materials & surface analysisserc.eng.usm.my/images/phocadownload/2017/xps-in-context.pdfsurface...

60
XPS i t t XPS in context: An Introduction to Materials & Surface Analysis S J Hutton S. J. Hutton 1

Upload: others

Post on 18-Jan-2020

3 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

XPS i t tXPS in context: An Introduction to Materials & Surface AnalysisS J HuttonS. J. Hutton

1

Page 2: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Kratos Analytical LtdKratos Analytical Ltd

• Sister company of Shimadzu Kratos Analytical headquarters

Manchester United!

Corporation, Kyoto, Japan

• All Kratos products are

Kratos Analytical headquarters in Manchester, UK

designed, assembled and

supported from our HQ in

ManchesterManchester

• 220 employees across two

business groups (Surface and g p (

MALDI mass spectrometry).

• Business accredited with

ISO9001 and ISO13485

standards

• Instruments assembled in

clean-room environment

Page 3: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Materials AnalysisMaterials Analysis

Bulk Vs. Surface • Surface Composition• Surface Roughness

H it• Homogeneity• Surface charge• Adhesion

• Cohesion• Density• MorphologiesMorphologies• Homogeneity• Young’s Modulus• Hardness• Hardness• Composition

Page 4: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Bulk Vs Surface: TechniquesBulk Vs. Surface: TechniquesSurfaceUHVToF-SIMS(<1nm) Sub-Surface

Depth Profiling→Etching

ATR-IR(0.2-2μm)

UHVXPS(1-12nm)

Raman(1-5μm)

SEM-EDX(0.3-3μm)

→EtchingMono – sources

Cluster Ions

UHVISS(top atomic layer)

UHVAES(1-5nm)Cluster Ions

Surface Profile

10 nm

300 nm

XRR (0.001-1μm)

Buried LayerAFM(0.1nm-20μm)

STM(0.01 nm)

BulkAtomic ScaleTEM EDX

Interferometry(500μm) 900 nm

FT-IR(0.5-2μm)

XRF(1-10μm)

TEM-EDX(2-100nm)

TEM-EELS(2-100nm)

Ph i lXRD(10nm-10μm)

Tensile Testing

Physical Properties

Page 5: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Surface Analysis ToolboxSurface Analysis Toolbox

• Properties and reactivity of the surface will depend on:

o Bonding geometry of molecules to the surface

o Physical topography

o Chemical composition

photons

ions

EMISSIONEXCITATION

o Chemical structure

o Atomic structure

electrons

o Atomic structure

o Electronic state Interaction with material

→ Careful selection of ‘tools’ needed

5TRANSMISSION

Page 6: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Surface Analysis: Industrial ExamplesSurface Analysis: Industrial Examples

• Semi-conductors

• Bio technologygy

• Self assembled monolayers (SAMs)y ( )

• Thin films / coatings & adhesionThin films / coatings & adhesion

• Plasma / flame treated surfacesGOLD

Plasma / flame treated surfacesBefore Flame After Flame

Journal of Biomaterials and Nanobiotechnology, 2012, 3, 87-91Polymer, 2010, 51, 3591-3605

Page 7: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

XPS Theory & Spectra SignalsXPS Theory & Spectra Signals

7

Page 8: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

The Photoelectron ProcessThe Photoelectron Process

X-rays in photoelectrons outy

KE

In vacuum final state

Sample Surface Layer

Ev

Ef

KE

ValenceFermi level

Vacuum level

Sample Surface LayerBE

Valenceband

photon

binding energy (eV) = photon energy - kinetic energy - work function

corelevels

8

BE (eV) = h - KE -

Page 9: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

The Photoelectron Process

KEphotoelectron

The Photoelectron Process

Auger e-s (~1 nm)

Ev

Ef

KE

BE

Secondary e-s (~100 nm)

Inelastically Backscattered e-s ( 1 μm)

2s2p

Backscattered e-s (~1 μm)

Characteristic X-rays (~10 μm)

1sContinuum X-rays (~10 μm)Fluorescent X-rays (~10 μm)

• Each element → unique set of binding energies

• X-ray source energy ≥ B.E. of electron in atom → a secondary electron elastically scattered

