mark w bennett financial disclosure report for 2009

8/3/2019 Mark W Bennett Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORT R ~ p o r , R e q u i r e d b y t k e E t h ic sin Government Act of 1978FOR CALENDAR YEAR 2009I . P e r s o n R e p o r t i n g ( l a s t n a m e . f i r s l , m i d d l e i n i t i a l ) 2 . C o u r l o r O r g a n i z a t i o n 3 . D a t e o f R e p o r tB E N N E T T , M A R K W . U S D C , " N o r t h e r n D i s t r i ct o f I o w a 7/I 9 / 2 0 1 0

4. "Fill (Article III judges indicate active or sen ior slams: 5a. Rep~,rt T)p~ Icheck appropriate type) 6. Reporl ing Periodmagiswate judges indica te fu l l or parl- t imc)[] N ommalion, Date 01/01/2009

U.S. District Court Judge [] lnilial [] Annual [] Final Io12/31/20095b. [] Amended Report

7. Charal~rs or Office Address 8. On the basis of the information contained in th is Report and anymodifications pertaining thereto, it is, in my opinion, in compliance313 United States Courthouse , , , ,ith applicable laws and regulations.320 Sixth Snee~Sioux City, IA 51101 Revle~, ing Officer I)a~e

IMPORTANT NOTES: The instructions accompanying this form must be followed~ Complete alt parts,checking the NONE box for each part ~,here you have no reportable information. Sign on lax/page.

I . P O S I T I O N S . ~ x , , o ~ g individual only; see pp. 9-13 of filing i .....N O N E (No reportablepositions.)

POSITION NAME OF ORGANIZATION/ENTITYI.

3.

.-

II . /-~.l.Jl~l~ IL, l1 IL~IN/~o (R~t*r~ing indi,~dual onl); see pp. 1,1-16 of filing ins,ructions.)[~] NONE (No reportable agreemenls.)

D A T E PARTIES AND TERMSI.


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F IN A N C I A L D I SC L O S U R E R E P O R T ~ ..... t P .... R ~ . p , , r t i o ~ m , e o r R ~ p o r tPage 2 of 15 a E ~ -~ E - rr . M A R K W . 7 , 1 9 / 2 0 1 0

I lL N O N - I N V E S T M E N T I N C O M E . tRep..i.~i.ai,,id.o~..,.A. Fliers Non-Investment Income

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPI~ INCOME(yours. not sl~uses)I. 2 0 0 9 Aspen Publishing 54.000.002. 2009 Drake University Law School $3.600.003.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - tf ~.ou ~,~ married during an .r porlivn of the rep, ,r~ing ).ear. ,omplete this( D o l h v r a m o u n ! not required e~cept for honoraria )

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

1.2.

3.

4.

I V . R E I M B U R S E M E N T S . . . . . . ~o~,a,Zo,, ~odg~.~.~,~a. ,~,~,~ .....~-~ NONE (No reDortable reimbursements)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDF~D1. American C onference 1/21.09-1123/09 New York, NY EPLI C onfem ece airfare, lodging, m ealsInstitute2. A~pen Institute 1/29/09-2/I.,10 New York. NY Seminar on International aifate, lodging, mealsHuman Ri,~hts3. American Bar Association 4 ,2/09-4 5/09 Orlando, FL National Conference on mileage, lodging, mealsEEO Law4. Pennsylvania Bar Institute 4;15,09~/17/09 Philadephia. PA E m ployment Law Institute airfare, lodging, meals5. D RI 4/29/09-5!209 Orlando. FL DILl Employrnent Law airfare, lodging, mealsSeminar6. Minnesota CLE 5/27/09-5/28/09 St. Paul, MN Upper Mid~,est airfare, lodging, meals


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FINANCIAL DISCLOSURE REPORT ~ .... IP ...... Itllrmrting Dateof IleportLPage 3 of 15 ~ E ~ E l r , ~ , IA R K W . 7 / 1 9 / 2 0 1 0Em ploymen! Law lnstih~tc

