meeting id isin company name investment region … au000000tls2 telstra corporation limited...

Meeting ID ISIN Company Name Investment Region Country Meeting Date Meeting Type Voting Action Agenda Item Numbers Voting Explanation Vote By Exception

1083234 AU000000TLS2 Telstra Corporation Limited Australia & New Zealand Australia 11/10/2016 Annual All For

1089058 AU000000CSL8 CSL Ltd. Australia & New Zealand Australia 12/10/2016 Annual Against 3,4

5

Apparent failure to link pay and appropriate performance

Insufficient/poor disclosure

1089058 AU000000CSL8 CSL Ltd. Australia & New Zealand Australia 12/10/2016 Annual Against 3,4 Apparent failure to link pay and appropriate performance

1083044 AU000000MFG4 Magellan Financial Group Australia & New Zealand Australia 13/10/2016 Annual Against 4 Concerns related to inappropriate service contracts

1083445 AU000000ORA8 Orora Ltd. Australia & New Zealand Australia 13/10/2016 Annual All For

1067508 AU000000TCL6 Transurban Group Australia & New Zealand Australia 13/10/2016 Annual All For

1088624 AU000000ARB5 ARB Corporation Ltd. Australia & New Zealand Australia 14/10/2016 Annual Against 3.3

3.2

Concerns about overall board structure


1090053 AU000000CL11 Class Limited Australia & New Zealand Australia 17/10/2016 Annual Against 3,4 Apparent failure to link pay and appropriate performance

1087475 AU000000AZJ1 Aurizon Holdings Ltd. Australia & New Zealand Australia 18/10/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1089927 AU000000COH5 Cochlear Ltd. Australia & New Zealand Australia 18/10/2016 Annual Against 3.2 Overboarded/Too many other time commitments

1085808 AU000000ANN9 Ansell Ltd. Australia & New Zealand Australia 19/10/2016 Annual All For

1090381 AU000000BAL8 Bellamy's Australia Limited Australia & New Zealand Australia 19/10/2016 Annual Against 2,3 Apparent failure to link pay and appropriate performance

1082170 AU000000ORG5 Origin Energy Ltd. Australia & New Zealand Australia 19/10/2016 Annual All For

1090368 AU000000TRS9 The Reject Shop Ltd. Australia & New Zealand Australia 19/10/2016 Annual Against 2,5 Apparent failure to link pay and appropriate performance

1084824 AU000000AMC4 Amcor Limited Australia & New Zealand Australia 20/10/2016 Annual All For

1090526 AU000000CWN6 Crown Resorts Ltd. Australia & New Zealand Australia 20/10/2016 Annual Against 3

2a

2c

Apparent failure to link pay & appropriate performance


Concerns related to approach to board diversity

1091697 AU000000IOF6 Investa Office Fund Australia & New Zealand Australia 20/10/2016 Annual All For

1090238 AU000000SHJ1 Shine Corporate Ltd Australia & New Zealand Australia 20/10/2016 Annual Against 2,4,5,6 Apparent failure to link pay and appropriate performance

1090685 AU000000SPO4 Spotless Group Holdings Ltd. Australia & New Zealand Australia 20/10/2016 Annual Against 3,4 Apparent failure to link pay and appropriate performance

1090519 AU000000SXL4 Southern Cross Media Group Australia & New Zealand Australia 20/10/2016 Annual All For

1090525 AU000000BAP9 Bapcor Limited Australia & New Zealand Australia 21/10/2016 Annual Against 6

1,7



1090377 AU000000EVT1 Event Hospitality and Entertainment Ltd. Australia & New Zealand Australia 21/10/2016 Annual All For

1090520 AU000000HSO1 Healthscope Ltd. Australia & New Zealand Australia 21/10/2016 Annual Against 3,5 Apparent failure to link pay and appropriate performance

1087841 AU000000IAG3 Insurance Australia Group Ltd. Australia & New Zealand Australia 21/10/2016 Annual All For

1090395 AU000000MXI3 Maxitrans Industries Ltd. Australia & New Zealand Australia 21/10/2016 Annual All For

1087324 AU000000QAN2 Qantas Airways Limited Australia & New Zealand Australia 21/10/2016 Annual All For

1090960 AU000000SUL0 Super Retail Group Ltd. Australia & New Zealand Australia 24/10/2016 Annual All For

1086996 AU000000BEN6 Bendigo and Adelaide Bank Ltd. Australia & New Zealand Australia 25/10/2016 Annual Against 8

6

3


Non-independent Chairman

Overboarded/Too many other time commitments

1083248 AU000000GUD2 GUD Holdings Ltd. Australia & New Zealand Australia 25/10/2016 Annual All For

1090396 AU000000MMS5 Mcmillan Shakespeare Ltd Australia & New Zealand Australia 25/10/2016 Annual Against 3 Concerns about overall board structure

1091252 AU000000RCR7 RCR Tomlinson Ltd. Australia & New Zealand Australia 25/10/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1090823 AU000000SRX1 Sirtex Medical Ltd. Australia & New Zealand Australia 25/10/2016 Annual All For

1086094 AU000000TAH8 Tabcorp Holdings Ltd. Australia & New Zealand Australia 25/10/2016 Annual Against 3

2b

5



Proposed term in policy exceeds appropriate limit

1090957 AU000000WOR2 WorleyParsons Limited Australia & New Zealand Australia 25/10/2016 Annual Against 3,4 Apparent failure to link pay and appropriate performance

1091250 AU000000BKN3 Bradken Ltd. Australia & New Zealand Australia 26/10/2016 Annual All For

1086793 AU000000DXS1 DEXUS Property Group Australia & New Zealand Australia 26/10/2016 Annual Against 1 Fund manager or client vote

1086793 AU000000DXS1 DEXUS Property Group Australia & New Zealand Australia 26/10/2016 Annual All For

1086382 AU000000EPW7 ERM Power Ltd. Australia & New Zealand Australia 26/10/2016 Annual Against 2 Overboarded/Too many other time commitments

1091207 AU000000SGP0 Stockland Australia & New Zealand Australia 26/10/2016 Annual/Special All For

1090954 AU000000AAD7 Ardent Leisure Group Australia & New Zealand Australia 27/10/2016 Annual/Special Against 1,4,6 Apparent failure to link pay and appropriate performance

1091224 AU000000APA1 APA Group Australia & New Zealand Australia 27/10/2016 Annual All For

1091453 AU000000BKL7 Blackmores Ltd. Australia & New Zealand Australia 27/10/2016 Annual Against 2 Lack of independence on board

1087256 AU000000CDA3 Codan Ltd. Australia & New Zealand Australia 27/10/2016 Annual All For

1090821 AU000000CGF5 Challenger Ltd Australia & New Zealand Australia 27/10/2016 Annual All For

1090821 AU000000CGF5 Challenger Ltd Australia & New Zealand Australia 27/10/2016 Annual Against 4 Apparent failure to link pay and appropriate performance

1091242 AU000000CTD3 Corporate Travel Management Ltd. Australia & New Zealand Australia 27/10/2016 Annual Against 2 Overboarded/Too many other time commitments

1086801 AU000000CWY3 Cleanaway Waste Management Limited Australia & New Zealand Australia 27/10/2016 Annual All For

1086682 AU000000JBH7 JB Hi-Fi Limited Australia & New Zealand Australia 27/10/2016 Annual Against 2,4 Apparent failure to link pay and appropriate performance

1091278 AU000000REH4 Reece Limited Australia & New Zealand Australia 27/10/2016 Annual Against 3

5



1090959 AU000000SDF8 Steadfast Group Ltd Australia & New Zealand Australia 27/10/2016 Annual Against 5 Lack of independent representation at board committees

1084312 AU000000SGF1 SG Fleet Group Ltd Australia & New Zealand Australia 27/10/2016 Annual All For

1091488 AU000000TGR4 Tassal Group Ltd. Australia & New Zealand Australia 27/10/2016 Annual All For

1091457 AU000000TTS5 Tatts Group Ltd. Australia & New Zealand Australia 27/10/2016 Annual Against 1 Apparent failure to link pay and appropriate performance

1091220 AU000000WHC8 Whitehaven Coal Ltd. Australia & New Zealand Australia 27/10/2016 Annual All For

1091960 AU000000ASB3 Austal Ltd. Australia & New Zealand Australia 28/10/2016 Annual All For

1091244 AU000000ASL2 Ausdrill Ltd. Australia & New Zealand Australia 28/10/2016 Annual All For

1091783 AU000000CAR3 Carsales.com Ltd. Australia & New Zealand Australia 28/10/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1088118 AU000000GWA4 GWA Group Ltd Australia & New Zealand Australia 28/10/2016 Annual All For

1091268 AU000000SGR6 The Star Entertainment Group Limited Australia & New Zealand Australia 28/10/2016 Annual All For

1091494 AU000000VTG6 Vita Group Ltd. Australia & New Zealand Australia 28/10/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1090385 AU000000BLD2 Boral Ltd. Australia & New Zealand Australia 03/11/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1092463 AU000000CCP3 Credit Corp Group Ltd. Australia & New Zealand Australia 03/11/2016 Annual All For

1081903 AU000000DOW2 Downer EDI Ltd. Australia & New Zealand Australia 03/11/2016 Annual All For

1092456 AU000000FXJ5 Fairfax Media Ltd. Australia & New Zealand Australia 03/11/2016 Annual Against 5 Apparent failure to link pay and appropriate performance

1091952 AU000000PPT9 Perpetual Ltd. Australia & New Zealand Australia 03/11/2016 Annual All For

1092468 AU000000SIV4 Silver Chef Ltd. Australia & New Zealand Australia 03/11/2016 Annual Against 2 Lack of independent representation at board committees

1092488 AU000000VLW0 Villa World Ltd. Australia & New Zealand Australia 03/11/2016 Annual All For

1093803 AU000000DMP0 Domino's Pizza Enterprises Ltd. Australia & New Zealand Australia 07/11/2016 Annual Against 1 Apparent failure to link pay and appropriate performance

1090092 AU000000NCM7 Newcrest Mining Ltd. Australia & New Zealand Australia 08/11/2016 Annual All For

1093739 AU000000REA9 REA Group Limited Australia & New Zealand Australia 08/11/2016 Annual All For

1093752 AU000000SRV5 Servcorp Ltd. Australia & New Zealand Australia 08/11/2016 Annual Against 2 Non-independent Chairman

1085818 AU000000AJA4 Astro Japan Property Group Australia & New Zealand Australia 09/11/2016 Annual All For

1035572 AU000000CBA7 Commonwealth Bank Of Australia Australia & New Zealand Australia 09/11/2016 Annual Against 3,4 Apparent failure to link pay and appropriate performance

1093749 AU000000CHC0 Charter Hall Group Australia & New Zealand Australia 09/11/2016 Annual/Special All For

1093305 AU000000CPU5 Computershare Limited Australia & New Zealand Australia 09/11/2016 Annual All For

1093326 AU000000DCG0 Decmil Group Ltd Australia & New Zealand Australia 09/11/2016 Annual Against 5

1085877 AU000000FLT9 Flight Centre Travel Group Ltd Australia & New Zealand Australia 09/11/2016 Annual All For

1085877 AU000000FLT9 Flight Centre Travel Group Ltd Australia & New Zealand Australia 09/11/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1093309 AU000000FMG4 Fortescue Metals Group Ltd. Australia & New Zealand Australia 09/11/2016 Annual All For

1077499 AU000000MPL3 Medibank Private Ltd. Australia & New Zealand Australia 09/11/2016 Annual All For

1093480 AU000000RHC8 Ramsay Health Care Ltd. Australia & New Zealand Australia 09/11/2016 Annual Against 2,4.1,4.2 Apparent failure to link pay & appropriate performance

1093993 AU000000SGM7 Sims Metal Management Limited Australia & New Zealand Australia 09/11/2016 Annual Against 5,6,7

3


Concerns about reducing shareholder rights

1090405 AU000000SWM4 Seven West Media Ltd. Australia & New Zealand Australia 09/11/2016 Annual All For

1094044 AU000000VRT3 Virtus Health Limited Australia & New Zealand Australia 09/11/2016 Annual All For

1093730 AU000000ACR3 Acrux Ltd. Australia & New Zealand Australia 10/11/2016 Annual Against 1 Apparent failure to link pay and appropriate performance

1093751 AU000000BPT9 Beach Energy Limited Australia & New Zealand Australia 10/11/2016 Annual All For

1094042 AU000000BSL0 Bluescope Steel Ltd. Australia & New Zealand Australia 10/11/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1090055 AU000000CVO6 Cover-More Group Ltd Australia & New Zealand Australia 10/11/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1093726 AU000000CWP1 Cedar Woods Properties Ltd Australia & New Zealand Australia 10/11/2016 Annual All For

1091781 AU000000GDI7 GDI Property Group Ltd Australia & New Zealand Australia 10/11/2016 Annual/Special All For

1093500 AU000000TWE9 Treasury Wine Estates Ltd. Australia & New Zealand Australia 10/11/2016 Annual Against 6 Proposed term in policy exceeds appropriate limit


1090837 AU000000WES1 Wesfarmers Ltd. Australia & New Zealand Australia 10/11/2016 Annual All For

1095881 AU000000CQR9 Charter Hall Retail REIT Australia & New Zealand Australia 11/11/2016 Annual All For

1094645 AU000000LLC3 Lendlease Group Australia & New Zealand Australia 11/11/2016 Annual/Special Against 5 Concerns about reducing shareholder rights

1093990 AU000000TFC8 TFS Corporation Ltd. Australia & New Zealand Australia 11/11/2016 Annual All For

1090093 AU000000ABP9 Abacus Property Group Australia & New Zealand Australia 14/11/2016 Annual/Special Against 4

2

3




1093740 AU000000HVN7 Harvey Norman Holdings Ltd. Australia & New Zealand Australia 14/11/2016 Annual Against 6

5

8,10

7





1095047 AU000000SMX2 SMS Management & Technology Ltd. Australia & New Zealand Australia 14/11/2016 Annual All For

1095036 AU000000AGI3 Ainsworth Game Technology Ltd. Australia & New Zealand Australia 15/11/2016 Annual All For

1095089 AU000000DWS3 DWS Ltd. Australia & New Zealand Australia 15/11/2016 Annual Against 1 Apparent failure to link pay and appropriate performance

1091782 AU000000NEC4 Nine Entertainment Co. Holdings Ltd Australia & New Zealand Australia 15/11/2016 Annual All For

1095094 AU000000AOG1 Aveo Group Australia & New Zealand Australia 16/11/2016 Annual/Special Against 3,4,5

1

7



Concerns to protect shareholder value

1095042 AU000000AWE9 AWE Limited Australia & New Zealand Australia 16/11/2016 Annual All For

1092179 AU000000BXB1 Brambles Ltd Australia & New Zealand Australia 16/11/2016 Annual All For

1091454 AU000000DUE7 DUET Group Australia & New Zealand Australia 16/11/2016 Annual/Special Against 5,1,3 Concerns to protect shareholder value

1094637 AU000000IPH9 IPH Ltd Australia & New Zealand Australia 16/11/2016 Annual All For

1095279 AU000000MLD9 MACA LTD. Australia & New Zealand Australia 16/11/2016 Annual Against 3 Concerns about overall board structure

1090549 AU000000NVT2 Navitas Ltd. Australia & New Zealand Australia 16/11/2016 Annual All For

1095088 AU000000PGH3 Pact Group Holdings Ltd. Australia & New Zealand Australia 16/11/2016 Annual Against 7 Apparent failure to link pay and appropriate performance

1092180 AU000000ARF6 Arena REIT Australia & New Zealand Australia 17/11/2016 Annual/Special All For

1076734 AU000000BHP4 BHP Billiton Limited Australia & New Zealand Australia 17/11/2016 Annual All For

1095410 AU000000GMG2 Goodman Group Australia & New Zealand Australia 17/11/2016 Annual Against 5 Apparent failure to link pay & appropriate performance

1095041 AU000000HPI9 Hotel Property Investments Limited Australia & New Zealand Australia 17/11/2016 Annual All For

1095561 AU000000LNG0 Liquefied Natural Gas Ltd. Australia & New Zealand Australia 17/11/2016 Annual All For

1090691 AU000000MGR9 Mirvac Group Australia & New Zealand Australia 17/11/2016 Annual/Special All For

1095108 AU000000MIN4 Mineral Resources Ltd. Australia & New Zealand Australia 17/11/2016 Annual Against 1

2.1



1089714 AU000000MTR2 Mantra Group Ltd Australia & New Zealand Australia 17/11/2016 Annual Against 4 Concerns to protect shareholder value

1091798 AU000000PTM6 Platinum Asset Management Ltd Australia & New Zealand Australia 17/11/2016 Annual Against 3

2



1095534 AU000000SHL7 Sonic Healthcare Limited Australia & New Zealand Australia 17/11/2016 Annual All For

1091492 AU000000SVW5 Seven Group Holdings Ltd. Australia & New Zealand Australia 17/11/2016 Annual Against 4 Concerns about overall board structure

1095140 AU000000VRL0 Village Roadshow Ltd. Australia & New Zealand Australia 17/11/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1093341 AU000000AHG5 Automotive Holdings Group Ltd Australia & New Zealand Australia 18/11/2016 Annual Against 4

7

Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contract


1095292 AU000000ALU8 Altium Ltd. Australia & New Zealand Australia 18/11/2016 Annual Against 2,4 Apparent failure to link pay and appropriate performance

1095182 AU000000IGO4 Independence Group NL Australia & New Zealand Australia 18/11/2016 Annual Against 3

6



1095827 AU000000IMF0 IMF Bentham Limited Australia & New Zealand Australia 18/11/2016 Annual Against 2 Concerns about overall board structure

1090239 AU000000LNK2 Link Administration Holdings Ltd Australia & New Zealand Australia 18/11/2016 Annual All For

1095346 AU000000MYR2 Myer Holdings Ltd. Australia & New Zealand Australia 18/11/2016 Annual All For

1096106 AU000000RRL8 Regis Resources Ltd. Australia & New Zealand Australia 18/11/2016 Annual Against 6,7

1

2




1095276 AU000000SLR6 Silver Lake Resources Ltd. Australia & New Zealand Australia 18/11/2016 Annual All For

1095127 AU000000VCX7 Vicinity Centres Australia & New Zealand Australia 18/11/2016 Annual/Special All For

1095127 AU000000VCX7 Vicinity Centres Australia & New Zealand Australia 18/11/2016 Annual/Special Against 3c Overboarded/Too many other time commitments

1096448 AU000000MCP2 Mcpherson's Ltd Australia & New Zealand Australia 21/11/2016 Annual Against 3 Concerns about overall board structure

1096523 AU000000BKY0 Berkeley Energia Ltd Australia & New Zealand Australia 22/11/2016 Annual Against 1

4

2




1096067 AU000000FXL1 FlexiGroup Ltd. Australia & New Zealand Australia 22/11/2016 Annual Against 2,4 Apparent failure to link pay and appropriate performance

1085098 AU000000MND5 Monadelphous Group Ltd. Australia & New Zealand Australia 22/11/2016 Annual Against 4 Apparent failure to link pay and appropriate performance

