linda r reade financial disclosure report for 2010

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  • 8/3/2019 Linda R Reade Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

    Report Required by the Ethicsin Government Act o f 1978(5 U.S.C. app. 101-111)

    1. Person Rep ort ing ( las t name, f i rs t , middle ini t ia l )R e a d e , L i n d a R .

    4. Ti t le (Art ic le 111 judges indicate ac t ive or senior s ta tus;magistrate judge~ indicate full- or part-time)

    2. Cour t o r Organiza tionD i s t r ic t C o u r t N D I o w a

    5a. Report Type (check app ropriate type)] N o m i n a t i o n , D a t e

    U. S . D i s t r ic t J ud g e - A c t i ve

    7 . Cha m b e r s o r O f f ic e A d d r e s s -U. S . Co ur t h o use4200 C. S t reet SWCed ar R ap i d s , IA 5 2 404

    [] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

    modificatioos pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

    R e v i e w i n g O f f i c e r D a t e

    3. Date of Report05/01/2011

    6. Report ing Per iod01/01/2010

    to12/31/2010

    IMPORTA NT NOTE S: The instructions accompan ying th is form m ust be fo llowed Complete all parts,checking the NONE box for each p art where you have no repo rtable informatiom Sign on last page.

    I. P O S I T I O N S . ( R e p o r ti n g individual only; see pp. 9 -13 of f i ling instructions .)D (No reportableposi t ions. )ONE

    POSITION1 . Director2. Director3. Power of At torney

    4. Repre sen t a t i ve Pay ee fo r Soc i a l Sec u r i ty B ene f i t s5.

    NAME OF ORGANIZATION/ENTITYH isto r i c al Soc i e ty o f t h e US C o ur t s i n t h e 8 th C i rc u i tNor th e rn Di s t r i c t o f Iowa Branc h o f E igh th C i rc u i t H i s to r ic a l Soc i e tyfor~ until her death on September 3, 2010for~ until her death on September 3,2010

    II. AGREEMENTS. ( R e p o r a n g i n d i v l d u . I o n l y ; ~ . ~ . 1 4 - 1 6 of filing instructions.)D (No reportable agreements . )O NE

    D A T E P A R T I E S A N D T E R M S1 . 0 8 / 0 1 / 9 3 State of lowa and me-lowa Judicial Retirem ent Plan. The s tate wil l pay m e ret i rement income when I am el igible to

    retire

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    FINANCIAL DISCLOSURE REPORTPage 2 of 14 Ia m e o f P e r s o n R e p o r t in gReade, Linda R. D a t e o f R e p o r t05/01/2011

    I l L N O N - I N V E S T M E N T I N C O M E . : ~ e p o r t ~ , , g i n d i v l d .a t a . d s p o u s e ; s e e p p . 1 7 - 2 4 o f f i l i n g i n s t r u c t i o n s . )A. Filers Non-Investment Incom e

    N O N E (N o reportable non-investment income.)D A T E S O U R C E A N D T Y P E I N C O M E( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during an y portion of the reporting year, complete this sectiom(Dollar amount n ot required except for honoraria.)

    D (No reportable non-investment income.)ONEDA T E SO UR C E A ND T Y P E

    1. 2010 Brad shaw Fo w ler P ro c to r & Fa i rg rave , PC - w ag es an d emp lo yee b en ef i t s2.3.4.

    I V . R E I M B U R S E M E N T S - transporta~on, lodging, food, e n t e r t a i n m e n ~(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

    [] (No repor tab le re imbursemen ts .)ONE

    2.3.4.5.

    SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED

  • 8/3/2019 Linda R Reade Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 3 of 14

    N a m e o f P e r s o n R e p o r t i n gReade, Linda R.

    D a t e o f R e p o r t05/01/2011

    V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-3 1 of filing instructions.)N O N E ( N o reportable gifts.)

    SOURCE DESCRIPTION1 .2.3.4.5.