• Core level electrons in solid state atoms are quantized spectra exhibit resonance peaks• Core level electrons in solid-state atoms are quantized→ spectra exhibit resonance peaks characteristic of the electronic structure for atoms at sample surface

• X-rays penetrate deep into the specimen, but only the surface electrons can escape with sufficient energy for analysis

9

sufficient energy for analysis

o i.e. ejected electrons from depths >10nm →low probability of leaving the surface without undergoing an energy loss event (contribute to the background signal)

Page 10: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Surface Sensitivity of XPS• The inelastic mean free path (λi ) determines the depth at

which photoelectrons are able to escape from the sample

Surface Sensitivity of XPS503020(Å

)

which photoelectrons are able to escape from the sample

surface without inelastic scattering

• X-rays penetrate deep into the specimen, but only the surface

20

10

50

cape

Dep

th

y p p p , y

electrons can escape with sufficient energy for analysis →

Penetration depth of the X-ray radiation is 102-103 nm

32

1

Esc

Electron Energy (eV)10 20 50 100 200 500 1000 2000

• For an electron of intensity (Io), emitted at a depth ‘d’ below

PhotoelectronIsX-ray

Electron Energy (eV)

the surface, the intensity is attenuated according to the Beer-

Lambert law:

Intensity (I ) of the electron as it reaches the surface isI O

d = 3λIs = Io e-d/λ

o Intensity (Is) of the electron as it reaches the surface is

given by:

Is = Io e-d/λ

10

Is Io e

• With a path length of one λ, 63% of all electrons are scatteredSampling depth = av. distance from the surface for

which 95% of photoelectrons are detected

Page 11: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

The Photoelectron Spectrum

3d

The Photoelectron Spectrum

x104

40

x104

3d5/2

3d3/2

• Photoemission Peaks

• Auger Peaks

• Satellites/ shake-up Ag 3d3/2

Ag 3d5/2

32

40

40

ps)

• Ghosts

• Plasmons

• Valence band structure16

2432

Inte

nsity

(cp

• Valence band structure

• Background = inelastically scattered photoelectrons420 400 380 360 340 320

8

nten

sity

(cps

)

24

p

Ag MN1 Ag 3p1/2

Ag 3p3/2Binding Energy (eV)In

16

Ag 3s

Ag 4sAg 4p1/2

Ag 4p3/2

Valence8

1200 1000 800 600 400 200 0

11Binding Energy / eV

Ag 4s

400 600 800 1000 1200 1400 Kinetic Energy / eV

Page 12: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Photoemission Peaks: Spin-Orbit CouplingPhotoemission Peaks: Spin-Orbit Coupling• For an electron in orbital with orbital angular momentum, coupling between magnetic field spin (s) and

angular momentum (l) occursangular momentum (l) occurs

l – orbital angular momentum s – spin angular momentum

e-e-

Total angular momentum j = l ± s

e-

orbital magnetic moment

spin magnetic moment

e- e-

12

j = l + s(unfavourable alignment)

j = l - s(unfavourable alignment)

Page 13: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Spin-Orbit CouplingSpin-Orbit Coupling

Th i bi li d bl b b d f ll h i i k h i i f• The spin-orbit coupling causes doublets to be observed for all photoemission peaks that originate from an orbital where l > 0 (p,d,f)

2

j = l ± s

C 1s

Orbital=s l=0 s=+/-1/2

orbital = pl = 1S = ±

31

orbital = s

l = 0

S = ± 1 21

cps

Cu 2p

2p1/2

2p3/2

Orbital=p

l=1s=+/-1/2

cps

orbital = p

l = 1

S = ± 1

284 280 276288290Binding Energy (eV)

ls=1/2 j = 2

321 ,

S = ±

j = 21

2

965 955 945 935 925

19.8

Binding Energy (eV)

Peak Area 1 : 2

ls=1/2,3/2

S ±

j = 23,

21

2

Binding Energy (eV)

Ag 3d3d3/2

3d5/2

O bi l d

Au 4f4f5/2

4f7/2

Orbital=f

g gy ( )

orbital = d orbital = f

6.0

Orbital=d

ls=3/2,5/2

l=2 s=+/-1/2

3.65

Orbital=f l=3 s=+/-1/2 ls=5/2,7/2

cps

cpsl = 2

S = ±

j = 25

23 ,

21

l = 3

S = ±

j = 27

25 ,

21

13

370374378 366 362Binding Energy (eV)

