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Catalyst Fund Advisors Inc. Member FINRA, SIPC Company Overview and Represented Investment Firms Catalyst Fund Advisors Inc. Securities offered by Creatis Capital LLC, member SIPC & FINRA Company Overview Raising Capital for Alternative Investment Firms

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Page 1: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

• Catalyst Fund Advisors Inc.

• Member FINRA, SIPC

• Company Overview and Represented Investment FirmsCatalyst Fund Advisors Inc.

Securities offered by Creatis Capital LLC, member SIPC & FINRA

Company Overview

Raising Capital for Alternative Investment Firms

Page 2: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

THIS PRESENTATION IS FOR INFORMATIONAL PURPOSES ONLY AND IS DESIGNED TO PROVIDE GENERAL INFORMATION. WE DO NOT PROVIDE INVESTMENT COUNSEL OR ADVICE ON ANY PRODUCTS.

INFORMATION CONTAINED ON THIS PRESENTATION ARE NOT AN OFFER TO SELL OR A SOLICITATION OF AN OFFER TO BUY ANY INTEREST IN ANY INVESTMENT VEHICLES. AN OFFER CAN ONLY BE MADE BY THE OFFERING DOCUMENTS OF EACH INVESTMENT VEHICLE AND ONLY BY SUCH THE MANAGER OR SPONSOR OF SUCH INVESTMENT VEHICLE, AND OFFERS SHALL ONLY BE AVAILABLE TO INDIVIDUALS WHO MEET THE INVESTOR SUITABILITY AND SOPHISTICATION REQUIREMENTS OF EACH INVESTMENT FUND.

ANY PRIVATE PLACEMENT UNITS OFFERED HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR ANY OTHER APPLICABLE U.S. OR FOREIGN SECURITIES LAW. THE UNITS HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION, ANY STATE OR FOREIGN SECURITIES COMMISSION OR ANY OTHER REGULATORY AUTHORITY. ANY REPRESENTATION TO THE CONTRARY IS UNLAWFUL.

ANY UNITS OFFERED ARE SPECULATIVE AND INVOLVE A HIGH DEGREE OF RISK. NO INVESTMENT IN THE UNITS SHOULD BE MADE BY ANY PERSON NOT FINANCIALLY ABLE TO LOSE THE ENTIRE AMOUNT OF ITS INVESTMENTS.

ANY SECURITIES ARE OFFERED THROUGH CREATIS CAPITAL, LLC., A FINRA AND SIPC REGISTERED BROKER/DEALER.

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DISCLAIMER

Page 3: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

• Private Placement Marketer, identifying and distributing the highest qualityalternative investment firms to institutional investors

• Investment Advisor to institutional investors, seeking to fulfill their investmentsearch mandates

• Offering Cap Intro Events through our sister company Catalyst FinancialPartners

• Strength in family offices, endowments and consultants in Northeast US

• Focus on tactical assignments in private equity, real estate and hedge funds

• Since 2012 the firm has raised over $220m in 10+ closings

FIRM OVERVIEW

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Page 4: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

Access to Investors is Limited• Premium access to investors is relationship driven• Knowledge about investors’ investment preferences is case specific and varies over time

Availability of Investment Firms and Opportunities is Fragmented• Branding, marketing and distribution efforts are critical to a firm’s growth• It is key to be able to identify, research, and select the best investment firms and opportunities

Investors want to invest directly, but seek ‘search & identify’ advise• Rather than giving an intermediary capital, investors announce search mandates and invest directly• ‘Reverse Inquiry’ mandates are prevalent

Regulatory Landscape Calls for Institutional Grade Advisors• Increased financial regulation calls for advisors that address and satisfy local regulatory needs

THE OPPORTUNITY

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Page 5: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

INVESTORS

• Mainly covering North East and US based investors

• All investors are institutional

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• Special focus on single/multi-family offices as wellas endowments and consultants

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Page 6: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

SELECT FUND CLIENTS

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SCOUT VENTURES

Page 7: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

• Canada-Israel October 2015 Conference on VentureCapital and Private Equity

• Israel June 2016 Summit on Private Equityand Hedge Funds

OFFICAL TRADE MISSIONS

Government of IsraelEconomic Mission to North America

Foreign Affairs and International Trade Canada

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Page 8: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

CAP INTRO EVENTS

• Award winning and industry recognized cap intro events for private funds

• Over 2,000 individuals have attended one of Catalyst Financial Partners’ events

• Produced over 60 events in New York City, Singapore and San Francisco

• Average ratio managers to investors 1:2.5

Private meetings Presentations

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Page 9: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

RESEARCH

• Publishing a multi-asset class institutional investor trendsreport annually since 2013

• Publishing white papers on industry best practices

• Managing the online ‘Catalyst Capital Network’ to qualifyand profile investors

• Giving out the Catalyst Cap Intro Award to successful fundmanagers

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Page 10: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

Mr. Berg is an experienced alternative investment professional with 13 years of finance,investments, and institutional sales experience from London and New York.

Before founding Catalyst Fund Advisors, he had several roles with hedge funds andallocators, including being an Associate Director at New Amsterdam Capital, a EUR 3bncredit investment firm in London, being an Institutional Sales Director at T&T CapitalManagement, a New York City based volatility arbitrage fund, and being an InvestmentAdvisor at LIB Ltd, a London based family office, arranging investments in high growthprivate companies.

He started out his career at the investment bank Jefferies Putnam Lovell in theirFinancial Institutions M&A department and worked earlier also at Sachs Bloomberg, aconference producer organizing large finance events across Europe. He was a Sergeantin the Royal Swedish Navy.

In addition, Mr Berg also runs Catalyst Financial Partners, a specialist investor eventbusiness.

He speaks conversational German and is a native of Sweden, and holds a BSc inEconomics and an MSc in International Political Economy from the London School ofEconomics.

He is a Registered Representative (Series 7, 63) with Creatis Capital LLC., a FINRA &SIPC registered broker/dealer.

Carl BergCEOCatalyst Fund Advisors

BIOGRAPHIES

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Page 11: Member FINRA, SIPC Catalyst Fund Advisors Inc. · • catalyst fund advisors inc. ... information contained on this presentation are not an offer to sell or a solicitation of an offer

Catalyst Fund Advisors Inc.Securities offered by Creatis Capital LLC, member SIPC & FINRA

1185 Avenue of the Americas, 3rd Fl.

New York, NY 10036

T: +1 212 966 2993

[email protected]