list of subjects registrated under the mifidmifid-e.pdfcolonnade canary wharf london e14 5hs united...
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List of subjects registrated under the MiFID
The Data as of August 5, 2015
NoName Address (head office)
Date of
registration
Investment services
and activities 1/
Ancillary services
1/
Financial
Instruments 1/ Supervisory Authority Tied Agents
1 1OAK Capital Limited55 Cadogan Square, London,
SW1X 0HY, United Kingdom4.12.2009 A1, A2, A4, A5 B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
yes
2 2H Wealthcare LLP
22 Wycombe End, Beaconsfield,
Buckinghamshire HP9 1NP,
United Kingdom
5.3.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
3 360 Treasury Systems AGGrueneburgweg 16-18, 60322
Frankfurt am Main, Germany7.6.2007 A1 ***** C1, C2, C4
BaFin-Bundesanstalt fur
Finanzdienstleitungsauf
sicht, Postfach 1308,
53003 Bonn, Germany
no
43D Global Financial Services
Ltd
61, Agios Athanasios & Kantaras
Street, Toumazis Linopetra
Centre-1st Floor, Agios
Athanasios, 4102 Limassol,
Cyprus
30.3.2010 A1, A4, B5 ***** C1, C3
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
53i Debt Management
Investments Limited
Bracken House, 1 Friday Street,
London EC4M 9JA United
Kingdom
7.8.2006 A1, A2, A4, A5 B1, B2, B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
6 42 financial services, s.r.o.Klimentská 1216/46, Praha 1,
110 00 Česká republika26.3.2012 A1, A2, A4, A5, A7 B3, B4, B5, B6
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
7 7daysahead
Flat 21, 124 Regents Park Road,
London, NW1 8XL, United
Kingdom
9.8.2011 A5 ***** C1, C4, C5, C6, C7
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
8 7Q Financial Services Ltd
12-14 Kennedy Avenue,
Kennedy Business Center, 4th
Floor, Suite 402, 1087 Nicosia,
Cyprus
10.4.2012 A1, A4, A5 B1, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
9 A K Jensen Limited1 Cornhill, EC3V 3ND London,
United Kingdom28.6.2006 A1, A2 B4 C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
10 A&M Financial Services Ltd
9 Castle Court, Colne,
Lancashire BB8 7RD, United
Kingdom
30.11.2010 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
11 A.A.M. & Wealth Ltd22, Spyrou Kyprianou Avenue,
1st Floor, 3070 Limassol, Cyprus17.2.2015 A5 B1
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
12A.J.K. Wealth Management
Limited
1, Naousis Street, Karapatakis
Building, 4th Floor, Suite 1, 6018
Larnaca Cyprus
28.7.2011 A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
13A.T.I. Associates (Cyprus)
Ltd
P:O. Box 63099, 8210
Yeroskipou, Paphos, Cyprus,
6018 Larnaca Cyprus
2.6.2011 A5 ***** C3
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
14 AA Advisers LLP30 Tadena Road, London SW10
0PZ, United Kingdom21.2.2007 A1, A5 B3, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
15 AAA Trade Ltd
1, Siafi Street, Porto Bello
Business & Cultural Centre,
Business Suites 1-4, Office 104,
3042 Limassol, Cyprus
12.11.2014 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
16Aaron Towny Mortgages
Limited
6 Market Place, Kettering,
Northamptonshire, NN16 0AL,
United Kingdom
22.7.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
17Abaco Asset Management
LLP
Charles House, 5th Floor, 5-11
Regent Street, London SW1Y,
United Kingdom
8.10.2012 A1, A4 ***** C1, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
18Aberdeen Property Investors
Corporate ASA
Postboks 1228, 0110 Oslo,
Norway3.10.2007 A1, A2, A6, A7 B6 C1
KreditTilsynet - The
Financial Supervisory
Authority of Norway,
P.O. Box 100 Bryn, N-
0611 Oslo, Norway
no
19ABG Sundal Colier Partners
LLP
St. Martins Court, 10 Paternoster
Row, London, EC4M 7EJ, United
Kingdom
13.7.2011 A1, A2, A5 B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
20ABG Sundal Collier Norge
ASA
P.O. Box 1444 Vika, 0115 Oslo,
Norway7.2.2008 A1, A2, A3, A5, A6, A7
B1, B2, B3, B4, B5,
B6
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Kredittilsynet - The
Financial Supervisory
Authority of Norway,
P.O. Box 100 Bryn, N-
0611 Oslo, Norway
no
21 Abraaj Advisers UK Limited1 Grafton Street, London, W1S
4EB, United Kingdom5.3.2012 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
22 Abshire - Smith Global Ltd26 York Street, London, W1U
6PZ, United Kingdom18.4.2013 A1, A2 B4
C1, C4, C5, C6, C7,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
23Abundance NRG Ltd /
Abundance Investment
65-69 Shepherds Bush Green,
London, W12 8TB, United
Kingdom
5.12.2013 A1 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
24Acadian Asset Management
(UK) Limited
110 Cannon Street, 4th Floor,
London, EC4N 6EU , United
Kingdom
18.7.2008 A1, A4, A5 B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
25Acanthus Advisers Private
Equity Limited
7 Cavendish Square, London,
W1G 0PE, United Kingdom 1.3.2006 A1 B3 C1. C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
26 Acceleris Limited
Warnford Court, 29 Throgmorton
Street, London, EC2N 2AT,
United Kingdom
31.10.2014 A1, A5, A7 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
27Access Equity Management
Limited
54 Vincent Square, London
SW1P 2NR, United Kingdom4.3.2011 A1, A5, A7 B3, B4, B5, B6 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
28 Accola Capital LLP11 South Side, London, W6 0XY,
United Kingdom21.2.2013 A1, A2, A5, A7 B3, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
29 A-Conversio Capital Ltd4b Orfeos Street, 1070 Nicosia,
Cyprus7.7.2014 A1, A4 B1, B4 C1, C2, C3, C4, C9
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
30 ACPI Investments Limited56 Conduit Street, London W1S
2YZ, United Kingdom30.10.2007 A1, A4, A5 C6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
31 Acsel Advisors Ltd
29 Rivermead, East Molesey,
Surrey KT8 9AZ, United
Kingdom
14.7.2006 A1 B3 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
32 Activtrades Limited1 Thomas More Square, London
E1W 1YN, United Kingdom8.10.2007 A1, A3 B3 C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
33 ActivTrades Plc1 Thomas More Square, London
E1W 1YW, United Kingdom14.12.2005 A1, A2, A3 B4
C1, C2, C4, C5, C6,
C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
34AD Valorem Wealth
Management LLP
Whitehall House, Sandy Lane,
Newcastle under Lyme,
Staffordshire, ST5 0LZ, United
Kingdom
6.11.2007 A1, A5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
35ADAMANT CAPITAL
PARTNERS AD
76 A James Bourchier Blvd,
1407, Sofia, Bulgaria28.7.2011 A1, A2, A4, A5, A7 B1, B3, B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Financial Supervision
Commission, 33, Shar
Planina Street, 1303
Sofia, Bulgaria
no
36ADLATUS
AKTIENGESELLSCHAFT
Reichstrasse 31, 09112
Chemnitz, Germany23.6.2007 A1, A2, A4, A5, A7 ***** C1, C2, C3, C4
BaFin-Bundesanstalt fur
Finanzdienstleitungsauf
sicht, Postfach 1308,
53003 Bonn, Germany
no
37 Admiral Markets ASAhtri 6A/B-korpus, 10151 Tallinn,
Estonia30.7.2009 A1, A2, A3 B1, B2, B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Estonian Financial
Supervision Authority,
Sakala 4, 15030 Tallinn,
Estonia
no
38 Admiral Markets Cyprus Ltd
22, Spyrou Kyprianou, Pippiros
Building, 3rd Floor, 3070, 3105
Limassol, Cyprus
27.2.2014 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
39 Admiral Markets UK LtdOne Love Lane, London EC2V
7JN, United Kingdom5.7.2013 A1, A2, A7 B1, B2, B4, B7 C4, C5, C6, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
40Advent Capital Management
UK Limited
4th Floor, Devonshire House 1
Mayfair Place, London, W1J
8AJ, United Kingdom
23.7.2015 A1, A2, A4, A5 B4, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
41AE Global Investment
Solutions Limited
Bessborough House, 17
Cavendish Square, W1G oPH
London, United Kingdom
20.6.2005 A1, A2, A4, A5 B3, B4, B6 C1, C2, C3, C4, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
42 AES Financial Services Ltd
Unit 24, Elysium Gate, 126-128
New Kings Road , London SW6
4LZ, United Kingdom
18.8.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
43 Aespen B.V.Singel 450 - 4th Floor, 1017 AZ
Amsterdam, The Netherlands12.12.2007 A1, A2 *****
C1, C2, C4, C5, C6,
C7, C9, C10
Netherlands Authority
for the Financial
Markets, Vijzelgracht 50,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
no
44 AETIA Ltd41 Winfrith Road, London, SW18
3BE, United Kingdom4.8.2010 A1, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
45Aetos Capital Group (UK)
Limited
33rd Floor, 25 Canada Square,
London E14 5LQ, United
Kingdom
14.6.2013 A1 B4, B5C4, C5, C6, C7, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
46Affiliated Managers Group
Limited
35 Park Lane, W1K 1RB
London, United Kingdom31.3.2010 A1 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
47Affinity Financial Products
LLP
Floor 38, Tower 42, 25 Old
Broad Street, London,WC2N
1HQ, United Kingdom
4.8.2011 A1, A5 B5 C1, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
48AFH Independent Financial
Services Ltd
St. Johns Hhouse, 16 Church
Street, Bromsgrove,
Worcestershire, B61 8DN,
United Kingdom
5.11.2008 A1, A2, A4, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
49African Alpha Investment
Partners Limited
14 Cork Street, London W1S
3NS, United Kingdom30.10.2012 A1, A5 B3, B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
50 AFX Capital Markets Ltd
116, Gladstonos Street, M.
Kyprianou House, 1st Floor,
3032 Limassol, Cyprus
6.8.2010 A1, A3, A4 B2, B4 C1, C2, C4, C9
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
51
AFX Markets Limited /
SuperTradingOnline UK
(STO UK)
33 Sun Street, 2nd Floor,
London EC2M 2PY, United
Kingdom
10.7.2012 A1, A2 ***** C4, C5, C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
52Agasti Wunderlich Capital
Markets AS
Bolette Brygge 1, 0252 Oslo,
Norway18.2.2014 A1, A2, A6, A7 B1, B3, B4, B5, B6 C1
Finanstilsynet - The
Financial Supervisory
Authority of Norway,
Revierstredet 3,
Postboks 1187 Sentrum,
N-0107 Oslo, Norway
no
53 Agency Partners LLP1 Liverpool Street, EC2M 7QD
London, United Kingdom28.1.2011 A1, A5 B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
54 AGFE Limited
10 Royality Studios, 105
Lancaster Road, London, W11
1QF, United Kingdom
8.9.2009 A1, A2, A4, A5 B1 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
55 Agincourt Financial Limited
Moorgate Hall, 155 Moorgate,
London EC2M 6XB, United
Kingdom
19.10.2006 A1, A4 B5C2, C4, C5,C6, C7,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
56 AGM Markets Limited
25, Aischylou Street, Zavos City
Court, 2nd Floor, Flat/Office 201,
Agios Nicolaos, 2093 Limassol,
Cyprus
2.2.2012 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
57Agora Microfinance Partners
LLP
6 Duke Street, St James, SW1
6BN London, United Kingdom19.10.2010 A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
58 AGT Investments Limited
New Broad Street House, 35
New Broad Street, EC2M 1NH
London, United Kingdom
8.4.2005 A1, A5 B3 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
59 AHJ Capital Markets Limited
2 Minster Court, Mincing Lane,
London, EC3R 7BB, United
Kingdom
9.1.2015 A1, A5 B5C1, C4, C5, C6, C7,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
60 AHV Associates LLP42 Brook Street, London W1K
5BD, United Kingdom20.12.2006 A1, A5 B3 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
61AIB Corporate Finance
Limited
85 Pembroke Roade,
Ballsbridge, Dublin 4, Ireland14.2.2006 A1, A5, A6, A7 B3, B6 C1
Irish Financial Services
Regulatory Authority,
P.O. Box 9138, College
Green, Dublin 2, Ireland
no
62AIG Global Investment
(Europe) Ltd
The AIG Building, 58 Fenchurch
Street, London EC3M 4AB,
United Kingdom
10.8.2006 A1, A2, A4, A5, A6, A7 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
63AIG Global Investment Corp.
(Europe) Ltd
The AIG Building, 58 Fenchurch
Street, London EC3M 4AB,
United Kingdom
10.8.2006 A1, A2, A4, A5, A6, A7 B4, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
64 AISA Direct Ltd
Unit 4, Fordbrook Business
Centre, Marlborough Road,
London, SN9 5NU, United
Kingdom
26.6.2015 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
65 Aitken Advisors LLP41 Marryat Road, London SW19
5BE, United Kingdom23.3.2011 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
66 Aksia Europe Limited4-5 Park Place, London, SW1A
1LP, United Kingdom21.9.2011 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
67Alan Boswell & Company
Limited
Harbour House, 126 Thorpe
Road, Norwich, Norfolk, NR1 VL,
Untied Kingdom
13.11.2007 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
68Alan Steel Asset
Management Ltd
Nobel House, Regent Centre,
Blackness Road, Linlithgow,
West Lothian, EH49 7HU, United
Kingdom
21.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
69 Albert & Partners S.A. 7, Grand Rue, L-6630
Wasserbillig, Luxembourg20.6.2013 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Commission de
Surveillance du Secteur
Financier, L-2991,
Luxembourg.
no
70 Albourne Partners Limited
6 Garden House, Cloisters
Business Park Centre, 8
Battersea Park Road, London,
SW8 4BG, United Kingdom
7.11.2007 A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
71 Aleph Capital Partners LLP14 St. George Street, London,
W1S 1FE, United Kingdom13.1.2014 A1, A5 B3, B5 C1, C3, C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
72Alexander David Securities
Limited
Albert Buildings, 49 Queen
Victoria Street, London, EC4N
4SA, United Kingdom
18.9.2008 A1, A2, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
73Alfa Capital Holdings
(Cyprus) Ltd
15, Demetriou Karatasou,
Anastasio Building, Office 504,
Strovolos, 2024 Nicosia, Cyprus
14.8.2012 A1, A2, A3, A5, A6, A7 B1, B2, B3, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
74 Alger Management50 Broadway, London, SW1H
0RG, United Kingdom15.7.2014 A1, A2, A4, A5 B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
75Algo Capital Management
Limited
Eridge Road, Eridge Green, TN3
9LL Tunbridge Wells21.12.2005 A1, A4 ***** C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
76 Alinda Capital LLP
Augustine House, 6a Austin
Friars, London EC2N 2HA,
United Kingdom
5.7.2013 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
77 Alion Partners Capital LLP
11-12 St James´s Square,
London, SW1Y 4LB, United
Kingdom
8.11.2011 A1, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
78 All Energy Trading B.V.
Herengracht 469, P.O. Box
11096, 1001 GB Amsterdam,
The Netherlands
17.1.2008 A3 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Netherlands Authority
for the Financial
Markets, Vijzelgracht 50,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
no
79 All Options International B.V.
Herengracht 469, P.O. Box
11096, 1001 GB Amsterdam,
The Netherlands
17.1.2008 A3 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Netherlands Authority
for the Financial
Markets, Vijzelgracht 50,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
yes
80 All Securities B.V.Herengracht 433, 1017 BR,
Amsterdam, The Netherlands 24.2.2010 A3 ***** C1, C2, C3
AFM-Netherlands
Authority for the
Financial Markets,
Vijzelgracht 50, PO Box
11723, 1001 GS
Amsterdam, The
Netherlands
no
81Allegra Asset Management
(UK) Limited
Hesketh House, 43-45 Portman
Square, London, W1H 6HN,
United Kingdom
27.6.2011 A1, A2, A4, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
82Allen & Company Advisors
Limited
50 Gresham Street, London,
EC2V 7AY, United Kingdom5.12.2008 A1, A5 B3, B5 C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
83Allen & Company Advisory
UK LLP
1103 Mout Street, London SW3
1AJ, United Kingdom1.3.2011 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
84Allianz Global Investors
Europe GmbH
Pstfach 19 01 27, 80601 Munich,
Germany12.7.2006 A1, A2, A4, A5 ***** C1, C2, C3, C4
Bundesanstalt für
Finanzdienstleistungsau
fsicht, Postfach 13 08,
53003 Bonn, Germany
no
85Allianz Risk Tranfer (UK)
Limite
Allianz House, 60 Gracechurch
Street, London,EC3V 0HR,
United Kingdom
2.5.2014 A1, A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
86 Allium Capital Ltd
Bridewell Gate, 9 Bridewell
Place, London, EC2V 6AW,
United Kingdom
5.10.2009 A5 B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
87 ALLX Ltd45 Beech Street, London,EC2Y
8AD, United Kingdom28.11.2014 A1, A2, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
88Alpcot Capital Management
Ltd
3rd Floor, Cardinal House, 39-40
Albemarle Street, London, W1S
4TE, United Kingdom
28.1.2008 A1, A5 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
89Alpha Capital Markets plc /
Dynamic Alpha / ExoFX
1 Worplesdon St. Mary, Perry
Hill, Worplesdon, Guildford, GU3
3RE Surrey, United Kingdom
16.5.2006 A1, A2, A3 B1, B2, B4 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
90 Alpha Diversity Limited
4 Pipsden Lodge, Rye Road,
Hawkhurst, Kent, TN18 5DN,
United Kingdom, United Kingdom
22.4.2009 A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
91AlphaBet Capital Advisors
Ltd
43 Berkeley Square, Suite 4b,
London W1J 5FJ, United
Kingdom
25.7.2005 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
92Alphadyne Asset
Management (UK) LLP
Berkeley Square House,
Berkeley Square, London, SW1Y
4LB, United Kingdom
30.10.2013 A1, A5 B3, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
93 Alpha-UCITS Ltd
180 Great Portland Street,
London W1W 5QZ, United
Kingdom
14.2.2011 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
94 Alps F S Limited
Compton House, Walnut Tree
Close, Guildford, Gu1 4TX,
United Kingdom
6.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
95Alquity Investment
Management Limited
9 Kingsway, WC2B 6XF
London, United Kingdom24.1.2011 A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
96 Altana Wealth Limited
Standbrook House 2-5 Old Bond
St, 4th Floor, London W1S 4PD,
United Kingdom
20.4.2011 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
97 AlterNet (UK) Limited
River Plate House, 7-11
Finsbury Circus, London EC2M,
United Kingdom
20.8.2012 A1, A2, A3 B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
98 Altius Associates Ltd
2nd Floor, 20 Grosvenor Street,
London, SW1X 7HN, United
Kingdom
15.8.2008 A1, A2, A4, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
99Altorfer Financial
Management Limited
5 Regent Gate, 83 High Street,
Waltham Cross, Hertfordshire,
EN8 7AF, United Kingdom
17.1.2008 A1, A2, A4, A5, ***** C1, C2, C3, C4, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
100 Altruid Systems Limited168, St. Christopher Street,
Valletata, VLT 1467, Malta13.6.2013 A4 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Central Bank of Ireland,
Block D, Iveagh Court,
Harcourt Road, Dublin
2, Ireland
no
101 AlumFX Limited1 Fetter Lane, London EC4A
1BR, United Kingdom6.9.2012 A1, A2 ***** C1, C3, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
102Alvine Capital Management
Ltd
3rd Floor, 34 Brook Street,
London, United Kingdom30.11.2005 A1, A5 B5 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
103 Amagis Capital Partners LLP18 King William Street, London,
EC4N 7BP, United Kingdom28.7.2014 A1, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
104Amalgamated Metal Trading
Ltd
55 Bishopsgate, London, EC2N
3AH, United Kingdom8.11.2007 A1, A2, A3, A5 B1, B2, B4, B7 C5, C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
105 Amana Capital Ltd
12 Archiepiskopou MakariouIII,
Kristelina House, 3rd Floor,
Office 302, Mesa Geitonia 4000,
Limassol, Cyprus
3.7.2012 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
106Amber Fondsmaeglerselskab
A/S
Strandvejen 163, 2900 Hellerup,
Denmark27.7.2008 A1, A2, A4, A5 B4, B5, C1, C2, C3, C4, C10
Finalstilsynet - Danish
Financial Supervisory
Authority, Gl. Kongevej
74 A, DK-1850
Frederiksberg C,
Denmark
no
107American Century Investment
Management (UK) Limited
90 Long Acre, London, WC2E
9RZ United Kingdom5.10.2009 A1, A5 B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
108 AMG Kapital Limited
6, Maximos Michaelides Street,
Maximos Plaza, Bloch 3, 3rd
Floor, Office 3302, 3106
Limassol, Cyprus
20.10.2011 A3, A4 B1, B2, B3, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
109 Amias Berman & Co LLPOne Finsbury Circus, London,
EC2M 7EB, United Kingdom19.10.2009 A1, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
110Amini Financial Services
GmbH
Rudolf-Diesel-Str.5b, 40670
Meerbusch, Osterath, Germany26.4.2011 A1, A2, A5 ****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
BaFin- Bundesanstalt
fur
Finanzdienstungaufsicht
, Lurgiallee 12, 60439
Frankfurt, Germany
no
111Amius Investor Services
Limited
3rd Floor, 25 Berkeley Square,
London, W1J 6HN, Untied
Kingdom
5.3.2008 A1, A2, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
112Amsterdam Effectenkantoor
B.V.
Herengracht 208, 1016
Amsterdam, The Netherlands12.12.2007
A1, A2, A3, A4, A5, A6,
A7B3, B5, B6 C1, C2, C3, C4, C8
Netherlands Authority
for the Financial
Markets, Vijzelgracht 50,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
no
113 Ancala Partners LLP
Ground Floor, York House, 45
Seymour Street, London W1H
7JT, United Kingdom
15.2.2011 A1, A2, A4, A5 B3, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
114 Ancora Finance LLP
1 Connaught Place, 2nd Floor,
London, W2 2ET, United
Kingdom
28.2.2013 A5 B3, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
115Andes Financial Services
Limited
MWB Business Exchanges,
Level 33, 25 Canada Square,
London E14 5LQ, United
Kingdom
10.5.2013 A1, A2, A3, A5 B3, B5C1, C2, C4, C5, C6,
C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
116 Andurance Ventures LLP100 Brompton Road, London,
SW3 1ER, United Kingdom6.12.2013 A5 B5
C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
117Andurand Capital
Management LLP
100 Brompton Road, London,
SW3 1ER, United Kingdom6.2.2013 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
118 AngelList Ltd
2nd Floor, White Bear Yard,
Clerkenwell Road, London,
EC1R 5DF, United Kingdom
1.3.2015 A1, A7 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
119Annandale Financial
Services LLP
62-64 Buccleuch Street,
Dumfries, DG1 2AA, United
Kingdom
21.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
120 Anvil Partners LLP
48 Charles Street, London, W1J
5EN, United Kingdom, United
Kingdom
15.5.2009 A1, A5 B3 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
121Aon Benfield
SecuritiesLimited
55 Bishopsgate, EC2N 3AS
London, United Kingdom24.3.2005 A1, A2, A5 B3, B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
122 Aon Capital Services Limited8 Devonshire Square, EC2M 4PL
London, United Kingdom28.12.2004 A1, A5, A6, A7 B1, B2, B4, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
123 Aperios Partners LLP
8 Upper Grosvenor Street,
London, W1K 2LY, United
Kingdom
31.5.2010 A1, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
124Apollo Management
International LLP
25 St. George Street, London
W1S 1FS,United Kingdom13.12.2012 A1, A2, A5, A7 B3, B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
125 AQX Securities GmbHValentinskamp 70, 20355
Hamburg, Germany28.8.2014 A1, A2 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
BaFin- Bundesanstalt
fur
Finanzdienstungaufsicht
, Lurgiallee 12, 60439
Frankfurt, Germany
no
126 Aravis Partners LLP13 Austin Friars, EC2N 2HE
London, United Kingdom24.1.2011 A1 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
127 Arctic Capital Partners ASHaakon VIIs gate 6, 0161 Oslo,
Norway15.1.2009 A1, A5 B3
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Kredittilsynet - The
Financial Supervisory
Authority of Norway,
P.O. Box 100 Bryn, N-
0611 Oslo, Norway
no
128 Arctic Fund Management ASHaakon VIIs gate 5, 0161 Oslo,
Norway29.4.2011 A1, A4, A5 B1, B3
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Finanstilsynet - The
Financial Supervisory
Authority of Norway,
Revierstredet 3,
Postboks 1187 Sentrum,
N-0107 Oslo, Norway
no
129 Arctic Securities SAHaakon VIIs gate 6, 0161 Oslo,
Norway24.9.2007 A1, A2, A3, A5, A6, A7 B1, B2, B3, B4, B6 C1, C2, C3, C4
KreditTilsynet - The
Financial Supervisory
Authority of Norway,
P.O. Box 100 Bryn, N-
0611 Oslo, Norway
no
130 Ares Management Limited30 St Mary Axe, London EC3A
8EP, United Kingdom8.3.2007 A1, A2, A4, A5, A7 B1, B3, B4, B5
C1, C2, C3, C4, C5,
C6, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
131 Argo Securities ASOlav V´s gate 6, 0161 Oslo,
Norway19.3.2009 A1, A2, A3, A5, A6, A7
B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Kredittilsynet - The
Financial Supervisory
Authority of Norway,
P.O. Box 100 Bryn, N-
0611 Oslo, Norway
no
132 Argus Stockbrokers Ltd
25, Demostheni Severi Avenue,
Metropolis Tower, 1st and 2nd
Floor, 1080 Nicosia, Cyprus
22.12.2010 A1, A2, A4, A5 B1, B2, B3, B4C1, C2, C3, C4, C5,
C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
133 Argyle Consulting Ltd
Hillside House, 239 St Vincent
Street, Glasgow, Lanarkshire,
G2 5QY, Untied Kingdom
19.2.2008 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
134 Arch Financial Products LLP
4th Floor, 66 Grosvenor Street,
London W1K 3JL, United
Kingdom
24.2.2009 A1, A4, A5, A6, A7 B2, B4, B6C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
135 Arian Financial LLP
52-58 Tabernacle Street,
London,EC2A 4NJ, United
Kingdom
30.12.2011 A1, A2, A5 B4, B5C1, C2, C4, C5, C6,
C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
136 Ariya Capital LLP
2nd Floor, Berkeley Square
House, Berkeley Square, W1J
6BD London, United Kingdom
30.11.2010 A5 *****C1, C2, C3, C4, C5,
C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
137 Armstrong Davis Ltd
5 Lakes Court, St Margaretsbury,
Stanstead Abbots, Herts, SG12
8ES, United Kingdom
6.3.2008 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
138 Arrowbridge Capital Limited24 Greville Street, London,EC1N
8SS, United Kingdom20.5.2014 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
139Arrowstreet Capital Europe
Limited
Conference House, 152 Morrison
Street, The Exchange,
Edimbourh, Midlothian EH3 8EB,
United Kingdom
22.2.2011 A1, A5 B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
140 Arunvill Capital UK Limited
St Clements House, 27-28
Clements Lane, London, EC4N
7AE, United Kingdom
11.3.2010 A1, A2, A4, A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
141 Asante Capital Group LLP
2nd Floor, Berkeley Square
House, Berkeley Square, London
W1 6BD United Kingdom
1.3.2011 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
142 Ascension Securities Ltd
South Unit, Part 2nd Floor, 120
Fenchurch Street, London EC3M
5BA, United Kingdom
9.8.2006 A1, A2 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
143Ashcourt Financial Planning
Ltd
11 Tower View, Kings Hill, West
Malling, Kent ME19 4UN, United
Kingdom
9.11.2007 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
144Ashmore Investment
Management Limited
61 Aldwych, London, WC4B4AE,
United Kingdom9.11.2011 A1, A2, A4, A5 B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
145 Aspinall Family Office LLP
25 Southampton Buildings,
London, WC2A 1AL, United
Kingdom
12.11.2007 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
146Asset Management Advisory
Services (AMASS) Limited
1, Makarios III Avenue, 4000
Mesa Geitonia, Limassol, Cyprus17.9.2013 A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
147 Astir Capital Advisors Limited25 Maddox Street London, W1S
2QN, United Kingdom1.2.2013 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
148 Astir Capital Advisors Limited25 Maddox Street, London, W1S
2QN, United Kingdom1.2.2013 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
149 ATC Brokers Limited
Level 33, 25 Canada Square,
London, E14 5LQ, United
Kingdom
27.9.2013 A1, A2 ***** C1, C2, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
150 Atkins Bland Limited
Consort House, Princess Road,
Ferndown, Dorset, BH22 9JG,
United Kingdom
21.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
151 Atlantic Alliance Limited
Lower Ground Floor, 14
Waterloo Place, SW1Y 4AR
London, United Kingdom
21.10.2005 A1, A5 B1 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
152 Atlantic Brokers Limited
The Broadgate Tower, 12th
Floor, 20 Primrose Street,
London, EC2A 2EW, United
Kingdom
31.1.2013 A6, A7 ***** C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
153 Atlanticomnium (UK) Limited12 St. James´s Place, London
SW1A 1NX, United Kingdom23.10.2012 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
154
Atlantik – Kilcullen Asset
Management, a. s. (pôvodný
názov - ABN AMRO Asset
Management (Czech), a.s.)