1096471 AU000000MSB8 Mesoblast Ltd. Australia & New Zealand Australia 22/11/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1096340 AU000000PRT5 Prime Media Group Ltd. Australia & New Zealand Australia 22/11/2016 Annual All For

1096706 AU000000GOZ8 Growthpoint Properties Australia Australia & New Zealand Australia 23/11/2016 Annual/Special All For

1096353 AU000000PPC5 Peet Ltd Australia & New Zealand Australia 23/11/2016 Annual Against 1 Concerns about overall board structure

1091954 AU000000SCP9 Shopping Centres Australasia Property Group Australia & New Zealand Australia 23/11/2016 Annual All For

1096327 AU000000CAB7 Cabcharge Australia Limited Australia & New Zealand Australia 24/11/2016 Annual Against 1 Concerns about overall board structure

1096656 AU000000DNA0 Donaco International Limited Australia & New Zealand Australia 24/11/2016 Annual Against 2

4



1096598 AU000000EVN4 Evolution Mining Ltd. Australia & New Zealand Australia 24/11/2016 Annual Against 1,4 Apparent failure to link pay and appropriate performance

1096093 AU000000HSN3 Hansen Technologies Ltd. Australia & New Zealand Australia 24/11/2016 Annual Against 1 Apparent failure to link pay and appropriate performance

1091785 AU000000IFL2 IOOF Holdings Ltd. Australia & New Zealand Australia 24/11/2016 Annual All For

1095479 AU000000MLX7 Metals X Ltd. Australia & New Zealand Australia 24/11/2016 Annual Against 6,7

1

2

4





1095481 AU000000MLX7 Metals X Ltd. Australia & New Zealand Australia 24/11/2016 Special All For

1096326 AU000000MVF3 Monash IVF Group Limited Australia & New Zealand Australia 24/11/2016 Annual All For

1096062 AU000000NXT8 NextDC Ltd. Australia & New Zealand Australia 24/11/2016 Annual All For

1095858 AU000000QUB5 Qube Holdings Limited Australia & New Zealand Australia 24/11/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1089021 AU000000S320 South32 Limited Australia & New Zealand Australia 24/11/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1093517 AU000000SDG6 Sunland Group Ltd. Australia & New Zealand Australia 24/11/2016 Annual Against 2 Concerns about overall board structure

1097214 AU000000SEK6 Seek Ltd. Australia & New Zealand Australia 24/11/2016 Annual Against 2,6,7 Apparent failure to link pay and appropriate performance

1093766 AU000000WOW2 Woolworths Ltd. Australia & New Zealand Australia 24/11/2016 Annual All For

1096475 AU000000WSA9 Western Areas Ltd Australia & New Zealand Australia 24/11/2016 Annual All For

1097219 AU000000EPA3 Ephraim Resources Limited Australia & New Zealand Australia 25/11/2016 Annual Against 1

3



1095820 AU000000PRY5 Primary Health Care Ltd. Australia & New Zealand Australia 25/11/2016 Annual All For

1096925 AU000000SHV6 Select Harvests Ltd. Australia & New Zealand Australia 25/11/2016 Annual All For

1097721 AU000000APZ8 Aspen Group Australia & New Zealand Australia 28/11/2016 Annual All For

1095859 AU000000SFR8 Sandfire Resources NL Australia & New Zealand Australia 28/11/2016 Annual All For

1095344 AU000000MYX0 Mayne Pharma Group Limited Australia & New Zealand Australia 29/11/2016 Annual Against 4,5

6



1097141 AU000000NST8 Northern Star Resources Ltd Australia & New Zealand Australia 29/11/2016 Annual All For

1097258 AU000000RIC6 Ridley Corporation Ltd. Australia & New Zealand Australia 29/11/2016 Annual All For

1097970 AU000000RSG6 Resolute Mining Ltd. Australia & New Zealand Australia 29/11/2016 Annual Against 6

2

7



Issue of equity raises concerns about excessive dilution of existing shareholders

1098238 AU000000VOC6 Vocus Communications Ltd Australia & New Zealand Australia 29/11/2016 Annual Against 4,5

7



1097492 AU000000BOQ8 Bank of Queensland Ltd Australia & New Zealand Australia 30/11/2016 Annual All For


1098022 AU000000CMW8 Cromwell Property Group Australia & New Zealand Australia 30/11/2016 Annual Against 3

4,5



1098002 AU000000RFG3 Retail Food Group Ltd Australia & New Zealand Australia 30/11/2016 Annual Against 1,8

11



1097138 AU000000SAR9 Saracen Mineral Holdings Ltd. Australia & New Zealand Australia 30/11/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1096313 AU000000SBM8 St Barbara Ltd. Australia & New Zealand Australia 30/11/2016 Annual Against 1,4 Apparent failure to link pay and appropriate performance

1097217 AU000000NUF3 Nufarm Limited Australia & New Zealand Australia 01/12/2016 Annual All For

1097207 AU000000PMV2 Premier Investments Ltd. Australia & New Zealand Australia 02/12/2016 Annual All For

1099415 AU000000TPM6 TPG Telecom Limited Australia & New Zealand Australia 07/12/2016 Annual Against 1 Apparent failure to link pay and appropriate performance

1099415 AU000000TPM6 TPG Telecom Limited Australia & New Zealand Australia 07/12/2016 Annual All For

1075434 AU000000WBC1 Westpac Banking Corporation Australia & New Zealand Australia 09/12/2016 Annual All For

1100866 AU000000BKY0 Berkeley Energia Ltd Australia & New Zealand Australia 14/12/2016 Special Against 1,2,3 Concerns to protect shareholder value

1098012 AU000000DLX6 Duluxgroup Ltd Australia & New Zealand Australia 14/12/2016 Annual All For

1094812 AU000000EHL7 Emeco Holdings Limited Australia & New Zealand Australia 14/12/2016 Annual Against 11 Apparent failure to link pay and appropriate performance

1101121 AU000000ORI1 Orica Ltd. Australia & New Zealand Australia 15/12/2016 Annual All For

1084625 AU000000ANZ3 Australia and New Zealand Banking Group Ltd. Australia & New Zealand Australia 16/12/2016 Annual All For

1096357 AU000000BTT1 BT Investment Management Ltd. Australia & New Zealand Australia 16/12/2016 Annual All For

1094073 AU000000ELD6 Elders Ltd. Australia & New Zealand Australia 16/12/2016 Annual Against 4 Concerns to protect shareholder value

1100870 AU000000IPL1 Incitec Pivot Ltd Australia & New Zealand Australia 16/12/2016 Annual All For

1100804 AU000000NAB4 National Australia Bank Limited Australia & New Zealand Australia 16/12/2016 Annual All For

1100869 AU000000PMP4 PMP Limited Australia & New Zealand Australia 16/12/2016 Special All For

1101122 AU000000SGM7 Sims Metal Management Limited Australia & New Zealand Australia 16/12/2016 Special All For

1085407 ARP689251337 Molinos Rio de La Plata S.A. Emerging Markets Argentina 06/10/2016 Special All For

1088018 BD0621DBH007 Delta Brac Housing Finance Corporation Limited Emerging Markets Bangladesh 24/11/2016 Annual All For

1089586 BMG2442N1048 COSCO Shipping Ports Limited Emerging Markets Bermuda 12/10/2016 Special All For

1091812 BMG348041077 First Pacific Co., Ltd. Emerging Markets Bermuda 19/10/2016 Special All For

1092859 BMG2108U1119 China Flexible Packaging Holdings Limited Emerging Markets Bermuda 20/10/2016 Special All For

1093605 BMG392401094 GL Ltd Emerging Markets Bermuda 24/10/2016 Annual Against 8

7



1092865 BMG2759B1072 Digital China Holdings Limited Emerging Markets Bermuda 25/10/2016 Special Against 1 Issue of equity raises concerns about excessive dilution of existing shareholders

1091035 BMG3939X1002 Glorious Sun Enterprises Ltd. Emerging Markets Bermuda 26/10/2016 Special All For

1094372 BMG8226U1071 Silverlake Axis Ltd Emerging Markets Bermuda 27/10/2016 Annual Against 9

8

5



Overboarded

1089223 BMG2860H2096 Dukang Distillers Holdings Limited Emerging Markets Bermuda 28/10/2016 Annual Against 5

4



1094816 BMG5376C1010 LCT Holdings Limited Emerging Markets Bermuda 28/10/2016 Annual Against 6 Issue of equity raises concerns about excessive dilution of existing shareholders

1094922 BMG2345T1099 Concord New Energy Group Ltd. Emerging Markets Bermuda 31/10/2016 Special All For

1092474 BMG7541U1071 REXLot Holdings Ltd. Emerging Markets Bermuda 31/10/2016 Special All For

1092458 BMG7541U1071 REXLot Holdings Ltd. Emerging Markets Bermuda 31/10/2016 Special Against 1 Apparent failure to link pay & appropriate performance 2- Concerns related to potential conflict of interests 3-


1086053 BMG8219Z1059 Smartone Telecommunications Holdings Ltd. Emerging Markets Bermuda 01/11/2016 Annual Against 5,7

3.1d

Concerns to protect shareholder value 2- Issue of equity raises concerns about excessive dilution of existing

shareholders


1095519 BMG6542T1190 Noble Group Limited Emerging Markets Bermuda 03/11/2016 Special All For

1091914 BMG5876H1051 Marvell Technology Group Ltd. Emerging Markets Bermuda 08/11/2016 Annual Against 1b,1d,1f,1j Concerns about overall board structure

1094881 BMG8114Z1014 COSCO SHIPPING International (Hong Kong) Co., Ltd.Emerging Markets Bermuda 08/11/2016 Special All For

1097254 BMG4055L1283 The Grande Holdings Ltd. Emerging Markets Bermuda 11/11/2016 Special All For

1093743 BMG6331W1091 Multi Packaging Solutions International Limited Emerging Markets Bermuda 17/11/2016 Annual Against 1.2

1.1

Concerns related to inappropriate membership of committees

Lack of independence on boardConcerns about overall performance

1094483 BMG668971101 NWS Holdings Limited Emerging Markets Bermuda 21/11/2016 Annual Against 5.1,5.3

3e,3f


Overboarded

1097306 BMG1371C1212 Brightoil Petroleum (Holdings) Ltd Emerging Markets Bermuda 28/11/2016 Annual Against 4,6

2d



1094244 BMG702781094 Petra Diamonds Ltd. Emerging Markets Bermuda 28/11/2016 Annual All For

1099468 BMG525671076 Kingboard Copper Foil Holdings Limited Emerging Markets Bermuda 29/11/2016 Special Against 2 Concerns to protect shareholder value

1099157 BMG7300G1096 PureCircle Ltd. Emerging Markets Bermuda 01/12/2016 Annual All For

1097317 BMG3122U1457 Esprit Holdings Limited Emerging Markets Bermuda 06/12/2016 Annual Against 2a1,2a3 Overboarded/Too many other time commitments

1096764 BMG653181005 Nine Dragons Paper (Holdings) Ltd. Emerging Markets Bermuda 07/12/2016 Annual Against 5a,5c

3a3,3a5

3a4,3a6


Lack of independence on board

Overboarded

1102617 BMG393381014 Global Brands Group Holdings Ltd. Emerging Markets Bermuda 12/12/2016 Special All For

1103795 BMG8165U1009 Sinopec Kantons Holdings Ltd Emerging Markets Bermuda 22/12/2016 Special Against 2,3,7 Insufficient justification for related party transaction 2- Insufficient/poor disclosure

1104194 BMG9232V2045 United Food Holdings Limited Emerging Markets Bermuda 28/12/2016 Special All For

1104244 BMG668971101 NWS Holdings Limited Emerging Markets Bermuda 29/12/2016 Special All For

1104891 BMG9321Z1086 Varitronix International Ltd. Emerging Markets Bermuda 29/12/2016 Special All For



1090543 BRMPLUACNOR3 Multiplus SA Emerging Markets Brazil 04/10/2016 Special All For

1087907 BRBBDCACNPR8 Banco Bradesco S.A. Emerging Markets Brazil 07/10/2016 Special All For

1092888 BRCVCBACNOR1 CVC Brasil Operadora e Agencia de Viagens SA Emerging Markets Brazil 20/10/2016 Special Against 1,2,3 Apparent failure to link pay and appropriate performance

1091543 BRELETACNPB7 Eletrobras, Centrais Eletricas Brasileiras S.A. Emerging Markets Brazil 24/10/2016 Special All For

1094064 BRTAEECDAM10 Transmissora Alianca De Energia Eletrica SA Emerging Markets Brazil 25/10/2016 Special All For

1095223 BRBRPRACNOR9 BR PROPERTIES SA Emerging Markets Brazil 31/10/2016 Special Against 1,2 Apparent failure to link pay and appropriate performance

1092736 BRMRFGACNOR0 Marfrig Global Foods SA Emerging Markets Brazil 31/10/2016 Special All For

1092653 BRTIETACNPR7 AES Tiete Energia SA Emerging Markets Brazil 31/10/2016 Special Against 3 Insufficient basis to support a decision

1093886 BRMRFGACNOR0 Marfrig Global Foods SA Emerging Markets Brazil 07/11/2016 Special All For

1096557 BRMULTACNOR5 Multiplan Empreendimentos Imobiliarios S.A. Emerging Markets Brazil 07/11/2016 Special Against 1 Lack of independence on board

1094593 BRESTCACNOR5 Estacio Participacoes SA Emerging Markets Brazil 10/11/2016 Special All For

1094600 BRESTCACNOR5 Estacio Participacoes SA Emerging Markets Brazil 10/11/2016 Special All For

1098955 BRSMLEACNOR1 Smiles SA Emerging Markets Brazil 25/11/2016 Special All For

1100695 BRCCROACNOR2 CCR S.A. Emerging Markets Brazil 29/11/2016 Special All For

1097827 BRPETRACNPR6 Petroleo Brasileiro SA-Petrobras Emerging Markets Brazil 30/11/2016 Special Against 1

1097783 BRPETRACNPR6 Petroleo Brasileiro SA-Petrobras Emerging Markets Brazil 30/11/2016 Special Against 1

1098938 BRPSSAACNOR7 Porto Seguro SA Emerging Markets Brazil 02/12/2016 Special Against 2

1

Insufficient basis to support a decision


1101824 BRBBTGUNT007 Banco BTG Pactual SA Emerging Markets Brazil 05/12/2016 Special Against 2 Lack of independence on board

1102303 BRBBTGUNT007 Banco BTG Pactual SA Emerging Markets Brazil 08/12/2016 Special Against 1 Lack of independence on board

1102576 BRJBSSACNOR8 JBS S.A. Emerging Markets Brazil 09/12/2016 Special All For

1100363 BRVLIDACNOR5 Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A Emerging Markets Brazil 09/12/2016 Special All For

1100895 BRITSAACNPR7 Itausa, Investimentos Itau S.A. Emerging Markets Brazil 12/12/2016 Special Against 1,2.1,2.2

1100894 BRLIGTACNOR2 Light S.A. Emerging Markets Brazil 12/12/2016 Special All For

1103149 BRLIGTACNOR2 Light S.A. Emerging Markets Brazil 14/12/2016 Special Against 1 Lack of independence on board

1100043 BRRADLACNOR0 Raia Drogasil S.A. Emerging Markets Brazil 14/12/2016 Special Against 2 Apparent failure to link pay and appropriate performance

1101822 BRBRMLACNOR9 BR Malls Participacoes S.A. Emerging Markets Brazil 19/12/2016 Special All For

1103852 BRRUMOACNOR3 Rumo Logistica Operadora Multimodal SA Emerging Markets Brazil 19/12/2016 Special All For

1101998 BRCSNAACNOR6 Companhia Siderurgica Nacional - CSN Emerging Markets Brazil 20/12/2016 Special Against 5

3



1102139 BRSANBACNPR5 Banco Santander Brasil SA Emerging Markets Brazil 21/12/2016 Special All For


1105106 BRLAMEACNPR6 Lojas Americanas S.A. Emerging Markets Brazil 28/12/2016 Special All For




1081858 CL0002266774 Enel Chile SA Emerging Markets Chile 04/10/2016 Special All For

1089269 CL0002266774 Enel Chile SA Emerging Markets Chile 04/10/2016 Special All For

1082113 CLP3710M1090 Enel Generacion Chile SA Emerging Markets Chile 04/10/2016 Special All For

1089268 CLP3710M1090 Enel Generacion Chile SA Emerging Markets Chile 04/10/2016 Special All For

1094761 CL0001583070 Engie Energia Chile S.A. Emerging Markets Chile 28/10/2016 Special All For

1085521 CNE000000QM7 Shandong Chenming Paper Holdings Ltd. Emerging Markets China 11/10/2016 Special Against 3

1085617 CNE1000003B2 HNA Infrastructure Co., Ltd. Emerging Markets China 11/10/2016 Special Against 3 Poor disclosure

1086092 CNE100001SS7 Central China Securities Co., Ltd. Emerging Markets China 13/10/2016 Special All For

1086089 CNE000001DC4 Anhui Expressway Co Ltd Emerging Markets China 14/10/2016 Special All For

1086693 CNE100000304 Dongfang Electric Corporation Ltd. Emerging Markets China 18/10/2016 Special Against 1

1088356 CNE1000004C8 Sinopec Shanghai Petrochemical Co. Ltd. Emerging Markets China 18/10/2016 Special All For

1087034 CNE1000004J3 Travelsky Technology Limited Emerging Markets China 18/10/2016 Special Against 1.7 Overboarded

1087107 CNE100000FN7 Sinopharm Group Co., Ltd. Emerging Markets China 18/10/2016 Special Against 1 Concerns related to potential conflict of interests 2- Concerns to protect shareholder value

1087108 CNE100001NT6 China Galaxy Securities Co Ltd Emerging Markets China 18/10/2016 Special All For

1086532 CNE100001QR3 Qinhuangdao Port Co Ltd Emerging Markets China 18/10/2016 Special All For

1087272 CNE000000C82 Shanghai Pharmaceuticals Holding Co., Ltd. Emerging Markets China 20/10/2016 Special All For

1086937 CNE1000003W8 Petrochina Company Limited Emerging Markets China 20/10/2016 Special Against 1 Concerns about overall board structure 2- Lack of independence on board

1086809 CNE1000003W8 Petrochina Company Limited Emerging Markets China 20/10/2016 Special Against 1 Concerns about overall board structure 2- Lack of independence on board

1087397 CNE1000008S5 Xinjiang Goldwind Science & Technology Co., Ltd. Emerging Markets China 21/10/2016 Special Against 2 Overboarded

