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Page 1: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD thesis, University of Nottingham.

Access from the University of Nottingham repository: http://eprints.nottingham.ac.uk/13293/1/283603.pdf

Copyright and reuse:

The Nottingham ePrints service makes this work by researchers of the University of Nottingham available open access under the following conditions.

This article is made available under the University of Nottingham End User licence and may be reused according to the conditions of the licence. For more details see: http://eprints.nottingham.ac.uk/end_user_agreement.pdf

For more information, please contact [email protected]

Page 2: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

"Asymmetric Piperidine Synthesis"

Neil Lewis, BSc

Thesis submitted to the University of Nottingham

for the degree of Doctor of Philosophy, June 1995.

Page 3: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Contents

Chapter 1 The use of Bakers' Yeast in Enantioselective Synthesis 1

Introduction to bakers' yeast 2

Reactions of bakers' yeast

(1) The stereoselective reduction of ~-keto esters 4

(2) The stereoselective reduction of a-keto esters 16

and a-keto acids

(3) The stereoselective reduction of 1,2 and 1,3 20

diketones

(4) The stereoselective reduction of 4 and 5- 22

oxoalkanoic acids and esters

(5) The stereos elective reduction of carbon-carbon 22

double bonds

(6) Carbon-carbon bond formation reactions 25

Enhancement of chemical yield and enantioselectivity in 31

bakers' yeast mediated reactions

(A) Addition of a third reagent to the reaction system 31

(B) Immobilisation of the cellular mass 34

(C) Substrate concentration 37

Chapter 2 Preparation and yeast reduction of the piperidine derivatives 39

Preparation of the piperidine derivatives 40

Page 4: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Yeast reduction of the piperidine derivatives 48

Chapter 3 Synthesis of (R)-3-Quinuclidinol 66

Introduction to Quinuclidines 67

Synthesis of (R )-3-Quinuclidinol 80

Chapter 4 Indolizidine Alkaloid Synthesis 97

Introduction to Indolizidines 98

Castanospermine 99

Swainsonine 107

Allupumiliotoxin 339A 113

Cyclizidine 116

Synthesis of 1-acetoxy-2-hydroxy-3-(hydroxymethyl)- 119

indolizidine

Chapter 5 Experimental 127

References 177

Publication 192

Page 5: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Abstract

It has been demonstrated that bakers' yeast reduction of 1-tert-butyl-2-methyl

3-oxo-piperidine-1,2-dicarboxylate gtves (2R,35), 1-tert-butyl-2-methyI3-

hydroxy-piperidine-1,2-dicarboxylate in 80% chemical yield with >99% d.e. and

>97% e.e. Also bakers' yeast reduction of 1-tert-butyl-3-ethyl 4-oxo-piperidine-

1,3-dicarboxylate gives (3R, 45), 1-tert-butyl-3-ethyI4-hydroxy-piperidine-1,3-

dicarboxylate in 74% chemical yield with >99% d.e. and >93% e.e. The optical

purity and absolute configurations of the hydroxy-ester derivatives were

determined by conversion into the corresponding chiral bis-tosylate

derivatives of 2- and 3-piperidinemethanol respectively.

It has also been shown that bakers' yeast reduction of 1-tert-butyl-4-methyl 3-

oxo-piperidine-1,4-dicarboxylate gives (3R, 4R)-l-tert-butyl-4-methyl 3-hydroxy­

piperidine-dicarboxylate in 81% chemical yield with >99% d.e. and 87% e.e.

The optical purity and absolute configuration of the hydroxy-ester derivative

were determined by utilisation of the compound in the total synthesis of (R )-3-

quinuclidinol via chain elongation at C-4 of the piperidine followed by

cyclisation to produce the bicyclic structure.

Further work IS reported on the diastereoselective synthesis of

polyhydroxylated indolizidine alkaloids. 1-Acetoxy-2-hydroxy-3-

(hydroxymethyl)-indolizidine has been synthesised as a single diastereomer

from 2-piperidinemethanol via attack of an amine onto an epoxide

functionality thus producing the bicyclic system.

Page 6: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Dedication

To Mum and Dad

Page 7: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Acknowledgements

I would like to express my sincere thanks to my supervisor Dr. D. W. Knight

and my industrial supervisor, Dr. D. Haigh, for their invaluable contributions

during the course of this work. I would also like to express my thanks to the

technical staff at Nottingham University and SB Pharmaceuticals, Great

Burgh, for their assistance throughout this time. I acknowledge SB

Pharmaceuticals and the Science and Engineering Research Council for

financial support through the CASE scheme.

Page 8: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Declaration

I hereby declare that the substance of this thesis has not been nor is being

currently submitted in candidature for any other degree.

I also declare that the work embodied in this thesis is the result of my own

investigations and where work of other investigators has been used this is

fully acknowledged in the text.

(Neil Lewis)

DIRECTOR OF STUDY

(Dr. D. W. Knight)

Page 9: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Abbreviations used in the text

Ac Acetyl

AIBN Azo-bis-isobutyronitrile

Bn Benzyl

BOC t-Butyl carbonate

Bu Butyl

BY Bakers' yeast

COl 1,1' -Carbonyldiimidazole

DBU 1,S-diazobicyclo[ 5.4.0 ]undecene-7

DBY Dried bakers' yeast

OC'C Dicyclohexylcarbodiimide

d.e. Diasteromeric excess

DEAD Diethylazodicarboxylate

DIBAL-H Diisobutylaluminium hydride

DMAP 4-Dimethy laminopyridine

DMF Dimethy lformamide

DMSO Dimethy lsul phoxide

e.e. Enantiomeric excess

Et Ethyl

1m Imidazole

IMBY Immobilised bakers' yeast

LDA Lithi urn diisopropy lamine

mCPBA m-Chloroperoxybenzoic acid

Me Methyl

MOM Methoxymethy I

Ms Methane sulphonyl

Page 10: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

NMR Nuclear magnetic resonance

NOE Nuclear Overhauser Effect

Ph Phenyl

Pr Propyl

TBDMS t-Butyldimethylsilyl

TBDPS t-Butyldiphenylsilyl

Tf CF3S02

TFA Trifluoroacetic acid

THF Tetrahydrofuran

Ts p-Toluene sulphonyl

TMS Trimethylsilyl / Tetramethylsilane

Z Benzyl carbonate

Page 11: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Chapter One

The use of Bakers' Yeast in Enantioselective Synthesis

1

Page 12: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Introduction to bakers' yeast

In the past few years a growing interest in chiral compounds arose in synthetic

organic chemistry. This interest has in the main been fuelled by the pressure that

has been put on the pharmaceutical industry to produce enantiomerically pure

drugs since unwanted enantiomers can in theory have harmful and sometimes

fatal effects. The use of naturally occurring chiral building blocks has been known

for quite some time and indeed sugars and amino acids are commonplace chiral

compounds used in enantioselective synthesis. The so called 'chiral pool' which is

a selection of readily available chiral compounds is increasing in size, which

makes for a wide choice of chiral building blocks for the organic chemist

interested in enantioselective synthesis.