7. A s so c ia ,o n of A m e ri ca n La w 6 i9 /0 9- 6/I Z 0 9 Lung Beach. CA AALS Midwinter Meeting airfare, ludging, mealsS c h o o l s8. [ou,a Detiense (_ounbel Assoc. 9!17/09-9118/09 Des M oines, IA Iowa Defense Counsel airfare, lodging, mealsMeeting9. Gales Public Service Law 10/4!09-10/7.09 Seattle. WA Ga~es Public Service Law mileage, lodging, mealsProgram Program

I O . Idaho Bar Association 1 0 / 8 ! 0 9 - 1 0 1 1 1 1 0 9 Sun V alley, II) T he ee Sla te Fe de ra l B a r a ir fa re , l od gin g, m ea lsConferenceI I . Ohio State Bar Association 10/21/09-10/23,09 Columbus . O | I Filth Biennial Ohio Fcdear l a~rfare, lodging, mealsBench.,B ar Conference

1 2 . NELA 1 0 1 2 3 ~ 0 9 - 1 0 i 2 5 / 0 9 B oston, M A 2009 Fall Sem inar aiclhre, lodging, m eals1 3 . American Bar Associauon I 1/4/09-1 I/7/09 W ashinglon, DC 2009 Annual eke Program airfare, lodging, meals

1 4 . IACDL 11q2..09-I 1/12:09 D es M oines, IA IA C D L Sem inar m ileage1 5 . Iowa Slate Bar Association 12/18;09-12/18/09 D es M oines, IA Federal Practice Sem inar mileage1 6 . Drake Law School Spring Semesler Des M oines, IA Co-Teaching law class mileage, ludging, meals

1 7 .1 8 .

1 9 .2 0 .2 1 .2 2 .


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F IN A N C I A L D I SC L O S U R E R E P O R T[ N

Page 4 of ! 5 B E N N E T T , M A R K V . 7 / 1 9 , 2 0 1 0

~ N O N E (No reportableS O U R C E D E S C R I P T I O N VA[_UE

I.2 .3.4.5.

~ N O N E (No reportable liabilities.)C R E D I T O R D E S C R I P T I O N VALUE CODE

3.4.5 .


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Name of P ~rson Reporting I.);ue of R e p . r lP a g e F I N A N C I A I - 5 o f 1 5 D I S C L O S U R E R E I O R T

~ NONE (No reportable income, as.etx, or tran.sactions.)A. B C. D

< 1 1 (2 ) Il! (2 ) ~ 1 ~ , (2 1 ~ ( 3 ) 1 4 ~ (5 1Pl~ce "(X)" afi~ e a c h a s ~ e ~

~ x c m p t f r o m prior di~losu~ C ~ I d ] v . , r e n t . C~e 2 Meth~ buy. sell, mmid~~ C o d e 2 C(~c I buyer/seller ( A - H ~ or Inl) (J-P ) Code 3 r dcm p l ~o~ ) ~] -P ) (A-HI (ffprivatc

I. (IRA/Schwab) None2. AimGlobal Health Care (Y) None

3. COlvl Fx:us Fund (Y) None4. Columbia Selecl Opportunity Fund (Y) None5. Columbia Value & Restructer ing Y) None6. t tarding l .oevner Em erging (YI None7. Rainier Small/Mid Cap Equity" Portfolio (Y) None

8. Schwab Money Market Fund (Y ) None9. Non-IRA (Fidelity Account)

I 0 . ANTX None J TI I . Berkshire Ilathaway None J T B uy 04,27/09 J12. FB R Focus Fund None J T B u y 08 :03/09 J

3. Fideli~ E~T~erging Markets None J T B uy 1 / 0 4 ; 0 9(addl)1 4 . Sold O 4 1 1 3 / 0 9 J C1 5 . First Eagle Global Class C A Dividend J T B uy 08/03/09 J

1 6 . B uy I 1 / 1 8 . 0 9 1 J(addl)1 7 . Franklin Income Class C A Dividend Sold 04/I 3/09 J D

