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    A 12-month prospective follow-up study of patients with

    schizophrenia-spectrum disorders and substance abuse:

    Changes in psychiatric symptoms and substance use

    Howard C. Margolese a,b,d, Juan Carlos Negrete a ,d, Raymond Tempier c,d,

    Kathryn Gilla ,d,

    *a  Addictions Unit, McGill University Health Centre, Canada

     b Clinical Psychopharmacology Unit, McGill University Health Centre, Canadac Continuing Care Service, McGill University Health Centre, Canada

    d  Department of Psychiatry, McGill University, Montreal, Quebec, Canada

    Received 19 July 2005; received in revised form 17 November 2005; accepted 18 November 2005

    Available online 7 February 2006

    Abstract

    While it is widely known that patients with schizophrenia-spectrum psychoses and co-occurring substance use disorders are

    more difficult to manage, there is limited data on the course of their psychiatric symptoms when they remain in treatment over 

    time. This prospective 12-month study evaluated changes in psychiatric symptoms and substance use to ascertain if the co-

    existence of substance use disorders influences ratings of psychiatric symptoms at follow-up.

    147 outpatients in a continuing care program were assessed at intake and followed prospectively for 12 months. Psychiatric

    symptoms were measured at baseline and 12-month follow-up using the Positive and Negative Syndrome Scale (PANSS) and

    Hamilton Depression Rating Scale (HAM-D). Subjective psychological distress was rated with the Brief Symptom Inventory

    (BSI) and quality of life by the Satisfaction with Life Domains Scale (SDLS). Drug and alcohol use was measured with the

    Addiction Severity Index (ASI).

    50.3% of patients were diagnosed with dual disorders (DD) (current and lifetime). The most common primary substances of 

    abuse were alcohol (35.6%) and cannabis (35.1%). DD subjects had higher baseline PANSS positive scores but experienced a

    greater reduction at 12 months compared to single diagnosis (SD) patients. Severity of substance abuse as measured by ASI

    composite scores did not decrease significantly between baseline and 12 months.

    DD patients with schizophrenia and related psychoses treated for their psychiatric illness showed a reduction in PANSSscores over 12 months, even when their substance use remained largely unchanged. However, co-morbidity cases continued to

    0920-9964/$ - see front matter  D  2005 Elsevier B.V. All rights reserved.

    doi:10.1016/j.schres.2005.11.019

    * Corresponding author. Addictions Unit, Montreal General Hospital, 1604 Pine Avenue West, Montreal, Quebec, Canada H3G 1B4. Tel.: +1

    514 934 8311; fax: +1 514 934 8262.

     E-mail address:   [email protected] (K. Gill).

    Schizophrenia Research 83 (2006) 65–75

    www.elsevier.com/locate/schres

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    show higher depression and anxiety ratings. Ongoing substance abuse appears to be related to levels of depression as 62.5% of 

    DD-current versus 34.7% of SD patients had HAM-D scores in the depressed range at 12-month follow-up. Implications for 

    treatment are discussed.

    D  2005 Elsevier B.V. All rights reserved.

     Keywords:  Alcohol; Cannabis; Dual-diagnosis; Psychosis; Schizophrenia; Substance use disorders

    1. Introduction

    Dual diagnosis (DD) patients are known to present 

    more difficulties from a clinical management perspec-

    tive than single diagnosis (SD) patients. Substance use

    has been found to exacerbate the positive symptoms

    of schizophrenia (Drake et al., 1989; Margolese et al.,2004; Negrete et al., 1986; Pulver et al., 1989) and to

    increase aggression, violence (Angermeyer, 2000;

    Soyka, 2000), as well as medication noncompliance

    (Bhanji et al., 2004; Coldham et al., 2002; Kamali et 

    al., 2001; Margolese et al., 2004; Olfson et al., 2000;

    Swartz et al., 1998) in the chronic mentally ill.

    Furthermore, time to readmission or community

    survival is significantly reduced among DD compared

    to SD subjects, even when controlling for non-

    compliance (Hunt et al., 2002).

    Some follow-up studies have found that only a

    small percentage of patients with severe mental illness

    (SMI) achieve stable substance use remission over 

    time (Drake et al., 1996). The prevalence of active

    substance use disorders changed little during a 7-year 

    naturalistic follow-up (Bartels et al., 1995) of a SMI

    sample, suggesting that remission and new cases were

    approximately equal. Another study, which found

    high remission rates among dually diagnosed patients,

    reported significantly higher dropout rates among

     patients with schizophrenia and other psychoses

    compared to patients with other diagnoses (Dixon

    et al., 1998).In a retrospective 18-month study of 100 schizo-

     phrenic outpatients, between 30% and 40% were

    found to be using substances during each 3-month

    interval (Chouljian et al., 1995). Analysis of 59 of the

    subjects with complete data demonstrated that cocaine

    and multiple substances increased, while problem use

    of alcohol, marijuana and other drugs remained stable

    (Chouljian et al., 1995).

