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    Impl icati ons of Cl imateChangefor Eval uation

    Per MickwitzFinnish Environment Institute (SYKE)

    Environmental Evaluators NetworkingForum

    13.6.2008

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    Structure of the presentation

    Categorization of the implications of climate

    change on evaluation

    European and Finnish examples of the different

    implication categories

    Implications of climate change from an evaluationmethodology perspective

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    Implications of climate change for

    evaluation

    1. Implications through evaluation of climateprograms and policies

    3. Implications of climate change on the evaluationof "non-climate" programs and policies.

    a) implications through changes of the climate;b) implications due to interactions with climate programs

    and policies (both mitigation and adaptation);

    c) implications because other policies and programs, e.g.traffic or agricultural programs, integrate climate aims.

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    1. Implications through evaluation of

    climate programs and policies (1/3)

    Program and policy evaluation has not yet been a centralissue in climate policy monitoring of emissions, verification of emission reductions of

    CDM projects, assessing additionality have been much more

    central IPCCs 4th assessment talks about evaluation, but at a verygeneral level

    The evaluation community (e.g. AEA, EES), on the otherhand, has not yet discussed issues related to climatechange a lot.

    Some recent exceptions, Alexandria conference & ADAM

    The role of evaluation will increase, when the end of thecommitment period of the Kyoto protocol (2008-12) isapproaching and when targets are becoming morestringent (e.g. EU 20 20 to 2020)

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    1. Implications through evaluation of

    climate programs and policies (2/3)

    The need for evaluation will be very different for:

    Programs and policies directed at activities/sectors covered byemission trading

    Other programs and policies

    In the case of activities covered by emission tradingschemes

    Evaluation is not required to establish impacts oreffectiveness in reducing greenhouse gas emissions

    Evaluation largely about costs Side-effects (air, biodiversity; development) Distribution of costs and side-effects (geographic, industries,

    income groups )

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    1. Implications through evaluation of

    climate programs and policies (3/3)Sectors not covered by emission trading: transport

    The EU 20 20 by 2020

    proposal includes legally-

    binding reduction target in

    sectors not covered by theEU ETS for 2020 compared

    to 2005:

    Finland -16 %

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    1. Implications through evaluation of

    climate programs and policies (3/3)Sectors not covered by emission trading: transport

    0

    2

    4

    6

    8

    10

    12

    14

    16

    1990 1995 2000 2005

    milliontCO2

    The EU 20 20 by 2020

    proposal includes legally-

    binding reduction target in

    sectors not covered by theEU ETS for 2020 compared

    to 2005:

    Finland -16 %

    Implication: CO2 emissions

    from transport have to bereduced substantially

    From 1990 + 8.7 %

    From 1995 +16.1 %

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    1. Implications through evaluation of

    climate programs and policies (3/3)Sectors not covered by emission trading: transport

    The EU 20 20 by 2020

    proposal includes legally-

    binding reduction target in

    sectors not covered by theEU ETS for 2020 compared

    to 2005:

    Finland -16 %

    Implication: CO2 emissions

    from transport have to bereduced substantially

    0

    10 000

    20 000

    30 000

    40 000

    50 000

    60 000

    70 000

    1980 1985 1990 1995 2000 2005

    Developme nt of public and passanger car tr ansport

    Million person kilometres

    Passenger cars

    Public transport

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    1. Implications through evaluation of

    climate programs and policies (3/3)Sectors not covered by emission trading: transport

    Examples of explanations:

    The share of public transport

    has gone down

    Urbane structure haschanged, e.g. people

    commute longer distances to

    work

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    1. Implications through evaluation of

    climate programs and policies (3/3)Sectors not covered by emission trading: transport

    Policies and programs:

