed at least 7, 14, 21 or more than 30 days in the ICU, respectively.
The proportion of missing values was 11.0% overall, was higher for the
hepatic system (40.3%), and lower for the neurologic (10.9%), cardiovascular
(8.5%), pulmonary (3.1%), renal (1.7%) and coagulation systems (1.6%). There
were twice as many missing values in the second half of the ICU stay compared to
the first half (p<0.001) and an equal proportion of missing values in the
development and validation sets (p=0.84).
Model performance
We provide the coefficients of the multinomial equations derived to predict
ICU outcomes (death, discharged alive from the ICU, remained in ICU until next
day) and SOFA scores as supplementary data (Tables E1-E22).
Organ dysfunction
The model performed well in predicting the cumulative SOFA in the
12
Microsimulation of organ dysfunction
development and validation cohorts for both single organ and global scores (Table
2). In the validation cohort, actual (5.5 [95% CI: 5.2-5.9]) and predicted mean daily
SOFA scores (5.1 [4.8-5.5]) were close (p=0.32). Actual and predicted global SOFA
score per patient were 48.2 (41.6-54.8) and 45.2 (39.8-50.6) (P=0.47). The ability
of the model to describe the time course of organ dysfunction is displayed for the
validation cohort in Figures 2. The model predicted sequential organ dysfunction
better in some organ systems than others, most noticeably underestimating renal
and hepatic dysfunction late in the ICU course.. Although the model appeared to
predict the general trends correctly, it did not reflect acute changes in mean SOFA
scores, as can be seen for the hematologic system scores (Figure 2). Age and type
of admission and ICU day were predictive of outcome. Sex was only predictive of
the evolution of the pulmonary score. Age was predictive of the evolution of all
scores except the hepatic and hematologic scores. Type of admission was
predictive of all scores except for the hematologic system. Finally, ICU day was a
significant predictor of the evolution for scores for all systems except the
pulmonary system.
ICU length of stay
In the development cohort, the model predicted that 18 patients, or 1.8%
(1.1%-2.6%), would still be in the ICU at the end of the 30-day study period and
thus underestimated the observed proportion of 3.9% by 21 patients.
Consequently, the model predicted 223 (2.9%) fewer ICU-days than observed
(7,576 days) in this cohort of 989 patients. However, the predicted and observed
mean ICU lengths of stay were not significantly different (7.5 vs. 7.7 days, p=0.14).
In the validation cohort, the model predicted that 3.1% of the validation cohort
(1.5%-4.7%) would still be in the ICU at the end of the 30-day period, while the
13
Microsimulation of organ dysfunction
observed proportion of patients was 4.0% (Figure 3). The model underpredicted the
observed number of 3,766 ICU-days by 204 days, or 5.5%, in this cohort of 460
patients. The predicted and observed mean ICU lengths of stay were similar (7.7
vs. 8.2 days, p=0.30). Using different imputation methods for missing data
resulted in predicted ICU lengths of stays ranging from 7.4 to 7.8 days.
ICU mortality
The microsimulation predicted overall ICU mortality well in both the
development and validation cohorts (Table 2). The predicted and observed
mortalities for the development and validation cohorts were 21.0% (17.9%-24.9%)
and 21.0%, and 20.1% (16.2%-24.0%) and 20.0%, respectively. The Observed and
predicted survival curve for the validation cohort are very close (Figure 3). Using
different imputation methods for missing data resulted in predicted mortality
ranging from 19.8% to 21.7% in the validation cohort.
Organ-organ interaction
Organ-organ interaction is presented in Table 3. Not surprisingly, a given
organ SOFA score was most predictive of the SOFA score of that organ on the next
day. However, the model revealed many organ-organ interactions. SOFA score of
several organ systems were predictive of those of other organ system (e.g.,
cardiovascular, hematologic, and neurologic dysfunctions were all significant
predictors of the pulmonary SOFA score on the next day, while hepatic and renal
dysfunction were not [Table 3, first row]). As suggested by the magnitude of the
regression coefficients, there is strong two-way cardio-pulmonary interaction.
Cardiovascular dysfunction is associated with dysfunction in all other organ
systems, confirming its central role. Interestingly, the hematologic dysfunction
14
Microsimulation of organ dysfunction
appears to be associated with subsequent hepatic dysfunction more than the
reverse.