    Caspari (1999)  examined the impact of cannabis

    abuse on schizophrenia in a sample of 27 DD patients

    compared to 26 SD controls. He found higher 

    rehospitalization rates and worse psychosocial func-

    tioning in the cannabis abuse group at follow-up after 

    68.7F28.3 months. Of note, 48% of the DD patients

    had ceased all substance abuse, while only 1 SD

     patient started excessive alcohol use, and none

    showed significant drug use. The cannabis group alsohad additional thought disturbance measured on the

    Brief Psychiatric Rating Scale (BPRS) and hostility

    measured on the Arbeitsgememeinscaft fur Methodik 

    und Dokumetation in der Psychiatrie (AMDP) (Ger-

    man scale for measurement of psychotic symptoms)

    compared to the control group at the follow-up

    assessment (Caspari, 1999). The study design pro-

    duced group comparisons for psychiatric symptoms

    that were cross-sectional, rather than within-subjects

    as the BPRS and AMPD were conducted only at 

    follow-up and not at baseline.

    It seems possible that increased symptoms ex-

     pressed by DD patients in some studies are accounted

    for by medication non-compliance as well as the

    direct effect of substances of abuse on the production

    of psychiatric symptomatology.   Buhler et al. (2002)

    followed 29 DD and 29 SD first episode patients for 5

    years. Among the patients available for follow-up

    assessments, those with a DD had more positive

    symptoms and less affective flattening (Buhler et al.,

    2002). Once again, changes in drug use prevalence

    or severity during the follow-up period were not 

    explored.The impact of 12 months of treatment in a general

    hospital outpatient psychiatry service for patients

    with severe and persistent mental illness including

    schizophrenia, schizoaffective disorder and related

     psy choses was explored in the present stu dy.

    Changes in the expression of psychiatric symptoms

    and use of substances of abuse were prospectively

    evaluated to ascertain if continuing substance abuse

    and dependence were associated with poorer thera-

     peutic response.

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    2. Methods

    2.1. Sample selection

    The sample consisted of all patients with schizo-

     phrenia-spectrum disorders (schizophrenia, schizoaf-

    fective disorder, delusional disorder, psychosis NOS),

    who were referred to the Continuing Care Service

    (CCS) of the McGill University Health Centre— 

    Montreal General Hospital (MGH) site. The MGH is a

    tertiary care hospital serving a diverse urban popula-

    tion and the CCS cares for all those patients with

    severe and persistent mental illness (Margolese et al.,

    2004). There are no specific selection criteria for 

    referral to the CCS other than presence of a chronic or recurring psychotic disorder (schizophrenia and relat-

    ed psychoses) and home address in a defined

    geographical catchment area. The presence or absence

    of substance use disorders plays no role in this

    referral. The catchment area (defined by home postal

    code) requires patients to obtain all psychiatric

    services at the MGH. The MGH catchment area is

    wide, representing a multicultural population from

     both inner city and suburban regions. CCS admissions

    who presented with a pure substance-induced psy-

    chosis or bipolar disorder and those whose clinical

    and/or hospital chart diagnosis of schizophrenia-

    spectrum psychosis was not confirmed by an SCID-

    P interview were excluded from the present analyses.

    Characteristics of the sample (n =207) at baseline

    were presented in a prior report (Margolese et al.,

    2004). Briefly, there was no statistically significant 

    difference between DD and SD groups on age,

    diagnosis, education level, living arrangements, per-

    cent on social assistance (welfare), employment 

    status, lifetime or recent (past 2 years) number of 

    hospitalizations, or type of antipsychotic prescribed at 

     baseline (typical (oral or IM), atypical or both).Significantly more DD subjects were male and they

    first received help at a younger age.

    While patients were evaluated at 4-month inter-

    vals, the complete set of evaluations was performed

    only at study entry and study completion. Further-

    more, some patients available at 12 months were not 

    available at some of the intervening time points, and

    vice versa. Comparison of baseline to study end

     point was used in order to maintain the maximum

     possible sample size.