    VALUE

    V I . L I A B I L I T I E S . a n c l ~ d e s t h o s e o l s p o n s e . n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

    CREDITOR DESCRIPTION1 .2.3.4.

    5.

    VALUECODE

  • 8/3/2019 Linda R Reade Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPOR TPage 4 of 14

    N a m e o f P e r s o n R e p o r t i n gR e a d e , L i n d a R .

    Date of Report05/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , ~ a ~ a c t i o n s a n c l u d e s t h o s e o / s p o a s e a n d dependent children; see p p . 3 4 - 6 0 offiling i ns t ruc t ions . )~-~ NONE income, assets, or transactions.)~o reportable

    1 . US Ban k Acco un t s A Interest L T2. Lib er ty Ban k A cco un t - i A Interest J T3. W e l l s F a rg o A c c o u n t A Interest K T4. C SC O Sto ck N o n e J T5. M ed t ro n ic I n c . Sto ck A D ivid en d J T6. D eter red Co mp P lan C ln t . /Div. J T7. -Sto ck I n d ex Fun d -Val i c N o n e8. -Sc ien ce & T e ch n o lo g y F u n d -V alic No n e9. -Pu tnam New Oppor tun i t y F und-Va l i c N o n e1 0 . -Putn am G lo b a l G r Fun d -Val i c N o n e1 1 . -A m erican C e n t Ultra F u n d -V a lic N o n e1 2 . Ret i remen t Acco un t E lnt . /Div. P1 T1 3 . -Sc h wab Money Mark e t F und1 4 . -Aero vi ro n men t I n c1 5 .1 6 . - A l l s t a t e C o r p1 7 . - A l t r i a G r o u p , I n c "

    Bu y 04/19/10 KSo ld 12108/10 K

    i if i~ 6~ e G~ ih C od esi A ~ $1;000 o r iess B =$ii001 : $2,500 C =$2.501 -$5,000 : D--$5 ,001 ~ $15,000 E = $15 ,001 - $5 0,000(Se~ Columns BI and D4 ) E ~ p ~ 0 0 1 - ~ 1 ~ 0 0 0 G =$100.001 - $t ,000,000 Hi=$1 ,00O ,00i , $~ ,000,000 H2:--More than $ 5.000,0002. Value Codes J =$15,000 or less K =$15,001-$50,000 L =$50,001- $100,000 : i(See Columns C1 and D3) N =$250.001 - $500.000 O =$5 00,001- $1,000.000 : P i ~ $ L 0 0 0 ; 0 0i ~ $ 5 ~ 0 0 0 , ~ P2 ~$Si000;001 ~ $25;0001~0

    P3 =*25.000.001 - $50.000,000 P~--More than $301000:0003 . V alu e M eth od C odes Q = A ppraisa ! R = C os t ( R ea l Es t a t e O n ly ) S--Assessment ~ - - C a s h M a r k e t

    (Se e Co lum n C2 ) U =B 0o k Va lue V =Othe r W =Estimated

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    FINANCIAL DISCLOSURE REPORTPage 5 of 14

    N a m e o f P e r so n R e p o r t i n gReade, Linda R.

    D a t e o f R e p o r t05/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , tro,~actio.s (Includes those of spouse and dependent children;see pp. 34-60 of filing instructions.)---] N O N E (No reportable income, assets, or transactions.)

    1 8 . -Amedi sy s Inc .1 9 . -Am er lp r i se F in an c ia l Bu y 1 2 /03 / I 0 L

    20 . -Amer i t rad e Ho ld in g Bu y 10/20/10 K

    21 . - A m g e n Sold 10/13/10 K22 . -Anna ly C ap i t a l Mgmt Re i t23 . - A O L- -sp in o fff ro m T im e W a rn e r Sp in o ff J( f ro m l in e 1 04)24 . Sold 04/08/10 J25 . -Apple Bu y 01/25 /10 J(addl)26 . -Au th en t i da t e H ldg C orp Sold 04/08/1 0 J