Accompanying the growth of the chiral pool has been a surge in the amount of

scientific papers appearing in the literature regarding stereo- and enantioselective

transformations. Indeed comprehensive reviews have been written on general

areas of stereoselective transformations such as enantioselective addition of

titanium compounds to carbonyl groups,! addition of organozinc compounds to

aldehydes2 and asymmetric conjugate addition3 to name but three. During the

same time, synthetic organic chemists have appreciated the input received from

microbiologists and indeed microbial and enzymatic mediated transformations are

becoming increasingly popular in the laboratory.

The chemists desire to satisfy the hunger for chirality has led to a revived interest

In bakers' yeast (Saccharomyces cerevisiae) mediated stereoselective

transformations4. The use of bakers yeast as a laboratory reagent was reported

nearly a century agoS,6 and by the mid 1950s over one hundred and sixty scientific

works had been published in this area? The numbers of scientific works devoted

to this micro-organism has grown tremendously since the 1970s and it is

2

Page 13: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

interesting to note that over three hundred enzymes have been purified from

bakers' yeast and doubtless many more exist.8 It has also been shown that many of

these isolated enzymes show activity under very similar conditions: neutral to

mildly acidic aqueous media. This may seem a good thing in that bakers' yeast

shows a wide range of chemical capabilities under these mild conditions. However

this Jversatility' has the price of making bakers' yeast reactions potentially non­

selective in the mode of action on the substrate used. This is, in fact, a common

argument among chemists who prefer the selectivity of often expensive isolated

enzymes and brand bakers' yeast reactions as 'intrinsically messy'.9 This is of

course true to varying degrees but their argument against the use of bakers' yeast

is strengthened when one considers that the products from such reactions are

often difficult to isolate from the fermentation broth and are sometimes

contaminated with the cell mass, nutrients, metabolites and unreacted substrate.

A great deal of effort has been focused on these inherent problems and a greater

understanding of the mode of action of the micro-organism has been established. 10

New and novel abilities of the micro-organism are continually being reported in

the scientific press as new substrates are subjected to the various reactions.ll,12 As

more effort is focused on the use of bakers' yeast, the greater the understanding of

the enzymatic processes involved becomes.

It has been the experience of many synthetic chemists that in addition to the

desired transformation, the substrate also undergoes multi-stage transformations

leading to a mixture of products. This problem of selectivity, i.e. controlling the

various enzymatic processes involved with bakers' yeast has become a major area

for research and discussion. As it is already understood that bakers' yeast displays

most of its activity under very similar conditions, chemists have used structure

modifications as the major tool in controlling selectivity. However other methods

have been reported for controlling the reaction such as the control of pH during

reaction,13 immobilisation of the cellular mass,14 the nature of nutrients used,15,16

3

Page 14: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

concentration,17 pre-treatment of the cellular mass,18 use of enzyme inhibitors15

and varying the cellular mass/ substrate ratio. This list is by no means exhaustive

and indeed a constant stream of new methods continue to appear in the scientific

literature. When appropriate extraction methodology is used with relatively

inexpensive starting materials at an early point in the synthesis, then the

convenience of obtaining valuable chiral intermediates of high optical purity will

not be significantly influenced by any lack of efficiency.

In general, knowledge of the requirements of bakers' yeast and its mode of action

is limited. This is because the isolated enzymes have only been compared to the

whole microbial system in a few cases. This continues to be an area of great

interest and doubtless will remain so for some time to come.

The Reactions of Bakers' Yeast

(1) The stereoselective reduction of ~-keto esters

The use of bakers' yeast to transform small molecule f3-keto-esters into chiral

intermediates is certainly one of the most popular microbial transformation used

by synthetic organic chemists. The reaction was first reported back in the early

1930s19 but major discrepancies in enantiomeric excess (e. e) and yield meant that it

was not until recently that the reaction was re-examined20-24. Seebach and co­

workers studied the effect of the micro-organism on the simple ~-keto ester, ethyl

acetoacetate (1), in an attempt to produce chiral ethyl 3-hydroxybutanoate (2) as

shown in Scheme 1.23 They found the method easy to perform and observed

enantiomeric excesses of greater than 85% in favour of the (5)-(+) isomer (2).

4

Page 15: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

o 0

~OEt (1)

(Scheme 1)

OH 0

~OEt (5)-( + )-(2)

Furthermore, the results were found to be reproducible using different brands of

commercially available bakers' yeast and commercially available sugar (sucrose)

overcoming a problem that earlier chemists had encountered. The product was

later crystallised to optical purity via its 3,5-dinitrobenzoate derivative. Optically

active ethyl 3-hydroxybutanoate (2) was shown to be an extremely useful

intermediate in the synthesis of a number of important natural products as shown

in Figure 1 in which the ethyl3-hydroxybutanoate skeleton is highlighted.

o o

.. I' ..... -' 'CHO

Me", -, o

o o

o I,

Me '-.

'OCOMe o

Carbomycin B 25 (3) (R,R)-Pyrenophorin 26 (4)

(5)-( + )-5ulcatol 27 (5)

(Figure 1)

5

Page 16: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Georg and co-workers have also utilised (S)-(+)-ethyl 3-hydroxybutanoate (2)

derived from bakers' yeast reduction in the synthesis of thienomycin (8)28,29, This

is shown in Scheme 2.

OH

(6)

(Scheme 2)

OH ~ H H

OH H

NO (7) OMe

• • •

(8)

S~NH2

Further work on f)-keto esters by Seebach showed that bakers' yeast reduction of 3-

oxoheptanoate (9) gave 3-hydroxyheptanoate (10) with again high enantiomeric

excess (>90%) as shown in Scheme 3 but in this case the (R) enantiomer was

favoured.23

o o

(9)

Bakers' OEt yeast

(Scheme 3)

6

OH o

OEt

(R)-(10)

Page 17: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

A hypothesis put forward for this apparent change in selectivity is that the

microbial system has a number of enzymes operating at the same time and these

enzymes are substrate specific and in some way competing against each other. The

need for a rational of these selectivity effects has become a major area of study.