    The follow-up study was designed to test the

    hypothesis that DD patients with a current diagnosis

    of substance abuse/dependence would fare signifi-

    cantly worse than non-using SD patients on psychoticand affective symptoms, subjective psychological

    distress, quality of life and medication adherence.

    Power analyses were conducted in order to determine

    whether the follow-up sample was adequate to test the

     primary hypothesis. There are no standard methods

    for power/sample size calculations in the context of 

    multivariate models for unbalanced repeated measures

    MANOVA. Approximate power was determined by

    generalizing conventional multiple linear analysis to

    the case of repeated measurements of an interval-scale

    dependent variable. Calculations indicated that a totalsample of 140 patients would be required to ensure

    80% power in a 2-tailed test ( p = 0.05) of the

    significance of the difference between current drug

    abusers and other patients, after having adjusted for 

     potential confounders (e.g. age, gender).

    At 12 months, 147 of the initial sample of 207

     patients (71.0%) were still receiving services at the

    MGH and agreed to the follow-up interview. Follow-

    up rates were 66.1% for SD, 73.5% for DD-lifetime,

    and 82.1% for DD-current subjects (v2=3.3,   df  = 2,

     p = 0.190). Compared to those lost to follow-up,

    subjects remaining in the study were significantly

    older (mean age 39.6F10.4 vs. 36.2F10.9; p =0.03),

    were more likely to live alone (37.0% vs. 19.7%;

     p = 0.05) and had significantly lower PANSS negative

    scores at intake (15.8F5.2 vs. 17.6F5.6;   p =0.03).

    There were no differences between subjects remaining

    in the study and those lost to follow-up on any other 

    demographic, psychiatric, or drug use variable,

    including compliance status. Regarding compliance

    status, there was in fact a trend for retention to be

    greater for those not compliant at intake (87.0% vs.

    68.2%). All analyses were conducted on the 12-monthfollow-up sample (n =147).

    2.2. Instruments

    Diagnoses were confirmed through the administra-

    tion of the mood, psychotic and psychoactive sub-

    stance abuse sections of the Structured Clinical

    Interview for DSM-IV (SCID-P). Baseline demo-

    graphics including age, ethnicity, education, marital

    status, and personal and family psychiatric history

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    were recorded. Date of onset of psychiatric symptoms,

    number and length of previous hospitalizations, and

    medications prescribed (dose, form, compliance sta-

    tus) were obtained from patient interviews and reviewof previous hospital charts.

    Psychiatric symptomatology was assessed at base-

    line and 12-month follow-up using the Positive and

     Negative Syndrome Scale (PANSS) (Kay et al., 1988,

    1989) and the Hamilton Depression Rating Scale

    (HAM-D) (Hamilton, 1960); subjective psychological

    distress was measured with the Brief Symptom

    Inventory (BSI) (Derogatis and Melisaratos, 1983);

    while quality of life (QOL) was measured by the

    Satisfaction with Life Domains Scale (SDLS) (Baker 

    and Intagliata, 1982). The PANSS is a 30-itemstandardized instrument that measures positive symp-

    toms (e.g. hallucination, delusions), negative symp-

    toms (e.g. affective blunting, emotional withdrawal),

    and general symptoms (e.g. motor retardation, anxi-

    ety, disorientation) using a semi-structured interview

    and chart review (Kay et al., 1988, 1989). The HAM-

    D is a 23-item clinician administered scale that rates

    cognitive, affective, somatic, and vegetative symp-

    toms of depression (Hamilton, 1960). The BSI is a 53-

    item self-rating questionnaire that evaluates psycho-

    logical distress in nine areas (e.g. hostility, depression,

    somatization, anxiety) over the past week (Derogatis

    and Melisaratos, 1983). A global severity index (GSI)

    score is also obtained from the nine dimensions

     providing an indication of overall distress. The SDLS

    is a 7-point scale wherein stylized faces are used to

    rate patients’ feelings about relationships, autonomy,

    leisure activities, health and housing (Baker and

    Intagliata, 1982). It has been widely used with

    mentally ill patients (Baker and Intagliata, 1982;

    Mercier et al., 1992) and it has been demonstrated

    to have good psychometric properties in terms of 

    reliability, internal consistency, and convergent andcontent validity (Horley, 1985; Kamman et al., 1983;

    Larsen et al., 1985).