    27 . o A vi va PLC Bu y 04 /27 /I0 J28 . Sold 10/20/10 J

    29. - B a n k o f A m C o r p Bu y 07 /1 6 /1 0 J(addl)30 . -Ba r r i c k Gold C orp Bu y 12/31/I 0 K

    31 . -Be rk sh i re H a th away32. - B irch c lif f E n erg y So ld 12/15/10 J

    33 . -B lackro ck Hea l th Sc ien ces Fun d34 . -B lu e C h ip V alu e Fd So ld 04/08/1 0 J

    1 . I ncome Gain C odes : A = $1.000 o r le ss B = $1 .00). - $2 ,500( S ee C o lu mns B1 and D4 ) F =$50.001 - $100.000 G =$t00.001 - $1.000.000

    2. V alu e C odes J = $15 .000 o r le ss K = $15 ,001 - $50,000I S ee C o lu mns C I and D31 N =$250.001 - $500,000 O =$5 00,001 - $1.D00.000

    P3 =$25,000.001 - $50.00(3.0003 . V alue M eth od C odes Q = A ppraisal R =Cost (Real Es tate Only)(Se e Co lum n C2 ) U = Book V alu e V =Othe r

    C = $2.5 01 - $5 ,000 D = $5 ,001 - $15 .000 1 ~ = $ 1 5 . 0 0 1 - $ 5 0 , 0 0 0H 1 =$1.000.~01 - $5,000.000 H2 =More than $5.000.000L = $50.001 - $100,000 M = $100.001- $25 0.000PI =$1.000.001 - $5.000.000 P2 =$5.000.001 - $25,000o000P4 =More than $50,000,000S = As s es s men t T -~ : a s h Ma rke tW = Es t imated

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    FINANCIAL DISCLOSURE REPORTPage 6 of 14

    N a m e o f P e r s o n R e p o r t i n gReade, Linda R.

    D a t e o f R e p o r t05/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , ~ r a n s o c t i o n s ( I n c l u d e s t h o s e o : s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of filing instructions.)~-] NONE income, a ssets , or transactions.)N o reportable

    ! 3 5 . -Bo rg Warn er I n c B uy 06/28/10 J36 . -BP PL C Bu y 12/15/10 K37 . -Bruk e r C a rp Bu y 04 /14 /10 J38 . So ld 11/15/10 J(part)39 . Sold 11/24/10 J

    40. -C in t a s C a rp Bu y 09/16 /10 J41. Sold 10120/10 J

    4 2. -C i t i g roup Inc Bu y 02/17/10 J4 3. - C V S C a r e m a r k C a r p

    44 . -C leanpa th Resou rc e s45 . -C ons t e l l a ti on Ene rgy46 . -C or rec t ions C ~ rp Am4 7. -Dendreon C a rp Bu y 03/22/10 J4 8. -E l ec t ron i c A i r s Ine So ld 04 /01 /10 K

    49 . -EM C Bu y 12/13/10 J

    50 . -En d o !o g ix I n c51 . -Eq u ity R es id en tia l So ld 03/3 I/10 K(part)

    1. Income Gain Codes :ISee Columns BI and D4}

    2.Value Codes{See Columns Cl and D3)

    3 . V alu e M eth od C odes(Se e Co lum n C2 )

    A = $1 .000 o r le ss B =$1.001 - $2 .5 00 C =$2,501 - $5.1)00 D =$5.001 - $15.000F =$50,001 - $100.000 G =$100.001 - $1.000.000 H 1 = $ I . 0 0 0 , 0 0 1 . : r $ 5 , 0 0 0 . 0 0 0 H2 =More than $5,000.000J = $15 .000 o r le ss K = $15 .001 - $50.000 L = $5 0,001 - $100,000 M =$100.001 - $250,000N = $250,001 - $500,000 O = $500,001 - $1 .000.000 P1 = $1 ,000.001 - $5.000.0~ 0 P2 =$5 .000,001 - $25,000.000P3 =$25 .000.001 - $ 50,000,000 P4 =More than $50,000,000Q =Appraisal R =Cost (Real Es tate Only) S = As s es s men t T = C a s h M a r k e tU = Book V alu e V = O th er W =Estimated

    E = $ 1 5 , 0 0 1 - $ 5 0 . 0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 7 of 14

    N a m e o f P e r s o n R e p o r t i n gReade, Linda R.

