melinda harmon financial disclosure report for 2009

8/3/2019 Melinda Harmon Financial Disclosure Report for 2009

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AO ,0 I FINANCIAL DISCLOSURE REPORT Reper|ia G o v e m m e n l r e q u i re d b Y A c t t h e o f E t h ic s 1 9 7 8Rev. 1 ~ a [ FOR CALENDAR ~AR 2010 (5 us .c app. ~ ~o~-~ ~)I . Person RepoRmg (~st nan,. fi~t , middle init ial) 2. C~ or Organiza~on 3 . D a te o f R e p o r t

Ha~on, M elinda U.S. District Cou~ May 11, 20104. "1 t t l e (Amcle III judges indica te ac t ive ~r senior sm ~; 3a. Rcpo~ T}pe Icheck appropr ia te lJ~e) O . Repe~ng Periodm a gi s ~ a te j u dge s i nd i c a te f a l - o r - a a - ti ~ ) ~ Nomination Date 01/0 l /2009I~ lnflial ~ Annual ~ Final toActive ~icle HI Judge ~ 12/31/2009

A me n d e d Re po~7. Cha~e~ or OIfice Address 8. On ri te basi s o f in i t i a t ion conf ined in ~i~ Rep oa and a ny mod i f i ca t ions per~ining there to , it i s , inmy op inion, in ~n~ l i ance wi th app l i cable la~s and regu la t ion.Uni ted Sta te s C ou~ ho us e515 Ru sk , Su i te 9114Hou s ton , Texas 7 7 002 Reviewing Officer ............ Date: . 2 0 0 7

IMPORTANT NOTES." The instructions accompanying this.[brm must be followed. Complete all parts,c h e c k in g th e NO NE box f o r e a c h pa ~ w h e re you h a ve n o re por l a b le in f o~a t ion . S ig n on l a s l pa g e .

I. P O S I T I O N S . (Reperting individual only; see pp. 9-13 o[ instructions)[] NONE (No reportable positions.)

POSITION N A ME O F O RG A N IZ A TIO N / E N TY Fk"~ - Trustee Hammn Family Trust (unfunded)2.3.4.5. ~ " r - - ~

II. A G R E E M E N T S . (Reporlingindividtmltmly;seepp. 14-16ofi,l.stmctiorts) i --[] NONE (No reportable agreetnents.) ~ - . ~ 7 - U

I)ATE PARTIES AND TERMS


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FINAN CL~kL DISCLOSURE R EPO RT I N am e ofPe~on aepo~ti,g t ) ~ ~ " f ~ P ~ IPaue 2 of 7 P a g e s I Ham aon, Melinda May 11, 2010 I1 1 I . N O N - I N V E S T M E N T I N C O M E . fReportingindividualandsp ...... seepp. 17-24 oflnstructi,lns )A. Fliers Non-lnvestment Income[] N O N E (No reportable non-investment income.)

D A TE SOURCE AND TYPE 1 N C O M E(Y~ttrs, not

I.2.3.4.

5.g. S p o u s e s NOlI-I nvestmellt Income - .,,o, ,,.~.,~ married during an , p,~rtion of the reporting k,ear, complete this section.

(1. )ol lar a~out l no! requ ired e.~cept for homotaria )~ N O N E (No rcportable noninvestment income.)

D A T E SOURCE AND TYPEI . 2 0 0 9 P a ~ n e r , C ra i n . C a t o n & J a m e s L a w f i n n2.3.4.5.

I V . R E I M B U R S E M E N T S . - . . . . . . .o,.~. ,o, to~gi,,g../~,,,, .... . . . . . . .c tnc ludes thoze to spouse and depen dent ch i ldren . See pp 25-27 o f i ns t ruc t ions)

~ N O N E (Ao reportable reimbursements.)SOURCE DATES L O C A T I O N PU~()SE ITEMS PAID OR PROVIDED

American ContErcncc 5/11/2009 - Panelist at securities1. Inst i tute 5/12/2009 New York, NY s e n m ~ a r Food, lodging, Uansporlation2.3.4.

5.


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FINANCIAL DISCLOSURE REPO RT [ Name of Pers0n Reporting I Dale of ReporlP a g e 3 o f 7 P a g e s [ H a r m o n ~ Melinda [ May 11,201 0

V. G I F T S . (Inc ludes those to spouse o n, t depender ~t ch i ld , t ,n Sec Pt . 2&3t o f lnst , u , t ions. ,~[] N O N E ( N o , . , . v o . ~ , , ~ , > ~ ;

SO [1RC I ; DESCRIPTION VALUEI.2.3.4.5.

