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Master Sampling Frames for Agricultural Statistics Providing a coherent and cost-effective foundation for data collection based on sample surveys

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Page 1: Master Sampling Frames for Agricultural Statisticsgsars.org/wp-content/uploads/2018/01/GS-MSF-BROCHURE-06.pdfMaster Sampling Frames for Agricultural Statistics Having identified a

Master Sampling Frames for Agricultural StatisticsProviding a coherent and cost-effective foundation for data collection based on sample surveys

Page 2: Master Sampling Frames for Agricultural Statisticsgsars.org/wp-content/uploads/2018/01/GS-MSF-BROCHURE-06.pdfMaster Sampling Frames for Agricultural Statistics Having identified a

Master Sampling Frames for Agricultural Statistics

Having identified a significant gap in the technical guidance on MSFs for agricultural surveys, the Global Strategy has prepared several key documents to address this issue in a way that recognizes the diversity of countries’ situations and resources: 

• a Handbook providing technical and operational guidance on various aspects of the development and use of MSFs for agricultural surveys

• a collection of countries’ experiences in building and using different types of MSF• a methodological note on the development and use of recommended MSFs in the

context of AGRIS, an integrated survey framework developed by the Global Strategy

What is new?

A Master Sampling Frame (MSF) is a survey frame that forms the basis for the selection of probability-based samples and that can be used for several surveys or several rounds of the same survey. In the context of agricultural surveys, an MSF covers the population of interest (commercial and non-commercial farms) in its entirety, and enables the linkage of the farms’ characteristics with those of the households and the land.

In other words, an MSF is a powerful, practical and cost-effective instrument that:• can be used in the sampling designs of several agricultural surveys and different

rounds of the same survey;• supports the study of the economic, social and environmental dimensions of

agriculture;• facilitates the implementation of an integrated survey framework;• and thus contributes to the improvement of the agricultural statistical system

and the availability of quality statistics-related agriculture.

What is a Master Sampling Frame (MSF) for agriculture?

The process of improving agricultural statistics begins with the integration of agriculture into the national statistical system. The development of an MSF is one of the first steps towards this objective.

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Providing a coherent and cost-effective foundation for data collection based on sample surveys

Without an MSF, the design, data collection and data analysis of agricultural surveys tend to be conducted separately. Agricultural production surveys are often conducted by type of agricultural commodities, using different concepts, sampling frames, sampling methods, collection procedures, survey processing approaches and dissemination methods.

This unique sampling frame allows countries to:

• Better coordinate and plan statistical operations among several stakeholders;• Develop an integrated survey framework that provides a linkage between all

data collections;• Optimize the use of statistical infrastructure and financial resources

as well as data production processes;• Improve the data coherence and statistical comparisons of the agricultural

statistics;• Conduct cross-sectoral and socio-economic analyses

on the rural and farm sectors.

What problems can an MSF solve?

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Withan MSF,allagriculturalSurveyScan beconducteduSing oneSaMplingFraMe

A SAMPling FrAMe For croP SurveyS

A SAMPling FrAMe For liveSTock SurveyS

one FrAMe For All AgriculTurAl SurveyS

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1Master Sampling Frames for Agricultural Statistics

• Ensure the availability of more relevant statistical products for policy-making

• Allow for connection of various aspects of the sector and analysis of sampling units from different angle, resulting in a better understanding of the sector

• Facilitate the application of international standards and classifications

• Provide a stable reference system for agricultural surveys over time

Why An MSF For AgriculTurAl STATiSTicS?

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To attain better coherence and data integration

within the NSS

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2 3Providing a coherent and cost-effective foundation for data collection based on sample surveys

5

• Contribute to the implementation process of the Strategic Plans for Agricultural and Rural Statistics (SPARS) and facilitate long-term budgeting for the production of agricultural statistics

• Set common goals for all producers of agricultural statistics

• Ensure the use of a unique framework for various surveys, to cover all populations targeted by an integrated survey program

• Provide a solid foundation for the implementation of an Agricultural Integrated Survey (AGRIS)

• Avoid duplication of efforts, ensure better coherence and reduce discrepancies in data from various surveys

• Share the cost of building an MSF from budgets allocated for different surveys

• Ensure savings in the resources allocated to interviewers’ recruitment and training, when used for integrated surveys

• Reduce the time required for the interviewer to identify respondents and for the organization and launching of surveys

• Reduce the costs associated with the use of modern technologies and various sources (remote sensing, Geographic Information Systems, administrative sources, etc.)

