listing on the stock exchange in the uae

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Listing on the Stock Exchange in the UAE A presentation brought to you by our law firm in Dubai 1

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Page 1: Listing on the Stock Exchange in the UAE

Listing on the Stock Exchange in the UAE

A presentation brought to you by our law firm in Dubai

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Page 2: Listing on the Stock Exchange in the UAE

Company Listing in the UAE

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Company owners in the UAE who want to list their businesses on the Stock Exchange have two options.

The Dubai Financial Market and the Abu Dhabi Securities Exchange offer listing options.

Page 3: Listing on the Stock Exchange in the UAE

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Listing on the Dubai Financial Market

The Dubai Financial Market (DFM) offers a wide range of financial instruments as well as the possibility to list on a modern platform.

Equities, bonds, funds or Sukuk can be traded here.

Page 4: Listing on the Stock Exchange in the UAE

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Listing Requirements for the DFM >>

The Dubai Financial Market imposes a set of rules and regulations for listing.

The ones for equity trade include conditions for local company listing as well as for foreign company listing in Dubai.

Page 5: Listing on the Stock Exchange in the UAE

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>> Listing Requirements for the DFM

Companies in Dubai must submit a listing application and obtain an approval from the Securities and Commodities Authority.

Copies of the company’s certificate of incorporation and other documents are needed during the pre-listing procedures.

Page 6: Listing on the Stock Exchange in the UAE

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DFM Market Rules

Dubai companies listed on the DFM must comply with the market rules.

Separate issuer rules and trading rules are applicable. The rules imposed by the Securities and Commodities Authority are applicable.

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Listing on the Abu Dhabi Securities Exchange

Another option for company owners is to list on the Abu Dhabi Securities Exchange (ADX).

A prior application is also mandatory for the ADX and it includes the company documents and information about the board members.

Page 8: Listing on the Stock Exchange in the UAE

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Regulations for the ADX

The Abu Dhabi Securities Exchange is also regulated by the Securities and Commodities Authority (SCA).

The capital market regulations imposed in Dubai are used to protect investors and allow for secure transactions.

Page 9: Listing on the Stock Exchange in the UAE

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Listing on the ADX

When listing a company in Dubai in the ADX, investors must provide sufficient information regarding its financial status.

The financial statements must be audited and submitted to the SCA, along with all the other required documents.

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Investing in Dubai

Investors who want to know more about listing securities in Dubai as well as the regulations for brokers can request specialized counselling.

The experts at our law firm in Dubai can answer your questions about trading rules.

Page 11: Listing on the Stock Exchange in the UAE

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For more information please contact us at:

Thank you for your attention!

 (+44) 203-287 0408 (for international clients) [email protected] http://www.dubai-lawyers.net/