    EU legislation on CO2 from new

    cars

    National fuel taxation CO2 based taxation of cars

    Review of income tax rebate for

    commuting to work

    Promoting eco-driving

    Urban planning (shopping malls) All these jointly influence

    emissions

    Huge need for effectiveness

    evaluations

    0

    2

    4

    6

    8

    10

    12

    14

    16

    1990 1995 2000 2005

    milliontCO2

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    2 a. Implications of climate change on the

    evaluation of "non-climate" programs and

    policies through changes of the climate

    Example: eutrophication of

    the Baltic sea due to

    nutrient loading

    The main Finnish sourceof nutrients is agriculture

    63 % of Phosphorus 2004 51 % of Nitrogen 2004

    In the Finnish Government

    decision-in-principle onWater Protection Policy

    Outlines to 2015: goal

    - 30% compared to 2001-5

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    2 a. Implications of climate change on the

    evaluation of "non-climate" programs and

    policies through changes of the climate

    Many options to reducenutrient loads fromagriculture:

    Reduced use of fertilizers

    Changed use of fertilizers Wetlands & buffer zones Reduced farming on steep

    fields close to waters

    Changed crops Programs and policies

    Education Support conditions Fertilizer tax proposal Wetland agreements

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    2 a. Implications of climate change on the

    evaluation of "non-climate" programs and

    policies through changes of the climate

    The Winter 2007-8 was thewarmest ever recorded in Finland

    Hardly no snow or frost Huge effects on run-offs of

    nutrients from fields

    Should be considered inevaluations

    Confounding factor Attribution

    Should be taken into accountwhen planning evaluations

    Programs and policies Education Support conditions Fertilizer tax proposal wetland agreements

    Only artificial snow on the ski track

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    2 a. Implications of climate change on the

    evaluation of "non-climate" programs and

    policies through changes of the climate

    Long term climate change

    expected to have much larger

    impacts on the temperature

    on rainfall than last winter

    and thus on farming practices

    A fixed indicator approach

    (too common in Europe)

    misleading

    Implications on program

    theories (even science basedpart) & on results chains

    Sensitivity of a program or

    policy under climate change

    as an evaluation criteria

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    2 b. Implications of climate change on the

    evaluation of "non-climate" programs and

    policies due to interactions with climate

    programs and policies Example bio-energy

    The EU 20 20 by 2020

    proposal based on 20 %

    renewables by 2020, include

    specific legally-binding shareof renewables in the final

    energy demand by 2020:

    Finland 38 %

    The European Council

    decided on a 10% biofueltarget for transport

    In Finland 20 % of all energy

    is already bio-energy

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    2 b. Implications of climate change on the

    evaluation of "non-climate" programs and

    policies due to interactions with climate

    programs and policies Example bio-energy

    Efforts to preserve forest diversityhave been intensified recently,through increases in the areas offorest under protection, improvementsin the quality of protected forestsachieved though habitat restoration

    schemes, and the development ofnatural forest management practicesfor commercially managed forests.

    without further measures thenumbers of forest species becomingthreatened or extinct in Finland will goon rising in the near future. With

    regard to the structural features ofnatural forests, it is particularlyimportant for the sake of biodiversityto increase the amounts of decayingwood in the forests.

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    2 b. Implications of climate change on the

    evaluation of "non-climate" programs and

    policies due to interactions with climate

    programs and policies Example bio-energy

    Efforts to preserve forest diversityhave been intensified recently,through increases in the areas offorest under protection, improvementsin the quality of protected forestsachieved though habitat restoration

    schemes, and the development ofnatural forest management practicesfor commercially managed forests.

    without further measures thenumbers of forest species becomingthreatened or extinct in Finland will goon rising in the near future. With

    regard to the structural features ofnatural forests, it is particularlyimportant for the sake of biodiversityto increase the amounts of decayingwood in the forests.

    Changed practices due to

    increased demand of bio-energy: far less residualsare left in the forests, eventhe stubs are removed.

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    2 b. Implications of climate change on the

    evaluation of "non-climate" programs and

    policies due to interactions with climate

    programs and policies Example bio-energy

    Efforts to preserve forest diversityhave been intensified recently,through increases in the areas offorest under protection, improvementsin the quality of protected forestsachieved though habitat restoration

    schemes, and the development ofnatural forest management practicesfor commercially managed forests.

    without further measures thenumbers of forest species becomingthreatened or extinct in Finland will goon rising in the near future. With

    regard to the structural features ofnatural forests, it is particularlyimportant for the sake of biodiversityto increase the amounts of decayingwood in the forests.

    Changed practices due to

    increased demand of bio-energy: far less residualsare left in the forests, eventhe stubs are removed.