To better plan and coordinate across

the NSS

To optimize the use of financial

resources

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Master Sampling Frames for Agricultural Statistics

List frames are crucial for building and using MSFs, because different sampling stages usually rely on lists of sampling units.

There are various strategies for building an MSF for countries using list frames; for example, a combination of list frames can be used to cover the holdings in both the household and the non-household sectors.

The main strategies to construct an MSF include the use of list frames obtained from:• Population censuses• Agricultural censuses • Business registers of farms• Listings of agricultural holdings in selected

geographical areas

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List frames

WhAT TyPeS oF SAMPling FrAMeS cAn be uSed AS An MSF?

example: lesothoThe current MSF was constructed from the 2006 Census of Population and Housing and is the basis for sample selection for all surveys conducted by the Bureau of Statistics.

The country has integrated non-agricultural and agricultural surveys that share the same MSF.

ID Legal_status Farm_Name Holder_Name Holder_Sex Holder_DOB MainActivity TotalArea CropArea Livestock15426 1 NA JohnDoe M 19480320 Crop 5 4,5 015427 1 JoeDoeJr JohnDoejr M 19770401 Livestock 10 0 4015428 1 JaneDoe JaneDoe F 19490512 Crop 8 8 015429 2 FermeDoeandassociates MyriamDoe F 19651014 Crop 50 49 015430 3 WrightEnterpriseinc LucaWright M 19641103 Mixed 90 75 20015431 2 Parkerandsons GeorgeParker M 19660714 Crop 45 45 015432 1 LucyParker LucyParker F 19700630 Crop 110 110 015433 1 PorcaMiseria GiorgioPala M 19741210 Livestock 10 0 4515434 1 NA JohnMiller M 19880503 Livestock 2 0 7515435 1 NA BetsyMiller F 19781013 Livestock 1 0 4015436 1 NA RobertParker M 19491225 Livestock 8 0 10515437 3 MapleLeafFarm ChrisLi F 19850824 Mixed 115 90 20015438 2 Baandassociates JosephineBa F 19581011 Mixed 70 45 5315439 1 NA IbrahimBa M 19550506 Crop 1 1 015440 1 NA GregoireDiouf M 19630413 Crop 5 5 015441 1 FermeAdelineDiouf AdelineDiouf F 19750401 Livestock 1 1 35

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Providing a coherent and cost-effective foundation for data collection based on sample surveys

Area frames

Multiple frame sampling

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An alternative to the use of list sampling frames is to use the territory as a basis to define an area sampling frame.

An area frame can be considered as a list of area units or a set of land elements, which may be points or pieces of land.

These frames are created by using digital maps, aerial photographs or satellite images.

They enable the direct observation of some variables such as crop area and yield.

Multiple frame sampling involves the joint use of two or more sample frames.

For agricultural purposes, this usually involves the joint use of area and list frames.

Multiple frame sampling was introduced as a method that makes full use of the strengths of individual frames, while affording sampling flexibility to each frame.

example: rwandaThe current MSF was constructed from the 2006 Census of Population and Housing and is the basis for sample selection for all surveys conducted by the Bureau of Statistics. The country has integrated non-agricultural and agricultural surveys that share the same MSF. Agricultural surveys implemented since 2013 in Rwanda are based on Multiple Frame Agricultural Surveys. The multiple frame sampling used combines a sample of segments, selected from an area frame, with a short complementary list of special farms. The segments have identifiable physical boundaries (roads, rivers, paths, etc.). The special farms were defined according to certain characteristics, such as the plot size of growing crops or the size of the herd.

example: guatemalaAfter conducting the Fourth National Farming Census in 2003, the National Institute of Statistics of Guatemala designed a System of Continuous Farming Statistics based on the construction of an area sampling frame.The area frame was built using satellite images and aerial photographs. This frame was used during the 2005, 2006, 2007 and 2008 surveys. In 2013, Guatemala designed a new survey for obtaining an accurate national estimates for priority crops, using an updated area frame.