P] =$25 0 ~ ) . 0 ( } I - $50,000,0~J P4 =Morc ~ban $50.O00.FRYJ


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FINANCIAl. DISCLOSURE REPORT N ..... fP ..... Reporting I ) a t e ,, f R e p o r tPage 6 of 15 ~ E ~ , -N E T r, ~ ,~ R K W . 7 , , I W 2 0 ~ 0Vii . INVESTM ENTS and TRUSTS -i ......... .t ......... . , ., . , a . .. ~ . a o , . ,. , ~ . z ~ p . , .. , . . . u a , p o . ~ o . , ~ , u ........ pp. 3~-60of filint, in 3truction~

~ (No reportable income, assets, or tran.vaLtion.~.)ONEA B C I)

(including I~Sl a~cts~ ~ing period of rcpomng p~r~P l a c e " ( X ~ " a f te r e a c h a s ~ t I A m o u n t " ly~ leg. V a l u ~ Value lvpe e g . I I)a~e [ Value G a i n Idemity ofe x e m p t ~ o m p r i o r d i ~ l o s u re C o d e I ~ d i ~ . . r c ~ l . ~ o d c 2 M e 0 ~ b u ~ . sell. :ola~;dt~vy [ C ~ t c 2 C~le I buyer/seller{A-H} ~ or mr] ( J - P I C ode 3 redcmpllo:H l (j.p) , IAHI Ofp~vate

18 Fu~dX Ag gressive Up,wader Fund A Dividend Closed (ll/I lq)9 J1 9 . Sold 0 4 " 1 3 / 0 9 J C

2 0 . Hartford Capital Appreciation CL C None Sold 0 ~ . 1 3 / 0 9 J C2 1 . Invesco Intl. Small Co. A Dividend J T B uy 0 4 . 2 0 / 0 9 J22. JDS Uniphase No~e Sold 04/I 3/09 ] J A2 3 . Pirnco Total Return C!ass C A Dividend J T 1 3 t r y 1 I .18 ;09 J

2 4 . Surebeam Corp. Nooe J T2 5 . Va~aguard Index FDS A Dividend J T B u y 0 4 . . 2 0 . , 0 9 J26. WasatchUItra Growth None Sold 04/13/09 J A2 7 . Miscellaneous Holdings

2 8 . lo,,va College Savings Account self-- no None K T Jcontrol2 9 . Iowa College Savings Account. . ] n o None J T Jconlrol30 CKG ACCT; Fidelity, t3ostoo MA A Interest J" T

3 I . Wells Fargo Checking Account A Interest J T32 10~,z(Nebraska State B ank C hecking A Interest J T J

. A . C C O L I n |

3 3 . REI NSURANCE AGREEM T; I s t Co lony None N W3 4 .

Life Ins. Co.Bclcour Pension Invest V| None J T


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FINANCIAL DISCLOSURE REPORT I N ...... fP ..... Rrpor6ng I)~lte of R~porl

V 1 I . ! N V E S T M E N T S a n d T r U S T S - i . . . . . . . . . ~ , , . , . . . . . . . , i o , . , - ( I n c t u d e s ,how q.,~ ...... d dependent c~itd ....... pp. 34-60 ,(]iting instruaion~)N O N E (No reportable income, assets, or transactions.)

A. ~ a C O.~cnp~ton of A>sets Income during (;ross v alue at en d Tr~n sacl~t,n s d urin g re~m tn g ~rit~(including t~st asselM ~ning pent~ of repoOing penod

i II~ ~ (2J (I) 1 2 } (t~ (2} (3} ~ (4J {5 )Place "( X F ~fier each ~sset I A m oum ~ y~ (e g., Vnlue V~lue lypele g. Date Vzlue (;zin Identi ty ofexempt ~om prie r d isc losure ~ Code I div. rent. C~e 2 Me th t~ buy.. sell. m~;dd~yy C~e _ 9~ Code I buyer/seller.~ Q- W ) ~ ~ transaction)

35 . LMTD PTRSHIP; Riverl?ont Assn; Des N~ne .I WMoincs.36 . ~MTD PTRSHIP-Shezrson Senior Income None J WFund37 . [.MTD PTRSHIP-Shearson Coas~ Savings None J W