15
Microsimulation of organ dysfunction
Discussion
We constructed a dynamic microsimulation model to predict the temporal
patterns of multiple outcomes, such as ICU mortality, organ dysfunction, and ICU
length of stay in critically ill cohorts of patients based on demographic and clinical
characteristics on the day of ICU admission. The model was developed from
previously assembled data in a heterogeneous ICU population from 37 ICUs and
validated in patients from 12 other ICUs, where treatment, processes of care, and
ICU discharge policies might have varied widely compared to the development
cohort. The model predicted ICU mortality, average daily and cumulative amount
of organ failure, and ICU length of stay well.
Many authors have used organ failure scores as mortality prediction tools
[10, 12, 20, 21]. We have not considered this application because our purpose was
not to predict a particular outcome for an individual patient. Instead, we developed
a tool using a single modeling platform to predict the longitudinal time course of
multiple outcomes such as death, ICU discharge, and amount of organ failure in
cohorts of ICU patients with known characteristics on admission. Rangel-Frausto, et
al. recently developed a Markov model of the natural history and time course of
sepsis in the ICU population. These, authors presented an elegant Markov model of
the progression of sepsis, but did not report on organ dysfunction, nor did they
allow transitional probabilities to vary in time during the ICU stay [22]. Because we
wished to use organ dysfunction as the main predictor of outcome, it would have
been difficult to use a standard Markov paradigm[23], given the very large number
of states needed (one for each organ dysfunction combination, ICU discharge, and
death), the lack of sufficient data to generate time-dependent transition
probabilities requires to populate such a model.
16
Microsimulation of organ dysfunction
Although previous reports described the prognostic importance of changes in
the levels of organ dysfunction, the current study is the first to describe direct
estimates of organ system dysfunction and interaction in a large cohort of ICU
patients, and to predict its course. Microsimulation is particularly well suited to
model systems that cannot be modeled with standard analytic techniques [16].
Because of the time-dependence of the SOFA scores, the problem of predicting
trajectories dynamical aspects of the problem remains the topic on ongoing
statistical research and is proving to be very difficult. Microsimulation has become
the method of choice to simulate the dynamics of complex systems with a large
number of configurations, the transitions between which vary in time. Applications
range from molecular processes to population dynamics.
The model provided several new insights into organ-organ interaction. The
level of dysfunction in any organ system was the most important predictor of the
level of dysfunction in the same organ on the following day. However, the logistic
equations identified several significant interactions, where the level of dysfunction
of a specific organ system on the following day was also determined by the
dysfunction of other organ systems. The model confirmed the central role of the
cardiovascular system in organ-organ interaction and the particular strength of the
cardio-pulmonary interaction. The current dataset is not sufficiently detailed to
allow a thorough exploration of such interactions, but our analysis suggests that
mechanisms can be hypothesized from analysis of observation data otherwise not
collected for that purpose.
There are a number of potential limitations of this study. The size of the
development set did not allow inclusion of potentially important predictors, such as
underlying disease or diagnosis on admission. The SOFA score may not reflect
17
Microsimulation of organ dysfunction
organ dysfunction in a timely and accurate fashion. We constructed the model on a
heterogeneous ICU population, which may have compromised the predictive ability
of the model. Constructing the model on a more restricted case-mix (e.g., a cohort
of patients with sepsis) would be expected to improve predictability in this
population. Generalizability to other ICU populations could be limited. As ICU
discharge criteria may vary significantly from institution to institution, we
attempted to address this limitation by clustering the development and validation
sets at the ICU level. To maximize the amount of data available for modeling, we
imputed 11% of the organ failure scores using a scheme that seemed to
recapitulate existing physiology and clinical decision making. Stochastic methods
of imputation such as multiple imputation [19], although clearly more elegant and
appropriate in situations where missing data is random, may not be appropriate in
situations where data are missing because they were presumed known by treating
physicians. There is no standard way to assess the fit and validate microsimulation
models when actual data is not available. Fortunately, we could compare to
empiric observation. We therefore used a pragmatic approach to describe the
longitudinal time course of a patient cohort where no standard statistical
techniques are available to measure the closeness of a projected and observed
trajectory in time (e.g., describing a mean organ failure scores over the ICU stay).
We may have underestimated the uncertainty associated with the microsimulation.
We presented uncertainty around estimates originating from the stochasticity of the
microsimulation, but did not consider additional uncertainty associated with the
imperfect knowledge of model parameters themselves (such as regression
parameters). By retaining only highly significant parameters in the regression
equations we decreased this uncertainty, but did not eliminate it [16]. This level of
18
Microsimulation of organ dysfunction
uncertainty relates to the epidemiological concept of precision of prediction. In
addition, there exists the possibility of the presence of a systematic bias embodied
in the structure of the model, the prediction equations, or less likely, because the
development population was fundamentally different from the validation population
in a way that we could not evaluate.