Peak Area 2 : 38791 83 79

Binding Energy (eV)

Peak Area 3 : 4j

22, j

22,

Page 14: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Spin-Orbit CouplingSpin-Orbit Coupling

• Doublet = two states →differ slightly in energy and their degeneracy• Degeneracy (number of spin-orbit split levels at each j value) = 2j + 1 → doublet peaks vary in intensity

3d5/2

x104

40A

Subshell j values Degeneracy

s -21

3d3/2

ratio 2 3

32

24y (c

ps)

Ag

p 2, 4 = 1, 2

d 4, 6 = 2, 3

23,

21

25,

23

ratio = 2: 324

16Inte

nsity

f 6, 8 = 3, 427,

258

420 400 380 360 340 320

• B.E. of lower J value in doublet is higher (B.E. 3d3/2 > B.E. 2p5/2)• Magnitude of spin-orbit coupling splitting increases with z

420 400 380 360 340 320Binding Energy (eV)

3d3/2

l= 0…s1…p2…d3…f

n

• Magnitude of spin-orbit splitting decreases with distance from nucleus (as l increases for a constant n) →increased nuclear shielding

3d3/2j = l ± s

Page 15: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

What information do we get from XPS?What information do we get from XPS?

• Surface sensitivity - photoelectron signal from first 1-10 layers of atoms and molecules.y p g y

• Element identification (except H & He) at concentrations from 0.1 atomic %

• Quantitative determination of the elemental composition

• Chemical state information - molecular environment of the element

• Non-destructive analysis, including depth profiles, from the top 10 nm (angle resolved XPS)y g p p p ( g )

• Destructive depth profiles of inorganic materials or organic materials (e.g. using a gas cluster source for sputtering the surface)

• Imaging - lateral variations in surface composition

15

• ‘Finger printing’ of materials using valance band

Page 16: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Valence Band (VB) spectraValence Band (VB) spectra

• Photoemission lines near the• Photoemission lines near the

Fermi level (0eV B.E.)

• Photoemission of most weekly

bo nd electons frombound electons from

→ MO’s

→ Solid state energy bands

I l ti l• Insulating sample

→ low no. of electrons near

Fermi level

M t lli l• Metallic sample

→ high no. of electrons

near Fermi level

• ‘Fingerprint’ like region

e.g. can distinguish PP & PE

16

Page 17: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Resolution & SensitivityResolution & Sensitivity• Tailor experiments for sensitivity & resolution (full width half maximum, FWHM)

cps

• Full width half maximum (FWHM) is a measure of resolution in

XPS = full width at half of the maximum value (i.e. half of the cps cpsmax

cps

FWHM

recorded at the peak height)

• High FWHM → low resolution

• Low FWHM → high resolution

½ .cps

g

• Counts per second (cps) is the number of signals detected

Hi h t iti it

BE1 BE2 BE

sitiv

ity (c

ps)] • High cps → greater sensitivity

• Low cps → lower sensitivity

Log 1

0[S

ens

• Use high pass energy for low concentration elements

→ max sensitivity, but lower resolution

• Use low pass energy for chemical state information

17

FWHM

• Use low pass energy for chemical state information

→ lower sensitivity, but high resolution

Page 18: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Insulating SamplesInsulating SamplesX-ray -- Photoelectron

+ + + + + + ------ --

------

-- -- ---- ----

• For conductive sample, the sample is grounded, and no surface charge is built on p p g g

the sample surface

• For insulate sample, the sample can not be grounded, and surface charge is built

on the sample surface

• Surface charge lead to kinetic energy loss of emitted electrons, leading to shift of

18

XPS peak position

→Low-energy electrons alleviates build up of positive charge

Page 19: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Chemical State InformationChemical State Information• The binding energy of an electron is dependent on the atomic orbital the electron occupies & the

chemical environment of the atomValence electron, low binding energy

• XPS therefore provides information on the chemical state of the atom or ion

Core level electron, high binding energy

C 1s photoemission peaks from organic materials

Functional group B.E (eV)