38 . LMTD PTRSflIP-CaDle Real Eslate None J W

39. RESIDENTIAL LOT; Sioux City, IA None K W4 0. IR A. F id elity ,

41. A itn International Small Company (Y)

42 . Barclays Global Investors Funds Non~ B uy 0 W I 1 /0 9 J4 3. Sold I 0/22/09 J C4 4 . Baron Partners Fund N o n e Sold 05119/09 J C4 5. Berkshire Halhaway Inc DEL CL B None J T 13uy 03/I 7/09 J{a dd l )4 6. D uy 114108/09 J(addl)47 . Buy f14Q7/09 J(addl)4 8 . Sold "~ " J D~.,0~/19(part.I4 9. Sold 12;02/09 J ([ 7(part1 I50 . Sold 1 2 / 2 8 / 0 9 J C(part)

~ 51. Sold 12,28/09 J C Ipa~)


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FINANCIAL DISCLOSURE REPORT s .... f r e r + o , a e o , , . i .~ O . , , . o f n e p + . ,Page 8 o f 1 5 u~Err, M A R K W . 7 ! 1 9 / 2 0 1 0

NONE ~Vo reportable income, assets, or transactions.)A. B C D " -

[ ) c s c r ip t i o n o f A s s e l s I n c n m e d u r in g (;ross value

Place "(X)" aft ..... h as~I !A,~unt ~ type leg.. V a h , e Value I).~ l e g. [ Dale Value ~ (ia,n J d c n t , l y o f~ ( t ~ d e I ~ m m / d g ~ v ) C(~c 2 Cnde I buyer:sellere x e m p t f r o m p r m { d i ~ l o s u re d ~ . , r e n t . C M e 2 Meth~ bu). sell. .I 1 { A - H ) ormtl ( J - P l C(~c3 r e d e m p h u n ) i (JP) : (A-Ill ( t f p r ~ v a l e

5 2 . Boston Paaners None K T I ~ u y 12;28~9 J53. FBR Focus Fund None Sold I h l 1 / 0 9 J C5 4 . Fidelil3, Global Balanced A Dividend J T Buy 1 0 / 2 7 / 0 9 J55. B uy 1 2 . . 0 2 / 0 9 J{addl)

5 6 . FideliD Cash Reserves A Dividend .I T57. Fidelity Emerging Markets A Dividend B uy 1 1 4 / 0 2 / 0 9 Jladdl)58 . Sohi 1 2 / 2 g / f 1 9 .I D

59. First Eagle Global Class C A Dividend J T B uy 0 3 / I 7 . 0 9 J{addtl60. Sold 05q9/09 J C(patt!6 I . B uy 1 2 . " 2 9 . 0 9 J{addl)6 2 . First Potomac RLTY A Dividend Sold ( 1 9 1 0 0 9 J D6 3 . FundX Aggressive Upgradcr Fund A Dividend Sold 0 g . 2 4 , 0 9 J D64 Ishares Inc. M SCI BRazil Index Fund A DiHdend Sold 0 9 , 2 g , 0 9 J D6 5 . IVA W or ldwide Fund A Dividend K ] B uy 05,18.09 J66 B uy 0 5 1 1 9 / 0 9 J(addl l6 7 . B uy 09/29/09 J(addl)68 . JP Morgan Russia None B uy 0 5 . : 2 0 , 0 9 J


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F IN A N C I A L D I SC L O S UR E R E P O R TPage 9 of 15

] BEIN]X~ETT, M A R K W .7 , ; 1 9 , ~ 2 0 1 0

N O N E (No reportable income, assets, or transactions.)

Place "~X}" a~er each ~se t Amoun~ Ty ~ (cg. Value [ Vah~c T)~ (e,~. Date ~ Val.c Gain Identi~ ofexemp~ from prior d i~losure Co d e I d~v . mn~, C ~ 3 d e 2 ;~ Me lh t~ buy. selk , mm,d&vv Code 2 " C{~c I buver;sel~er( A - H) ~r inl) {I-PI ~ C ode 3 redem plionl ~ , O-P~ [ ~ - H } i ifpdva~e

