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    1

    Maximizing LTE MIMOThroughput Using

    Drive Test

    Measurements

    PCTEL RF Solutions

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    2

    James Zik, Senior Product

    Marketing Manager, PCTEL, Inc.

    Bruce Hoefler, Vice PresidentProduct Management, PCTEL, Inc.

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    3

    Mobile Bandwidth Need

    18X growth from 2011 to 2016

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    4

    Spectrum Crunch

    -300

    -200

    -100

    0

    100

    200

    300

    2011 2012 2013 2014

    SpectrumS

    urplus(MHz)

    FCC Licensed Spectrum Needs*

    Need to get maximum throughput on available spectrum

    *FCC, Mobile Broadband: The Benefits of Additional Spectrum (October 2010).

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    5

    Air Interface Bottleneck Solutions

    How do we Get There?

    More Spectrum Limited licensed spectrum available

    Expensive

    Migration to LTE

    LTE MIMO

    Carrier grade WiFi and backhaul required 22% of mobile traffic by 2016 (Cisco VNI Mobile 2012)WiFi Offload

    Small Cells and DAS (expensive)

    Backhaul required to each cell/DAS

    Increased Cell

    Density

    Migration to LTE and LTE Advanced

    LTE MIMO

    Spectrum

    Efficiency

    Must employ all of these solutions to solve the spectrum crunch

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    6

    Why MIMO?

    Low to medium cost method to improve transmission performance(already built-in on many LTE base stations)

    Increases physical layer capacity (w/ spatial multiplexing MIMO)

    Throughput gain dependent on number of Tx and Rx antennas

    i.e. 2x2, 4x4, etc.

    LTE Peak Spectral Efficiency per 3GPP

    LTE Peak Throughput of 4x

    LTE Peak Throughput of 2x

    -5

    0

    5

    10

    15

    20

    25

    30

    35

    -10 -5 0 5 10 15 20 25 30

    Peak Physical LayerSpectral Efficiency (b/s/Hz)

    SNR (dB)

    2x1

    2x2

    4x4

    8x8

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    What is MIMO?

    MIMO is a smart antenna

    technoIogy that employs

    multiple antennas at the

    Tx and Rx ends

    MIMO is NxM (i.e. 2x2,4x2, 4x4, 8x8, etc.) where

    N>1 and M>1

    2x2 (deployed), 4x4 and

    4x2 (emerging),

    8x8 (LTE Advanced) Radiated signals traveling

    on different paths provide

    the possibility of

    performance

    improvements

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    How Does MIMO Work?

    Spatial Multiplexing:

    Transmits multiple data

    streams simultaneously in

    the same frequency and

    time, taking advantage ofdifferent paths

    Requires separate paths

    Requires high SNR toimprove throughput

    Transmission shown one way (eNB to UE) for simplicity

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    Transmission Modes

    Single User MIMO Modes

    Currently deployed

    transmission modes

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    Why Test MIMO?

    What are we trying to accomplish by testing MIMO?

    Determine the air interface Maximum Throughput capacity

    for different MIMO Modes (MIMO Gain)

    Provide throughput gain of the physical layer for each

    transmission mode (using standards number) Optimize the RAN physical layer for Maximum Throughput

    Characterize Link efficiency

    Troubleshoot the RAN physical layer

    Isolate path issues Test for channel independence

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    What Parameters are

    Necessary for MIMO Testing

    Premise: Operators need to understand MIMO transmission

    characteristics of the physical layer in RAN

    Path measurements

    Channel Quality Indicator (CQI as defined by 3GPP)

    Throughput (maximum air interface throughput capability)

    Channel Condition Number (CN)

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    RF Path Measurements Determines if there is a problem with base station port or

    a particular antenna with regard to MIMO paths

    Antenna, cabling or TX port issues

    Measurements are provided for each Tx/Rx antenna pair

    4 paths for 2x2 MIMO

    RSRP, RSRQ, RS CINR for each path

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    CQI

    Consistent indicator of theoreticaltransmission physical layerefficiency

    CQI measurement is an essentialtool for MIMO

    With SISO, CINR translatesdirectly to CQI

    With MIMO, CINR does NOTtranslate to CQI i.e. throughput

    CQI Index ModulationCode Rate x

    1024Efficiency(b/s/Hz)

    0 out of range

    1 QPSK 78 0.1523

    2 QPSK 120 0.2344

    3 QPSK 193 0.3770

    4 QPSK 308 0.6016

    5 QPSK 449 0.8770

    6 QPSK 602 1.1758

    7 16QAM 378 1.4766

    8 16QAM 490 1.9141

    9 16QAM 616 2.4063

    10 64QAM 466 2.7305

    11 64QAM 567 3.3223

    12 64QAM 666 3.9023

    13 64QAM 772 4.5234

    14 64QAM 873 5.1152

    15 64QAM 948 5.5547

    Source: 3GPP TS 36.213 Ver. 10.7.0 (Sept. 2012)

    Table 7.2.3-1: 4-bit CQI

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    Throughput

    How and where is throughput measured?