Sih and co-workers propose that there is a relationship between selectivity and the

size of the groups attached to the carbonyl group.31,32 Sih has shown that the

microbial system of bakers' yeast has competing enzymes that deliver hydrogen

selectively to both faces of the molecule. He has also shown that the rates of

reaction of the competing enzymes, when different, lead to an excess of one

enantiomer over the other and chirality is induced.

It follows therefore that the difference in size of the groups adjoining the carbonyl

group should regulate the rate of reduction from each side and thus

stereoselective reduction is observed. In other words the microbial system of

bakers' yeast consists of a number of oxido-reductases each able to distinguish

large and small groups in an enantiomeric way but operating at different rates.

From this came the proposal that the greatest factor that will influence selectivity

will be structure modifications.

Examples of this approach are shown in Table 1 where both ends of a f)-keto acid

derivative have been manipulated and the stereochemical outcome of the bakers'

yeast reduction deduced. Results from this approach have afforded enhanced

yields and more importantly enhanced enantiomeric excesses.

7

Page 18: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Substrate

(1)

(11)

(13)

(15)

(17)

(19)

(21)

(23)

(25)

o 0

Rl~OR2

Rl

Me

Et

Et

CH2N3

n-Pr

Ph

3-butenyl

3-pentenyl

(CH2hOCH2Ph

Bakers' yeast

OH 0

Rl~OR2

R2 Product ee (%)

Et (2)-(5) 100

Me (12)-(R) 100

n-CsH17 (14)-(5) 40

n-CSH17 (16)-(R) 98

H (1S)-(R) 100

Et (20)-(5) 100

K (22)-(R) 100

K (24)-(R) 100

K (26)-(R) 89

(Table 1)

Ref

33

34

10

35

36

37

33

33

38

Enhancement of enantiomeric excess is observed when potassium carboxylates are

used in place of carboxylic esters.39,40 In the 3 examples (21), (23) and (25) of this

shown in Table 1 the reduction has occurred with excellent enantiomeric excess.

This method of enhancement of optical purity has been used en route to a number

of important natural products, one of which is depicted in Scheme 4.41

A number of other significant improvements to the experimental procedure have

been reported which enhance selectivity and chemical yield. These procedures and

modifications will be discussed in a later section.

8

Page 19: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

o o

OK

(27)

Bakers' --.. -.­Yeast

HO,

'-1-

OH 0

OMe

t (28) I • Steps

• 0

o

O~ H ; - -::" -

-"

Compactin (29)

(Scheme 4)

There has been much interest in the bakers' yeast reduction of a-substituted (3-keto

esters. Here both enantio- and diastereoselection have to be considered when

predicting the likely stereochemistry of reaction products. The racemic substrate

can interconvert and equilibrate via its enolic form as shown in Scheme 5.

o 0

R3¥OR1

OH 0 /'

R2

R3YOR1

R2

(Scheme 5)

9

Page 20: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

From a mechanistic standpoint the reduction is likely to occur via one of two

pathways. The first and less likely of these is by enantioselective "hydrogenation"

of the carbon-carbon double bond of the enolic intermediate, although it is known

that tetrasubstituted double bonds are not normally reduced by bakers' yeast. In

the second and more likely case, one of the two enantiomers of the keto tau to mer

is reduced at a much faster rate than the other and this drives the equilibrium

towards the formation of predominantly one stereoisomer. This is more

pronounced the larger the difference in rates between the formation of one isomer

versus the other three. This process is outlined in Scheme 6.

(Scheme 6)

OH 0

R3¥OR1

R2

tS10W

o 0

R3¥OR1

R2

/SIOW , OH 0

R3¥OR1

R2

A number of representative examples of this type of reduction are shown in Table

2.

10

Page 21: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Substrate Rl

(30) H

(31) H

(32) H

(33) Me

(34) Me

(35) Me

(36) Me

(37) Me

(38) Me

o 0

R'YOR' R2

Me

Et

Me

Me

Me

Me

G-li=H=O-I2

G-li=H=O-I2

n-C4H 9

(39) G-I=CHPh Me

Bakers' yeast

Et

Et

i-Pr

Et

t-Bu

n-CsH17

Et

t-Bu

Et

Me

Yield (%) % ee

25 100

70 90

78 90

75 100

57 100

82 98

84 100

36 100

22 100

7 95

(Table 2)

% de Ref

42

43

44

66 45

92 46

98 45

90 47

88 46

34 47

90 48

By analogy to ~-keto-esters, thio- and dithioesters are also reduced with

outstanding syn selectivity by the micro-organism.49 Indeed compounds (42) and

(43) show enantiomeric excesses for the reaction of greater than 96% with syll

preferences of greater than 88%, as shown in Scheme 7.

11

Page 22: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

o 0

AtSMe (40)

(42)

Bakers' yeast

Bakers' yeast

(Scheme 7)

OH 0

MSMe (41)

OH 5

MSMe (43)

The dithioester (43) can subsequently be transformed into the corresponding 3-

hydroxy-ester in high yield and its optical purity is maintained. Similar

selectivities are observed with compound (44) which is reduced with 96%

enantiomeric excess and 100% diastereomeric excess (d.e).49 These figures are

higher than for the corresponding oxygen analogue (46).

0 5 OH 5

s~ Bakers' 6--··J(S----yeast ~

(44) (45)

0 0 OH 0

O~ Bakers' 6--···11o~ yeast

...

(46) (47)

(Scheme 8)

12

Page 23: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

The reaction has also been applied with some success to the corresponding cyclic

systems and the reduction of 2-ketocycloalkane carboxylates has been studied in

some depth.20,S1 An example of this is shown in Scheme 9 where the

cyclopentanone derivative (48) is transformed to the corresponding alcohol (49) in

62% chemical yield, with 100% diastereomeric excess and greater than 96%

enantiomeric excess.

o o

Bakers I Yeast -----... HO". . ... )L. O-n-C8H17 o

(48) (49)

(Scheme 9)

In the case of cyclohexanone derivatives, it has been found that substitution at the

4-position of 2-oxocyclohexanecarboxylates results in enhanced optical purity in

the reduced product.20,so This is shown in Scheme 10 where the substituted

cyc1ohexanone derivative (50) is reduced in 74% yield with an excellent 98% e.e.

13

Page 24: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

o o

OEt

(50)

Bakers' ... Yeast

(Scheme 10)

(51)

The reaction has been extended even further to accommodate heterocyclic

systems. In the case of the sulphur containing heterocycles shown in Scheme 11

the cis-isomers were obtained in all three cases. The f3-hydroxy-ester (53) was

obtained with 85% optical purity 52 and the ~-hydroxy-ester (57) in 95% optical

purity53.

