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    -types,

    a generalization of

    -typesMathieu Dutour

    Institut Rudjer Boskovic

    Institut of Statistical Mathematics

    p.1/4

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    I. Delaunay polytopes

    and

    -type theory

    p.2/4

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    Empty sphere and Delaunay polytopes

    A sphere

    of radius and center in an -dimensionallattice

    is said to be an empty sphere if:

    (i)

    for all

    ,

    (ii) the set

    contains

    affinely independentpoints.

    A Delaunay polytope

    in a lattice

    is a polytope, whosevertex-set is

    .

    cr

    p.3/4

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    Gram matrix and lattices

    Take an isometry of

    !

    ."

    is a Delaunay polytope of alattice

    if and only if

    "

    is a Delaunay polytope of

    . We want to study isometry classes of lattices.

    Denote by

    !

    the vector space of real symmetric #

    matrices and by

    !

    $

    & the convex cone of positive definiteones.

    Lattice

    generated by

    '

    ( ( (

    ! corresponds to

    )

    0

    2

    3

    4

    5

    6

    '

    7

    4

    8

    5

    7

    !

    !

    $

    &

    (

    )

    0 depends only on the isometry class of

    .

    Given

    !

    $

    & , one can find vectors ' ( ( ( ! such that2

    )

    0 .

    p.4/4

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    Gram matrix and lattices

    Two matrices A

    are arithmetically equivalent ifthere exist

    )

    !

    B

    such that

    A

    2

    C

    (

    For any two basis D, DA

    of a lattice

    ,)

    E and)

    E

    F arearithmetically equivalent.

    Lattices up to isometric equivalence correspond to

    !

    $

    &

    up to arithmetic equivalence.

    In practice it is preferable to think and draw in terms oflattices, but to compute in terms of matrices in

    !

    $

    & .

    In the following, the Delaunay decomposition of a matrix

    !

    $

    & is the Delaunay decomposition ofB

    !

    with

    respect to the scalar product GC

    H. p.4/4

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    -type domains

    A

    -type domain is the set of matrices

    !

    $

    &

    with thesame Delaunay decomposition.

    Geometrically this means that the Gram matrices)

    E ,)

    E

    F

    of following lattices

    and

    A

    1v

    2v

    2v

    1v

    are part of the same

    -type domain.Specifying Delaunay polytopes, means putting somelinear equalities and inequalities on the Gram matrix

    )

    E .

    A priori, infinity of inequalities but a finite numbersuffices.

    p.5/4

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    Equivalence and enumeration

    If there is no equalities, i.e. if all Delaunays aresimplices, then the

    -type is called primitive.

    The group)

    !

    B

    acts on

    !

    $

    & by arithmetic

    equivalence and preserve the primitive

    -type domains.Voronoi proved that there is a finite number of primitive

    -type domains up to arithmetic equivalence.

    Bistellar flipping creates new triangulations. In dim.I

    :

    Enumerating them is done classically:

    Find one primitive

    -type domain.

    Find the adjacent ones by bistellar flipping andreduce by arithmetic equivalence. p.6/4

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    II. -types

    (by Ryshkov & Barano

    p.7/4

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    -primitivity

    If"

    is a Delaunay polytope, an edge P 2Q

    '

    R

    S

    of"

    between two vertices ' and R of"

    is a face of"

    .

    The edge P is encoded by its middle vectorT

    P

    2

    '

    R

    '

    R

    . Up to translation, one can assume

    that T

    P

    U

    V

    '

    R

    W

    !

    .

    A parity class is a vector

    U

    V

    '

    R

    W

    !

    U

    V

    W

    ; we denote byX Ythe set of all parity classes.

    The matrix

    !

    $

    & is said to be`

    -primitive if for every

    X

    Y

    , there exist an edgeP

    2

    Q

    '

    R

    S

    of the Delaunaydecomposition of such that T

    P

    2

    .

    p.8/4

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    -rigidity index

    If

    X

    Y

    , denote bya

    the vectors, which are closestto .

    a

    is a centrally symmetric face of a Delaunaypolytope of

    B!

    . is at equal distance from all points in

    a

    so there isb

    c

    V

    such that

    C

    2

    b

    for all

    a

    (

    This makes linear equalities on .

    The`

    -rigidity index is defined as the dimension of the

    space defined by those equalities.

    p.9/4

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    -type

    Denotee

    f

    B!

    the family of all finite subsets ofB

    !