O 1s photoemission peaks from organic materials

Functional group B.E. (eV)

hydrocarbon C-H, C-C 285.0amine C-N 286.0alcohol, ether C-O-H, C-O-C 286.5fluorocarbon C-F 287 8

carbonyl -C=O, O-C=O 532.2alcohol, ether -O-H, O-C-O 532.8ester C-O-C=O 533.7

19

fluorocarbon C F 287.8carbonyl C=O 288.02F bound to a carbon -CH2CF2- 290.63F bound to a carbon -CF3 293-294

Page 20: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Chemical State: Si• Two samples:

Chemical State: Si

Si oxide 40

x102

11. Thick film SiO2 film on Si

2. Thin film SiO2 film on Si Si elemental

40 12

→Large chemical shift between elemental Si & silicon dioxide peaks

32

cps)

d d1 2

24

Inte

nsity

(c

16

Si elemental

Si oxide 8

20

Si elemental

108 106 104 102 100 98Binding Energy (eV)

Page 21: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Quantitative Surface AnalysisQuantitative Surface Analysis Poly(ethylene terephthalate) - PET → Large Area Survey

x104

C 1s

O 1s

60

50

x10

50

40

30ensi

ty (c

ps)

O KLL30

20

10

Inte

10

1000 800 600 400 200 0

Binding Energy (eV)

Peak Position B.E. (eV) Atomic Conc. (%)C 1 282 74 54

21

C 1s 282 74.54O 1s 530 25.46

Page 22: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Neutralisation of Insulating samplesNeutralisation of Insulating samplesPoly(ethylene terephthalate) - PET → Narrow region

C 1s

30

25

PET Monomer

20

sity

(cps

)

O

C

O

C

O

O CH15

10

Inte

ns O O CH2

CH2n

296 292 288 284 280

5

22

296 292 288 284 280

Binding Energy (eV)

Page 23: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Beyond Large Area SpectroscopyBeyond Large Area Spectroscopy

<10 nm

Thin film Thicker layer or multilayers Heterogeneous surface

Angle resolved XPS Depth profileSelected area spectroscopySurface imaging

23

Page 24: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Angle Resolved XPSAngle Resolved XPS

photoelectronsphotoelectrons

X-rays

X-rays

d > d*dθ

d

d*θ

d = 3 10 nmd = 3 – 10 nm

Page 25: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

MEMs Depth Profile Reconstruction

MEMs Depth Profile Reconstruction

p– Depth Distribution of Fluorine

p

14

16

Sample A *5

Sample B *5

10

12

14

ion

(%)

6

8

10

c C

once

ntra

t

2

4

6

Ato

mic

0

2

0 1 2 3 4 5 6 7 8 9 10

Depth (nm)SubstrateSubstrate

Sample A

SubstrateSubstrate

Sample B

Page 26: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Depth ProfilingDepth Profiling

M lti l d St tMulti-layered Structure:

26

Page 27: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Depth Profiling Ion gun

X-rays

Depth Profiling Ion gun

DetectorDetectorDetectorDetectorDetectorLayer 1

Layer 2

Layer 1

Layer 2

Layer 1

Layer 2

Layer 1

Layer 2

X-raysX-raysX-raysX-rays

DetectorDetectorDetectorDetectorDetector

Inte

nsity

X raysX raysX raysX rays

Distance into sample

• Depth profiling allows the identification of the chemical

nature buried beneath the surface layers

27

o The rate of etching depends on material properties

o Organic and inorganic materials is possible

Page 28: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Depth ProfilingDepth Profiling

• Full chemical state concentration depth profile through TiN film:• Can determine film thickness

TiN

SiO2

Si substrate

28

Page 29: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Imaging PTFE substrateImagingmetal mesh mask• Imaging allows the identification of inhomogeneity

o 1 µm lateral resolutiono 1 µm lateral resolution

o Stitching of images allows larger area analysis

F 1s

29

Page 30: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

ImagingImaging

• Stitching of images allows larger area analysis:

Si 2p

3x3 stitched parallel image

Si 2p

300 µm

3x3 stitched 1x3 stitched

parallel image100 µm

Si 2p

30

300 µm

Page 31: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Related Techniques

31

Page 32: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Auger Electron SpectroscopyAuger Electron Spectroscopy

32

Page 33: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

XPS & Auger SpectroscopyXPS & Auger Spectroscopy

• Auger KL2,3L2,3A l t

• XPS

EvKE

PhotoelectronIn vacuum final state

Vacuum level EvKE

In vacuum final state

Vacuum level

Auger electronPhotoelectron

Ef

BE

Fermi level

Ef

BE

Fermi level

2s2p

2s2p

1s 1s

33

Page 34: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

SEM image of an ITO patternSEM image of an ITO pattern

SEM image of an ITO pattern surface recorded using the FEG sourceFEG source.