0 0 OH 0

OMe .. C»··loMe s

(52) (53)

0 0

°tfoMe HQ ~OMe ~ " '" " .. Q s

(54) (55)

o

~oMe o

(56) (57)

(Scheme 11)

14

Page 25: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

The reduction of oxygen heterocycles is also possible using the micro-organism.

For example the highly substituted six membered oxygen heterocycle (58) is

reduced by bakers' yeast with the reduced product (59) being obtained with

modest diastereoselection (43% e.e.) via kinetic resolution as shown in Scheme

12.54

a a aH a - l

aEt Bakers' D··'" OEt .. Eta

yeast Eta a

(58) (59)

(Scheme 12)

The piperidine derivative (60) was reduced to the corresponding cis-isomer (61) by

Seebach and co-workers in a reported yield of 73% with an enantiomeric excess of

greater than 95% but using a large excess of yeast and no added sucrose.55

Bakers' yeast

(60) (61)

(Scheme 13)

15

Page 26: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

2) Stereoselective reduction of a-keto esters and a-keto acids

a-keto esters are readily reduced by bakers' yeast; however, enantiomerically pure

compounds are not always produced. a-Hydroxy ester (63) was obtained in 92%

enantiomeric excess when (62) was fermented with bakers' yeast and the aryl

acetic ester (64) was reduced with almost complete enantioselectivity. The higher

homolog (66), was however, reduced to give the corresponding alcohol (67) in

racemic form demonstrating the unreliability of bakers' yeast on this type of

substrate.20 These results are outlined in Scheme 14.

C02Me Bakers' C02Me Me02C yeast

... Me02C

° ° : : --

° OH (62) (63)

° Bakers' OH

Ph)lco2Me

-... :

yeast Ph~C02Me

(64) (65)

° OH Bakers'

Ph0 Ph~ ... C02Me yeast C02Me

(66) (67)

(Scheme 14)

A study was carried out on a number of linear a-keto esters in the hope of

producing a relationship between chain length and optical purity of products.56

16

Page 27: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

The chain length was varied between 3 and 7 as shown in Table 3 and the

substrate was incubated in normal bakers' yeast, immobilised bakers' yeast in

water and immobilised bakers' yeast in hexane. The resulting enantiomeric

excesses varied between 30 and 94%, with a trend of decreasing optical purity of

products with increasing chain length being observed as depicted in Figure 3.

o

(CH~(CH2>n )lC02Et

Substrate n

a 0

b 1

c 2

d 3

e 4

BY =Bakers' Yeast

OH

(ee: Chemical Yield: Configuration)

91:47:5 87:43:5

75:42:5 66:42:5

31:36:5 39:36:5

50:29:5 78:20:5

30:23:5 63:31:5

IMBY=Immobilised Bakers' Yeast

(Table 3)

17

IMBYin Hexane

94:33:5

36:28:5

32:27:5

47:41:R

54:36:R

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The effect of increasing chain length on the Bakers' yeast reduction of a-keto

esters.

100 • BY IWater

• IMBY IWater

90 • IMBY IHexane

80

70

60

e.e (%) 50

40

30

20

10

o o 1 2 3 4

Chain Length n

(Figure 2)

18

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a-Keto-acids have been successfully reduced uSIng bakers' yeast to furnish

optically active a-hydroxy-acids. In 1910, Neuberg obtained mandelic acid (74) in

optically active form using this approach.57

o OH

(R)-Mandelic Acid

(73) (74)

(Scheme 15)

The insect pheromone (R)-5-hexadecanolide (76) has been prepared by Utaka and

co-workers in enantiomerically pure form using bakers' yeast.58 This is outlined

briefly in Scheme 16.

o o

~ Bakers'

C02H yeast ~ 10

(75) (76)

(Scheme 16)

19

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(3) Stereoselective reduction of 1,2- and 1,3-diketones

1,2-Diketones have been converted into the corresponding diols using bakers'

yeast. The diols are often obtained in good yield and with good to excellent e.e's.

The a-diketone (77) was smoothly converted to the diol (79) in a chemical yield of

82% and 97% enantiomeric excess, as shown in Scheme 17.

o 5:) A0

o

(77)

Bakers' ... yeast

(78)

(Scheme 17)

OH s~ ~~s)

OH

t (79) , OH

Hy~OH

(80)

The resulting diol (79) was subsequently converted to L-digitoxose (80) which is a

sugar component of digitalis.59

The reduction of 1,3-diketones (particularly 2,2-disubstituted cyclopentane-1,3-

diones) has been extensively studied. The reactions usually furnish products with

a high degree of optical purity. Brooks used this approach in the reduction of

cyclopentane dione (81) to give the opticaly active synthon (82) in the synthesis of

the natural product corio lin (83) ,as shown in Scheme 18.60,61

20

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o

(81)

Bakers' 0 yeast'"

OH

(82) (83)

(Scheme 18)

In general, reductions of 2,2-disubstituted-cyclohexane-1,3-diones with bakers'

yeast give (S)-hydroxyketones.62 Mori and co-workers have reduced 2,2-

dimethylcyclohexane-1,3-dione (84) in this manner to produce (S)-3-hydroxy-2,2-

dimethylcyclohexanone (85) in 79% yield and with >99% optical purity. This was

used as an intermediate in the total synthesis of karahana lactone (86), polygodial

(87) and (+)-dihydroactinidiolide (88) as outlined in Scheme 19.63-66

0 0

(84)

~O (86)

Bakers' 0

yeast .-

/ //

/ / /

CHO

CHO

(87)

(Scheme 19)

21

(85)

t t

0

(88)

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(4) Stereoselective reduction of 4 & 5-oxoalkanoic acids and esters

Much interest has been shown in the use of bakers' yeast in the preparation of

naturally occurring y and () lactones67• The reduction of 4- and 5-oxoalkanoic acids

and esters have been achieved with variable success and a variety of lactones have

been prepared by this method with reported enantiomeric excesses usually

exceeding 95%. An example is shown in Figure 4.

Bakers' yeast

(89)

(Figure 3)

o O~,.\\R

(90)

(5) Stereoselective reduction of carbon-carbon double bonds

Enantioselective microbial reduction of a,~-unsaturated aldehydes is well

established. Bakers' yeast has been used for the stereoselective reduction of

I activated' double bonds which have in the main been trisubstituted.68-71 Work in

this field started when Fischer, in 1940, applied the bakers' yeast reduction to a

number of a,~-unsaturated alcohols and aldehydes.72 His work ranged from the

simple crotyl and cinnamyl derivatives through to citral, geraniol and

triglicaldehyde derivatives. His results were only based on optical rotation va1ues,

with relative configurations being assigned where possible. This has led scientists

22

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to rediscover his work and particular attention has been paid to the preparative

value of this type of intermediate in asymmetric synthesis. 73,74

Particular interest has been shown in intermediates with a methyl substituent

present on the fl-carbon atom. Synthons (91) are useful intermediates en route to a

number of important natural products containing the isoprenoid unit. The

isoprenoid unit is found in such natural products as tocopherol, phylloquinones,

phytol and insect pheromones. It is synthetically useful if the X and Y groups are

distinguishable and can therefore be manipulated independantly. Bakers' yeast

gives a qUick and efficient way of producing synthons (91) in crural form.