    D a t e o f R e p o r t05/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , tru,~uaio,~ ( I n c l u d e s those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE income, assets , or transactions.)N o reportable

    52 . -Exxon Mo bi l C orp -m erge r wi th X T O 06/28 /10E n e r g y53. Sold 1 2 / 1 5 / 1 0 K( p a r t )54 . - Fis er v In c B uy 04/26/10 K

    55. -Ford Motor Co B uy 03/31/10~ K

    56 . -F ron t i e r C omm unic a t i ons- sp in o f f f rom S p i n o f f 07/01/10 JVerizon , (from line 110)

    5 7. Sold 10 /01/10 i J

    58. -GEO Group

    59. -General Electric Co

    60. -General Growth

    61. -Goldman Sachs Group Inc Buy 04/20/10 K

    6 2 . -HCP Inc Reit

    63. -IShares MSCI Australia IndexFund Buy 1 0 / 1 3 / 1 0 K

    64. -Itau Unibanco Holding SA

    65. -JP Morgan Chase Buy 01/15/I0 K(addl)6 6 . -Jabil Circuit Bu y 1 2 / 1 6 / 1 0 K

    67. -Johnson Controls Buy 1 2 / 2 8 / 1 0 K

    68. -Johnson & Johnson Sold 04/26/10 K( p a r t )

    L I ncome Gain C odes :~ Se ~ Co lm a n s B 1 a n d D 4)

    2.V alu e C odes(Se e Co lum n s CI a n d D 3 )

    3.V alu e M eth od C odes1S ee C o lu mn C 2)

    A = $1 ,000 o r less B = $1,001 - $2 ,5 00 C =$2,501 - $5.000 D =$5.001 - $15.000F = $ 5 0 , 0 0 1 ~ - $ 1 0 0 , 0 0 0 (i =$ t0 0.0 01 - SL0 O0 .0 00 H I - ~$ 1,0 00 ,09 1 - $5 .00 0.0 00 H2 =More than $5,000,000J =$15_000 or less K = $15 .001 - $50.000 L = $50,001 - $100,000 M =$100.001 - $250.000N = $2 50.001 - $ 500.090 O = $500.001 - $1 .000.000 PI =$1.000,001 - $5,000,000 P2 =$5.000.001 - $25,000.000P3 =$2 5.000.001 - $50.000.000 P4 =More than $50.000.000Q = Appr a i sa l R =Cost (Real Es tate Only) S ~Assessment T -~ 2 a s h Ma rke tU =B o o k Va lue V = O th er W = Estim aled

    E-$15.001 - $50.000

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    FINANCIAL DISCLOSURE REPORTPage 8 of 14

    N a m e o f Pe r s on R e p o r t i n gReade, Linda R.

    Date of R e p o r t05/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t u e , ~ a n s a c t i o n s a n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t children; see p p . 3 4 - 6 0 of filing instructions.)[] NONE income, assets, or transactions.)~o reportable

    69 . -L T C P rope r t ie s Inc70 . -Laudus lnt l Equi ty71 . - L e v e l 3 C o m m u n i c a t io n s72 . -Mage l l an Mids t ream Ptnr s73 . -Ma t th ews Pac i f i c T ige r F und74 . -Mark e t Vec to r s Gold M ine rs75 . -Mark e t Vec to r s Indones i a Index76 . -Microsoft

    77 . -On co t hyr eo n

    78 . - P a c e O i l & G a s - s p i n o f f o fP r o v i d e n tEnergy T rus t79 .80 . -Pa ragon Sh ipppng81 . -Pepsico Inc82 . -Pe t aq u i l la Mine ra l s83 . -Pe t roh awk Ene rgy84 . -Pe t ro leo Bras i l e iro85 . -Po t ash Co r p