1089207 CNE000001LJ2 Huadian Power International Corporation Ltd. Emerging Markets China 25/10/2016 Special All For

1089974 CNE1000001Y8 Avichina Industry & Technology Co., Ltd. Emerging Markets China 27/10/2016 Special All For

1089382 CNE1000002K5 China Eastern Airlines Corporation Ltd. Emerging Markets China 27/10/2016 Special All For

1089770 CNE1000002Z3 Datang International Power Generation Co. Ltd Emerging Markets China 27/10/2016 Special All For

1088429 CNE1000003J5 Jiangsu Expressway Co. Ltd. Emerging Markets China 27/10/2016 Special All For

1089777 CNE0000015Y0 China Minsheng Banking Corp., Ltd. Emerging Markets China 28/10/2016 Special All For

1089779 CNE1000000S2 Bank of Communications Co., Ltd. Emerging Markets China 28/10/2016 Special All For

1089778 CNE1000000S2 Bank of Communications Co., Ltd. Emerging Markets China 28/10/2016 Special All For

1090007 CNE1000004L9 Weichai Power Co., Ltd. Emerging Markets China 31/10/2016 Special All For

1089998 CNE100001QS1 China Cinda Asset Management Co., Ltd. Emerging Markets China 31/10/2016 Special All For

1089835 CNE100000296 BYD Company Ltd. Emerging Markets China 01/11/2016 Special All For

1090560 CNE000001B33 China Merchants Bank Co Ltd Emerging Markets China 04/11/2016 Special Against 1 Insufficient/poor disclosure

1096664 CNE100000239 Beijing Capital Land Ltd. Emerging Markets China 07/11/2016 Special All For

1098400 CNE000000HW5 Guangdong Electric Power Development Co., Ltd. Emerging Markets China 14/11/2016 Special All For

1090758 CNE100000171 Shandong Weigao Group Medical Polymer Co., Ltd.Emerging Markets China 14/11/2016 Special All For

1092238 CNE100001MK7 The People's Insurance Company (Group) Of China Ltd.Emerging Markets China 14/11/2016 Special All For

1097435 CNE000000R36 Chongqing Changan Automobile Co., Ltd. Emerging Markets China 15/11/2016 Special Against 6

3



1097869 CNE000001667 Lu Thai Textile Co., Ltd. Emerging Markets China 15/11/2016 Special All For

1092480 CNE100000SL4 China Everbright Bank Co., Ltd. Emerging Markets China 15/11/2016 Special All For

1092253 CNE100001T80 CGN Power Co., Ltd. Emerging Markets China 16/11/2016 Special All For

1098364 CNE100001QQ5 Midea Group Co., Ltd. Emerging Markets China 17/11/2016 Special All For

1092586 CNE1000001Z5 Bank of China Limited Emerging Markets China 18/11/2016 Special Against 6 Insufficient/poor disclosure



1093348 CNE100000569 Guangzhou R&F Properties Co., Ltd. Emerging Markets China 21/11/2016 Special All For

1092003 CNE100000478 Shenzhen Expressway Company Ltd. Emerging Markets China 23/11/2016 Special Against 1.01,1.02,1.03,1.04,1.05,1.0

6,1.07,1.08,1.09,1.10,1.11,1

.12,2,3,4

Concerns related to potential conflict of interests 2- Concerns to protect shareholder value

1092005 CNE100000478 Shenzhen Expressway Company Ltd. Emerging Markets China 23/11/2016 Special Against 1.01,1.02,1.03,1.04,1.05,1.0

6,1.07,1.08,1.09,1.10,1.11,1

.12,2,3,4

Concerns related to potential conflict of interests 2- Concerns to protect shareholder value

1098512 CNE000000HF0 Shanghai Jinjiang International Travel Co., Ltd. Emerging Markets China 24/11/2016 Special All For

1094880 CNE1000003G1 Industrial and Commercial Bank of China Limited Emerging Markets China 29/11/2016 Special All For

1098477 CNE000000511 Dazhong Transportation (Group) Co. Ltd. Emerging Markets China 30/11/2016 Special All For

1094491 CNE1000002Y6 Dalian Port (PDA) Co., Ltd. Emerging Markets China 30/11/2016 Special Against 1 Lack of independence on board

1095300 CNE1000006Z4 Huaneng Power International, Inc. Emerging Markets China 30/11/2016 Special All For

1095911 CNE1000003P2 Lianhua Supermarket Holdings Co., Ltd. Emerging Markets China 05/12/2016 Special All For

1096177 CNE100000361 Guangdong Yueyun Transportation Company LimitedEmerging Markets China 08/12/2016 Special All For

1096493 CNE100000WS1 Huaneng Renewables Corporation Ltd. Emerging Markets China 08/12/2016 Special All For

1097249 CNE000000QM7 Shandong Chenming Paper Holdings Ltd. Emerging Markets China 13/12/2016 Special Against 3

1097987 CNE1000001S0 Air China Ltd. Emerging Markets China 15/12/2016 Special All For

1100359 CNE1000002P4 China Oilfield Services Ltd. Emerging Markets China 15/12/2016 Special All For

1097994 CNE1000004B0 Xinhua Winshare Publishing & Media Co., Ltd. Emerging Markets China 15/12/2016 Special All For

1098895 CNE1000004F1 Sinotrans Ltd. Emerging Markets China 15/12/2016 Special All For

1098809 CNE000001FG0 China Southern Airlines Co., Ltd. Emerging Markets China 16/12/2016 Special All For

1103563 CNE100000239 Beijing Capital Land Ltd. Emerging Markets China 16/12/2016 Special All For

1098225 CNE1000002J7 COSCO SHIPPING Holdings Co Ltd Emerging Markets China 16/12/2016 Special All For

1098121 CNE100000585 Tong Ren Tang Technologies Co., Ltd. Emerging Markets China 16/12/2016 Special All For

1098821 CNE100001NQ2 Guangzhou Automobile Group Co., Ltd. Emerging Markets China 16/12/2016 Special All For

1098820 CNE100001NQ2 Guangzhou Automobile Group Co., Ltd. Emerging Markets China 16/12/2016 Special All For

1103925 CNE000000HH6 Shanghai Lujiazui Finance & Trade Zone Development Co. Ltd.Emerging Markets China 19/12/2016 Special All For

1099312 CNE100000LQ8 Huatai Securities Co., Ltd. Emerging Markets China 21/12/2016 Special All For

1099291 CNE000000X38 Shanghai Fosun Pharmaceutical (Group) Co., Ltd. Emerging Markets China 22/12/2016 Special Against 8 Insufficient/poor disclosure

1099308 CNE1000003Y4 Qingling Motors Co Ltd Emerging Markets China 22/12/2016 Special All For

1104802 CNE000000578 Dongxu Optoelectronic Technology Co., Ltd. Emerging Markets China 26/12/2016 Special All For

1100488 CNE1000002L3 China Life Insurance Co. Limited Emerging Markets China 27/12/2016 Special All For

1100730 CNE1000004M7 Weiqiao Textile Co., Ltd. Emerging Markets China 28/12/2016 Special All For

1100233 CNE1000004S4 Zhejiang Expressway Co., Ltd. Emerging Markets China 28/12/2016 Special Against 4 Issue of equity raises concerns about excessive dilution of existing shareholders

1100722 CNE100000536 COSCO Shipping Development Co Ltd Emerging Markets China 28/12/2016 Special All For

1100877 CNE100001TJ4 BAIC Motor Corporation Ltd Emerging Markets China 28/12/2016 Special Against 1.1 Insufficient justification for related party transaction 2- Insufficient/poor disclosure

1100966 CNE000001LJ2 Huadian Power International Corporation Ltd. Emerging Markets China 29/12/2016 Special All For

1101147 CNE1000002Z3 Datang International Power Generation Co. Ltd Emerging Markets China 29/12/2016 Special Against 1 Insufficient/poor disclosure

1101145 CNE100000437 Shanghai Electric Group Co., Ltd. Emerging Markets China 29/12/2016 Special Against 7 Concerns to protect shareholder value



1100731 CNE100001336 Beijing Jingneng Clean Energy Co., Ltd. Emerging Markets China 29/12/2016 Special Against 11

5

Concerns related to attendance at board or committee meetings


1100469 CNE100001MK7 The People's Insurance Company (Group) Of China Ltd.Emerging Markets China 29/12/2016 Special All For

1105371 CNE000000HW5 Guangdong Electric Power Development Co., Ltd. Emerging Markets China 30/12/2016 Special All For

1100969 CNE1000003B2 HNA Infrastructure Co., Ltd. Emerging Markets China 30/12/2016 Special Against 6 Insufficient/poor disclosure

1091023 CNE1000004G9 Tianjin Capital Environmental Protection Group Co., Ltd.Emerging Markets China 30/12/2016 Special All For

1091022 CNE1000004G9 Tianjin Capital Environmental Protection Group Co., Ltd.Emerging Markets China 30/12/2016 Special All For

1101244 CNE100000B24 Zijin Mining Group Co., Ltd. Emerging Markets China 30/12/2016 Special All For

1100968 CNE100000FN7 Sinopharm Group Co., Ltd. Emerging Markets China 30/12/2016 Special All For

1104301 COB01PA00030 Banco de Bogota Emerging Markets Colombia 16/12/2016 Special Against 4 Concerns about reducing shareholder rights

1096744 AEF000201010 First Gulf Bank PJSC Emerging Markets United Arab Emirates 07/12/2016 Special All For

1096721 AEN000101016 National Bank of Abu Dhabi Emerging Markets United Arab Emirates 07/12/2016 Special All For

1031629 AT00BUWOG001 Buwog AG Europe Austria 14/10/2016 Annual Against 6,7 Insufficient/poor disclosure

1088177 BE0974256852 Ets Franz Colruyt Europe Belgium 07/10/2016 Special Against II.1,II.2,II.3,II.4 Anti-takeover measure not in investors interests

1091967 BE0003867844 KBC Ancora Europe Belgium 28/10/2016 Annual All For

1091507 BE0974266950 Econocom Group SE Europe Belgium 04/11/2016 Special All For


1091509 BE0974294267 NYRSTAR NV Europe Belgium 17/11/2016 Special All For

1095015 CY0105562116 Aroundtown Property Holdings PLC Europe Cyprus 18/11/2016 Annual All For

1100215 CY0100470919 Prosafe SE Europe Cyprus 30/11/2016 Special All For

1101406 CY0100470919 Prosafe SE Europe Cyprus 30/11/2016 Special All For

1023734 DK0060227585 Chr.Hansen Holdings A/S Europe Denmark 29/11/2016 Annual All For

1023816 DK0060448595 Coloplast A/S Europe Denmark 05/12/2016 Annual All For

1100201 DK0060591204 Ambu A/S Europe Denmark 12/12/2016 Annual Abstain 9 Concerns related to Non-audit fees

1100201 DK0060591204 Ambu A/S Europe Denmark 12/12/2016 Annual Abstain 6,8a,8d Fund manager vote

1086786 FR0006174348 Bureau Veritas Europe France 18/10/2016 Special Against 7,8 Lack of independence on board

1040654 FR0010221234 Eutelsat Communications Europe France 04/11/2016 Annual/Special Against 10,11

7



1092498 FR0000120693 Pernod Ricard Europe France 17/11/2016 Annual/Special Against 15

6

Poison pill/anti-takeover measure not in investors interests

Vote against combined Chair/CEO

1092498 FR0000120693 Pernod Ricard Europe France 17/11/2016 Annual/Special Against 15 Poison pill/anti-takeover measure not in investors interests

1024012 FR0000063935 Bonduelle Europe France 01/12/2016 Annual/Special Against 9

5,6,7

10,11,12,15

13,16

14




Poison pill/anti-takeover measure not in investors interestsIssue of equity raises concerns about excessive

dilution of existing shareholders

Poison pill/anti-takeover measure not in investors interestsIssue of equity raises concerns about excessive

dilution of existing shareholdersConcerns to protect shareholder value

1098112 FR0000131708 Technip Europe France 05/12/2016 Special All For

1098098 FR0000130403 Christian Dior Europe France 06/12/2016 Annual/Special Against 10,11,22

3

16,17,19,20

18

5,6,8,9

13


E: Insufficient basis for a decision


Issue of equity raises concerns about excessive dilution of existing shareholdersConcerns to protect

shareholder value



1036933 FR0000052516 Vilmorin et Cie Europe France 09/12/2016 Annual/Special Against 13,14

15,16,17,18

6,8,10

20,21

7




O: Proposed approach to concern does not seem to be in investors interests


1099720 FR0000184798 Orpea Europe France 14/12/2016 Special Against 1,2 Lack of independence on board

1102396 FR0000073298 Ipsos Europe France 29/12/2016 Special All For

1102716 FR0000051732 Atos SE Europe France 30/12/2016 Special All For

1102716 FR0000051732 Atos SE Europe France 30/12/2016 Special Against 3

5

Fund manager or client vote

Fund manager or client vote

1032292 DE0007074007 KWS Saat SE Europe Germany 15/12/2016 Annual All For

1097002 Banca Monte dei Paschi di Siena SPA Europe Italy 24/11/2016 Special Against 4

3


1090787 ES0143416115 Gamesa Corporacion Tecnologica S.A. Europe Spain 24/10/2016 Special All For

1097415 ES0175438003 Prosegur Compania de Seguridad S.A. Europe Spain 02/12/2016 Special All For

1089786 CH0011795959 DormaKaba Holding AG Europe Switzerland 18/10/2016 Annual Against 1.2

10

4.1,4.2,4.3,4.5,4.6,4.7,4.10

5.1,5.2




Lack of independent representation at board committees

1094083 CH0110240600 Arbonia AG Europe Switzerland 01/11/2016 Special Against 8

5.1,5.2



1099427 CH0024666528 Hochdorf Holding AG Europe Switzerland 29/11/2016 Special Against 4 Insufficient basis to support a decision

1035088 CH0009002962 Barry Callebaut AG Europe Switzerland 07/12/2016 Annual Against 3.2

8



1030486 CH0043238366 Aryzta AG Europe Switzerland 13/12/2016 Annual Against 4.2.2

6

4.1.1

C: Concerns about overall board structure



1085097 CA96336D1042 Whistler Blackcomb Holdings Inc. North America Canada 05/10/2016 Special All For

1089635 CA0089161081 Agrium Inc. North America Canada 03/11/2016 Special All For

1089636 CA73755L1076 Potash Corporation of Saskatchewan Inc. North America Canada 03/11/2016 Special All For

1085874 CA86388A1084 Student Transportation Inc. North America Canada 08/11/2016 Annual/Special All For

1089345 CA37989N1069 Gluskin Sheff + Associates Inc. North America Canada 10/11/2016 Annual/Special All For

1094658 Kirkland Lake Gold Ltd. North America Canada 25/11/2016 Special All For

1095464 CA88156LAD25 Tervita Corp. North America Canada 30/11/2016 Special All For

1099036 CA5359194019 Lions Gate Entertainment Corp. North America Canada 07/12/2016 Special Against 5,6 Insufficient basis to support a decision

1098840 CA29250N1050 Enbridge Inc. North America Canada 15/12/2016 Special All For

1101143 CA89366H1038 TransForce Inc. North America Canada 23/12/2016 Special All For

1091370 AU000XINEOA7 Tronox Limited North America USA 03/11/2016 Special All For

1091153 AU000XINEOA7 Tronox Limited North America USA 03/11/2016 Special All For

1081202 GB0003781050 Goodwin plc United Kingdom United Kingdom 05/10/2016 Annual Against 7,8

1

Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts


1077727 GB0004355946 Artemis Alpha Trust plc United Kingdom United Kingdom 05/10/2016 Annual All For

1090428 GB0005790059 John Menzies plc United Kingdom United Kingdom 11/10/2016 Special All For

1090447 GB0000533728 Laura Ashley Holdings plc United Kingdom United Kingdom 12/10/2016 Annual Against 2

4

12

10

Concerns about overall board structureConcerns related to inappropriate membership of committees




1089073 GB0001411924 Sky plc United Kingdom United Kingdom 13/10/2016 Annual Against 11 ndependent ChairmanConcerns about overall board structure

1076764 GB0000566504 BHP Billiton plc United Kingdom United Kingdom 20/10/2016 Annual All For

1030511 GB0005746358 McBride plc United Kingdom United Kingdom 24/10/2016 Annual All For

1092230 GB0001990497 City of London Investment Trust plc United Kingdom United Kingdom 27/10/2016 Annual All For

1092785 GB0002357613 JPMorgan Mid Cap Investment Trust plc United Kingdom United Kingdom 27/10/2016 Annual All For

1029688 GB0002959582 Standard Life UK Smaller Companies Trust plc United Kingdom United Kingdom 27/10/2016 Annual All For

1028266 GB0006111123 Murray Income Trust plc United Kingdom United Kingdom 01/11/2016 Annual All For

1092206 GB0000197722 Jupiter European Opportunities Trust plc United Kingdom United Kingdom 02/11/2016 Annual All For

1089465 GB0003753778 The Go-Ahead Group plc United Kingdom United Kingdom 03/11/2016 Annual All For

1066609 GB0004161021 Hays plc United Kingdom United Kingdom 09/11/2016 Annual All For

1089229 GB0006667470 Pacific Horizon Investment Trust plc United Kingdom United Kingdom 09/11/2016 Annual All For

1096224 GB0006683238 Communisis plc United Kingdom United Kingdom 09/11/2016 Special All For

1094934 GB0001638955 J D Wetherspoon plc United Kingdom United Kingdom 10/11/2016 Annual Against 2,15

4

7,8


Lack of independence on boardConcerns about overall board structure

Lack of independence on boardConcerns related to inappropriate membership of committees

1096701 GB0001638955 J D Wetherspoon plc United Kingdom United Kingdom 10/11/2016 Special Against 1 Concerns to protect shareholder value

1093263 GB0003463402 Jupiter US Smaller Companies plc United Kingdom United Kingdom 15/11/2016 Annual All For

1088392 GB0000811801 Barratt Developments plc United Kingdom United Kingdom 16/11/2016 Annual All For

1093384 GB0003418950 JPMorgan Emerging Markets Investment Trust plc United Kingdom United Kingdom 16/11/2016 Annual All For

1094320 GB0004199294 Henderson EuroTrust plc United Kingdom United Kingdom 16/11/2016 Annual All For

1094321 GB0004339189 Celtic plc United Kingdom United Kingdom 16/11/2016 Annual Against 5,6

4

7,9



Concerns related to Non-audit fees

1095548 GB0002074580 Genus plc United Kingdom United Kingdom 17/11/2016 Annual Against 2,3 Apparent failure to link pay and appropriate performance


1097351 GB0001576163 UK Mail Group plc United Kingdom United Kingdom 18/11/2016 Court All For

1097349 GB0001576163 UK Mail Group plc United Kingdom United Kingdom 18/11/2016 Special All For

1095587 GB0004915632 Kier Group plc United Kingdom United Kingdom 18/11/2016 Annual Against 2 Apparent failure to link pay & appropriate performance

1097794 GB0003062816 Town Centre Securities plc United Kingdom United Kingdom 23/11/2016 Annual Against 4 Combined CEO/Chairman

1094071 GB0004148507 Pantheon International plc United Kingdom United Kingdom 23/11/2016 Annual All For

1094081 GB0004300496 Pan African Resources plc United Kingdom United Kingdom 25/11/2016 Annual Against 8

6



1097253 GB0000100767 Aberdeen Asian Smaller Companies Investment Trust plcUnited Kingdom United Kingdom 29/11/2016 Annual All For

1093606 GB0000485838 The Baillie Gifford Japan Trust plc United Kingdom United Kingdom 02/12/2016 Annual All For

1100051 GB0003085445 Electra Private Equity plc United Kingdom United Kingdom 02/12/2016 Special Against 1 Concerns to protect shareholder value