> x y

Synthon (91)

(Figure 4)

An example of this procedure is a synthesis of the intermediate lactone (99) which

has been used successfully in the synthesis of a number of important natural

products such as Vitamin E and the pheromone of Tiboleum castaneum. ~­

Furylacrolein (95) has been incubated with bakers' yeast to produce the

corresponding alcohol (98) as the major product. 68 The chemical yield is reported

as 72% with virtually 100% e.e. The authors also show that the allylic alcohol (96)

is reduced by bakers' yeast to give the same product (98) and it is proposed that

the reaction follows the pathway outlined in Scheme 20. The allylic alcohol (96) is

23

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in equilibrium with the aldehyde (97) which is itself slowly reduced by the micro­

organism. Once reduced, the saturated aldehyde (97) is quickly further reduced to

the saturated alcohol (98). The resulting saturated alcohol (98) was then smoothly

converted to the corresponding lactone (99) by ozonolysis.

cv Fast

~OH ~

o # CHO "'II1II(

(95) (96)

Slow , ~

Fast

~OH ~ .... o CHO 0

(97) (98)

~ Chemical Methods

~ ~ .-' .'

oJ) (99)

(Scheme 20)

Successful bakers' yeast reduction of trisubstituted olefins has also been observed,

to furnish optically active saturated molecules of synthetic interest. Several dienes

containing alcohol or aldehyde functionality have been chosen for this reaction in

order to obtain larger chiral units. These products often contain a proportion of the

functionality of the target molecule already in place. This has been illustrated in

the synthesis of optically active phytol75 and a number of other saturated

pheromones.

24

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Studies of the reduction of carbon-carbon double bonds have shown that the

presence of electron withdrawing groups on the alkene are essential for reduction

to take place. a,~-Unsaturated esters are not considered to be good candidates for

this type of reaction76,77. The use of fluoro-substituted-a,~-unsaturated esters and

alcohols have been well documented78 and indeed the reductions occur with good

chemical yield and between 67 and 87% optical purities.

A number of examples of the reduction of cyclic ole fins have also been reported.

An example of this is the reduction of the cyclohexene (100) with bakers' yeast to

give the corresponding saturated cyclohexane-dione (l01). This procedure has

been carried out on a 10 kg scale with a concentration of 20g/L being possible

without yeast poisoning and has led to an isolated yield of 80% in

enantiomerically pure form. This product (101) was then smoothly converted to

zeaxanthin (102) by chemical methods79.

o

(l00)

Bakers' yeast ...

o

(101)

(Scheme 21)

Chemical M~et-=-h-od-:-r

(6) Carbon-carbon bond forming reactions.

HO

(102)

The formation of carbon-carbon bonds is of fundamental importance to any

synthetic organic chemist. Enzyme-mediated carbon-carbon bond forming

2S

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reactions are in the main very limited and indeed the few reactions available are

related to enzymatic systems operating within a narrow substrate range80. Bakers'

yeast mediated carbon-carbon bond forming reactions are so far limited to Michael

addition of a carbon nucleophile, sterol formation and acyloin condensation.

(a) Michael-type addition of a carbon nucleophile.

It has recently been observed that addition of 2,2,2-trifluoroethanol (104) to a

fermenting mixture of bakers' yeast and an a,(3-unsaturated ketone or ester

proceeds with the formation of optically active fluorinated carbinols as well as the

expected alcohol reduction product. This type of reaction is outlined in Scheme 22.

/j(R ~R + HO~ o OH o

(103) (104) (l05a) (105b)

(Scheme 22)

Trifluoromethyl carbinols have been shown to be produced in 26-40% isolated

yield with enantiomeric excesses exceeding 90%. When the transformation is

applied to a,(3-unsaturated esters the corresponding lactones are produced via

enzymatic hydrolysis to the intermediate hydroxy-acid. An example of this

26

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procedure is shown in Scheme 23 where ethyl acrylate (106) is smoothly converted

into the lactone (109) in 47% yield and 79% enantiomeric excess.

Bakers' CF3

~OEt + F3C..........,.,OH ~ ~OEt yeast HO

0 0

(106) (107) (108)

! F3C~O

(109)

(Scheme 23)

(b) Sterol Formation

Studies have shown that optically active lanosterol derivatives can be derived

from racemic squalene oxides by the use of bakers' yeast. The process is thought to

involve kinetic resolution of the squalene oxide followed by cyclisation of the

polymeric structure. This transformation has been carried out on gram scales and

natural products such as lanosterol (110a), ganoderic acid (110b) and (-)­

loanostatriene (110e) have been prepared by this method (Scheme 24).81-83

Reported yields for the reaction are high, in the region of 60-80%, but using

27

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modified yeast. The yeast in question is modified by pretreatment of the cellular

mass with ultrasonic radiation, which has the effect of activating the required

enzymes. Bakers' yeast not activated in this way was found to give poor results in

this type of reaction.

(109a-c)

HO 1 2

a R =CHJ,r R =CH3 1 2 b R =H, R =C02H 1 2 c R =CH=CH21 R =CH3

(110a-c)

(Scheme 24)

(c) The Acyloin Condensation

H. J von Liebig found, in 1913, that during the yeast fermentation of furfural (111),

a second product (113) was produced in addition to the expected reduction

product (112)84. Upon further investigation by Neuberg85 this product was found

to be furylic alcohol formed as the acyloin condensation product.

28

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OyH ~OH o + O-Jl o : -

o OH

(111) (112) (113)

(Scheme 25)

This reaction has been exploited by many organic chemists and indeed the process

has found its uses in industry including the large scale preparation of (L)­

ephedrine (117).86 Benzaldehyde (114) is used as starting material and is converted

to the desired product as shown in Scheme 26.