Hilleho 1843/6, 60200 Brno,
Česká republika25.10.2004 A1, A2, A4, A5, A6, A7 B1, B2, B3, B6 C1, C2, C3, C4
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
155 ATLANTIK finanční trhy, a.s.Vinohradska 230, 100 00 Praha
10, Česká republika19.7.2004 A1, A2, A3, A5, A6, A7 B1, B2, B3 C1, C2, C3
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
156Atlantis Capital Management
Limited
1st Floor (East), 40-41 Pall Mall,
London, SW1Y 5JG, United
Kingdom
9.8.2011 A1, A2, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
157AtlasCapital Financial
Services Ltd
197 Arch. Makarios Avenue Gala
Tower, 4th Floor, 3030 Limassol,
Cyprus
24.4.2008 A2, A5 B1, B2, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
158Atom8 Financial Services
LLP
Centenary House, 2nd Floor,
Palliser Road, London, W14
9EQ, United Kingdom
8.8.2013 A1, A2, A3 *****C1, C2, C4, C5, C6,
C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
159 Atonline Ltd20, Kyriacos Matsis Avenue, 4th
Floor, 1082 Nicosia, Cyprus27.9.2010 A1, A2, A3, A7 B1, B2, B3, B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous, 4th
Floor, P.O.Box 24996
CY-1306, Nicosia,
Cyprus
no
160Aubrey Capital Management
Limited
10 Coates Crescent, Edinburgh,
EH3 7AL, United Kingdom20.2.2007 A1, A2, A4, A5 ***** C1, C2, C3, C4, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
161 Aurel-BGC29 rue de Berri, 75008 Paris,
France22.7.2008 A1, A2, A3, A5, A6, A7 B3, B4, B5, B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Banque de France, 31
rue Croix des Petits
Champs, 75049 Paris
Cedex 01, France
no
162Auriel Capital Management
LLP
22 Cross Keys Close, London
W1U 2DW, United Kingdom23.6.2010 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
163 Aurum Funds Limited
O´Gorman House, 37 Ixworth
Place, London, SW3 3QH,
United Kingdom, United Kingdom
15.5.2009 A1, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
164 Ava Trade EU Limited
Ava Trade Financial Center, Five
Lamps Place, Amien Street,
Dublin 1, Ireland
30.7.2009 A3 B4, B5 C4, C5, C6, C7, C9
Irish Financial Services
Regulatory Authority,
P.O. Box 9138, College
Green, 4000-Dublin,
Ireland
no
165 Ava Trade Ltd16, Vasili Vryonides Street, 5th
Floor, 3095 Limassol, Cyprus 29.10.2013 A1, A2 B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
166Avendus Capital (UK) Private
Ltd
32 Brook Street, London W1K
5DL, United Kingdom24.11.2009 A1, A5 B3, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
167Avior Capital Markets
International Limited
5th Floor, 1 Tudor St, EC4Y
0AH, London, United Kingdom28.11.2011 A1, A2, A5 B3,B4, B5, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
168Aviva Investors Global
Services Limited
1 Poultry, London EC2R 8EJ
United Kingdom6.11.2006 A1, A4 B4
C1,C2,C3,C4,C5,
C6,C7,C8,C9,C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
169 AVUS CAPITAL LtdSofia, 3 Lachezar Stanchev Str.,
fl. 10, Bulgaria27.11.2014 A1, A2, A3 B1, B4 C4, C5, C6, C7, C9
Financial Supervision
Commission, 16,
Budapest Street, 1000
Sofia, Bulgaria
no
170 AXELTIS1-3 rue des Italiens, 75009 Paris,
France14.7.2010 A5, A7 ***** C2, C3, C4
Banque de France, 31,
Rue Croix-des-Petits-
Champs, 75001 Paris,
France
no
171 AxiCorp Limited
30 Crown Place, 10th Floor,
London EC2A 4EB United
Kingdom
21.5.2012 A1, A2, A5 ***** C1, C2, C3, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
172
Ayondo Markets Limited /
Investment Mastery / Your
Trading Broker /
Yourtradingbroker
1 Canada Square, London, E14
5AA, United Kingdom5.10.2009
A1, A2, A3, A4, A5, A6,
A7B3, B4, B5
C1, C2, C4, C5, C6,
C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
173 Azure Wealth LLP
Azure House, 1 Duke´s Mews,
London, W1U 3ET, United
Kingdom
15.2.2013 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
174 B.O. Tradefinancials Ltd
1, Kosta Hadjikakou, Kyriakos
Tower, 1st Floor, Agios
Athanasios, 4107 Limassol,
Cyprus
20.1.2014 A1, A2 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
yes
175Bacon Wealth Management
Limited
33 St James´s Square, London,
SW1Y 4JSD, United Kingdom20.8.2014 A1, A2, A4, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
176 Baigrie Davies & Co Ltd.
3th Floor, Epworth House, 25
City Road, London, EC1Y 1AA,
London, United Kingdom
8.11.2007 A5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
177Baillie Gifford Overseas
Limited
1 Greenside Row, Edinburgh,
Midlothian, EH1 3 AN United
Kingdom
9.9.2010 A1, A2, A4, A5 B6C1, C2, C3, C4, C5,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
178 Bain Capital Europe LLP
Devonshire House, 1 Mayfair
Place, London, W1J 8AJ, United
Kingdom
24.4.2013 A1, A5 B3, B4, B5, B7C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
179Balfour Beatty Infrastructure
Partners LLP
5th Floor, 20 St James´s Street,
London, SW1A 1ES United
Kingdom
13.3.2012 A1, A5 B5C1, C2, C3, C4, C5,
C6, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
180 Balrath Capital Ltd
2nd Floor, Crusader House, 145-
157 St. John Street, London,
EC1V 4PY, United Kingdom
10.2.2010 A1 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
181 Banc De Binary Limited
4, Profiti Ilia Street, Kanika
International Business Centre -
Office 401, Germasogeia, 4046
Limassol, Cyprus
24.1.2013 A1, A2, A5 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
182BancTrust Securities
(Europe) Limited
Chester House, 81-83 Fulham
High Street, London, SW6 3JA,
United Kingdom
25.1.2013 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
183Bank of China International
(UK) Limited
90 Cannon Street, London,
EC4N 6HA, United Kingdom29.12.2009 A1, A2, A5 B4, B5 C1, C3, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
184Bank of Ireland Corporate
Finance Limited
1 Donegal Square South Belfast,
County Antrim, BT1 5LR,
Northern Ireland
15.1.2009 A1, A5 B3 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
185Bankhouse Financial
Management Ltd
3 Byron House, Lansdowne
Court, Bumpers Way, Bumpers
Farm, Chippenham, Weltshire,
United Kingdom
27.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
186Barclays Capital Securities
Limited
5 North Colonnade, Canary
Wharf, London E14 4BB, United
Kingdom
1.10.2004 A1, A2, A3, A5, A6, A7B1, B2, B3, B4, B5,
B6, B7, B8
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
187Barclays Stockbrokers
Limited
Tay House, 300 Bath Street,
Glasgow G2 4LH, United
Kingdom
11.10.2007 A1, A2, A4, A5 B1, B4 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
188 Barker Financial Associates
Glenfield Park, Turner Road,
Nelson, Lancashire, BB9 7DR,
United Kingdom
28.1.2008 A1, A5 B2, B4, B5, B6C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
189Barmac Asset Management
Ltd
27a Lidget Hill, Pudsey, Leeds,
LS28 7LG, United Kingdom11.12.2008 A1, A5 B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
190Barnard Jacobs Mellet (UK)
Limited5th
Floor, 38 Lombard Street,
London, EC3V 9BS, United Kingdom
14.2.2006 A1, A2, A3, A5, A6, A7 B3, B4, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
191 Barratt & Cookie Limited5 Opie Street, Norwich, Norfolk,
NR1 3DW , United Kingdom6.6.2008 A3 B1 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
192BASF Matals Forwards
Limited
63 St. Mary Axe, London, EC3A
8AA, United Kingdom11.12.2008 A2, A3 ***** C4, C5, C6, C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
193Bastion Capital London
Limited
4-14 Tabernacle Street, London,
EC2A 4LU, United Kingdom17.8.2004 A1 ***** C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
194Baynard Capital
Management LLP
1 Chepstow Place, London, W2
4TE, United Kingdom8.2.2012 A1, A2, A4, A5 ***** C1, C2, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
195 BCB & Partners SA68-70 blvd de la Pétrusse, L-
2320 Luxembourg1.5.2013 A1, A2, A4, A5 B3, B4, B5 C1, C2, C3, C4
Commission de
Surveillance de Secteur
Financier, 110, route
d´Arlon, L-2991
Luxembourg
no
196 BCS Prime Brokerage Ltd
Tower 42, International Financial
Centre, 25 Old Broad Street,
London, EC2N 1HQ, United
Kingdom
20.11.2013 A1, A2, A5 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
197 Bdswiss Holding Plc
160 Arch. Makariou III Avenue,
1st Floor, Office 401, 3026,
Limassol, Cyprus
26.9.2013 A1, A2 B1, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
198 Beach Horizon LLP
6th Floor, 10 Finsbury Square,
London, EC2A 1AD, United
Kingdom
3.3.2006 A1, A4, A5 **** C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
199Beach Point Capital Europe
LLP
Level 17 Dashwood House, 69
Old Broad Street, EC2M 1QS
London, United Kingdom
28.9.2010 A1, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
200Bechtel Financing Services
Limited
11 Pilgrim Street, EC4V 6RN
London, United Kingdom19.10.2010 A5 B3 C4, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
201 Belador Advisors UK Limited
3rd Floor, 86 Brook Street,
London, W1K 5AY, United
Kingdom
13.7.2011 A1, A2, A4, A5 B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
202 BELAIR HOUSE1, boulevard Grande-Duchesse
Charlotte, L-1330 Luxembourg10.3.2014 A1, A4, A5 B4, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Commission de
Surveillance de Secteur
Financier, 110, route d
Arlon, L-2991
Luxembourg
no
203 Bell Capital Partners LLP22 Tudor Street, London, EC4Y
0AY, United Kingdom10.11.2009 A1, A5, A7 B3, B5
C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
204 Beltone Financial (UK) LLP43-45 Dorset Street, London
W1U 7NA, United Kingdom18.5.2012 A1, A5 ***** C1, C2, C3, C4, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
205Bentley Jennison Financial
Management Limited
2 Wellington Place, Leeds, West
Yorkshire, LS1 4AP, United
Kingdom
9.11.2007 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
206Bentley-Leek Financial
Management Limited
St Nicholas House, 14 The
Mount, Guildford, Surrey, GU2
4HN, United Kingdom
30.7.2009 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
207Berben_s Effectenkantoor
B.V.
Jodenstraat 6, 6101 AS Echt,
The Netherlands24.2.2005 A1, A2, A3, A4, A5 B4 C1, C2, C3, C4
Netherlands Authority
for the Financial
Markets, Singel 542,
P.O.Box 11723, 1001
GS Amsterdam,
Netherlands
no
208 Berchwood Partners LLP20-22 Mount Row, London W1K
3SF, United Kingdom2.1.2013 A1, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
209 Berkeley Futures Limited
Jackson House, 18 Savile Row,
London, W1S 3PW, United
Kingdom
30.8.2004 A1, A2, A4, A5 B1, B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
210 Berkeley Morgan Ltd
John Ormond House, 899
Silbury Boulevard, Milton
Keynes, Buckinghamshire, MK9
3XL, United Kingdom
15.1.2009 A1 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
211 Best Choice FBC Limited73, Agias Zonis, Dena House,
3rd Floor, 3090 Limassol, Cyprus16.10.2014 A2, A4, A5 B1, B2, B4, B5 C4, C9
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
212 Best of Breed Capital Ltd16 Old Queen Street, London,
SW1H 9HP, United Kingdom21.6.2010 A1, A2, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
213 Best Practice IFA Group Ltd
Old Bank Chambers, 109-111
High Street, Hurstierpoint,
Hassocks, Wes Sesses, BN6
9PU, Untied Kingdom
15.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
214 Bestinvest (Brokers) Limited6 Chesterfield Gardens, London
W1J 5BQ, United Kingdom12.5.2011 A1, A2, A4, A5 B1, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
215 Beta 2 Limited
Hillgate House, 26 Old Bailey,
London EC4M 7HW, United
Kingdom
4.2.2011 A1, A5 ***** C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
216 BETA SECURITIES S.A.8, Fanarioton Street, 11472
Athens, Greece31.12.2004 A1 B1 C1, C2, C3, C4
Capital Market
Commission Helenic
Republic, 1 Kolokotroni
and Stariou str., 105 62
Athens Greece
no
217 BGC International1 America Square, London
EC3N 2LS, United Kingdom24.6.2004 A1, A2, A3, A5 B1, B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
218 BGC International L.P.One America Square, London
EC3N 2LS, United Kingdom20.7.2005 A1, A2, A3, A5 B4 C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
219 BH Securities a.s., Anežská 10/986, 110 00 Praha
1, Česká republika7.4.2006
A1, A2, A3, A4, A5, A6,
A7B1, B2, B4 C1, C2, C3, C4
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
220 BidRoute Limited70 St Mary Axe, London EC3A
8BD, United Kingdom22.10.2007 A1 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
221Binary Investments (Europe)
Ltd
Mompalao Building, Suite 2,
Tower Road, Msida MSD 1825,
Malta
22.5.2015 A3 ***** C4, C5, C10
Malta Financial Services
Authority, Notabile
Road, Attard BKR 3000,
Malta
no
222Birchwood Investment
Management Limited
8 Prospect Place, Welwyn,
Hertfordshire AL6 9EN, United
Kingdom
18.10.2007 A1, A2, A4, A5 B1 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
223 Bivouac Capital LLP23 Clerkenwell Close, London
EC1R 0AT, United Kingdom4.5.2011 A1, A2, A4, A5 B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
224BlackRock Investment
Management (UK) Limited
33 King William Street, London
EC4R 9AS, United Kingdom7.12.2006 A1, A4, A5 B1, B3, B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
225 Blackstone Moregate Limited
Suite 2 Courtyard Offices,
Braxted Park, Braxted Park
Road, Great Braxted, Essex CM8
3GA, United Kingdom
9.11.2007 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
226Blackwell Global Investments
(Cyprus) Ltd
10-12 Emmanuel Rhoides Street,
Ayia Zoni District, 3031Limassol,
Cyprus
10.10.2012 A1, A2 B1, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
227Blenheim Capital Services
Ltd
Level 2, 3 Sheldon Square, W2
6HY London, United Kingdom19.10.2010 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
228BLF Global Asset
Management Ltd
7 Albemarle Street, London,
W1S 4HQ, United Kingdom18.1.2010 A1, A2, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
229Bloomberg Tradebook
Europe Limited
c/o Bloomberg LP, City Gate
House, 39-45 Finsbury Square,
London, EC2A 1PQ, United
Kingdom
17.5.2004 A1, A2 B1, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
230 Bluefin Europe LLP52 Upper Street, London, N1
0QH, United Kingdom17.4.2013 A1, A2 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
231Bluefin Personal Consulting
Limited
1 Aldgate, EC3N 1LP London,
United Kingdom27.10.2010 A1, A5, A7 B3 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
232 BLUENEXTPalais de la Bourse, Place de la
Bourse, 75002, Paris, France19.5.2008 A8 ***** C10
Banque de France, 31
rue Croix des Petits
Champs, CC 40-1359,
75049 Paris Cedex 01,
France
no
233 BMO Capital Markets Limited
95 Queen Victoria Street,
London EC4V 4HG, United
Kingdom
22.5.2012 A1, A2, A3, A5, A6, A7 B3, B4, B5, B6 C1, C3, C4, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
234 BNP Paribas Arbitrage8 Rue de Sofia, 75018 Paris,
France29.10.2004 A1, A2, A3, A5, A6, A7 B6 C1, C2, C3, C4
Banque de France, 31,
Rue Croix-des-Petits-
Champs, 75001 Paris,
France
no
235BNP Paribas Commodity
Future Ltd
10 Harewood Avenue, London,
NW1 6AA, United Kingdom9.11.2007 A1, A2, A3, A5, A8 B1, B2 C5, C6, C7, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
236BNP PARIBAS Equities
France
20 boulevard des Italiens, 75009
Paris, France4.7.2005 A1, A2, A3 B4 C1, C3, C4
Banque de France, 31,
Rue Croix-des-Petits-
Champs, 75001 Paris,
France
no
237BNP Paribas Investment
Partners UK Limited
5 Aldermanbury Square, EC2V
7BP London, United Kingdom5.10.2010 A1, A2, A4, A5 B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
238 BNP Paribas UK Limited10 Harewood Avenue, NW1 6AA
London, United Kingdom25.7.2005 A1, A2, A3, A5, A6, A7 B4, B6 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
239 BNY ConvergEx Limited 1 Canada Square, London, E14
5AL United Kingdom5.3.2008 A1 ***** C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
240BNY Mellon Capital Markets
EMEA Limited
1 Canada Square, London E14
5AL,United Kingdom15.11.2012 A1, A2, A3, A5, A6, A7 B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
241 Boer & Olij EffectenhuisPostbus 1912, 1000 BX
Amsterdam, Netherland11.12.2008 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C
Netherlands Authority
for the Financial
Markets, Vijzelgracht 50,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
no
242 Bolt Markets Limited22 Sackville Street, London,
W1S 3DN, United Kingdom22.3.2012 A1, A2 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
243 Bondcube Limited
1st Floor, 3 More London
Riverside, London, SE1 2RE,
United Kingdom
28.11.2014 A1 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
244Borealis Infrastructure UK
Limited
6 New Street Square, 12th Floor,
New Fetter Lane, London EC4A
3BF, United Kingdom
25.10.2012 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
245 Boston Prime Limited
Suite 605 Tower 42, 25 Old
Broad Street, London EC2N
United Kingdom
9.3.2012 A1, A2 B1C4, C5, C6, C7, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
246 Bottriell Adams LLP
Guants Business Centre,
Petersham Lane, Wimnorne,
Dorset, BH21 4JT, United
Kingdom
14.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
247 Bougeville Consulting Limited149 Defoe House, London,
EC2Y, United Kingdom1.5.2015 A1 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
248Bourne Independent
Financial Advisers Limited
Unit 1a, Rookery Farm,
Ramsdean, Petersfield,
Hampshire, GU32 1RU, United
Kingdom
27.10.2009 A1, A5 B5 C1,C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
249 Bourne Park Capital Limited17a Curzon Street, W1J 5HS
London, United Kingdom12.5.2005 A1, A5 B3 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
250 Bourne Park Capital Limited17c Curzon St, London, W1J
5HU, United Kingdom3.2.2015 A1, A5 B5 C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
251 Boursostrade Ltd
2, Sophouli Street, Chanteclair
Building, 6th Floor, Office 602,
Nicosia, Cyprus
24.11.2014 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
252 BPH Wealth Management
Oddstone House, Thompson
Close, Harpenden, Hertfordshire,
AL5 4ES, United Kingdom
12.12.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
253 Bradbury Hamilton Limited7 Fleet Street, London, EC1Y
1HY, United Kingdom11.12.2007 A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
254Bradesco Securities UK
Limited
Argyll No 1, Cornhill, London,
EC3V 3ND, United Kingdom6.6.2008 A1, A2, A5 B5 C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
255 Brains Inc Limited
1st Floor, 10 Throgmorton
Avenue, EC2N 2DL London,
United Kingdom
12.4.2010 A1, A2, A5 B3, B5 C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
256Brandes Investment Partners
(Europe) Limited
36 Baggot Street Lower, Dublin
2, Ireland12.4.2013 A1, A4 B5 C1, C2, C3, C4
Central Bank of Ireland,
Block D, Iveagh Court,
Harcourt Road, Dublin
2, Ireland
no
257Braveheart Financial
Services Limited
Rycote Park, Milton Common,
Thame OX9 2PE, United
Kingdom
5.9.2006 A1, A5 B3 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
258 Breamer Futures Limited35 Cosway Street, NW1 5BT
London, United Kingdom13.5.2010 A1, A2, A5 B4, B5, B7
C1, C4, C5, C6, C7,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
259Brennus Asset Management
LLP
29 Queen Anne´s Gate, London
SW1H 9BU, United Kingdom18.3.2011 A1, A2, A4, A5 B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
260Brevan Howard Asset
Management LLP
55 Baker Street, London, W1U
8EW, United Kingdom26.1.2010 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
261 Brewin Dolphin Limited12 Smithfield Street, London
EC1A 9BD, United Kingdom30.10.2007 A1, A2, A4, A5, A6, A7 B1, B2, B3, B4, B6 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
262Brian J Hyman (Life &
Pensions) Limited
5 Penta Court, Station Road,
Borehamwood, Herts, WD6 1SL,
United Kingdom
14.2.2008 A1, A5 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
263 BriceAmery Capital Ltd
6th Floor Albermarle House, 1
Albemarle Street, London,W1S
4HA, United Kingdom
1.5.2014 A1, A2 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
264Bridge Hall Stockborkers
Limited
Fairbank House, 27-29 Ashley
Road, Altrincham, Cheschire
WA14 2DP, United Kingdom
19.9.2007 A1, A2, A5 B4 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
265 Bridgewell Limited
Old Change House, 128 Queen
Victoria Street, EC4V 4BJ
London, United Kingdom
1.3.2005 A1, A2, A3, A5, A6, A7 B3, B6 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
266Britanic Energy Trading
Limited
20 Canada Square, London, E14
5NJ, United Kingdom20.5.2009 A1, A2, A5 B2, B3, B4, B5, B7
C2, C4, C5, C6, C7,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
267 Britannic Trading Ltd20 Canada Square, London, E14
5NJ, United Kingdom20.5.2009 A1, A2, A3, A5 B2, B3, B4, B5, B7
C4, C5, C6, C7, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
268 British Independent Utilities
St Annes House, Wood Street,
Lytham St Annes, Lancashire,
FY8 1QGUnited Kingdom
30.6.2010 A1, A5 B5C4, C5, C6, C7, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
269 Broad Securities LLP
5th Floor, 25 New Broad Street,
London EC2N 1HQ, United
Kingdom
3.5.2013 A1, A2, A5 B5 C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
270 Broadgate Mercury Limited37 Lombard Street, London
EC3V 9BS, United Kingdom19.9.2006 A1, A2, A3 ***** C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
271Broadstone Wealth
Management Limited
55 Baker Street, W1U 7EU,
London, United Kingdom29.8.2013 A1, A2, A4, A5 B4, B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
272BrokerCreditService (Cyprus)
Limited
168, Makariou III, Geopyxis
Center, Flat/Office 2, 3027
Limassol, Cyprus
22.4.2013 A1, A2, A3, A4, A5 B1, B2, B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
273brokerjet České spořitelny,
a.s.
Evropská 2690/17, 160 00 Praha
6, Czech Republic22.7.2008 A1, A5 B1, B2, B4 C1, C2, C4
Česká národní banka,
Na Příkopě 29/584, 115
03 Praha 1, Czech
Republic
no
274 Brokertec Europe Limited2 Broadgate, EC2M 7UR
London, United Kingdom11.10.2005 A1, A2, A5, A8 B5, B7
C2, C4, C5, C6, C7,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
275Brookfield Investment
Management (UK) Limited
99 Bishopsgate, 2nd Floor,
London EC2M 3XD, United
Kingdom
21.2.2011 A1, A2, A5, A6, A7 B3, B4, B5C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
276Brookfield Private Advisors
LLP
99 Bishopsgate, London EC2M
3XD, United Kingdom25.7.2014 A1, A8 B3
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
277Brookfield Private Advisors
LP
99 Bishopsgate, 2nd Floor,
EC2M 3XD London, United
Kingdom
5.5.2010 A1, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
278Brooks Macdonald Asset
Management Limited
111-113 Park Street, London,
W1K 7JL, United Kingdom8.9.2009 A1, A2, A4, A5 B1, B4, B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
279 Brown Advisory Limited
Brookfield House, 44 Davies
Street, W1K 5JA London, United
Kingdom
28.1.2011 A1, A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
280 Brown Shipley & Company
Founders Court, 1 Lothbury,
London, EC2R 7HE, United
Kingdom
15.7.2011 A1, A2, A4, A5 B1, B2, B4, B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
281 Brown Shipley & Company
Founders Court, 1 Lothbury,
London, EC2R 7HE, United
Kingdom
15.7.2011 A1, A2, A4, A5 B1, B2, B4, B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
282 Brown Vanneck Partners LLP1 Berkeley Street, W1J 8DJ
London, United Kingdom4.11.2010 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
283 Bruce Nelson Capital LLP9 Stantford Place, London, W1C
1AZ, United Kingdom7.7.2010 A1, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
284Brunning Newman Houghton
Limited
25 Oliver Close, Crowborough,
East Sussex TN6 1JZ, United
Kingdom
16.7.2009 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
285 BTG Pactual Europe LLP
Berkeley Square House, 5th
Floor, Suite 4, Berkeley Square,
London, W1J 6BR, United
Kingdom
10.2.2010 A1, A2, A5, A7 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
286 BTIG Limited
2nd Floor, Princes Court, 7
Princes Street, London, EC2R
8AQ, United Kingdom
14.7.2011 A1, A2, A3 B5 C1, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
287 Bulgerpartners LLP33 St. James´s Square, London,
SW1Y 4YS, United Kingdom4.1.2013 A1, A5 B5
C1, C2, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
288Bullman Investment
Management LLP
1st Floor Offices, 4 Miles´s
Buildings, Bath, Avon, BA1 2QS,
United Kingdom
7.10.2009 A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
289 Butler Toll Ltd
62 Shirivenham, 100 Business
Park, Majors Road, Shirivenham,
Wiltshire, SN6 8TY, United
Kingdom
11.12.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
290 Byhiras (Europe) Ltd23 Austin Friars, London, EC2N
2QP, United Kingdom11.11.2011 A1 *****
C1, C2, C3, C4, C5,
C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
291 Byrne Williams Limited
17 Shirwell Crescent, Futzton,
Milton Keynes, Bucks, MK4 1GA,
United Kingdom
10.9.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
292 Byron Capital Partners Ltd
113, Prodromou Avenue, Office
201, Strovolos, 2064 Nicosia,
Cyprus
2.2.2012 A4, A5 B3, B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
293C B Financial Services
Limited
6th Floor, One Lyric Square,
London, W6 0NB, United
Kingdom
16.7.2009 A1, A2, A3 B2, B4, B5 C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
294 C P Eaton Partners (UK) LLP
Second Floor, Berkley Square
House, Berkley Square, London
W1J 6BD, United Kingdom
11.3.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
295CACEIS CORPORATE
TRUST (CACEIS CT)
91-93 Boulevard Pasteur, 75015
Paris, France28.10.2004 A1 B1 C1, C3
Banque de France, 31,
Rue Croix-des-Petits-
Champs, 75001 Paris,
France
no
296 Cadogan Securities Limited
Minster House, 272-274
Vauxhall Bridge Road, London,
SW1V 1BB United Kingdom
13.3.2013 A1, A2 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
297 Cadwyn Capital LLP
5 Castle Arcade Balcony, Cardiff,
South Glamorgan CF10 1BY,
United Kingdom
24.1.2011 A1, A5, A7 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
298 CAERUS Financial Limited
Paradigm House, Brooke Court,
Wilslow, Cheshire SK9 3ND,
United Kingdom
20.1.2010 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
299 CAERUS Financial Limited
Brooke Court, Lower Meadow
Road, Handforth, Cheschire,
SK9 3ND, United Kingdom
15.6.2015 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
300Caisson Investment
Management Partners LLP
7th Floor, 7 Birchin Lane, EC3V
9BW London, United Kingdom10.5.2010 A4 B3, B4 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
301 Calamos Investments LLP1 Cornhill, London, EC3V 3ND
United Kingdom10.8.2010 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
302 Cambria Ltd. 212 Piccadilly, London W1J
9HF, United Kingdom18.5.2011 A1, A2, A5 B1, B3, B4
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
303 Cambridge Associates Ltd80 Victoria Street, London,
SW1E 5JL, United Kingdom14.2.2008 A1, A2, A4, A5 B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
304Cambridge Capital
Management UK LLP
Leda House, 20 Station Road,
Cambridge, CB1 2JD, United
Kingdom
21.4.2011 A1, A2, A4 *****C1, C2, C3, C4, C5,
C6, C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
305Cambridge Mercantile Risk
Management (UK) Ltd
10th Floor, 71 Fenchurch Street,
London,EC3M 4BS, United
Kingdom
28.11.2014 A1, A3 B1, B2, B4, B5 C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
306 Campbell & McConnachie
Harbour House, 1 Shore Street,
Lossiemouth, Moray, IV31 1SD,
United Kingdom
14.12.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
307Campbell Lutyens & Co.
Limited
4-5 Clifford Street, W1S 2LG
London, United Kingdom4.8.2005 A1, A5, A6, A7 B3 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
308Campbell Thomson
(Insurance Services) Ltd
Turnberry House, 175 West
George Street, Glasgow,
Lanarkshire, G2 2LB, United
Kingdom
15.5.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
309Cantor Fitzgerald Europe /
Cantor Index
One Churchill Place, Canary
Wharf, London E14 5RB, United
Kingdom
25.6.2004 A1, A2, A3, A5, A6, A7 B3, B4, B5, B6C1, C3, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
310 Capella Securities LimitedSuite S1 Dublin Exchange
Facility, IFSC, Dublin 1, Ireland18.4.2013 A1, A2, A4, A5, A7 B3, B4, B5
C1, C2, C3, C4, C5,
C6, C8, C9
Central Bank of Ireland,
Block D, Iveagh Court,
Harcourt Road, Dublin
2, Ireland
no
311Capital & Marketing
International Ltd
33 Dover Street, London, W1S
4NE, United Kingdom29.12.2009 A1, A6 B5 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
312 Capital Advisory Partners Ltd47 Montpelier Square, London,
SW7 1JX, United Kingdom17.5.2010 A1, A2, A5, A6 B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
313 Capital Deposit Limited
54 The Enterprise Centre,
Cranborne Road, Potters Bar,
London, EN6 3DQ, United
Kingdom
8.3.2013 A1, A2, A5 B1, B4, B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
314Capital Generation Partners
LLP
Berkley Square House, Berkley
Square, London, W1J 6BL,
United Kingdom
29.10.2008 A1, A5 B3 C1, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
315Capital Index (Cyprus)
Limited
165, Spyros Araouzos Street,
302 Waterfront Court, 3036
Limassol, Cyprus
16.12.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
316Capital Investment Advisors
Ltd
51 Berkeley Square, London,
W1J 5BB, United Kingdom23.7.2014 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
317 Capital IRG Trustees Limited
The Registry, 34 Beckenham
Road, Beckenham, Kent, BR3
4TU, United Kingdom
15.1.2008 A1, A2 B1, B4 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
318 Capital Managers LLP
Basement, 27 Park Circus,
Glasgow, Lanarkshire, G3 6AP,
United Kingdom
12.12.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
319Capital Market Services UK
Ltd
3rd Floor, 80 Cannon Street,
EC4N 6HL London, United
Kingdom
28.9.2010 A1, A2, A3 B4C4, C5, C6, C7, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
320
CAPITAL
PARTNERS, a.s.
Public warning
(available in Czech
only)
Dusní 22, 110 05 Praha 1,
Česká republika29.1.2007
A1, A2, A3, A4, A5, A6,
A7B1, B2, B3, B6 C1, C3
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
321 Capital Systematics Ltd1 Alkerden Road, London, W4
2HP, United Kingdom15.1.2009 A1, A5, A7 B3, B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
322Capital Trust Financial
Management
Capital House, 28 Lodge Road,
Coleraine, County Londonderry,
BT52 1NB, United Kingdom
14.11.2007 A1, A2, A4, A5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
323Capstan Capital Partners
LLP
57 Grosvenor Street, London,
W1K 3JA, United Kingdom23.2.2010 A1, A2, A5, A7 B3, B5
C1, C3, C4, C5, C6,
C7, C8, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
324Capstone Investment
Advisors
21, Thomas St, London, SE1
9RY, United Kingdom8.9.2009 A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
325Captiva Capital Management
Limited
Cannon Bridge House, 25
Dowgate Hill, London, EC3N
4HJ, United Kingdom
13.11.2008 A1, A2, A4, A5 *****C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
326Carbon Capital Markets
Limited
Fourth Floor, 15 Berkeley Street,
W1J 8DY London, United
Kingdom
14.3.2006 A1, A2, A3, A4 B3 C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
327Carbon Communications
International Limited
Unit 1, 7 Chalcot Road, London
NW1 8LH, United Kingdom30.10.2007 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
328Carbon Financial Partners
Ltd
61 Manor Place, Edinburgh,
Midlothian EH3 7EG, United
Kingdom
25.10.2011 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
329 CarbonDesk Ltd8th Floor, 45 Moorfields, London,
EC2Y 9AE, United Kingdom23.9.2009 A2, A5 ***** C5, C6, C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
330Cardale Financial Planning
Ltd
2 Greengate, Cardale Park,
Harrogate, North Yorkshire HG3
1GY, United Kingdom
8.2.2013 A1, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
331 Carl Kliem S.A.251 route d´Arlon, P.O.Box 492,
2014Luxembourg6.5.2013 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Commission de
Surveillance du Secteur
Financier, L-2991,
Luxembourg.
no
332Castelar Corporate Finance
ASA
Fridtjof Nansens Plass 3, Pb.
1556 Vika, 0118 Oslo, Norway22.3.2010 A5, A6, A7 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Finanstilsynet - The
Financial Supervisory
Authority of Norway,
Revierstredet 3,
Postboks 1187 Sentrum,
N-0107 Oslo, Norway
no
333 Castillon Capital LLP38 Dover Street, London, W1S
4NL, United Kingdom17.7.2008 A1, A5 B3, B4, B5
C1, C3, C4, C5, C6,
C7
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
334CASTLE HARBOUR
SECURITIES LLP
1st Floor , 45 Pont Street,
London SW1X 0BD, United
Kingdom
18.10.2012 A1, A2, A5 B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
335Castle Hill Asset
Management LLP
Sentinel House, 16 Hartcourt
Street, W1H 4AD London,
United Kingdom
28.1.2011 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
336 Castlefield Gaeia Limited
1 The Arcade, 829 Wilmslow
Road, Manchester, M20 5WD,
United Kingdom
15.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
337 Castlegreen Partners LLP 25 Old Broad Street, London,
EC2N 4HN, United Kingdom18.3.2008 A1, A5 B3 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
338Catalysis Capital Partners
Limited
1 Regent Street, London SW1Y
4NS, United Kingdom19.10.2006 A1, A5 B3, B6 C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
339Catalyst Corporate Finance
LLP
16th Floor, Bank House, 8
Cherry Street, Birmingham, B2
5AL, United Kingdom
22.7.2008 A1, A5 B3 C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
340Catalyst Fund Management
Limited
4 Lombard Street, London, EC3V
9HD, United Kingdom, United
Kingdom
22.4.2009 A1, A2, A4, A5 B1, B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
341Catalyst Investment Group
Limited
10 - 13 Lovat Lane, EC3R 8DN
London, United Kingdom10.10.2005 A1, A2, A5 B1, B3 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
342Cathedral Financial
Management Ltd
Southernhay Court, Southernhay
Gardens, Exeter,Devon, EX1
1NX, United Kingdom
14.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
343 Cattegatt Capital Ltd5 Kildare Gardens, London W2
5JS, United Kingdom19.4.2011 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
344CB Richard Ellis Indirect
Investment Services Limited
Kingsley House, Wimpole Street,
London, W1G 0RE, United
Kingdom
9.8.2011 A1, A2, A4, A5 B3, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
345CB Richard Ellis Real Estate
Finance, B.V.
Stadhouderskade 1, 1054 ES
Amsterdam, The Netherlands8.11.2011 A1, A5, A7 B3, B5 C1, C2, C3, C4
Netherlands Authority
for the Financial
Markets, P.O. Box
11723, 1001 GS
Amsterdam, The
Netherlands
no
346 CBA Europe Ltd
Senator House, 85 Queen
Victoria Street, London EC4V
4HA, United Kingdom
6.2.2007 A1, A5 B1, B4 C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
347 CBH Europe Limited
Broad Street House, 55 Old
Street, EC2M 1RX London,
United Kingdom
22.12.2010 A1, A2, A3, A4, A5, A7 B1, B4, B5C1, C2, C3, C4, C5,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
348CBRE Clarion Securities UK
Limited
60 London Wall, London EC2M
5TQ, United Kingdom30.10.2007 A1, A2, A4, A5 B4 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
349CBRE Indirect Investment
Services Limited
64 North Row, London, W1K
7DA, United Kingdom4.2.2008 A1, A2, A4, A5 *****
C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
350 CD&R LLP33 King Street, London, SW1Y
6RJ, United Kingdom16.1.2013 A1, A5 B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
351 CDK Investments LLP150 Brompton Road, London
SW3 1HX, United Kingdom16.2.2011 A1, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
352 Cebile Capital LLP2 Berkeley Square, London, W1J
6EB, United Kingdom10.3.2015 A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
353
CELF Advisors LLP / Claren
Road / Emerging Sovereign
Group
Lansdowne House, 57 Berkeley
Square, London, W1J 6ER,
United Kingdom
11.9.2013 A1, A2, A4, A5, A7 B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
354
CENSEO
Veranlagungsberatungs
GesmbH
Widerhoferplatz 4/13, A-1090
Vienna, Austria10.2.2005 A4, A5 ***** C1, C2, C3, C4
FMA -
Finanzmarktaufsicht,
Otto-Wagner-Platz 5, A-
1090 23, A-1020 Wien,
Austria
no
355 Centerboard Partners Ltd
Golden Cross House, 8
Duncannon Street, WC2N 4JF
London, United Kingdom
7.4.2006 A1, A5 ***** C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
356Central Markets (London)
Limited
Centurion House, 37 Jewry
Street, London, EC3N 2ER
United Kingdom
21.2.2008 A1, A5 ***** C1, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
357 Centreview Partners UK LLP10 Norwich Street, London,
EC4A 1BD, United Kingdom23.9.2009 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
358 Centrus Advisors LLP
Mermaid House, 2 Puddle Dock,
London, EC4V 3DB, United
Kingdom
21.2.2014 A1, A5, A7 B3, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
359Centurion Portfolio Managers
Ltd.