Image field of view is 40 um.

Page 35: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Auger spectraAuger spectra

Auger spectra were recorded from positions defined by thedefined by the above SEM map.

These spectra pare displayed opposite, red from the

b t t dsubstrate and blue from the line feature.

Page 36: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Auger spectrum – substrate regionAuger spectrum substrate region

Si KLLO

KLL

LLN

KL

Page 37: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Auger spectrum – line regionAuger spectrum line region1

LL

In M

N1

O K

LN

1

N2

Sn

MN

In M

Nn

MN

3I

Page 38: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

High resolution Auger O KLL spectraHigh resolution Auger O KLL spectraHigh resolution O KLL Auger spectra recorded from the substrate (red) and from the line (blue) demonstrating the different O chemistry. Spectra were normalised to unit area to aid comparison.

O KLL fO KLL from ITOO KLL from

SiOXNY

Page 39: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Scanning Auger MicroscopyScanning Auger MicroscopyAuger maps recorded of the 40 micron area. Si KLL peak minus background map (left) and In MNN peak minus background map (right). Each map was recorded with 100 x 100 pixels with a total acquisition time of 800 s.background map (right). Each map was recorded with 100 x 100 pixels with a total acquisition time of 800 s.

Page 40: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Scanning Auger Microscopy

O l f Si KLL k i

Scanning Auger Microscopy

Overlay of Si KLL peak minus background map (red) and In MNN peak minus background map (green).

Page 41: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Ion Scattering Spectroscopy (ISS)Ion Scattering Spectroscopy (ISS)• Surface-sensitive analytical technique used to characterize the chemical and structural makeup of materials

(can be semi-quantitative)

• ISS measures the change in kinetic energy of a low-energy primary ion that is scattered elastically from

the sample surface. If the ion penetrates below the first atomic layer, the probability of inelastic scattering also p p y , p y g

becomes high, and, through the resulting multiple collisions, the ion loses a significant fraction of its energy.

Thus, ion-scattering spectra usually consist of a series of elastic scattering peaks superimposed on a broad

b k d f th i l ti ll tt d ibackground from the inelastically scattered ions.

• Involves directing a stream of charged particles known as ions at a surface and making observations of the

positions, velocities, and energies of the ions that have interacted with the surface

• Data that is collected can be used to

deduce information about the material

such as the relative positions of atoms

in a surface lattice and the elemental

identity of those atoms.

Page 42: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Time of Flight Secondary Ion Mass Spectrometry g y y(ToF-SIMS)

• ToF-SIMS is a surface-sensitive analytical method that uses a pulsed ion beam (Cs or

microfocused Ga) to remove molecules from the very outermost surface of the sample

• The particles are removed from atomic monolayers on the surface (secondary ions)

• These particles are then accelerated into a "flight tube" and their mass is determined by

measuring the exact time at which they reach the detector (i.e. time-of-flight)

• Three operational modes are available using ToF-SIMS: surface spectroscopy, surface

imaging and depth profiling

Page 43: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

SEM & TEMSEM & TEM• Surface morphology (chemical information from EDX)• Resolution of SEM ~ 3 5 nm• Resolution of SEM ~ 3.5 nm• Resolution of TEM ~ 0.2 nm

Page 44: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

STM & AFMSTM & AFM• Surface roughness / surface morphology / adhesive forces with functionalised tips• STM tunnelling current between a metallic tip & a conducting sample (close proximity• STM – tunnelling current between a metallic tip & a conducting sample (close proximity

but NO contact• AFM – van der Waals forces between the tip & the surface (short range repulsive force in

contact mode or larger range attractive force in non-contact mode)contact mode or larger range attractive force in non-contact mode)

Page 45: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Energy Dispersive X-ray SpectroscopyEnergy Dispersive X-ray Spectroscopy• Elemental analysis or chemical characterization of a sample