0 OH OH

H Bakers' yeast

... +

(114) (115) (116)

+ OH

NHMe

(117)

(Scheme 26)

29

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Benzaldehyde (114) is reacted with the formal equivalent of acetaldehyde to

furnish the a-hydroxy-ketone (115) and the erythro-diol (116). Enantioselectivity in

both steps is very high and the diol (116) is produced with 95% enantiomeric

excess as shown. This procedure has also been extended to a number of

monosubstituted benzaldehydes with very little depreciation in selectivity.87 The

bakers' yeast mediated acyloin condensation is by no means limited to the use of

benzaldehydes and its derivatives and a,~-unsaturated aldehydes have been

successfully converted into optically active diols in moderate yield and high

enantiomeric excesses. In the case of cinnamaldehyde (118) and a-methyl

cinnamaldehyde (121) as shown in Scheme 27, the (25, 3R) diols are produced in

25% isolated yield and 85-95% ee.89,90

a OH OH

H Bakers' -~ --~

H yeast H a H OH

(118) (119) (120)

a OH OH

H Bakers' yeast

--~

(121) (122) (123)

(Scheme 27)

It has been shown that the steric bulk of the a-substituent has a part to play in the

reaction in that its presence can hinder the process. Indeed a-ethyl and a-propyl

substituted a,~-unsaturated aldehydes do not undergo bakers' yeast mediated

acyloin condensations.

30

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Enhancement of chemical yield and enantioselectivity in Bakers'

yeast mediated reactions.

In the majority of cases reported so far in the scientific literature, bakers' yeast

reductions of carbonyl compounds afford satisfactory results, with high chemical

yield and high stereoselectivity. However, there are many examples that have

afforded unsatisfactory results, low chemical yield and/ or low stereoselectivities.

Usually these results are discarded and moreover they are not reported in the

literature. At the same time, the micro-organism may not afford the compound of

desired configuration for further use as a synthetic intermediate. In such cases, the

reduction can be controlled or reversal of stereochemistry can be performed by a

number of reported methods. In this section a number of key experimental

procedures will be outlined which can be used to control both stereochemistry and

chemical yield.

(a) Addition of a third reagent to the reaction system.15

Unsatisfactory stereoselectivity during bakers' yeast reduction occurs when two or

more dehydrogenases operate simultaneously with a number of enzymes

producing the (R)-alcohol and a number producing the (S)-alcohol, each with a

high degree of stereoselectivity.31 It follows, therefore, that if appropriate enzymes

can be inhibited or activated, this will result in higher stereo selectivities.

Nakurama and co-workers adopted this approach and studied the effect of

various additives on the reduction of methyl 3-oxopentanoate (11) with bakers'

yeast. The addition of a,(3-unsaturated carbonyl and hydroxy compounds was

found to be particularly effective and a number of results are outlined in Table 4.

31

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o 0 II II ----~

~OMe

(11)

Additive

o

~

~OH

0=0

None

Yeast

DBY BY

DBY BY

DBY BY

DBY BY

DBY BY

DBY = Dried Bakers' yeast BY = Bakers' Yeast

OH 0

~OMe+ R-(12)

Configuration

R R

R R

R R

R R

R R

(Table 4)

32

OH 0

~OMe 5-(12)

ee (%) Yield (%)

68 51 89 22

61 71 78 50

60 68 89 67

44 67 66 68

12 46 37 38

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In the absence of any additive, the reduction of methyl3-oxopentanoate (11) with

dried bakers' yeast proceeds with only 12% enantiomeric excess, indicating that a

number of competing enzymes are operating at the same time producing both the

(R)- and (S)-enantiomers. As can be seen from the results, addition of a,f3-

unsaturated carbonyl and hydroxy compounds enhance the optical purity of the

product in favour of the (R)-enantiomer.

N akurama went on to study the effect of adding different nutrients to the reaction

mixture and found that glucose was particularly good at enhancing both chemical

yield and stereoselectivity. A number of his results of the reduction of methyl 3-

oxopentanoate (11) with bakers' yeast are outlined in Table 5.

o 0 \I \I --~

~OMe

(11)

DBY/g Glucose/ g

2 o

2 1

4 o

4 1

OH 0

~OMe+ R-(12)

Configuration ee (%)

R 7

R 23

R 12

R 31

(Table 5)

33

OH 0

~OMe 5-(12)

Yield (%)

41

43

31

61

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The enhancement of chemical yield and stereoselectivity observed when a,~­

unsaturated carbonyl and hydroxy compounds is believed to result from Michael

type addition of the (S)-producing enzymes onto the additive. This has the effect

of 'tying' the enzymes up and prevents them from reacting with the substrate. It is

also believed that the (R)-producing enzymes are located in different sites which

renders them unable to encounter these inhibitors. In the case of the addition of

glucose, it is believed that the dehydrogenase levels are altered in the yeast and

therefore a change in stereo selectivity can be expected.

(b) Immobilisation of the Cellular Mass14,92.

It has been shown recently by Ohno and co-workers that the configuration and

optical purity of products obtained from bakers' yeast reduction can be

dramatically changed by entrapment of the cellular mass in dense polyurethane

matrices.14,93 It is also reported that such entrapment improves the rather

troublesome isolation procedure from the fermentation broth as the immobilised

cells are easily removed from the reaction mixture by rapid filtration. Ohno found

that in the bakers' yeast reduction of ~-keto esters (123) and (11), enantiomeric

excesses were enhanced substantially by the use of this entrapment procedure. His

results are shown in Tables 6 and 7.

o 0 OH 0 CI II II ---!.~ CI I II + ~OMe ~OMe

(123) 5-(124)

34

OH 0

Cl~OMe R-(124)

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Concentration (giL)

10

20

20

a a

Method of Immobilisation

Polyurethane

~OMe (11)

Concentration Method of (giL) Immobilisation

20

20 Polyurethane

Configuration

R-(124)

R-(124)

5-(124)

(Table 6)

OH a

~OMe+

R-(12)

Product

R-(12)

R-(12)

(Table 7)

ee (%)

31

12

90

OH a

~OMe 5-(12)

ee (%)

5

86

Further work by this group has shown similar results when the micro-organism is

immobilised using magnesium alginate and the reaction is run under a high

concentration of magnesium ion.92 Work has been carried out using both ordinary

and immobilised yeast and the effect of various metal salts has been investigated.

