luke frazier resume 9-22-15 (general)
TRANSCRIPT
Luke A. Frazier Phone: 410-474-2357; Email: [email protected]
3029 Lawrin Court, Chesapeake Beach, MD 20732
BAR ADMISSION: Sat for July 2015 Maryland Bar Examination (awaiting results) EDUCATION University of Maryland Carey School of Law, Baltimore, MD Juris Doctor; May 2015 (GPA: 3.29)University of Virginia, Charlottesville, VABachelor of Arts, Foreign Affairs, History; May 2011 (GPA: 3.55) EXPERIENCE U.S. Securities and Exchange Commission Office of Compliance Inspections & Examinations (Investment Advisers/Investment Companies) 5/27/2014 – 8/8/2014; 9/3/2014 – 12/3/2014; 1/14/2015 – 5/13/2015 Summer, Fall, and Spring Legal Honor Student
Compared regulatory filings and statements made to clients with company business practices and applicable laws, made recommendations to senior counsel regarding legal and compliance concerns
Prepared official requests for information that the Commission sent to regulated entities during examinations
Drafted weekly circulars which are distributed to OCIE’s IA/IC staff, summarizing Commission actions affecting IA/ICs and paraphrasing applicable rules so that non-lawyers and non-experts could quickly understand them
Investigated, researched, and assessed legal and compliance concerns that arose during examinations
University of Maryland Carey School of Law Immigration Clinic 8/28/2013 – 5/12/2014 Student Attorney
Represented individuals in immigration proceedings before the Immigration Court and the United States Citizenship and Immigration Service (USCIS) in Baltimore
Performed many aspects of case preparation including client interviews, fact development, witness interviews, writing motions and legal briefs, court appearances, and post-relief issues
Wrote memoranda analyzing the immigration issues present in criminal cases the Maryland Office of the Public Defender was litigating
The Honorable Leo E. Green, Jr. 5/27/2013 – 8/16/2013 Seventh Judicial Circuit of Maryland Judicial Intern
Prepared bench memoranda and drafts of judicial opinions regarding civil and criminal matters
Aided in drafting an opinion focusing on a novel issue in Maryland tort law Observed civil and criminal trials Engaged in verbal discussions with the judge regarding controversial legal issues he
had to decide LANGUAGE SKILLS: Proficient in Spanish
Luke A. Frazier
Phone: 410-474-2357; Email: [email protected] 3029 Lawrin Court, Chesapeake Beach, MD 20732
REFERENCES Catherine Black Senior Counsel U.S. Securities and Exchange Commission 100 F St. NE, Washington, D.C. 20549-2001 Office: (202) 551-6913 [email protected] The Honorable Leo E. Green, Jr.Judge, Seventh Judicial Circuit of Maryland14735 Main Street, Upper Marlboro, MD 20772Office: (301) [email protected] Andrew Lund Professor of Law University of Maryland Carey School of Law 500 W. Baltimore Street, Baltimore, MD 21201-1786 Office: (410) 706-6748 [email protected]