~ N O N E u,,.~,,..~t~ ~ ~, ~CREDITOR DESCRIPTION VALUE UODE

~ . No~hwestem Mutual S e c u r e d N o t e J2 . B~k of America Credit Card K~ . Capital One Credit Card K~ Capilal One U n s e c u r e d N o t e Js . Bank of America Credit Card J~,. Bank of America Credit Card J "7. Bank of America Credit Card J8.


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F I N A N C I A l., D IS CL O S UR E R E P O R T [P a g e 4 of 7 Pages Harm on, Melinda May 11, 2 0 1 0VII . I N V E S T M E N T S a n d T R U S T S - i~ ,co , ,~ , ~ .a~ue . t ,a .sac~on s( t ,, c~oa~t~o~on ~sO o.s~O,~e~ .oe , ,to~ , ,~ ,~ . ~*W . ~ ~0of f i l ing inst ruct ions. )[] N O N E (:Vo reportable non-investment income.)

A. B. C. D.Incon~ during Gross value at end ofDnscrip tioli of A ssets rep orting p eriod rep orling p eriod T ra.saction.~ d~hlg rep orting period(including trust assets).]1 not exem pt Iroi~ disclosurnPEace "(X)" after each asset ( I ) (2 ~ (1) (2 ) ( I )exem pl from prior disclosure A ~ m u n t type A m o m ~ t Value TypeCode ] (e.g. Code 2 Meth od B uy, sell, (2) (3 ) (4 ) (5)(A H ) Div., (J-P) (ode 3 m e r g e r , Date Valae G a i n Identity ofr e n t , ( Q -W ) r e d e m p t i o Mouth ( 7 o d e 2 Code I b uyerlsllcror int.) n .I - Day ( J - P ) IA-It) lif prlvate

1. I R A # 1 E Div P1 T" ~ - - E xxon l~]obil3 . -- AIM Constellation Fund,( . :l a s s A .

-- W estern Asset Money MktFund5 . " I R A # 2 A Div K T6 - - W estern A sset Money MktF und, Class A

-A~/constellation Fund,Class A~ I R A # 3 A Div M T9. - - W estern Asset N loney Mkt "F und, Class A

T rium ph R esources~L - - Zweig T otal Return.Fund,Inc.A IM Constellation F und,Class A

A lliance B em stcin LargeCap G rowth Fund, Class C~4 I.a\v Finn 461K Profit SharingPlan None N T

~ Real Estatc, ~)allas, Tx, Parccl 1 B R e n t K Q16 R eal Estate, Dallas, Tx , Parcel 2 B Rent J Q~7. Mineral RoyalU Interest (Y)~s. Extraordinary Life Policy,N orth\vcstcm Mutt,al B Div K T

~9Norlh W cstcm Mutual "65 Life"Policy #1 A l)iv .I T

I. h~colnn Gain Codes :( See Columns B I and D4) A =,$ 1 ,000 or less B -$ 1,001 - $2,500 C=$2,501 -$5,~ D=$5,001 - $15 .000 E=$15 ,001 - $50 ,000F ~ $ $ 5 0 , 0 0 1 - $ 1 0 0 , ( ~ J G - - $ 1 0 0 , 0 0 1 - $ 1 . (~ L 0 0 0 1 1 1 = $ 1 , ~ 0 , 0 0 1 - $ 5 , ~ 0 , 0 0 0 ~ = M o r e t h a n $ 5 , 0 ~ , 0 0 02. Value (;ode J $15.O/0 or less K~$15,~1 -/See C~l~tl~SCI and I)3) N ~ $ 250 , 001 - $ 500 . 0~ O = $ 5 0 0 , 0 0 1 - $ 1 , 0 ~ , 0 0 0 P I = S I ( K ~ 0 0 1 " $ 5 0 0 0 O 0 0 P 2 = $ 5 , 0 0 0 , O 0 1 - S 2 5 , 0 0 0 , 0 ~P 3 = 1 2 5 , )00.~ 1450 0t~ 000 R3. Value Method C~&s = Cost (Real Esmt Only) P,1-Mor ~an $50.000.000 T-Cash Market(See (" ~ u m n s ."2) Q :Appraisal S~AssessmentV ~Other[ I= l /ook Val~ W ~Estimated


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F I N A N C IA L D IS CL O S UR E R E P O R T N am e of P erson F .ep orting [)ate of R t:p or!Page 5 o f 7 Pages t lam m n, Melinda May 11,20l 0

\111. INVESTMENTS and TRUSTS-income. voluo, transactions (Includes ttlose et lhe spouse a,M dependenl children See pp 34 60of fi l ing instructions.)[] NONE (No reportable non-investment income.)