Addition of sodium and potassium ions was found to reverse the selectivity of the

reaction and indeed methyl (5)-3-hydroxypentanoate (12) was formed from

methyl 3-oxopentanoate (11) instead of the expected (R)-isomer which is formed

under normal fermentation conditions. As enantiomeric excesses and chemical

35

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yields were only found to be moderate using sodium and potassium salts further

studies were conducted. Attention was focused on Group II metal salts and in

particular magnesium and calcium salts. Again reversal of configuration was

observed with greatly enhanced enantioselectivity (75-86% ) but with only

moderate chemical yield. Once the cells were immobilised however the chemical

yield was enhanced to the region of 44-58% making the reaction a viable process

for the synthetic organic chemist. A summary of the results is outlined in Table 8.

o 0 II II -----:~

~OMe

OH 0

~OMe+

Additive (cone)

none

KCI (1.0)

KCI (2.0)

KCI (4.0)

NaCI (2.0)

NaCI (4.0)

MgCh (2.0)

MgC12 (3.0)

CaCl2 (2.0)

(11)

MgCh (2.0) (IMBY)

MgCh (4.0) (IMBY)

Configur­ation

R

S

S

S

S

S

s

S

S

S

S

R-(12)

e.e (%)

12

8

24

45

43

47

80

86

75

81

89

(Table 8)

36

OH 0

~OMe 5-(12)

Yield (%)

46

54

47

41

37

14

20

1

19

58

44

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(c) Substrate Concentration.17

Wipf and co-workers demonstrated that the production of (S)-ethyl 3-

hydroxybutyrate (2) from ethyl acetoacetate (1) was observed with enhanced yield

and optical purity by keeping the concentration of substrate constant during the

reaction. This was achieved by constant addition of a solution of the substrate and

a solution of sucrose to the fermentation vessel. Wipf showed that an optimum

concentration of 0-lg/ L during reaction led to the isolated product having an

optical purity in the range of 95-97%. He also showed that there is a dramatic loss

in optical purity as the concentration of substrate increases above 19/ L. These

results are shown in Table 9 and Figure 6. The course of reaction was also studied

and this is shown in Figure 7.

Substrate Concentration (g/ L) Optical Purity (ee %)

0-1 95-97

5 72

10 70

15 70

20 58

(Table 9)

37

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The effect of increasing concentration on optical purity in the bakers' ~east

reduction of ethyl acetoacetate !11

100

90

80

70

60 e.e 50 (%)

40

30

20

10

0 0 5 10 15

Substrate concentration (giL)

(Figure 5)

The course of the reduction of ethyl acetoaceate with bakers' yeast.

100 • • • • 90 ~ • 80 • Optical purity (%)

70 • (s)-Ethyl 3-

20

~ 60

hydroxybutyrate (giL)

" Ethyl acetoacetate 50 (giL)

40

30

20

10

0 0 7 20 29 46 55 70 93 100

Fermentation time (h)

(Figure 6)

38

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Chapter Two

Preparation and yeast reduction of the piperidine

derivatives

39

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Preparation of the Piperidine Derivatives

During previous work within the group it was shown that racemic keto-proline

(125) could be reduced stereoselectively to the corresponding cis-~

hydroxyproline (126) with excellent optical purity using dried bakers' yeast and

sucrose 94.

Bakers' Yeast

(125) (126)

(Scheme 28)

We decided that it would be interesting and useful from a synthetic standpoint if

the three possible piperidine f3-keto-esters (127), (128) and (129) were subjected to

the bakers' yeast reduction and the subsequent products identified. It is worthy of

note that all three of these piperidine ~keto-esters possess considerable synthetic

potential which make them desirable synthetic targets for organic chemists.

0 50 (yC02R1

CX:OR1 N N '2 ' 2 '2

R R2 R

(127) (128) (129)

(Figure 7)

40

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The hydroxy-piperidinecarboxylic acids (130) and (131) have been shown to

influence the functioning of the central y-aminobutyric acid neurotransmitter

system. This is interesting from the point of view of the development of certain

pyschiatric and neurological disorders. 95 4-Hydroxypiperidine-3-carboxylic acid

(130) has been shown to be a potent substrate competitive inhibitor of the

neuronal y-aminobutyric acid uptake process96 and 3-hydroxypiperidine-4-

carboxylic acid (131) has been shown to be a specific y-aminobutyric acid receptor

agonist. 97

(130) (131)

(Figure 8)

From the point of view of both synthetic and pharmacological interest, it is

surprising to find that these compounds have only been available in racemic form

until the present work featuring the use of bakers' yeast on the corresponding (3-

keto-esters provided the compounds in chiral form.

It can be easily envisaged that the piperidine (3-keto ester (128) can be utilised as a

synthetic intermediate en-route to a number of naturally occurring indolizidine

alkaloids including compounds such as swainsonine (132) and castanospermine

(133). To this end the reduction of this intermediate in chiral form may prove

useful in the total synthesis of such compounds, again in chiral form.

41

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OB :-. .

IIIIOB

Swainsonine (132)

(128)

Castanospermine (133)

(Scheme 29)

Of the three p-keto-esters we wished to subject to the bakers' yeast reduction, we

were pleased to find that the 3-ethoxycarbonyl-4-oxopiperidine derivative was

commercially available as its hydrochloride salt (134) from the Fluka Chemical

Company. This was subsequently protected at nitrogen as its BOC derivative (135)

by reaction with di-tert-butyl dicarbonate with the use of triethylamine as base.98

Di-tert-butyl dicarbonate / ------~

triethy lamine

(134) (135)

(Scheme 30)

42

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The 2-alkoxycarbonyl-3-oxopiperidine (128) was unfortunately not available from

a commercial source and so the search for an expedient synthesis of such a

compound was undertaken in the chemical literature. We were pleased to find

that Rapoport and co-workers had published an article showing the preparation

of the desired compound by a rhodium(ll) acetate dimer-catalysed carbenoid

insertion / cyclisation reaction.99 Work was immediatley undertaken on the

synthesis of this compound which started with the protection of 4-aminobutyric

acid (136) as its benzyloxycarbonyl derivative. Schotten-Baumann conditions of

simultaneous addition of benzyl chloroformate and aqueous sodium hydroxide

were utilised to furnish the desired protected amino acid (137»)00 This was

subsequently activated using N,N' -carbonyldiimidazole and reacted with the

dianion formed by the action of isopropylmagnesium bromide on hydrogen

methyl malonatelOl-103 to produce the corresponding (3-keto-ester (138).

Benzyl chloroformate / -------;~

Sodium hydroxide

(136)

(Scheme 31)

43

HN~C02H I

Z

(137)

l)CDI o·M~

2) t l MeO~o

3) MeOH

H~~C02Me Z 0

(138)

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In practise this reaction was found to be cumbersome and poor yielding. We

found that the multi-stage reaction involved here was not tolerant of minor

variations in the experimental procedure and this led to rather variable results. In

order that the desired l3-keto-ester (138) be produced by a more viable pathway

we turned our attention to the use of 2,2-dimethyl-1,3-dioxane-4,6-dione

(Meldrum's acid).104 Again the Z-protected 4-aminobutyric acid (136) was

activated using N,N' -carbonyldiimidazole and the intermediate was reacted with

Meldrum's acid in the presence of pyridine as base.1OS Subsequent breakdown of

the intermediate complex using refluxing methanol led to the desired compound

(138) in 80% isolated yield and high purity, making Meldrum's acid the reagent of

choice for this particular step.