33 Glasshouse Street, London,
W1B 5DQ , United Kingdom4.8.2008 A1, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
360 Ceres Partners Limited
2nfd Floor, 3 Fitzhardinge Street,
London W1H 6EF, United
Kingdom
8.10.2012 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
361 Cesco Investments Ltd
50 Kingwell Road, Barnet,
Hertfordshire EN4 0HY United
Kingdom
13.3.2012 A7 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
362 CF Partners (UK) LLP80 Hammersmith Road, London,
W14 8UD, United Kingdom19.10.2009 A1, A2, A4, A5 B4, B5, B7
C1, C2, C3, C4, C5,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
363 CFE (UK) Ltd
1 Princeton Mews, 167-169
London Road, Kingston upon
Thames, Surrey,KT2 6PT, United
Kingdom
23.4.2012 A1, A4, A5 B4C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
364 CFH Clearing Limited
2nd Floor, 19 South Audley
Street, London, W1K 2NU,
United Kingdom
28.10.2008 A1, A2, A5 B4C1, C2, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
365 CFI Markets Ltd
10, Gregori Afxentiou Street,
Livadhiotis Court 5, 5th Floor,
6023 Larnaca, Cyprus
20.5.2013 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
366Circle Financial Services
Limited
Faraday House, 118 Holyhead
Road, Coventry, West Midlands,
CV1 3LY, United Kingdom
18.8.2008 A1, A2, A4, A5, A7 B1, B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
367 Circle Financial Services Ltd
Faraday House, 118 Holyhead
Road, Coventry, West Midlands,
CV1 3LY, United Kingdom
4.8.2008 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
368Citigroup Global Markets
Limited
Citigroup Centre, 33 Canada
Square, E145LB London, United
Kingdom
17.10.2005 A1, A2, A3, A5, A6, A7B1, B2, B4, B5, B6,
B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
369 City & Trust Finance Ltd
16 Court Farm Business Centre,
Stutton Road, Brantham, Essex,
CO11 1PW, United Kingdom
9.11.2007 A1, A5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
370 City Credit Capital (UK) Ltd
12th Floor, Heron Tower, 110
Bishopsgate, EC2N 4AY London,
United Kingdom
15.3.2005 A1, A2, A3 B4, B5, B7 C4, C5, C6, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
371City Fund Management
Limited
52-54 Gracechurch Street,
London, EC3V 0EH, United
Kingdom
2.2.2012 A1, A4, A5 B5, B7C1, C2, C3, C4, C5,
C6, C7
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
372 City Index Limited
Moorgate Hall, 155 Moorgate,
London EC2M 6XB, United
Kingdom
8.9.2006 A1, A2, A3 B4C1, C2, C4, C5, C6,
C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
373City of London Markets
Limited
10 Philpot Lanet, London, EC3M
8AA, United Kingdom30.10.2013 A1, A2, A5 B5 C1, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
374 Clarges Capital Limited25 Hill Street, London, W1J
5LW, United Kingdom27.7.2008 A1, A2, A5 B3 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
375 Clarion Partners Europe Ltd1 Heddon Street, London, W1B
4BD, United Kingdom26.2.2013 A1 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
376Clarkson Investment
Services Limited
St. Magnus House, 3 Lower
Thames Street, London, EC3R
6HE, United Kingdom
28.10.2008 A1, A2, A5, A6 B3, B5, B6 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
377 Clarkson Securities Limited
St Magnus House, 3 Lower
Thames Street, London, EC3R
6HE, United Kingdom
16.5.2008 A1, A2, A5 ***** C4, C5, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
378 Clarmond Wealth Limited1 Holbein Place, London, SW1W
8NS, United Kingdom27.5.2014 A1, A2, A4, A5 B3, B4, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
379Clay Rogers and Partners
Limited
C R House, 44-45 Water Street,
Birmingham, West Midlands, B3
1HP, United Kingdom
11.8.2008 A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
380Clear Markets Europe
Limited
405 Kings Road, Suite 302,
London, SW10 0BB, United
Kingdom
15.4.2014 A1 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
381Clearbell Fund Management
Limited
2 Harewood Place, London,
W1S 1BX, United Kingdom15.5.2008 A1, A2, A4, A5 ***** C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
382 CLICKOPTIONS S.A.17, cours Valmy, 92972 Paris,
France28.7.2005 A1, A2, A3 ***** C4
Banque de France, 31,
Rue Croix-des-Petits-
Champs, 75001 Paris,
France
no
383Clifton Compliance Services
Ltd
22 Waterrbeer Street, Exeter,
Devon, EX4 3EH, United
Kingdom
13.11.2007 A1, A5 B5 C1,C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
384Climate Change Capital
Limited
3 More London Riverside,
London SE1 2AQ, United
Kingdom
27.7.2008 A1, A2, A4, A5, C6, C7B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
385 Clipperton Finance Limited
Green Park House, 15 Stratton
Street, London W1J 8LQ, United
Kingdom
30.5.2012 A1, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
386 CLSA (UK)
12th Floor, Moor House, 120
London Wall,, London EC2Y
5ET, United Kingdom
20.4.2011 A1, A2, A3, A5, A6, A7 B4, B5, B6 C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
387 Cluny Capital Limited3/4 Devonshire Street, London,
W1W 5DTP, United Kingdom7.3.2013 A1, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
388 CMC Capital Limited25 Hanover Square, London
W1S 1JB, United Kingdom29.10.2012 A5 B3, B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
389 CMC Markets UK plc133 Houndsditch, London, EC3A
7BX, United Kingdom6.9.2004 A1, A2, A3 B4, B5 C4, C5, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
390 Cobra Financial Services Ltd
1st Floor, Canterbury House, 2-6
Sydenham, Croydon, Surrey,
CR0 9XE, United Kingdom
14.2.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
391 Code Advisors Limited4 Grosvenor Place, London
SW1X 4HJ, United Kingdom15.5.2013 A5 B3, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
392 Cogent partners Europe LLP
New Broad Street House, 35
New Broad Street, London
EC2M 1NH, United Kingdom
1.8.2006 A1, A5 ***** C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
393Cohen & Company Financial
Limited
4th Floor, 5 Aldorf Street,
Mayfair, London, W1K 2AF,
United Kingdom
29.12.2009 A1, A2, A4, A5 *****C1, C2, C3, C4, C5,
C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
394Collabrium Investment
Advisors LLP
1 Berkeley Street, LondonW1J
8DJ, United Kingdom12.5.2011 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
395Colliers Capital Holdings
Limited
50 George Street, London,W1A
7GA, United Kingdom23.1.2013 A1, A2, A4, A5 B3, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
396Collins Sarri Statham
Investments Limited
4 Royal Mint Court, London,
EC3N 4HJ, United Kingdom24.2.2009 A1, A2, A5 ***** C1, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
397 Colmex Pro Ltd
1, Chrysanthou Mylona Street,
Megaro Panagides - 4th Floor -
Office 3, 3030 Limassol, Cyprus
17.3.2011 A1, A2 B1, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
398 Colosseum, a.s.Na Šafrance 22, 101 00 Praha
10, Česká republika4.10.2004 A1, A4, A5 B4 C2, C4
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
399 Columbus Frontiers LLP
94 Belford Court Mansions,
Belford Avenue, London, WC1B
3AE, United Kingdom
25.9.2013 A1, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
400 Columna Capital LLP20 Regent Street, London,
SW1Y 4PH, United Kingdom8.2.2013 A1, A5 B5 C1, C3, C4, C5, C7
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
401 Colville Partners Limited57 Grosvenor Street, London,
W1K 3JA, United Kingdom22.5.2015 A5 B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
402Computershare Investor
Services Plc
PO Box 82, The Pavilions,
Bridgewater Road, Bristol, BS99
7NH, United Kingdom
30.8.2004 A1, A2 B1, B4 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
403Computershare Investor
Services plc
PO Box 82, The Pavilions,
Bridgwater Road, Bristol,
Somerset BS99 7NH, United
Kingdom
11.10.2007 A1, A2 B1, B4 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
404 Con-Ex Advisors Limited30 Crown Place, London, EC2A
4EB, United Kingdom27.6.2014 A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
405Conning Asset Management
Limited
7th Floor, 55 King William Street,
EC4R 9AD London, United
Kingdom
21.1.2011 A1, A2, A4, A5 B3, B5, B7C1, C2, C3, C4, C5,
C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
406Conseq Investment
Management, a.s.
Rybná 682/14, 110 05 Praha 1,
Czech Republic3.7.2009 A1, A2, A4, A5 B1, B2, B4, B5 C1, C2, C3, C4
Česká národní banka,
Na Příkopě 29/584, 115
03 Praha 1, Czech
Republic
no
407 Consero Capital LLP
Liberty House, 222 Regent
Street, London, W1B 5TR,
United Kingdom
28.2.2012 A1 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
408 Consulco Capital Ltd173, Metochiou Street, 2407
Nicosia, Cyprus27.5.2013 A1, A5 B1, B4 C1, C2, C3, C4
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
409Continnuous Change Charts
Ltd
1 Monmouth Avenue, London,
E18 1NU, United Kingdom9.6.2009 A1, A5 ***** C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
410 Corbett Keeling Limited13 St. Swithin's Lane, London,
EC4N 8AL, United Kingdom7.11.2007 A1, A5 B3 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
411Coronation International
Limited
57-59 Haymarket, London,
SW1Y 4QX, United Kingdom11.12.2013 A1, A2, A4, A5 B4
C1, C2, C3, C4, C5,
C6, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
412 Corporate FX+ Limited5th Floor, 62 Cornill, London,
EC3V 3NH, United Kingdom13.7.2011 A1, A5 ***** C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
413 Corsair Capital LLP53 Davies Street, W1K 5JH
London, United Kingdom31.3.2010 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
414Courties Investment Services
Limited
18A Hart Street, Henley-on-
Thames, Oxfordshire, RG9 2AU,
United Kingdom
13.11.2007 A4, A5 B1 C1, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
415 Covalis Capital LLP78 Pall Mall, London SW1Y 5FS,
United Kingdom2.7.2013 A1, A2, A4, A5 ***** C1, C2, C4, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
416 Coventry Capital Ltd52 Charles Street, London, W1J
5EU, United Kingdom30.7.2009 A1, A2, A4, A5 B5, B7
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
417 Coverdeal Holdings Ltd
1, Megalou Alexandrou Street,
Sea Breeze Court, Block 10,
Office 204, Pyrgos, 4534
Limassol, Cyprus
26.3.2015 A1 B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
418 Cowen International Limited
11th Floor, 1 Snowden Street,
EC2A 2DQ London, United
Kingdom
28.6.2006 A1, A2, A3, A5, A6, A7 B3, B4, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
419 Cranbourne Financial LLP
18 Walsworth Road, Hitchin,
Hertfordshire, SG4 9SP, United
Kingdom
18.8.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
420 CRE8 Parners Limited
Berkeley Square House,
Berkeley Square, London, W1J
6BD, United Kingdom
16.12.2013 A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
421Create Financial Consulting
Ltd
Unit 7.04, The Deco Building,
Paintworks, Bath Road, Bristol,
Avon, BS4 3EH, United Kingdom
11.12.2008 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
422Crédit Agricole Luxembourg
Conseil
3, avenue Pasteur, L-2311
Luxembourg1.8.2008 A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Commission de
Surveillance du Secteur
Financier, L-2991,
Luxembourg.
no
423Credit Suisse Asset
Management (Praha) a. s.
Lazarská 13/8, 120 00 Praha,
Česká republika5.12.2005 A1, A2, A4, A4 ***** C1, C2, C3, C4
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
424Credit Suisse Asset
Management Limited
1 Cabot Square, London, E14
4QJ, United Kingdom8.11.2007 A1, A2, A4, A5, A6, A7 B1, B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
425Credit Suisse Securities
(Europe) Ltd
One Cabot Square, London E14
4QJ, United Kingdom9.6.2004
A1, A2, A3, A4, A5, A6,
A7, A8
B1, B2, B3, B4, B5,
B6, B7, B8
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
426 Creditex Brokerage LLP
3rd Floor, Paternoster Hause, 65
St Paul´s Churhcyard, London,
EC4M 8AB, United Kingdom
15.11.2007 A1, A2, A3, A8 *****C1, C3, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
yes
427Cresco Capital Markets
(Malta) Limited
110, Lapsi Street, St. Julians,
Malta9.9.2013 A1, A2, A3 ***** C1, C9
Malta Financial Services
Authority, Notabile
Road, Attard BKR 3000,
Malta
no
428 CRT International LLP
Second Floor, Berkeley Square
House, Berkeley Square,
London, W1J 6BD, United
Kingdom
19.3.2009 A1, A5 ***** C1, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
429 Crystal Financial
70 Mymms Drive, Brookmans
Park, Hatfield, Hertfordshire, AL9
7AD, United Kingdom
7.2.2008 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
430Cumberland Place Financial
Management LLP
5th Floor, 36-38 Whitefriars St,
London, EC4Y 8BQ, United
Kingdom
17.1.2008 A1, A4, A5 B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
431Currencies Direct Financial
Markets Limited
51 Moorgate, London, EC2R
6BH, United Kingdom16.6.2009 A1, A5 B4, B5
C4, C5, C6, C7, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
432 Curve Markets (UK) Limited3 Beeston Place, London,
SW1W 0JJ, United Kingdom11.6.2015 A1, A2, A3, A5 B4 C1, C3, C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
433 CVC Capital Partners Limited111 Strand, London, WC2R
0AG, United Kingdom2.4.2009 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
434
CVC Credit Partners
Investment Management
Limited
111 Strand, London, WC2R
0AG, United Kingdom21.9.2011 A1, A2, A4, A5 B3, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
435 CVC Credit Partners Limited
Orion House, 5 Upper St Martin's
Lane, London WC2H 9EA,
United Kingdom
8.11.2006 A1, A2, A4, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
436Cygnus Investment
Management Limited
8-10 Grosvenor Ardens, London
SW1W 0DH United Kingdom9.3.2012 A1, A2, A4, A5 B3, B5
C1, C2, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
437 Cyrrus, a.s.tř. Kpt. Jaroše 28, 602 00 Brno,
Česká republika2.6.2004 A1, A2, A4, A5 B2, B4 C1, C3
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
438 D G Pryde Limited
Bridgeness Road, Carriden,
Bo´Ness, West Lothian, EH51
9SF, United Kingdom
28.10.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
439Daiwa Capital Markets
Europe Limited
5 King William Street, EC4N 7AX
London, United Kingdom4.3.2005 A1, A2, A3, A5, A6, A7 B1, B2, B3, B4, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
440 Daniel Stewart & Company
Becket House, 36 Old Jewry,
London, EC2R 8DD, United
Kingdom
30.6.2010 A1, A2, A3, A5 B4 C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
441Darion Capital Management
B.V.
Prins Hendrikkade 48A, 1012
Amsterdam, The Netherlands10.9.2013 A1, A2, A3, A4, A5 B3
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Netherlands Authority
for the Financial
Markets, Singel 542,
P.O.Box 11723, 1001
GS Amsterdam,
Netherlands
no
442Dartmoor Capital
Management Limited
Berkeley Square House, 1th
Floor, Berkeley Square, London,
W1J 6BD, United Kingdom
10.2.2010 A1, A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
443Dashwood Asset
Management Limited
1 Berkeley Square, London, W1J
DJ, United Kingdom9.8.2012 A1, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
444Davenport Financial
Management Ltd
Branksome House, Filmer
Grove, Godalming, Surrey, GU7
3AB, United Kingdom
19.8.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
445 Davy Asset ManagementDavy House, 49 Dawson Street,
Dublin 2, Ireland18.6.2013 A1, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8
Central Bank of Ireland,
Block D, Iveagh Court,
Harcourt Road, Dublin
2, Ireland
no
446Davy Asset Management
Limited
Davy House, 49 Dawson Street,
Dublin 2, Ireland8.12.2014 A1, A2, A4, A5, A7 B1, B4, B5, B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Central Bank of Ireland,
Block D, Iveagh Court,
Harcourt Road, Dublin
2, Ireland
no
447Davy Asset Management
Limited
Davy House, 49 Dawson Street,
Dublin 2, Ireland8.12.2014 A1, A2, A4, A5, A7 B1, B4, B5, B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Central Bank of Ireland,
Block D, Iveagh Court,
Harcourt Road, Dublin
2, Ireland
no
448 Davy Corporate Finance49 Dawson Street, Dublin 2,
Ireland5.8.2010 A1, A2, A4, A5, A7 B3, B5, B6 C1, C2, C3, C4
Irish Financial Services
Regulatory Authority,
P.O. Box 9138, College
Green, Dublin 2, Ireland
no
449Dawnay Day Corporate
Finance Limited
15 Grosvenor Gardens, London,
SW1W 0BD, United Kingdom3.8.2004 A1, A5, A6, A7 B3, B6 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
450 DBJ Europe Limited
Level 20, 125 Old Broad Street,
London, EC2N 1AR, United
Kingdom
29.12.2009 A1, A2, A5, A7 B2, B3, B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
451 DBL Asset Management LLP
14 Kennersley Lane, Wilmslow,
Cheshire, SK9 5EQ, United
Kingdom
21.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
452DC Dwek Corporate Finance
Limited
41 Hamilton Gardens, London,
NW8 9PX, United Kingdom2.12.2013 A5 B3 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
453 De Giro B.V.Herengracht 442, 1017 BZ
Amsterdam, The Netherlands 16.1.2013 A1, A2, A4 B1, B2, B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Netherlands Authority
for the Financial
Markets, Vijzelgracht 50,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
no
454De Waerdt
Vermogensbeheer B.V.
Bingerweg 18-P, 2031 AZ,
Haarlem, The Netherlands26.9.2012 A1, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Netherlands Authority
for the Financial
Markets, Singel 542,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
no
455 Decura LLP10-12 St James Square, London
SW1Y 4LB, United Kingdom10.7.2013 A1, A2, A4, A5 B5, B6
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
456 Deepbridge Capital LLP
Regus House, Herons Way,
Chester Business Park, Chester,
United Kingdom
5.3.2012 A1, A2, A4, A5 B3, B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
457Delcap Asset Management
Limited
2 Eaton Gate, London, SW1W
9BJ, United Kingdom20.5.2010 A2, A4, A5 B1, B4, B5 C1, C2, C3, C4, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
458 DELFF Management Limited
37 Thurloe St, South Kensington,
London SW7 2LQ United
Kingdom
9.3.2012 A1, A2, A4, A5 B5C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
459Deloitte Investment Services
Limited
24, Spyrou Kyprianou Avenue,
1065 Nicosia, Cyprus31.10.2008 A1, A5 B4 C1, C2, C3, C4
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
460 Delphi Securities LimitedColdbath Square, London, EC1R
5HL, United Kingdom21.8.2013 A1, A2, A3, A5, A7 ***** C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
461Delta Financial Markets
Limited
2 Admirals Way, Marsh wall,
Docklands E14 9XG, United
Kingdom
24.11.2011 A1, A2, A3 B1, B2, B4 C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
462 DELTASTOCK AD6, Stefan Stambolov Blvd., 1301
Sofia, Bulgaria15.5.2009 A1, A2, A3, A4, A5 B1, B2, B4, B5 C1, C4, C5, C6, C9
Financial Supervision
Commission, 33 Shar
Planina Street, 1303
Sofia, Bulgaria
no
463Denholm Hall Capital
Markets Limited
1, Hay Hill, Berkeley Square,
London W1J 6DH, United
Kingdom
25.7.2006 A1, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
464Denny Ellison Enterprises
Limited
2 Woodberry Grove, London
N12 0DR, United Kingdom12.5.2011 A5 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
465 Depaho Ltd
14, Charalambou Mouskou,
Artemisia Business Centre, 2nd
Floor - Office 201, Strovolos,
2014 Nicosia, Cyprus
6.12.2012 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
466 DESCARTES TRADING SA8A, rue Albert Borschette, L-
2011 Luxembourg24.4.2015 A3 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Autorité de Contrôle
Prudentiel et de
Résolution, 61 rue
Taitbout, 75436 Paris
Cedex 09, France
no
467Development Company for
Israel (UK) Limited
ORT House, 126 Albert Street,
London NW17NE, United
Kingdom
24.5.2011 A1 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
468deVere and Partners (UK)
Ltd
3rd Floor, 3 Dyers Buildings,
Holborn, London, EC1N 2JT,
United Kingdom
23.7.2008 A1, A5 ***** C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
469 Dexion Capital Plc1 Tudor Street, London EC4Y
0AH, United Kingdom15.8.2012 A1, A2, A3, A5, A6, A7 B3, B5, B6 C1, C2, C3, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
470 DFJ Esprit Secondaries LLP52 Jermyn Street, London,
SW1Y 6LX United Kingdom14.9.2010 A1, A2, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
471Diapason Commodities
Management UK LLP
5th Floor, 18 Upper Brook Street,
London, W1K 7PU, United
Kingdom
23.6.2010 A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
472Dickson Financial Services
Ltd
31 The Avenue, Watford,
Hertfordshire, WD17 4AJ, United
Kingdom
4.12.2008 A2, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
473Dinosaur Merchant Bank
Limited
3rd Floor, 35-39 Moorgate,
London, EC2R 6BT, United
Kingdom
22.3.2010 A1, A2, A5 ***** C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
474 Directa S.I.M.p.AVia Bruno Buozzi, 5, 10121
Torino, Italy29.10.2012 A1, A4, A6, A7 B2, B4 C1, C2, C3, C4
Banca d´Italia, Via
Nazionale 91, 00184
Roma, Italy
no
475 DIVISA UK LIMITED
Mazzanine Floor, 13-14 King
Street, London, EC2V 8EA,
United Kingdom
28.7.2011 A1, A2, A3 ***** C1, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
476Dodge & Cox Worldwide
Investments Ltd
6 Duke Street, St James´s ,
London, SW1Y 6BN, United
Kingdom
17.6.2010 A1, A5 B5, B7C1, C2, C3, C4, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
477Dom Maklerski TMS Brokers
S.A.
Al. Jerozolimskie 123 A, 02-017
Warszawa, Poland15.5.2013 A2, A3, A5 B4, B5 C4, C5, C7, C9, C10
Central Bank of Ireland,
Block D, Iveagh Court,
Harcourt Road, Dublin
2, Ireland
no
478 Domino Europe Limited
Apartment 12, Regent House,
Bisazza Street, Sliema, Malta,
Malta
8.5.2014 A1, A2, A3 B4 C9
Malta Financial Services
Authority, Notabile
Road, Attard BKR 3000,
Malta
no
479 Domius Capital Advisors LLP25 Berkeley Square, London,
W1J 6HN, United Kingdom29.8.2013 A1, A5 B3, B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
480 DonauCapital Wertpapier AGPassauer Str. 5, 94161
Ruderting, Germany18.11.2010 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Bundesanstalt für
Finanzdienstleistungsau
fsicht, Postfach 13 08,
53003 Bonn, Germany
no
481 Doric Partners LLP
45 Royal Exchange Buildings,
London, EC3V 3NL, United
Kingdom
21.5.2012 A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
482 DORINVESTA S.A.
16 Dorobantilor Street, rooms
no. 7, 8, 9, 11, 1st District,
Bucharest, Romania
12.9.2013 A1, A2, A7 B1, B3, B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
National Securities
Commission, 2
Fiosorului Street,
Bucharest, Sector 3,
Romania
no
483 Douglas Baillie Limited
Algo Business Centre, Glenearn
Road, Perth, Perthshire, PH2
0NJ, United Kingdom
15.5.2008 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
484DQN Global Capital Partners
LLP
First Floor, Berkeley Square
House, Berkeley Square,
London, W1J 6BD, United
Kingdom
4.12.2008 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
485Dragon Capital (Cyprus)
Limited
1, Bouboulinas Street,
Bouboulinas Building, Office 43,
1060 Nicosia, Cyprus
16.5.2012 A1, A2, A3 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
486 Dragon Options Ltd
365, St. Andrews Street,
Efstathiou Court, 1st Floor,
Office 101, 3035 Limassol,
Cyprus
22.5.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
487 Drawbridge (UK) LLP5 Savile Row, London, W1S
3PD, United Kingdom19.3.2009 A1, A2, A4, A5, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
488 DRC Capital LLP
5th Floor, 6 Duke Street, St
James´s, London, SW1Y 6BN,
United Kingdom
10.8.2012 A1, A5 B7C1, C2, C3, C4, C5,
C6, C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
489 DT Securities AGHerrengasse 21, 8010 Graz,
Austria11.10.2004 A4, A5 C1, C2, C3
FMA -
Finanzmarktaufsicht,
Otto-Wagner-Platz 5, A-
1090 23, A-1020 Wien,
Austria
no
490DTZ Investment Management
Limited
1 Curzon Street, London W1A
5PZ, United Kingdom21.11.2006 A1, A2, A4, A5, A7 B5
C1, C2, C3, C4, C5,
C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
491DTZ Investment Management
Limited
125 Old BroadStreet, London,
EC2N 2BQ, United Kingdom31.12.2013 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
492DualEdge Capital
Management LLP
Flat 2, 27 Arundel Gardens,
London, W11 2LW, United
Kingdom
21,.12.2010 A1, A2, A4, A5 ***** C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
493 DUB Investments Ltd
13-15, Gregori Afxentiou Street,
IDE IONNOU COURT, Office
102, Mesa Geitonia, 4003
Limassol, Cyprus
6.12.2012 A1, A4 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
494Duet Alternative Investments
(UK) Limited
27 Hill Street, London W1J 5LP,
United Kingdom3.3.2011 A1, A2, A4, A5 B3, B4, B5
C1, C2, C3, C4, C5,
C6, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
495Duff and Phelps Securities
Limited
40 Bank Street, Canary Wharf,
London, E14 5NR, United
Kingdom
29.10.2008 A1, A5 ***** C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
496 Dukascopy Europe IBS ASLacplesa street 20a-1, Riga,
Latvia19.7.2011 A1 B1, B3, B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Financial and Capital
Market Commission, 1
Kungu Street, Riga LV-
1050, Latvia
no
497 Dukascopy Europe IBS ASLacplesa street 20a-1, Riga,
Latvia13.3.2012 A1, A2, A4, A5, A7 B1, B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Financial and Capital
Market Commission, 1
Kungu Street, Riga LV-
1050, Latvia
no
498Dutch Options and Futures
Institute B.V.
Spijksedijk 16A, 4207 GN
Gorinchem, Netherlands16.5.2005 A1, A3, A4, A5, A6, A7 B4 C1, C2, C3, C4
Netherlands Authority
for the Financial
Markets, Singel 542,
P.O.Box 11723, 1001
GS Amsterdam,
Netherlands
no
499E D & F Man Capital Markets
Limited
Cotton´s Centre, Hay´s Lane,
London SE1 2QE United
Kingdom
13.3.2012 A1, A2, A3, A5 B1, B2, B4, B5, B7C1, C2, C4, C5, C6,
C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
500E J Glanville & Co
(Investment Brokers) Limited
Neville House, 66 High Street,
Henley in Arden, B95 5BX,
United Kingdom
16.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
501 E*Trade Securities Limited
New Broad Street House, 35
New Broad Street, London,
EC2M 1NH,United Kingdom
8.11.2007 A1, A2, A3, A5, A7 B1, B2, B4, B5, B6C1, C2, C3, C4, C5,
C6, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
502E.ON Portfolio Solution
GmbH
Holzstrasse 6, D-40221
Duesseldorf, Germany16.10.2009 A1, A2, A4, A5 B7 C5, C6, C7, C10
BaFin- Bundesanstalt
fur
Finanzdienstungaufsicht
, Lurgiallee 12, 60439
Frankfurt, Germany
no
503 Easy Forex Trading Limited
1, Griva Digeni Ave., Kriel Court,
Office 303, 3035 Limassol,
Cyprus
3.9.2007 A1, A2, A3 B2, B4 C2, C4, C9
Cyprus Securities and
Exchange Commission,
32 Stasikratous, 4th
Floor, P.O. Box 24996
CY-1306, Nicosia,
Cyprus
no
504 EB Capital LLP90 Jeremy Street, London,
SW1Y 6JD, United Kingdom23.9.2011 A1, A2, A4, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
505 Ebrokers (UK) LLP
New Broad Street House, 35
New Broad Street, London
EC2M 1NH, United Kingdom
18.10.2007 A1, A5 ***** C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
506Edison Investment Research
Limited
6th Floor, Lincoln House, 296-
302 High Holborn, London,
WC1V 7JH, United Kingdom
30.6.2010 A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
507Edison Wealth Management
Limited
24 Old Burlington Street,
London, W1S 3AW, United
Kingdom
14.7.2011 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
508
Edmond de Rothschild
Private Merchant Banking
LLP
4 Carlton Gardens, London,
SW1Y 5AA, United Kingdom7.2.2013 A1, A2, A4, A5, A7 B3, B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
509Edmond De Rothschild
Securities (UK) Limited
4 Carlton Gardens, London,
SW1Y 5AA, United Kingdom19.7.2011 A1, A2, A3, A4, A5, A7 B1, B3, B4, B5, B7
C1, C2, C3, C4, C5,
C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
510 EDR FINANCIAL LTD
Corner of Makarios Avenue and
Anastasious Sioukri Street,
Lordos Central Court, Office 602,
3105 Limassol, Cyprus
28.5.2015 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
511 EFEKTA CONSULTING, a.s.Erbenova 312/1, 602 00 Brno,
Czech Republic30.6.2010 A1, A2, A5 B1, B2, B3, B5 C1, C3
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
512EFG Financial Products
(Europe) GmbH
Goetheplatz 2, 60311 Franfurt,
Germany29.3.2011 A1, A2, A5, A7 B5 C1, C3, C6, C9
BaFin- Bundesanstalt
fur
Finanzdienstungaufsicht
, Lurgiallee 12, 60439
Frankfurt, Germany
no
513 EGR Brokers Limited
First Floor, Landmark House, 17
Hanover Square, London,W1S
1HU, United Kingdom
29.12.2011 A1, A2 *****C1, C2, C4, C5, C6,
C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
514 Echo Capital UK Ltd42 Berkeley Square, London,
N1J 5AW United Kingdom28.11.2013 A1, A5 B3, B5 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
515 Eiger Securities LLP4th Floor, 35 Artllery Lane,
London, E1 7LP United Kingdom8.9.2009 A1, A2 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
516Ekistics Property Advisors
LLP
35 Grosvenor Street, London
W1K 4QX, United Kingdom28.1.2011 A1, A5 B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
517 Elara Capital Plc29 Marylebone Road, London
NW1 5JX, United Kingdom14.12.2006
A1, A2, A3, A4, A5, A6,
A7B1, B3, B4, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
518 Elementary Financial Ltd
3 Cambridge Avenue, Sutton
Coldfield, West Midlands, B73
5NA, United Kingdom
23.7.2013 A1, A5 B4, B5C1, C3, C4, C5, C6,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
519 Elm Capital Associates Ltd
2nd Floor, 26 St James´s
Square, London, SW1Y 4JH,
United Kingdom
10.11.2009 A1, A5 B3, B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
520Elton Capital Advisors
Limited
96 Kensington High Street,
London W8 4SG, United
Kingdom
28.5.2013 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,
C6, C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
521 EM Quest Limited
Green Park House, 15 Stratton
Street, London,W1J 8LQ, United
Kingdom
29.12.2011 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
522 EMEA Capital LLP
Berkeley House, Berkeley
Square, London, W1J 6BD,
United Kingdom
15.1.2009 A1, A2, A4, A5 B3, B4, B5C1, C2, C3, C4, C5,
C6, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
523Emerging Markets Bond
Exchange Limited
Level 39, 1 Canada Square,
London, E14 5AB, United
Kingdom
12.2.2015 A1 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
524EM-ES Fund Management
LLP
22 Broadfields Avenue,
Edgware, Middlesex, HA 8 8PG,
United Kingdom
27.11.2007 A1, A5 B1C1, C2, C3, C4, C6,
C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
525 EMF Capital (UK) Limited
4th Floor, 43 London Wall,
London, EC2M 5TF, United
Kingdom
11.12.2008 A1, A2, A4, A5, A7 B3, B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
526Enclude Capital Advisory UK
Limited
Video House, 48 Charlotte
Street, London, W1T 2NS,
United Kingdom
10.9.2013 A1, A5 B3C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
527 Endeavour Financial Limited37 Lombard Street, London,
EC3V 9BQ, United Kingdom10.1.2014 A1, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
528Endowment Advisers Capital
Management Limited
Second Floor, Berkeley Square
House, Berkeley Square,
London, W1J 6BD, United
Kingdom
7.2.2013 A1, A2, A4, A5 B5 C1, C2, C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
529Endurance Global Weather
Risk Advisors Limited
2 Minster Court, London, EC3R
7BB, United Kingdom16.12.2013 A1 ***** C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
530Envent Capital Markets
Limited
25 Savile Row, London, W1S
2ER, United Kingdom19.3.2015 A1, A4, A5 B1, B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
531Eos Wealth Management
Limited
30 City Road, London,
EC1Y2AB, United Kingdom27.5.2014 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
532Epsilon Finance Capacity
Limited
70 St Mary´s Axe, London, EC3A
8BE, United Kingdom17.10.2014 A1, A2, A3 B1 C4, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
533 Equico Europe Limited30 Finsbury Square, EC2P 2YU
London, United Kingdom27.3.2006 A1, A5 B3 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
534 equinet AG Graefstrasse 97, 60487 Frankfurt
am Main, Germany 21.1.2008 A1, A2, A3, A5, A6, A7 B3, B5, B6 C1, C2, C3, C4
BaFin- Bundesanstalt
fur
Finanzdienstleistungsau
sicht, Postfach 13 08,
5308 Bonn, Germany
no
535Equiniti Financial Services
Limited
Aspect House, Spencer Road,
West Sussex BN99 6DA, United
Kingdom
19.9.2007 A1, A2 B1 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
536Equities First (London)
Limited
1st Floor, The Prow, 1 Wilder
Walk, London,W1 5AB, United
Kingdom
7.11.2014 A1, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
537ERG Financial Planning
Limited
65 Louis Braille Way,
Gorebridge, Midlothian, EH23
4LD, United Kingdom
19.4.2011 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
538 Eseclending (Europe) Ltd 10 King William Street, London,
EC4N 7TW, United Kingdom27.10.2009 A1 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
539ESO Capital Partners UK
LLP
Palladium House, 1-4 Argyll
Street, London, W1F 7TAUnited
Kingdom
21.1.2011 A1, A2, A3, A4, A5, A7 ***** C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
540 Estater Advisory LLP
College House, 272 Kings Road,
London SW3 5AW, United
Kingdom
1.10.2012 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
541 Etoro (Europe) Limited
7, Omirou Street, Eleni Tower -
2nd Floor, 3095 Limassol,
Cyprus
20.4.2010 A1, A2, A3, A4 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
542 eToro (UK) Ltd266-270 Regent Street, London
W1B 3AH, United Kingdom1.8.2013 A1, A2 B1, B4
C1,C4, C5, C6, C7,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
543 Eurivex Ltd2, Armenias Street, Office 101,
2003 Nicosia, Cyprus28.7.2011 A1, A4 B1, B3, B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
544 EuroMTS Limited10 Paternoster Square, EC4M
7LS London, United Kingdom29.3.2006 A1, A2, A8 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
545Euronova Asset Management
UK LLP
7-9 North St. David Street,
Edinburgh, Midlothian, EH2
1AW, United Kingdom
24.2.2009 A1, A2 B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
546European Capital Markets
Limited
17 Sloane Court West, SW3
4TD London, United Kingdom22.2.2005 A1, A2, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
547 European Fund Services S.A.2, parc d_activité Syrdall, L-5365
Munsbach, Luxembourg29.9.2005 A1, A2 ***** C1, C2, C3
Commission de
Surveillance de Secteur
Financier, 110 route
d_Arlon, Luxembourg
no
548 EuroTLX SIM SpAVia Cavriana 20, 20134 Milano,
Italy 24.2.2010 A8 ***** C1, C2
Banca d´Italia, Via
Nazionale 91, 00184
Roma, Italy
no
549 Evolution Markets Limited1-2 Gracechurch Street, London,
EC3V 0DD, United Kingdom13.11.2007 A1, A2, A4
C4, C5, C6, C7, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
550Evolution Wealth Network
Ltd.
