m o d u l o iv m o d u l e iv. the principle of mutual recognition and its implementation
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MMOODDUULLOO IV IV
MMOODDUULLEE
IV IV
THE PRINCIPLE OF MUTUAL
RECOGNITION AND ITS
IMPLEMENTATION
MUTUAL RECOGNITIONMUTUAL RECOGNITION ARREST WARRANTARREST WARRANT ORDERORDER
FREEZING PROPERTY ORFREEZING PROPERTY OR EVIDENCEEVIDENCE
CONFISCATIONCONFISCATION EUROPEAN EVIDENCE WARRANTEUROPEAN EVIDENCE WARRANT EXECUTION OF FINANCIAL PENALTIESEXECUTION OF FINANCIAL PENALTIES EXECUTION OF NON-CUSTODIAL SUPERVISION EXECUTION OF NON-CUSTODIAL SUPERVISION
MEASURESMEASURES EXECUTION OF CUSTODIAL SENTENCESEXECUTION OF CUSTODIAL SENTENCES EXECUTION OF JUDGMENTS AND DECISIONS ON EXECUTION OF JUDGMENTS AND DECISIONS ON
PROBATION MEASURES WITH A VIEW TO THE PROBATION MEASURES WITH A VIEW TO THE SUPERVISION OF PROBATION MEASURES AND SUPERVISION OF PROBATION MEASURES AND ALTERNATIVE SANCTIONSALTERNATIVE SANCTIONS
UNIT X THE EUROPEAN UNIT X THE EUROPEAN ARREST WARRANT (1)ARREST WARRANT (1)
1.1. MUTUAL RECOGNITION AND MUTUAL RECOGNITION AND FUNDAMENTAL RIGHTSFUNDAMENTAL RIGHTS
2.2. GUIDING PRINCIPLES AND GUIDING PRINCIPLES AND INTERPRETATIONINTERPRETATION
3.3. CONCEPT, NATURE AND CONCEPT, NATURE AND CHARACTERISTICS OF THE CHARACTERISTICS OF THE EAWEAW
UNIT X THE EUROPEAN UNIT X THE EUROPEAN ARREST WARRANT (2)ARREST WARRANT (2)
4.4. SCOPESCOPE
4.1 Spatial scope4.1 Spatial scope
4.2 Temporal scope4.2 Temporal scope
4.3 Material scope4.3 Material scope
UNIT X THE EUROPEAN UNIT X THE EUROPEAN ARREST WARRANT (3)ARREST WARRANT (3)
5. ISSUING AN EAW 5.1 Competent authority 5.2 The application
5.2.1 Procedural stage 5.2.2 Form and content
5.3 Transmission 5.4 Action pending the decision
5.4.1 Additional information 5.4.2 Authorisations 5.4.3 Declaration and temporary
transfer
UNIT X THE EUROPEAN UNIT X THE EUROPEAN ARREST WARRANT (4)ARREST WARRANT (4)
5. ISSUING AN EAW (cont.) 5.5. Action after the decision
5.5.1 Refusal 5.5.2 Surrender 5.5.3 Transit
5.6 Effects of surrender 5.6.1 Calculation of deprivation of liberty 5.6.2 Speciality rule 5.6.3 Subsequent surrender
5.7 Expenses
UNIT X THE EUROPEAN UNIT X THE EUROPEAN ARREST WARRANT (5)ARREST WARRANT (5)
6. EXECUTION OF AN EAW6.1 Competent authority6.2 Initial action
6.2.1 Arrest and appearance before the judicial authority 6.2.2 Hearing of the requested person 6.3 Procedure
6.4 Action pending the decision 6.4.1 Supplementary information 6.4.2. Declaration and temporary transfer
UNIT X THE EUROPEAN UNIT X THE EUROPEAN ARREST WARRANT (6)ARREST WARRANT (6)
6. EXECUTION OF AN EAW (cont.) 6.5. Decision
6.5.1 Grounds for mandatory non-execution 6.5.2 Grounds for optional non-execution 6.5.3 Multiple requests 6.5.4 Grounds for setting conditions
6.6 Surrender 6.6.1 Conditioned or postponed surrender
UNIT X THE EUROPEAN UNIT X THE EUROPEAN ARREST WARRANT (7)ARREST WARRANT (7)
7. ASSESSMENT OF IMPLEMENTATION
Eurojust Report 2009: http://www.eurojust.europa.eu/press_releases/annual_reports/2009/Annual_Report_2009_EN.pdf
1.-ORDERS FREEZING PROPERTY OR EVIDENCE IN EUROPE, CONFISCATION AND THE EUROPEAN EVIDENCE WARRANT in the context of the principle of mutual recognition and immediate execution.
UNIT XI
2.-CURRENT LEGISLATION 2.1- Framework Decision
2003/577/JHA 2.2.- Framework Decision
2006/783/JHA. 2.3.- Council Framework
Decision 2008/978/JHA
UNIT XI
3.- MEANING AND SCOPE. 3.1.- Freezing orders. 3.2.- Confiscation. 3.3.- The European
evidence warrant.
UNIT XI
4.- SCOPE OF EACH OF THE THREE INSTITUTIONS: 4.1.- Material scope.
4.2.- Procedural scope.
4.3.- Temporal scope.