    Sold 12/31/10 K(part)Bu y 10/13/10 J

    Sp in o ff 07/13 /10( f ro m l in e 88)Sold 10/01/10

    JJ

    B u~ 10/14/10 K

    Bu y 11/15/10 K

    Bu y 01/06/10 K

    2? Value Codes J Z$i~I~ ~i~ ..... k ~$i~i~i ~ $~0;000 L =$50~00i ~ $!00;000 : M = $I 00,00! = $25 0,000(Se e Co lum n s CI a n d D 3 ) N =$250 001 ~ $~00 ~ : O =$500;00i: ! $ L000;000 p1 P2 =$5 ,000i001 . $25;000.000

    P3 a $ 2 5~ o o 0 ,o o i ~ S~ o ;o 00~ O00 P 4 ~ M 0 r e t h a n $ ~ o i o o 0 i 0 0 o . .. . .3 . V alu e M eth od C odes Q =AppraisaI R ~ 0St (Re a l Es ta te On ly ) S =Assessmen i T =Ca s h Ma rke t(Se e Co lum n C2 ) U =Bo0k vaife .... v = O t h & W --Es t im a te d

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 9 of 14

    N a m e of Person Report ingR e a d e , L i n d a R .

    D a t e o f R e p o r t05/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o i u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f i ling instructions .)NONE (No reportable income, assets, or transactions.)

    86 . - P r i n c i p a l F i n a n c i a l S o ld 12/03/10(par t )87 . - P r o c t o r & G a m b l e S o ld 10/14 /10(par t )88. - P r o v id e n t E n e r g y T

    LK

    89 . - Q u a l c o m m I n c90 . -Qu an ta Serv ices In c Bu y 02/19/10 K91 . - R e l i an c e S t e e l & A l u m i n u m Bu y 04/07/10 K

    92 . - R e r t h e C o m m e r c ia l H l d g93 . -Resea rc h i n Mot ion Sold 02/19/10 K94 . - S e a g a te T e c h n o l o g y Bu y 12/10/10 [ K

    9 5 . - S ie m e n s A G Bu y 12/06/10 K96 . -Si r ius XM Rad io fn a Si r ius Sa t Rad io97 . -Sun tec h Power9 8. -Sou th mark C orp99 . -Sun Hea l th Care1 0 0 . - T e l e co m A r g e n t i n a S A1 01 . -T eso r o Co r p S o ld 12 /16/10

    (par t )1 0 2 . S o ld 12/28/10(par t )

    JJ

    ( S e e C o l u m n s C I a n d D 3 ) N = $ 2 5 0 0 0 1 ; $ 5 0 0 ,0 0 0 0 = $ 5 0 0 , 0 0 1 : $ L 0 0 0 ; 0 0 0 p i = $ L0 0 0 ~ 0 0 1 L $ 5 ; 0 0 0 ,0 0 0 P ~ ~ $ 5 i 0 0 0 , 0 0 1 - $ 2 3 ~ 0 0 0 1 ~ 0p 3 = $ 2 5 .0 ~ 0 ,0 0 1 = $ 5 0 .0 0 0 ,0 0 0 P 4 = M o r e t h an $ 5 0 ,0 0 0 ,0 0 0

    3 . V a l u e M e t h o d C o d e s Q = A p p r a i s a l R = C o s t ( R e a l E s t a te O n t y ) S = A s s e s s m e n t T - ~ : a s h M a r k e t( S e e C 0 1 um n C 2 ) U = B o o k v a l u e V = O th e r W = E s tim a te d

  • 8/3/2019 Linda R Reade Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 10 of 14

    N a m e o f P e r so n R e p o r t i n gR e a d e , L i n d a R .