70 . Sold 12/2809 J B7 I. L ord Ab b e u D ~ve lop Gro w 3 h None Sold 12130/(19 J C

i72 . ~,larket Veclors None J T Buy I 1/16;09 J73 . B u y 12.0 I,09 J[addl)7 4 . [ ,.~ at th e,~ s C h in a F u nd A D iv ide nd J T B uy I 1/09"09 J

7 5 . B uy 12/29;09 J(addl)7 6 . ~,lattheu,s Pacific Tiger Fund None Sold 0 9 / 1 4 1 0 9 J D77 . 1.4 etzler Payden A D iv ide nd Sold 09/22109 J C78 . Ne:urberger Berman Partners Trms~ None Buy ()4,"08,09 l(addl)79 . B u y 05119z09 Ja dd l )80 Sold 11..()3/09 ~ J DRI . ,qew Ccntuo" Alter S~ratcgics A D iv ide nd J T Buy I 2~28/09 J ,,8 2. Oakmark Equity &lncome FD A D iv ide nd K T Sold 05/18 /09 J D(parO8 3. B uy 1/04/09 J

(addl) :84 Pin3co Total Re~urn Class A D iv ide nd J T Buy 0%O8/09 J8 5 . B u y 09/14.09 J(addl)


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VII. INVESTMENTS and TRUSTS -i ........ i,..,, ...... i,,..a...~.s.,,~,,~.4.w ...... ~..o.~ .... h i t a , , . : . , , , p v , s , . ~ o , / u i . x ~ ........ , ~ o . ~~ NONE (No reportable income, assets, or transactions.)

......... ~. - " i . c DI including tr~: as~) rc~ing ~dod of re~mng period j

(I) ~ 1~) (I) [21 (11 ~ 12) 1"3~ ~ 141 ~ 5 ) ~Hace"(X)"a~erencb ~I A m u ~ n t ~ Ty~eg.. Value Value ly~[eg..~ D ale V a l u e ~ , G a i n Idemityof [e x e m p l f ro m p r i o r d ~ s c l o su r e Code I ~ di~. rent, C~c 2 Melh~ b u~ . s el l. ,m ~d dy y ~ C~ te 2 ~ C~e I buyertseller ;: [.~-HI orml~ ~ . 1 p ~ Code3 r e d e ~ n p u o n l ~ I I - P ) ( A - t t ~ ( i f p r i v a t e I

8 6 . Bu y 09/22.09 J(addl)8 7 . Bu y 1 1 / I 6 / 0 9 Jiaddl)8 8 . B uy I I / 2 3 , 0 9 J

laddl~8 9 . Sold 1 2 2 4 , 0 9 J E(p~)90. ProShares U ltra Sho~ Consume~ Se~ic~ None 9old 05/08,09 J C9 1 . Proghares Ultra Short FINES A D ividend B uy 05/08/09 J(addll9 2 . Sold 0 5 , 1 3 ~ 0 9 J 1 3~ p a r t)

9 3 . B uy 0 5/1 4/0 9 J(addl]9 4 . B uy 0 8 / 1 2 , 0 9 J{addll9 5 . Sold 08/26/09 J C{ p a r t )9 6 . Sold 0 9 1 2 1 i 0 9 J C9 7 . ProShares Ultra Short MSCI E merging Mkt None J T* See Notes

9 8 . Oppenheirner Gold & SPL Mincr~ds A Dividend J T9 9 . Perkins Discovery None Sold 09/22/09 J C1 0 0 . Quantitative Emerging Markets None Sold 08/24/09 J C1 0 1 . T P , o v ~ .e P ri c e A Dividerad J T B uy 1 0 / 2 7 / 0 9 J[addl;1 0 Z Sold 2 1 2 8 / 0 9 J D(pam


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FINANCIAL DISCLOSURE REPORT N .... fr ..... R e p o r l i n g D a t e o [ I ~ e o o r tPage I1 of 15 u[~t~, MA RK X~. Z . I O / 2 0 mVII. I N V E S T M E N T S a n d T R U S T S -i .......... ~ . . . . . . . . . . .