We conclude that dynamic microsimulation can forecast the temporal pattern
of multiple outcomes such as mortality, ICU discharge, burden of organ failure, and
resource use in heterogeneous cohorts of ICU patients from the profile of organ
dysfunction observed on admission. We suggest that such techniques may prove
practical as prediction tools that evaluate ICU performance on additional
dimensions besides the risk of death. Furthermore, such techniques could also
assist in staffing decisions, resource allocation, and the economic evaluation of ICU
specific interventions presumed to impact on organ failure.
19
Microsimulation of organ dysfunction
References
1. Baue AE (1997) Multiple organ failure, multiple organ dysfunction syndrome, and
systemic inflammatory response syndrome. Why no magic bullets? Arch Surg 132:
703-707
2. Sauaia A, Moore FA, Moore EE, Norris JM, Lezotte DC, Hamman RF (1998) Multiple
organ failure can be predicted as early as 12 hours after injury. J Trauma 45: 291-301
3. Baue AE (1975) Multiple, progressive, or sequential systems failure. A syndrome of
the 1970s. Arch Surg 110: 779-781
4. Baue AE (1992) The horror autotoxicus and multiple-organ failure. Arch Surg 127:
1451-1462
5. (1992) American College of Chest Physicians/Society of Critical Care Medicine
Consensus Conference: Definitions for sepsis and organ failure and guidelines for the
use of innovative therapies in sepsis. Crit Care Med 20: 864-874
6. Sznajder M, Aegerter P, Launois R, Merliere Y, Guidet B, CubRea (2001) A cost-
effectiveness analysis of stays in intensive care units. Intensive Care Med 27: 146-
153
7. Knaus WA, Draper EA, Wagner DP, Zimmerman JE (1985) Prognosis in acute organ-
system failure. Ann Surg 202: 685-693
8. Vincent JL, Moreno R, Takala J, Willatts S, de Mendonca A, Bruining H , Reinhart CK,
Suter PM, Thijs LG (1996) The SOFA (Sepsis-related Organ Failure Assessment) score
to describe organ dysfunction/failure. On behalf of the Working Group on Sepsis-
Related Problems of the European Society of Intensive Care Medicine. Intensive Care
20
Microsimulation of organ dysfunction
Med 22: 707-710
9. Le Gall JR, Klar J, Lemeshow S, Saulnier F, Alberti C, Artigas A, Teres D (1996) The
Logistic Organ Dysfunction system. A new way to assess organ dysfunction in the
intensive care unit. JAMA 276: 802-810
10. Hebert PC, Drummond AJ, Singer J, Bernard GR, Russell JA (1993) A simple multiple
system organ failure scoring system predicts mortality of patients who have sepsis
syndrome. Chest 104: 230-235
11. Wheeler A, Carmichael L, Christman B (1995) Renal function abnormalities in sepsis.
Am J Respir Crit Care Med 151: A317.
12. Ferreira FL, Bota DP, Bross A, Melot C, Vincent JL (2001) Serial evaluation of the SOFA
score to predict outcome in critically ill patients. JAMA 286: 1754-1758
13. Cox DR, Oakes D (1984) Analysis of Survival Data. Chapman & Hall, London
14. Gray RJ (1994) Spine-based tests in survival analysis. Biometrics 50: 640-652
15. Vincent JL, de Mendonca A, Cantraine F, Moreno R, Takala J, Suter PM, Sprung CL,
Colardyn F, Blecher S (1998) Use of the SOFA score to assess the incidence of organ
dysfunction/failure in intensive care units: Results of a multicenter, prospective study.
Crit Care Med 26: 1793-1800
16. Cronin KA, Legler JM, Etzioni RD (1998) Assessing uncertainty in microsimulation
modelling with application to cancer screening interventions. Stat Med 17: 2509-
2523
17. Moreno R, Vincent JL, Matos R, Mendonca A, Cantraine F, Thijs L, Takala J, Sprung C,
21
Microsimulation of organ dysfunction
Antonelli M, Bruining H, Willatts S (1999) The use of maximum SOFA score to
quantify organ dysfunction/failure in intensive care. Results of a prospective,
multicentre study. Working Group on Sepsis related Problems of the ESICM. Intensive
Care Med 25: 686-696
18. Knaus WA, Wagner DP, Draper EA, Zimmerman JE, Bergner M, Bastos PG, Sirio CA,
Murphy DJ, Lotring T, Damiano AM, Harrell FEJ (1991) The APACHE III prognostic
system. Risk prediction of hospital mortality for critically ill hospitalized adults. Chest
100: 1619-1636
19. Rubin DB (1987) Multiple Imputation for Nonresponse in Surveys. John Wiley & Sons,
New York, NY
20. Barie PS, Hydo LJ, Fischer E (1994) A prospective comparison of two multiple organ
dysfunction/failure scoring systems for prediction of mortality in critical surgical
illness. J Trauma 37: 660-666
21. Zimmerman JE, Knaus WA, Wagner DP, Sun X , Hakim RB, Nystrom PO (1996) A
comparison of risks and outcomes for patients with organ system failure: 1982-1990.