    Date of Report05/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[~ NONE income, assets, or transactions.)N o reportable

    1 03 . -Teva Pharm I n d s , LTd1 0 4 . - T i m e W a r n e r1 0 5 . - T i m e W a r n e r C a b l e106 . -Ul t rapa r Pa r t i c pac oes SA1 07 . -Un i ted Co n t r l Hld g s1 0 8 . - U S N a t u m l G a s1 0 9 . - V a n g u a r d T o t a l W o r l d S t o c k1 1 0 . - V e r iz o n C o m m u n i c a t i o n s1 1 1 . - V o m a d o R e a l ty T r u s t

    1 1 2 . - W a l - M a r t D E C V S P N A d r F1 1 3 . - W e l l s F a r g o & C o1 1 4 . - X T O E n e r g y i n t o E x x o n1 1 5 . - Y a m a n a G o l d In c1 1 6 . M c V e a n T r a d i n g a n d I n v e s tm e n t1 1 7 . -Farm 1 D al las Co . , tA118. -Farm 3 D al las Co . IA1 1 9 . - F a r m 5 A d a i r C o , IA

    Bu y 12/31/10 J

    So ld 12/28/10 K

    Bu y 02/26/10 J

    D Int./Div. K

    M erged 06 /2 8 /1 0(with l ine 52)So ld 1 2 1 3 1 1 1 0(part)

    JJ

    D R e n t M W

    D L WD R e n t M W

    2 . V alu e C odes J =$15,000 or less K =$i5,00i - $~0;000 ...... ~ :$ 9~ 0~ ~(Se e Co lum n s Cl a n d D 3 ) N =$250.001 - $500.0~0 O =$500,001 : $ 1,000.000 $25,000,000P3 =$2s.0oo.0o~ - $5o.00o.o0o ....3 . V alu e M eth od C odes Q =Appraisal R =Cost (Rea! Es tate Only) S--A~ment M a r k e t(See C olu m n C 2) U = B ook Value V = O th er W = E stim ated

    E = $ 1 5 ,0 0 1 - $ 5 0 .0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 11 of 14

    N a m e o f P e r so n R e p o r t i n gR e a d e , L i n d a R .

    Date of Report05/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t r a n s a c t i o n s ( Includes those o f spouse and dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)[~ NONE income, assets, or transactions.)N o reportable

    1 2 0 . - F a r m 6 A d a i r C o , I A D R e n t M W1 2 1 . - F a r m 7 A d a i r C o , I A D L W1 2 2 . - F a r m 8 A d a i r C o , I A D R e n t L W1 2 3 . - F a r m 9 A d a i r C o , IA D R e n t L W1 24. -Farm 1 0 A d a i r Co , I A D R e n t M W1 2 5 . - F a r m 1 1 A d a i r C o , I A D R e n t K W1 2 6 . - F a rm 1 4 A d a m s C o , I A E R e n t M W1 2 7 . - F a rm 1 5 A d a m s C o , I A D R e n t L W1 2 8 . - F a rm 1 8 A d a m s C o , I A B R e n t K W129. -F a rm 19 T ay lo r C ounty , IA B R e n t K W1 3 0. Farm 20 D eca tur Co un ty , I A B R e n t J W1 3 1 . Cin c in n a t i Li fe I n suran ce Who le Li fe Po l i cy N o n e M T132. Mineral Interest ,Dal las County , IA D RoYalty J T1 3 3 . F id e l i ty Exp lo rRo ya l ty Bo w m an Co , N D C Royal ty J T1 3 4. Lib er ty Ban shares ln c (Ap p ra i s a l 1 2 /3 1 /1 0) N o n e N Q1 3 5 . Ben Co n Pro p er t i es LLC N o n e M U1 3 6 . To w n e View Ap ar tm en t s , LTD N o n e J U

    l I n co m e Ga in Co d e s :(S Columns B1 and D4 I

    2 . V alu e C odes(Se e Co lum n s CI a n d D 3 )

    3.V alu e M eth od C odes(Se e Co lum n C2 )

    =$1.000 or less B =$1,001 $2.500= $5 0.001 - $100.000 O =$100.09 1 - $L09 0,000=$15.D00 or less K =$15.001 - $50.000=$250.001 - $500.000 O =$500.001 - $1 .000.000