    .

    A`

    -type is

    a functiona

    g

    X

    Y

    i

    e

    f

    B

    !

    witha

    being a collection of vertices inB

    !

    , which isinvariant by the action Gp

    i

    I

    G.

    A

    `

    -type is called primitive if for every

    X

    Y

    , one hasa 2 U '

    R

    W

    .

    A primitive`

    -type can be encoded by the family

    U

    R

    '

    q

    X

    Y

    W

    Primitive`

    -types can be reconstructed from this

    information.

    p.10/4

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    -type domain

    A`

    -type is called realizable if there exists a matrix

    !

    $

    & having centrally symmetric faces of Delaunay

    being in this`

    -type.

    We will consider only realizable`

    -types. Associated toa realizable

    `

    -type, there is its`

    -type domain, i.e. theset of matrices

    r

    !

    $

    & whose centrally symmetric

    faces are this`

    -type.A

    `

    -type domain is primitive if and only if its centrallysymmetric faces are simply edges.

    p.11/4

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    Matrix expression

    Take a`

    -typeY

    and in the`

    -type domain. For any

    X

    Y

    , one should have

    Take &

    a

    ; for any

    a

    :

    C

    2

    &

    C

    &

    For any

    B

    !

    a

    :

    C

    c

    &

    C

    &

    The first part makes linear equalities, the second partmakes linear inequalities.

    Hence`

    -type domains are convex cone in !

    $

    & .

    p.12/4

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    Dimension example

    Take a lattice

    2

    B

    '

    B

    R

    :

    v2

    cv1

    v +v1 2

    The condition that '

    R is outside of the edgeQ

    '

    I

    '

    S

    of center 2s

    R

    ' yields

    q q

    '

    R

    s

    R

    '

    q q

    c

    q q

    '

    s

    R

    '

    q q

    i.e.q q

    R

    q q

    R

    3

    '

    R

    6

    V

    In fact in dimensionI

    ,`

    -types coincide with

    -types.

    p.13/4

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    General theorem

    The group)

    !

    B

    acts on the set of`

    -type domains byarithmetic action

    )

    !

    B

    #

    !

    $

    &

    i

    !

    $

    &

    p

    i

    C

    Thm.(Ryshkov & Baranovskii)`

    -type domains are polyhedral cones.`

    -type domains realize a face-to-face tesselation of

    !

    $

    &

    The

    -type domain tesselation of !

    $

    & is a finite

    refinement of the`

    -type domain tesselation.

    In a fixed dimension, there are a finite number of`

    -type domains up to equivalence.

    p.14/4

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    Results

    All results on`

    -type were obtained by Ryskov &Baranovskii.

    They used it as technical tool for enumerating the

    -types in dimensiont

    .

    dim Primitive Authors Primitiveu

    -typesv

    -types

    2 1 Dirichlet (1860) 1

    3 1 Fedorov (1885) 1

    4 3 Voronoi (1908) 3

    5 222 BaRy (1976), Engel & Gr (2002) 76

    p.15/4

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    Proofs

    If

    !

    satisfy all the condition of a`

    -type then

    !

    w& .

    proof: for

    B!

    andb

    B

    one has

    b

    C

    b

    &

    C

    &

    with &

    a

    passing to the limitb

    i

    y , one obtains C

    V

    .

    Every

    -type domain

    is contained in a unique`

    -type domainY

    denoted by

    .proof: The

    -type domain

    defines all the Delaunay

    polytopes. Computing their centrally symmetric faces,one obtains a

    `

    -type domain.

    A`

    -typeY

    is the union of

    -type domains.

    proof: if

    Y

    , then

    with

    a

    -typedomain. By the above

    Y

    . p.16/4

    P f

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    Proofs

    A`

    -typeY

    contains a finite number of

    -type domains.

    proof: There are a finite number of primitive

    -typedomains up to equivalence. Take

    ' , . . . ,

    some

    representatives.

    4

    4

    2

    Y

    4 .

    Now it suffices to prove that for only a finite number of ) !

    B

    one has

    C

    4

    Y

    4 .