Sussex House, North Street,
Horsham, Sussex, RH12 1RQ,
Uited Kingdom
26.7.2013 A5 B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
551 EWM Capital Limited
25 Southampton Building,
London WC2A 1AL, United
Kingdom
14.5.2013 A1, A5 *****C1, C2, C3, C4, C5,
C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
552 EXANE16 avenue Matignon, 75008
Paris, France31.3.2015 A1, A2, A3 B2, B5
C1, C2, C3, C4, C5,
C9, C10
Autorité de Contrôle
Prudentiel et de
Résolution, 61 rue
Taitbout, 75436 Paris
Cedex 09, France
no
553 Exane Ltd1 Hanover Street, London W11S
1YZ, United Kingdom21.5.2012 A1, A2, A3, A5, A6, A7 B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
554 EXANE OPTIONS16 avenue de Matignon, 75008
Paris, France11.8.2008 A1, A2 *****
C4, C5, C6, C7, C8,
C9, C10
Banque de France, 31
rue Croix des Petits
Champs, 75049 Paris
Cedex 01, France
no
555 Exante Limited
Portomaso Tower Annex Level 7,
Vjal Portomaso, St. Julians, STJ
4011, Malta
1.4.2014 A1, A2 *****C1, C2, C3, C4, C5,
C6, C7, C9
Malta Financial Services
Authority, Notabile
Road, Attard BKR 3000,
Malta
no
556Executive Benefit
Consultancy Limited
16 Park Circus, Glasgow,
Lanarkshire, G3 6AX, Untied
Kingdom
15.5.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
557 Exness (Cy) Ltd1, Siafi Street, Porto Bello, Office
401, 3042 Limassol, Cyprus 6.8.2013 A1, A2, A3 B1, B2, B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
558 Exotix Partners LLP2 Broadgate, EC2M 7UR
London, United Kingdom7.10.2005 A1, A2, A5 B2, B5 C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
559F.A. Watts (Investment
Managers) Limited
2 The Potteries, Wickham,
Fareham, Hampshire, PO16 7ET
, United Kingdom
11.12.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
560Face to Face Finance
(Anglia) Limited
Rannoch House, Valley Road,
Tasburgh, Norfolk, NR15 1NG,
United Kingdom
17.6.2010 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
561 FACTORY AD
1784 Sofia, 111 Tsarigradsko
shose, Evrotur, Besiness Center,
Bulgaria
4.6.2010A1, A2, A3, A4, A5, A6,
A7
B1, B2, B3, B4, B5,
B6
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Financial Supervision
Commission, 33, Shar
Planina Street, 1303
Sofia, Bulgaria
no
562 Fair Oaks Capital Ltd67-68 Jermyn Street, London,
SW1Y 6NY, United Kingdom8.5.2014 A1, A2, A5 B4 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
563 Falcon Brokers Ltd
41, Kolonakiou Street, Nouris
Building, P.O. Box 56642, 3309
Limassol, Cyprus
20.9.2011 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,
C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
564Falcon Money Management
LLP
60 Great Tower Street, London,
EC3R 5AD, United Kingdom 27.10.2009 A1, A2, A4, A5 B4
C1, C2, C3, C4, C5,
C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
565Falcon Private Wealth
Limited
1st Floor, 27 Knightsbridge,
London SW1X 7LY, United
Kingdom
13.3.2007 A1, A2, A4, A5 B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
566 Farema Capital LLP32 Old Burlington Street, London
W1S 3AT,United Kingdom20.11.2012 A1, A2, A4, A5 ***** C1, C2, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
567 Farley & Thompson LLP
Pine Grange, Bath Road,
Bournemouth, Dorset, BH1 2NU,
United Kingdom
5.3.2008 A1, A2, A4, A5 B1, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
568FCF Fox Corporate Finance
GmbH
Maximilianstrasse 12-14, 80539
Munich, Germany24.7.2013 A1, A2, A5, A7 B3, B5 C1, C2, C3
BaFin- Bundesanstalt
fur
Finanzdienstungaufsicht
, Lurgiallee 12, 60439
Frankfurt, Germany
no
569 Fearnely Fonds ASA
Grev Wedels Plass 9, P.O.Box
1158 Sentrum, N-0107 Oslo,
Norway
3.6.2005 A1, A2, A3, A5, A6, A7 B1, B2, B3, B4, B6 C1, C2, C3, C4
KreditTilsynet, P.O.Box
100 Bryn, N-0611 Oslo,
Norway
no
570Felicitas Management
Investment Services Ltd
13-15, Gregoris Afxentiou Street,
IDE Ioannou Court, Office 301,
Mesa Yeitonia, 4003 Limassol,
Cyprus
1.4.2012 A1, A5 ***** C1, C2, C3
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
571 Fenway Services Limited
5, Themistocles Dervis Street,
Elenion Building, 6th Floor, 1066
Nicosia, Cyprus
7.7.2005 A1, A2, A3 B1, B2 C1, C3
Cyprus Securities and
Exchange Commission,
32 Stasikratous, 4th
Floor, P.O.Box 24996
CY-1306, Nicosia,
Cyprus
no
572 Ferghana Partners LLP25 Berkeley Square, London,
W1J 6HE, United Kingdom23.2.2015 A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
573 FGIC Credit Products Ltd11 Old Jewry, EC2R 8DU
London, United Kingdom21.11.2005 A1, A2, A5 ***** C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
574 FIBO Group Holdings Ltd
182, Ayias Fylaxeos, Kofteros
Business Center, Office 103,
3083 Limassol, Cyprus
28.9.2010 A1, A2, A3 B1, B2, B4C2, C4, C5, C6, C7,
C9
Cyprus Securities and
Exchange Commission,
32 Stasikratous, 4th
Floor, P.O.Box 24996
CY-1306, Nicosia,
Cyprus
no
575Fidante Partners (UK &
Europe) Limited
Cayton House, Level 6, 21
Palmer Street, London, SW1H
0AD, United Kingdom
23.6.2010 A1, A2, A4, A5, A6, A7 B3, B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
576 Fidelisco Capital Markets Ltd
2, Ayias Elenis Street, Stassions
Building, 2nd Floor, 1060
Nicosia, Cyprus
14.1.2014 A1, A2 B1, B4 C1, C2, C4, C5, C9
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
577 Fidelius Limited
Alexander House, James Street
West, Bath BA1 2BT United
Kingdom
16.5.2013 A5 B5 C1, C3, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
578 Fidem Partners Limited84 Brook Street, London, W1K
5EH , United Kingdom11.1.2013 A1, A2 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
579Fiducia Wealth Management
Limited
Dedham Hall Business Centre,
Brook Street, Dedham,
Colchester, Essex, CO7 6AD,
United Kingdom
18.7.2008 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
580Fieldstone Private Capital
Group Ltd
42 Queen Anne´s Gate, London,
SW1H 9AP, United Kingdom1.3.2013 A5 B3, B5
C1, C3, C4, C6, C7,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
581 FIL (Luxembourg) S.A. 2A, rue Albert Borschette, L-
1246 Luxembourg31.12.2011 A1, A2, A5 B5 C3
Commission de
Surveillance de Secteur
Financier, 110, route d
Arlon, L-2991
Luxembourg
no
582 FIL Investments International
Oakhill House, 130 Tonbridge
Road, Hildenborough,
Tonbridge, TN1 9DZ Kent,
United Kingdom
5.11.2007 A1, A2, A4, A5, A6, A7B1, B2, B4, B5, B6,
B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
583 FIL Pension Management
Oakhill House, 130 Tonbridge
Road, Hildenborough,
Tonbridge, TN1 9DZ Kent,
United Kingdom
9.11.2007 A1, A2, A4, A5, A6, A7B1, B2, B4, B5, B6,
B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
584 FIM Investment Services LtdPohjoisesplanadi 33A, 00100
Helsinki, Finland1.5.2015 A1, A2, A3, A4, A5, A7 B1, B4, B5, B6, B7
C1, C3, C4, C5, C6,
C7, C8, C9, C10
Financial Supervisory
Authority of Finland
(Finanssivalvonta),
Snellmaninkatu 6,
Helsinky, Finland
nie
585 Fimeris Limited42 Berkeley Square, London,
W1J 4AW, United Kingdom10.11.2009 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
586Financial & General
Securities Ltd
25a Motcomb Street, London,
SW1X 8RS, United Kingdom4.12.2008 A1, A2, A3, A5, A6, A8 B4, B5 C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
587Financial Advice and
Services Ltd
Orchard House, 2 Bouverie
Road West, Folkestone, Kent,
CT20 2RX, United Kingdom
12.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
588 Financial limited
Unit 1, Andoversford Industrial
Estate, Andoversford,
Cheltenham, Gloucestershire,
GL54 4LB, United Kingdom
19.11.2007 A1, A2, A5 B1, B5C1, C2, C3, C4, C,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
589 Financial Page Ltd
Economist Plaza, 7th Floor, 27
St James Street, London, SW1A
1HA, United Kingdom
14.8.2014 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
590 Financial Relationship LLP70 St Mary Axe, London, EC3A
88D, United Kingdom22.7.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
591Financial Strategies (North)
Ltd
9 Church Street, Bawtry,
Doncaster, South Yorkshire,
DN10 6HR, United Kingdom
18.9.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
592Finesco Financial Services
Limited
6 Woodside Crescent, Glasgow,
Lanarkshire, G3 7UL, United
Kingdom
19.11.2007 A1, A2, A4, A5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
593 Finex LLP
2nd Floor, 32-38 Dukes Place,
London, EC3A 7LP, United
Kingdom
23.6.2010 A1, A2, A4, A5 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
594 Finotec Trading UK Limited
Holland House, Suite GF2, 4
Bury Street, London, EC3A
5AW, United Kingdom
19.11.2007 A1, A2, A3 B4, B5, B7C1, C4, C5, C6, C7,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
595 FINSA Europe Ltd
6th Floor, 110 Fenchurch Street,
London, EC3M 5JT, United
Kingdom
27.3.2015 A1, A2 B4 C4, C5, C6, C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
596 FINSA Europe LtdOne Carey Lane, London, EC2V
8AE, United Kingdom27.3.2015 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
597 Fintailor Investments Ltd
249, 28th October Street,
Lophitis Business Center, Of. 4,
3035 Limassol, Cyprus
4.6.2012 A1, A2, A3, A4 B1, B2, B4, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
598FIO, burzovní společnost,
a.s.
Senovážné nám. 24, 116 47
Praha 1, Česká republika31.5.2004 A1, A2, A3, A4, A6, A7 B1, B2, B3 C1, C3
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
599 Firerush Ventures No. 3 LPPO Box 60519, London, W2
7JU, United Kingdom18.1.2010 A1, A7 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
600 First Avenue Partners LLP
Fitzroy House, 18-20 Grafton
Street, London W1S 4DZ, United
Kingdom
11.12.2006 A1, A5 B4 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
601First Capital Asset Managers
B.V.
Schoolstraat 27, 2242 KE
Wassenaar, Netherlands30.5.2005 A1, A4, A6, A7 ***** C1, C2, C3, C4
Netherlands Authority
for the Financial
Markets, Singel 542,
P.O.Box 11723, 1001
GS Amsterdam,
Netherlands
no
602First Capital Corporation
Limited
77 Fulham Palace Road,
London, W6 8JA, United
Kingdom
29.12.2009 A1, A5 B3 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
603 First International Group PlcBrook Street, Mayfair, London
W1K 4HS, United Kingdom11.1.2007 A1, A2, A3, A5, A6, A7
B1, B3, B4, B5, B6,
B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
604First Property Asset
Management Ltd
35 Old Queen St, London SW1H
9JA, United Kingdom9.2.2011 A1, A2, A4, A5 B2, B3, B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
605 FirstEnergy Capital LLP85 London Wall, EC2M 7AD
London, United Kingdom10.5.2010 A1, A2, A5, A7 B3, B4, B5, B6 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
606Firts Reserve International
Limited
7th Floor, 25 Victoria Street,
London, SW1H 0EX, United
Kingdom
5.6.2009 A1, A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
607 Fiscal Engineers Limited 22a The Ropewalk, Nottingham,
NG1 5DT, United Kingdom21.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
608Fisher Investments Europe
Limited
6-10 Whitfield Street, London,
W1T 2RE, United Kingdom3.2.2015 A1, A2, A4, A5 ***** C1, C2, C3, C4, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
609Fischer Francis Trees &
Watts UK Limited
5 Aldermanbury Square, London,
W1K 5JH, United Kingdom16.9.2010 A1, A2, A4, A5 B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
610 Fiske Plc
Salisbury House, London Wall,
London EC2M 5QS, United
Kingdom
18.10.2007 A1, A2, A3, A4, A5, A6B1, B3, B4, B5, B6,
B7C1, C3, C4, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
611 Fitzallan Ltd
98 West George Street,
Glasgow, Lanarkshire, G2 1PJ,
United Kingdom
28.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
612 Fiunding-Tree (UK) Limited
Unit 22, Capital Business
Centre, 22 Carlton Road,
Croydon, CR2 0BS, United
Kingdom
9.1.2015 A1, A2, A7 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
613 Fix City Ltd
160 Queen Victoria Street,
London EC4V 4BF, United
Kingdom
27.7.2008 A1 *****C1, C2, C3, C4, C5,
C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
614 FIXI plc
10th Floor, 108 Cannon Street,
London EC4N 6EU, United
Kingdom
22.5.2007 A1, A2, A3, A4 B4C1, C3, C4, C5, C6,
C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
615 Fleming Financial Ltd
Cobourg House, Mayflower
Street, Plymouth, Devon, PL1
1LG, United Kingdom
4.8.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
616Floreat Merchant Banking
Limited
4th Floor, 13 Hanover Square,
London W1S 1HN, United
Kingdom
9.7.2013 A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
617 Flow Traders B.V.Jacob Bontiusplaats 9, 1018LL,
Amsterdam, The Netherlands14.5.2013 A3 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Netherlands Authority
for the Financial
Markets, Singel 542,
P.O.Box 11723, 1001
GS Amsterdam,
Netherlands
no
618 FMG Eurasia Ltd
Trafalgar Square, 11 Waterloo
Place, S1Y 4AU London, United
Kingdom
15.6.2006 A1, A5 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
619FMS Wertmanagement
Service GmbH
Freisinger Strasse 11, 85716
Unterschleissheim, Germany11.2.2015 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
BaFin- Bundesanstalt
fur
Finanzdienstungaufsicht
, Lurgiallee 12, 60439
Frankfurt, Germany
no
620Fogwill Jones Asset
Management Ltd
De Vere House, Unit Acorn
Business Park, Woodseats
Close, Sheffield, South
Yorkshire, S8 0TB, United
Kingdom
13.11.2007 A1, A5 B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
621Foreign Currency Innovations
Limited
Suite 1C, Union House, 117
Hogh Street, Essex, CM12 9AJ,
United Kingdom
10.4.2015 A1, A2, A3 B1, B2, B4, B5, B7 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
622 Forex Capital Markets Ltd
The Northern and Shell Building,
8th Floor, 10 Lower Thames
Street, London EC3R 6AD,
United Kingdom
2.11.2004 A1, A2, A3, A4, A5 B1, B4, B5 C1, C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
623 Forex TG Ltd1 Liverpool Street, London,
WC1V 6TP, United Kingdom7.10.2009 A1, A2, A3 *****
C1, C2, C4, C5, C6,
C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
624 Forexmax Limited
Cedar Lodge, Spekes Road,
Hempstead, Gillingham, Kent
ME7 3RS, United Kingdom
30.5.2006 A4, A5 B4 C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
625 Forextime Ltd
35, Lamprou Konstantara Street,
FXTM Tower, Kato Polemidia,
4156 Limassol, Cyprus
5.4.2013 A1, A2, A3, A4 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
626Formax Prime Capital (UK)
Ltd
The Lansdowne Building, 2
Lansdowne Road, London, CR9
2ER, United Kingdom
22.4.2015 A1, A2, A3 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
627Fortess Placement Services
(UK) Ltd
61a Edith Road, London,W14
0TH, United Kingdom10.11.2014 A1, A5 B5
C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
628 Fortrade Limited60 Gresham Street, London,
EC2V 7BB, United Kingdom22.5.2014 A1, A2 ***** C4, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
629Foster Denovo Limited /
Mybenefitsatwork / MBAW
1st Floor, 8 Eastcheap, London,
EC3M 1AE, United Kingdom19.11.2007 A1, A5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
630 Fox-Pitt, Kelton Limited30 St. Mary Axe, London, EC3A
8EP, United Kingdom12.7.2004 A1, A2, A3, A5, A6, A7 B1, B3, B4, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
631 FPP Asset Management LLP34 Brook Street, London W1K
5DN, United Kingdom21.5.2012 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
632
Franklin Templeton
Investment Management
Limited
78 Cannon Street, London,
EC4N 6HL, United Kingdom24.4.2008 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
633Franklin Templeton
Luxembourg S.A.
8A, rue Albert Borschette, L-
2011 Luxembourg11.5..2015 A1, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Commission de
Surveillance du Secteur
Financier, 110, rue
d´Arlon, L-2991
Luxembourg
no
634Freight Investor Services
Limited
107 Cannon Street, London,
EC4N 5AF, United Kingdom13.11.2007 A1, A5 ***** C1, C7, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
635Frengstad Palairet
Consulting Limited
47 Aldemarle Street, London
W1S 4JW, United Kingdom16.2.2011 A1, A5 B3, B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
636 Frog Capital Ltd1a Birkenhead Street, London
WC1H 8BA,United Kingdom21.11.2012 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
637Frogmore Real Estate
Partners Fund Managers Ltd
11/15 Wigmore Street, London,
W1A 2JZ, United Kingdom10.2.2010 A1, A2, A4, A5 ***** C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
638Fruh Zehenter & Partner
Vermogensverwaltung AG
Landstrasse 39 FL-9490 Vaduz,
Principality of Liechtenstein16.8.2012 A1, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Financial Market
Authority Liechtenstein,
Heiligkreutz 8, P.O. Box
684, LI-9490 Vaduz,
Principality of
Liechtenstein
no
639 FTI Finance Limited
International House, 3,
Harbourmaster Place, IFSC,
Dublin 1, Ireland
16.6.2009 A1, A2, A4, A5 B1, B3, B4, B5 C1, C2, C5, C10
Irish Financial Services
Regulatory Authority,
P.O. Box 9138, College
Green, 4000-Dublin,
Ireland
no
640 FTI Financial Services Ltd
Holborn Gate, 26 Southampton
Buildings, WC2A 1PB London,
United Kingdom
7.7.2005 A1, A5 B3 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
641FTSL Financial Trading
Solutions Limited
15, Spyrou Kyprianou Avenue,
Matrix Tower II, 1st Floor, Mesa
Geitonia, 4001 Limassol, Cyprus
7.4.2015 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
642Full Circle Asset
Management Limited
Stafford House, 120-122 High
Street, Orpington, Kent, BR6
0JS, United Kingdom
22.4.2009 A1, A4, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
643Fusion Asset Management
LLP / Northern Lion
29 Queen Anne´s Gate, London
SW1H 9BU, United Kingdom28.2.2011 A1, A2, A5 B4, B5 C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
644 Future Value Capital LLP53 Cadogan Place, London,
SW1X 9RT, United Kingdom14.7.2011 A1, A2, A4, A5 B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
645 FuturesBetting.Com LimitedSuite 10, Watergardens 2,
Gibraltar27.4.2009 A1, A2, A5 *****
C4, C5, C6, C7, C9,
C10
FSC- Financial Services
Commission, PO Box
940, Suite 943,
Europort, Gibraltar
no
646 Futurestechs.com Ltd
The Business Centre, 193-195
Leigh Road, London, SS9 1JE,
United Kingdom
24.10.2013 A5 B5C1, C2, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
647 FX Central Clearing Ltd
2, Samou Street, Amorosa
Centre, 2nd Floor, Germasogeia,
4043 Limassol, Cyprus
30.3.2011 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
648 FX Primus Europe (CY) Ltd57, Kolonakiou Avenue, 4103
Limassol, Cyprus20.5.2015 A2 B1, B2, B4 C4, C9
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
649 FX Stat Limited / One Trade
79 College Road, Harrow,
Middlesex, HA1 1BD, United
Kingdom
29.11.2011 A1 *****C1, C2, C4, C5, C6,
C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
650 FXCM Securities Limited
Suite 831, 6th Floor, Salisbury
House, London Wall, EC2M
5QQ, United Kingdom
15.2.2006 A1, A2, A3, A4, A5 B4 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Collonade Canary
Wharf, London E14
5HD, United Kingdom
no
651 FXDD Malta Limited
K2, 1st Floor, Forni Complex,
Valletta Waterfront, Floriana VLT
16, MaltaMalta
5.5.2010 A2 ***** C4, C5, C9
Malta Financial Services
Authority, Notabile
Road, Attard BKR 3000,
Malta
no
652 FXdirekt Bank AGAm Waldwinkel 30, D-47802
Krefeld, Germany20.6.2005 A1, A2, A3, A4 ***** C4
Bundesanstalt für
Finanzdienstleistungsau
fsicht, Postfach 13 08,
53003 Bonn, Germany
no
653 FXGlobe Ltd10, Gordonos Street, 3070
Limassol, Cyprus16.12.2013 A1, A2 B1, B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
654 FXNET Ltd
58-60, Agios Athanasios
Avenue, El Greco Building, Flat
202, 4102 Limassol, Cyprus
31.12.2012 A1, A2, A3, A5 B1, B2, B4, B5C1, C2, C3, C4, C9,
C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
655 FXOpen Ltd
30 Crown Place, 11th Floor,
London EC2A 4EB, United
Kingdom
3.5.2013 A1, A2, A3 B1, B4, B5, B7 C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
656 FXPRO Financial Services 1, Karyatidon, 4180 Ypsonas,
Limassol, Cyprus28.1.2008 A1, A5 B4 C1, C2, C3, C4, C9
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
657 FXPRO UK Limited
13-14 Basinghall Street, City of
London EC2V 5BQ, United
Kingdom
1.6.2012 A1, A2, A3 B1, B4 C4, C5, C6, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
658 FY Dialogue Limited
Flat 12, Hartnel Court, 201
Ballards Lane, N3 1LP London,
United Kingdom London
22.9.2010 A1, A4 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
659Gabelli Securities
International UK Ltd
5-6 Cork Street, London, W1S
3NX, United Kingdom6.2.2013 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
660Gain Capital-Forex.Com UK
Limited
34th Floor (CGC 34-03), 25
Canada Square, E14 5LQ,
London, United Kingdom
17.7.2008 A1, A2, A5 B4, B5, B7C4, C5, C6, C7, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
661Gallagher Benefits
Consulting Limited
133 Houndsditch, London, EC3A
7AH, United Kingdom19.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
662Gallagher Risk & Reward
Limited
St Mark´s Court, Chart Way,
Horsham, RH121RZ, United
Kingdom
11.6.2014 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
663Galvan Research & Trading
Limited
Calenick House, Suite 3, Truro
Technology Park, Heron Way,
Truro, Cornwal, TR1 2XN, United
Kingdom
31.10.2008 A1, A5 ***** C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
664GAMCO Asset Management
(UK) Limited
5-6 Cork Street, London, E1
6EG, United Kingdom7.9.2011 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
665 Gamma Finance Limited35 Oakley Street, London, SW3
5NT, United Kingdom10.3.2015 A5, A7 B3, B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
666GBR Financial Services
GmbH
Boersegasse 12/2, 1010 Wien,
Austria18.11.2010 A2, A5 ***** C1, C2, C3
FMA -
Finanzmarktaufsicht,
Otto-Wagner Platz 5, A-
1090 Wien, Austria
no
667 GCA Savvian Europe Limited33 St James´s Street, London,
SW1Y 4JS, United Kingdom2.4.2009 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
668 GDF SUEZ TRADING2-6 rue Curnonsky, 75017 Paris,
France 14.3.2006 A2, A3, A5 B3, B4 C4
Banque de France, 31
Rue Croix-des-Petits-
Champs, 75001 Paris,
France
no
669 GE Capital Limited30 Berkeley Square, W1J 6EW
London, United Kingdom2.6.2005 A1, A5 B6 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
670 GECX Group Limited
2nd Floor, 1 Eversholt Street,
London, NW1 2DN, United
Kingdom
4.8.2011 A1, A2, A5 ***** C5, C6, C7, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
671Gee & Watson Investment
and Pensions Ltd
58 Telegraph Road, Heswall,
Wirral, Merseyside, CH60 0AG,
United Kingdom
6.11.2007 A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
672 Gellery Capital LLP 1 Queen Anne´s Gate, London,
SW1H 9BT, United Kingdom23.4.2008 A1 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
673 GEMFX (UK) Limited
Level 18, 40 Bank Street,
London, E14 5NR, United
Kingdom
27.3.2015 A1, A2, A7 B1 C1, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
674Gemini Investment
Management Ltd
8-10 Paul Street, London, EC2A
4JH, United Kingdom20.1.2010 A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
675 General Atlantic (UK) LLP23 Savile Row, London W1A
1ET, United Kingdom30.4.2013 A1, A5 B3 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
676Geneve Invest (Europe)
S.a.r.l.
8-10, rue Mathias Hardt, L-1717,
Luxembourg16.1.2013 A1, A2, A4, A5
B2, B3, B4, B5, B6,
B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Commission de
Surveillance de Secteur
Financier, 110 route
d_Arlon, Luxembourg
no
677Gerrard Investment
Management Limited
Murray House, 1 Royal Mint
Court, London EC3N 4HH,
United Kingdom
11.10.2007A1, A2, A3, A4, A5, A6,
A7B1, B4, B6 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
678 GFI Brokers Limited
GFI House, 9 Hewet Street,
EC2A 3NN London, United
Kingdom
3.2.2005 A1, A5, A8 B4C1, C2, C3, C4, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
679 GFI Securities Limited
GFI House, 9 Hewet Street,
EC2A 3NN London, United
Kingdom
3.2.2005 A1, A2, A3, A5, A8 B5C1, C2, C3, C4, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
680 GI Partners UK Limited
The Old Farmhouse, TN32 5LE,
London, EC3M 8AA, United
Kingdom
29.10.2013 A1, A5 B5C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
681 Ginward Limited2 Highbury Road, London SW19
7PR, United Kingdom8.10.2012 A1, A7 B3 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
682GKFX Financial Services
Limited
30 Charles II Street, London,
SW1Y 4AE, United Kingdom26.12.2012 A1 *****
C1, C2, C4, C5, C6,
C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
yes
683GLESTIMON
MANAGEMENT LTD
120, Faneromenis Avenue,
Imperial Tower, Suite 301, 6031
Larnaca, Cyprus
26.6.2015 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
684 Glider Trading LLP
35-37 Grosvenor Gardens,
London SW1W 0BS, United
Kingdom
10.7.2012 A1, A2, A4, A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
685 Global Coal Limited
Dashwood House, 69 Old Broad
Street, London, EC2M 1QS,
United Kingdom
8.11.2007 A1, A2, A5 ***** C5, C6, C7
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
686Global Counsel Advisory
Limited
5 Welbeck Street, London W1G
9YQ, United Kingdom28.9.2012 A1, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
687 Global Custodial Services Ltd
The Old Barn, Oasts Business
Village, Red Hill, Wateringbury,
Maidstone, Kent ME18 5NN,
United Kingdom
9.7.2013 A1 B1 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
688Global Infrastructure
Management LLP
Cardinal Place, 80 Victoria
Street, SW1E 5JL London,
United Kingdom
22.12.2010 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
689 Global Leisure Partners LLP36 Old Jewry, London,EC2R
8DD, United Kingdom21.4.2006 A1, A5 B5 C1, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
690Global Markets Exchange
Group Lim,ited
18 King William Street, London,
EC4N 7BP, United Kingdom9.1.2015 A1 ***** C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
691Global Preservation
Strategies Ltd
Painters Hall Chambers, Little
Trinity Lane, London EC4V,
United Kingdom
9.8.2012 A1, A2, A3, A4, A5 B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
692Global Prime Partners
Limited
Suite 120, 3rd Floor, 35-37
Grosvenor Gardens, London,
SW1W 0BS, United Kingdom
30.10.2008 A1, A2 *****C1, C4, C5, C6, C7,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
693Globe Independent Financial
Advisors Ltd
Globe House, 1 Chersey Road,
St Margarets, Twickenham
Middlesex, TW1 1LR, United
Kington
6.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
694 GMG Brokers Ltd
Level 2, Collette House, 52-55
Piccadilly W1J0DX, United
Kingdom
19.10.2012 A1, A2, A5 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
695 GMO Click UK Limited
Becket House, 36 Old Jewry,
London, EC2R 8DD, United
Kingdom
29.9.2014 A1, A2, A3 B4 C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
696GMP Securities Europe
Limited
4 Albermarle Street, London,
W1S 4GA, United Kingdom23.4.2008 A1, A2, A5, A7
B1, B3, B4, B5, B6,
B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
697 GMT Capital Research LLP116 Pall Mall, London, SW1Y
5EA, United Kingdom10.8.2012 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
698Go Markets UK Trading
Limited
Dowgate Hill House, 14-16
Dowgate Hill, London, EC4R
2SU, United Kingdom
3.8.2011 A1, A2 ***** C1, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
699 Go4Venture Advisers LLP48 Charles Street, London, W1J
5EW, United Kingdom9.6.2009 A1, A5 B3, B4, B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
700Goldbridge Capital Partners
LLP
4 Sloane Terrace, London SW1X
9DQ, United Kingdom18.5.2012 A1, A4, A5 B3
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
701 Goldenburg Group Limited
1, Siafi Street, Porto Bello
Building, 1st Floor, Office No
101, 3042 Limassol, Cyprus
21.10.2014 A1, A2 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
702GoldenTree Asset
Management UK LLP
25 St James´s Street, London,
SW1 1HA, United Kingdom9.6.2009 A1, A2, A4, A5 B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
703Goldenway Global
Investments (UK) Limited
Lower Ground Floor, 5 St
Helen´s Place, London, EC3A
6AU, United Kingdom
3.7.2009 A1, A2, A5 ***** C1, C4, C6
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
704Goldman Sachs Asset
Management International
Christchurch Court, 10-15
Newgate Street, EC1A 7HD
London, United Kingdom
26.9.2005 A1, A2, A4, A4 B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
705 Goldman Sachs International
Peterborough Court, 1333 Fleet
Street, London EC4A 2BB,
United Kingdom
14.6.2004A1, A2, A3, A4, A5, A6,
A7, A8
B1, B2, B3,B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
706 Goldman Sachs International
Peterborough Court, 133 Fleet
Street, London EC4A 2BB,
United Kingdom
7.4.2011A1, A2, A3, A4, A5, A6,
A7, A8
B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
707Gore Brown Investment
Management LLP
Chequers Court, 39 Brown
Street, Salisbury, Wiltshire, SP1
2AS, United Kingdom
22.7.2008 A1, A2, A4, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
708 GQS Capital Partners LLP
26th Floor, 125 Old Broad St,
London,EC2N 1AR, United
Kingdom
25.4.2013 A1, A4, A5 B4, B5C1, C2, C3, C4, C5,
C6, C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
709 Graham Corry Cheevers
2-12 Montgomery Street, Belfast,
Co Antrim BT1 4NX, United
Kingdom
21.2.2011 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
710 Gramercy Ltd1 Knightsbridge Green, SW1X
7NE London, United Kingdom28.1.2011 A1, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
711 Granite Capital Limited1-11 Hay Hill, London, W1J
6DH, United Kingdom21.2.2006 A1, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
712Grant Thornton Employee
Benefits Consultancy LLP
Grant Thornton Houser, 22
Meltonr Street, London, NW1
2EP, United Kingdom
27.7.2010 A1, A5 B4 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
713 Granular Investments Limited20-22 Bedford Row, London,
WC1R 4JS, United Kingdom14.7.2011 A1, A5, A7 B3 C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
714 Greater Pacific Capital LLP77 Wimpole Street, London
W1G 9RU, United Kingdom15.5.2007 A1, A5 B3 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
715 Green Ash Partners LLP18b Charles Street, London,
W1J 5DO, United Kingdom22.3.2010 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
716 GreenStream Network Plc.Erottajankatu 1, FIN-00130
Helsinki, Finland15.5.2008 A1, A2, A3, A4, A5, A7
B1, B2, B3, B4, B5,
B6, B7
C3, C4, C5, C6, C7,
C10
Financial Supervision,
Snellmaninkatu 6, P.O.