    The Addiction Severity Index (ASI) was used to

    determine current and lifetime drug and alcohol use

    levels (McLellan et al., 1980, 1985). The ASI was

    found reliable and valid for assessing drug-related

     behaviours and consequences in mentally ill patients

    (Carise et al., 2001; el Guebaly and Hodgins, 1992). It 

    assesses the number of days and routes of adminis-

    tration of specific drug (e.g. cannabis, cocaine,

    amphetamines, etc.) and alcohol use during the past 

    30 days, as well as the number of days of drug

    abstinence and extent of substance abuse treatment.

    Composite scores range from 0 (abstinent) to 1 (dailyuse with significant impairment and intoxication).

    2.3. Treatment during the follow-up period 

    The CCS provides long-term care with a focus on

    improving quality of life, encouraging community

    living, prevention of hospitalizations and increased

    autonomy. Clients are treated by a multidisciplinary

    team that includes a psychiatrist, social worker, nurse

    and occupational therapist. A case manager who

     becomes the primary contact person for both theclient and family follows each client. A number of 

    services were offered during treatment including

    medication and side-effect management, supportive

     psychotherapy, crisis intervention, social skills train-

    ing, as well as linkage with community services

    related to general health care, housing, finances,

    vocational training and recreation. Case managers

    were not specifically trained to address substance use

     but used the standard case management approach to

    help each patient. Thus, general encouragement to

    reduce substances of abuse and psychoeducation on

    the harmful effects of substance use was discussed

    with those patients whose case manager was aware of 

    their ongoing substance use. This program contained

    no specific component focussed on co-morbid sub-

    stance use disorders; it was not an integrated treatment 

     program.

    2.4. Statistical analysis

    Data for each patient across all variables including

    demographic and diagnostic information was coded

    and entered into a database using Microsoft ExcelR.Statistical analysis was conducted using the micro-

    computer version 10.0 of SPSSR. Fisher’s exact tests

    and chi-square tests of association were used to assess

    differences in categorical variables between groups.

    Comparisons between groups for continuous variables

    were conducted using independent   t -tests and Anal-

    ysis of Variance (ANOVA) techniques, including

    multivariate tests (MANOVA). Comparisons between

     baseline and follow-up time points were performed

    using repeated measures analyses. All post-hoc tests

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    were conducted using   t -tests with a Bonferroni

    correction.

    Linear hierarchical multiple regression analysis

    was performed to examine the relationships among

    drug use and psychiatric symptomatology (e.g.

    PANSS scores) at follow-up. Variables with signifi-

    cant individual correlations, as well as key variables

    of interest (PANSS scores) were entered into hierar-

    chical multiple linear regression using the following

    model: Step 1: Baseline ASI alcohol or drug severity

    composite scores; Step 2: demographics (age and

    sex); Step 3: mood variables at follow-up (HAM-D,BSI, antidepressant status); Step 4: variables related to

     psychosis at follow-up (PANSS, antipsychotic type).

    3. Results

    The patients in this cohort were chronically ill with

    approximately 16 years since first diagnosis. Subjects

    with a DD were more likely than SD to be male, non-

    compliant with medications at intake and younger 

    when they first received psychiatric treatment (Table

    1). There were no significant differences between SD

    and DD patients on any other demographic variable.

    Medication compliance rates differed markedly at 

     baseline, but were similar among the 3 groups at 

    follow-up, with a higher percentage of DD subjects

    compliant at follow-up versus baseline and a lower 

     percentage of SD subjects compliant at follow-up

    Table 1

    Demographics (n =147)

    Variable SD (n = 73) DD-lifetime (n = 50) DD-current (n =24)

    Age (meanFS.D.) 40.4F10.4 40.1F9.7 38.6F10.8% Male 47.9 74.0* 79.2*

    Diagnosis at intake

    % Schizophrenia 63.0 66.0 58.3

    % Schizoaffective 26.0 24.0 16.7

    % Other (delusional disorder, psychosis NOS) 11.0 10.0 25.0

    % Married 9.6 12.0 12.5

    % Caucasian 89.0 90.0 95.8

    Living arrangements

    % Alone 32.9 42.9 37.5

    % Institutiona  24.7 22.0 25.0

    % With other people 49.7 36.0 37.5

    Education: % above high school 65.8 52.0 58.3

    % Employed 5.5 2.0 0

    % On welfare 65.8 68.0 70.8

    Age first received help (meanFS.D.) 24.2F7.9 21.2F9.4 22.0F9.2

    Age first hospitalized b (meanFS.D.) 28.2F9.0 25.6F8.6 29.4F9.4

     Number of hospitalizations at baseline (meanFS.D.) 4.6F4.4 4.8F5.4 3.9F3.0

    % With history of medical problems 54.8 52.0 58.3

    % With current medical problems 42.5 28.0 37.5

    % Non-compliant at baseline 5.6 20.8* 25.0*

    % Non-compliant at follow-up 10.9 12.0 12.5

    S.D.= standard deviation.a  Institution includes any supervised living setting. b For age first hospitalized,  n =67 for SD,  n =45 for DD-lifetime, and  n = 20 for DD-current as some patients were never hospitalized.