    P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $50.000,000Q =Appraisal R =Cost (Real Es tate Only)

    =B o o k Va lue V =Othe r

    = $2.501 - $5 .000 D = $5 .001 - $15 .0001 = $ 1 . O O O . 0 9 1 - $ 5 . 0 9 0 , 0 ~ 0 t t2 =More than=$50.00t - $100.000 M = $100.00! - $25 0,000

    Pt =$1.000.0~11 - $5.000.000 P2 =$5.000,001 - $25,000.000P4 =More than $5 0,000,000

    = As s es s men t T = C a s h M a r k e tW = Es t imated

    E =$15.001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 12 of 14

    N a m e o f P e r so n R e p o r t i n gReade, Linda R.

    D a t e o f R e p o r t05/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - inco,~e, va~ ue, t~a~suctlo,,s (~ne~ u#es those of spouse and #epen#ent chUdren; see pp. ~4-60 of ~llng instructions.)[] NONE (No reportable incom e, assets , or transactions.)

    1 3 7 . P h o e n i x - T u s o n R a n c h L L C1 3 8 . S a f e B u l k e r s I n c .

    N o n e K TN o n e K T

    1 3 9 . P r o v i d e n t E n e r g y B Div idend J T1 4 0 . W e l l s F a r g o B a n k ( X ) A Interest C lo sed 08 /2 6 /1 01 4 1 . U S B a n k ( X ) N o n e C losed 09/ II /101 4 2 . D a c o t a h B a n k ( X ) A Interest C losed 09/11/I 01 4 3 . T h e C a r e G r o u p ( X ) N on e C lo sed 09/11 / t0

    J

    J

    JJ

    1. Incom e Gain C odes: A =$1 ,000 o r le ss B = $1 .001- $2 .5 00lSe e C olu mn s B 1 a nd D4 1 F =$ 50 .00 1 - $1 00,0 00 G =$100.001 - $1.000,000

    2. Valu e C odes J = $15 .0~ 0 o r le ss K =$15.001 - $50.000{See Colunms CI and D3) N =$250.901 * $500.000 O =$500.001 - $1.000.000

    P3 =$25 .000.0~ 1 - $50.000.0003 . V alue M eth od C odes Q = A ppraisal R =Cost IReal Es tate Only)(See C olu m n C 2) U = B ook Value V =Othe r

    C = $2 .501 - $5,000 D = $5 .001 - $15 ,00t)H1 --$ L000,091 - $5.000.000 H 2 = M o r e t h a n $5 . 000 . 000L =$50.001 - $100,000 M =$100.001 - $250.000PI =$1,000,001 - $ 5,000,000 P2 = $5,000,00i :~ $25,000,000P4 =More than $50.000.000S =Assessment T = C a s h M a r k e tW =Estimated

    E = $ 1 5 .0 0 1 - $ 5 0 .0 0 0

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    FINANCIAL DISCLOSURE REPORTP a g e 1 3 o f 1 4

    N a m e o f P e r s o n R e p o r t in gReade, Linda R.

    D a t e of Report05/01/2011

    V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)L i n e 2 3 - S p i n o f f o f A O L w a s a c t u a l ly e f f e c t i v e D e c c e m b e r 9 , 2 0 0 9 . I t s h o u l d h a v e b e e n i n 2 0 0 9 r e p o r t .

    L i n e s 1 1 8 a n d 1 2 1 - - - - I n c o m e i s c r o p s

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    FINANCIAL DISCLOSURE REPORTPage 14 of 14

    Name of Per son R epor tingReade, Linda R.

    Date of Report05/01/2011

    IX. CERTIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e.I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signatur e: S[ Linda R. Reade

    N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S IF I E S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    C om m i tt e e on F i na nc i a l D is c l o s u r eAd mini s t r a t ive O f f ice of t he Un i ted S ta te s Cour t sSui t e 2-301O ne C o l u m b u s C i rc l e , N .E .W a s h i ng t on , D . C . 2 0 5 4 4