    Take a Delaunay polytope"

    of

    4 and find a basis

    P

    '

    ( ( (

    P

    !

    of

    !

    made of edges of"

    If

    C

    4

    Y

    4 then

    P

    '

    ( ( (

    P

    !

    is a family of edgesof

    Y

    4 . So, there is a finite number of possible

    .

    p.17/4

    P f

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    Proofs

    `

    -type domains are polyhedral cone.proof: We know that

    `

    -type domains are finite union of

    -type domains. Since`

    -type domains are convex,

    they are necessarily polyhedral.`

    -type domains realize a face-to-face tesselation of

    !

    $

    & .

    proof:

    !

    $

    &

    is an union of

    `

    -type domains. They aredefined by linear inequalities, so automatically, thismakes a face-to-face tiling.

    p.18/4

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    III. Algorithms

    p.19/4

    General algorithms

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    General algorithms

    We want to enumerate primitive`

    -type domains, thestrategy used is

    Find a primitive`

    -type domain and insert it into the

    list of primitive`

    -type domains.For every undone primitive

    `

    -type domain,Compute the non-redundant inequalities defining

    it.For every facet, find the adjacent`

    -type domain.For every adjacent

    `

    -type domain, do anisomorphism test with the elements in the existing

    list and insert them if they are new.

    p.20/4

    Obtaining primitive type domain

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    Obtaining primitive -type domain

    The algorithm is similar to the one for

    -types.

    Iterate the following

    Find a random integral matrix, compute its Delaunaydecomposition.

    If one of the Delaunay has a centrally symmetricface, which is not an edge, then we know that the

    `

    -rigidity index is less than!

    !

    '

    R and we restart the

    computation.

    Otherwise, return the corresponding`

    -type.

    This algorithm is of Las Vegas type, i.e. it always returna correct answer but the running time is not known.

    p.21/4

    The geometrical picture

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    The geometrical picture

    Geometrically the flipping consists in dim.I

    of:

    c c c

    If one puts the three parity classes in dim.

    :

    ccc

    p.22/4

    Finding non redundant inequalities

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    Finding non-redundant inequalities

    Find all doubles

    '

    R

    such that

    Q

    V

    '

    S

    and

    Q

    V

    R

    S

    areedges of the Delaunay decomposition.

    v

    v2

    1

    0c

    For any double

    '

    R

    , define the linear inequality

    R

    C

    R

    '

    C

    '

    with 2

    I

    '

    Denote by

    0

    8

    0

    V

    the corresponding inequality.

    This form a finite setf

    of inequalities. We extract a

    non-redundant set fromf

    by linear programming.

    p.23/4

    The flipping

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    The -flipping

    Take a primitive`

    -type domainY

    and anon-redundant inequality

    V

    . We want to flipY

    along the facet defining equality

    2

    V

    .

    Find all double

    '

    R

    such that there is

    c

    V

    with

    0

    8

    0

    2

    .

    For every such double replace the edgeQ

    V

    '

    S

    by the

    edge

    Q

    R

    '

    R

    S

    .

    v

    v2

    1

    0c 0

    v2

    c

    v v1 2

    v v1 2

    1v

    We then get the adjacent primitive

    `

    -type domain.

    p.24/4

    Testing equivalence

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    Testing equivalence

    Associate toY

    with edge vectors

    '

    ( ( (

    R

    '

    thevector family

    Y

    2

    '

    '

    ( ( (

    R

    '

    R

    '

    Two`

    -type domainsY

    andY

    A

    are equivalent if there

    exist a matrix

    )

    !

    B

    such thatY

    A

    2

    C

    Y

    .

    In other wordsY

    andY

    A

    are equivalent if and only ifthere exist a matrix

    )

    !

    B

    such that

    Y

    2

    Y

    A

    .

    The automorphism group question is expressedsimilarly.

    p.25/4

    Lemma

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    Lemma

    IfY

    is a`

    -type, then its edgesB

    -generatesB

    !

    .

    proof: Take

    a

    -types such that

    2

    Y

    . If

    and A

    are two vertices ofB

    !

    , then we can find a

    sequence of vertices

    2

    &

    ( ( (

    2

    A

    such that

    4

    and 4

    '

    belong to the same Delaunay polytope.

    For any two vertices , A

    of a Delaunay polytope"

    one

    can find a sequence of vertices 2 &

    ( ( (

    2

    A

    such that 4

    and 4

    '

    form an edge of"

    .

    Every edge of"

    corresponds to an edge of the`

    -type.