A t. B. C, D.Descr ipt ion of Assets rcporting I)eriod repor ting p e n o d Transactions during reporting period.(including trust assets).

Place " (X)" after each asset (I) (2 ) tl) (2 1 ~ )Code I te.g. Code 2 Method Bl~y, sel!. (2) (3) t4 1 i S )(A-HI Div. (J-P) Code 3 mtrger, [)ate V a h G a i n Idcndty of

or int ) - D a y I ) - P ) fA H) (if private

~o N orthwestern Mutual "65 L ife"Policy #2 A Div J T:t. Northwestern Mutual "65 Life"Policv #3 A Div J T

22 .23.

i24.25 .

26 .27 .28 .29.30.

323334.35.36.37.38.

40 .

42 .

I lnco~t~ (Jam Codes:( S e e Co l m nns R I a nd [ ) 4 ) A - $ 1 , O 00 o r l e s s I1=$1 ,001 - $2 ,500 C- $ 2 , 501 55 , 000 D=$5,~1 - $15,~~ g-$15 .001 - $5() ,0 (X)F=$$50,001 - $100,000 G - $100,001 . $1,000,~10 HI=$I,O00,00I - 15,~,000 H2=More than $5,~0,0002. V alu e ClU e J~ $ 1 5,~ 1 0 o r les s K = $ 15 , ~ 1 - $ 50 , 000 L~$50, )0i - $1rK),~0 M=$100,001 - $250,000( S ee C o l ~ m ~ s C l ~ d 1 1 3 1 N = $ 2 5 0 , 0 0 1 . $ 5 ( ~ . 0 0 0 O=$500 ,001 - $ 1 .0(10 ,000 P1=$1,~.O01-$5,000,000 I2 ~ $5,000,1~1 - $25,~0,000P3-$25,000 001-$50.000 000 P4-More than $50,000,0003. Value Method Codes R = Co st (Real E .~ tatc Only) T-C~;h Market(See CohmulsC2) Q A p p r a i s a l S -A sg c ssm e n tv = O th e rU -B o o k V ~ l u e W=Est inmted


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FINANCIALDISCLOSUREREPORT[Nfp~cp, .mmr .... ...... t ) ~ t ~ o t l ~ u , ~ , ~ [P a g e 6 o f 7 P a ~ ; e s H a rm on ~ Melinda M a y 1 1 , 2 0 1 0VIII. AD D ITIO N AL IN FO R MATIO N O i l . EX PLAN ATIO N S - (Indicate part o f Report.)I. U n f u n d e d t ru s t .VII. Line 14

Share in ABA R etirement Profit Sharing Plan. Pa rticipants share is invested in the Index EquityFund, a mu tual fund and in a self managed acc ou nt investing in Dreyfus App reciation Mutual Fund.Lin e s 15 a n d 16U nd i v ided 1 18 i n te res t in two p i eces o f p ro p er ty i n Da l la s , T ex as . Da te o f ap p ra i sa l Decem b er 6 ,1994.


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FINANCIAL DISCLOSURE REPORT ~,,~ of Person Rep,~rting l - ) a , e o f R e p o r ~P a g e 7 of 7 Pages Harmon, Melinda May 1 1 , 2 0 1 0IX . CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse andminor or dependent children, if any) is accurate, tree, and complete to the best of my knowledge andbelief, and that any information not reported was withheld because it met applicable statutory provisionspermitting non-disclosure.I f i~ r ther ce r ti fy tha t ea rned i nco m e f ro m o u ts i de em p l o 3 anen t and ho n o ra r i a and the accep tanc eo f g i f t s whi ch hav e b een rep o r ted a re i n co m p l i ance w i th the p ro v i s i o ns o f 5 U .S .C . ap p . . 501 e t . S eq . ,5 U .S .C . 7 3 53 and Ju d i c i a l C o nference R eg u l a l i o ns .

Signature J May I 1 , 2010

NOTE: ANY INDIVIDUAL WI10 KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TttlSREPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C, .App., 104.)

FILING INSTRUC [ IO NSMai l s igned or ig inal and 3 addi t ional copies to:Com mit tee on Finan cial DisclosureAdministrat ive O ffice of the Uni ted States C ourtsSuite 2-3 01On e Columbus Ci rc le, N.E.Wash ing ton , D. C. 20544

melinda harmon financial disclosure report for 2009

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