    * DD group significantly different than SD group,  v 2 or Fisher’s Exact Test,  p b0.05 corrected for multiple comparisons.

    Fig. 1. Non-compliance at baseline and follow-up.

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    versus baseline (Fig. 1). At baseline, 41.5% of the

    sample were prescribed typical antipsychotics, 37.4%

    atypicals, 17.0% both and 4.1% none. The percentage

    of patients prescribed different antipsychotic types

    (typical, atypical, both) did not differ significantly

     between SD and DD patients. Furthermore, there waslittle shift over time so that similar percentages of 

     patients were receiving typicals, atypicals or both

    antipsychotic types at follow-up.

    Only 15% (22/147) of patients required hospitali-

    zation during the follow-up period and most needed

    either 1 ( N =14) or 2 ( N =6) hospitalizations. There

    were no significant differences between groups (SD,

    DD-current, DD-lifetime) with respect to hospitaliza-

    tion rates.

    Primary substance of abuse for DD-current and

    DD-lifetime patients is shown in   Table 2. A higher  percentage of DD-lifetime subjects used cannabis

    while a lower percent used both alcohol and cocaine

    compared to DD-current subjects. These differences

    were not statistically significant. Of the 74 patients

    with current or lifetime diagnoses of DD, 58 were

    actively abusing substances at baseline. At follow-up,

    36.2% (21/58) were abstinent from their primary drug

    during the month prior to evaluation. However, 7 of 

    these 21 patients were using substances of abuse other 

    than their identified primary drug of abuse. Thus,

    severity of substance use as measured by thecomposite scores on the ASI did not differ signifi-

    cantly when comparing baseline to 12-month follow-

    up measures. There were no significant t ime

    [ F (1,135)=1.42,   p = 0.24] or group time interac-

    tions [ F (2,135)=0.34, p =0.72]. This lack of change

    in overall substance use was also observed for alcohol

    (all   p   valuesN0.3) (Fig. 2)   and drug (all   p   val-

    uesN0.2) (Fig. 3)  use measures separately.

    During the course of psychiatric outpatient treat-

    ment, DD subjects experienced a greater reduction in

    PANSS positive symptom measures compared to SD patients at 12 months (Fig. 4). Repeated measures

    ANOVA with group (3 levels) and time (2 levels)

    yielded significant effect of time [ F (1,140)=47.50,

     p =0.0001] and a significant group time interaction

    Table 2

    Primary substance of abuse for current and lifetime DD patients at 

    12 months

    Substance of abuse

    DD-lifetime(n =50)

    DD-current (n =24)

    Total sample(n =74)

    Alcohol (%) 29.2 40.0 36.5

    Cannabis (%) 38.5 32.0 35.1

    Cocaine (%) 12.5 20.0 17.6

    Other (%) 16.7 8.0 10.8

    Fig. 2. ASI alcohol composite severity scores.

    Fig. 3. ASI drug composite severity scores.

    Fig. 4. PANSS positive scores.

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    [ F (2,140)=3.97,   p =0.021]. Post-hoc analysis failed

    to reveal a statistically significant between group

    difference at 12 months. In other words, 12 months of 

    routine outpatient treatment caused all groups to look more similar in terms of positive symptom expression.

    HAM-D total scores were analyzed using repeated

    measures ANOVA with group (3 levels) and time (2

    levels) yielding a significant main effect for group

    [  F  ( 2 , 1 3 8 ) = 5 . 4 1 ,   p  = 0 . 0 0 5 ] a n d t i m e

    [ F (1,138)=4.92, p =0.028] but no significant group- time interaction [ F (2,138)=0.379, p =0.685]. Post-

    hoc analysis indicated that DD-current subjects

    remained significantly ( pb0.05) more depressed than

    SD at both baseline and 12 months. Substance abuse

    appeared to impact on rates of clinically significant depression as 62.5% of DD-current and 50% of DD-

    lifetime versus 34.7% of SD patients had HAM-D

    scores in the depressed range of 12 or more at follow-

    up (v2=0.039,   df  =2). Most of the patients who did

    receive concomitant antidepressants received an SSRI

    (19/31, 61.3%).