1097310 GB0003322319 Fidelity Asian Values plc United Kingdom United Kingdom 02/12/2016 Annual All For

1100892 GB0005310056 London and St Lawrence Investment Company plc United Kingdom United Kingdom 06/12/2016 Annual Abstain

Against

3

2



1100029 GB0006731235 Associated British Foods plc United Kingdom United Kingdom 09/12/2016 Annual Against 2,3

8,9


Lack of independence on boardConcerns related to inappropriate membership of committees

1095712 GB0000904986 Bellway plc United Kingdom United Kingdom 13/12/2016 Annual All For

1099452 GB0004559349 International Biotechnology Trust plc United Kingdom United Kingdom 13/12/2016 Annual All For

1099323 GB0002945029 Edinburgh Dragon Trust plc United Kingdom United Kingdom 15/12/2016 Annual All For

1101425 GB0006039597 Standard Life Equity Income Trust plc United Kingdom United Kingdom 15/12/2016 Annual All For

1102904 GB0004440284 Creston plc United Kingdom United Kingdom 16/12/2016 Court All For

1102903 GB0004440284 Creston plc United Kingdom United Kingdom 16/12/2016 Special All For

1100733 GB0001335081 British Empire Trust plc United Kingdom United Kingdom 20/12/2016 Annual All For

1101358 GB0001740025 JPMorgan Japanese Investment Trust plc United Kingdom United Kingdom 20/12/2016 Annual All For

1105279 GB0006886666 Euromoney Institutional Investor plc United Kingdom United Kingdom 29/12/2016 Special All For

1099952 GB0006928617 The UNITE Group plc United Kingdom United Kingdom 30/11/2016 Special All For

1088024 GB0007282386 Redrow plc United Kingdom United Kingdom 09/11/2016 Annual Against 14 Concerns to protect shareholder value

1085910 GB0007323586 Renishaw plc United Kingdom United Kingdom 13/10/2016 Annual Against 4

5

Combined CEO/Chairman

Concerns about overall performance

1090320 GB0007370074 Ricardo plc United Kingdom United Kingdom 03/11/2016 Annual Against 5 Overboarded/Too many other time commitments

1095579 GB0007416000 JPMorgan Smaller Companies Investment Trust plcUnited Kingdom United Kingdom 29/11/2016 Annual All For

1099695 GB0007594764 RPS Group plc United Kingdom United Kingdom 30/11/2016 Special All For

1092986 GB0007668071 Close Brothers Group plc United Kingdom United Kingdom 17/11/2016 Annual All For

1098879 GB0007689002 St Ives plc United Kingdom United Kingdom 01/12/2016 Annual Against 8 Concerns regarding Auditor tenure

1097014 GB0007836132 The Scottish Oriental Smaller Companies Trust plc United Kingdom United Kingdom 13/12/2016 Annual Abstain 4 Concerns about overall board structure

1101657 GB0007892358 SVG Capital plc United Kingdom United Kingdom 05/12/2016 Special All For

1102259 GB0007915860 Schroder Income Growth Fund plc United Kingdom United Kingdom 20/12/2016 Annual All For

1092216 GB0007995243 Shanks Group plc United Kingdom United Kingdom 24/10/2016 Special All For

1093383 GB0008022849 Schroder Japan Growth Fund plc United Kingdom United Kingdom 02/11/2016 Annual All For

1075005 GB0008481250 Photo-Me International plc United Kingdom United Kingdom 20/10/2016 Annual Against 2,7 Apparent failure to link pay and appropriate performance

1091037 GB0008710799 Schroder Asian Total Return Investment Company plcUnited Kingdom United Kingdom 15/11/2016 Special All For

1094319 GB0009066928 TR European Growth Trust plc United Kingdom United Kingdom 21/11/2016 Annual All For

1094058 GB0009186429 Finsbury Food Group plc United Kingdom United Kingdom 23/11/2016 Annual All For

1087753 GB0009633180 Dechra Pharmaceuticals plc United Kingdom United Kingdom 21/10/2016 Annual All For

1093447 GB0009692319 Wilmington plc United Kingdom United Kingdom 03/11/2016 Annual All For

1098659 GB0030927254 ASOS plc United Kingdom United Kingdom 01/12/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1102627 GB00B00FPT80 Chesnara plc United Kingdom United Kingdom 13/12/2016 Special All For

1092030 GB00B012T521 F&C UK Real Estate Investments Limited United Kingdom Guernsey 30/11/2016 Annual All For

1090425 GB00B018CS46 Ruffer Investment Company Limited United Kingdom Guernsey 30/11/2016 Annual All For

1094353 GB00B01JLR99 Nanoco Group plc United Kingdom United Kingdom 15/12/2016 Annual Against 7 Apparent failure to link pay and appropriate performance

1096140 GB00B01RDH75 BlackRock Greater Europe Investment Trust plc United Kingdom United Kingdom 30/11/2016 Annual All For

1090857 GB00B067N833 Brooks Macdonald Group plc United Kingdom United Kingdom 25/10/2016 Annual Against 6 Concerns over Board Composition

1093363 GB00B06GNN57 Blancco Technology Group plc United Kingdom United Kingdom 29/11/2016 Annual Against 2

7



1090899 GB00B0BDCB21 Strategic Equity Capital plc United Kingdom United Kingdom 09/11/2016 Annual All For

1102257 GB00B0CRWN59 Schroder Oriental Income Fund Ltd United Kingdom Guernsey 14/12/2016 Annual All For

1089771 GB00B0D5V538 Raven Russia Ltd United Kingdom United Kingdom 14/10/2016 Special All For

1099289 GB00B0DFPF10 Earthport plc United Kingdom United Kingdom 02/12/2016 Annual Against 1

3



1099321 GB00B0DG3H29 Sirius Minerals plc United Kingdom United Kingdom 24/11/2016 Special All For

1082179 GB00B0LCW208 Picton Property Income Ltd. United Kingdom Guernsey 30/11/2016 Annual Against 12 Concerns to protect shareholder value

1089822 GB00B0MTC970 Hargreaves Services plc United Kingdom United Kingdom 05/10/2016 Annual Against 7 Concerns related to Non-audit fees

1079299 GB00B104RS51 City of London Investment Group plc United Kingdom United Kingdom 17/10/2016 Annual Against 3,19 Apparent failure to link pay and appropriate performance

1088027 GB00B132NW22 Ashmore Group plc United Kingdom United Kingdom 21/10/2016 Annual Against 10

18



1094693 GB00B13GSS58 PROACTIS Holdings plc United Kingdom United Kingdom 19/12/2016 Annual Against 3

1


Lack of independence on boardApparent failure to link pay and appropriate performance

1091540 GB00B13YVW48 Highbridge Multi-Strategy Fund Ltd United Kingdom Guernsey 21/10/2016 Special Against 2 Issue of equity raises concerns about excessive dilution of existing shareholders

1094088 GB00B1436N68 Macau Property Opportunities Fund Ltd United Kingdom Guernsey 14/11/2016 Annual All For

1095737 GB00B19Z2J52 UK Commercial Property Trust Ltd United Kingdom Guernsey 09/11/2016 Special All For

1095915 GB00B1CKQ739 Dunelm Group plc United Kingdom United Kingdom 22/11/2016 Annual Against 18 Apparent failure to link pay and appropriate performance

1098696 GB00B1F4K366 Plant Impact plc United Kingdom United Kingdom 09/12/2016 Annual Against 1

9



1085159 GB00B1L5QH97 The Rank Group plc United Kingdom United Kingdom 14/10/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1090860 GB00B1VZ0M25 Hargreaves Lansdown plc United Kingdom United Kingdom 21/10/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1095008 GB00B1WY2338 Smiths Group plc United Kingdom United Kingdom 15/11/2016 Annual All For

1095700 GB00B2425G68 Craneware plc United Kingdom United Kingdom 08/11/2016 Annual All For

1099254 GB00B2863827 CVS Group plc United Kingdom United Kingdom 24/11/2016 Annual All For

1099921 GB00B3PHCS86 Henderson International Income Trust plc United Kingdom United Kingdom 16/12/2016 Annual All For

1093611 GB00B3Y2J508 Galliford Try plc United Kingdom United Kingdom 11/11/2016 Annual All For

1080208 GB00B4TR3444 Aberforth Geared Income Trust plc United Kingdom United Kingdom 25/10/2016 Annual All For

1096479 GB00B580MF54 Hurricane Energy plc United Kingdom United Kingdom 07/11/2016 Special All For

1094354 GB00B5ZZY915 JPMorgan Global Emerging Markets Income Trust plcUnited Kingdom United Kingdom 24/11/2016 Annual All For

1094927 GB00B635TG28 EnQuest plc United Kingdom United Kingdom 14/11/2016 Special All For

1087870 GB00B65TLW28 The Diverse Income Trust plc United Kingdom United Kingdom 12/10/2016 Annual Against 4 Concerns related to inappropriate membership of committees

1091985 GB00B6774699 Abcam plc United Kingdom United Kingdom 02/11/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1101400 GB00B6WVD707 Utilitywise plc United Kingdom United Kingdom 13/12/2016 Annual Against 13 Apparent failure to link pay and appropriate performance

1105331 GB00B7FC0762 NMC Health plc United Kingdom United Kingdom 29/12/2016 Special Against 1,2 Apparent failure to link pay and appropriate performance

1105438 GB00B7FC0762 NMC Health plc United Kingdom United Kingdom 29/12/2016 Special All For

1094671 GB00B89J2419 Clinigen Group plc United Kingdom United Kingdom 11/11/2016 Annual All For

1094664 GB00B8KJH563 Esure Group plc United Kingdom United Kingdom 01/11/2016 Special Against 2 Apparent failure to link pay and appropriate performance

1102222 GB00BCRX1J15 JRP Group plc United Kingdom United Kingdom 07/12/2016 Special All For

1092036 GB00BG49KP99 Tritax Big Box REIT plc United Kingdom United Kingdom 17/10/2016 Special All For

1103825 GB00BG49KP99 Tritax Big Box REIT plc United Kingdom United Kingdom 20/12/2016 Special All For

1095222 GB00BJTCG679 DX (Group) plc United Kingdom United Kingdom 06/12/2016 Annual Abstain 5 Concerns related to inappropriate membership of committees

1098889 GB00BKX59Y86 Firestone Diamonds plc United Kingdom United Kingdom 08/12/2016 Annual Against 15

7,9



1104921 GB00BKXNB024 Cambian Group plc United Kingdom United Kingdom 27/12/2016 Special All For

1091817 GB00BLWDVR75 Empiric Student Property plc United Kingdom United Kingdom 25/10/2016 Annual All For

1104039 GB00BLWDVR75 Empiric Student Property plc United Kingdom United Kingdom 21/12/2016 Special Against 2,3 Apparent failure to link pay and appropriate performance

1087037 GB00BLWF0R63 Redde plc United Kingdom United Kingdom 26/10/2016 Annual All For

1090246 GB00BMJ6DW54 Informa plc United Kingdom United Kingdom 10/10/2016 Special All For

1084844 GB00BMMV6B79 Clipper Logistics plc United Kingdom United Kingdom 17/10/2016 Annual Against 16,17 Concerns to protect shareholder value


1094352 GB00BN3ZZ526 Volution Group plc United Kingdom United Kingdom 09/12/2016 Annual All For

1097081 GB00BRF0TJ56 ScS Group plc United Kingdom United Kingdom 23/11/2016 Annual All For

1099453 GB00BRKD9Z53 MJ Gleeson plc United Kingdom United Kingdom 08/12/2016 Annual Against 11,12

4

7




1096203 GB00BRTL8Q42 Quantum Pharma plc United Kingdom United Kingdom 10/11/2016 Special All For

1093604 GB00BTC0LB89 DFS Furniture plc United Kingdom United Kingdom 02/12/2016 Annual All For

1098888 GB00BVDPPV41 Revolution Bars Group plc United Kingdom United Kingdom 01/12/2016 Annual All For

1099421 GB00BWXC7Y93 Fidelity Special Values plc United Kingdom United Kingdom 13/12/2016 Annual All For

1093252 GB00BYMKY695 JPMorgan Global Growth & Income plc United Kingdom United Kingdom 01/11/2016 Annual All For

1099026 GB00BYX91H57 JD Sports Fashion plc United Kingdom United Kingdom 24/11/2016 Special All For

1099283 GB00BYZDVK82 Softcat plc United Kingdom United Kingdom 08/12/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1090843 GB00BZ059357 Joules Group plc United Kingdom United Kingdom 26/10/2016 Annual Against 14 Concerns to protect shareholder value

1098278 GB00BZ09BD16 Atlassian Corporation plc United Kingdom United Kingdom 06/12/2016 Annual Against 3

6,7



1092021 GG00B4L0PD47 Genesis Emerging Markets Fund Limited United Kingdom Guernsey 08/11/2016 Annual All For

1102566 GG00B4L84979 Burford Capital Limited United Kingdom Guernsey 15/12/2016 Special All For

1103985 GG00B6116N85 Alcentra European Floating Rate Income Fund Ltd United Kingdom Guernsey 22/12/2016 Special Against 1 Concerns to protect shareholder value

1103244 GG00B8P59C08 Syncona Ltd. United Kingdom Guernsey 14/12/2016 Special All For

1095886 GG00B96SW597 JPMorgan Global Convertibles Income Fund LimitedUnited Kingdom Guernsey 07/11/2016 Annual Against 4 Concerns related to inappropriate membership of committees

1093202 GG00BB0RDB98 Bluefield Solar Income Fund Limited United Kingdom Guernsey 17/11/2016 Annual Against 6 Concerns related to inappropriate membership of committees

1103245 GG00BBHXCL35 Riverstone Energy Limited United Kingdom Guernsey 15/12/2016 Special All For

1090306 GG00BJ0JVY01 NextEnergy Solar Fund Ltd. United Kingdom Guernsey 11/10/2016 Special All For

1102778 GG00BJL5FH87 John Laing Environmental Assets Group Ltd United Kingdom Guernsey 15/12/2016 Special All For

1094090 GG00BN56JF17 SQN Asset Finance Income Fund Ltd United Kingdom Guernsey 24/11/2016 Annual All For

1100188 GG00BN56JF17 SQN Asset Finance Income Fund Ltd United Kingdom Guernsey 05/12/2016 Special All For

1103215 GG00BYXVT888 Vinacapital Vietnam Opportunity Fund Ltd. Emerging Markets Cayman Islands 21/12/2016 Annual All For

1092008 GRS260333000 Hellenic Telecommunications Organization SA Europe Greece 19/10/2016 Special All For

1103637 GRS260333000 Hellenic Telecommunications Organization SA Europe Greece 22/12/2016 Special All For

1093276 GRS282183003 Jumbo SA Europe Greece 02/11/2016 Annual Against 3b,5

7



1103649 GRS359353000 Athens Water Supply & Sewage (EYDAP) Europe Greece 23/12/2016 Special Against 2 Administrative declaration

1089859 GRS434003000 Public Power Corporation S.A. Europe Greece 05/10/2016 Special Against 2

1

Administrative declaration

Poor disclosure

1098906 GRS434003000 Public Power Corporation S.A. Europe Greece 24/11/2016 Special Against 3 Insufficient basis to support a decision

1100312 GRS491003000 Grivalia Properties REIC Europe Greece 30/11/2016 Special All For

1091030 HK0000051067 Hopewell Holdings Ltd. Asia Hong Kong 26/10/2016 Annual Against 5d

3a3

5b,5c

3a4





1096943 HK0000056256 China Traditional Chinese Medicine Holdings Co. LimitedAsia Hong Kong 11/11/2016 Special All For

1093390 HK0016000132 Sun Hung Kai Properties Ltd. Asia Hong Kong 09/11/2016 Annual Against 6,7

3.1g


Overboarded

1093390 HK0016000132 Sun Hung Kai Properties Ltd. Asia Hong Kong 09/11/2016 Annual Against 6,7

3.1g

3.1b


Overboarded


1090966 HK0017000149 New World Development Co. Ltd. Asia Hong Kong 22/11/2016 Annual Against 6,7

3a,3c,3d,3e



1104235 HK0017000149 New World Development Co. Ltd. Asia Hong Kong 29/12/2016 Special All For

1089947 HK0083000502 Sino Land Company Ltd. Asia Hong Kong 28/10/2016 Annual Against 5.2,5.3

3.2,3.3

3.1



Lack of independent representation at board committeesLack of independence on board

1102372 HK0123000694 Yuexiu Property Company Limited Asia Hong Kong 09/12/2016 Special All For

1099739 HK0144000764 China Merchants Port Holdings Company Limited Asia Hong Kong 28/11/2016 Special All For

1101248 HK0200030994 Melco International Development Ltd Asia Hong Kong 09/12/2016 Special Against 2 Concerns to protect shareholder value

1096775 HK0363006039 Shanghai Industrial Holdings Ltd Asia Hong Kong 16/11/2016 Special All For

1090596 HK0435036626 Sunlight Real Estate Investment Trust Asia Hong Kong 21/10/2016 Annual All For

1089587 HK0808032913 Prosperity Real Estate Investment Trust Asia Hong Kong 12/10/2016 Special All For

1101361 HK0883013259 CNOOC Ltd. Asia Hong Kong 01/12/2016 Special All For

1091485 HK1883037637 Citic Telecom International Holdings Ltd. Asia Hong Kong 21/10/2016 Special All For

1102616 HK2778034606 Champion Real Estate Investment Trust Asia Hong Kong 13/12/2016 Special All For

1089930 ID1000057003 PT Indofood Sukses Makmur Tbk Emerging Markets Indonesia 21/10/2016 Special All For

1097243 ID1000061302 PT Indocement Tunggal Prakarsa Tbk Emerging Markets Indonesia 02/12/2016 Special Against 1 Insufficient disclosure

1089067 ID1000074008 PT Hanjaya Mandala Sampoerna Tbk Emerging Markets Indonesia 18/11/2016 Special All For

1091016 ID1000099708 PT Bakrie Sumatera Plantations Tbk Emerging Markets Indonesia 15/11/2016 Special All For

1096694 ID1000115306 PT Ciputra Development Tbk Emerging Markets Indonesia 27/12/2016 Special All For

1098897 ID1000116601 PT Harum Energy TBK Emerging Markets Indonesia 09/12/2016 Special Against 1,2 Insufficient/poor disclosure

1090065 ID1000116908 PT Tower Bersama Infrastructure Tbk Emerging Markets Indonesia 24/10/2016 Special All For

1099915 ID1000122500 PT Pakuwon Jati Tbk Emerging Markets Indonesia 01/12/2016 Special All For

1095863 ID1000126105 PT Waskita Karya (Persero) TBK Emerging Markets Indonesia 25/11/2016 Special Against 1 Insufficient/poor disclosure