~ (No reportable income, as.~ets, orONE transactions.)A - ~. C, D

{includmg tmsl ~sets) { ~po~mg period o f r c p o m t ) gPlace qXl" after each ~sel A m o u n t I y p [ e g . V a l u e Value Ty~

e x e n ~ p l f r o m p r i o r d i s c lo s u r e Ct~e I d w . , r e n t . C ~ ) d e 2 Me~h~ buy. sell, m m l d ~ y y C o d e 2 ] C~c I b ~ t y e r / x e l l e r{ A - H I orinL) { I . P ) ( t ~ de 3 r e d e m p l i o n l { I - P I ~ { A - H ) lifp~vale

1 0 3 . UnitedSlS Na~ralGas None J T B uy 09t11/09 J1 0 4 . Van Eck Emerging Markets None I 3 u y 05/19/00 J{addl)1 0 5 . Sold 0 8 / 2 4 1 0 9 J C1 1 ) 6 Vanguard Index FDS None J T B ny 0 4 / 0 8 1 0 9 J1 0 7 . B uy 05/0509 J[addl)1 0 8 . B uy ! 0 5 / 0 8 , 0 9laddll1 0 9 . Ru y 0 9 7 2 9 , 0 9 Jladdl)1 I O . Sold 0 9i21 /0 9 J(part)1 I I . Vanguard Inflation A Dividend J T Sold 04/02/09 J E(part)I 1 2 . Sold 04/27/09 J D(pan)

1 1 3 . Sold 0 5 / 1 4 , 0 9 J C( p a r t }I 1 4 . B uy 1 2 , ; 2 9 / 0 9 J .laddl)1 1 5 . Vangmar d Wor ld FD M ega Cap A D ividend B uy 040g.09 J

1 1 6 . Sold 0 9 / 2 1 , 0 9 J CI 1 7 . Wasatch 1st Source None J T B uy 1 2 / 2 9 z 0 9 J1 1 8 . W asatch I toisington US A Dividend 1 T1 1 9 . IRA SmithBamey--]

~ tScu Columns CI and DJI N =$ 250.001 - $51R).000 O =$500.001 - $


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FINANCIAL DISCLOSURE IGEPORT n .... lP .....Reporting Date of ReportPage 1 2 of 15 B E N N E T T , M A R K W . 7 : 1 9 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i ......... ,~ .......... tion, (In,l, de~ ,h ...... ~.[sp ........ d dependent ,hild ....... "pp..14-60 tfilinL, in.xtru,~ion.~)N O N E ~ V o r~7~ortable income, assets, or transactions.)

~ Place "( x !" aficw each asset Amoun~ Type (e g . Value V alue Type [e.g . Oa~e Value Gain Idenli ty of~ ] Code I ~ : m m ; d &yv ~ o d e 2 ~ Code I huver.sellerxempt lrom Wior disclosure . div.. rent. C ode 2 Meth~ buy. sell.(A-H) or int. ) (J-P) Code3 redem~on t ~ fJ P l f.~ III l ifprivate(Q-W ~ ]

120. Blackrock Energy& Resources A D iv ide nd J T B uy 11/12:0q J

121. H uy 12.0[:09 J[addl~122. Cilibank NA Soulh Dakola Bank Deposit A Interes l J T

Prowam123. Conslellation En~e~ G~ A Interes t Sold 11119:09 J

124. Oiamon~ Trust A D iv ide nd Sold 11/12/09 J D125. Dreyfus kiquid Assels. Inc Notre J T Open 112,"09 Jt26. Redeemed Iq 2/09 J(pa~)127. Firsl Eagle Global Fund A D iv ide nd K T128. First IND Realty Trust A Dividend J T B u y I 1 , 1 2 / 0 9129. Franklin Income A dvisor Class fX) .a , Dividend J T130. Franklin Income Fund Class C B D iv ide nd J T B u y 03/I 9/09 J(add l)31 . Sold l,"I 2/09 K E

(parl)132. II~rlford Capital Appreciation Fund None J T Sold 1!12s09 K E(par t)133. So ld 12~0 I ,"09 J C[part~134. !lenderson European Focus Fund Non e Sn ld I t/12~09 K E

135. ING Groep A D iv ide nd Sold I 1/12/09 J B136 INGRussian Fund None Buy 05/I8/09 .I


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F IN A N C I A L D I SC L O S U R E R E P O R T n ......fl" ..... repo rl i n~Page 13 of 15 ~ E n n E ~ r , m A r K W .