Box 159, FI-00101
Helsinki, Finland
no
717Gregory Adam Financial
Management
16 Middle Bridge Business Park,
Portis Fields, Bristol Road,
Portishead, BS20 6PN, United
Kingdom
12.12.2007 A1, A5 B5 C1, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
718 Greyside Limited
1st Floor, 55 High Street,
Epsom, Surrey, KT19 8DH,
United Kingdom
15.5.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
719 Griffin Markets Limited
86 Duke of York Square,
London, SW3 4LY, United
Kingdom
21.2.2013 A1, A2, A8 ***** C5, C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
720 Grisons Peak LLP
Candlewick House, 120 Cannon
Street, London EC4 6AS, United
Kingdom
20.12.2006 A5, A6, A7 B3, B6 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
721 GR-NEAM LimitedThe Oval-Block 3, Ballsbridge,
Dublin 4, Ireland3.7.2012 A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C10
Central Bank of Ireland,
Block D, Iveagh Court,
Harcourt Road, Dublin
2, Ireland
no
722 Growell Capital Limited
17, Spyrou Kyprianou Avenue,
MBC Business Center, 3rd Floor,
4001 Limassol, Cyprus
18.7.2014 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
723GrowthPoint Technology
Partners UK Limited
Economist Plaza, 7th Floor, 27
St James Street, London, SW1A
1HA, United Kingdom
30.8.2014 A1, A5 B3 C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
724 Guardian Capital Limited25 Hill Street, London, W1J
5LW, United Kingdom11.6.2014 A1, A2, A4, A5, A6, A7
B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
725Guardian Stockbrokers
Limited
14 City Road, London, EC1Y
2AA, United Kingdom20.5.2009 A1, A2, A5 ***** C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
726Guardian Wealth
Management Limited
Glebe Farm, Burgwallis Road,
Burgwallis, Doncaster, South
Yorkshire, DN6 9JJ, United
Kingdom
7.9.2011 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
727Guggenheim Investment
Advisors (Europe) Limited
24 Queen Annes Gate, SW1H
9AA London, United Kingdom18.11.2010 A1, A2, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
728Guggenheim Partners
Europe Limited
South Dock House, Hanover
Quay, Dublin 2, Ireland4.11.2010 A4, A5, A7 B3 C1, C2, C4, C5,
Irish Financial Services
Regulatory Authority,
PO Box No 9138,
College Green, Dublin
2, Ireland
no
729GUILD GLOBAL
SECURITIES LIMITED
Guild House, Guild Street, IFSC,
Dublin 1, Ireland10.9.2004 A1, A2 ***** C1
Irish Financial Services
Regulatory Authority,
PO Box No 9138,
College Green, Dublin
2, Ireland
no
730
Gulf Central Agency Asset
Management Ltd / GCA
Asset Management
23 Austin Friars, London, EC2N
2QP,United Kingdom29.8.2013 A1, A2, A5 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
731 Gulf Merchant Group LLP37-41 Old Queen Street, London
SW1H 9JA, United Kingdom1.8.2006 A1, A2, A4, A5 B3 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
732 Gulliver FX Limited
Tower 42, 25 Old Broad Street,
London, EC2N 1HN, United
Kingdom
24.2.2014 A1, A2, A3 B1, B4 C4, C5, C6, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
733 Guy Butler Limited2 Broadgate, EC2M 7UR
London, United Kingdom10.10.2005 A1, A2, A3, A5, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
734 Guy Butler Limited 2 Broadgate, London EC2M
7UR, United Kingdom22.10.2007 A1, A2, A3, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
735 H2W Partners LLP28 Grosvenor Street, London,
W1K 4QR, United Kingdom18.09.2008/ A1, A5 B3, B5 C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
736Hadrian´s Wall Capital
Limited
9 Devonshire Square, EC2M
4YF, London, United Kingdom3.4.2014 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
737Hadwin Garrick Capital
Partners LLP
52 Pembridge Villas, London,
W11 3EG, United Kingdom15.5.2009 A1, A5 *****
C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
738Halcyon Commodities (UK)
Limited
28 Regents Drive, London, IG8
8RZ, United Kingdom17.9.2014 A1, A2, A5 B5, B7
C4, C5, C6, C7, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
739Halewood International
Futures
America House, 2 America
Square, London, EC3N 2LU,
United Kingdom
24.2.2006 A1, A2, A5 B1, B4 C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
740Halifax Share Dealing
Limited
Lovell Park, Lovell Park Road,
LS1 1NS, Leeds, United
Kingdom
6.1.2014 A1, A2, A3 B1, B4 C1, C2, C3, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
741 Halkin Investments LLP35 Grosvenor Street, London,
W1K 4QX, United Kingdom22.3.2013 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
742 Hamilton Court FX LLP
8-9 Bulstrode Place,
Marylebone, London, W1U 2HY,
United Kingdom
8.7.2015 A3, A5 ***** C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
743 Hamilton Lane (UK) Limited
Buchanan House, 3 St. James´s
Square, London SW1Y 4JU,
United Kingdom
30.10.2007 A1, A2, A4, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
744 Hammond Raggett & Co Ltd
431-434 Royal Exchange,
Manchester, M2 7BR, United
Kingdom
15.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
745 Hanfore Capital Limited
32 Duke Street St James´s ,
London, SW1Y 6DF, United
Kingdom
8.9.2014 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
746 Hannah Consultancy Limited
231 Hagley Road, Hayley Green,
Halesowen, West Midlands, B63
1ED, United Kingdom
21.1.2008 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
747Hannam & Partners
(Advisory) LLP
2 Park Street, London,W1K 2HX,
United Kingdom27.11.2014 A1, A5 B3, B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
748 Hantec Markets Limited19 Catherine Place, London,
SW1E 6DX, United Kingdom30.6.2010 A1, A5 B4, B5
C4, C5, C6, C7, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
749 Harborx Ltd
200, Amathhountos Avenue,
Marina Complex, shop 5, 6, 7,
4566 Limassol, Cyprus
2.12.2014 A1, A2, A4, A5 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
750HarbourVest Partners (U.K.)
Limited
8th Floor, Berkeley Square,
London, W1J 6DB, United
Kingdom
23.8.2013 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
751 Hargreaves & Jones Ltd
The Dutch House, 132-134 High
Street, Dorking, Surrey, RH4
1BG, United Kingdom
5.3.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
752Hargreaves Lansdown Asset
Management Limietd
Kendal House, 4 Brigton Mews,
Clifton, Bristol, Somerset BS8
2NX, United Kingdom
8.11.2007 A1, A2, A4, A5 B1, B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
753Hargreaves Lansdown
Stockbrokers Limietd
Kendal House, 4 Brigton Mews,
Clifton, Bristol, Somerset BS8
2NX, United Kingdom
8.11.2007 A1, A2 B1, B4, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
754 Harris Williams & Co. Ltd63 Brook Street, London, W1K
4HS, United Kingdom28.2.2012 A1, A5, A7 B3, B5, B6 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
755Harrogate Financial Silutions
Limited
51-53 East Parade, Harrogate,
North Yorkshire HG1 5LQ,
United Kingdom
18.11.2010 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
756 Hawkwood Capital LLP
8-10 Grosvenor Gardens,
London SW1W 0DH, United
Kingdom
8.10.2013 A5 B3, B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
757 HB Advisers Ltd9 Darthmouth Street, SW1H 9BL
London, United Kingdom8.11.2004 A1, A5 B3 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
758 HB Corporate Ltd
40 Marsh Wall, London, E14
9TP, United Kingdom, United
Kingdom
22.4.2009 A1, A5 B3, B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
759 HD Capital Partners Limited
Aldermary House, 10-15 Queen
Street, London, EC4N 1TX,
United Kingdom
28.6.2011 A1, A2, A5, A7 B3, B5, B6 C1, C3, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
760Headley Financial Services
Limited
William Curtis House, Lenten
Street, Alton, Hampshire GU34
1HH, United Kingdom
10.10.2012 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
761Heartwood Wealth
Management Limited
12 Henrietta Street, London,
WC2E 8LH, United Kingdom3.7.2015 A1, A2, A4, A5 B1, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
762 Heitman U.K. Limited6 Henrietta Street, London,
WC2E 9PU, United Kingdom24.2.2009 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
763 Helm Godfrey Partbers Ltd
1Warnford Court, 29
Throgmorton Street, London,
EC2N 2AT, United Kingdom
23.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
764 Helvea Limited
5 Royal Exchange Building,
London EC3V 3NL, United
Kingdom
24.8.2012 A1, A2, A5, A7 B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
765 Henderson Rowe Ltd25 Grosvenor Street, London,
W1K 4QN, United Kingdom30.10.2008 A1, A2, A4, A5 B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
766Hereford Pension Investment
and Mortgage Centre LLP
Insurance House, 38 Widemarsh
Street, Hereford, Herefordshire,
HR4 9EP, United Kingdom
17.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
767Hermes Growth Partners
Limited
34 Ennismore Gardens Mews,
London, SW7 1HZ, United
Kingdom
4.11.2013 A1 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
768Hermes Growth Partners
Limited
34 Ennismore Gardens Mews,
London, SW7 1HZ, United
Kingdom
4.11.2013 A1 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
769Hexam Capital Partners
Limited Liability Partnership
15 Old Bailey, London EC4M
7EF, United Kingdom03.05.20111 A1 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
770 HF Markets (Europe) Ltd
50, Spirou Kyprianou, Irida 3
Tower, 10th Floor, 6057
Larnaca, Cyprus
3.4.2013 A1, A2, A5 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
771Higgs Capital Management
LLP
4th Floor, 2-4 Brook Street,
London W1S 1BQ, United
Kingdom
9.8.2012 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
772 HighBreed Capital Limited102 Jermyn Street, London,
SW1Y 6EE, United Kingdom17.2.2010 A1, A5, A7 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
773Highbridge Capital
Management (UK) Ltd
2nd Floor, 25 St james_s Street,
SW1A 1HA London, United
Kingdom
21.10.2005 A1, A2, A4, A5 ***** C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
774Highbridge Principal
Strategies (UK) LLP
Devonshire House, 4th Floor, 1
Mayfair Place, London, W1J
8AJ, United Kingdom
18.9.2008 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
775Highgate Investment
Management LLP
60 Cannon St, London, ECN
6NP United Kingdom9.9.2010 A1, A2, A4, A5 B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
776Highland Capital Partners
(UK) LLP
14 Golden Square, London, W1F
9JF, United Kingdom4.6.2015 A1 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
777 HighSky Brokers, a.s.Vodičkova 710/31, 110 00 Praha
1 - Nové Město, Česká republika23.3.2012 A1, A2, A3 B1, B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Česká národní banka,
Na Příkoě 28, 115 03
Praha 1, Česká
republika
no
778Hilltop Fund Management
LLP
6 Adam Street, London WC2N
6AD, United Kingdom04.05.20111 A1, A2, A4, A5 B3, B4, B5
C3, C4, C6, C8, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
779Hines Europe Real Estate
Investments Limited
Queensberry House, 3 Old
Burlington Street, London W1S
3AE, United Kingdom
19.4.2011 A1, A5 B5C1, C2, C3, C4, C5,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
780 Hirose Financial UK Limited27 Austin Friars, London, EC2N
2QP, United Kingdom19.8.2011 A1, A3 B4 C1, C4, C5, C6, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
781 Hoare Capital Markets LLP10 Albemarle Street, London,
W1S 4HW, United Kingdom23.9.2009 A1, A2, A5 B3, B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
782Hogg Capital Investments
Limited
The Shackleton Building, Level
7, Blue Harbour, Ta´Xbiex
Seafront, Ta´Xbiex XBX 1027,
Malta
20.2.2013 A1, A2, A4, A5, A7 ***** C1, C2, C3, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
783 Hoch Capital Ltd
5, Christaki Kranou, 2nd Floor,
Yermasogia, 4047 Limassol,
Cyprus
12.5.2014 A1, A2, A4 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
784 Holiway Investments Ltd
4 Pindou Street, 4th Floor, Office
408, Engomi, 2409 Nicosia,
Cyprus
23.1.2015 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
785 Horizon Stockbroking Limited
4a Monaghan Court, Newry,
Country Down, BT35 6BH,
Northen Ireland, United Kingdom
10.7.2014 A1, A2, A4, A5, A7 ***** C1, C2, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
786Houlihan Lokey (Europe)
Limited
83 Pall Mall, SW1Y 5ES London,
United Kingdom17.1.2005 A1, A5, A7 B3, B5, B6
C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
787HSBC Alternative
Investments Limited
78 St James Street, London,
SW1A 1JB, United Kingdom8.11.2007 A4, A5 B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
788
HSBC Global Asset
Management (Deutschland)
GmbH
Koenigsallee 21/23, 40212
Duesseldorf, Germany22.7.2008 A1, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
789Hub Capital Limited / London
FX
Hesketh House, 43-45 Portman
Square, London, W1H 6HN,
United Kingdom
4.8.2008 A1, A4, A5 B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
790 Hubert & Co Limited211 Neptune House, Marina
Bay, Gibraltar24.5.2013 A1, A2, A4, A5 B5, B7
C1, C2, C3, C4, C5,
C9
Financial Services
Commission, PO Box
940, Suite 3, Ground
Floor Atlantic Suites,
Europort Avenue,
Gibraltar
no
791 Huckleberry Investments LLP28 Devereux Lane, London
SW13 8DA, United Kingdom30.3.2011 A1, A2, A4, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
792 Hudson Advisors UK Limited17 Dominion St., London EC2M
2EF, United Kingdom19.10.2010 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
793 Hume Capital Securities24 Cornhill, London EC3V 3ND,
United Kingdom11.7.2013
A1, A2, A3, A4, A5, A6,
A7B1, B3, B4, B5, B6 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
794 Hybridan LLP60 Lombard Street, EC3V 9EA
London , United Kingdom22.5.2007 A1, A5 B3 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
795Hyde Park Investment
International Limited
33, Regent House, Bisazza
Street, Sliema SLM 1641, Malta 30.12.2011 A5 ***** C3
MFSA - Malta Financial
Services Authority,
Notabile Road, Attard
BKR 3000, Malta
no
796 Hyde Park Investment Ltd33 St. James´s Street, London,
SW1A 1HD, United Kingdom24.2.2009 A1, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
797Chambers and Newman
Financial Services LLP
Old Brewery Building, 63 Union
Street, Stockport, Cheshire, SK1
3NP, United Kingdom
6.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
798Channel Capital Advisors
LLP
22 Berners Street, London, W1T
3LP, United Kingdom24.11.2009 A1, A2, A4, A5, A7 B3, B5 C1, C2, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
799 Charcot Capital (UK) LLP45 Clarges Street, W1J 7EP
London, United Kingdom12.4.2010 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
800 Charter Financial Planning
3 Ferry Road Office Park, Ferry
Road, Preston, Lancashire, PR2
2YH, United Kingdom
6.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
801Charter Wealth Management
Limited
Unit 3, Ferry Road Office Park,
Ferry Road, Preston, Lancashire,
PR2 2YH, United Kingdom
1.8.2013 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
802 Chartis Research Limited100 Pall Mall, SW1Y 5NQ
London, United Kingdom29.11.2010 A5 B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
803Chatman Financial Europe
Ltd
16 Garrick Streetl Street,
London, WC2E 9BA, United
Kingdom
18.1.2010 A1, A5 B4, B5 C2, C4, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
804Chenevari Credit Partners
LLP
4th Floor, 11-13 Knightsbridge,
London, SW1X 7LY, United
Kingdom
11.8.2008 A1, A2, A4, A5 B4C1, C2, C3, C4, C5,
C6, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
805Chesterton House Financial
Planning Ltd
Ground & First Floors, 2 Rectory
Place, Loughborough,
Leicestershire, LE11 1UW,
United Kingdom
9.11.2007 A1, A5 B5, B6 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
806Cheuvreux International
Limited
12th Floor, Moorhouse, 120
London Wall, London, EC2Y
5ET, United Kingdom
27.2.2008 A1, A2, A3, A5, A6, A7B1, B2, B4, B5, B6,
B7C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
807CHEUVREUX SA / KEPLER
CHEUVREUX
9 quai du Président Paul
Doumer, 92400 Courbevoie,
France
14.7.2010A1, A2, A3, A4, A5, A6,
A7
B1, B2, B3, B4, B5,
B6C1, C2, C3, C4, C9
Banque de France, 31,
Rue Croix-des-Petits-
Champs, 75001 Paris,
France
no
808China Merchants Securities
(UK) Limited
10-12 Alie Street, London, E18
DE, United Kingdom10.10.2014 A1, A2, A3, A5 B1, B2, B4, B5, B7
C5, C6, C7, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
809 Chi-X Europe Limited
26th Floor, 25 Canada Square,
London E14 5LB, United
Kingdom
11.8.2006 A1, A2, A3 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
810Christofferson Robb &
Company (UK) LLP
28 Queen Anne´s Gate, London
SW1H 9BU, United Kingdom16.10.2006 A1, A5 B5 C1, C2, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
811Chrystal Capital Partners
LLP
New Broad Street House, 35
New Broad Street, EC2M 1NH
London, United Kingdom
23.6.2010 A1, A5, A7 B3, B5 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
812 I G Markets Limited
5th Floor, Friars House, 157-168
Blackfriars Road, London SE1
8EZ, United Kingdom
14.6.2004 A1, A2, A3, A4, A5 B4, B5, B7 C4, C5, C6, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
813IBI Corporate Finance
Limited
2 Burlington Plaza, Burlington
Road, Dublin 4, Ireland24.2.2009 A1, A5, A6 B3, B6
C1, C4, C5, C6, C7,
C10
Irish Financial Services
Regulatory Authority,
P.O. Box 9138, College
Green, 4000-Dublin,
Ireland
no
814 ICAP Energy ASStoretveitvegen 96, 5072
Bergen, Norway1.3.2011 A1, A2, A8 ***** C4, C5, C6, C7, C10
Finanstilsynet - The
Financial Supervisory
Authority of Norway,
Revierstredet 3,
Postboks 1187 Sentrum,
N-0107 Oslo, Norway
no
815 ICAP Europe Limited2 Broadgate, EC2M 7UR
London, United Kingdom7.10.2005 A1, A2, A5, B8 B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
816ICAP Global Derivates
Limited
2 Broadgate, EC2M 7UR
London, United Kingdom11.10.2005 A1, A2, A8 *****
C1, C4, C5, C6, C7,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
817 ICAP Hyde Derivates Limited2 Brodadway, EC2M 7UR
London, United Kingdom9.11.2005 A1, A5, A8 ***** C2, C4, C5, C6
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
818ICAP Securities Limited /
LINK
2 Broadgate, EC2M 7UR
London, United Kingdom10.10.2005 A1, A2, A3, A5 ***** C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
819 Ice Dragons Limited
15 Highpoint Business Village,
Henwood, Ashford, Kent, TN24
8DH, United Kingdom
15.8.2013 A1, A2 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
820 ICE Markets Limited60 Chriswell Street, London,
EC1Y 4SA, United Kingdom30.7.2009 A1, A5 *****
C4, C5, C6, C7,
C8C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
821 ICF Management Ltd
Quarriers, Mayfield Lane,
Wadhurst, East Sussex, TN5
6HX, United Kingdom
12.12.2007 A1, A5 B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
822 ICM Capital Limited36 Alie St, London, E1 8DA,
United Kingdom6.9.2011 A1 B4, B7
C4, C5, C6, C7, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
823 iCON Infrastructure LLP53 Davies Street, London W1K
5JH, United Kingdom24.4.2012 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
824 IFG Financial Services
Trinity House, Anderson Road,
Swavesey, Cambridgeshire, CB4
5UQ, United Kingdom
14.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
825 IFL Capital Limited
Orion House, 5 Upper St
Martin_s Lane, WC2 9EA
London, United Kingdom
25.4.2005 A1, A5 B3 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
826 IFM Investors (UK) Ltd
Level 10, Leaf C, Tower 42, 25
Old Broad Street, London, EC2N
1HQ, United Kingdom
23.7.2008 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
827 IG Index Limited
Cannon Bridge House, 25
Dowgate Hill, London, EC4R
2YA, United Kingdom
11.2.2015 A3 B4, B5, B6, B7C1, C4, C5, C6, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
828 IG Markets Limited
Cannon Bridge House, 25
Dowgate Hill, London EC4R
2YA, United Kingdom
15.6.2004 A1, A2, A3, A4, A5 B4, B5, B7C1,C4, C5, C6, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
829 IIFL Wealth (UK) Limited
9th Floor, City Tower, 40
Basinghall Street, London EC2V
5DE, United Kingdom
9.2.2011 A1, A5, A7 B3, B4, B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
830 IK Investments Partners Ltd
Brettenham House, Lancaster
Place, London, WC2E 7EN,
United Kingdom
12.8.2008 A1, A5 B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
831 Ikon Finance Limited60 Lombard St, London, E1 6EG,
United Kingdom7.9.2011 A1, A2 B4, B5, B7
C4, C5, C6, C7, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
832 Illiquidx LLP
7 Fitzjames Avenue, London,
W14 8JE, United Kingdom,
United Kingdom
22.4.2009 A1, A2, A3 B3, B5C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
833Independence Wealth
Management Limited
5 Oak Drive, Scholar Green,
Cheshire, ST7 3LY, United
Kingdom
11.12.2007 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
834Independent Financial
Advisor Ltd
Investment House, Bolton Road,
Bradshaw, Bolton, Lancashire,
BL2 3EU, United Kingdom
7.2.2014 A1, A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
835Independent Financial
Services 4 You Ltd
201 Rodbourne Road, Swindon,
SN2 2AA United Kingdom22.3.2012 A1, A5 B3, B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
836
Independent Risk
Management Solution
Limited
Fir Cottage, Beacon Hill, Wickam
Bishops, Witham, Essex, CM8
3EA, United Kingdom
30.10.2013 A1, A5, A7 B3, B4, B5, B7C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
837 Indexus Groep B.V.Herikerbergweg 286-D, 1101 CT
Amsterdam, The Netherlands 20.5.2009 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Netherlands Authority
for the Financial
Markets, Vijzelgracht 50,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
no
838 Indication Investments Ltd
13 & 15, Gregori Afxentiou
Street, IDE Ioannou Court -
Office 103, Mesa Yeitonia, 4003
Limassol, Cyprus
3.7.2012 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
839 Indigo Securities Limited
22 Curzon Avenue, Stanmore,
Middlesex, HA7 2AE, United
Kingdom
24.2.2009 A1, A2 *****C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
840 IND-X Securities Limited 48 Curzon Street, London, W1J
7UL, United Kingdom21.11.2007 A1, A2, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
841 Infin Markets Limited
133, Arch. Makarios III Avenue,
Classic House, 1st Floor, Office
2, 3085 Limassol, Cyprus
3.7.2012 A1, A2, A3 B1, B2, B4 C1, C2, C4, C5, C9
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
842Inflection Point Capital
Management UK Ltd
12 Berkeley Street, London, W1J
8DT, United Kingdom22.1.2015 A1, A5 B4, B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
843ING Investment Management
(C.R.), a.s.
Bozděchova 344/2, 150 00
Praha 5, Česká republika26.9.2005 A1, A4, A5, A6, A7 B1, B3, B4 C1, C2, C3, C4
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
844Ingenious Asset Management
Limited
15 Golden Square, London, W1F
9JG, United Kingdom8.9.2009 A1, A2, A4, A5 B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
845Ingenious Corporate Finance
Limited
15 Golden Square, London, W1F
9JG, United Kingdom28.1.2008 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
846 Innovator Capital Limited4th Floor, 20 Dering Street, W1S
1AJ London, United Kingdom15.3.2005 A1 B3 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
847Insight Investment
Management (Global) Limited
160 Queen Victoria Street,
London, EC4V 4LA, United
Kingdom
8.11.2007 A1, A2, A4, A5 B3, B4, B5, B6, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
848 Instinet Alpha Ltd25 Canada Square, London E14
5LB, United Kingdom26.9.2006 A1, A2, A3, A5 B1, B4 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
849 Instinet Europe Limited
26th Floor, 25 Canada Square,
Canary Wharf, London E14 5LB,
United Kingdom
7.8.2007 A1, A2, A3, A5, A8 B1, B2C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
850Integra Private Wealth
Limited
6/2 Sir William Reid Street, Gzira
GZR 1038, Malta9.9.2009 A1, A5 ***** C1, C2, C3
MFSA- Malta Financial
Services Authority,
Notabile Road, Attard
BKR 3000, Malta
no
851 Integradvisory Limited 6, Six Floor, Sir William Reid
Street, Gzira, GZR 1038, Malta11.10.2013 A1, A4, A5, A7 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Malta Financial Services
Authority, Notabile
Road, Attard BKR 3000,
Malta
no
852Integrated Financial
Arrangements Plc
Domain House, 5-7 Singer
Street, London, EC2R 4BQ,
United Kingdom
13.5.2008 A1, A2 B1C1, C2, C3, C4, C5,
C6, C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
853 Intelligent Pansions Ltd
20-23 Woodside Place,
Glasgow, Lanarkshire, G3
7QFU, United Kingdom
5.3.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
854 Interactive Brokers (UK) Ltd5th Floor, 1 Carey Lane, EC2V
8AE London, United Kingdom20.4.2006 A1, A2 B1, B2, B4, B7
C1, C2, C3, C4, C5,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
855Interactive Data Desktop
Solutions (Europe) Limited
Fitzroy House, 13-17 Epworth
Street, London, EC2A 4DL,
United Kingdom
24.2.2009 A1 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
856 Interc Consultancy Partners
80 Silverthorne Road, Studio F7,
Battersea Studios, SW8 3HE,
United Kingdom
3.5.2013 A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
857Intermediate Capital
Managers Limited
Juxon House, 100 St Paul´s
Churchyard, London, EC4M
8BU, United Kingdom
24.10.2013 A1, A2, A4, A5, A7 B4, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
858International Capital
Management AG
Vorarlbergerstrasse 29, FL-9486
Schaanwald, Principality of
Liechtenstein
3.3.2010 A1, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Financial Market
Authority Liechtenstein,
Heiligkreutz 8, P.O. Box
684, LI-9490 Vaduz,
Principality of
Liechtenstein
no
859International Strategy &
Investment (UK) Limited
50 St Mary Axe, London, EC3A
8FR, United Kingdom23.9.2014 A1, A2, A5 B4, B5, B7
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
860Interpolis Pensioenen
Vermogensbeheer B.V.
Rijnzathe 10, 3554 PV De
Meern, The Netherlands 17.1.2008 A4, A5 ***** C1, C2, C3, C4
Netherlands Authority
for the Financial
Markets, Vijzelgracht 50,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
no
861Inter-UK Financial Services
Ltd
Pinecroft House, Churt Road,
Hindhead, Surrey, GU26 6PD,
United Kingdom, United Kingdom
15.5.2009 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
862 INTL FCStone LTD8 Angel Court, London, EC2R
7HP, United Kingdom8.11.2007 A1, A2, A3, A5 B2, B4, B5, B7
C1, C2, C4, C, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
863Intrisic Financial Planning
Limited
Wakefield House, Aspect Park,
Pipers Way, Swindon, Wiltshire,
SN3 1SA, United Kingdom,
United Kingdom
15.5.2009 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
864Intrust Corporate Finance
Limited
38 Wigmore Street, London,
W1U 2HA, United Kingdom24.2.2009 A1, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
865 Investdor LtdHiilikatu 3, 00180 Helsinky,
Finland18.5.2015 A1, A5, A7 B1, B6 C1
Autorité de Contrôle
Prudentiel et de
Résolution, 61 rue
Taitbout, 75436 Paris
Cedex 09, France
no
866 Investment Limited
Unit 1, Andoversford Industrial
Estate, Andoversford,
Cheltenham, Gloucestershire,
GL54 4LB, United Kingdom
19.11.2007 A1, A2, A3, A4, A5 B1, B3, B5C1, C2, C3, C4, C,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
867 Investment Quorum Limited
4th Floor, 38 Lombrad Street,
London, EC3V 9BS, United
Kingdom
13.11.2007 A1, A4, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
868Investment Technology
Group Europe Limited
Dublin Exchange Facility, Mayor
Street, IFSC, Dublin 1, Ireland4.2.2008 A1, A5 B4, B5 C1, C2, C3, C4
Irish Financial Services
Regulatory Authority,
P.O. Box 9138, College
Green, 4000-Dublin,
Ireland
no
869Investment Technology
Group Limited
Dublin Exchange Facility, Mayor
Street, IFSC, Dublin 1, Ireland4.2.2008 A1, A2, A3, A5, A8 B4, B5 C1, C2, C3, C4
Irish Financial Services
Regulatory Authority,
P.O. Box 9138, College
Green, 4000-Dublin,
Ireland
no
870 IO Capital Limited
69 Lombard Street,
London,EC3V 9LJ United
Kingdom
28.12.2012 A1, A2 ***** C1, C2, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
871 IQOPTION EUROPE LTD
118, Agias Fylaxeos Street,
Christabel House, 1st Floor,
2087 Limassol, Cyprus
29.1.2015 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
872 IRIS Advisory Ltd
Epworth House, 25 City Road,
London, EC1Y 1AR, United
Kingdom
27.6.2011 A1, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
873Irish Progressive Services
International Limited
100 Lower Mount Street, IFSC,
Dublin 2, Ireland22.4.2009 A1 B4 C1, C2, C3, C4
Irish Financial Services
Regulatory Authority,
P.O. Box 9138, College
Green, 4000-Dublin,
Ireland
no
874 IronFX Global Limited
2, Iapetou Street, Agios
Athanasios, 4101 Limassol,
Cyprus
28.1.2011 A1, A2, A3 B2, B4 C1, C4, C5, C9
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
875IRONFX GLOBAL UK
LIMITED
24-25 Bevis Marks, 2nd Floor,
London EC3A 7JB, United
Kingdom
22.8.2013 A1 ***** C1, C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
876 ISM Capital LLP17 Old Court Place , London,
EC4A 1AG, United Kingdom10.2.2010 A1, A2, A4, A5, A7 B3, B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
877 iSwap Euro Limited2 Broadgate, London,EC2N
7UR, United Kingdom28.11.2011 A1, A5, A8 *****
C1, C2, C4, C8, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
878Itau BBA UK Securities
Limited
Level 20, The Broadgate Tower,
20 Primrose Street, London,
EC2A 2EW United Kingdom
21.3.2012 A1, A2, A5 B5C1, C3, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
879Itau UK Asset Management
Limited
The Broadgate Tower, 10
Primrose Street, London, EC2A,
United Kingdom
10.8.2012 A1, A5 B1, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
880 IUR Capital Ltd1 Berkeley Street, London, W1J
8DJ, United Kingdom31.5.2010 A1, A5 ***** C1, C4, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
881Ivy Asset Management (UK)
Limited
Red Wolf House, 5-10 Bolton
Street, W1J 8BA London, United
Kingdom
31.10.2005 A1, A2, A4, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
882 J M Finn & Co Ltd
Salisbury House, London Wall,
London EC2M 5TA, United
Kingdom
19.9.2006 A1, A2, A3, A4, A5, A6 B1, B3, B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
883 J Stern & Co. LLP21 Knightsbridge, London,SW1X
7LY, United Kingdom26.3.2013 A1, A5 B5 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
884 J&E Davy t/a Davy Davy House, 49 Dawson Street,
Dublin 2, Ireland14.5.2008
A1, A2, A3, A4, A5, A6,
A7B1, B3, B4, B5, B6
C1, C2, C3, C4, C5,
C8, C9, C10
Irish Financial Services
Regulatory Authority,
P.O. Box 9138, 6-8
College Green, Dublin
2, Ireland
no
885J.P. Morgan Asset
Management (UK) Limited
Finsbury Dials, 20 Finsbury
Street, EC2Y 9AQ London,
United Kingdom
30.8.2004 A1, A2, A4, A5 B3, B4, B5, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
886J.P. Morgan Fleming Asset
Management (Europe) S.á r.l.
6H route de Tréves, L-2633
Senningerberg, Luxembourg14.12.2004 A1, A4, A5 B1 C1, C3
Commission de
Surveillance de Secteur
Financier, 110 route
d_Arlon, Luxembourg
no
887 J.P. Morgan Limited
25 Bank Street, Canary Wharf,
London E14 5JP, United
Kingdom
9.6.2004 A1, A2, A3, A5, A6, A7 B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
888 J.P. Morgan Markets Limited
25 Bank Street, Canary Wharf,
London E14 5JP, United
Kingdom
2.9.2005A1, A2, A3, A4, A5, A6,
A7
B1, B2, B3, B4, B5,
B6, B7, B8
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
889 J.P. Morgan Securities Ltd125 London Wall, London EC2Y
5AJ, United Kingdom9.6.2004 A1, A2, A3, A5, A6, A7
B1, B2, B4, B5, B6,
B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
890 James Hallam Limited5 Lloyd´s Avenue, London EC3N
3AX, United Kingdom19.4.2011 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
891James Hambro & Partners
LLP
Ryder Court, 14 Ryder Street,
London SW1Y 6QB, United
Kingdom
8.7.2014 A1, A2, A4, A5 B1C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
892 Jane Street Financial Ltd4 Broadgate, Suite 24, London,
EC2M 2QY, United Kingdom5.6.2009 A1, A2, A3, A5 B3, B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
893Janus Capital International
Limited
26th Floor, Citypoint 1
Ropemaker Street, London,
CE2Y 9ht, United Kingdom
30.10.2008 A1, A2, A4 B4 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
894 Japaninvest Limited35 Davies Street, London, W1K
4LS, United Kingdom4.12.2008 A1, A5 B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
895
JB CAPITAL MARKETS,
SOCIEDAD DE VALORES,
S.A.