    While there was an absolute significant difference

     between SD versus DD-current and DD-lifetime

    subjects on changes in total subjective QOL scores

    (Table 3), the result was no longer significant after 

    individual items were considered (i.e. after correction

    for multiple comparisons).

    Self-rating of symptoms, as measured by the BSI,

    was different between SD, DD-lifetime and DD-

    current groups (Table 3). While all groups had some

    reduction in their levels of distress (Global SeverityIndex scores) these remained the most elevated for 

    DD-current subjects [ F (2,139)=9.39, p b0.001]. Fur-

    thermore, while all three groups had some reduction

    in their Positive Symptom Total (PST) scores, the DD-

    current group remained the most symptomatic, fol-

    lowed by the DD-lifetime group [ F (2,142)=10.30,

     pb0.001].

    The relationship between psychiatric symptomatol-

    ogy and alcohol/drug abuse severity at follow-up was

    examined using hierarchical multiple regression. ASI

    alcohol and drug severity composite scores at follow-up were predicted using a model that included

    variables related to baseline ASI composite scores,

    demographics, psychological distress and psychotic

    symptoms. Results of the regression demonstrated that 

    alcohol and drug severity at intake largely predicted

    severity at follow-up (Table 4). ASI alcohol composite

    severity scores at follow-up were predicted by severity

    at intake ( R2change, F 1,135=75.73, p b0.001). Similarly,

    drug severity at follow-up was predicted by drug

    severity at baseline ( R2change, F 1,130=84.53, p b0.001).

    Younger age also predicted alcohol, but not drug ASI

    severity scores. No additional variance in alcohol or 

    Table 3

    Psychiatric and substance use measures at baseline and follow-up

    Variable SD (n = 73) DD-lifetime (n = 50) DD-current (n =24)

    Baseline Follow-up Baseline Follow-up Baseline Follow-up

    PANSS

    Positive 14.01F5.36 12.16F5.45 15.22F5.16 12.72F5.16 18.17F5.44 13.04F5.43

     Negative 16.10F5.26 14.92F6.63 15.22F5.05 15.11F5.92 15.29F4.93 15.63F5.26

    Total 59.90F13.82 54.52F17.52 61.70F13.15 55.96F15.66 66.83F13.53 59.54F16.74

    HAM-D Total score 11.7F6.90 9.5F7.7 14.4F8.4 11.7F8.0 15.4F7.5 14.7F7.1

    ASIAlcohol Comp score 0.02F0.06 0.04F0.08 0.06F0.08 0.09F0.15 0.20F0.20 0.19F0.20

    Drug Comp Score 0.006F0.02 0.003F0.008 0.02F0.05 0.02F0.07 0.11F0.11 0.13F0.13

    SDLS Total score 91.9F18.5 98.6F20.7 88.1F17.7 89.7F20.3 85.3F19.6 86.6F22.3

    BSI

    GST 0.80F0.57 0.55F0.55 1.05F0.64 0.84F0.56 1.30F0.72 1.05F0.56

    PST 22.7F12.4 17.4F13.5 27.8F12.8 25.6F14.4 33.2F12.6 29.7F14.7

    PSDI 1.72F0.68 1.45F0.54 1.88F0.55 1.53F0.43 2.06F0.60 1.74F0.44

    PANSS=Positive and Negative Syndrome Scale; HAM-D=Hamilton Depression Rating Scale; ASI=Addiction Severity Index; SDLS=Sa-

    tisfaction with Life Domains Scale; BSI = Brief Symptom Inventory, GST = global symptom total, PST= positive symptom total, PSDI= positive

    symptom distress index.

    For none of the above variables was DD-current or DD-lifetime group significantly different from SD group, or DD-current group significantly

    different from DD-lifetime group,  p b0.05 corrected for multiple comparisons.

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    drug severity at follow-up was accounted for by the

    severity of psychosis or depression. The presence or 

    absence of antidepressant medications and the type of 

    antipsychotic medication prescribed during treatment 

    did not add to understanding the variance in alcohol/ 

    drug abuse severity at follow-up.

