medical devices for the eu 070910

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    Carl Youngmann, PhDRegulatory Affairs Certified

    Port Townsend, Washington(360) 379 3660

    [email protected]

    Medical Devices for the EU

    mailto:[email protected]:[email protected]
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    27 member states of the

    European Union

    Austria

    Belgium

    Bulgaria Cyprus

    Czech Republic

    Denmark

    Estonia Finland

    France

    Germany

    Greece

    Hungary Ireland

    Italy

    Latvia

    Lithuania Luxembourg

    Malta

    Netherlands

    Poland

    Portugal Romania

    Slovakia

    Slovenia

    Spain Sweden

    UnitedKingdom

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    The European Free Trade

    Association (EFTA)

    3 of the 4 states ofthe EFTA are part of

    the EEA internalmarket: Iceland

    Norway

    Liechtenstein

    The fourth state,Switzerland, has

    bilateral agreementswith the EEA.

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    US versus EU Medical Device

    Regulation

    Directives to Member States Implemented by Member State parliaments

    in national legislation Overseen by national Competent Authorities

    Compliance checked by Notified Bodies

    Enforcement under national jurisdiction

    Based on compliance notnotice or approval

    No EU centralized authority

    Different approach to determining standardof care: national health systems,

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    The U.S. compared to the E.U.-1

    Design Controls

    Personnel /Training

    Audits

    Managementresponsibility

    Quality PlanningQuality System& Policy

    Quality Plan

    Few definitionsMore definitions

    ISO 1348521 CFR 820Quality System

    EU specificSharedUS specific

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    The U.S. compared to the E.U.-2

    Corrective &Preventative Action

    NonconformingProduct

    Measurement &Test Equipment

    Inspection

    Process Control

    ProductIdentification

    PurchasingQuality System,continued

    EU specificSharedUS specific

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    The U.S. compared to the E.U.-3

    Complaints

    Quality Records

    Installation

    Handling,Storage &Delivery

    TranslationPackagingLabelingDevice Master

    RecordDevice HistoryRecord

    Quality System,continued

    EU specificSharedUS specific

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    The U.S. compared to the E.U.-4

    MDD EssentialRequirements

    BiocompatibilityFDA GuidanceProductRequirements

    Electrical Safety

    ElectromagneticCompatibility

    ISO 14971Risk Management

    StatisticalTechniques

    ServicingQuality System,continued

    EU specificSharedUS specific

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    The U.S. compared to the E.U.-5

    SterilizationValidation

    Post MarketSurveillance

    Recalls &Removals

    MDRPost Market

    Technical FileCE-Marking

    510(K), IDE &

    PMA

    RegulatoryCompliance

    AuthorizedEuropeanRepresentative

    U. S. Agent forDevices

    Representation

    SterilePackaging

    shelf-life

    sterile barriershipping

    ProductRequirements

    continued

    EU specificSharedUS specific

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    The U.S. compared to the E.U.-6

    ISO 14155-1, -2IDEClinical

    Auditsinitial

    continuing

    Inspectionsbiennial GMPpre-PMA

    Assessments

    EU specificSharedUS specific

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    The CE Mark

    PossiblyCommuniteeEuropen, French for

    European Community. Could be ConformitEuropen.

    Invented by somebureaucrat in Brussels.

    Officially, just a logoand has no linguisticmeaning.

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    Medical Device Directives

    Medical Devices Council Directive93/42/EEC of 14 June 1993 (OJ No L 169/1 of

    1993-07-12) Active Implantable Medical Devices

    Council Directive 90/385/EEC of 20 June1990 (OJ No L 189/17 of 1990-07-20)

    In-vitro diagnostic medical devices Directive 98/79/EC of 27 October 1998(1998-12-07 OJ No L 331/1)

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    Recent Changes to the MDD

    Clarification of design documentation anddesign review requirements

    Clarification of the clinical evaluationrequirements

    Substances of animal origin or containinghuman blood

    Software validation Alignment of the original MDD 93/42/EEC

    with other directives

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    Council Directive 93/42/EEC 14 June

    1993 concerning medical devices 1

    23 Articles Definitions, scope

    Placing on the market and

    putting into service

    Essential requirements

    Free movement, devicesintended for special purposes

    Reference to standards

    Committee on Standards andTechnical Regulations

    Safeguard clause

    Information on incidentsoccurring following placing ofdevices on the market

    Classification

    Conformity assessmentprocedures

    Registration of personsresponsible for placing deviceson the market

    Clinical investigation

    Notified bodies

    CE marking and Wronglyaffixed CE marking

    Confidentiality

    Implementation, transitionalprovisions

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    Council Directive 93/42/EEC 14 June

    1993 concerning medical devices 2

    12 AnnexesI Essential Requirements

    II EC Declaration of Conformity (Full QualityAssurance ISO 13485 + MDD )

    III EC Type - Examination

    IV EC Verification i.e. batch testing

    V EC Declaration of Conformity (Production

    Quality Assurance ISO 13485MDD)VI EC Declaration of Conformity (Product

    Quality Assurance ISO 13485+ MDD)

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    Council Directive 93/42/EEC 14 June

    1993 concerning medical devices 3

    12 AnnexesVII EC Declaration of Conformity, self-

    certification for Class I productsVIII Statement concerning devices for special

    purposes

    IX Classification criteria i.e. rules for theclassification of products

    X Clinical evaluationXI Criteria for the designation of Notified

    Bodies

    XII CE Marking of conformity

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    CE-Marking Medical Devices