1100958 IE0003864109 Greencore Group plc Europe Ireland 07/12/2016 Special All For

1091979 IE00B1WV4493 Origin Enterprises plc Europe Ireland 25/11/2016 Annual All For

1089723 IE00B4XKTT64 Fleetmatics Group Public Limited Company Europe Ireland 12/10/2016 Court All For

1089624 IE00B4XKTT64 Fleetmatics Group Public Limited Company Europe Ireland 12/10/2016 Special All For

1089620 IE00B58JVZ52 Seagate Technology plc Europe Ireland 19/10/2016 Annual All For

1089620 IE00B58JVZ52 Seagate Technology plc Europe Ireland 19/10/2016 Annual Against 1a Vote against combined Chair/CEO

1098011 IE00BBR67J55 Green REIT plc Europe Ireland 08/12/2016 Annual All For

1093354 IE00BGHQ1986 Hibernia REIT plc Europe Ireland 26/10/2016 Special All For

1082969 IE00BTN1Y115 Medtronic plc Europe Ireland 09/12/2016 Annual Against 1e Vote against combined Chair/CEO

1082969 IE00BTN1Y115 Medtronic plc Europe Ireland 09/12/2016 Annual All For

1095242 IL0001260111 Gazit Globe Ltd. Emerging Markets Israel 21/11/2016 Annual/Special Against A,B1,B2

4.4



1087200 IL0002240146 CLAL INSURANCE ENTERPRISES HOLDINGS LTD.Emerging Markets Israel 06/10/2016 Special Against 1.2

A,B1,B2


1100087 IL0002240146 CLAL INSURANCE ENTERPRISES HOLDINGS LTD.Emerging Markets Israel 18/12/2016 Special Against A,B1,B2 Administrative declaration

1103029 IL0002240146 CLAL INSURANCE ENTERPRISES HOLDINGS LTD.Emerging Markets Israel 29/12/2016 Annual Against A,B1,B2

2

3.3




1101920 IL0002730112 NICE Ltd. Emerging Markets Israel 21/12/2016 Special Against 2a

2



1100644 IL0002730112 NICE Ltd. Emerging Markets Israel 21/12/2016 Special Against A,B1,B2

2



1102468 IL0003230146 Melisron Ltd. Emerging Markets Israel 29/12/2016 Annual/Special Against A,B1,B2

2



1102307 IL0003900136 Alony Hetz Properties & Investments Ltd. Emerging Markets Israel 29/12/2016 Annual Against A

2



1091158 IL0005850180 Harel Insurance Investments & Financial Services Ltd.Emerging Markets Israel 31/10/2016 Special Against A,B1,B2

1,2



1088488 IL0005930388 First International Bank of Israel Ltd. Emerging Markets Israel 13/10/2016 Annual Against A,B1,B2 Administrative declaration

1095245 IL0005930388 First International Bank of Israel Ltd. Emerging Markets Israel 20/11/2016 Special Against A,B1,B2 Administrative declaration


1091704 IL0006046119 Bank Leumi le-Israel B.M. Emerging Markets Israel 03/11/2016 Special Against

No Action Taken

B1,B2

A

1.5

1.1,1.4





1100091 IL0006625771 Bank Hapoalim Ltd. Emerging Markets Israel 19/12/2016 Special Against A,B1,B2 Administrative declaration

1092123 IL0006912120 Israel Discount Bank Ltd. Emerging Markets Israel 08/11/2016 Annual Against

No Action Taken

A,B1,B2

4.2


Concerns about candidate's experience/skills

1102109 IL0006954379 Mizrahi Tefahot Bank Ltd. Emerging Markets Israel 28/12/2016 Annual Against 2.5 Concerns related to inappropriate membership of committees

1101264 IL0007770378 Shufersal Ltd. Emerging Markets Israel 26/12/2016 Special Against A,B1,B2 Administrative declaration

1088504 IL0008290103 Delek Automotive Systems Ltd. Emerging Markets Israel 13/10/2016 Special Against A,B1,B2

B4



1095929 IL0010811243 Elbit Systems Ltd. Emerging Markets Israel 23/11/2016 Annual Against A Administrative declaration

1103048 IL0010827181 Taro Pharmaceutical Industries Ltd. Emerging Markets Israel 29/12/2016 Annual Against 1,3,4,6 Insufficient/poor disclosure

1083170 IL0010989205 REIT 1 Ltd. Emerging Markets Israel 30/10/2016 Annual/Special Against A,B1,B2

B4

6




1092344 IL0011000077 Paz Oil Company Ltd. Emerging Markets Israel 27/11/2016 Special Against A Administrative declaration

1084234 IL0011096448 Sella Capital Real Estate Ltd Emerging Markets Israel 06/10/2016 Annual Against A,B1,B2 Administrative declaration

1086257 IL0011194789 Azrieli Group Ltd. Emerging Markets Israel 06/10/2016 Special Against A,B1,B2 Administrative declaration

1101693 IL0011213001 Sodastream International Ltd. Emerging Markets Israel 23/12/2016 Annual Against A Administrative declaration

1097793 IL0011259137 Caesarstone Ltd. Emerging Markets Israel 06/12/2016 Annual Against A Administrative declaration

1100276 IL0011284465 PLUS500 Ltd. Emerging Markets Israel 15/12/2016 Special Against 1,2 Apparent failure to link pay and appropriate performance

1103030 IL0025902482 Oil Refineries Ltd. Emerging Markets Israel 29/12/2016 Annual/Special Against A,B1,B2

3.6



1094070 IM00B1H1XF89 Hansard Global plc United Kingdom Isle of Man 09/11/2016 Annual Against 2

10



1103148 IM00B1W65B86 Speymill Deutsche Immobilien Company plc United Kingdom Isle of Man 21/12/2016 Annual All For

1100905 INE019A01020 JSW Steel Ltd. Emerging Markets India 17/12/2016 Special All For

1091308 INE036A01016 Reliance Infrastructure Ltd. Emerging Markets India 21/10/2016 Special All For

1100876 INE038A01020 Hindalco Industries Ltd Emerging Markets India 09/12/2016 Special All For

1089609 INE047A01021 Grasim Industries Ltd. Emerging Markets India 10/10/2016 Special All For

1101994 INE062A01020 State Bank Of India Emerging Markets India 20/12/2016 Special All For

1088652 INE079A01024 Ambuja Cements Ltd. Emerging Markets India 08/10/2016 Special Against 2 Concerns related to potential conflict of interests 2- Concerns to protect shareholder value 3- Performance-

related pay/awards for non-executives

1102900 INE081A01012 Tata Steel Ltd. Emerging Markets India 21/12/2016 Special All For

1102367 INE092A01019 Tata Chemicals Ltd. Emerging Markets India 23/12/2016 Special All For

1099963 INE126A01031 E.I.D. Parry (India) Ltd. Emerging Markets India 05/12/2016 Court All For

1104278 INE155A01022 Tata Motors Ltd. Emerging Markets India 22/12/2016 Special All For

1102556 INE155A01022 Tata Motors Ltd. Emerging Markets India 22/12/2016 Special All For

1102217 INE164A01016 Balmer Lawrie & Company Ltd Emerging Markets India 20/12/2016 Special All For

1100345 INE205A01025 Vedanta Ltd. Emerging Markets India 10/12/2016 Special All For

1100680 INE213A01029 Oil & Natural Gas Corporation Ltd. Emerging Markets India 10/12/2016 Special All For

1088601 INE242A01010 Indian Oil Corporation Ltd Emerging Markets India 03/10/2016 Special All For

1100204 INE296A01024 Bajaj Finance Ltd. Emerging Markets India 08/12/2016 Special Against 1,2 Insufficient basis to support a decision

1091328 INE299U01018 Crompton Greaves Consumer Electricals Limited Emerging Markets India 22/10/2016 Special Against 2,4 Concerns to protect shareholder value

1089618 INE356A01018 Mphasis Ltd Emerging Markets India 13/10/2016 Special All For

1092089 INE356A01018 Mphasis Ltd Emerging Markets India 04/11/2016 Annual Against 11,12 Concerns to protect shareholder value

1100893 INE414G01012 Muthoot Finance Ltd. Emerging Markets India 18/12/2016 Special All For

1089748 INE438A01022 Apollo Tyres Ltd. Emerging Markets India 17/10/2016 Special All For

1101741 INE467B01029 Tata Consultancy Services Ltd. Emerging Markets India 13/12/2016 Special Against 1 Insufficient/poor disclosure 2- SH: Against shareholder resolution, against management recommendation /

Shareholder proposal does not promote appropriate accountability or incentivisation

1091548 INE481G01011 Ultratech Cement Ltd. Emerging Markets India 20/10/2016 Court All For

1097503 INE501A01019 Deepak Fertilizers and Petrochemicals Corporation LimitedEmerging Markets India 25/11/2016 Special All For

1102364 INE501A01019 Deepak Fertilizers and Petrochemicals Corporation LimitedEmerging Markets India 15/12/2016 Court All For

1096347 INE516A01017 UFlex Ltd. Emerging Markets India 24/11/2016 Special All For

1102886 INE700A01033 Jubilant Life Sciences Limited Emerging Markets India 25/12/2016 Special All For

1092893 INE763A01023 Polaris Consulting & Services Limited Emerging Markets India 08/11/2016 Special All For

1090631 INE860A01027 HCL Technologies Ltd. Emerging Markets India 04/10/2016 Court All For

1077095 IT0000062957 Mediobanca SPA Europe Italy 28/10/2016 Annual All For

1089833 IT0000064482 Banca Popolare di Milano Scarl Europe Italy 14/10/2016 Special All For

1090879 IT0000064516 Credito Valtellinese Europe Italy 28/10/2016 Special All For

1095891 IT0000066123 Bper Banca Europe Italy 25/11/2016 Special Against 2

1080428 IT0000076486 Danieli & Co. Officine Meccaniche SPA Europe Italy 28/10/2016 Annual Against 3

2

4




1091053 IT0000336518 Juventus Football Club S.p.A. Europe Italy 25/10/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1100218 IT0000784196 Banca Popolare Di Sondrio Europe Italy 16/12/2016 Special Abstain 1 Fund manager or client vote

1089596 IT0003487029 Unione di Banche Italiane S.p.A. Europe Italy 14/10/2016 Special All For

1089838 IT0005002883 Banco Popolare Scarl Europe Italy 14/10/2016 Special All For

1102102 IT0005084717 Banzai S.p.A Europe Italy 20/12/2016 Special All For

1100705 JE00B1GXH751 Henderson Far East Income Ltd United Kingdom Jersey 13/12/2016 Annual All For

1099943 JE00B1LZS514 CQS New City High Yield Fund Ltd United Kingdom Jersey 14/12/2016 Annual All For

1095138 JE00B95CGW71 Target Healthcare REIT Limited United Kingdom Jersey 10/11/2016 Annual Against 6 Concerns related to inappropriate membership of committees

1093139 JE00BD3QJR55 Foresight Solar Fund Limited United Kingdom Jersey 18/10/2016 Special All For

1091832 JE00BFNWV485 Wolseley plc United Kingdom United Kingdom 29/11/2016 Annual All For

1103424 JE00BVRZ8S85 Sanne Group plc United Kingdom Jersey 16/12/2016 Special All For

1099318 JE00BYVQYS01 IWG PLC United Kingdom United Kingdom 05/12/2016 Court All For

1099317 JE00BYVQYS01 IWG PLC United Kingdom United Kingdom 05/12/2016 Special All For

1089232 JE00BYXX8B08 GCP Asset Backed Income Fund Ltd United Kingdom Jersey 12/10/2016 Annual All For

1100145 JP3165840004 NPC Inc. Asia Japan 29/11/2016 Annual Against 2.1 Concerns about overall board structureConcerns about overall performance

1102162 JP3166990006 Financial Products Group Co., Ltd. Asia Japan 21/12/2016 Annual All For

1103554 JP3167480007 MTI Ltd. Asia Japan 23/12/2016 Annual All For

1103549 JP3173540000 Open House Co., Ltd. Asia Japan 21/12/2016 Annual Against 2.6,2.7 Concerns about overall board structure

1103365 JP3213300001 Kato Sangyo Co. Ltd. Asia Japan 22/12/2016 Annual Against 2.11

4



1100807 JP3264200001 Giken Ltd. Asia Japan 29/11/2016 Annual Against 3.1,4.1 Concerns about overall board structure

1102655 JP3305960001 COLOPL, Inc. Asia Japan 16/12/2016 Annual All For

1100809 JP3310500008 Saizeriya Co., Ltd. Asia Japan 29/11/2016 Annual All For

1101296 JP3311400000 CyberAgent, Inc. Asia Japan 16/12/2016 Annual Against 2.1

2.9



1103083 JP3342500000 Sanyo Trading Co., Ltd. Asia Japan 20/12/2016 Annual All For

1098974 JP3356800007 Shimachu Co. Ltd. Asia Japan 29/11/2016 Annual Against 2.1 Concerns about overall performance

1103357 JP3385890003 GMO PAYMENT GATEWAY INC Asia Japan 18/12/2016 Annual Against 3.1,3.10,3.11 Concerns about overall board structure

1101732 JP3386450005 JX Holdings, Inc. Asia Japan 21/12/2016 Special All For

1101987 JP3428600005 TonenGeneral Sekiyu K.K. Asia Japan 21/12/2016 Special All For

1102679 JP3616600007 Toyo Corp. Asia Japan 20/12/2016 Annual Against 2.6

2.1



1093304 JP3638700009 Ci:z Holdings, Co.,Ltd. Asia Japan 26/10/2016 Annual Against 2.1,2.2 Concerns about overall board structure

1103719 JP3657500009 Nishio Rent All Co. Ltd. Asia Japan 20/12/2016 Annual Against 2.10 Concerns about overall board structure

1101933 JP3741800001 Nihon Nohyaku Co. Ltd. Asia Japan 20/12/2016 Annual Against 2.6

4



1102160 JP3771800004 Hamamatsu Photonics Asia Japan 16/12/2016 Annual Against 2.3,2.4 Concerns about overall board structure


1103085 JP3773600006 Haruyama Trading Co. Asia Japan 20/12/2016 Special Against 2 Concerns to protect shareholder value

1098796 JP3800390001 BIC CAMERA INC. Asia Japan 17/11/2016 Annual Against 2.11,2.12,3.2 Concerns about overall board structure

1100191 JP3802300008 Fast Retailing Asia Japan 24/11/2016 Annual Against 1.1

2.3

1.2,1.3

2.1

As a member of the company's disclosure committee as well as the chairman and president, Yanai bears the

responsibility for circumstances ending up with the company's failure to be in compliance with the Tokyo

Stock Exchange's listing rules concerning proxy circular disclosure timing.

As a member of the company's disclosure committee, Shinjo bears the responsibility for circumstances

ending up with the company's failure to be in compliance with the Tokyo Stock Exchange's listing rules

concerning proxy circular disclosure timing.

Concerns about overall board structure 11-year tenure

Concerns about overall board structure 23-year tenure

1103082 JP3816200004 Fuji Pharma Co., Ltd. Asia Japan 21/12/2016 Annual Against 2.6,2.7,2.8 Concerns about overall board structure

1103154 JP3899800001 Mitsubishi Motors Corp. Asia Japan 14/12/2016 Special Against 3

2.2



1102678 JP3902200009 Mitsubishi Research Institute, Inc. Asia Japan 19/12/2016 Annual Against 2.5,2.7,3.2 Concerns about overall board structure

1101298 JP3904400003 Mitsumi Electric Co. Ltd. Asia Japan 27/12/2016 Special All For

1097845 JP3916100005 MEIKO NETWORK JAPAN CO. LTD. Asia Japan 18/11/2016 Annual All For

1101114 JP3933800009 Yahoo Japan Corporation Asia Japan 14/12/2016 Special All For

1104721 KR7000030007 Woori Bank Asia South Korea 30/12/2016 Special All For

1088864 KR7003410008 Ssangyong Cement Industrial Co. Asia South Korea 27/10/2016 Special All For

1099333 KR7003410008 Ssangyong Cement Industrial Co. Asia South Korea 08/12/2016 Special All For

1087073 KR7003450004 Hyundai Securities Co. Ltd. Asia South Korea 04/10/2016 Special All For

1093039 KR7005930003 Samsung Electronics Co. Ltd. Asia South Korea 27/10/2016 Special All For



1090730 KR7006800007 Mirae Asset Daewoo Co. Ltd. Asia South Korea 04/11/2016 Special Against 2

6

Concerns to protect shareholder value 2- Issue of equity raises concerns about excessive dilution of existing

shareholders 3- Poison pill/anti-takeover measure not in investors interests


1094751 KR7015760002 Korea Electric Power Corp. Asia South Korea 24/10/2016 Special All For

1092547 KR7015760002 Korea Electric Power Corp. Asia South Korea 24/10/2016 Special All For

1090757 KR7021240007 Coway Co. Ltd. Asia South Korea 31/10/2016 Special All For

1088974 KR7033160003 MK Elektron Co. Ltd. Asia South Korea 19/10/2016 Special All For

1090731 KR7037620002 Mirae Asset Securities Co. Asia South Korea 04/11/2016 Special Against 3 Inappropriate bundling of election of directors on a single vote 2- Lack of independent representation at board

committees

1091560 KR7048530000 Intron Biotechnology Inc. Asia South Korea 08/11/2016 Special All For

1089574 KR7051910008 LG Chem Ltd. Asia South Korea 31/10/2016 Special All For

1089574 KR7051910008 LG Chem Ltd. Asia South Korea 31/10/2016 Special Against 1 Fund manager or client vote

1089575 KR7068870005 LG Life Sciences Ltd. Asia South Korea 28/11/2016 Special Against 1 Concerns to protect shareholder value

1099450 KR7114090004 Grand Korea Leisure Co. Ltd. Asia South Korea 23/12/2016 Special All For

1088497 KR7130960008 CJ E&M Corp. Asia South Korea 28/10/2016 Special All For

1102772 KYG1132K1159 Birmingham International Holdings Ltd. Emerging Markets Cayman Islands 30/12/2016 Annual Against 5

1

4.1,4.3

Apparent failure to link pay and appropriate performance Performance-related pay/awards for non-executives



1096964 KYG2046Q1073 Chaoda Modern Agriculture (Holdings) Limited Emerging Markets Cayman Islands 16/12/2016 Annual Against 2C

4B,4C



1089997 KYG2108Y1052 China Resources Land Ltd. Emerging Markets Cayman Islands 11/10/2016 Special All For

1089613 KYG2114A1094 CKH Food & Health Limited Emerging Markets Cayman Islands 13/10/2016 Annual Against 7 Issue of equity raises concerns about excessive dilution of existing shareholders

1095192 KYG2133W1087 China Resources Phoenix Healthcare Holdings Company LimitedEmerging Markets Cayman Islands 31/10/2016 Special All For

1093768 KYG2133W1087 China Resources Phoenix Healthcare Holdings Company LimitedEmerging Markets Cayman Islands 31/10/2016 Special All For

1089834 KYG229721140 Comba Telecom Systems Holdings Ltd. Emerging Markets Cayman Islands 11/10/2016 Special All For

1096603 KYG3323L1005 Fabrinet Emerging Markets Cayman Islands 15/12/2016 Annual All For

1092478 KYG3690U1058 Fullshare Holdings Limited Emerging Markets Cayman Islands 18/10/2016 Special All For

1098479 KYG3690U1058 Fullshare Holdings Limited Emerging Markets Cayman Islands 17/11/2016 Special Against 2

1



1099665 KYG3701A1067 Future Land Development Holdings Ltd. Emerging Markets Cayman Islands 22/11/2016 Special Against 1 Concerns related to potential conflict of interests 2- Concerns to protect shareholder value