Pza. Manuel Goméz Moreno, 2
28020 Madrid, Spain23.7.2010 A1, A2, A5, A6, A7 B3, B4, B5
C1, C2, C3, C4, C5,
C6, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
896 JB Drax Honore (UK) Limited
21 Great Winchester Street,
London, EC2N 2JA, United
Kingdom
28.12.2012 A1, A2, A5 B4, B5, B7C1, C2, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
897 JCI Capital Limited84 Brook Street, Mayfair, London
W1K 5EH, United Kingdom13.5.2011
A1, A2, A3, A4, A5, A6,
A7*****
C1, C2, C3, C4, C5,
C6, C7, C8, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
898 Jefferies Bache Limited9 Devonshire Square, London,
EC2M 4HP, United Kingdom17.6.2010
A1, A2, A3, A4, A5, A6,
A7B1, B2, B4, B5
C1, C2, C3, C4, C5,
C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
899 Jefferies International Limited
Bracken House, 1 Friday Street,
EC4M 9BT, London, United
Kingdom
5.11.2007 A1, A2, A3, A5, A6, A7 B4, B5, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
900Jefferies Investment
Management Limited
Vintners Place, 68 Upper
Thames Street, London EC4V
3BJ, United Kingdom
5.11.2007 A1, A2, A4, A5 B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
901 JFD Brokers Ltd
70, Kirillou Loukareos Street,
Kakos Premier Tower, 2nd Floor,
4156 Limassol, Cyprus
29.12.2011 A1, A2, A4 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
902 JLT Advisory Limited1 America Square, London
EC3N 2JL, United Kingdom17.5.2011 A5 B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
903 JLT Advisory Limited1 America Square, London,
EC3N 2JL, United Kingdom2.10.2014 A1, A5 B3, B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
904 JLT Benefit Solutions Limited
1st Floor, One America Square,
London, EC3N 2JL, United
Kingdom
3.11.2008 A1, A5 B5C1, C2, C3, C4, C7,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
905JMFinn Capital Markets
Limited
4 Coleman Street, London EC2R
5TA, United Kingdom3.9.2007 A1, A2, A3, A5, A6, A7 B1, B3, B4, B5, B6 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
906 JNF CAPITAL LIMITED42 New BroadSt, London, EC2
M1JD, United Kingdom25.11.2013 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
907 John Eames Ltd19 Britton Street, London, EC1M
5NZ, United Kingdom28.10.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
908 John Lamb LLP
34 Southwark Bridge Road,
London, SE1 9EU, United
Kingdom
9.11.2007 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
909John Moore & Company
Limited
5 Warwick Square Mews,
London, SW1V 2EL, United
Kingdom
31.1.2013 A1, A5 B3 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
910Jones Sheridan Financial
Consulting Ltd
2nd Floor, 5a Hospital Street,
Nantwich, Chesire, CW5 5RH,
United Kingdom
15.2.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
911
Joseph R. Lamb Independent
Financial Advisers Limited t/a
Joseph Lamb
26 Eastwood Road, Rayleigh,
Essex, SS6 7JQ, United
Kingdom
4.2.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
912 JP Morgan Limited
25 Bank Street, Canary Wharf,
London, E14 5JP, United
Kingdom
24.2.2006 A1, A2, A5, A7 B2, B3, B4, B5, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
913JPM Asset Management
Limited
Berkshire House, 252-256 Kings
Road, Reading, Berkshire, RG1
4HP, United Kingdom
6.3.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
914Jubilee Financial Products
LLP
258 Belsize Road, London, NW6
2BT, United Kingdom24.2.2009 A1, A2, A4, A5, B1, B3, B4, B5, B7 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
915Julius Baer (Netherlands)
B.V.
Amstelplein 1, 1096HA
Amsterdam, Netherlands16.6.2014 A1, A5 *****
C1, C2, C3, C4, C5,
C6
Netherlands Authority
for the Financial
Markets, Singel 542,
P.O.Box 11723, 1001
GS Amsterdam,
Netherlands
no
916Julius Baer Portfolio
Managersl Limited
1 St Martins Le Grand, London,
EC1A 4AS, United Kingdom1.5.2014 B4, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
917Julius Bear Investment
Services S.a.r.l.
4, rue Albert Borschette, L-1246
Luxembourg2.2.2012 A1, A5 B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Commission de
Surveillance du Secteur
Financier, L-2991,
Luxembourg.
no
918 JUNG, DMS & Cie GmbHShoenbrunnerstrasse 297/ Top
4/2, 1120 Vienna, Austria8.3.2010 A1, A5 ****** C3
FMA -
Finanzmarktaufsicht,
Otto-Wagner-Platz 5, A-
1090 Vienna, Austria
no
919 Juniper Place LLP33 St James´s Square, London,
SW1Y 4JSD, United Kingdom29.8.2014 A1, A5 B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
920
Jyske Global Asset
Management
Fondsmaglerselskab A/S
Vesterbrogade 9, 1780
Copenhagen V, Denmark27.2.2008 A1, A2, A4, A5 B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Finanstilsynet - Danich
Financial Supervisory
Authority, Gl. Kongevej
74 A, DK-1850
Frederiksberg C,
Denmark
no
921 K C Partners LLP
111 Buckingham Palace Road,
London SW1W 0SR, United
Kingdom
20.6.2012 A1, A2, A4, A5 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
922 KAB Strategy Limited
13, Griva Digeni Avenue,
Stavrakis Court, Office 203, 6030
Larnaca, Cyprus
18.9.2012 A1, A2, A4 B2, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
923Kapital & Wert Asset
Management GmbH
Schmalzhofgasse 26, 1060
Wien, Austria4.8.2004 A1, A4, A5 ***** C1, C2, C3, C4
FMA -
Finanzmarktaufsicht,
Otto-Wagner-Platz 5, A-
1090 23, A-1020 Wien,
Austria
no
924 Karroo Capital Limited 91 Woodside, London, SW19
7BA, United Kingdom23.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
925 Katmai Capital Advisors Ltd17 Cavendish Square, London,
W1G 0PH, United Kingdom30.5.2012 A1, A2, A4, A5 *****
C1, C2, C4, C5, C6,
C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
926 KBC Securities NVHavenlaan 12, 1080 Brussels,
Belgium17.9.2011
A1, A2, A3, A4, A5, A6,
A7
B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
National Bank of
Belgium, boulevard de
Berlaimont 14, 1000
Brussels, Belgium
no
927 KCG Europe Limited
Guildhall House, 81-87 Gresham
Street, EC2V 7NQ London,
United Kingdom
22.7.2005 A1, A2, A3, A5 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
928K-DNA FINANCIAL
SERVICES LTD
35, Stasikratous, Office 301,
1065 Nicosia, Cyprus2.7.2015 A1, A2 B1, B4 C1, C2, C3, C4, C9
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
929 Kellends Costswolds LLP
Waterloo House, The Waterloo,
Cirencester, Gloucestershire,
GL7 2PY, United Kingdom
14.5.2008 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
930Kerford Investments (UK)
Limited
Flat 603, 334 Queenstown Road,
SW8 4NP London, United
Kingdom
31.8.2005 A1, A2, A4 B4 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
931Kerr Henderson (Financial
Services) Limited
29 College Gardens, Belfast,
Country Antrim, BT9 6BT, United
Kingdom
7.11.2007 A1, A5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
932 Kession Capital LimitedHyde House, The Hyde, London,
NW9 LH, United Kingdom15.8.2012 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
933 Key To Markets Limited
Berkeley Square House,
Berkeley Square, W1J 6BD
London, United Kingdom
30.11.2010 A1 *****C1, C2, C4, C5, C6,
C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
934 Keyte Limited
The Post House ,Church Square,
Taunton, Somerset,
Somerset,TA1 1SA, United
Kingdom
8.11.2007 A1, A5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
935 Kildare Capital (UK) Ltd27b Floral Street, London,
WC2E 9DP, United Kingdom15.1.2009 A1, A2, A3 B3, B5 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
936Kinetix Corporate Finance
LLP
6 Lower Farm Barns, Bainton
Road, Bucknell, Bicester,
Oxfordshire, OX27 7LT, United
Kingdom
21.9.2011 A1, A5 B3, B5C1, C4, C5, C8, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
937 Kingdom Futures Limited
26 Kings Hill Avenue, Kings Hill,
West Malling, ME194AE, United
Kingdom
8.4.2014 A1, A2 B1, B4, B7 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
938Kingsley Asset Management
(Global) LLP
Hyde House, The Hyde, London,
NW9 6LH, United Kingdom5.3.2012 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
939 Kinson Capital Limited1 Poultry, London, EC2R 8JR,
United Kingdom30.7.2009 A1, A2, A5, A7 B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
940KKR Asset Management
Partners LLP
100 Pall Mall, London SW1Y
5NQ, United Kingdom9.3.2011 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
941 KKR Capital Markets Limited7 Carlton Gardens, London,
SW1Y 5AD, United Kingdom7.2.2008 A1, A2, A6, A7 B6 C1, C2, C6, C7
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
942 KNG Securities LLP
Talbot House 6-8, Talbot Court,
London, EC3V 0BP, United
Kingdom
29.9.2014 A1, A2, A3, B5, B6, B7 B3, B4, B6 C1, C2, C3, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
943 Knight Assets & Co.LLP100 Pall, London, SW1Y 5NQ,
United Kingdom29.2.2012 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
944 Kobalt Capital Limited4 Valentine Place, London, SE1
8QH, United Kingdom19.8.2011 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
945Kohlberg Kravis Roberts &
Co Partners Limited
7 Carlton Gardens, London
SW1Y 5AD, United Kingdom6.8.2007 A1, A5 B5, B6 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
946 Kroll Talbot Hughes Ltd10 Fleet Place, London, EC4M
7RB, United Kingdom23.1.2008 A1, A2, A5 B3, B5, B6
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
947 Kubera Wealth Limited39 High Street, Middlesex, HA5
5PJ, United Kingdom10.2.2010 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
948 Kyte Broking Limited
The Business Centre, 52 Upper
Street, Islingron, N1 0QH
London, United Kingdom
1.12.2004 A1, A2, A4, A5 B2, B4, B7C1, C4, C5, C6, C7,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
949La Cloche Capital Markets
Limited
3 Devonshire Street,
Marylebone, London, W1W 5DT,
United Kingdom
29.8.2013 A1, A2, A3 *****C1, C4, C5, C6, C7,
C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
950 Landmark Financial Ltd
7 Mount Mews, High Street,
Hamton-on-Thames, Middlesex,
TW12 2SH, United Kingdom
14.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
951Landmark Partners Europe
Ltd
29-30 St James´s Street,
London, SW1A 1HB, United
Kingdom
8.9.2009 A1, A5 B5, B7 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
952Landsbanki Securities (UK)
Limited
Beaufort House, 15 St. Botolph
Street, London EC3A 7QR,
United Kingdom
11.10.2007 A1, A2, A3, A5, A6, A7 B1, B3, B4, B6 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
953LaSalle Investment
Management
One Curzon Street, London,
W1J 5HD, United Kingdom29.5.2015 A1, A2, A4, A5 B3, B5 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
954 Laver Financial Ltd
9 Beaconsfield Road, Weston-
super-Mare, BS23 1YE, United
Kingdom
15.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
955 Lazard & Co Limited20 Stratton Street, London W1J
8LL, United Kingdom21.11.2006 A1, A2, A5, A6, A7 B1, B3, B4, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
956 Lazuli Partners LLP26 Dover Street, London, W1S
4LY United Kingdom9.6.2014 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
957 LBHI Estates Limited
Suite 128-130, 99 Bishopsgate,
London, EC2M 3XD, United
Kingdom
3.7.2009 A1, A2, A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
958 LCM Commodities UK LLP
4th Floor, 130 Wood Street,
London EC2V 6DL, United
Kingdom
25.6.2013 A1, A2, A3, A5 B5 C4, C5, C6, C7, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
959 LD Capital Limited83 Baker Street, London, W1U
6AG, United Kingdom9.6.2010 A1, A4, A5 ***** C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
960 Leadcapital Markets Ltd
9, Kafkasou Street, Treppides
Tower, 5th Floor, Aglantzia,
2112 Nicosia, Cyprus
15.4.2014 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
961 LEAP Energy Ltd
Level 2, Collette House, 52-55
Picadilly, London, W1J 0DX,
United Kingdom
8.9.2014 A1, A2, A5 B4, B5 C1, C4, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
962Lehman Brothers
International (Europe)
25 - 30 Bank Street, London E14
5LE, United Kingdom9.6.2004
A1, A2, A3, A4, A5, A6,
A7
B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
963 Lek Securities UK Limited2nd Floor, 4 City Road, London,
EC1Y 2AA, United Kingdom20.5.2010 A1, A2 B1 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
964Lesmoir-Gordon, Boyle & Co
Limited
31 Dover St, 3rd Floor, London,
W1S 4ND, United Kingdom1.2.2013 A1, A5 B3, B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
965Leverate Financial Services
Limited
88, Agias Fylaxeos, Zavos City
Center, 4th Floor, P:O:Box
56943, 3311 Limassola, Cyprus
30.3.2012 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
966LFF Real Estate Partners UK
Finance Limited
43-45 Portman Square, London
W1A 3BG, United Kingdom19.9.2006 A1, A2, A4, A5 B3, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
967LGT Capital Partners (UK)
Limited
35 Dover Street, London W1S
4NQ, United Kingdom4.8.2006 A1, A5 B4 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
968 Liberum Capital Limited
Ropemaker Place (Level 12), 25
Ropemaker Street, London,
EC2Y 9LY, United Kingdom
19.7.2011 A1, A2, A3, A5, A6, A7 B1, B3, B5, B6, B7 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
969Lincoln Private Investment
Office LLP
52 Grosvenor Gardens, London,
SW1W 0AU, United Kingdom18.6.2014 A1, A2, A4, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
970 Lincoln Vale LLP1 Holbein Place, London, SW1W
8NS, United Kingdom10.11.2009 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
971Lind Capital
Fondsmaeglerselskab A/S
Apartment 12, Regent House,
Bisazza Street, Sliema, Malta,
Malta
8.5.2014 A1, A2, A5 ***** C1, C3
Finanstilsynet- Danish
Financial Supervisory
Authority, Aarhusgade
110, 2100 Copenhagen,
Denmark
no
972 Linear Investments Limited
8-10 Grosvenor Gardens,
London SW1W 0DH, United
Kingdom
31.8.2012 A1, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
973 Linx Limited
Grange Cote, Bishops Down
Road, Tunbridge Wells, Kent
TN4 8XL United Kingdom
9.9.2010 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
974Liongate Capital
Management LLP
4th Floor, 103 Mount Street,
London, W1K 2JT, United
Kingdom
22.7.2008 A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
975Lionsman Capital Markets
(Cyprus) Ltd
18, Evagora Papachristoforou,
Petoussis Bros Building, 4th
Floor, 3030 Limassol, Cyprus
3.1.2013 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
976 Liquidity Finance LLP
30 Crown Place, 12th Floor,
London, EC2A 4EB, United
Kingdom
7.2.2014 A1, A2, A4, A5 B3, B4, B5, B7C1, C2, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
977 Liquidnet Europe Limited
1st Floor, 8-11 Lime Street,
London EC3M 7AA, United
Kingdom
27.9.2006 A1, A2, A7 ***** C1, C3, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
978 LJ Financial Planning Limited
Gilbert Wakefield House, 67
Bewsey Street, Warrington,
Cheshire, WA2 7JQ, United
Kingdom
9.11.2007 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
yes
979 LL Capital & Partners LimitedIl Piazetta A, Suite 21, Tower
Road, Sliema, SLM 1607, Malta5.5.2010 A1, A4, A5 B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Malta Financial Services
Authority, Notabile
Road, Attard BKR 3000,
Malta
no
980Lloyd and White (Financial
Services) Limited
Affinity House, Bindon Road,
Taunton, Somerset, TA2 6AA
United Kingdom
27.10.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
981 Lloyd Baughan LLP53 Davies Street, London, W1K
5JH, United Kingdom6.8.2010 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
982 LMAX Limited
Yellow Building, 1 Nicholas
Road, London, W11 4AN United
Kingdom
14.9.2010 A1, A2, A3, A8 B1, B4C1, C2, C4, C5, C6,
C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
983 Logic Investments Limited52 Grosvenor Gardens, SW1W
0AU London, United Kingdom29.11.2010 A1, A2, A5 B3, B4, B5 C1, C2, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
984
Lombard Odier Asset
Management (Europe)
Limited
Queensberry House, 3 Old
Burlington Street, London, W1S
3AB, United Kingdom
16.9.2010 A1, A2, A4, A5 B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
985Lombard Street Research
Financial Services Limited
30 Watling Street, EC4M 9BR
London, United Kingdom29.4.2010 A5 B5 C1, C2, C3, C4, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
986London & Oxford Capital
Markets Plc
5 Frederiks´s Place, London
EC2R 8JQ, United Kingdom29.5.2007
A1, A2, A3, A4, A5, A6,
A7B3, B4, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
987 London Bridge Capital Ltd
2nd Floor, City Tower, 40
Basinghall Street, London EC2V
5DE, United Kingdom
5.9.2006 A1, A5 B3 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
988 London Capital Group Ltd
2nd Floor, 6 Devonshire Square,
London EC2M 4AB, United
Kingdom
16.5.2008 A2, A3 B4, B5, B7C1, C2, C4, C5, C6,
C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
989London International
Corporation Limited
Regency Lodge, Queen Street,
Sandhurst, Cranbrook, Kent
TN18 5HU, United Kingdom
29.10.2013 A1, A5 B5C1, C3, C4, C5, C6,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
990London Investment
Consultants LLP
3rd Floor, 1 Creed Court, 5
Ludgate Hill EC4 M7AA, United
Kingdom
1.6.2012 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
991Lone Star Europe
Acquisitions LLP
12 Queen Ann St, London, W1G
9LF, United Kingdom1.12.2014 A1 ***** C1, C2, C4, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
992 Longacre Partners Limited
41-44 Great Queen Street,
London, WC2B 5AD, United
Kingdom
6.11.2007 A1 B1C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
993Lonsdale Financial
Consulting Limited
12 Lonsdale Gardens, Tunbridge
Wells, Kent, TH1 1PA, United
Kingdom
19.7.2010 A1, A5 B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
994Loomis Sayles Investments
Limited
The Economist Plaza, 25 St
James´s Street, London SW1A,
United Kingdom
10.7.2012 A1, A2, A4, A5 B5C1, C2, C3, C4, C6,
C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
995 Loppex Limited
4 First Avenue, Hayes,
Middlesex UB3 2EQ United
Kingdom
28.12.2012 A1 *****C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
996 Lord North Street Limited6 Duke Street, London SW1Y
6BN, United Kingdom3.3.2011 A1, A2, A4, A5 B4, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
997 Louis Capital FX LLP
St Peters House, 130 Wood
Street, EC2V 6DL London,
United Kingdom
21.1.2011 A2, A3, A5 ***** C2, C5, C6
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
998Louis Capital Markets UK
LLP
4th Floor, 130 Wood Street,
London, EC2V 6DL, United
Kingdom
20.5.2010 A1, A2, A3, A5 B4, B5C1, C2, C4, C5, C6,
C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
999Lovewell Blake Financial
Planning Ltd
102 Prince of Wales Road,
Norwich, Norfolk, NR1 1NY,
United Kingdom
27.7.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1000Lowes Financial
Management Limited
Holmwood House, Clayton Road,
Jesmond, Newcastle upon Tyne,
Tyne and Wear, NE2 1TL,
United Kingdom
27.2.2008 A1, A5 B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1001 LQD Markets (UK) Limited
12 Floor, The Broadgate Tower,
20 Primrose Street, London,
EC2A 2EW, United Kingdom
19.6.2014 A1, A2, A3 *****C4, C5, C6, C7, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1002 Lucro Capital Ltd152, Franklin Roosevelt Avenue,
3045 Limassol,Cyprus13.2.2015 A1, A2, A3, A4 B1, B2, B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1003 Lux Finance Ltd
Victoria Plaza, 111 Buckingham
Palace Road, London, SW1W
0SB, United Kingdom
4.8.2011 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1004Luxor Asset Management
Trust reg.
Landstrasse 14, 9496 Balzers,
Principality of Liechtenstein4.6.2014 A2, A4, A5 B5 C1, C2, C3, C4
Financial Market
Authority Liechtenstein,
Heiligkreutz 8, P.O. Box
684, LI-9490 Vaduz,
Principality of
Liechtenstein
no
1005Lyxor Asset Management UK
LLP
41 Towerhill, London, EC3N
4SG, United Kingdom23.9.2009 A1, A4, A5 *****
C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1006M&L Invest Union Markets
Ltd
223, Christodoulou Chadjipavlou
Street, Hawaii Royal Garden,
Flat No 41, Molos Area, 3036
Limassol, Cyprus
20.12.2013 A1 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1007Macquarie Capital (Europe)
Limited
Level 35, City Point, 1
Ropemaker Street, London,
EC2Y 9HD, United Kingdom
16.5.2008 A1, A2, A3, A5, A6, A7B2, B3, B4, B5, B6,
B7C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1008Macquarie Capital Funds
(Europe) Limited
Level 35, City Point, 1
Ropemaker Street, London,
EC2Y 9HD, United Kingdom
16.5.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1009 MacroHedge LLP
152 Buckingham Palace Road,
London, SW1W 9TR, United
Kingdom
8.9.2014 A4, A5 B4, B5, B7C1, C2, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1010 Maestro Financial Services
Metropolitan House, Station
Road, Cheadle Hulme, Cheadle,
Cheshire, SK8 7AZ, United
Kingdom
22.4.2009 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1011 Magill & Company Ltd
303 Titchfield Road, Titchfield,
Fareham, Hampshire, PO14
3ER, United Kingdom
15.1.2008 A1, A5 B4, B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1012 Magna Capital Limited
Market House, 124 Middlesex
Street, E1 7HY London, United
Kingdom
5.5.2010 A1, A2, A5 B5C1, C2, C3, C4, C5,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1013Magna Wealth Management
Limited
2 Croft Court, Croft Lane,
Temple Grafton, Alcester,
Worcestershire, B49 6PW,
United Kingdom
20.8.2013 A1, A2, A5 B4, B5C1, C3, C4, C5, C6,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1014Mainstreet Capital Partners
Limited
Marble Arch Tower, 55
Bryanstone Street, London, W1H
7AJ, United Kingdom
28.2.2012 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1015Mako Financial Markets
Partnership LLP
2nd Floor, Broadgate West, 9
Appold Street, EC2A 2AP
London, United Kingdom
14.12.2005 A1, A2, A3, A5 ***** C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1016Mako Investment Managers
LLP
2nd Floor, Broadgate West, 1
Snowden Street, EC2A 2DQ
London, United Kingdom
28.11.2005 A1, A2, A4, A5 B4, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1017 Makor Securities London Ltd
Dover House, 34 Dover Street,
London,W1S 4NG, United
Kingdom
23.6.2015 A1, A2, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1018 Man (Europe) AGAustrasse 56, 9490, Principality
of Liechtenstein2.4.2013 A1, A5 ***** C3
Financial Market
Authority Liechtenstein,
Heiligkreutz 8, P.O. Box
684, LI-9490 Vaduz,
Principality of
Liechtenstein
no
1019 Man Investments Ltd
Sugar Quay, Lower Thames
Street, London EC3R 6DU,
United Kingdom
5.2.2007 A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1020mandatum Life Investment
Services Ltd
Bulevardi 56, FI-00120 Helsinky,
Finland10.10.2014 A1, A2 ***** C3
FINANINSPEKTIONEN,
Snellmanikantu 6, P.O.
Box 103, FI-00101
Helsinki, Finland
no
1021 MangustaRisk Limited
Royalty House, 32 Sackville
Street, London, W1S 3EA,
United Kingdom
27.2.2008 A5 B5C1, C2, C3, C4, C5,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1022 Mansford Capital Limited140 Brompton Road, SW3 1HY
London, United Kingdom12.12.2005 A1 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1023Manulife Asset Management
(Europe) Limited
18 St Swithin´s Lane, London
EC4N 8AD, United Kingdom22.03.211 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1024 Marcuard Cyprus Ltd
363, 28th October Street, Metis
Tower, 3rd Floor, 3107 Limassol,
Cyprus
3.5.2011 A4, A5 B1, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1025Marex Spectron International
Limited
4 Grosvenor Place, London,
SW1X 7DL, United Kingdom7.11.2007 A1, A2, A8
C4, C5, C6, C7, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1026 Marguerite Adviser S.A.1-3 Boulevard de la Foire, L-
1528 Luxembourg1.6.2011 A1, A5 B3, B5 C1, C2, C3
Commission de
Surveillance du Secteur
Financier, L-2991,
Luxembourg.
no
1027 Mariana Capital Markets LLP31 Threadneedle Street, London,
EC2R 8AY, United Kingdom22.3.2010 A1, A2, A4, A5 ***** C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1028Mariner Investment (Europe)
LLP
Heathcoat House, 20 Savile
Row, London, W1S 3PR, United
Kingdom
10.1.2014 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1029 MarketAxess Europe Limited
71 Frenchurch Street, Fenchurch
Buildings, EC3M 4BS London,
United Kingdom
2.11.2004 A1, A5, A8 B5 C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1030Marks Baugham Securities
UK LLP
41 Devonshire Street, London,
W1G 7AJ, United Kingdom25.10.2011 A1, A5 B5 C1, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1031 Marl Partners LLP
The Prow (6th Floor), 1 Wilder
Walk, London, W1B 5AP, United
Kingdom
25.7.2013 A1, A5 B3, B5 C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1032Marlborough Investment
Management Limited
PO Box 1852, Croxall, Lichfield,
Staffordshire WS13 8XU, United
Kingdom
11.10.2007 A1, A2, A4 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1033 Marshall Wace LLP
The Adelphi, 13th Floor, 1-11
John Adam Street, London,
WC2N 6HT, United Kingdom
24.11.2009 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1034 Marten & Co Limited123a Kings Road, London, SW3
4PL, United Kingdom10.8.2012 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1035Matheson Financial
Consulting Limited
10 Thistle Street, Aberdeen,
Aberdeenshire, AB10 1XZ,
United Kingdom
5.3.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1036Maxwell Asset Management
LTD
16 Old Queen Street, London,
SW1H 9HP, United Kingdom28.10.2008 A5 B3, B5, B6
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1037 Mayzus Investment Company
Ioanni Prodromou 31, Yioupis
Tower, 3rd Floor, Mesa Geitonia,
4002 Limassol, Cyprus
9.9.2009 A1, A2 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1038 MB Capital Limited9 Devonshire Square, London,
EC2M 4YF United Kingdom9.9.2010 A1, A5 B5 C1, C2, C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1039 MC Capital Ltd
15 Hanover Square, Mayfair,
London, W1S 1HT, United
Kingdom
25.10.2011 A1, A2, A4, A5 *****C1, C2, C3, C4, C5,
C6, C7, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1040McGraw-Hill Financial
Research Europe Limited
20 Canada Square, Canary
Wharf, E145LH London, United
Kingdom
19.10.2012 A5 B5C1, C2, C3, C4, C5,
C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1041 McIntosh Partners Limited 109 Holburn Street, Aberdeen,
AB10 6BQ, Untied Kingdom5.2.2008 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1042 Med financial Limited
1st Floor, Bartons Road,
Fordingbridge, Hampshire, SP6
1JD, United Kingdom
17.1.2008 A1, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1043 Medici Advisors Ltd50 Inverleith Row, Edinburgh,
EH3 5PX, United Kingdom17.6.2010 A1 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1044
Medvešek Pušnik, borzno
posredniška hiša, d.d.,
Ljubljana
Gradnikove brigade 11, 1000
Ljubljana, Slovenija25.10.2004
A1, A2, A3, A4, A5, A6,
A7B3, B6 C1, C2, C3, C4
Secutities Market
Agency Republic of
Slovenia, Poljanski
nasip 6, 1000 Ljubljana,
Slovenija
no
1045Mega Equity Securities anf
Financial Services Public Ltd
9, Kafkasou Street, Treppides
Tower, 5th Floor, Aglantzia,
2112 Nicosia, Cyprus
23.4.2014 A1, A2, A3, A5 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1046Meltemi Investment
Management Limited
Suite 64, 55 Ebury Street,
London, SW1W 0PB , United
Kingdom
3.1.2013 A1, A4, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1047 Mercer Limited 1 Tower Place West, London,
EC3R 5BU, United Kingdom21.11.2007 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1048 Mercury Capital Advisors LLP
1 Knightsbridge Green, 7th
Floor, SWIX 7QA London,
United Kingdom
22.12.2010 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1049 Merian Capital Partners LLP
20 Upper Grosvenor Street,
London, W1K 7PB, United
Kingdom
16.7.2009 A5 B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1050 MeritKapital Ltd
Arch. Makarios III Avenue,
Eftapaton Court, 3rd Floor, 3105
Limassol, Cyprus
11.3.2010 A1, A2, A3, A4, A5 B1, B3, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1051Merlin Financial Consultants
Ltd
Northumberland House, 303-306
High Holborn, London, WC1V
7JZ, United Kingdom
5.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1052 Merlin Partners LLP90 Jermyn Street, London,
SW1Y 6JD, United Kingdom23.2.2010 A1, A2, A5 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1053Merrill Lynch Commodities
(Europe) Ltd
2 Kling Edward Street, London,
EC1A 1HQ, United Kingdom 9.11.2007 A1, A2, A3, A5 C5, C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1054 Merrill Lynch International
Merrill Lynch Financial Centre, 2
King Edward Street, EC1A 1HQ
London, United Kingdom
25.2.2005A1, A2, A3, A4, A5, A6,
A7
B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1055MERRILL LYNCH, PIERCE,
FENNER & SMITH SAS
112, avenue Kléber, 75761 Paris
Cedex 16, France29.12.2011 A1, A5 B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Banque de France,
Autorité de Contrôle
Prudential, 61 rue
Taitbou, 75436 Paris
Cedex 09, France
no
1056Mesirow Financial
International UK Limited
78 Pall Mall, London, SW14
5ES, United Kingdom18.3.2008 A3, A5 B4, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1057 Messels Limited
Unit 2, Clock Barn Farm,
Hambledon Road, Busbridge,
Godalming, Surrey, GU8 4AY,
United Kingdom
15.8.2013 A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1058MET Asset Management UK
LLP
77 Maygrove Road, NW6 2EG
London, United Kingdom30.11.2010 A1, A5 B5
C1, C2, C4, C5, C6,
C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1059 MET Facilities LLP79 Maygrove Road, London,
NW6 2EG, United Kingdom23.1.2013 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1060Methexis Capital Advisors
LLP
Green House 66-68, Haymarket,
London, SW1Y 4RF United
Kingdom
7.11.2013 A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1061 MF Global UK Limited5 Churchill Place, London, E1
6EG, United Kingdom6.9.2011
A1, A2, A3, A4, A5, A6,
A7, A8
B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1062Michael Robinson Associates
Limited
Bagshot House, 37-39 High
StreetBagshot, Surrey, GU19
5AF, United Kingdom
15.2.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1063Milington Advisory Partners
Limited
Flat 1, 8 Ainger Road, NW3 3AR
London, United Kingdom21.11.2005 A1 B3, B6 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1064 Millennium Europe Ltd9 Devonshire Square, London,
EC2M 4YF, United Kingdom2.2.2015 A1, A2, A3 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1065Milliman Financial Strategies
Limited
11 Old Jewry, London, EC2R
8DU, United Kingdom28.2.2012 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1066 Milltrust International LLP100 Pall Mall, London, SW1Y
5NQ, United Kingdom18.1.2010 A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1067 Mint Financial (UK) Limited107-111 Fleet Street, EC4A 2AB
London, United Kingdom30.11.2010 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1068 MIO Partners (EU) Limited
30 Kensington Church Street,
London, W8 4HA, United
Kingdom
13.5.2008 A1, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1069 Mirabella Advisers LLP130 Jermyn Street, London,
SW1Y 4UR, United Kingdom12.8.2014 A1, A5 B5 C1, C2, C3, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1070Mirabella Financial Services
LLP
c/o Cordium Group, 130 Jermyn
Street, 2nd Floor, London,
SW1Y 4UR, United Kingdom
3.7.2009 A1, A2, A5 B3, B5 C1, C2, C3, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
yes
1071Mirae Asset Global
Investments (UK) Limited
19th Floor, 40 Bank Street,
Canary Wharf, London, E14 5DS
United Kingdom
11.8.2008 A1, A2, A4, A5 B1, B4, B5, B7 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1072Mitsubishi UFJ Trust
International Ltd
24 Lombard Street, EC3V 9AJ
London, United Kingdom21.4.2006 A2, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1073Mitsui & Co. Commodity Risk
Management Ltd
St Martins Court, 10 Paternoster
Row, London, EC4M 7BB,
United Kingdom
15.5.2008 A1, A2, A3, A5 B1, B2, B4, B5 C5, C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1074Mitsui Bussan Commodities
Ltd
5th Floor, St Martin's Court, 10
Paternoster Row, London, EC4M
7BB, United Kingdom
7.11.2007 A1, A2, A3, A4, A5 B1, B2, B4, B5 C5, C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1075 ML Capital Ltd29 Farm Street, London,SW1J
5RL, United Kingdom29.12.2011 A1, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1076MMC Securities (Europe)
Limited
Tower Place, London, EC3R
5BU, United Kingdom23.9.2014 A1, A2, A5 B3, B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1077 Molton Street Capital LLP6 Brook Street, London, W1S
1BB, United Kingdom28.2.2013 A1, A2, A5 ***** C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1078Monarch Alternative Capital
(Europe) Limited
52-53 Conduit Street, London
W1S 2YX, United Kingdom7.6.2013 A1, A2, A4, A5 B2, B3, B4, B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1079
Monecor (London) Limited /
Bet3000 / Bet 3000CFD /
BET3000CFDS / Sharewatch
One Broadgate, London, EC2M
2QS, United Kingdom14.7.2010 A1, A2, A3 B4
C1, C2, C4, C5, C6,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1080Money Wise Independent
Financial Advisers Limited
7 Chapel Row, Queen Square,
London, BA1 1HN, United
Kingdom
22.10.2013 A1, A4, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1081Moneycorp Financial Risk
Management Limited
2 Sloan Street, London SW1X
9LA, United Kingdom19.10.2006 A1, A2, A4, A5 B4, B5, B6
C1, C2, C4, C5, C6,
C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1082 Monfort International LimitedShere Road, Albury, Nr Guildorf
GU59BL, United Kingdom11.7.2014 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1083Monument Group Europe
LLP
4th Floor, 7 Savile Row, London
W1S 3PE,United Kingdom20.11.2012 A1 B3 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1084Moor Park Capital Partners
LLP
Ground Floor, York House, 45
Seymour Street, London W1H
7JT, United Kingdom
15.3.2011 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1085 Moore Services
85 Tottenham Court Road,
London, W1T 4TQ, United
Kingdom
6.6.2008 A1, A5 B5 C1, C3, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1086
Moore Stephens Financial
Services (East Midlands)
Limited
Oakley House, Headway
Business Park, 3 Saxon Way
West, United Kingdom
30.10.2012 A1, A4, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1087 Mooreland Partners LLP
2nd Floor, 2-4 King Street,
Mayfair, SW1Y 6QL London,
United Kingdom
21.12.2005 A1, A5 B3 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1088 Moorgate Capital Group Ltd33 St James´s Square, London,
SW1Y 4JS, United Kingdom14.7.2010 A1, A5 B3
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1089 Morfitt & Turnbull (MS) Ltd
4th Floor, International House,
82-86 Deangate, Manchester,
M3 2ER, United Kingdom
15.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1090Morgan Stanley & Co.