Crit Care Med 24: 1633-1641
22. Rangel-Frausto MS, Pittet D, Hwang T, Woolson RF, Wenzel RP (1998) The dynamics
of disease progression in sepsis: Markov modeling describing the natural history and
the likely impact of effective antisepsis agents. Clin Infect Dis 27: 185-190
23. Sonnenberg FA, Beck JR (1993) Markov models in medical decision making: A
practical guide. Med Decis Making 13: 322-338
22
Microsimulation of organ dysfunction
Figure legends
Figure 1. Conceptual model of a patient’s progression through the time-course of an
ICU stay. The microsimulation starts on the day of ICU admission. Each day, a
patient may either be discharged alive from the ICU, remain in the ICU, or die in the
ICU. The probabilities of these events are derived from the development cohort and
based on the SOFA scores on that day. The SOFA scores of patients remaining in
the ICU are recalculated for the next day, based on the SOFA scores of the actual
day and demographic characteristics.
Figure 2. Predicted and observed sequential organ dysfunction in the validation cohort.
The predictions of mean daily SOFA scores (solid line) are based on 500
simulations. Observed mean daily scores are presented as 95% confidence
intervals (dashed lines) around the value of the mean. The model described well
the observed SOFA scores of the validation cohort. However, there was an
underestimation of the hepatic and renal scores for patients with longer ICU stays.
Figure 3. Predicted and observed outcomes in the validation cohort. The predictions
are based on 500 simulations. The model predicted mortality well in the validation
cohort, as both predicted mortality and ICU discharge curves (solid lines) and
observed curves (dashed lines) closely paralleled each other.
23
Microsimulation of organ dysfunction
Table 1. Characteristics of the development and validation cohorts.
Development cohort (N = 989)
Validation cohort (N =
460)
P-value
Intensive care units 37 12Age (yrs ± SD) 53.8 ± 20.2 54.6 ± 19.4 0.51Males [N (%)] 621 (63.6) 288 (63.0) 0.52Admission source [N (%)] 0.38
Emergency room 346 (35.9) 174 (38.2) 0.31Hospital ward 256 (26.6) 114 (25.1) 0.55Operating room 255 (26.5) 121 (26.6) 0.96Other hospital 107 (11.1) 46 (10.1) 0.57
Admission type [N (%)] <0.001Elective surgery 180 (18.3) 80 (17.4) 0.71Emergent surgery 187 (19.0) 66 (14.4) 0.03Trauma 127 (12.9) 54 (11.8) 0.55Medical 460 (46.7) 213 (46.4) 0.93Acute coronary 32 (3.2) 46 (10.0) 0.01
Cumulative SOFA score*[mean ± SD (median)]
Respiratory 14.0 ± 18.4 (7) 13.7 ± 18.7, 7 0.75Cardiovascular 8.3 ± 14.5 (2) 7.8 ± 14.4, 2 0.59Neurologic 9.0 ± 17.6 (1) 9.1 ± 20.2, 0 0.93Renal 5.8 ± 14.7 (1) 8.2 ± 16.6, 2.5 0.005Hematologic 4.6 ± 8.6 (1) 4.8 ± 9.1, 1 0.68Hepatic 4.3 ± 10.6 (0) 4.6 ± 12.4, 0 0.65Global† 46.0 ± 63.5 (21) 48.2 ± 71.0, 23 0.87
ICU mortality (%) 21.0 21.1 0.76ICU length of stay [days ± SD (median)] 7.7 ± 7.5 ( 5) 8.2 ± 7.8, 5 0.29
24
Microsimulation of organ dysfunction
Abbreviations: N=number of patients; SD=standard deviation; SOFA=sequential organ function assessment; ICU=intensive care unit.* Cumulative SOFA score is the sum of scores for an individual patient over the entire ICU stay.† Global SOFA score is the sum of single organ scores for an individual patient on a given day.
25
Microsimulation of organ dysfunction
Table 2. Model performance in the development and validation cohorts.