• Energy resolution: 130 eV (Full gy (

Width Half Max) at Mn Kα

• Limit of detection: 1000 – 3000

ppm; >10% wt%

• Elements identified: elements

heavier than Beryllium

• Spatial resolution: Low atomic

number (Z): 1-5 um3; High Z:

0.2 – 1 um3

Page 46: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Electron Energy Loss Spectroscopy (EELS)

• Detect the elemental components of a material• Material is exposed to a beam of electrons with a known narrow range of kinetic• Material is exposed to a beam of electrons with a known, narrow range of kinetic

energies• Some of the electrons will undergo inelastic scattering, which means that they lose

energy and have their paths slightly and randomly deflectedenergy and have their paths slightly and randomly deflected• The amount of energy loss can be measured via an electron spectrometer and

interpreted in terms of what caused the energy loss

Page 47: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

X-ray Fluorescence Spectroscopy (XRF)

• Emission of characteristic "secondary" (or fluorescent) X-rays from a material that

has been excited by bombarding with high-energy X-rays or gamma rays.

• The phenomenon is widely used for elemental analysis and chemical

analysis, particularly in the investigation of metals, glass, ceramics and building

materials, and for research in geochemistry, forensic science and archaeology.

Page 48: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

X-ray Diffraction (XRD)

• Identification and characterization of compounds based on their diffraction pattern

• A crystal is mounted on a goniometer and gradually rotated while being bombarded with

X-rays, producing a diffraction pattern of regularly spaced spots known as reflections

• The two-dimensional images taken at different rotations are converted into a three-

dimensional model of the density of electrons within the crystal using the mathematical

method of Fourier transforms, combined with chemical data known for the sample

Page 49: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

RamanRaman

• A spectroscopic technique used to observe vibrational, rotational, and other low-

frequency modes in a system

• It relies on inelastic scattering, or Raman scattering, of monochromatic light, usually

from a laser in the visible, near infrared, or near ultraviolet range

• The laser light interacts with molecular vibrations, phonons or other excitations in the

system, resulting in the energy of the laser photons being shifted up or down.

• The shift in energy gives information about the vibrational modes in the system.

• Infrared spectroscopy yields similar, but complementary, information.

Page 50: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Thank You For

Listening!Listening!

50

Page 51: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Back-upBack up

51

Page 52: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Acronyms & DefinitionsAcronyms & Definitions

AES A l t t• AES Auger electron spectroscopy• BE Binding energy (eV)• eV electron volt• FWHM full width half maximum• FWHM full width half maximum• IMFP Inelastic mean free path length• ISS Ion scattering spectroscopy• KE Kinetic energy (eV)gy ( )• SAM scanning Auger microscopy• SEM Secondary electron microscopy• SIMS Secondary ion mass spectrometry• ToF Time of flight• UPS Ultra violet photoelectron spectroscopy• XPS X-ray photoelectron spectroscopy

52

Page 53: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

X-Ray Reflectivity (XRR)(XRR)

• Calculation of the electron density, thickness and interface roughness for each particular layer

53E Bontempi, “X-Ray Reflectivity for the characterization of thin films” in Recent Research Development in Chemical Physics, Transworld Research Network (ed.), 5 (2004) 461-488, ISBN 81-7895-155-X

Page 54: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

White Light InterferometryWhite Light Interferometry

• White light interferometry is a non-contact optical method for surface height

measurement on 3-D structures with surface profiles varying between tens of nanometers

and a few centimetres

Page 55: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Fourier Transform Infrared Spectroscopy y(FTIR)

• IR radiation is passed through a sampleIR radiation is passed through a sample

• Some of the infrared radiation is absorbed by the sample and some of it is passed

through (transmitted)

• The resulting spectrum represents the molecular absorption and transmission, creating a g p p p g

molecular fingerprint of the sample

• Like a fingerprint no two unique molecular structures produce the same infrared

spectrum

• It can identify unknown materials

It d t i th lit i t f l• It can determine the quality or consistency of a sample

• It can determine the amount of components in a mixture

Page 56: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Attenuated Total Reflection Infrared Spectroscopy y(ATR-IR)

• Attenuated total reflection (ATR) is a sampling technique used in conjunction

with IR which enables samples to be examined directly in the solid or liquid state without

further preparation

• ATR uses a property of total internal reflection resulting in an evanescent wave