    Classify the device

    Assess device conformity Essential Requirements

    Risk Management Certification Procedures

    Performance

    Quality

    Labeling

    Technical construction file or design dossier

    Authorize a European representative

    CE mark the product

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    MDD Device Classification

    Duration of use: transient, short-termor long-term

    Invasiveness: non-invasive, bodyorifice, surgically invasive, implantable

    Activity: therapeutical or diagnostic

    Central circulatory contact

    Central nervous system contact

    MDD Annex IX

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    4 ( Really 6 ) Device Classes 1

    Class I low risk

    non-sterile dressings

    bandageshospital gowns

    light sources

    Class I (Sterile)

    disposable surgical instruments

    urine drainage bags

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    4 ( Really 6 ) Device Classes 2

    Class I (Measuring)

    scales

    digital thermometers Class IIa medium risk

    IV catheters

    tubings for anesthesia / ventilation

    ultrasound devices

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    4 ( Really 6 ) Device Classes 3

    Class IIb elevated risk

    intra-ocular lenses

    breast implantsendoprostheses

    ventilators

    Class III high riskheart valves

    reabsorbable implants

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    Class I Conformity Assessment

    Manufacturer self-declares conformity

    for performance

    and

    for quality system

    Aspects of sterile products and measuringdevices relating to sterility and/or metrologyare certified by a Notified Body.

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    Class IIa Conformity Assessment

    Manufacturer self-declares conformityfor performanceand

    for design control

    Notified Body must

    certify full quality assurance system

    certify production quality assurance system

    certify final inspection and testing; or

    exam and test sample products.

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    Class IIb Conformity Assessment

    Notified Body will either

    certify full quality assurance system

    or

    test and certify product performanceandcertify production quality assurance system

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    Class III Conformity Assessment Notified Body will

    certify full quality assurance system

    and

    certify the technical dossier

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    Technical Construction File (Class I & II)

    orDesign Dossier (Class III)

    Essential Requirements Analysis Product design specifications

    Hazard and risk analysis Verification and validation reports

    Engineering test reports

    Laboratory reports

    Clinical validation

    Product labeling A combination of elements from the Design

    History File and the Device Master Record

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    Declaration of Conformity

    Document created by the person placing thedevice on the market that clearly identifies: The manufacturer or their AER

    Manufactures or AERs European Address The device (models, serial numbers, lots,

    etc.)

    The applicable directives

    The major standards complied with

    Signed by a responsible authority

    Included in the device labeling, usually in theinstructions for use and shipping documents

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    Lumps in the Level Playing Field

    Each Member State was permitted toimpose requirements particular to their

    national cultures, i.e., use of languagesindigenous to their countries

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    EU National Language Requirements -

    1

    EstonianEstonia

    DanishDenmark

    CzechCzech Republic

    Non-professional use devices in Greek. ProfessionalUse devices in Greek or English

    Cyprus

    CroatianCroatia (PendingEU state)

    English, Bulgarian for self-test devices only.Bulgaria

    Dutch + German + French (All three must be used forpatient instructions)

    Belgium

    GermanAustria

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    EU National Language Requirements - 2

    ItalianItaly

    EnglishIreland

    IcelandicIceland (EFTA)

    HungarianHungary

    GreekGreece

    GermanGermany

    FrenchFrance

    Finnish + SwedishFinland

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    EU National Language Requirements - 3

    NorwegianNorway (EFTA)

    DutchNetherlands

    Maltese or EnglishMalta

    Macedonia(Pending EUState)

    FrenchLuxembourg

    LithuanianLithuania

    GermanLiechtenstein(EFTA)

    Latvian for professional use; English or German isaccepted

    Latvia

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    EU National Language Requirements - 4

    SwedishSweden

    SpanishSpain

    SlovenianSlovenia

    SlovakSlovakia

    SerbianSerbia

    RomanianRomania

    PortuguesePortugal

    PolishPoland

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    EU National Language Requirements - 5

    EnglishUnited Kingdom

    TurkishTurkey (PendingEU State)

    French, German, ItalianSwitzerland(EFTA)

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    How to label a device for

    marketing in Europe - 1

    Highly simplified instructions

    Fourth grade vocabulary

    Simple declarative sentences No or minimal medical terminology

    Maximum use of graphics

    Graphics!

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    How to label a device for

    marketing in Europe - 2

    Limit marketing to a few of the largest countries, e.g., UK (61M),

    France (64M), Germany (84M), Italy (54M) & Spain (45M) to

    reach 62% of the 494M EU residents

    Label only for those markets

    Sell products F.O.B. in market countries, others in the EU can

    purchase across borders

    Require training for professionals and service personnel where

    more complete materials can be provided in English

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    Post-Market Surveillance

    Manufacturer must establish systems to

    Record and analyze customer

    responses

    Process customer complaints

    Collect, report and analyze anyadverse events

    Actively monitor use and abuse of theproduct

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    Authorized European Representative

    (AER) A point of contact within the EU where the Competent

    Authorities can serve notices

    Generally not a sales office or a business facility

    Required to be shown on all labeling Only one required for the entire EU

    Establishes the country of legal jurisdiction for criminaland civil actions, including insurance

    Should be knowledgeable in the mechanics of the MDD

    May be required to respond within 2-3 days with technicalfile

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    Questions?

    Ask the EU Commission:ec.europa.eu/enterprise/medical_devic

    es/index_en.htm