International Plc
25 Cabot Square, London, E14
4QA, United Kingdom9.11.2007
A1, A2, A3, A4, A5, A6,
A7
B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1091Morgan Stanley & Co.
International Plc
20 Cabot Square, Canary Wharf,
London E14 4QW, United
Kingdom
7.6.2004A1, A2, A3, A4, A5, A6,
A7B1, B2, B3, B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1092Morgan Stanley & Co.
Limited
20 Cabot Square, Canary Wharf,
London E14 4QW, United
Kingdom
7.6.2004 A1, A5 B3, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1093Morgan Stanley Investment
Management Ltd
25 Cabot Square, Canary Wharf,
E14 4QW London, United
Kingdom
22.4.2005 A4, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1094Morgan Stanley Securieities
Limited
20 Cabot Square, Canary Wharf,
London E14 4QW, United
Kingdom
7.6.2004 A1, A2, A3, A4, A6, A7 B1, B2, B3, B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1095Morgan Stanley Securities
Limited
25 Cabot Square, London, E14
4QA, United Kingdom9.11.2007
A1, A2, A3, A4, A5, A6,
A7
B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1096Morton Financial Services
Ltd
19 High Road, Ickenham,
Uxbridge, Middlesex, UB10 8LE,
United Kingdom
27.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1097 Morton-Wilson Limirted
Spinney Grange, Barton Road,
Carlton, Nuneaton, CV13 0RL,
Untied Kingdom
21.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1098Mount Sterling Wealth
Limited
9 Bramleys Barn, Skipwith Road,
Esrick, York, YO19 63T, United
Kingdom
29.11.2010 A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1099Mourant & Co Capital
Trustees Ltd
PO Box 1310, 69 Park Lane,
Croydon, Surrey CR9 1TQ,
United Kingdom
29.5.2006 A1, A2 B1, B4 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1100 Moventum S.C.A.12, rue Eugene Ruppert, L-2453
Luxembourg1.4.2012 A1, A2, A4, A5 B1, B2, B4, B5 C1, C2, C3
Commission de
Surveillance du Secteur
Financier, 110, rue
d´Arlon, L-2991
Luxembourg
no
1101 MPF Global Markets Ltd
Corner of Agiou & Eleftheriou
Venizelou Street, Vashiotis
Agiou Andreou Buseness
Center, Ground Floor, Office 1,
3035 Limassol, Cyprus
14.4.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1102 MPGA (UK) Limited60 Sloane Avenue, London,
SW3 3XB, United Kingdom3.11.2008 A1, A5 ***** C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1103 MSD Capital (Europe) LLP
29-30 St. James´s Street,
London, SW1A 1HB, United
Kingdom
10.2.2010 A1, A2, A4, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1104 MTS Associated MarketsRue du commerce 96, 1040
Brussels, Belgium21.1.2008 A8 ***** C1, C2
CBFA- Banking,
Finance and Insurance
Commission, Rue du
Congres 12-14, 1000
Brussels, Belgium
no
1105 Muintbatten Financial Ltd.
57-61 Liverpoool Road South,
Maghull, Liverpool, Merseyside,
L31 7BN, United Kingdom
21.11.2007 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1106 Mulier Capital Ltd
26th Floor, Centre Point, 103
New Oxford Street, London
WC1A 1DD, United Kingdom
3.9.2007 A1, A2, A4, A5 B3 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1107 Mummert & Company Limited
Token House, 11-12
Tokenhouse Yard, London,
EC2R 7AS, United Kingdom
15.8.2012 A1, A5 B3 C1, C2, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1108 MVA Holdings Limited
44 Alderley Road, Wilmslow,
Cheshire, SK9 1NY , United
Kingdom
15.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1109 My Treasury Limited 2 Broadgate, London, EC2M
7UR, United Kingdom15.2.2008 A1, A8 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1110 NAB Europe Limited88 Wood Street, London, EC2V
7QQ, United Kingdom24.2.2009 A1, A2, A7 B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1111Napier Park Global Capital
Limited
43-45 Portman Square, London,
W1H 6LY, United Kingdom27.6.2011 A1, A2, A4, A5 B3, B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1112 NASDAQ OMX NLX LIMITED
Woolgate Exchange 25
Basinghall Street, London EC2V
5HA, United Kingdom
29.5.2013 A1, A8 ***** C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1113Natixis Commodity Markets
Limited
85 King William Street, London,
EC4N 7BL, United Kingdom9.11.2007 A1, A2, A3, A5, A7, A8 B1, B2, B4, B5, B7 C5, C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1114 NAU Securities Limited2 Eaton Gate, London, SW1W
9BJ, United Kingdom15.4.2014 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1115Navigant Capital Markets
Advisers Ltd
Woolgate Exchange, 25
Basinghall Street, London, EC2V
5HA United Kingdom
9.9.2010 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1116 NBC Global Finance Limited
Embassy House, Herbert Park
Lane, Ballsbridge, Dublin 4,
Ireland
14.4.2015 A3, A4 B4C1, C2, C3, C4, C8,
C9
Central Bank of Ireland,
Block D, Iveagh Court,
Harcourt Road, Dublin
2, Ireland
no
1117 NBI Investments Ltd
9, Konstantinou Paparigopoulou,
Frema House, Office M01, 3106
Limassol, Cyprus
18.10.2012 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1118 NCM Fund Services Limited
76 George Street, Edinburh,
Midlothian EH2 3BU, United
Kingdom
24.1.2011 A1, A2 ***** C1, C2
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1119Negentropy Capital Partners
LLP
1 Vine Streett, London, W1J
0AH, United Kingdom13.10.2011 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1120Nemesis Asset Management
LLP
25 Bank Street, E14 5LE
London, United Kingdom13.1.2005 A1, A2, A4, A5 B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1121 Neonet Securities AB103 93 Stockholm, Box 7545,
Sweden19.9.2014 A1, A2, A3 ***** C1
FINANINSPEKTIONEN,
Snellmanikantu 6, P.O.
Box 103, FI-00101
Helsinki, Finland
no
1122 Nevastar Finance Ltd
Devonshire House, 1 Mayfair
Place, London W1J 8AJ, United
Kingdom
7.2.2011 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1123 New College Capital Ltd39-40 St James Place, London,
SW1A 1NS, United Kingdom15.7.2014 A1, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1124 New Europe Advisers Limited60 Lombard Street, London
EC3VC 9EA, United Kingdom22.5.2007 A1, A5, A6, A7 B3, B6 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1125Newedge UK Financial
Limited
10 Bishop Square,London, E1
6EG, United Kingdom6.9.2011 A1, A2, A3, A5, A6, A7
B1, B2, B4, B5, B6,
B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1126 Newstate Partners LLP33 Cavendish Square, London,
W1G 0PW, United Kingdom10.2.2010 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1127 Nextrade Worldwide Ltd
3, Phytagora Street, Pythagoras
Court, 4th Floor, 3027 Limassol,
Cyprus
19.6.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1128 NFX CAPITAL CY LTD
11, Grigori Afxentiou Street,
Centro Imperio, 1st Floor, Office
102, Mesa Geitonia, 4003
Limassol, Cyprus
19.3.2014 A1, A2 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1129 Nico Financial NF Ltd
1, Alexandrou Panagoulli, Novel
Tower, 3rd Floor, Office 3B,
6057 Larnaca, Cyprus
12.2.2015 A2 B1, B2, B4 C4, C9
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1130 Nineveh Advisory Ltd
55 Ashworth Mansions, Grantully
Road, London,W9 1LW, United
Kingdom
29.12.2011 A1, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1131 Nineveh Advisory Ltd
55 Ashworth Mansions, Grantully
Road, London, W9 1LW, United
Kingdom
29.2.2012 A1, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1132 NKB Investments Ltd
196, Arch. Makariou III Avenue,
Ariel Corner Building, 3rd Floor,
Office 301, 3030Limassol,
Cyprus
9.1.2013 A1, A2 B1, B2, B4 C1, C2, C3, C4
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1133Noble Marketing & Trading
Limited
33 Cavendish Square, London
W1G 0PW, United Kingdom25.4.2013 A1, A2 *****
C5, C6, C7, C8, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1134 Nomura International Plc1 St. Martin´s le Grand, London
EC1A 4AS, United Kingdom29.6.2004
A1, A2, A3, A4, A5, A6,
A7
B1, B2, B3, B4, B5,
B6, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1135 North Sea Partners LLP17 Hill Street, W1J 4LJ London,
United Kingdom27.10.2010 A1, A5, A7 B3 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1136Northern Lights Alternative
Advisors
Kent House, 14-17 Market Place,
London, W1W 8AJ, United
Kingdom
3.3.2010 A1, A5 B3 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1137Northern Trust Global
Investments Limited
50 Bank Street, London, E14
5NT, United Kingdom3.7.2009 A1, A2, A4, A5 B1, B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1138 Northill Capital LLP1 Curzon Street, London W1J
5HD, United Kingdom23.5.2013 A1, A2, A4, A5 B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1139Northleaf Capital Partners
(UK) Limited
4th Floor, 14 Waterloo Place,
SW1Y 4AR London, United
Kingdom
5.5.2010 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1140 Northumbrian Financial Ltd
The Calves Byre, Fieldhouse
Farm, Acklington,
Northumberland, NE65 9BY,
United Kingdom
12.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1141Norvik Asset Management
LLP
46-48 Grosvenor Gardens,
London, SW1W 0EB, United
Kingdom
15.1.2009 A1, A2, A4, A5 *****C1, C2, C4, C5, C6,
C7, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1142
NOVA Portfolio
VermoegensManagement
GMBH
5020 Innsbruck, Kalkofenweg
24, Austria3.2.2012 A1, A4, A5 *****
C1, C2, C3, C4, C8,
C9
FMA - Austrian Financial
Market Authority, Otto-
Wagner-Platz 5, Vienna,
Austria
no
1143 Noventus Partners Ltd.21 St. Anns Villas, London, W11
4RT, United Kingdom7.11.2007 A1, A5 B3 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1144 Novox Capital Ltd60, Regeana Street, 3rd Floor,
1010 Nicosia, Cyprus11.4.2014 A1, A2, A3 B1, B2, B4
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1145Novus Capital Markets
Limited
29-30 Cornhill, London, EC3V
3NF, United Kingdom19.3.2009 A1, A2, A5 B3, B5 C1, C2, C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1146 Nplus1 Singer Advisory LLP
5th Floor, One Bartholomew
Lane, London, EC2N 2AX,
United Kingdom
29.2.2012 A1, A5, A7 B3 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1147 NSFX Limited168, St Christopher Street,
Valletta VLT 1467, Malta9.1.2013 A1, A2, A3 ***** C4, C5, C9
Malta Financial Services
Authority, Notabile
Road, Attard BKR 3000,
Malta
no
1148 Numis Securities Limited
Cheapside House, 138
Cheapside, London EC2V 6LH,
United Kingdom
22.6.2004 A1, A2, A3, A5, A6, A7 B1, B3, B4, B6 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1149 Numisma Capital Ltd
11, Limassol Avenue,
Galatariotis Building, 3rd Floor,
2112 Nicosia, Cyprus
3.7.2013 A4, A5 B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
1150 Nvesta Plc75 Cannon Street, London,
EC4N 5BN, United Kingdom28.3.2007 A1, A2 B1 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1151Oak Hill Advisors (Europe)
LLP
6th Floor, Pall Mall, London,
SW1Y 5ES, United Kingdom24.2.2006 A1, A2 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1152 Oakley Capital Limited
8th Floor, The Economist
Building, 25 St. James´s Street,
London, SW1A 1HA, United
Kingdom
18.12.2008 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1153OakTree Wealth
Management Ltd
Newton House, Newton Road,
Henley-on-Thames, United
Kingdom
29.10.2012 A1, A2, A4, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1154 OANDA Europe Limited
52 Grosvenosrs Gardens,
London, SW1W 0AU, United
Kingdom
28.6.2011 A1, A3 B4, B5 C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1155Oasis Crescent Advisory
Services (UK) Limited
50 Hans Crescent, Knightbridge,
London SW1X 0NA, United
Kingdom
1.6.2012 A1, A5 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1156 OBR Investments Limited
16, Anaxagorou Street, 1st Floor,
Agia Zoni, 3031 Limassol,
Cyprus
23.7.2014 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1157OCM Wealth Management
Ltd
OCM Business Centre, 5 Mallard
Close, Earls Barton,
Northampton, Northamptonshire,
NN6 0LS, United Kingdom
20.5.2009 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1158 Octant Capital UK LLP1 Vine Street, London, W1J
0AH, United Kingdom8.9.2009 A1, A2, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1159Odey Wealth Management
(UK) Limited
12 Upper Grosvenor Street,
London, W1K 2ND, United
Kingdom
18.1.2010 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1160 Oktavest GmbHMaximilianstr. 13, 80539 Munich,
Germany10.3.2014 A1, A2, A4, A5 B3, B4, B5, B7
C1, C2, C4, C5, C6,
C7, C9
BaFin- Bundesanstalt
fur
Finanzdienstungaufsicht
, Lurgiallee 12, 60439
Frankfurt, Germany
no
1161Old Mutual Global Investors
(UK) Limited
2 Lambeth Hill, London, EC4P
4WR, United Kingdom10.2.2010 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1162 Old Park Capital Limited3 Queen Street, London W1J
5PA, United Kingdom03.05.20111 A1, A2, A5, A7 B3, B5
C1, C3, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1163 Olivetree Financial Limited107 Cheapside, London, EC2V
6DN, United Kingdom15.5.2009 A1, A2, A5 B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1164Omada Investment
Management Limited
78 Buckingham Gate, London,
SW1E 6PE, United Kingdom25.11.2013 A1, A2, A4, A5 B3 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1165 Omagis Capital Limited
1st Floor, One Great
Cumberland Place, London,
W1H 7AL, United Kingdom
19.3.2009 A1, A2, A5, A7B1, B3, B4, B5, B6,
B7
C1, C2, C3, C4, C9,
C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1166Omers Private Equity U.K.
Limited
6 New Street Square, London,
EC4A 3BF , United Kingdom10.1.2013 A1, A5 B3
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1167Omicron Investment
Management GmbH
Wallnerstrasse 4, 1010 Vienna,
Austria12.12.2005 A1, A4, A5 ***** C1, C2, C3, C4
FMA -
Finanzmarktaufsicht,
Otto-Wagner-Platz 5, A-
1090 23, A-1020 Wien,
Austria
no
1168 OMP ASHaakon VIIs gate, 0161 Oslo,
Norway8.7.2014 A1, A2, A3, A5, A6 B1, B2, B3
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Kredittilsynet- The
Financial Supervisory
Authority of Norway,
P.O. Box 100 Bryn, N-
0611 Oslo, Norway
no
1169 Oppenheimer EU LtdOppenheimer Street, London,
EC3V 0AT, United Kingdom18.9.2008 A1, A2, A3, A5, A7 B3, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1170 Opstock LtdTeollisuuskatu 1b, P.O.BOX 362,
00100 Helsinki, Finland20.7.2005
A1, A2, A3, A4, A5, A6,
A7B1, B2, B3, B4, B6 C1, C3, C4
Rahoirustarkastus
Finansinspektionen,
Snellmaninkatu 6, PL
159, 00101 Helsinki,
Finland
no
1171 Optex Group Limited82 Blackfriars Road, London,
SE18HA, United Kingdom18.10.2013 A1, A5 B3, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1172 Optieclub.nl.B.V. Keyserswey 29, 2201 CW
Noordwijk, The Netherlands28.4.2015 A1, A3 ***** C4, C5
Netherrlands Authority
for the Financial Market,
Vijzelgracht 50, P.O.
Box 11723, 1001 GS
Amsterdam, The
Netherlands
no
1173 Optimus Capital LLP54 Welbeck St, London, W1G
9XS, United Kingdom10.2.2010 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1174Optionrally Financial
Services Ltd
280 Anastasi Sikouri and
Archiepiskopou Makariou III,
Lordos Central Court 1, 3105
Limassol, Cyprus
24.2.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1175 optionsXpress Europe B.V.
Kingsfordweg 151, Teleport
Towers, 1043 GR Amsterdam,
The Netherlands
5.9.2006 A1 ***** C1, C2, C4
AFM - Netherlands
Authority for the
Financial Markets,
Singel 542, P.O. Box
11723, 1001 GS
Amsterdam, The
Netherlands
no
1176 Optiver v.o.f.Strawinskylaan 3095, 1077 ZX
Amsterdam, The Netherlands 16.9.2010 A3 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9
Netherlands Authority
for the Financial
Markets, Vijzelgracht 50,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
no
1177 Opus Corporate Finance LLP1 Bell Yard, London, WC2A 2JR,
United Kingdom29.10.2008 A5 B3
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1178 ORBEO
Tours Société Générale, 17
cours Valmy, 92987 Paris la
Defense Codex, France
31.10.2008 A2, A3, A5 ***** C10
Banque de France, 31
rue Croix des Petit
Champs, 75049 Paris
Cedex 10, France
no
1179Orbis Investment Advisory
Ltd
Orbis House, 5 Mansfield Street,
London, W1G 9NG, United
Kingdom
4.8.2011 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1180Orbit Investment Securities
Services Plc.
Devlin House, 36 St George
Street, W1S 2FW London,
United Kingdom
16.5.2006 A1, A2, A3, A5, A6, A7 B1, B3, B4 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1181 Orchard House (IFAs) Ltd
18 Westfield, Medmenham,
Marlow, Buckinghamshire, SL7
2HG, United Kingdom
30.7.2009 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1182 Orchestra Finance LLP7 Inverness Gardens, W8 4RN
London, United Kingdom29.5.2006 A1, A5 B3, B4 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1183 Oriel Asset Management LLP46 Charlotte Square, London,
EH2 4HQ, United Kingdom18.10.2013 A1, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1184
Origen Financial Services
Limited/Origen Corporate
Solutions/Origen Workplace
Solutions/Origen Private
Client Solutions
40-43 Chancery Lane, London,
WC2A 1JA, United Kingdom15.1.2008 A1, A5 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1185Orkla Finans
Kapitalforvaltning ASA
Tordenskioldsgt. 8/10, Postboks
1724 Vika, 0121 Oslo, Norway27.3.2006 A1, A2, A3, A5, A6, A7 B1, B4, B6 C1, C2, C3, C4
KreditTilsynet, P.O. Box
100 Bryn, N-0611 Oslo,
Norway
no
1186Ortelius Wealth Management
B.V.
Rokin 44 III, 1012 KV
Amsterdam, The Netherlands21.11.2006 A1, A2, A4, A5 B4 C1, C2, C3, C4
Netherlands Authority
for the Financial
Markets, Singel 542,
P.O. Box 11723, 1001
GS Amsterdam, The
Netherlands
no
1187 Orwell Capital Partners LLP110 Fenchurch Street, London,
EC3M 5JT, United Kingdom27.6.2014 A1, A2, A4, A5 B3, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1188Osmosis Investment
Management LLP
8-9 Well Court, London, EC4M
9DN, United Kingdom4.11.2009 A1, A2, A4, A5, A7 B3, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1189 Otkritie Capital Cyprus Ltd
104, Amathountos Avenue,
Seasons Plaza, Office
2,15,20,21, Limassol 4532,
Cyprus
28.1.2008 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1190Otkritie Capital International
Limited
88 Wood Street, London , EC2V
7RS United Kingdom14.2.2008
A1, A2, A3, A4, A5, A6,
A7B1, B2, B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1191Ouroboros Derivates Trading
Ltd
42-44 Griva Digeni Avenue, 4th
Floor, 1080 Nicosia, Cyprus7.6.2013 A1, A2, A3 B1 C4, C5, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1192 OutSET Global LLP
Suite 13, Fulham Business
Exchange, Imperial Wharf,
Townmead Road, London SW6
2TL, United Kingdom
19.3.2012 A1, A2 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1193Ovington Financial Partners
Limited
Epworth House, 25 City Road,
London, EC1Y 1AR, United
Kingdom
22.3.2013 A1, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1194 Ownership Capital B.V.
Herengracht 105 t/m 107, 1015
BE Amsterdam, The
Netherlands
26.11.2013 A1, A4, A5 ***** C1, C2, C3, C4
Netherlands Authority
for the Financial Market,
Singel 542, P.O. Box
11723, 1001 GS
Amsterdam, The
Netherlands
no
1195 OX CAPITAL MARKETS LTD
67, Spyrou Kyprianou Street,
SAMOS Centre, 2nd Floor, 4042
Limassol, Cyprus
16.6.2015 A1, A2 B1, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1196 Ox Global Investments Ltd11 John Princes St, London,
W1G 0JR, United Kingdom27.3.2014 A1, A2, A4, A5 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1197 PA Strategy Partners Limited
123 Buckingham Palace Road,
SW1W 9SR London, United
Kingdom
18.11.2010 A1, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1198Pactum Asset Management
Limited
1 Knightsbridge Green, London
SW1X 7QL, United Kingdom25.5.2011 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1199 Page Russell Limited
Unit 14, Kempson Way, Bury St.
Edmunds, Suffolk, IP32 7AR,
United Kingdom
5.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1200Palatium Investment
Management Limited
Broadgate West, 1 Snowden
Street, London, EC2A 2DQ,
United Kingdom
17.7.2008 A1, A2, A4, A5 B2, B3, B5C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1201 PALICO SAS10 rue La Fayette, 75009 Paris,
France15.8.2012 A1, A7 ***** C1, C3
Authorité de Contrôle
Prudentiel, Banque de
France, 61 Rue
Taitbout, 75436 Paris
CEDEX 09, France
no
1202 Palmer Capital LLP25 St. James´s Street, London,
SW1A 1HA, United Kingdom18.12.2008 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1203 Palmer Capital LLP3 Cadogan Gate, London, SW1X
0AS, United Kingdom7.10.2014 A1, A5, A7 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1204 Palomar Capital Management25b Lloyd Baker Street, London,
WC1X 9AT, United Kingdom30.1.2013 A1, A4 ***** C1, C2, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1205Panmure Gordon (UK)
Limited
One New Change, London
EC2M 9AF, United Kingdom7.12.2006 A1, A2, A3, A5, A6, A7 B1, B3, B4, B6 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1206Pannells Financial Planning
Limited
New Guild House, 45 Great
Charles Street, Queensway,
Birmingham, B3 21X, United
Kingdom
17.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1207Paradigm Norton Financial
Planning Ltd
Paradigm House, Macrae Road,
Ham Green, Bristol, Avon, BS20
0DD, United Kingdom
9.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1208Paramount Financial
Services Ltd
128-130 High Street,
Hurstpierpoint, Hassocks, West
Sussex, BN6 0PX, United
Kingdom
12.12.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1209Pareto Investment
Management Limited
160 Queen Victoria Street, EC4V
4LA London, United Kingdom27.6.2005 A1, A2, A4, A5 B4 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1210 Pareto Private Equity ASDronning Mauds gate 3, 0250
Oslo, Norway15.5.2008 A1, A2, A5, A6, A7 B3, B5, B6
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
KreditTilsynet, P.O. Box
100 Bryn, N-0611 Oslo,
Norway
no
1211Park Town Asset
Management LLP
Dame Alice Farm, Watlington,
Oxfordshire, OX49 5EP, United
Kingdom
15.1.2008 A1, A2, A4, A5, A6, A7 B3, B5, B6 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1212 Park Walk Capital Ltd.
43 Albany Mansions, Albert
Bridge Road, London, SW11
4PQ, United Kingdom
21.9.2011 A1, A2, A4, A5, A7 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1213 Partridge Muir Warren Ltd
Assela, 46 High Street, Esher,
Surrey, KT10 9QY, United
Kingdom
12.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1214 Pasternak Holdings Limited
5, Themistocles Dervis Street,
Elenion Building, 6th Floor, 1066
Nicosia, Cyprus
7.7.2005 A1, A2, A3 B2 C1, C3
Cyprus Securities and
Exchange Commission,
32 Stasikratous, 4th
Floor, P.O.Box 24996
CY-1306, Nicosia,
Cyprus
no
1215Pathway Capital
Management (UK) Ltd
15 Bedford Street, 4th Floor,
London, WC2E 9HR, Untied
Kingdom
6.6.2008 A1, A5 B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1216 Patria Finance, a.s.Jungmannova 745/24, 110 00
Praha, Česká republika4.7.2005 A1, A2, A3, A5, A6, A7 B1, B2, B3, B4, B5
C1, C3, C4, C5, C6,
C7, C8, C9, C10
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
1217Pave Financial Management
Ltd
2 The Office Village, Roman
Way, Bath Business Park,
Peasedown St John, Bath, BA2
8SG, United Kingdom
15.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1218 PB Financial Planning Ltd
Causeway House, 1 Dane
Street, Bishop´s Stortford,
Hertfordshire, CM23 3 BT,
United Kingdom
5.11.2007 A2, A4, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1219 Peak Capital Advisors LLP
Second Floor, Berkeley Square
House, Berkeley Square,
London, United Kingdom
10.8.2012 A1, A5 B3, B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1220 Pearson Jones Plc
Clayton Wood Close, Leeds,
West Yorkshire, LS16 6QE,
United Kingdom
16.1.2008 A1, A5 B1 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1221 Peel Hunt LLP111 Old Broad Street, London,
EC2N 1PH, United Kingdom8.11.2011 A1, A2, A3, A5, A6, A7 B1, B3, B4, B5, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1222 Pegas Capital Limited
4, Theklas Lyssoti Street,
Harmony House, 3rd Floor, 3030
Limassol, Cyprus
12.6.2014 A1, A2 B1, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1223 Pegasus Capital LLP
Office 3, Access House, Cray
Avenue, Orpington, Kent, BR5
3QB, United Kingdom
23.9.2011 A5 B3 C1, C2, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1224Pemberton Capital Advisors
LLP
42-44 Grosvenor Gardens,
London, SW1W 0EB, United
Kingdom
1.11.2013 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1225Pemberton Capital Advisors
LLP
42-44 Grosvenor Gardens,
London, SW1W 0EB, United
Kingdom
1.11.2013 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1226Pembroke Capital Advisors
Ltd
8 Grafton Street, W1S 4EW
London, United Kingdom29.6.2006 A1, A2, A5 B4 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1227 Pensions First Limited90 Long Acre, London, WC2E
9RZ, United Kingdom14.12.2007 A1, A4, A5 B3, B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1228Perella Weinberg Partners
UK LLP
20 Grafton Street, London W1S
4DZ, United Kingdom8.11.2006 A1, A5 B3 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1229 Perinvest (UK) Limited1 Regent Street, SW1Y 4NS
London, United Kingdom30.3.2010 A5 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1230Perspective Financial
Management Limited
Evolution House, Brooke Court,
Wilmslow, Cheshire SK9, United
Kingdom
22.5.2012 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1231Peter Hoare & Company
(Insurance) Brokers Ltd
Ranmoor House, 237 Graham
Road, Sheffield, South
Yorkshire, S10 3GS, United
Kingdom
16.1.2008 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1232 Petrus Advisers LLP10 King William Street, London,
EC4N 7TW, United Kingdom19.7.2010 A1, A5 B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1233 PFG-UK Ltd1 Berkeley Street, London, W1J
8DJ, United Kingdom5.10.2009 A1, A5 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1234 PFS Asset Management Ltd
Kingsley Close, East Way, Lee
Mill, Ivybridge, Devon, PL21
9GD United Kingdom
12.12.2007 A1, A5 B5 C1,C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1235PFX Financial Profesionals
Ltd
82, Nikou Pattichi, Maritania
Court, 1st Floor, Office 101,
3070 Limassol, Cyprus
4.11.2013 A1, A2, A4 B1, B2, B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1236 PGD Strategy Limited8 Bidwell Gardens, London, N11
2AX, United Kingdom9.11.2007 A1, A5 B3, B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1237 Pharo Management (UK) LLP
2nd Floor, 8 Lancelot Place,
London, SW7 1DR, United
Kingdom
20.5.2010 A1, A5 B5, B7C1, C2, C3, C4, C5,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1238Phibro Futures and Metals
Limited
6 Duke St, London, SW1 6BN,
United Kingdom7.11.2007 A1, A2, A3
C1, C4, C5, C6, C7,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1239Philip J Milton & Company
Plc
17 Joy Street, Barnstaple,
Devon, EX31 1HE, United
Kingdom
13.11.2007 A1, A2, A4, A5 B1, B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1240Philip T English International
Financial Services Limited
Churchlands, Appletree Road,
Chipping Warden, Banbury,
Oxfordshire, OW17 1LN, United
Kingdom
13.11.2007 A1, A2, A4, A5 B1 C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1241 Phoenix Partners Group LLP
Quay House, 2 Admirals Way,
London, E14 9XG, United
Kingdom
2.4.2009 A1, A2, A5, A8 ***** C4, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1242Pictet Global Markets (UK)
Limited
Floor 8, Devonshire House, 1
Mayfair Place, London, W1J
8AJ, United Kingdom
15.1.2014 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,
C6, C7
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1243 PIMCO Deutschland GmbHSeidlstrasse 24-24a, 80335
Munchen, Germany7.9.2012 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
BaFin-Bundesanstalt fur
Finanzdienstleitungsauf
sicht, Postfach 1308,
53003 Bonn, Germany
no
1244 PIMCO Europe Ltd
Nations House, 103 Wigmore
Street, London W1U 1QS,
United Kingdom
7.6.2004 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1245Pine River Capital
Management (UK) Ltd
Ground Floor, 14 Cavendish
Place, London W1G 9DJ, United
Kingdom London
21.9.2010 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1246Pine River Capital Partners
(UK) LLP
14 Cavendish Place, London
W1G 9DJ, United Kingdom8.2.2011 A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1247Pinnacle International
Markets LLP
5 Kensington Church Street,
London, W8 4LD, United
Kingdom
10.2.2010 A1, A2 B4, B7C1, C3, C4, C5, C6,
C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1248Pioneer Global Investments
Limited
1 George´s Quay Plaza, Gerge´s
Quay, Dublin 2, Ireland7.8.2007 A1, A5 ***** C1, C3
Irish Financial Servicesd
Regulatory Authority,
PO Box No 9138,
College Greeen, Dublin
2, Ireland
no
1249Pioneer Investment
Management Limited
1 George_s Quay Plaza,
George_s Quay, Dublin 2,
Ireland
31.1.2005 A2, A4, A5 *****C1, C2, C3, C4, C5,
C8, C9, C10
Irish Financial Services
Regulatory Authority,
PO Box No 9138,
College Green, Dublin
2, Ireland
no
1250 Pioneer Point Partners LLP9 D´Arblay Street, London, W1F
8DR, United Kingdom8.9.2009 A1, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1251 Pioneer Trader Limited4 City Road, London EC1Y 2AA,
United Kingdom9.8.2012 A1, A2 B1 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1252 Piper Jaffray Limited1 South Place, London, EC2M
2RB, United Kingdom23.7.2010 A1, A2, A3, A5, A6, A7 B1, B3, B5, B6 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1253 Piton Capital LLP
Venture House, 27-29
Glasshouse Street, 5th Floor,
London, W1B 5DF, United
Kingdom
15.8.2013 A1, A2, A4, A5 B2, B3, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1254PKF Cooper Parry Wealth
Limited
14 Park Row, Nottingham,
Northamptonshire, NG1 6GR,
United Kingdom
4.8.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1255 Plasma Enterprises Ltd
54, Vasileos Georgiou A Street,
Galatex, Beach Center, Office
47, 4047 Limassol, Cyprus
17.9.2012 A1, A2, A3, A5 B1, B2, B3, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1256 Platform One Limited
Cedar House, 3 Cedar Park,
Cobham Road, Eimborne, Dorset
BH21 7SB, United Kingdom
19.7.2011 A1, A2 B1 C1, C3, C5
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1257 Plus500CY Limited
1, Siafi Street, Porto Bello
Business & Cultural Centre,
Business Suites 1-4, Office 104,
3042 Limassol, Cyprus
12.12.2014 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1258 PMT Matrix Capital Ltd10, Chrysantou Mylona, Magnum
House, 3030 Limassol, Cyprus12.6.2014 A4 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1259Pohjola Corporate Finance
OY
Teollisuukatu 1b, 00510
Helsinky, Finland4.11.2010 A1, A7 B3 C1
FSA-
Finansinspektionen,
Snellmaninkatu 6, P.O.