    4. Discussion

    The present study demonstrates that when DD

     patients are adequately treated for their psychiatric

    illness there is considerable amelioration in their 

     psychotic symptoms. Moreover, the reduction in

     psychosis does not appear to be related to the type

    of antipsychotic prescribed (typical vs. atypical). The12-month follow-up rate of 71% was considered to be

    reasonable for a chronic psychosis population in an

    ambulatory care setting. While the numbers did not 

    reach statistical significance, there was a trend for 

    higher retention among the current (82.1%) and

    lifetime DD (73.5%) groups compared to the SD

    group (66.1%). This finding was unexpected, as it is

    often assumed that DD patients tend to drop out of 

    treatment more readily.  BootsMiller et al. (1998), for 

    instance, reported that dual diagnosis subjects have a

    higher attrition rate and are more difficult to track in

    follow-up studies.

    This study replicates the often-reported finding of 

     poor treatment compliance among DD subjects; they

    were more likely to be non-compliant with prescribed

    medications at baseline. However, 12 months later all

    groups showed similar compliance rates; largely due

    to considerable improvement in the dual diagnosis

    groups. This change for the better can be seen as a

    measure of success for the case management approach

    adopted by the CCS program, and the significant 

    impact of this approach on treatment compliance

    among DD subjects confirms current best-practices

    recommendations (Drake et al., 2004).

    Alcohol and cannabis were the most commonly

    abused substances in the present cohort, and overallseverity of substance use, as measured by ASI

    composite scores, did not change significantly over 

    the 12-month follow-up period. While 36.2% of DD

     patients abstained from using their primary drug over 

    the month preceding follow-up evaluation, 1/3 of 

    them substituted another substance of abuse. There

    was little change in drug/alcohol dependence over the

    follow-up period.

    On average, the severity of psychotic symptoms as

    measured by the PANSS, did diminish over the 12-

    Table 4

    Hierarchical multiple regression predicting ASI composite severity ratings for alcohol and drug abuse at follow-up

    Predictors ASI alcohol severity at 12 months ASI drug severity at 12 months

     R R2  R2 change   ba   R R2  R2 change   ba 

    Step 1 0.60 0.36 0.36, 0.63 0.39 0.39,

    Baseline ASI alcohol or drug

    severity composite scores

     p b0.0001* 0.60*   p b0.0001* 0.63*

    Step 2: demographics 0.62 0.39 0.03, 0.63 0.40 0.002,

    Age   p =0.06   0.16*   p =0.77   0.02

    Sex   0.02   0.04

    Step 3: mood variables 0.64 0.41 0.24, 0.64 0.42 0.02,

    HAM-D total   p =0.39   0.03   p = 0.58 0.03

    BSI depression   0.03   0.07

    BSI anxiety 0.16 0.12

    BSI GSI 0.04 0.01

    Any antidepressant use 0.03   0.07

    Step 4: psychosis variables 0.65 0.42 0.10, 0.66 0.44 0.23,PANSS positive   p = 0.73 0.11   p =0.30   0.27

    PANSS negative 0.01   0.28

    PANSS total   0.12 0.54

    Antipsychotic type 0.09 0.10

    a  b  weights are standardized.

    *   pb0.05.

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    month treatment period. All groups benefited from

    treatment, but the gains were most marked in the DD

    despite the fact that they continued to use substances of 

    abuse during the follow-up period.It would appear that DD patients in this cohort 

    did no worse than SD patients with respect to

     positive and negative psychiatric symptoms, living

    arrangements, hospitalizations, and employment 

    status over the 12-month follow-up. This observa-

    tion is somewhat at odds with previous reports,

    mostly from the United States. The relatively low

    rates of cocaine use—a more potent psychotomi-

    metic—in this Montreal sample; may help explain

    the difference. There are, nonetheless, other follow-

    up studies that found that substance disorders donot impact negatively on psychiatric status.   Blow et 

    al. (1998)   explored inpatient service use and general

    functioning over 2 years in 632 veterans with an

    Axis 1 psychotic disorder, 90% of whom had

    schizophrenia, 7.7% an affective psychosis and

    198 (29%) a co-morbid substance use disorder.

    They found that Brief Psychiatric Rating Scale

    (BPRS) (Overall and Gorman, 1962) scores were

    consistently lower (i.e. better) among DD compared

    to SD subjects. Clinical rated Global Assessment of 

    Functioning scores were higher (better) for DD

    compared to SD groups and all mean group GAF

    scores increased between baseline and follow-up.