1091015 KYG3777B1032 Geely Automobile Holdings Ltd. Emerging Markets Cayman Islands 11/10/2016 Special All For

1100465 KYG3777B1032 Geely Automobile Holdings Ltd. Emerging Markets Cayman Islands 28/11/2016 Special All For

1092242 KYG4100M1050 Greentown China Holdings Ltd. Emerging Markets Cayman Islands 21/10/2016 Special All For

1104585 KYG4100M1050 Greentown China Holdings Ltd. Emerging Markets Cayman Islands 29/12/2016 Special All For

1102003 KYG5257K1076 Kingboard Laminates Holdings Ltd. Emerging Markets Cayman Islands 12/12/2016 Special All For

1104733 KYG5264Y1089 Kingsoft Corporation Ltd. Emerging Markets Cayman Islands 26/12/2016 Special Against 2,3 Performance-related pay/awards for non-executivesApparent failure to link pay and appropriate performance

1101411 KYG5342X1060 Lai Fung Holdings Ltd. Emerging Markets Cayman Islands 16/12/2016 Annual Against 3A1,3A2

2

5B,5C

3A5




Overboarded

1096182 KYG650071098 New World Department Store China Ltd. Emerging Markets Cayman Islands 21/11/2016 Annual Against 4.1,4.3 Concerns to protect shareholder value 2- Issue of equity raises concerns about excessive dilution of existing

shareholders

1098813 KYG693701156 Parkson Retail Group Ltd. Emerging Markets Cayman Islands 17/11/2016 Special All For

1091039 KYG695991011 Peak Sport Products Co., Ltd. Emerging Markets Cayman Islands 19/10/2016 Court All For

1091040 KYG695991011 Peak Sport Products Co., Ltd. Emerging Markets Cayman Islands 19/10/2016 Special All For

1093355 KYG7091M1096 Phoenix Group Holdings Emerging Markets Cayman Islands 24/10/2016 Special All For

1101736 KYG8020E1199 Semiconductor Manufacturing International CorporationEmerging Markets Cayman Islands 06/12/2016 Special Against 3,4,5 Apparent failure to link pay and appropriate performance

1093014 KYG814771047 SINA Corporation Emerging Markets Cayman Islands 04/11/2016 Annual All For

1090576 KYG8190E1052 Sitoy Group Holdings Ltd. Emerging Markets Cayman Islands 14/11/2016 Annual Against 5.2,5.3 Issue of equity raises concerns about excessive dilution of existing shareholders

1095341 KYG8569A1067 Sunac China Holdings Ltd. Emerging Markets Cayman Islands 02/11/2016 Special Against 1 Issue of equity raises concerns about excessive dilution of existing shareholders

1091822 KYG857001054 SUNeVision Holdings Ltd Emerging Markets Cayman Islands 28/10/2016 Annual Against 5,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1104577 KYG8878S1030 Tingyi (Cayman Islands) Holding Corp. Emerging Markets Cayman Islands 29/12/2016 Special All For

1095201 KYG8879M1050 Time Watch Investments Limited Emerging Markets Cayman Islands 17/11/2016 Annual Against 6,8 Issue of equity raises concerns about excessive dilution of existing shareholders

1095706 KYG905191022 Trigiant Group Ltd Emerging Markets Cayman Islands 09/11/2016 Special All For

1103635 KZ000A0KEZQ2 KazMunaiGas Exploration Production JSC Emerging Markets Kazakhstan 13/12/2016 Special Against 2,3

1098707 LU0011857645 BRAIT SE Europe Malta 22/11/2016 Special All For

1100981 LU0327357389 Kernel Holding S.A. Europe Luxembourg 12/12/2016 Annual All For

1096542 MA0000011926 Attijariwafa Bank Emerging Markets Morocco 22/11/2016 Special All For

1094250 MX01AC100006 Arca Continental S.A.B. de C.V. Emerging Markets Mexico 26/10/2016 Special All For

1102812 MX01AC100006 Arca Continental S.A.B. de C.V. Emerging Markets Mexico 14/12/2016 Special Against 2,3,4

1



1091152 MX01IE060002 Infraestructura Energetica Nova S.A.B. de C.V. Emerging Markets Mexico 07/10/2016 Special Against 4,5,6,8,10

3



1099820 MX01ME050007 Mexichem S.A.B. de C.V. Emerging Markets Mexico 07/12/2016 Special All For

1090024 MXP001691213 America Movil S.A.B. de C.V. Emerging Markets Mexico 06/10/2016 Special All For

1091394 MXP001691213 America Movil S.A.B. de C.V. Emerging Markets Mexico 06/10/2016 Special All For

1091866 MXP370641013 Grupo Financiero Inbursa S.A.B. de C.V. Emerging Markets Mexico 13/10/2016 Special Against 2,3

1



1098786 MXP370641013 Grupo Financiero Inbursa S.A.B. de C.V. Emerging Markets Mexico 17/11/2016 Special Against 2,3

1



1100315 MXP690491412 Grupo Financiero Santander Mexico S.A.B. de C.V. Emerging Markets Mexico 05/12/2016 Special Against 3,4,5,6

1



1100550 MXP690491412 Grupo Financiero Santander Mexico S.A.B. de C.V. Emerging Markets Mexico 05/12/2016 Special Against 2

1




1101993 MXP690491412 Grupo Financiero Santander Mexico S.A.B. de C.V. Emerging Markets Mexico 05/12/2016 Special Against 2,1,3,4,5,6

1



1103075 MXP690491412 Grupo Financiero Santander Mexico S.A.B. de C.V. Emerging Markets Mexico 22/12/2016 Special All For

1105332 MXP690491412 Grupo Financiero Santander Mexico S.A.B. de C.V. Emerging Markets Mexico 22/12/2016 Special All For

1093217 MYL1082OO006 Hong Leong Financial Group Berhad Emerging Markets Malaysia 27/10/2016 Annual Against 10 Apparent failure to link pay and appropriate performance

1084660 MYL1562OO007 Berjaya Sports Toto Berhad Emerging Markets Malaysia 10/10/2016 Annual Against 4 Concerns related to succession planning

1092013 MYL1961OO001 IOI Corporation Berhad Emerging Markets Malaysia 28/10/2016 Annual All For

1092259 MYL3867OO008 Malaysian Pacific Industries Berhad Emerging Markets Malaysia 25/10/2016 Annual Against 9 Apparent failure to link pay and appropriate performance

1094176 MYL4197OO009 Sime Darby Berhad Emerging Markets Malaysia 02/11/2016 Annual All For

1097698 MYL4677OO000 YTL Corporation Berhad Emerging Markets Malaysia 22/11/2016 Annual Against 1,2,3

6,9,10


Concerns related to succession planning

1096189 MYL5070OO007 Protasco Berhad Emerging Markets Malaysia 09/11/2016 Special All For

1097681 MYL5071OO005 Coastal Contracts Bhd Emerging Markets Malaysia 29/11/2016 Annual All For

1101401 MYL5125OO009 Pantech Group Holdings Berhad Emerging Markets Malaysia 02/12/2016 Special Against 3,4,5,6,7,8,9,10,11,12,13,14 Apparent failure to link pay and appropriate performance

1084451 MYL5248OO009 Bermaz Auto Bhd Emerging Markets Malaysia 06/10/2016 Annual All For

1092256 MYL5249OO007 IOI Properties Group Berhad Emerging Markets Malaysia 26/10/2016 Annual All For

1101626 MYL5347OO009 Tenaga Nasional Berhad Emerging Markets Malaysia 15/12/2016 Annual Against 12,13,14

11

Apparent failure to link pay and appropriate performanceInsufficient/poor disclosure


1099997 MYL5398OO002 Gamuda Berhad Emerging Markets Malaysia 08/12/2016 Annual All For

1092555 MYL5819OO007 Hong Leong Bank Berhad Emerging Markets Malaysia 26/10/2016 Annual Against 11 Apparent failure to link pay and appropriate performance

1097696 MYL6181OO001 Malton Berhad Emerging Markets Malaysia 23/11/2016 Annual Against 4

3,6



1091034 MYL6556OO004 Ann Joo Resources Berhad Emerging Markets Malaysia 21/10/2016 Special Against 4,5,6

2



1097703 MYL6742OO000 YTL Power International Berhad Emerging Markets Malaysia 22/11/2016 Annual Against 2,3,4

1,7,10,11



1092577 MYL7052OO003 Padini Holdings Berhad Emerging Markets Malaysia 26/10/2016 Annual All For

1096978 MYL7277OO006 Dialog Group Berhad Emerging Markets Malaysia 24/11/2016 Annual All For

1089595 NL0000240000 Qiagen NV Europe Netherlands 26/10/2016 Special All For

1086882 NL0000288876 Eurocommercial Properties NV Europe Netherlands 01/11/2016 Annual All For

1083316 NL0000360618 SBM Offshore NV Europe Netherlands 30/11/2016 Special All For

1098549 NL0000440584 Ordina NV Europe Netherlands 07/12/2016 Special All For

1089448 NL0000852531 Kendrion NV Europe Netherlands 31/10/2016 Special All For

1092584 NL0000852580 Koninklijke Boskalis Westminster NV Europe Netherlands 10/11/2016 Special All For

1094672 NL0009272269 Cimpress N.V. Europe Netherlands 15/11/2016 Annual Against 4

8

12,13



Performance-related pay/awards for non-executives

1093013 NO0003089005 Fred Olsen Energy Asa Europe Norway 24/10/2016 Special Against 3 Lack of independence on board

1102628 NO0010040611 Opera Software ASA Europe Norway 15/12/2016 Special Against 7,8,9 Insufficient basis to support a decision

1102458 NO0010199151 Petroleum Geo-Services Asa Europe Norway 14/12/2016 Special All For

1099035 NO0010345853 Aker BP ASA Europe Norway 24/11/2016 Special All For

1102491 NO0010739402 Skandiabanken ASA Europe Norway 14/12/2016 Special All For

1083530 NZAIAE0002S6 Auckland International Airport Ltd. Australia & New Zealand New Zealand 20/10/2016 Annual All For

1090694 NZAPTE0001S3 Precinct Properties New Zealand Limited Australia & New Zealand New Zealand 17/11/2016 Annual All For

1090544 NZATME0002S8 The a2 Milk Company Limited Australia & New Zealand New Zealand 22/11/2016 Annual Against 5

3

2




1084308 NZBSHE0001S0 Heartland Bank Limited Australia & New Zealand New Zealand 22/11/2016 Annual All For

1084801 NZCENE0001S6 Contact Energy Ltd. Australia & New Zealand New Zealand 12/10/2016 Annual All For

1078623 NZCNUE0001S2 Chorus Ltd. Australia & New Zealand New Zealand 01/11/2016 Annual All For

1083820 NZEBOE0001S6 EBOS Group Limited Australia & New Zealand New Zealand 19/10/2016 Annual Against 4 Concerns about overall board structure

1079252 NZFBUE0001S0 Fletcher Building Ltd. Australia & New Zealand New Zealand 18/10/2016 Annual All For

1085576 NZFREE0001S0 Freightways Ltd. Australia & New Zealand New Zealand 27/10/2016 Annual All For

1095362 NZFSFE0001S5 Fonterra Shareholders Fund Australia & New Zealand New Zealand 12/12/2016 Annual All For

1082158 NZGNEE0001S7 Genesis Energy Ltd Australia & New Zealand New Zealand 19/10/2016 Annual All For

1089362 NZHELE0001S9 Tourism Holdings Limited Australia & New Zealand New Zealand 18/10/2016 Annual All For

1095557 NZHLGE0001S4 Hallenstein Glasson Holdings Ltd. Australia & New Zealand New Zealand 13/12/2016 Annual Against 2.2 Concerns about overall board structure

1094773 NZKMDE0001S3 Kathmandu Holdings Ltd. Australia & New Zealand New Zealand 18/11/2016 Annual Against 2a Concerns about overall board structure

1085286 NZMELE0002S7 Meridian Energy Ltd. Australia & New Zealand New Zealand 28/10/2016 Annual All For

1083265 NZMETE0001S2 Metlifecare Limited Australia & New Zealand New Zealand 25/10/2016 Annual All For

1085084 NZMRPE0001S2 Mercury NZ Limited Australia & New Zealand New Zealand 03/11/2016 Annual All For

1084037 NZREIE0001S4 PGG Wrightson Ltd Australia & New Zealand New Zealand 18/10/2016 Annual Against 1 Concerns about overall board structure

1083477 NZSKCE0001S2 Skycity Entertainment Group Ltd. Australia & New Zealand New Zealand 21/10/2016 Annual All For

1082356 NZSKTE0001S6 Sky Network Television Ltd. Australia & New Zealand New Zealand 20/10/2016 Annual Against 2 Concerns related to attendance at board or committee meetings

1090062 NZSKXE0001S8 Skellerup Holdings Ltd Australia & New Zealand New Zealand 26/10/2016 Annual All For

1084837 NZTELE0001S4 Spark New Zealand Limited Australia & New Zealand New Zealand 04/11/2016 Annual All For

1088115 NZTMEE0003S8 Trade Me Group Ltd. Australia & New Zealand New Zealand 10/11/2016 Annual All For

1085439 PK0065001015 The Hub Power Company Ltd Emerging Markets Pakistan 18/10/2016 Annual Against 3 Concerns related to Non-audit fees

1087120 PK0071501016 Lucky Cement Limited Emerging Markets Pakistan 29/10/2016 Annual Against 7 Insufficient basis to support a decision

1104600 PK0071501016 Lucky Cement Limited Emerging Markets Pakistan 30/12/2016 Special Against 2

3



1094938 PLCFRPT00013 Cyfrowy Polsat SA Emerging Markets Poland 10/11/2016 Special All For

1101914 PLENEA000013 ENEA S.A. Emerging Markets Poland 15/12/2016 Special All For

1101916 PLENERG00022 Energa SA Emerging Markets Poland 15/12/2016 Special Against 5.5,5.14,5.16

5.4

5.1,5.2

7

6






1101268 PLINTCS00010 Inter Cars SA Emerging Markets Poland 15/12/2016 Special Against 5 Insufficient/poor disclosure

1099179 PLJSW0000015 Jastrzebska Spolka Weglowa SA Emerging Markets Poland 01/12/2016 Special All For

1099830 PLKGHM000017 KGHM Polska Miedz S.A. Emerging Markets Poland 07/12/2016 Special All For

1099045 PLKRK0000010 KRUK S.A. Emerging Markets Poland 29/11/2016 Special Against 7 Insufficient basis to support a decision

1102810 PLLOTOS00025 Grupa Lotos SA Emerging Markets Poland 22/12/2016 Special All For

1101292 PLPGER000010 PGE Polska Grupa Energetyczna SA Emerging Markets Poland 14/12/2016 Special Against 8

1098085 PLPGNIG00014 Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)Emerging Markets Poland 24/11/2016 Special Against 6 Insufficient basis to support a decision

1101915 PLTAURN00011 Tauron Polska Energia SA Emerging Markets Poland 15/12/2016 Special All For

1099522 PLZATRM00012 Grupa Azoty S.A. Emerging Markets Poland 02/12/2016 Special All For

1095568 PTBCP0AM0015 Banco Comercial Portugues S.A. Europe Portugal 09/11/2016 Special Against 1 Concerns to protect shareholder value

1098768 PTBPI0AM0004 Banco BPI S.A Europe Portugal 23/11/2016 Special Against 1 Lack of independence on board

1098767 PTBPI0AM0004 Banco BPI S.A Europe Portugal 13/12/2016 Special All For

1098550 PTCOR0AE0006 Corticeira Amorim S.A. Europe Portugal 28/11/2016 Special All For

1104371 PTPTI0AM0006 The Navigator Company SA Europe Portugal 30/12/2016 Special All For

1104370 PTSEM0AM0004 Semapa - Sociedade de Investimento e Gestao S.A.Europe Portugal 30/12/2016 Special All For

1098898 QA0007227752 The Commercial Bank of Qatar QSC Emerging Markets Qatar 16/11/2016 Special All For

1093660 QA000A0KD6J5 Barwa Real Estate Co QSC Emerging Markets Qatar 25/10/2016 Special Against 1 Concerns to protect shareholder value

1093289 ROSNGNACNOR3 Romgaz SA Emerging Markets Romania 28/10/2016 Special All For

1094595 ROSNGNACNOR3 Romgaz SA Emerging Markets Romania 15/11/2016 Special Against 1,2,3 Apparent failure to link pay & appropriate performance

1096831 ROSNGNACNOR3 Romgaz SA Emerging Markets Romania 08/12/2016 Special All For

1103551 ROSNGNACNOR3 Romgaz SA Emerging Markets Romania 30/12/2016 Special Against 1

1101054 RU0007288411 MMC Norilsk Nickel PJSC Emerging Markets Russia 16/12/2016 Special All For

1100726 RU0007288411 MMC Norilsk Nickel PJSC Emerging Markets Russia 16/12/2016 Special All For


1095210 RU0007976957 Bashneft PJSOC Emerging Markets Russia 16/12/2016 Special Against 4.2,4.3,4.4,4.5,4.6,4.7,4.8,4

.9,4.10,4.11

4.1



1098770 RU0009024277 Lukoil PJSC Emerging Markets Russia 05/12/2016 Special All For

1098633 RU0009024277 Lukoil PJSC Emerging Markets Russia 05/12/2016 Special All For

1102503 RU0009046452 Novolipetsk Steel Emerging Markets Russia 23/12/2016 Special All For

1101900 RU0009046452 Novolipetsk Steel Emerging Markets Russia 23/12/2016 Special All For

1100308 RU0009046510 Severstal PJSC Emerging Markets Russia 02/12/2016 Special All For

1097079 RU0009046510 Severstal PJSC Emerging Markets Russia 02/12/2016 Special All For

1102267 RU0009062285 Aeroflot PJSC Emerging Markets Russia 26/12/2016 Special All For

1103020 RU000A0B6NK6 TMK PAO Emerging Markets Russia 30/12/2016 Special All For

1104299 RU000A0B6NK6 TMK PAO Emerging Markets Russia 30/12/2016 Special All For

1100053 RU000A0JKQU8 Magnit PJSC Emerging Markets Russia 08/12/2016 Special All For

1098881 RU000A0JKQU8 Magnit PJSC Emerging Markets Russia 08/12/2016 Special All For

1099324 RU000A0JP5V6 VTB Bank PJSC Emerging Markets Russia 08/12/2016 Special Against 4 Concerns about reducing shareholder rights

1100136 RU000A0JP5V6 VTB Bank PJSC Emerging Markets Russia 08/12/2016 Special Against 4 Concerns to protect shareholder value