Box 103, FI-00101
Helsinki, Finland
no
1260 Port FX Limited
Cornerstone Business Centre,
Level 2, Suite 1, 16th September
Square, Mosta MST 1180, Malta
2.4.2014 A ***** C4, C5, C6, C9
Malta Financial Services
Authority, Notabile
Road, Attard BKR 3000,
Malta
no
1261Portfoliometrix Asset
Management Ltd
Camomile Court, 3rd Floor,
London,SW1E 6DX, United
Kingdom
14.10.2014 A1, A2, A4 ***** C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1262Portia Investment Advisors
Ltd
16 high Holborn, London, WC1V
6BX, United Kingdom22.2.2013 A1, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1263 Portico Advisors LLP
3-18 Harbous Yard, Chelsea
Harbour, London, SW10 0XD,
United Kingdom
3.11.2008 A1 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1264 POSITIVA AD
Zlaten Rog Street 20-22, 5th
Floor, appart. 13, Sofia 1407,
Bulgaria
12.3.2013 A1, A2 B1, B4 C1, C4, C9
Financial Supervision
Commission, 33, Shar
Palanina Street, 1303
Sofia, Bulgaria
no
1265Poten Capital Services (UK)
Ltd
20 Balderton Street, London
W1K 6TL,United Kingdom20.11.2012 A1, A2, A5 B3
C1, C2, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1266 PQR Financial Planning Ltd
Egginton House, 25-28
Buckingham Gate, London,
SW1E 6LD, United Kingdom
14.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1267Prebon Marshall Yamane
(UK) Limited
Second Floor, 155 Bishopsgate,
EC2N 3DA London, United
Kingdom
20.1.2005 A1, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1268Premerica Investment
Management Limited
Grand Buildings, 1-3 Strand,
Trafalgar Square, London,WC2N
5HR, United Kingdom
5.10.2009 A1, A2, A4, A5, A6, A7 B1, B3, B4, B5, B6C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1269Prest Financial Services Ltd/
Prest Financial Planning
315-317 London Road, Hazel
Grove, Stockport, Cheshire, SK7
4PS, United Kingdom
14.12.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1270Prestige Asset Management
Limited
4th Floor, 36 Spital Square,
London, E1 6DY, United
Kingdom
11.12.2008 A1, A2, A4, A5, A7 B3, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1271Price Information Advantage
Limited
2 London Wall Buildings, London
EC2M 5UU, United Kingdom15.4.2011 A1, A2, A5 *****
C1, C4, C5, C6, C7,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1272 Prime Wealth Group Limited2 Harewood Place, London,
W1S 1BX, United Kingdom4.8.2011 A1, A5 B5 C1, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1273 Priorfx Ltd377, 28th October Street, 3rd
Floor, 3107 Limassol, Cyprus21.3.2014 A2 B1, B2, B4 C4, C5
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1274 Prism Financial Products LLP
The Grove, 28A Marylebone
Road, London, NW16JZ, United
Kingdom
24.2.2014 A1, A2, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1275Prisma Capital Management
International LLP
17c Curzon St, London, W1J
5HU, United Kingdom11.12.2014 A5 B3 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1276 Prius Partners LLP72 New Bond Street, London,
W1S 1RR, United Kingdom30.10.2013 A1, A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1277 Prodigit Investments Ltd19B, Aphrodite Street, 1060
Nicosia, Cyprus24.6.2014 A1, A2 B1
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1278Project Financing Solutions
Limited
Wild Wood, Fairfield Road,
Shawford, Winchester,
Hampshire, SO21 2DA, United
Kingdom
14.2.2006 A1 B3 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1279 Promethean Investments LLP2nd Floor, 5 Old Bailey, London
EC4M 7BA, United Kingdom29.8.2012 A1, A2, A4, A5 C3, C4, C5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1280 Promethion Ltd3 Bentinck Mews, London, W1U
2AH, United Kingdom23.9.2009 A5 B3, B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1281Prosdocimi Limited / 776
Capital
7 Albemarle Street, London,
W1S 4HQ, United Kingdom16.10.2009 A1, A2, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1282 Prospect Capital Limited23 Berkeley Square, London
W1J 6HE, United Kingdom8.3.2011 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1283 Prosperity (GB) Limited
Unit 9D, Upper Wingbury
Courtyard Business Centre,
Leighton Road, Wingrave,
Aylesbury, Buckinghamshire,
HP22 4LW, United Kingdom
5.11.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1284 Protorisk Limited12 Camomole Street, EC3A 7PT
London, United Kingdom5.5.2010 A1, A5 ***** C5, C6
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1285 Providence Equity LLP28 St George Street, London,
W1S 2FA, United Kingdom27.2.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1286 Providentia Capital LLP
Berkeley Square House,
Berkeley Square, London, W1J
6BD, United Kingdom
8.11.2013 A1, A2, A4, A5 B3, B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1287PSFM (City Assurance
Consultants) Limited
1st Floor, Gatton Place, St
Matthews Road, Redhill, Surrey,
RH1 1TA, United Kingdom
24.4.2008 A1, A5 B5 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1288 PSFM Ltd126 Jermyn Street, London,
SW1Y 4UJ, United Kingdom6.11.2007 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1289Q Investment Management &
Advisory Ltd
16, Megalou Alexandrou, Block
R3, Office 301, 4529 Limassol,
Cyprus
13.3.2012 A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1290 Q Securities S.A.Palawska 41/16 St, 02-508
Warsaw, Poland12.6.2014 A1, A5 ***** C1
Polish Financial
Supervisory Authority,
Pl. Powstancow
Warszawy, Warszaw,
Poland
no
1291 Qatalyst Partners Limited14 Clifford Street, London, W1S
4JU, United Kingdom23.6.2010 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1292 Qbasis Invest GmbH8020 Graz, Brueckenkopfgasse
1/5, Austria22.10.2013 A1, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FMA - Financial Market
Authority,Otto-Wagner
Platz 8, A-1019 Vienna,
Austria
no
1293Quay Financials (Gibraltar)
Limited
11-12 Queensway, Ragged Staff
Wharf, Gibraltar12.8.2008 A1, A2, A3, A5 B1, B4
C1, C2, C3, C4, C5,
C6, C7, C9, C10
FSC- Financial Services
Commission, PO Box
940, Suite 943,
Europort, Gibraltar
no
1294 Quayle Munro Ltd
6th Floor, 102 West Port,
Edinburgh EH3 9DN,United
Kingdom
20.11.2012 A1, A5 B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1295 Quest Fund Placement LLP
4th Floor, Egyptian House, 170
Piccadilly, London, W1J 9EJ,
United Kingdom
27.3.2015 A1, A5 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1296 R Capital Solutions Ltd
88, Agias Fylaxeos Street, Zavos
City Center, 1st Floor, 3025
Limassol, Cyprus
10.10.2014 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
1297 R.J. O´Brien (UK) Limited
30 Crown Place, 12th Floor,
London EC2A 4EB United
Kingdom
21.5.2012 A1, A2, A5 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1298
Raiffeisen
Vermoegensverwaltungsbank
AG
Am Stadtpark 9, 1030 Vienna,
Austria3.3.2006 A4, A5 ***** C1, C2, C3, C4
FMA-
Finanzmarktaufsicht,
Otto-Wagner-Platz 5, A-
1090 23, A-1020
Vienna, Austria
no
1299Ralston Bennett Financial
Planning Limited
24 Shore Road, Holywood,
County Down, BT18 9HX, United
Kingdom
14.5.2008 A1, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1300Ramek Asset Management
Limited
15-17 Eldon Street, London,
EC2M 7LD, United Kingdom3.10.2014 A1, A2, A4, A5 B4, B5, B7 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1301 Ramius GmbHSchottenring 12, A-1010 Vienna,
Austria20.6.2007 A1, A5 ***** C1, C2, C3, C4
FMA-
Finanzmarktausicht,
Otto-Wagner-Platz 5, A-
1090 23, A-1020
Vienna, Austria
no
1302 Ramius UK Ltd10 Bruton Street, London, W1J
6PX, United Kingdom20.1.2010 A1, A2, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1303Ranmore Fund Management
Ltd
One Centre Square, Hardwicks
Way, Wandsworth, London,
SW18 4AW, United Kingdom
5.10.2009 A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1304 Rasini Fairway Capital Ltd.
7th Floor, Duke ´s Court, 32
Duke Street, London, SW1Y
6DF, United Kingdom, United
Kingdom
22.4.2009 A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1305Raymond James Financial
International Limited
Bishopsgate Court, 4-12 Norton
Folgate, London E1 6DB, United
Kingdom
10.9.2012 A1, A2, A3, A7 B4, B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1306Raymond James Investment
Services Ltd
77 Cornhill, London, EC3V 3QQ,
United Kingdom13.11.2007 A1, A2, A4, A5 B1, B4, B7
C1, C2, C3, C4, C5,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1307 Rede Partners LLP
1st Floor, 103 Mount Street,
London, W1K 2TJ, United
Kingdom
9.8.2011 A1, A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1308 Redi & Partners Ltd15 Berkeley Street, London, W1J
8DY, United Kingdom4.8.2008 A1, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1309Reeves Financial Planning
Limited
37 St Margarets Street,
Canterbury, Kent CT1 2TU
United Kingdom
20.3.2012 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1310 Reliantco Investments Ltd
139, Makarios III Avenue, Zavos
Business Center, 3rd Floor, 3021
Limassol, Cyprus
13.11.2011 A1 B1, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
1311 Renaissance Capital Limited
11th Foor, 1 Angel Court, Coptall
Avenue, London EC2R 7HJ,
United Kingdom
11.10.2004A1, A2, A3, A4, A5, A6,
A7
B1, B2, B3, B4, B5,
B6C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1312Renaissance Investment
Management (UK) Limited
50 Pall Mall, London, SW1Y
5AX, United Kingdom11.12.2008 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1313Renaissance Securities
(Cyprus) Ltd
12, Them. Dervis Street, Palais
D_Ivoire, Office 402, 1066
Nicosia, Cyprus
19.4.2005A1, A2, A3,A4, A5, A6,
A7B1, B2, B3, B4 C1, C2, C3, C4
Cyprus Securities and
Exchange Commission,
32 Stasikratous, 4th
Floor, P.O.Box 24996
CY-1306, Nicosia,
Cyprus
no
1314Resolution Comliance
Limited
37 Queen Anne Street, London,
W1G 9JB, United Kingdom5.3.2013 A1 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
yes
1315Retirement Aplanning
Associates Ltd
397 Hale End Road, Woodford
green, Essex, IG8 9LL, United
Kingdom
13.5.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1316Reuters Transaction Services
Limited
85 Fleet Street, London, EC4P
4AJ, United Kingdom30.8.2004 A1, A8
C1, C2, C4, C5, C6,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1317 Revcap Advisors Limited20 Balderton Street, London,
W1K 6TL, United Kingdom17.6.2010 A1, A2, A5 B3, B4, B5
C1, C2, C3, C4, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1318 ReVysion LLP
2nd Floor - Bennet House, 54 St
James Street, London, SW1A
1JT, United Kingdom
13.7.2011 A1, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1319 Reyker Securities Plc17 Moorgate, London EC2R
6AR, United Kingdom1.10.2012 A1, A4, A5 B1, B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1320 RIA Capital Markets Limited
County House, 20-22 Torphichen
Street, Edinburgh, Midlothan
EH3 8JB, United Kingdom
22.12.2010 A1, A2, A5 B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1321Rice Whatmough Crozier
LLP
RWC House, 282 Heywood Old
Road, Middleton, Manchester
M24 4QG, United Kingdom
5.5.2010 A1, A5, A6 B5, B6 C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1322 Ridley Park Capital LLP
Brookfield House, ss Davies
Street, London, W1K 5JA,
United Kingdom
22.3.2010 A1, A2, A4, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1323Richard Bamber & ompany
Ltd
The Old Halsall Arms, 2
Summerwood Lane, Halsall,
Lancashire, L39 8RJ, United
Kingdom
11.12.2007 A1, A5 ***** C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1324Richmond House Financial
Services Limited
Premier House, Argyle Way,
Stevenage, SG1 2AD, United
Kingdom
12.2.2015 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1325 RiverRock Securities Limited15 Wrights Lane, London, W8
5SL, United Kingdom15.5.2009 A1, A2, A3, A5, A7 B3, B4, B5
C1, C2, C3, C4, C5,
C6, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1326 RM Capital Markets Limited
7 Melville Crescent, Edinburg,
Midlothian EH3 7JA, United
Kingdom
9.3.2012 A1, A2, A3, A5 B4, B5C1, C2, C4, C5, C8,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1327 RMCAS Ltd
150 Kings Avenue, Woodford
Green, Essex IG8 0JQ, United
Kingdom
9.8.2012 A1, A2, A4, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1328 RMG Holding Ltd25, Michalakopoulou Street,
Office 202, 1075 Nicosia, Cyprus28.3.2013 A1, A3, A4, A5, A6, A7 B1, B2, B4 C1, C2, C3, C4
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1329 RMS FinGroup Ltd3 Burlington Gardens, London,
W1S 3EP, United Kingdom20.7.2015 A1, A2, A4, A5 B1, B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1330 Robert Bruce Associates
73 St. Leonards Road,
Northampton, Northamptonshire,
NN4 8DN, United Kingdom
9.11.2007 A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1331 Roboforex (Cy) Ltd
377, 28th October Street, Soboh
House - Office 1, 3107 Limassol,
Cyprus
14.10.2013 A1, A2 B1, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1332
Rockfire Capital Limited /
Rockfire Investment
Management
1 Berkeley Street, London W1J
8DJUnited Kingdom15.5.2013 A1, A4, A5 ***** C1, C2, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1333 Rodeler Limited
39, Kolonakiou Street, Frema
Plaza, 1st Floor, Agios
Athanasios, 4103 Limassol,
Cyprus
14.11.2013 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1334 Roklen360 a.s.
Václavské náměstí 838/9, 110 00
Praha 1-Nové Město, Česká
republika
31.5.2004 A1, A2, A3, A4, A5, A6 B1, B3, B4, B5, B6 C1, C3
Česká národní banka,
Na Příkopě 28, 115 03
Praha, Česká republika
no
1335 Rometsch & Moor Limited
Lloyds Building, Room 668, One
Lime Street, London, EC3M
7HA, United Kingdom
13.11.2007 A1, A2, A4, A5 B5 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1336 RONIN Europe Limited
3, Pythagoras Street, Pythagoras
Court, Office 301, 3027
Limassol, Cyprus
8.7.2013 A1, A2, A4, A5B1, B2, B3, B4, B6,
B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
1337 Ronin Trading UK LLP
12th Floor, The Broadgate
Tower, 20 Primrose Street,
London EC2A 2EW, United
Kingdom, United Kingdom
15.5.2009 A1, A2, A3, A5 B5 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1338 Roodhals Capital Ltd11 The Terrace, Barnes, London
SW13 0NP, United Kingdom1.2.2011 A1, A2, A4, A5 B4, B5
C1, C2, C3, C4, C5,
C6, C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1339 Rosette Merchant Bank LLP4 Milbank, London SW1P 3JA,
United Kingdom7.3.2011 A1, A2, A4, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1340Rowanmoor Investment
Management Ltd
Rowanmoor House, 46-50 Castle
Street, Salisbury, Wiltshire, SP1
3TS, United Kingdom
9.11.2007 A5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1341
Royal Bank of Canada
Investment Management
(UK) Limited
71 Queen Victoria Street,
London, EC4V 4DE, United
Kingdom
18.9.2008 A1, A2, A4, A5, A6, A7 B1, B2, B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1342 RP Martins Ltd
Cannon Bridge, 25 Dowgate Hill,
London, EC4R 2BB, United
Kingdom
31.10.2008 A1, A2, A3, A5, A6 B3, B4, B5 C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1343RS Platou Finans Shipping
AS
Haakon VII´s gt. 10, 01 20 10
Oslo, Norway16.08.-2013 A1, A2, A6, A7 B5, B6 C1
Finanstilsynet - The
Financial Supervisory
Authority of Norway,
Reviestredet 3, P.O. Box
1187 Sentrum, N-0107
Oslo, Norway
no
1344Rubicon Infrastructure
Advisors
51-54 Pearse Street, Dublin 2,
Ireland8.5.2014 A2, A5, A7 B3, B5 C1, C4, C5, C6
Central Bank of Ireland,
Block D, Iveagh Court,
Harcourt Road, Dublin
2, Ireland
no
1345Rutherford Capital Markets
Limited
118 Piccadilly, London, W1J
7NW, United Kingdom18.9.2008 A1, A2, A3, A5 B3
C1, C2, C3, C4, C5,
C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1346 Rutherford Wilkinson Limited
23 Brenkley Way, Blezard
Business Park, Seaton Burn,
Newcastle upon Tyne, Tyne and
Wear, NE13 6DS, United
Kingdom
13.11.2007 A1, A5 C1,C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1347RWE Trading Services
GmbH
Altenessener Str. 27, 45441
Essen, Germany 5.11.2014 A1, A2, A3, A4, A5 B4, B7 C5, C6, C7, C9, C10
BaFin- Bundesanstalt
fur
Finanzdienstungaufsicht
, Lurgiallee 12, 60439
Frankfurt, Germany
no
1348Rynda Property Investors
LLP
37 Maddox St, W1S 2PP
London, United Kingdom21.4.2006 A1, A4, A5 ***** C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1349S.S.I.F. BLUE ROCK
FINANCIAL SERVICES
28 Iacob Felix Street, 4th Floor,
sector 1, Bucharest, Romania5.9.2014 A1, A2,A3, A4, A5, A6, A7
B1, B2, B3, B4, B5,
B6
C1, C2, C3, C4, C5,
C8, C9
Fiancial Supervisory
Authority, 2 Foisurului
Street, Bucharest, sector
3, Romania
no
1350 SA & PM (Cyprus) Limited
57, Digeni Akrita Avenue,
Zachariades Building, Office
301, 1070 Nicosia, Cyprus
20.4.2012 A1, A2, A3, A6, A7 B1, B2, B4, B6C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1351 Sabre Fund Management Ltd14 Buckingham Gate, London,
SW1E 6LB United Kingdom12.8.2010 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1352 Safecap Investments Ltd
Kafkasou 9, Treppides Tower,
6th Floor, Aglantzia, 2112
Nicosia, Cyprus
5.10.2009 A1, A2, A3, A4 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
yes
1353 SAFINVEST
Berkeley Square House,
Berkeley Square, London W1J
6BL, United Kingdom
4.10.2007 A1, A5 B3 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1354Salamanca Capital Partners
LLP / Salamanca Group
Nash House, 50 Berkeley Street,
W1J 8HA, London, United
Kingdom
26.2.2014 A1, A5 B3, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1355 Salix Capital (UK) Limited
1st Floor, 105 Piccadily ,
London, W1J 7NJ, United
Kingdom
5.3.2014 A1, A2, A5, ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1356Saltus Partners LLP / Saltus
Direct
Whitehead House, Pacific Road,
Altrincham, London, WA14 5BJ,
United Kingdom
30.6.2014 A4 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1357 Salus Alpha Capital Ltd.Wegacker 42, FL-9493 Mauren,
Principality of Liechtenstein3.9.2007 A1, A4, A5 ***** C1, C2, C3, C4
FMA Liechtenstein,
Heiligkreuz 8, P.O. Box
684, LI-9490 Vaduz,
Principality of
Liechtenstein
no
1358Salus Alpha Financial
Services (Europe) Limited
Wegacker 42, FL-9493 Mauren,
Principality of Liechtenstein2.6.2010 A1, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, Heiligkreutz 8,
Postfach 279, LI-9490
Vaduz, Principality of
Liechtenstein
no
1359Salus Alpha Financial
Services GmbH
Parkring 10, 1010 Vienna,
Austria7.2.2005 A1, A4, A5 ***** C1, C3
FMA -
Finanzmarktaufsicht,
Otto-Wagner-Platz 5, A-
1090 23, A-1020 Wien,
Austria
no
1360 Samarang LLP
Bolwick Hall, Marsham, Norwich,
Norfolk NR10 5PU, United
Kingdom
8.10.2012 A1, A5 ***** C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1361Samena Capital Management
LLP
21-22 Grosvenor Street, London
W1K 4QB, United Kingdom18.2.2011 A1, A2, A4, A5 *****
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1362 Sanford C. Bernstein Limited
Devonshire House, 1 Mayfair
Place, London W1J 8SB, United
Kingdom
13.4.2011 A1, A2, A3, A5, A6 B4, B5, B6 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1363 Sankaty Advisors, Limited
Devonshire House, 7th Floor,
Mayfair Place, London, W1J
8AJ, United Kingdom
22.8.2013 A1, A2, A4, A5, A7 *****C1, C2, C3, C4, C5,
C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1364
Sanlam Private Investments
(UK) Ltd / Sanlam Private
Wealth
16 South Park, Sevenoaks, Kent,
TN13 1AN, United Kingdom1.2.2013 A1, A2, A4, A5, A7 B1, B3, B4, B5 C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1365Sanlam Private Wealth UK
Limited
Derwen House, Ffordd Derwen
Road, Rhyl, Clwyd, LL182LS,
United Kingdom
12.11.2007 A5 B5 C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1366Sanlam Securities UK
Limited
5th Floor, 16 St Martin´s Le
Grand, London,EC1A 4EN,
United Kingdom
29.12.2011 A1, A2, A3, A4, A5, A7 B1, B3, B4, B5 C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1367 Sapia Partners LLP12 St. James´s Square, London,
SW1Y 4LB, United Kingdom21.9.2011 A1, A2, A4, A5, A7 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1368 Sapiance Capital Ltd97 Jermyn Street, London,
SW1Y 6JE, United Kingdom8.9.2009 A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1369 Sardis Capital Limited23 Berkeley Square, London,
W1J 6HE, United Kingdom7.11.2007 A1, A5 B3 C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1370Save & Invest (Financial
Planning) Ltd
1000 West Regent Street,
Glasgow, G2 2QD, United
Kingdom
23.1.2008 A1, A5 B5 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1371Savills Capital Advisors
Limited
20 Grosvenor Hill, London, W1K
3HQ, United Kingdom5.12.2008 A1, A5 B3 C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1372SB Corporate Finance
Partners Limited
1 Knightsbridge Green, 7th
Floor, London, SW1X 7NE,
United Kingdom
4.1.2013 A1, A5 B3C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1373 Sberbank CIB (UK) Limited85 Fleet Street, London EC4Y
4AE, United Kingdom10.7.2012
A1, A2, A3, A4, A5, A6,
A7B3, B4, B5, B6 C1, C2, C3, C4, C8
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1374 Scio Capital LLP33 St Jemes´s Square, London,
SWY 4JSUnited Kingdom9.9.2010 A1, A2, A4, A5 B4, B5, B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1375Scotia Capital (Europe)
Limited
Scotia House, 33 Finsbury
Square, London EC2A 1BB,
United Kingdom
20.12.2006 A1, A2, A3, A5, A6, A7 B3, B4, B6 C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1376Sea Port Group Securities
(Europe) LLP
1 Finsbury Circus, London,
EC2M 7EB, United Kingdom27.6.2011 A1, A2, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1377Seabury Securities (UK)
Limited
Burdett House, 15-16
Buckingham Street,
London,WC2N 6DU, United
Kingdom
27.3.2013 A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1378 Sealark LLP47 Belgrave Square, London,
SW1X 8QR, United Kingdom14.7.2011 A1, A2, A4, A5 ***** C1, C3,C5, C6, C7
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1379Searchlight Capital Partners
UK LLP
2nd Floor, Berkeley Square
House, Berkeley Square, W1J
6BD London, United Kingdom
21.1.2011 A1, A5 B3, B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1380 Secondcap Limited9 Wimpole Street, London W1G
9SG, United Kingdom24.1.2011 A1, A2 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1381SECOR Investment Advisors
(UK) LLP
1st Floor, 37 Sun Street, ,
London, EC2M 2PL, United
Kingdomst Floor,
5.3.2012 A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1382Sequoia Capital Fund
Management LLP
4th Floor, Glen House, 125 Old
Brompton Road, London, United
Kingdom
8.2.2012 A1, A4 ***** C1, C3, C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1383
Sequoia Investment
Management Company
Limited
London Maid House, 11-13
Market Place, W1W 8AH
London, United Kingdom
24.1.2011 A1, A2, A4, A5 ***** C1, C2, C4, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1384 SFG Partners LLP33 Cavendish Square, London
W1G 0PW, United Kingdom6.9.2012 A1, A2, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1385 SG EURO CT
Perspective Défense, Batiment B
- 1 a 5 rue du Débarcadére -
92700 COLOMBES
26.11.2014 A1, A6, A7 ****** C1, C2
Autorité de Contrôle
Prudentiel et de
Résolution, 61 rue
Taitbout, 75436 Paris
Cedex 09, France
no
1386Shell International Trading
and Shipping Company
80 Strand, London, WC2R OZA,
United Kingdom7.11.2007 A1, A2, A5 B7 C5, C6, C7, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1387 Shinsei International Limited3 St James_s Square, SW1Y
4JU London, United Kingdom2.6.2005 A1, A2, A3, A5, A6, A7 B1, B6 C1, C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1388Shooters Hill Capital Partners
LLP
1 Poultry, London, EC2R 8JR,
United Kingdom16.7.2009 A1, A5, A7 B3, B5
C1, C2, C3, C4, C8,
C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1389 Short Partners LLP
Northumberland House, New
King´s Road, London, SW6 4LZ,
United Kingdom
18.9.2008 A1, A5 B3, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1390 Sigma Broking Limited2nd Floor, 4 Broadgate, London,
EC2M 2QS, United Kingdom18.9.2008 A1, A5 ***** C2, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1391Sigma Fund Management
LLP
4 Broadgate, London, EC2M
2QS, United Kingdom20.5.2009 A1, A2, A4, A5 B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1392 Siguler Guff UK LLP
4th Floor, Brookfield House, 44
Davies Street, London W1K 5JA,
United Kingdom
30.10.2007 A1 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1393 Silk Invest Limited4 Lombard Street, London, EC3V
9HD, United Kingdom28.10.2008 A1, A5 ***** C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1394Sindicatum Capital
International Limited
6 Duke Street, W1U 3EN
London, United Kingdom28.4.2005 A1, A4, A5 B1 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1395 Sirio Financial Advisory1 Hay Hill, Berkeley Sqare, W1J
6DH London, United Kingdom4.8.2006 A1, A5 B3 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1396 Sirius Equity LLP52 Brook Street, London, W1K
5DS, United Kingdom15.5.2008 A1, A5 B3, B5
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1397Skandia Invest Service
GmbH
Wildpretmarkt 2-4, A-1013
Vienna, Austria18.4.2007 A1, A4, A5 ***** C1, C2, C3
FMA-Fiínancial Market
Authority, Pratestrasse
23, A-1020 Vienna,
Austria
no
1398 Skillcapital Associates LLP62 Threadneedle Street, EC2R
8HP London, United Kingdom4.11.2010 A1, A5 B3 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1399 Skopalino Finance Limited14, Louki Akrita Street, Ayias
Zonis, 3030 Limassol, Cyprus17.2.2014 A1, A2
B1, B2, B3, B4, B5,
B7
C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1400 Skybound Capital Uk Ltd33 Bruton Street, London,W1J
6QU, United Kingdom30.12.2011 A1 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1401SL Investment Management
Limited
8-11 Grosvenor Court, Foregate
Street, Cheshire, CH1 1HG,
United Kingdom
29.12.2009 A1, A2, A5 B4 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1402Smart Global Trading
Consulting Limited
1 The Lockers, Burry Hill, Hemel
Hempstead, Hertfordshire, HP 1
1SR, United Kingdom
22.1.2013 A1, A5 B5 C5, C6, C7
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1403SMBC Derivative Products
Limited
Temple Court, 11Queen Victoria
Street, London EC4V 4TA,
United Kingdom
16.2.2007 A3 ***** C1, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1404SMBC Nikko Capital Markets
Limited
Temple Court, 11Queen Victoria
Street, London EC4V 4TA,
United Kingdom
21.2.2007 A1, A2, A3, A5, A6, A7 B3, B4, B5, B6, B7C1, C2, C4, C5, C6,
C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1405Smith & Williamson Financial
Services Limited
25 Moorgate, London, EC2R
6AY, United Kingdom12.12.2007 A5 ***** C1, C3
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1406Smith & Williamson
Investment Management LLP
25 Moorgatet, London EC2R
6AY, United Kingdom4.7.2014 A1, A2, A4, A5 B1, B4, B5 C1, C2, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1407Smith & Williamson
Investment Services Limited
25 Moorgate, London EC2R
6AY, United Kingdom28.2.2007 A1, A2, A4, A5, A6, A7 B1, B6 C1, C2, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1408 SN Financials Ltd
52A Omonia Avenue, Troodos
Court, Office 301, 3052
Limassol, Cyprus
3.10.2014 A1, A2 B1, B2, B4, B5, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
1409 SNS Securities N.V.
Nieuwezijds Voorburgwal 162,
1012 Amsterdam, The
Netherlands
11.9.2014 A1, A2,A3, A4, A5, A6, A7 B1, B3, B4, B6, B7C1, C2, C3, C4, C5,
C6, C7, C8, C10
Netherlands Authority
for the Financial Market,
Singel 542, P.O. Box
11723, 1001 GS
Amsterdam, The
Netherlands
no
1410
SOCIETATEA DE SERVICII
DE INVESTITII FINANCIARE
ROMINTRADE S.A.
Brasov, Bd. Victoriei nr. 12, jud.
Brasov, Romania, Romania1.7.2013 A1, A2, A4 B1, B3, B4, B5, B7
C1, C3, C5, C6, C7,
C9, C10
National Securities
Commission, 2
Fiosorului Street,
Bucharest, Sector 3,
Romania
no
1411 Solid Financial Services Ltd
15, K. Paparegopoulos Street,
Charalambides Chambers, 1st
Floor, 3106 Limassol, Cyprus
12.4.2010 A1, A3 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1412Solidus Securities Cyprus
C.I.F. Ltd
5, Andrea Kalvou Street,
Helladion House, Apt. 201, 3085
Limassol, Cyprus
2.9.2013 A1, A3 B1, B3, B4, B6, B7C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1413 Solium Capital UK Limited
Corinthian House, 4th Floor, 17
Lansdowne Road, Croydon, CR0
2 BX, United Kingdom
13.2.2013 A1 B1 C1, C3, C4
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1414 Sonaf Business Ltd
134, Ayias Phylaxeos &
Amissou, Annisa Court, 4th
Floor, 3087 Limassol, Cyprus
23.10.2012 A1, A2 B1, B2, B4, B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1415 Sorbus Partners LLP
2 The Malthouse, Water Street,
Stafford, Staffordshire, ST16
2AG United Kingdom
28.12.2012 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1416 Source UK Services Ltd
10th Floor, 88 Wood Street,
London, EC2V 7RS, United
Kingdom
24.2.2009 A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1417Sourcecap International
Limited
Block D, The Old Truman
Brewery, 91 Brick Lane, London,
E1 6QL, United Kingdom
18.9.2008 A1, A2, A4, A5 *****C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1418 SPA Financial Services Ltd
30, Karpenisi Street, The
Business Forum, 1077 Nicosia,
Cyprus
9.8.2011 A5 B1 C1, C2, C3, C4
Cyprus Securities and
Exchange Commission,
32 Stasikratous Street,
4th Floor, P.O. Box
24996 CY-1306 Nicosia,
Cyprus
no
1419 Sparrows Capital Limited22 Manchester Square, London,
SW1Y 4UR, United Kingdom1.8.2014 A1, A2, A4, A5 B4, B5 C1
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1420 Spayne Lindsay & Co. LLP
15-17 John Adam Street,
London, WC2N 6LU, United
Kingdom
7.11.2007 A1, A5 B3 C1, C3, C4, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1421 Spot Capital Markets Ltd
319, 28th October Street, Kanika
Business Centre, 2nd Floor,
3105 Limassol, Cyprus
9.1.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1422 Spotoption Exchange Limited
319, 28th Oktomvriou & Pan.
Simeou Street, 3105 Limassol,
Cyprus
9.1.2013 A1, A2, A3 B1, B2C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
Cyprus Securities and
Exchange Commission,
Stasicratous 32, 4 Floor,
P.O. Box 24996, 1306
Nicosia, Cyprus
no
1423 Spread Co Limited
1st Floor North, Argyle House,
Joel Street, Horthwood Hills,
Middlesex HA6 1LN, United
Kingdom
20.12.2006 A3 ***** C4, C5, C9
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1424 Springwood Capital (UK) Ltd
Flat 45, Berkeley Court,
Marylebone Road, London, NW1
5NB, United Kingdom
13.9.2013 A1, A5, A7 B3, B4, B5C1, C2, C3, C4, C5,
C6, C7, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no
1425 Square Capital LLP
alder House, 1 Dover Street,
London, W1S 4LA, United
Kingdom
23.1.2008 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,
C6, C7, C8, C9, C10
FCA - Financial Conduct
Authority, 25 The North
Colonnade Canary
Wharf London E14 5HS
United Kingdom
no