VI I. INVESTMENT S and TRUSTS - i . . . . . . . . . . i .......... , i o . s a , c l . a e . , , ~ . ~ o , , ;~ . .. .. .. . ,ac,,.~ .... ~ , , ~ . . , : ~ , , ~ .~ (No reportable income, assets, or transactions.)ON E

A ~ " C ..... D.

Place "~X)" after each ~sel A~um Ty~ (e g.. Value I va lue ~ T)~ [e.g.. Dale Value ~ Gain Idennt) ofe xe mp t f lo ra p r io r d i~ losu~ : Code I dw . ~nl, C ~dc 2 M e l h~ l bu). sell, , mrwd~[)~ Uode 2 (tmie I buyer:seller~ (A-H) or rot) (J-P) Code 3 ~dempt~on) ~J- ) IA-tt) (d pr i~a~e

I ~? . Sold 12/0 I . O9 J C138 . lsharesS&PUS Preferred Stock A Div idend J T B uy 11 /12 / 09139. ]v~ As~I Strate~, Fund A Div idend K 2 B u y I Itl2/09 K140 . 1~ Global Natu ra l Resources N o n e J T B u y I L 1 2 /0 9 J1 41 . Lex ington R eal t y Trus t N t m e J T B uy I 1 /12/09 J142 . MFS Emerg ing Marke ts Deb Fund A Div idend J T B u y I I , 12 09 Jt43. N at iona l Bank o f Greece A Div idend Sold I 1 /1 2 ,0 9 J B144 Op~nheimer Gold and S~cia[ Minderals A Div idend J TClass C145. P rvdenfia l Financial Inc . A Interest Sold 05 .q8 "09 .I146. Templeton Global Bond F und A Div idend J T B u y I I / I 2109147. Van~]ard Emerging Markets E~F A Div idend J T B u y 1 1 1 1 2 /0 9 J

148 . Washington Mutua] Bank CO D

P3 -$25.000.001 - $ 5 0 , 0 0 0 . 0 0 0 P ~ = M o r c t ha n $ 5 0 . 0 0 0 .0 0 0


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F IN A N C I A L D I SC L O S U R E R E P O R T [ N .... IP ..... Rer~rti.g [ DIi t l !1[ R~por tPage 14 of 15 I ] BENNETT, I~IARK W.]

7/19/2010

V II I. A D D IT I O N A L IN F O R M A T I O N O R E X P L A N A T I O N S .The IRA Schawb Acconnt (lines 2-8) mn out of money in January!Febru~Jry 2009 The account is no longer owned by the undersigned.Aimlnlernational Small Co (line 41 ) ,~as completely sold in 2008.ProsharesUltra Short MSCI (line 90), was completely suld in 2008.Franklin Income Advisor Class (line 129) was acquired in 2006 and was erroneously left off past reports.Washington Mutual Bank COD ~line 148) matured in 2007 and was erroneously included in the 2(,08 Financial Disclosure Reporl


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F I N A N C I A L D I S C L O S U R E R E P O R TPage 15 of 15IX. C E R T I F I C A T I O N .

I cert i fy that al l information given a bo, e (including information pertaining to my spouse and minor or dependent ch i ldren, i f any) isaccurate, t rue, and com plete to the best of my kno wledge and bel ief, and thai any information not reported was ~,i thbcld becaus~ i t met applicable s tatutoryprovisions permitting non-disclosure. "I further cert ify that earned income from outside employmen l and honoraria and the acceptance of gifts which have been reporlcd are incompliance ni th the provisions of 5 U .S.C. app. 501 el . seq. 5 U .S.C. 7353, and .ludicial Conference regulat ions.

SiRnalure__

NOTE: AN~" 1NDI\IDUAL WHO KNOWINGLY AND \VILFULLY FALSIFIES OR FALLS TO FILE Ti l lS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FII.ING INSTRUCTIONSMail signed original and 3 additional copies to:

Commitlee on Financial DisclosureAdministrative Office ofthe United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

mark w bennett financial disclosure report for 2009

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