Development cohort Validation cohortPredicte
dActual
SR (95% CI) Predicted
Actual
SR (95% CI)
Cumulative SOFA score* (mean)
Respiratory 13.7 14.0 0.98 (0.87-1.08)
13.7 13.7 1.00 (0.86-1.03)
Cardiovascular
8.1 8.3 0.97 (0.82-1.12)
8.5 7.8 1.08 (0.93-1.24)
Hematologic 4.9 4.5 1.08 (0.92-1.24)
5.3 4.6 1.15 (0.97-1.33)
Neurologic 8.5 8.9 0.95 (0.78-1.12)
7.9 9.2 0.86 (0.69-1.03)
Hepatic 3.0 4.3 0.70‡ (0.56-0.85)
3.4 4.6 0.74‡ (0.59-0.89)
Renal 5.3 5.8 0.92 (0.76-1.07)
6.5 8.3 0.78‡ (0.65-0.90)
Global† 43.4 45.9 0.95 (0.84-1.05)
45.2 48.4 1.04 (0.91-1.19)
ICU length of stay (days)
7.5 7.7 0.99 (0.91-1.08)
7.7 8.1 0.95 (0.86-1.03)
ICU mortality (%)
20.2 21.0 0.96 (0.78-1.14)
20.1 19.9 1.01 (0.81-1.21)
Abbreviations: SR=standardized ratio; CI=confidence interval; SOFA=sequential organ function assessment; ICU=intensive care unit.* Cumulative SOFA score is the sum of scores for an individual patient over the entire ICU stay.† Global SOFA score is the sum of single organ scores for an individual patient on a given day.‡ Significant difference between predicted and observed values (p<0.05).
26
Microsimulation of organ dysfunction
Table 3. Organ-organ-interactions as evaluated by regression coefficients.*
Today’s score Yesterday’s score
PulmonaryCardio-vascular
Hematologic Neurologic Renal Hepatic
Pulmonary 0.707 0.078 0.038 0.032 NS NS
Cardiovascular 0.056 0.814 0.038 0.027 0.038 0.022
Hematologic NS 0.040 0.836 NS 0.019 0.026
Neurologic 0.017 0.027 NS 0.926 0.012 NS
Renal NS 0.037 0.034 NS 0.845 0.038
Hepatic 0.033 0.044 0.098 0.012 0.034 0.772
* The linear regression coefficients were derived from the entire set of observations and convey the strength of association between yesterday’s SOFA scores and today’s SOFA score across organ systems. A positive coefficient reflects a positive correlation (worse [better] scores yesterday correlate with worse [better] scores today), and a possible physiologic interaction.
NS=Not a significant predictor in the model (p<0.05) and therefore no associated coefficient in the final multinomial equations.
27
Figure 1
Development set37 ICUs
990 patients
SOFA dataset1449 patients
11417 ICU-days
Validation set12 ICUs
459 patients
Outcome sub-model•Daily probability of eachof 3 outcomes
SOFA sub-models•Daily probability of eachof 5 scores (0-4)•6 sub-models, 1 for each organ systems
Global modelIntegrate all submodels in a microsimulation that propels 500 cohorts of patients with known day 1 scores through ICU discharge
Apply global modelGenerate desired outcomes from day 1 SOFA scores
Compare to actual outcomes
Development set37 ICUs
990 patients
SOFA dataset1449 patients
11417 ICU-days
Validation set12 ICUs
459 patients
Outcome sub-model•Daily probability of eachof 3 outcomes
SOFA sub-models•Daily probability of eachof 5 scores (0-4)•6 sub-models, 1 for each organ systems
Global modelIntegrate all submodels in a microsimulation that propels 500 cohorts of patients with known day 1 scores through ICU discharge
Apply global modelGenerate desired outcomes from day 1 SOFA scores
Compare to actual outcomes
Figure 2
Respiratory
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 300
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
Cardiovascular Hematologic
Neurologic Hepatic Renal
ICU day
Mea
n SO
FA s
core
Respiratory
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 300
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
0
0.5
1
1.5
2
2.5
0
0.5
1
1.5
2
2.5
0 5 10 15 20 25 30
Cardiovascular Hematologic
Neurologic Hepatic Renal
ICU day
Mea
n SO
FA s
core
Figure 3
0
0.2
0.4
0.6
0.8
1
3 6 9 12 15 18 21 24 27 30
ICU day
Cum
ulat
ive
prop
ortio
n
Predicted
Actual
Deceased
Still in ICU
Discharged from ICU
0
0.2
0.4
0.6
0.8
1
3 6 9 12 15 18 21 24 27 30
ICU day
Cum
ulat
ive
prop
ortio
n
Predicted
Actual
Deceased
Still in ICU
Discharged from ICU