ID Legal_status Farm_Name Holder_Name Holder_Sex Holder_DOB MainActivity TotalArea CropArea Livestock15426 1 NA JohnDoe M 19480320 Crop 5 4,5 015427 1 JoeDoeJr JohnDoejr M 19770401 Livestock 10 0 4015428 1 JaneDoe JaneDoe F 19490512 Crop 8 8 015429 2 FermeDoeandassociates MyriamDoe F 19651014 Crop 50 49 015430 3 WrightEnterpriseinc LucaWright M 19641103 Mixed 90 75 20015431 2 Parkerandsons GeorgeParker M 19660714 Crop 45 45 015432 1 LucyParker LucyParker F 19700630 Crop 110 110 015433 1 PorcaMiseria GiorgioPala M 19741210 Livestock 10 0 4515434 1 NA JohnMiller M 19880503 Livestock 2 0 7515435 1 NA BetsyMiller F 19781013 Livestock 1 0 4015436 1 NA RobertParker M 19491225 Livestock 8 0 10515437 3 MapleLeafFarm ChrisLi F 19850824 Mixed 115 90 20015438 2 Baandassociates JosephineBa F 19581011 Mixed 70 45 5315439 1 NA IbrahimBa M 19550506 Crop 1 1 015440 1 NA GregoireDiouf M 19630413 Crop 5 5 015441 1 FermeAdelineDiouf AdelineDiouf F 19750401 Livestock 1 1 35

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List frames

Master Sampling Frames for Agricultural Statistics

WhAT Are The ProS And conS oF eAch TyPe oF MSF?

• Easy to use• Enable in-depth analysis

of alternative sampling designs• Usually less expensive to build

and use for sampling design• Allow for the use of ancillary

information to improve sampling designs and estimators

• Problems arise when they are not complete and/or are obsolete, or contain erroneous units

• High maintenance costs, because they usually require regular updating

PROS

cONS

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Area frames

Multiple frame sampling

Providing a coherent and cost-effective foundation for data collection based on sample surveys

• Provide a complete coverage of the area of interest

• Remain stable over a long period of time • Direct observation possible• Allow for the monitoring

of land condition and inventory of natural resources

• Initial cost of building this type of frame may be high

• May not be adaptable to some variables, such as livestock, large farms or rare items

• Practical challenges in the field

• Build on strengths of AFs and LFs and minimize their weakness

• Can enhance survey coverage and precision of estimates

• Enable the study of special or rare products

• Can be difficult to identify overlaps in the sample

• List and area frames should be updated independently

• Estimation formulas can be complex

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Master Sampling Frames for Agricultural Statistics

WhAT Are The iniTiAl STePS in building An MSF?

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Providing a coherent and cost-effective foundation for data collection based on sample surveys

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no

no

yeS

yeS

hAS The counTry recenTly conducTed cenSuS oPerATionS,

or doeS iT hAve good AdMiniSTrATive

recordS?

Administrative recordsand specialized list(s)

Start new frame

imagery(aerial photographs,

aerial orthophotographs, satellite images,

etc).

Point sampling

Segments(physical

boundaries, regular grids)

lists of large holdings,

commercial farms

list of agricultural

holdings

list of agricultural holdings in

selected areas or villages

list of agricultural

households

Pieces of land

AreA frAme multiple frAme list frAme

Maps/giS

cadastralinformation

(maps)

registers(list)

Agriculturalcensus

Which data sources are available?

Populationcensus

Agricultural module?

Selection of enumeration areas or villages and listing

Page 12: Master Sampling Frames for Agricultural Statisticsgsars.org/wp-content/uploads/2018/01/GS-MSF-BROCHURE-06.pdfMaster Sampling Frames for Agricultural Statistics Having identified a

Statistics Division (ESS)

Food and Agriculture Organization of the United Nations

Viale delle Terme di Caracalla, 00153 Rome, Italy

www.gsars.org

Cover photo: © FAO/Lena Gubler; page 2-3: © FAO/Marco Longari; page 4: © FAO/Simon Maina; page 6: © FAO/emergencies; page 8: ©FAO/Danfung Dennis; page 9: ©FAO/Lena Gubler, ©FAO/Florita Botts, ©FAO/Giulio Napolitano; page 10: © FAO/Daniel Hayduk.

January 2018

Master Sampling Frames for Agricultural Statistics

HANDBOOK ON

Master Sampling Frames for Agricultural StatisticsFrame Development, Sample Design and Estimation

Supplement on selected country experiences

Master Sampling Frames for Agriculture

Supplement on selected country

experiences

Brazil, Bulgaria, China, Ethiopia, Georgia, Guatemala, Nepal, Rwanda, USA and USDA experiences in Nicaragua, Nigeria and

Tanzania

Technical Report Series GO-31-2018

January 2018

AGRIS Handbook on the Agricultural Integrated Survey

AGRISHandbook on the Agricultural Integrated Survey

AG

RIS Handbook on the A

gricultural Integrated Survey

Integrated Survey Framework

GUIDELINES

INTEGRATED SURVEY FRAMEWORK