    Should be consideredin evaluations

    Confoundingfactor

    AttributionImplications onprogram theories

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    2 c. Implications of climate change on the

    evaluation of "non-climate" programs and

    policies because other policies and programs

    integrate climate aims.

    Climate integration needs to be evaluated It is

    far easier to declare intention to integrate than to

    carry it out

    We have just finished a study on Mainstreaming Climate Policyfor the Finnish Prime Ministers Office

    Mickwitz P. and P. Kivimaa 2007. Evaluating Policy Integration:The Case of Policies for Environmentally Friendlier

    Technological Innovations, Evaluation 13 (1), 68-86.

    Climate integration will influence the evaluation

    of the other aims of the programs and policies

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    Implications of climate change from an

    evaluation methodology perspective

    Side-effects

    evaluation

    Evaluation criteria

    Attribution

    Program theory

    Data

    Uncertainty

    The evaluation of climate

    programs and policies

    requires a strong focus on

    side-effects Positive e.g. air emissions Negative e.g. biodiversity Non-environmental e.g.

    development, income

    distribution, innovations

    and technological

    development

    IPCC 2007 (chapter 11)

    Spillover effects

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    Implications of climate change from an

    evaluation methodology perspective

    Side-effects

    evaluation

    Evaluation criteria

    Attribution

    Program theory

    Data

    Uncertainty

    IPCC (2007, WG3, 13.1.2) Criteria forpolicy choice:

    Environmental effectiveness the extentto which a policy meets its intendedenvironmental objective or realizes

    positive environmental outcomes.Cost-effectiveness the extent to whichthe policy can achieve its objectives at aminimum cost to society.

    Distributional considerations theincidence or distributionalconsequences of a policy, whichincludes dimensions such as fairness

    and equity, although there are others.Institutional feasibility the extent to

    which a policy instrument is likely to beviewed as legitimate, gain acceptance,adopted and implemented.

    Ex ante & Climate policies

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    Implications of climate change from an

    evaluation methodology perspective

    Side-effects

    evaluation

    Evaluation criteria

    Attribution

    Program theory

    Data

    Uncertainty

    Other criteria & non-climate

    programs and policies :

    Flexibility can the program

    cope with changing climate or

    changing climate policies?

    Climate robustness - will the

    program be effective under

    different climate scenarios

    e.g. protecting a specific habitat

    vs. creating ecological corridors Persistence are the impacts

    lasting even when the climate

    change

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    Implications of climate change from an

    evaluation methodology perspective

    Side-effects

    evaluation

    Evaluation criteria

    Attribution

    Program theory

    Data

    Uncertainty

    When attributing impacts to

    programs and policies the

    contribution of:

    Climate change Climate programs and

    policies

    Climate policy integration

    should be considered.

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    Implications of climate change from an

    evaluation methodology perspective

    Side-effects

    evaluation

    Evaluation criteria

    Attribution

    Program theory

    Data

    Uncertainty

    Program theories of climate as well

    as other programs need to take

    into account:

    Climate change

    Climate policies and programs aswell as the social and economic

    processes affected by them

    Climate policy integration Requires:

    Increased awareness

    Utilization of natural sciences(adaptation & impacts)

    Utilization of social sciences More research, especially on

    social & economic processes

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    Implications of climate change for

    evaluation: a methods perspective

    Side-effects

    evaluation

    Evaluation criteria

    Attribution

    Program theory

    Data

    Uncertainty

    Climate change may interrupt

    data series no-ice effect

    The flood took the samples

    Interpretation of data andespecially indicators

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    Implications of climate change from an

    evaluation methodology perspective

    Side-effects

    evaluation

    Evaluation criteria

    Attribution

    Program theory

    Data

    Uncertainty

    Many aspects of climate

    change are VERY uncertain

    Technological development,

    social and economicprocesses, attitudes are

    among the most uncertain

    ones

    Thresholds and non-linear

    changes are possible

    Relying on linear models may

    be misleading

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    I believe that climate change will have hugeimplications for evaluation.

    The huge uncertainties involved will haveimplications for the evaluation processes

    unrealistic expectations may influence thelegitimacy of evaluation.

    How influential should evaluations be (HansBruyninckx & Jared Hardner)?