• A beam of IR light is passed through the ATR crystal in such a way that it reflects at least

once off the internal surface in contact with the sample

• This reflection forms the evanescent wave which extends into the sample

• The penetration depth into the sample is typically between 0.5 and 2 micrometres, with

the exact value being determined by the wavelength of light, the angle of incidence and

the indices of refraction for the ATR crystal and the medium being probed

Page 57: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Techniques 1Techniques 1

Technique Auger Electron Spectroscopy

X-Ray Photoelectron Spectroscopy

Energy Dispersive Spectroscopy

Abbreviation AES XPS or ESCA EDS

Primary Excitation Electron X-Ray Electron

Detected Secondary Auger Electron Photoelectron X-Ray

Elemental Range 3-92 3-92 6-92Elemental Range 3 92 3 92 6 92

Lateral Resolution 5 nm 1 µm 1 µm

Detected Depth 10 nm 10 nm 1 µm

Detection Limit 1% 0 01% 0 1%Detection Limit 1% 0.01% 0.1%Quantitative? Semi Semi YesAccuracy ± 10% 10% 10%Depth Profile? Yes Yes No

Analyze Insulator Yes Yes Yes

Identify Organics? No Some No

Chemical State ID? Some Yes No

Courtesy of Material Interface Inc. 57

Chemical State ID? Some Yes No

Page 58: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Techniques 2Techniques 2

X-Ray Secondary Ion

Mass Time - of - Flight Technique X-Ray Fluorescence X-Ray Diffraction Mass

Spectrometry, Dynamic

Time - of - Flight SIMS, Static

Abbreviation XRF XRD SIMS TOF-SIMS

Primary Excitation X-Ray X-Ray Ions IonsPrimary Excitation X-Ray X-Ray Ions Ions

Detected Secondary X-Ray X-Ray Substrate ions Substrate ions

Elemental Range 6-92 Crystalline materials 1-92 1-92materials

Lateral Resolution 1 cm 30 µm 60 µm 2000 Å

Detected Depth Bulk 0.1-10 µm 0-10 µm 15 Å

Detection Limit ppb 1% ppm ppmDetection Limit ppb 1% ppm ppmQuantitative? Yes Semi Yes SemiAccuracy ± 10% 10% 30% 100%Depth Profile? No Yes, with angles yes No

Analyze Insulator Yes Yes Yes Yes

Identify Organics? No Some crystalline No Yes

Chemical State ID? No Yes No Molecular

species

Courtesy of Material Interface Inc. 58

ID? species

Page 59: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

Techniques 3Techniques 3

At i F / Technique Fourier Transform

Infrared Raman MicroprobeAtomic Force/

Scanning Tunnelling Microscope

Abbreviation FTIR Raman AFM/STM

P i E it ti IR di ti LPrimary Excitation IR radiation Laser

Detected Secondary IR radiation Photons Surface Topography

Elemental Range NA NA NA

ÅLateral Resolution 10-100 µm 2 µm <0.1 Å

Detected Depth 20 Å-1µm 0.2-10 µm or more if transparent

0.1 Å (vertical resolution)

Detection Limit ppm 0 1% NADetection Limit ppm 0.1% NAQuantitative? Yes Poor NAAccuracy ± 5% 100% 1-2 Å

Depth Profile? Yes Variable No

Analyze Insulator Yes Yes Yes

Identify Organics? Yes Yes No

Chemical State ID? Chemical Bond Information Molecular species No

Courtesy of Material Interface Inc. 59

Page 60: Materials & Surface Analysisserc.eng.usm.my/images/phocadownload/2017/XPS-in-context.pdfSurface Sensitivity of XPS • The inelastic mean free path (λ i)determines the depth at which

XRF & AESXRF AES

XRF & AES

Example • A hole is created on the K level in the initial ionisation stepp• This requires a primary energy greater than the binding energy of the electron in that shell• The hole can be produced by either the primary beam, or the backscattered secondary

electrons • The atom relaxes by filling the hole with an electron coming from an outer level, in the

example shown as L1. • As a result, the energy difference EK – EL1 becomes available as excess energy, which can

be used in two ways. • The emission of an X-ray at that energy may occur or the energy may be given to another

electron, either in the same level or in a more shallow one, as is the case in the example, to be ejected.

• The first of the two competing processes is X-ray fluorescence, the second Auger emission.60