1101069 RU000A0JP5V6 VTB Bank PJSC Emerging Markets Russia 16/12/2016 Special All For

1101152 RU000A0JP5V6 VTB Bank PJSC Emerging Markets Russia 16/12/2016 Special All For

1090033 RU000A0JRKT8 PhosAgro PJSC Emerging Markets Russia 03/10/2016 Special Against 2

1

5

4





1094597 RU000A0JS942 MegaFon PJSC Emerging Markets Russia 25/11/2016 Special Against 2.1,2.2,2.3,2.4,2.6,2.8,2.9,2

.10

1

Cumulative/slate voting in favour of individual candidates/slates


1098310 RU000A0JS942 MegaFon PJSC Emerging Markets Russia 09/12/2016 Special All For

1095899 RU000A0JVW89 Europlan PJSC Emerging Markets Russia 18/11/2016 Special All For

1100718 SE0000109811 Nolato AB Europe Sweden 05/12/2016 Special All For

1100715 SE0000241614 SkiStar AB Europe Sweden 10/12/2016 Annual All For

1098276 SE0000310336 Swedish Match Ab Europe Sweden 16/12/2016 Special All For

1100965 SE0000936478 Intrum Justitia AB Europe Sweden 14/12/2016 Special All For

1088365 SE0001629288 AB Sagax Europe Sweden 07/10/2016 Special Against 7,8,9

6



1100008 SE0001630880 KappAhl Holding AB Europe Sweden 06/12/2016 Annual All For

1102291 SE0001634262 Dios Fastigheter AB Europe Sweden 21/12/2016 Special All For

1093176 SE0005190238 Tele2 AB Europe Sweden 27/10/2016 Special All For

1090869 SE0005594728 D. Carnegie & Co AB Europe Sweden 14/10/2016 Special All For

1097015 SE0007871645 Kindred Group plc Europe Malta 06/12/2016 Special All For

1086792 SE0008321293 NIBE Industrier AB Europe Sweden 03/10/2016 Special All For

1090868 SE0009161185 Tethys Oil AB Europe Sweden 25/10/2016 Special All For

1095529 SG1AF6000009 Keppel DC REIT Asia Singapore 07/11/2016 Special All For

1103249 SG1B09007736 Elec & Eltek International Company Limited Asia Singapore 16/12/2016 Special All For

1103136 SG1B21008464 Broadway Industrial Group Limited Asia Singapore 14/12/2016 Special All For

1098831 SG1P66918738 Singapore Press Holdings Limited Asia Singapore 01/12/2016 Annual All For

1091470 SG1S18926810 Starhill Global Real Estate Investment Trust Asia Singapore 28/10/2016 Annual Against 3 Issue of equity raises concerns about excessive dilution of existing shareholders

1092178 SG1T75931496 Singapore Telecommunications Limited Asia Singapore 14/10/2016 Special All For

1104727 SG1U27933225 First Real Estate Investment Trust Asia Singapore 28/12/2016 Special All For

1100350 SG1W27938677 Lippo Malls Indonesia Retail Trust Asia Singapore 30/11/2016 Special All For

1094299 SG1Y45946619 PEC Ltd. Asia Singapore 27/10/2016 Annual Against 9

7



1094300 SG1Y45946619 PEC Ltd. Asia Singapore 27/10/2016 Special Against 1,2 Apparent failure to link pay and appropriate performance

1100354 SG2G02994595 SPH REIT Asia Singapore 02/12/2016 Annual Against 3 Issue of equity raises concerns about excessive dilution of existing shareholders

1102613 TRAARCLK91H5 Arcelik A.S. Emerging Markets Turkey 26/12/2016 Special All For

1093713 TRAGARAN91N1 Turkiye Garanti Bankasi A.S. Emerging Markets Turkey 03/11/2016 Special All For

1093258 TRALOGOW91U2 Logo Yazilim Sanayi ve Ticaret A.S. Emerging Markets Turkey 27/10/2016 Special All For

1095816 TRAOTOSN91H6 Ford Otomotiv Sanayi AS Emerging Markets Turkey 18/11/2016 Special All For

1084866 TW0002108008 Nantex Industry Co Ltd Asia Taiwan 06/10/2016 Special All For

1100486 TW0002207008 Hotai Motor Co Ltd Asia Taiwan 29/12/2016 Special Against 1

6

Concerns to protect shareholder value 2- Insufficient/poor disclosure


1096175 TW0002891009 CTBC Financial Holding Co., Ltd. Asia Taiwan 08/12/2016 Special Against

No Action Taken

3

1.4



1086948 US0003611052 AAR CORP. North America USA 11/10/2016 Annual All For

1099428 US00123Q1040 AGNC Investment Corp. North America USA 09/12/2016 Special All For

1089810 US0025671050 Abaxis, Inc. North America USA 26/10/2016 Annual Against 2,3 Apparent failure to link pay and appropriate performance

1093943 US0043971052 Accuray Incorporated North America USA 17/11/2016 Annual Against 5 Apparent failure to link pay and appropriate performance

1095252 US0044461004 Aceto Corporation North America USA 01/12/2016 Annual All For

1091444 US00790R1041 Advanced Drainage Systems, Inc. North America USA 27/10/2016 Annual Against 1e

1a



1101066 US0097281069 Akorn, Inc. North America USA 16/12/2016 Special All For

1091696 US01449J1051 Alere Inc. North America USA 21/10/2016 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1099843 US01449J1051 Alere Inc. North America USA 08/12/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1086967 US01609W1027 Alibaba Group Holding Limited Emerging Markets Cayman Islands 13/10/2016 Annual Against 1.5 Fund manager or client vote

1086967 US01609W1027 Alibaba Group Holding Limited Emerging Markets Cayman Islands 13/10/2016 Annual All For

1095810 US02503Y1038 American Capital, Ltd. North America USA 15/12/2016 Annual Against 2

4.9



1090361 US03475V1017 AngioDynamics, Inc. North America USA 25/10/2016 Annual All For

1089261 US03820C1053 Applied Industrial Technologies, Inc. North America USA 25/10/2016 Annual All For

1083865 US03965L1008 Arconic Inc. North America USA 05/10/2016 Special All For

1089653 US04269X1054 Array BioPharma Inc. North America USA 27/10/2016 Annual All For

1097808 US04351G1013 Ascena Retail Group, Inc. North America USA 08/12/2016 Annual All For

1097421 US0453271035 Aspen Technology, Inc. North America USA 08/12/2016 Annual Against 2,3 Apparent failure to link pay and appropriate performance

1100654 US0462651045 Astoria Financial Corporation North America USA 21/12/2016 Annual Against 2

1.4



1104588 US05278C1071 Autohome Inc. Emerging Markets Cayman Islands 16/12/2016 Annual Against 1 Lack of independence on board

1091119 US0530151036 Automatic Data Processing, Inc. North America USA 08/11/2016 Annual All For

1096867 US0533321024 AutoZone, Inc. North America USA 14/12/2016 Annual All For

1096867 US0533321024 AutoZone, Inc. North America USA 14/12/2016 Annual Against 1.11 Vote against combined Chair/CEO

1091902 US0538071038 AVNET, INC. North America USA 10/11/2016 Annual Against 1h Overboarded/Too many other time commitments

1089264 US05566U1088 BofI Holding, Inc. North America USA 20/10/2016 Annual Against 1.3 Concerns about overall performance

1089741 US0668491006 Bar Harbor Bankshares North America USA 20/10/2016 Special All For

1089874 US09073M1045 Bio-Techne Corporation North America USA 27/10/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1094583 US1013881065 Bottomline Technologies (de), Inc. North America USA 17/11/2016 Annual All For

1089282 US1090431099 BRIGGS & STRATTON CORPORATION North America USA 26/10/2016 Annual Against 1.3 Vote against combined Chair/CEO

1089282 US1090431099 BRIGGS & STRATTON CORPORATION North America USA 26/10/2016 Annual All For

1092139 US1096411004 Brinker International, Inc. North America USA 16/11/2016 Annual All For

1093048 US11133T1034 Broadridge Financial Solutions, Inc. North America USA 17/11/2016 Annual All For

1093068 US12508E1010 CDK Global, Inc. North America USA 15/11/2016 Annual All For

1094586 US12646R1059 CST Brands, Inc. North America USA 16/11/2016 Special All For

1101612 US1268043015 Cabela's Incorporated North America USA 13/12/2016 Annual All For

1093718 US1271903049 CACI International Inc North America USA 17/11/2016 Annual All For


1094018 US1344291091 Campbell Soup Company North America USA 16/11/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1090470 US14149Y1082 Cardinal Health, Inc. North America USA 03/11/2016 Annual All For

1093297 US1416191062 Cardiovascular Systems, Inc. North America USA 16/11/2016 Annual All For

1094642 US1434364006 Carmike Cinemas, Inc. North America USA 15/11/2016 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1090645 US1442851036 CARPENTER TECHNOLOGY CORPORATION North America USA 11/10/2016 Annual All For

1093070 US1474481041 Casella Waste Systems, Inc. North America USA 17/11/2016 Annual All For

1090035 US1488061029 Catalent, Inc. North America USA 25/10/2016 Annual Against 1.1 Concerns about overall performance

1098302 US1508381001 Celadon Group, Inc. North America USA 09/12/2016 Annual Against 2

1.3



1091976 US15136A1025 Centennial Resource Development, Inc. North America USA 07/10/2016 Special Against 7 Insufficient basis to support a decision

1093953 US15670R1077 Cepheid North America USA 04/11/2016 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1100309 US16949N1090 China Lodging Group, Limited Emerging Markets Cayman Islands 14/12/2016 Annual Against 1 Concerns about overall board structureLack of independence on board

1096868 US17275R1023 Cisco Systems, Inc. North America USA 12/12/2016 Annual Against 4 Shareholder proposal promotes transparency

1089019 US1729081059 Cintas Corporation North America USA 18/10/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1091401 US1890541097 The Clorox Company North America USA 16/11/2016 Annual Against 2

4


Shareholder proposal promotes enhanced shareholder rights

1092816 US1897541041 Coach, Inc. North America USA 10/11/2016 Annual All For

1101983 US19624R1068 Colony Capital, Inc. North America USA 20/12/2016 Special All For

1095488 US20451Q1040 Compass Diversified Holdings North America USA 30/11/2016 Special All For

1102163 US2058262096 Comtech Telecommunications Corp. North America USA 08/12/2016 Annual All For

1101061 US2172041061 Copart, Inc. North America USA 16/12/2016 Annual All For

1091121 US2220702037 Coty Inc. North America USA 03/11/2016 Annual Against 2,3,4

1.1,1.4



1093017 US22410J1060 Cracker Barrel Old Country Store, Inc. North America USA 17/11/2016 Annual All For

1088107 US2254471012 Cree, Inc. North America USA 25/10/2016 Annual Against 4 Apparent failure to link pay and appropriate performance

1090644 US2310826035 Cumulus Media Inc. North America USA 12/10/2016 Special All For

1096827 US23335C1018 DTS, Inc. North America USA 01/12/2016 Special All For

1093294 US2518931033 DeVry Education Group Inc. North America USA 10/11/2016 Annual All For

1101287 US25278X1090 Diamondback Energy, Inc. North America USA 07/12/2016 Special All For

1092335 US256853AA04 Dolphin Energy Ltd (DEL) Emerging Markets United Arab Emirates 13/10/2016 Bondholder All For

1091720 US2576511099 Donaldson Company, Inc. North America USA 18/11/2016 Annual All For

1095013 US2674751019 Dycom Industries, Inc. North America USA 22/11/2016 Annual All For

1096562 US29413U1034 Envision Healthcare Holdings, Inc. North America USA 28/11/2016 Special All For

1096563 US29414D1000 Envision Healthcare Corp. North America USA 28/11/2016 Special All For

1093306 US2976021046 Ethan Allen Interiors Inc. North America USA 16/11/2016 Annual All For

1101381 US29760G1031 Etalon Group Ltd. United Kingdom Guernsey 15/12/2016 Special All For

1092796 US29977G1022 EverBank Financial Corp North America USA 09/11/2016 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1097154 US30249U1016 FMC Technologies, Inc. North America USA 05/12/2016 Special Against 3 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contract

1096816 US3025201019 F.N.B. Corporation North America USA 09/12/2016 Special All For

1098795 US3030751057 FactSet Research Systems Inc. North America USA 20/12/2016 Annual All For

1100594 US3168271043 51Job, Inc. Emerging Markets Cayman Islands 16/12/2016 Annual All For

1097400 US3208671046 First Midwest Bancorp, Inc. North America USA 30/11/2016 Special All For

1095902 US32115D1063 First NBC Bank Holding Company North America USA 08/12/2016 Annual All For

1097417 US3393821034 Flexsteel Industries, Inc. North America USA 05/12/2016 Annual All For

1092455 US3612681052 G&K Services, Inc. North America USA 15/11/2016 Annual All For

1100317 US3793781028 Global Net Lease, Inc. North America USA 20/12/2016 Special All For

1093378 US37951Q2021 Global Ports Investments Plc Europe Cyprus 31/10/2016 Special Against 3,4 Lack of independence on board

1098281 US40171V1008 Guidewire Software, Inc. North America USA 01/12/2016 Annual Against 2 Concerns to protect shareholder value

1097151 US4130861093 Harman International Industries, Incorporated North America USA 06/12/2016 Annual All For

1089266 US4138751056 Harris Corporation North America USA 28/10/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1089266 US4138751056 Harris Corporation North America USA 28/10/2016 Annual Against 2

1b



1093023 US4262811015 Jack Henry & Associates, Inc. North America USA 10/11/2016 Annual All For

1088997 US43300A1043 Hilton Worldwide Holdings Inc. North America USA 04/10/2016 Special All For

1095254 US4378721041 HomeTrust Bancshares, Inc. North America USA 28/11/2016 Annual Against 1.1 Concerns about overall board structure

1097007 US44109J1060 Hostess Brands Inc North America USA 03/11/2016 Special Against 1A,11

3

5,6,7




1089354 US4415931009 Houlihan Lokey, Inc. North America USA 21/10/2016 Annual All For

1099831 US44919P5089 IAC/InterActiveCorp North America USA 15/12/2016 Annual Against 1.1,1.2,1.4,1.5,1.8,1.9,1.10,

1.12

3a,3b,4



1093293 US4510551074 Iconix Brand Group, Inc. North America USA 04/11/2016 Annual All For

1098288 US45253H1014 ImmunoGen, Inc. North America USA 09/12/2016 Annual All For

1099853 US4579852082 Integra LifeSciences Holdings Corporation North America USA 21/12/2016 Special All For

1093313 US45841V1098 Interactive Intelligence Group, Inc. North America USA 09/11/2016 Special All For

1086294 US45866F1049 Intercontinental Exchange, Inc. North America USA 12/10/2016 Special All For

1098705 US46069S1096 Intersil Corporation North America USA 08/12/2016 Special All For

1085020 US4645921044 Isle of Capri Casinos, Inc. North America USA 19/10/2016 Annual All For

1103471 US47759T1007 JinkoSolar Holding Co., Ltd. Emerging Markets Cayman Islands 26/12/2016 Annual Against 1 Concerns related to inappropriate membership of committeesConcerns about overall board structure

1087470 US4811651086 Joy Global Inc. North America USA 19/10/2016 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1091402 US4824801009 KLA-Tencor Corporation North America USA 02/11/2016 Annual All For

1090032 US48716P1084 Kearny Financial Corp. North America USA 27/10/2016 Annual All For

1089853 US4891701009 Kennametal Inc. North America USA 25/10/2016 Annual All For

1085969 US5006432000 Korn/Ferry International North America USA 06/10/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1092366 US5128071082 Lam Research Corporation North America USA 09/11/2016 Annual All For

1095944 US5138471033 Lancaster Colony Corporation North America USA 21/11/2016 Annual All For

1091382 US5184391044 The Estee Lauder Companies Inc. North America USA 11/11/2016 Annual Against 3

1.3



1092792 US53071M1045 Liberty Interactive Corporation North America USA 01/11/2016 Special All For

1090514 US5356781063 Linear Technology Corporation North America USA 18/10/2016 Annual Against 4

2



1090681 US55024U1097 Lumentum Holdings Inc. North America USA 04/11/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1089626 US55276F1075 MCBC Holdings Inc. North America USA 25/10/2016 Annual All For

1097805 US5535731062 MSG Networks Inc. North America USA 15/12/2016 Annual All For

1097803 US55825T1034 The Madison Square Garden Company North America USA 09/12/2016 Annual Against 7

3,6

1.3



1093948 US5768531056 Matrix Service Company North America USA 11/11/2016 Annual All For

1092666 US57772K1016 Maxim Integrated Products, Inc. North America USA 09/11/2016 Annual Against 5 Concerns to protect shareholder value

1099404 US5854641009 Melco Crown Entertainment Ltd. Emerging Markets Cayman Islands 07/12/2016 Special Against 1 Apparent failure to link pay and appropriate performance

1090798 US5893781089 MERCURY SYSTEMS, INC. North America USA 19/10/2016 Annual All For

1091695 US5894331017 Meredith Corporation North America USA 09/11/2016 Annual Against 2

1.2




1091695 US5894331017 Meredith Corporation North America USA 09/11/2016 Annual Against 2

1.2

1.1




1095821 US5949181045 Microsoft Corporation North America USA 30/11/2016 Annual Against 6 SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes

enhanced shareholder rights

1093357 US59522J1034 Mid-America Apartment Communities, Inc. North America USA 10/11/2016 Special All For

1086606 US6005441000 Herman Miller, Inc. North America USA 10/10/2016 Annual All For

1088513 US60649T1079 Mistras Group, Inc. North America USA 18/10/2016 Annual All For

1100674 US61166W1018 Monsanto Company North America USA 13/12/2016 Special All For

1087209 US61174X1090 Monster Beverage Corporation North America USA 11/10/2016 Special Against 1 Concerns to protect shareholder value

1094580 US62855J1043 Myriad Genetics, Inc. North America USA 01/12/2016 Annual Against 4 Apparent failure to link pay and appropriate performance

1086790 US6404911066 Neogen Corporation North America USA 06/10/2016 Annual All For

1092664 US64107N2062 Net 1 UEPS Technologies, Inc. North America USA 08/11/2016 Annual Against 1.3 Overboarded/Too many other time commitments

1092664 US64107N2062 Net 1 UEPS Technologies, Inc. North America USA 08/11/2016 Annual Against 1.3

1.1



1104782 US64976L1098 New York REIT, Inc. North America USA 30/12/2016 Annual Against 4

3


1094770 US65249B1098 News Corporation North America USA 10/11/2016 Annual Against 1e,1g

1d

4



SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes

enhanced shareholder rights

1101985 US66704R8034 NorthStar Realty Finance Corp. North America USA 20/12/2016 Special Against 3,4 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1101986 US66705Y1047 NorthStar Asset Management Group Inc. North America USA 20/12/2016 Special Against 3,4 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1096565 US6710441055 OSI Systems, Inc. North America USA 06/12/2016 Annual All For

1096245 US6752341080 OceanFirst Financial Corp. North America USA 22/11/2016 Special All For

1093486 US67555N2062 Oclaro, Inc. North America USA 18/11/2016 Annual All For

1098766 US68243Q1067 1-800-FLOWERS.COM, Inc. North America USA 13/12/2016 Annual Against 5

2.3



1091434 US68389X1054 Oracle Corporation North America USA 16/11/2016 Annual Against 2

4


SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes

transparency

1095251 US68633D1037 Oritani Financial Corp. North America USA 22/11/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1096869 US6974351057 Palo Alto Networks, Inc. North America USA 08/12/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1097414 US6994621075 PAREXEL International Corporation North America USA 08/12/2016 Annual All For