    Hence,

    A

    2

    b

    P withb

    B

    p.26/4

    Algorithm

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    Algorithm

    To the`

    -type with vector family

    Y

    one associates

    2

    0

    C

    Associates toY

    the edge colored graph)

    Y

    on

    Y

    with edge colors

    0

    8

    0

    F

    2

    C

    '

    A

    for any A

    Y

    There exist a matrix

    )

    !

    such that Y 2 YA

    if and only if the edge-colored graph)

    Y

    and)

    Y

    A

    are isomorphic.

    Y

    and

    Y

    A

    are

    B

    -generating, so

    )

    !

    B

    .

    p.27/4

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    IV. Generalization

    p.28/4

    j

    k

    l -spaces

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    spaces

    A

    !

    $

    & -spacef

    X

    is a vector space of

    !

    , which intersect

    !

    $

    & .

    We want to study the centrally symmetric faces of

    matrices

    f

    X

    !

    $

    & .

    Example of possible spaces are

    f

    X

    )

    2

    U

    m

    ! q

    n

    C

    m

    n

    2

    m

    for alln

    )

    W

    with)

    a finite subgroup of)

    !

    B

    .

    p.29/4

    -invariant faces

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    -invariant faces

    Centrally symmetric faces are faces, which are invariantby a transformation Gp

    i

    G with

    B!

    .

    If)

    is a finite subgroup of)

    !

    B

    , why not consider the

    faces that are invariant under)

    ?

    p.30/4

    -faces

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    -faces

    -types are the specification of all Delaunay, i.e. of-dimensional faces.

    `

    -types are the specification of centrally symmetric

    faces but in primitive case, it is the specification of

    -dimensional faces.

    Would it be possible to extend the theory to the case ofo

    -dimensional faces with

    o

    ?After that one would want a subspace version of it

    p.31/4

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    V. First

    generalization

    p.32/4

    Settings

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    Settings

    Takef

    X

    a

    !

    $

    & -space.

    We want to describe the centrally symmetric faces ofDelaunay decomposition of matrices in

    f

    X

    !

    $

    & .

    A

    f

    X

    `

    -type is defined as the assignation of centrallysymmetric faces of the Delaunay tesselation. A

    f

    X

    `

    -type domain is the corresponding convex cone.

    A

    f

    X

    `

    -type domain is obtained as intersection of a`

    -type domain (in !

    $

    & ) withf

    X

    . They are thus

    polyhedral domains.

    Two

    f

    X

    `

    -type domainsY

    ' andY

    R are calledequivalent if there exist

    )

    !

    B

    such that

    C

    Y

    '

    2

    Y

    R .

    p.33/4

    Equivariance and finiteness

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    q

    If)

    is a finite subgroup of)

    !

    B

    , then

    f

    X

    )

    2

    U

    !q

    n

    C

    n

    2 for all n

    )

    W

    Thm.(Zassenhaus): One has the equality

    U

    n

    )

    !

    B

    |nf

    X

    )

    n

    2

    f

    X

    )

    W

    2

    a

    )

    Thm.(DSV): Take

    a polyhedral face-to-face tiling of !

    $

    & , which is invariant under)

    !

    B

    and has a finite

    number of classes. If)

    is a finite subgroup of)

    !

    B

    then

    f

    X

    )

    has a finite number of classes underaction of

    a

    )

    .

    Thm. For a given finite group)

    )

    !

    B

    , there are afinite number of

    `

    -types under the action ofa

    )

    . p.34/4

    Finiteness

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    Finiteness

    Supposef

    X

    is an

    !

    $

    & , define

    {

    f

    X

    2

    n

    )

    !

    B

    such thatn

    f

    X

    n

    2

    f

    X

    We know some examples wheref

    X

    is irrational such

    that { f X 2

    |

    }

    !

    f

    X

    contains an infinite number of

    f

    X

    `

    -typedomains.

    And so contain an infinite number of`

    -types afteraction of

    {

    f

    X

    .

    But we know no example withf

    X

    rational and an infinitenumber of

    f

    X

    `

    -types after action of

    {

    f

    X

    . p.35/4

    General algorithms

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    g

    A

    f

    X

    `

    -type domain is called primitive if it hasmaximal dimension in

    f

    X

    .

    We fix a !

    $

    & -spacef

    X

    and we want to enumerate

    primitive

    f

    X

    `

    -type domains, the strategy used isFind a primitive

    f

    X

    `

    -type domain and insert itinto the list of primitive

    f

    X

    `

    -type domains

    For every undone primitive

    f

    X

    `

    -type,Compute the non-redundant inequalities defining itFor every facet, find the adjacent

    `

    -type domain.