UNIT XI
5.- COMPETENT AND INVOLVED AUTHORITIES IN EACH CASE.
5.1. Issuing authorities 5.2 Executing authorities.
UNIT XI
6- THE ACTIVE PROCESS. 6.1.- Adoption in proceedings. 6.2.- Generation and
documentation. The certificate.
6.3.- Transmission and incidents.
UNIT XI
7- THE PASSIVE PROCESS. 7.1.- Recognition. 7.2.- Non-recognition or non-execution 7.3.- Postponement of execution. 7.4.- Immediate execution
7.4.1. Competence 7.4.2. Procedure and term 7.4.3. Legal remedies 7.4.4. Material content of execution 7.4.5. Process of execution 7.4.6. Cessation of execution 7.4.7 Expenses, reimbursement and losses and
damages.
UNIT XI
MODULE IVMODULE IVUNIT 12UNIT 12
FINANCIAL FINANCIAL PENALTIESPENALTIES
FINANCIAL PENALTIESFINANCIAL PENALTIES
1.- INTRODUCTION (in relation to 1.- INTRODUCTION (in relation to mutual recognition)mutual recognition)
2 2 BACKGROUND TO THE CROSS-BACKGROUND TO THE CROSS-BORDER ENFORCEMENT OF BORDER ENFORCEMENT OF FINANCIAL PENALTIESFINANCIAL PENALTIES
FINANCIAL PENALTIESFINANCIAL PENALTIES
1.3.- 1.3.- BACKGROUND TO THE BACKGROUND TO THE FRAMEWORK DECISIONFRAMEWORK DECISION -- COMMISSION COMMUNICATION (2000)COMMISSION COMMUNICATION (2000) - COUNCIL’S PROGRAMME OF - COUNCIL’S PROGRAMME OF
MEASURES (2001)MEASURES (2001) - GERMAN INITIATIVE (2001)- GERMAN INITIATIVE (2001) - INITIATIVE FROM THE UNITED - INITIATIVE FROM THE UNITED
KINGDOM, FRANCE AND SWEDEN (2001)KINGDOM, FRANCE AND SWEDEN (2001) - PARLIAMENT REPORT (2002)- PARLIAMENT REPORT (2002)
FINANCIAL PENALTIESFINANCIAL PENALTIES
2.- FRAMEWORK DECISION
2005/214/JHA
FRAMEWORK DECISION 2005/214/JHA
2.1.- SCOPE2.1.- SCOPE 2.1.1.- BASIC DEFINITIONS2.1.1.- BASIC DEFINITIONS
2.1.1.1.- CONCEPT OF 2.1.1.1.- CONCEPT OF “DECISION” 2.1.1.2.- CONCEPT OF 2.1.1.2.- CONCEPT OF “PENALTY”
2.1.2.- CONCEPT OF 2.1.2.- CONCEPT OF OFFENCE 2.1.3.- 2.1.3.- TERRITORIAL SCOPE
FRAMEWORK DECISION 2005/214/JHA
2.2.- GROUNDS FOR NON-2.2.- GROUNDS FOR NON-RECOGNITIONRECOGNITION 2.2.1.- GROUNDS. Paying special
attention to: Trials in absentia Multiple enforcement. Legal persons The human rights clause
2.2.2.- CONSEQUENCES
FRAMEWORK DECISION 2005/214/JHA
2.3.- PROCEDURE2.3.- PROCEDURE 2.3.1.- JURISDICTION 2.3.2.- PROCESSING 2.3.3.- ENFORCEMENT
Sum of the penalty Alternative penalty Other incidents Consequences of enforcement.
FRAMEWORK DECISION 2005/214/JHA
3.- CURRENT STATE OF 3.- CURRENT STATE OF TRANSPOSITIONTRANSPOSITION
DECLARATIONS BY THE STATES
UNIT XIIIUNIT XIII
OTHER INSTRUMENTS OF MUTUAL RECOGNITION
UNIT XIIIUNIT XIIITHE RECOGNITION OF PRE-
TRIAL PROCEDURES NOT INVOLVING A DEPRIVATION OF
LIBERTY 2.1. The action of the
Commission: the GREEN PAPER and the proposal on the European supervision order.
2.2 FRAMEWORK DECISION
UNIT XIIIUNIT XIII . THE ENFORCEMENT OF SENTENCES
INVOLVING THE DEPRIVATION OF LIBERTY
3.1. The Strasbourg Convention and the Commission Green Paper
3.2 FRAMEWORK DECISION 3.3 Scope and purpose.
Relationship with the EAW 3.4 Coordination with the rules on
procedural rights
UNIT XIII UNIT XIII MUTUAL RECOGNITION OF JUDGMENTS AND PROBATION DECISIONS WITH A VIEW TO THE
SUPERVISION OF PROBATION MEASURES AND ALTERNATIVE SANCTIONS
4.1. The European space of justice and judgments that establish measures involving the conditional suspension of a sentence or alternative penalties
4.2. The structure and aims of Framework Decision 2008/947/JHA of 27 November 2008.
4.3 The relationship with other European conventions.
UNIT XIIIUNIT XIIITHE PROSPECTS
FOR MUTUAL RECOGNITION OF
JUDICIAL DECISIONS IN CRIMINAL
MATTERS IN LIGHT OF THE TREATY OF
LISBON