    Similar to our findings, DD patients reported less

    satisfaction with life compared to SD patients on a

    subjective measure of life satisfaction (Blow et al.,

    1998). However, the sample differs from the present 

    study in that they were all veterans and 96.8% of them

    were male. Moreover, Blow et al. did not evaluate

    changes in substance use measures over time, nor 

    specify the types of substances that were abused. Bell

    et al. examined patients with schizophrenia in a work 

    rehabilitation program in the United States (Bell et al.,2002). 80% of the group was classified as DD-

    lifetime, as opposed to DD-current, on the ASI. At 1-

    year follow-up, most patients were classified as

    remaining in stable remission, and substance use

    was found not to influence work participation rates

    (Bell et al., 2002). Thus the impact of substance abuse

    on social functioning as measured by work, was

    minimal. Unfortunately, this paper did not report 

    changes in PANSS or ASI scores over time although

    these data were collected.

    Evidence suggests that several different patient 

     profiles exist among the DD population. For example,

    some have higher symptom levels and poor social

    skills; others lower symptom levels, especially nega-tive symptoms, and even better social skills compared

    to non-abusing schizophrenia patients (Arndt et al.,

    1992; Dixon et al., 1991; Salyers and Mueser, 2001).

    Joyal et al. (2003)   compared 16 DD to 14 SD men

    discharged from a forensic inpatient unit. The DD

    group had fewer negative symptoms and less frontal

    impairment as measured by soft signs and perfor-

    mance on the WCST (Wisconsin Card Sorting Test)

    and COWAT (Controlled Oral Word Association

    Test). They suggest that planning and organization

    skills are required to obtain substances of abuse andmaintain substance use. Therefore, these patients are

    able to continue their addiction in part because of their 

     better cognitive function and fewer negative symp-

    toms. Thus these different patient profile types may

    help to explain some of the differential findings

     between studies as this variance is not yet accounted

    for in most published studies to date.

    The only major between group-differences at 

    follow-up were the greater percentage of current and

    lifetime DD patients who had clinically significant 

    depression. However, there was no statistically

    significant difference in mean group HAM-D scores.

    Subjective positive and global symptoms (i.e., BSI

    results) were higher among DD patients. Thus, it is

    quite evident that DD patients experience more severe

    internal distress than their SD counterparts. Similar to

    the general population without severe mental illness

    (Kendler et al., 1996; Kessler et al., 1994; Regier et 

    al., 1990), substance use disorders are associated with

    higher levels of stress, depression and anxiety among

    those with dual disorders. Among this cohort, these

    higher rates of clinically significant depression were

    seen despite improved antipsychotic and concomitant medication compliance, suggesting that medication

    compliance does not have a strong impact on

    depression and anxiety symptoms when patients

    continue to use substances of abuse. This is likely

     because substance abuse and dependence can increase

    or even induce states of depression and anxiety

    (Kendler et al., 1996; Kessler et al., 1994; Regier et 

    al., 1990).

    The data from this cohort imply that severity of 

     psychosis and drug and alcohol use at follow-up

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    varied independently, and that 12 months of routine

    outpatient treatment for schizophrenia and related

     psychotic disorders did not significantly impact 

    levels of alcohol and drug use. All groups experi-enced a reduction in objective positive symptoms of 

     psychosis. In fact, objective positive symptoms

    decreased more for DD-current than DD-lifetime

    than SD patients. This may be related to the fact that 

    those patients who remained in treatment wanted

    help and thus made an effort to be compliant with

    treatment. Thus, antipsychotic medication compli-

    ance despite ongoing substance use may result in a

    reduction of positive symptoms. Patients that were

    lost to follow-up may have continued to escalate

    their drug use and/or were more likely to bemedication noncompliant.

    Limitations of this study include the design whereby

     psychiatric symptoms were only measured at two time

     points. Since psychiatric symptoms vary and are

    expected to vary with the pattern of substance use,

    the intimate relationship between use and expression of 

     psychiatric symptoms was not adequately explored in

    this study. As well, clinical samples that use a

    naturalistic follow-up are by their very nature biased.

    However, this sample was from a large catchment area

    and both the initial baseline refusal rate (14%) and the

     portion lost to follow-up (29%) were relatively low,

    thus reducing the impact of the inherent bias in the

    study design. This study relied on self-report data,

    some key measures such as medication compliance and

    current substance abuse were not independently

    confirmed; thus some patients may have been incor-

    rectly classified as SD instead of DD.

    Although this study suggests that standard psychi-

    atric treatment is sufficient to reduce psychosis,

    specific substance-related interventions may be re-

    quired to reduce alcohol and drug consumption and

    improve quality of life in this population.

    Acknowledgements

    The authors would like to thank Drs. Allan

    Fielding, Richard Montoro and Warren Steiner for 

    their assistance in patient recruitment. This research

    was supported by a grant awarded to K.G. from the

     National Health Research and Development Program

    (Canada).

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