    For every adjacent

    f

    X

    `

    -type domain, Do anisomorphy test with elements in the existing listand insert them if they are new.

    Finding primitive

    f

    X

    `

    -type domain is easy: takeelement at random and finish when it is ok.

    p.36/4

    Linear inequalities

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    q

    We have the family ofa

    and we want to find thecorresponding inequality.

    The first step consists in finding the facets ofa

    . For

    every such facet~

    , find all centers

    A

    , such thata

    A

    anda

    share~

    . Saying that vertices ofa

    A

    areoutside the sphere around

    a

    makes one linear

    inequality. Denote this inequality by

    8

    F

    V

    .There is a finite number of such inequalities.

    We extract the set of non-redundant inequalities from

    this finite set.

    p.37/4

    Lifted Delaunay decomposition

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    y p

    The Delaunay polytopes of a lattice

    correspond to thefacets of the convex cone

    Y

    with vertex-set:

    U

    G

    q q

    G

    q q

    R

    with

    G

    W

    '

    (

    Faces of Delaunay polytopes

    faces of

    p.38/4

    Oriented graph

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    g p

    Take a

    f

    X

    `

    -type and suppose we know all thenon-redundant inequalities of the

    f

    X

    `

    -type domain.Take

    V

    one such inequality.

    Construct an oriented graph)

    onX

    Y

    by

    i

    A

    if and only if there is c

    V

    with

    8

    F

    2

    Take an oriented graph)

    , the directed component"

    `

    of a vertex is the set of vertices A

    of)

    suchthat there exist a path

    2

    &

    i

    '

    i

    i

    2

    A

    p.39/4

    -repartitionning polytope

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    For every directed component"

    `

    of this graph, the

    f

    X

    `

    -repartitioning polytope

    is the polytopewith vertex-set

    with a vertex of a Delaunay of"

    `

    Every face of a Delaunay of the forma

    A

    with

    A

    "

    `

    correspond to a face of

    .

    c

    c

    p.40/4

    Faces of

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    If

    A

    "

    `

    , then define the affine line

    A

    P

    !

    '

    in

    !

    '

    and create the intersection

    A

    P

    !

    '

    2

    Q

    A

    b

    '

    P

    !

    '

    A

    b

    R

    P

    !

    '

    S

    a

    A

    is the smallest face containing A

    b

    '

    P

    !

    ' .a

    A

    A

    is the smallest face containing A

    b

    R

    P

    !

    ' .

    Considerb

    such that A

    b

    P

    !

    '

    . Then thereexist G 0 , such that

    A

    b

    P

    !

    '

    2

    0

    G

    0

    withG

    0

    V

    2

    0

    G

    0

    b

    '

    ,

    b

    R

    and

    a

    A

    A

    are found by linear programming. p.41/4

    The -flipping

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    Take a

    f

    X

    `

    -type domain and

    V

    a relevantinequality of

    Y

    .

    The

    f

    X

    `

    -flipping ofY

    along

    2

    V

    is realized in

    the following way:Find all oriented directed component

    "

    `

    For every A

    "

    `

    , ifb

    '

    2

    b

    R , do linear

    programming and changea

    A

    bya

    A

    A

    .We then get the new

    f

    X

    `

    -type domain.

    p.42/4

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    VI. Second

    generalization

    p.43/4

    -parity classes

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    We take)

    a finite subgroup of)

    !

    B

    and consider thespace

    f

    X

    )

    . We do not assume that }

    !

    )

    .

    The)

    -parity classes are the vectors

    !

    such that

    for alln

    )

    one hasn

    B!

    .

    We want a finite number of)

    -parity classes

    This means that we want the system of equationn G 2 G

    withn

    )

    impliesG

    2

    V

    .

    For all G

    !

    one has n G 2V

    .

    p.44/4

    Nearest neighbors

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    We assume that the solution of the equationn G

    2

    G

    foralln

    )

    is onlyV

    .

    The seta

    of nearest neighbors to a)

    -parity class is)

    -invariant.By above property one will have

    q

    a

    q

    0

    2

    All the preceding theory generalizes by replacing parityclasses by

    )

    -parity classes. Also, one can take a linearsubspace

    f

    X

    off

    X

    )

    .

    p.45/4

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    THANK

    YOU

    p.46/4