    Physical Layer Throughput(for RAN optimization)

    Throughput measurement includes RAN, Backhaul,

    Network Loading, Server, etc.

    CQIIndex

    Throughput (Mbps)

    5 MHz 10 MHz 20 MHz

    1 0.55 1.10 2.19

    2 0.84 1.69 3.38

    3 1.36 2.71 5.43

    4 2.17 4.33 8.66

    5 3.16 6.31 12.63

    6 4.23 8.47 16.93

    7 5.32 10.63 21.26

    8 6.89 13.78 27.56

    9 8.66 17.33 34.65

    10 9.83 19.66 39.32

    11 11.96 23.92 47.84

    12 14.05 28.10 56.19

    13 16.28 32.57 65.14

    14 18.41 36.83 73.66

    15 20.00 39.99 79.99

    User layer throughputreduced up to 10X dueto control overhead- Handshaking- Synchronization

    - Retransmission

    Maximum ThroughputCapacity of the Air Interface

    (Physical Layer)

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    Condition Number (CN) CN is a measure of the independence (or correlation) of the

    channels (paths)

    Measured from 0 to 50 dB; lower values are better indicating lowcorrelation

    CN helps analyze potential causes for throughput issues but is not usedto calculate throughput

    Studies show MIMO can still be effective with high CN if CINR is high

    CN (dB) Indication

    0 Two totally independent channels, an ideal condition that

    can enable maximum throughput

    ~19* High correlation where MIMO generally would not induce a

    condition that would increase throughput

    *The CNs indicating the level of correlation are based on industry published approximations and can vary by several dB depending on conditions

    Industry Norm

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    Interpreting MIMO

    Measurements

    Separate CN, ECQI and transmission mode

    measurements allow operators to diagnose the

    causes of low throughput

    Low CN and low CQI means there is an interference

    or a power issue

    High CN and low CQI means high channel correlation

    and probable low SINR

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    MIMO Testing Benefits

    Characterize RF propagation for MIMO

    Consistent, repeatable RF data independent of the backhaul, network layer overhead &server loading

    Higher dynamic range to determine noise floor and potential interference effects

    High data density to locate fading issues and reduced MIMO throughput

    Determine channel independence Analyze network problems related to multipath conditions with condition number

    Understand how antenna tilt or relocation can affect throughput

    Provides result for various transmission modes Understand how different transmission modes affect RAN performance

    Troubleshoot antenna/cabling issues and base station Tx port issues Path measurements

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    FDD-LTE 2x2 MIMO outdoor DAS

    When: April 2012 Outdoor DAS deployed due to cell tower restrictions

    Area characterized by high foliage and low antenna height

    MIMO oDAS Case Study

    Antenna Locations

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    How we Tested

    Simultaneous oDAS Testing with Scanner and UE Data Card

    PCTEL SeeGull EX Scanner

    Test data card on another system

    Orientation Test

    Walk Test vs Drive Test

    MIMO Transmission Modes (on the scanner)

    RSRP, CN, CINR and Throughput

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    Why Use a Scanner

    3GPP TR 37.976:

    3GPP already defined conducted tests for MIMO and

    multiple antenna receivers. but it is clear that the ability to

    duplicate these gains in the field is highly dependent on the

    performance of the receive-antenna system..

    The MIMO OTA throughput is measured at the top of

    physical layer of HSPA and LTE system

    Scanner use omni-directional antennas

    Scanners measure throughput at the physical layer Scanners provide throughput for multiple MIMO transmission

    modes

    UEs only provide throughput for the MIMO mode the UE is

    locked onto

    O i t ti A l i

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    21

    0

    2

    4

    6

    8

    10

    12

    1416

    18

    Frequency

    Position: 0

    010203040506070

    80

    Frequency

    Position: 90

    Position A Average: 2.820 Mbps

    Position C Average: 1.232 Mbps

    Orientation AnalysisUE Data Card

    2.3X difference depending on

    orientation due to directionality

    of UE antennas

    (stationary test)

    kb/s

    kb/s

    MIMO antennas in UEs

    are typically very

    directional

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    22

    0

    5

    10

    15

    20

    25

    30

    35

    40

    45

    #ofDataPoints

    Speed AnalysisUE Drive Test (~20 mph)UE Walk Test

    UE Throughput drops by 2X w/ drive test, scanner is not affected by speed

    Throughput (kb/s)