1091716 US7010941042 Parker-Hannifin Corporation North America USA 26/10/2016 Annual All For

1091716 US7010941042 Parker-Hannifin Corporation North America USA 26/10/2016 Annual Against 1.13 Vote against combined Chair/CEO

1089262 US7043261079 Paychex, Inc. North America USA 12/10/2016 Annual All For

1097150 US70438V1061 Paylocity Holding Corporation North America USA 09/12/2016 Annual Against 4

1091395 US71742Q1067 Phibro Animal Health Corporation North America USA 07/11/2016 Annual Against 1.2 Concerns to protect shareholder value

1084307 US71910C1036 Phoenix New Media Ltd. Emerging Markets Cayman Islands 18/10/2016 Annual Against 5

7

6

4





1093956 US72651A2078 Plains GP Holdings, LP North America USA 15/11/2016 Special All For

1093356 US7374641071 Post Properties, Inc. North America USA 10/11/2016 Special All For

1095939 US74051N1028 Premier, Inc. North America USA 02/12/2016 Annual Against 1.5 Lack of independence on boardConcerns about overall board structure

1086123 US7427181091 The Procter & Gamble Company North America USA 11/10/2016 Annual All For

1086123 US7427181091 The Procter & Gamble Company North America USA 11/10/2016 Annual Against 1g Vote against combined Chair/CEO

1089628 US74874Q1004 QuinStreet, Inc. North America USA 28/10/2016 Annual All For

1085449 US7496851038 RPM International Inc. North America USA 06/10/2016 Annual All For

1092794 US7500861007 Rackspace Hosting, Inc. North America USA 02/11/2016 Special All For

1088499 US7589321071 Regis Corporation North America USA 18/10/2016 Annual All For

1091715 US7611521078 ResMed Inc. North America USA 17/11/2016 Annual All For

1090472 US76122Q1058 Resources Connection, Inc. North America USA 20/10/2016 Annual All For

1102809 US76680V1089 Ring Energy, Inc. North America USA 13/12/2016 Annual Against 2

1.3

4




1093982 US7802871084 Royal Gold, Inc. North America USA 16/11/2016 Annual All For

1086243 US7811821005 Ruby Tuesday, Inc. North America USA 05/10/2016 Annual All For

1091707 US7908491035 St. Jude Medical, Inc. North America USA 26/10/2016 Annual Against 2,4

10

Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contract

Shareholder proposal promotes enhanced shareholder rights

1090679 US8004221078 John B. Sanfilippo & Son, Inc. North America USA 02/11/2016 Annual All For

1096240 US8060371072 ScanSource, Inc. North America USA 01/12/2016 Annual All For

1098548 US8081941044 A. Schulman, Inc. North America USA 09/12/2016 Annual All For

1099892 US8317561012 Smith & Wesson Holding Corporation North America USA 13/12/2016 Special All For

1094745 US83416T1007 SolarCity Corporation North America USA 17/11/2016 Special All For

1090714 US8404411097 South State Corporation North America USA 18/10/2016 Special All For

1101120 US8475601097 Spectra Energy Corp North America USA 15/12/2016 Special All For

1091148 US85207U1051 Sprint Corporation North America USA 01/11/2016 Annual Against 3

1.1

1.3




1086295 US8542311076 Standex International Corporation North America USA 27/10/2016 Annual Against 4 Concerns to protect shareholder value

1099893 US85571Q1022 Starz North America USA 07/12/2016 Special All For

1101384 US8618111079 Stonegate Bank North America USA 14/12/2016 Special All For

1089625 US8715031089 Symantec Corporation North America USA 01/11/2016 Annual Against 1c,1d Concerns related to inappropriate membership of committees

1090349 US87157D1090 Synaptics Incorporated North America USA 25/10/2016 Annual All For

1093488 US8718291078 Sysco Corporation North America USA 16/11/2016 Annual Against 2

4


Shareholder proposal promotes appropriate accountability or incentivisation

1087473 US87422J1051 Talen Energy Corporation North America USA 06/10/2016 Special Against 3 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contract

1094746 US88160R1014 Tesla Motors, Inc. North America USA 17/11/2016 Special All For

1097807 US8851601018 Thor Industries, Inc. North America USA 09/12/2016 Annual All For

1093470 US8990355054 Tuesday Morning Corporation North America USA 16/11/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1091377 US90130A1016 Twenty-First Century Fox, Inc. North America USA 10/11/2016 Annual Against 3

1c



1090488 US9021041085 II-VI Incorporated North America USA 04/11/2016 Annual All For

1097825 US90347A1007 Ubiquiti Networks, Inc. North America USA 14/12/2016 Annual Against 1 Concerns about overall performance

1089872 US9046772003 Unifi, Inc. North America USA 26/10/2016 Annual All For

1099666 US9111631035 United Natural Foods, Inc. North America USA 15/12/2016 Annual Against 4 Shareholder proposal promotes enhanced shareholder rights

1096559 US91879Q1094 Vail Resorts, Inc. North America USA 08/12/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1092790 US9255501051 Viavi Solutions Inc. North America USA 15/11/2016 Annual All For

1099359 US9292361071 WD-40 Company North America USA 13/12/2016 Annual All For

1092127 US9485961018 Weibo Corporation Emerging Markets Cayman Islands 03/11/2016 Annual Against 3 Concerns about overall board structure

1091165 US9581021055 WESTERN DIGITAL CORPORATION North America USA 04/11/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1086591 US9662441057 The WhiteWave Foods Company North America USA 04/10/2016 Special All For

1095942 US9694571004 The Williams Companies, Inc. North America USA 23/11/2016 Annual All For

1095946 US9746371007 Winnebago Industries, Inc. North America USA 13/12/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1102183 US9837931008 XPO Logistics, Inc. North America USA 20/12/2016 Special All For


1098286 US98400J1088 Xcerra Corporation North America USA 07/12/2016 Annual All For

1092339 US98919V1052 Zayo Group Holdings, Inc. North America USA 08/11/2016 Annual Against 3

1.1



1062399 ZAE000003257 Hosken Consolidated Investments Ltd Emerging Markets South Africa 01/11/2016 Annual Against 6

3

4




1091999 ZAE000006896 Sasol Ltd Emerging Markets South Africa 25/11/2016 Annual All For

1096774 ZAE000009932 Wilson Bayly Holmes-Ovcon Ltd Emerging Markets South Africa 16/11/2016 Annual All For

1092932 ZAE000012084 Shoprite Holdings Ltd Emerging Markets South Africa 31/10/2016 Annual Against 14 Apparent failure to link pay and appropriate performance

1026201 ZAE000015228 Harmony Gold Mining Company Ltd Emerging Markets South Africa 25/11/2016 Annual All For

1097809 ZAE000015228 Harmony Gold Mining Company Ltd Emerging Markets South Africa 25/11/2016 Annual All For

1098701 ZAE000022331 Discovery Limited Emerging Markets South Africa 29/11/2016 Annual Against 5

3



1097781 ZAE000024501 RMB Holdings Ltd Emerging Markets South Africa 24/11/2016 Annual Against 2

3

1.2,1.6

1.1





1098270 ZAE000026480 Remgro Ltd Emerging Markets South Africa 01/12/2016 Annual Against 4 Concerns about reducing shareholder rights 2- Insufficient/poor disclosure

1084060 ZAE000027405 Group Five Ltd Emerging Markets South Africa 31/10/2016 Annual Against 3

5



1091354 ZAE000028296 Truworths International Ltd Emerging Markets South Africa 03/11/2016 Annual Against 8 Apparent failure to link pay and appropriate performance

1099736 ZAE000028320 Cashbuild Limited Emerging Markets South Africa 05/12/2016 Annual All For

1090875 ZAE000028668 Distell Group Ltd Emerging Markets South Africa 20/10/2016 Annual Against 7

2


Performance-related pay/awards for non-executives

1092581 ZAE000030912 Northam Platinum Ltd Emerging Markets South Africa 09/11/2016 Annual Against 6

3



1084982 ZAE000042164 MTN Group Ltd Emerging Markets South Africa 07/10/2016 Special All For

1089445 ZAE000049433 AVI Ltd Emerging Markets South Africa 03/11/2016 Annual All For

1076761 ZAE000058236 Lewis Group Ltd Emerging Markets South Africa 21/10/2016 Annual All For

1086992 ZAE000063863 Woolworths Holdings Ltd Emerging Markets South Africa 30/11/2016 Annual Against 4 Apparent failure to link pay and appropriate performance

1093359 ZAE000066304 FirstRand Ltd Emerging Markets South Africa 29/11/2016 Annual Against 4 Concerns about reducing shareholder rights

1099719 ZAE000066692 Aspen Pharmacare Holdings Ltd Emerging Markets South Africa 06/12/2016 Annual All For

1092491 ZAE000067211 Imperial Holdings Ltd Emerging Markets South Africa 01/11/2016 Annual All For

1093613 ZAE000073441 Murray & Roberts Holdings Ltd Emerging Markets South Africa 03/11/2016 Annual All For

1100691 ZAE000073441 Murray & Roberts Holdings Ltd Emerging Markets South Africa 09/12/2016 Special All For

1091974 ZAE000083648 Impala Platinum Holdings Ltd Emerging Markets South Africa 26/10/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1102376 ZAE000084992 Exxaro Resources Ltd Emerging Markets South Africa 30/12/2016 Special All For

1096778 ZAE000097580 Sun International Ltd Emerging Markets South Africa 21/11/2016 Annual Against 5 Apparent failure to link pay and appropriate performance

1095589 ZAE000109088 Blue Label Telecoms Ltd Emerging Markets South Africa 16/11/2016 Special All For

1100274 ZAE000109088 Blue Label Telecoms Ltd Emerging Markets South Africa 08/12/2016 Annual Against 3 Concerns to protect shareholder value

1090701 ZAE000111829 Aveng Ltd Emerging Markets South Africa 21/10/2016 Annual Against 5

4



1094727 ZAE000111829 Aveng Ltd Emerging Markets South Africa 14/11/2016 Special All For

1094728 ZAE000111829 Aveng Ltd Emerging Markets South Africa 14/11/2016 Special All For

1098259 ZAE000117321 The Bidvest Group Ltd Emerging Markets South Africa 28/11/2016 Annual Against 4.3

1


Poor disclosure

1098259 ZAE000117321 The Bidvest Group Ltd Emerging Markets South Africa 28/11/2016 Annual Against 4.3 Insufficient basis to support a decision

1092926 ZAE000123436 Adcock Ingram Holdings Ltd Emerging Markets South Africa 24/11/2016 Annual Against 6

2



1097555 ZAE000146932 Assore Ltd Emerging Markets South Africa 25/11/2016 Annual Against 1

3



1092918 ZAE000149902 MMI Holdings Ltd Emerging Markets South Africa 22/11/2016 Annual Against 5

2

3.20



Concerns related to inappropriate service contract(s)

1089846 ZAE000152377 Clover Industries Ltd Emerging Markets South Africa 28/11/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1087175 ZAE000156238 Tsogo Sun Holdings Ltd. Emerging Markets South Africa 19/10/2016 Annual Against 1 Apparent failure to link pay and appropriate performance

1092881 ZAE000161832 Super Group Ltd Emerging Markets South Africa 22/11/2016 Annual All For

1092509 ZAE000167714 Capevin Holdings Ltd Emerging Markets South Africa 28/10/2016 Annual All For

1090591 ZAE000169553 Niveus Investments Limited Emerging Markets South Africa 01/11/2016 Annual Against 5

4,7



1092898 ZAE000170049 PPC Ltd Emerging Markets South Africa 31/10/2016 Annual All For

1099785 ZAE000170049 PPC Ltd Emerging Markets South Africa 05/12/2016 Special All For

1093601 ZAE000171963 KAP Industrial Holdings Ltd. Emerging Markets South Africa 30/11/2016 Annual Against 12

8



1092787 ZAE000179420 Growthpoint Properties Ltd Emerging Markets South Africa 15/11/2016 Annual Against 1.9 Apparent failure to link pay and appropriate performance

1098853 ZAE000190724 Hyprop Investments Ltd Emerging Markets South Africa 01/12/2016 Annual All For

1092508 ZAE000192787 Fortress Income Fund Ltd Emerging Markets South Africa 01/11/2016 Annual Against 7,8 Apparent failure to link pay & appropriate performance

1092788 ZAE000197455 Montauk Holdings Limited Emerging Markets South Africa 01/11/2016 Annual Against 6

2.1

5,1,4




1085917 ZAE000201687 Rebosis Property Fund Ltd Emerging Markets South Africa 03/10/2016 Special All For

1092917 ZAE000203063 Emira Property Fund Ltd Emerging Markets South Africa 15/11/2016 Annual Against 6

4.3

Insufficient disclosure

Lack of independent representation at board committees

1092504 ZAE000209557 Resilient REIT Ltd Emerging Markets South Africa 31/10/2016 Annual Against 9 Apparent failure to link pay and appropriate performance

1097779 ZAE000210688 Rand Merchant Investment Holdings Limited Emerging Markets South Africa 24/11/2016 Annual Against 3

3

1.2,1.3,2.1,7.3



Concerns related to inappropriate membership of committees 2- Lack of independent representation at board

committees

1094158 ZAE000216537 BID Corporation Limited Emerging Markets South Africa 11/11/2016 Annual Against 4.3 Apparent failure to link pay and appropriate performanceInsufficient/poor disclosure

1097330 ZAE000223202 Extract Group Ltd Emerging Markets South Africa 24/11/2016 Annual Against 1 Concerns to protect shareholder value

Ballot Count

16

14

2

5

10

14

6

1

12

14

3

4

10

3

14

8

6

3

8

3

4

4

9

9

3

10

5

6

2

7

7

5

9

3

4

1

14

2

14

1

10

4

3

1

10

7

7

6

4

5

5

4

13

7

3

8

8

1

9

1

6

2

10

5

7

3

3

10

15

9

4

3

16

6

9

2

1

9

13

7

11

6

5

2

4

1

13

2

5

5

12

Ballot Count

13

1

18

4

8

9

3

7

3

1

5

1

15

11

1

6

3

5

2

19

12

2

1

13

4

4

7

9

4

1

8

5

2

3

1

2

2

4

1

10

3

2

5

5

1

3

7

4

2

3

4

12

4

1

2

2

3

1

1

16

3

10

12

3

1

7

2

3

4

1

5

7

3

7

12

Ballot Count

5

8

4

9

2

6

4

1

19

2

12

2

10

17

12

4

11

16

1

6

2

1

11

10

1

2

1

1

1

2

2

4

4

4

7

7

10

1

2

2

10

5

9

3

3

3

9

1

1

1

10

4

1

1

3

6

2

7

7

1

1

8

1

7

2

2

4

10

2

7

10

4

4

9

2

17

1

1

13

10

5

4

1

4

3

4

Ballot Count

2

8

5

7

3

1

2

1

2

6

1

15

13

19

12

3

11

2

13

4

8

6

2

2

10

11

11

11

11

9

8

12

5

1

11

13

4

1

10

8

3

17

2

2

12

8

8

1

25

1

2

13

1

3

9

2

10

3

2

9

10

5

3

2

13

13

4

8

8

3

1

11

5

11

3

2

2

2

7

3

3

5

13

1

1

2

2

8

20

1

11

8

2

17

2

1

Ballot Count

8

1

1

1

20

21

4

1

16

13

1

21

3

12

16

1

6

9

18

3

1

4

17

10

9

2

1

11

9

4

14

12

4

4

3

1

2

12

7

1

1

1

1

4

1

32

24

7

1

1

1

1

1

12

13

1

6

7

7

1

15

1

1

1

2

Ballot Count

5

5

4

1

2

3

1

1

2

1

1

21

18

1

1

1

2

2

1

1

1

8

10

7

3

1

5

7

4

1

3

1

2

1

1

1

1

2

9

2

8

2

1

1

1

1

3

3

1

1

1

3

1

1

5

1

6

4

1

1

2

9

1

1

17

20

3

3

1

9

1

2

1

7

1

9

1

4

4

8

6

6

8

4

3

1

1

1

1

1

13

2

Ballot Count

4

2

6

1

3

2

1

1

8

6

3

3

1

3

1

1

1

1

1

2

1

1

1

1

11

11

12

2

1

1

2

4

1

19

3

20

21

14

4

14

5

7

6

1

23

4

2

12

13

10

2

1

1

8

6

5

8

1

1

1

13

1

4

1

3

31

2

1

1

1

4

6

1

1

1

2

2

Ballot Count

9

13

4

8

1

1

1

5

3

1

1

8

1

1

5

1

1

1

9

6

10

4

6

6

8

2

2

9

13

1

9

8

2

6

1

2

2

2

4

18

11

4

4

4

4

4

18

15

3

2

5

7

2

7

13

8

1

1

1

1

1

21

8

7

7

1

1

1

1

5

5

2

5

2

4

3

1

3

17

17

1

1

1

1

11

Ballot Count

3

1

13

3

13

1

1

1

11

17

2

2

5

9

21

52

7

1

22

13

1

6

1

17

1

3

5

8

1

1

15

1

1

1

2

7

1

4

1

15

14

2

2

6

7

1

1

1

6

6

4

8

3

7

7

1

15

3

3

2

12

2

3

13

13

1

13

13

14

12

11

7

7

Ballot Count

14

7

7

8

6

7

1

10

12

3

2

3

2

7

18

8

13

3

2

7

2

6

11

6

4

4

4

14

4

1

1

7

4

1

20

6

1

3

11

5

5

13

4

1

1

3

3

3

12

5

9

4

8

5

3

20

5

1

1

1

8

3

6

2

3

13

2

9

18

12

12

6

1

1

1

1

2

7

2

1

2

2

2

2

15

4

Ballot Count

2

41

4

3

1

11

4

3

1

3

12

8

3

5

6

3

8

10

9

1

4

1

22

4

3

9

7

11

3

3

5

2

4

3

2

13

5

23

5

4

1

1

1

10

24

1

7

1

8

18

7

12

2

1

1

1

1

2

2

3

33

1

1

3

10

1

1

3

2

3

16

19

3

14

6

2

2

3

1

8

9

16

12

1

1

13

Ballot Count

20

19

2

1

3

1

5

3

1

1

1

48

15

18

15

1

4

2

3

2

5

2

1

1

3

6

3

1

2

8

4

8

3

1

13

1

3

1

6

2

1

2

1

5

5

11

8

1

16

10

1

1

1

2

2

1

2

2

20

8

5

2

5

8

1

2

2

20

6

25

2

12

3

1

3

1

2

14

10

2

3

Ballot Count

1

44

11

5

4

24

12

6

2

5

1

1

3

1

1

2

2

1

2

35

1

12

6

14

1

17

2

1

1

7

2

2

35

1

1

11

2

2

13

1

1

6

1

12

1

5

3

3

1

2

13

10

3

2

1

15

4

21

1

11

6

2

9

5

2

8

4

1

3

8

2

17

8

15

1

3

Ballot Count

1

1

2

12

8

14

3

3

11

12

13

3

14

3

3

1

23

5

5

16

12

14

12

1

1

16

5

1

5

5

1

1

1

4

15

1

3

9

4

5

4

3

1

1

1

1

15

13

14

1

1

4

12

7

15

2

meeting id isin company name investment region … au000000tls2 telstra corporation limited...

Documents