    ((

    4

    2

    )

    4

    )

    (42)

    0

    10

    20

    30

    40

    50

    60

    70

    80

    1 500 1000 1500 2000 2500 3000 3500 4000 4500 5000

    #ofDataP

    oints

    (24)

    Throughput (kb/s)

    D i T t D t

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    23

    UE Data

    Scanner Data

    Drive Test Data(Throughput)

    0

    200

    400

    600

    100 1000 2500 5000 10000 More

    #ofDataPoints

    UE

    0

    1000

    2000

    3000

    4000

    5000

    #ofDataPoints

    Scanner

    UE Data

    Tput (kb/s)

    Lost Connection

    Significant differences

    between scanner & UE

    Note: Throughput is very low.

    Scanner show higher throughput

    since its measuring at the physical

    layer

    Tput (kb/s)

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    24

    Scanner Transmission

    Modes (MIMO Gain)

    0

    200

    400

    600

    800

    1000

    1200

    100 1000 2500 5000 10000 20000 30000 More

    #ofDataPoints

    Open Loop Transmit Diversity(mode 2)

    0

    200

    400

    600

    800

    1000

    100 1000 2500 5000 10000 20000 30000 More

    Frequency

    Closed Loop SpatialMultiplexing (mode 4)

    No throughput gain from multiple data streams

    Tput (kb/s) Tput (kb/s)

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    25

    RSRP

    Test results show marginal RSRP

    RSRP

    dBm

    #ofDataPoints

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    CINR for MIMO

    CINR

    Test results show very LOW CINR

    dB

    #ofDa

    taPoints

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    27

    CN for MIMO

    MIMO requires high CINR and prefers low CN to maximize throughput

    Condition Number (CN)

    Test results show low CN

    dB

    #ofD

    ataPoints

    DAS C St d

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    oDAS Case Study

    Conclusions

    MIMO is ineffective in this network Network has a severe interference and/or noise problem

    Marginal RSRP and very poor CINR

    Conditions favorable for MIMO to improve throughput

    Low CN

    UE Measurements for MIMO must be carefully examined since theyare affected by:

    UE Orientation

    Speed of movement during the test

    Drive test vs walk test for outdoor systems. MIMO Transmission mode the UE is operating in

    Another UE may operate in a different transmission mode

    A scanner is very effective in characterizing a MIMO network

    MIMO Macro Cell

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    MIMO Macro Cell

    Case Study (Oct 2011)PCI-Best Server by RSRP (Baltimore: Urban Environment)

    Focus on BestServer Region

    for PCI (best

    server)

    (PCI, # of data pts)

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    LTE RSRP (Best Server)

    Excellent RSRP

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    MIMO Drive TestTransmit Diversity and MIMO Throughput

    Best Server Region

    for PCI of interestTransmit Diversity MIMO (mode 4)

    Mbps

    MIMO Drive Test

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    MIMO Drive TestDelta (MIMO-Transmit Diversity)

    Throughput

    Mbps

    Why is (MIMO Transmit Diversity)negative at the cell edge (pink)?

    For extremely low CINR, transmit diversity

    is more efficient. The UE will switch to

    transmit diversity in this region.

    Large MIMO gain for much

    of the center region of the cell

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    MIMO Drive TestCondition Number and CINR

    High CN with highMIMO Gain

    Condition Number CINR

    dB

    dB

    Very High CINR

    Significant MIMO gain exists for LOS condition

    if CINR is high even with high CN

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    Summary MIMO was very effective for maximizing throughput in the Baltimore

    Macro cell case study

    MIMO may not be effective in sub-optimal designs, deployments orterrains as shown in the oDAS case study

    Testing Benefits with a Scanner Characterize RF propagation for MIMO

    Consistent, repeatable RF data independent of the backhaul, network layeroverhead & server loading

    Higher dynamic range to determine noise floor and potential interference effects

    High data density to locate fading issues and reduced MIMO throughput

    Determine channel independence

    Analyze network problems related to multipath conditions with condition number Understand how antenna tilt or relocation can affect throughput

    Provides result for various transmission modes Understand how different transmission modes affect RAN performance

    Troubleshoot antenna/cabling issues and base station Tx port issues Path measurements

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    Questions?

    Thank you

    http://rfsolutions.pctel.com/content.cgi?id_num=36For a free LTE MIMO poster, please visit PCTEL RF Solutions website:

    http://rfsolutions.pctel.com/content.cgi?id_num=36http://rfsolutions.pctel.com/content.cgi?id_num=36