HN~C02H I

Z

(137)

_1.:-) C_D_I __ ~

o~o 2) 0 0 / pyridine

X. 3) MeOH

(Scheme 32)

(138)

Next came the introduction of the diazo functionality between the two carbonyl

groups. This was cleanly achieved using a mixture of p-carboxybenzenesulphonyl

azidelO6 and triethylamine as base. The final cyclisation step to produce the

desired piperidine f3-keto-ester was achieved by the rhodium(II) acetate dimer­

catalysed carbenoid insertion into the N-H bond to furnish the desired piperidine

l3-keto-ester (140) after silica gel chromatography

44

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(Scheme 33)

HN I

Z o

(139)

(140)

This final reaction proved particularly stubborn in that the course of reaction was

greatly influenced by the time taken for the reaction mixture to reach reflux and

also by minor contaminants in the reagents or substrate. At best a mixture of

compounds was isolated which resulted from the competing reactions of N-Hand

C-H insertion and a reaction of unknown mechanism. These results were also

experienced by Rapoport and co-workers.99

It soon became apparent that a completely new synthetic strategy would need to

be adopted for the synthesis of this piperidine and to this end a Dieckmann

cyc1isation approach was considered. 107 2-Pyrrolidinone (143) was reacted with a

finely divided suspension of molten sodium in refluxing toluene to produce the

corresponding sodium salt which was then quenched with ethyl bromoacetate to

produce the alkylated derivative (144) in 83% yield. Subjection of this product to

the rather harsh conditions of refluxing 6M hydrochloric acid over a period of 2

days furnished the hydrolysed product (145) which was immediatley re-esterified

in acidic methanol to give the diester (146) as a thick gum in an overall yield of

66% for both steps. Without purification, this gum was protected at nitrogen as its

45

Page 56: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

BOC derivative (147) using di-tert-butyl dicarbonate and triethylamine and we

were pleased to isolate the protected diester (147) as a thick oil in 85% yield.

c:;'Ao I

H

(143)

1) Sodium (1) ~

2) Ethyl bromoacetate

(147)

(Scheme 34)

6MHCl

Reflux/48hrs CC02H

NH.HCI

lC02H

(145)

MeOH/ Hj)+

(146)

Dieckmann ring closure of this compound using the so called 'non equilibrating'

conditions of potassium tert-butoxide in dry toluene108 furnished the desired

piperidine ~-keto-ester (148) in moderate yield. It was found that this product,

which was the kinetic product from the reaction, rapidly isomerised under the

reaction conditions to produce the thermodynamic product (149). This showed

that the 'non-equilibrating' reaction conditions were in fact allowing equilibration

to occur and indeed the thermodynamic product became the major product from

the reaction. Much work was carried out on this reaction and we were satisfied to

obtain a 2:1 mixture of the two products in favour of the thermodynamic product

(149) by using low temperature and fast reaction times. With appropriate

46

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purification techniques this became a viable route to the desired 2-

methoxycarbonyl-3-oxo-piperidine protected as its BOC derivative (148).

(147)

(Scheme 35)

&~ N I

BOC

(149)

The third and final (3-keto-ester (129) has been prepared using the thermodynamic

conditions for Dieckmann ring closure and reduced using bakers' yeast.The

resulting (3-hydroxy-ester has been used as an intermediate en-route to the

naturally occurring compound 3-quinuclidinol (151). This chemistry will be

outlined in a later section (p 82).

OH

CQ} >

3-Quinuclidinol (151) (129)

(Scheme 36)

47

Page 58: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

Yeast reduction of the piperidine fi-keto-ester derivatives

The piperidine ~keto-ester (135) was added to a fermenting solution of bakers'

yeast and sucrose in tap water at 35°C.l09 Tap water was required as it was found

that the reduction did not go to completion if deionised or distilled water was

used. Fermentation continued for a period of 24 hours at which time the cellular

mass was removed by filtration through kieselguhr. Extraction of the filtrate with

dichloromethane and subsequent work up of the organic phases led to the

isolation of the desired f3-hydroxy-ester (152) in 74% yield as an off white solid

(m.p 58-60°C). This looked extremely pure by both IH and 13C NMR and

appeared to be a single diastereomer which was fortunate in that any attempts to

purify the compound by silica gel chromatography led to its complete

degradation.111 Futhermore we were pleased to find that the product was chiral

and showed an optical rotation of +25.6°. However, in order that this compound

can be used as an intermediate in any stereos elective synthesis the relative and

absolute stereochemistries of the two newly created chiral centres must firstly be

deduced.

Bakers' yeast/ sucrose / ------~ water 35°C/24h

(135)

(Scheme 37)

48

OH

Q"C02E! N I

BOC

(152)

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In order to determine relative chemistry of the hydroxyl and carboxylate

functions, we decided to analyse the coupling of the protons geminal to these

groups. Coupling is mediated by the interaction of orbitals within the bonding

framework and is therefore dependant upon overlap and hence upon the dihedral

angle.

The relationship between dihedral angle and the vicinal coupling constant 3J is

given theoretically by the Karplus equations.

3Jab = JO cos2q> - 0.28 (0° <= cP => 90°)

3Jab = J180 cos2<p - 0.28 (90° <= cp => 180°)

where JO and JIS0 are constants which depend upon the constituents on the carbon

atoms and cp is the dihedral angle.

From this relationship it can be calculated that the coupling constant is largest

when the dihedral angle is 180° (hydrogens in an anti-periplanar arrangement),

slightly lower when the dihedral angle is 0° (hydrogens in a syncoplanar

arrangement) and smallest when the dihedral angle is 90° (hydrogens in an

orthogonal arrangement).

In rigid cyclohexanes the axial axial coupling is usually large, in the range 9-13

Hz, because the dihedral angle is close to 180°. The axial-equatorial and

equatorial-equatorial coupling constants are much smaller, in the range 2-5 Hz

because the dihedral angles are close to 60°. For our purposes the results found for

cyclohexane systems should bear close resemblance to the piperidine systems.

49

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Turning our attention to similar compounds in the literature we found that trans

geometry of the protons between the newly created stereo-centres led to a

coupling constant in the order of 10Hz and cis geometry of 2.5Hz (Figure 9).

Trans-&eometry

C02H

Q,."OH '-N~ 13,4

~.HCl H

OH

hA 10.05 Hz (154)

hAS.25 Hz (156)

(Figure 9)

Cis-~eometry

hA2.5 Hz (155)

13,4

To determine the relative stereochemistry of the yeast reduction product we

analysed the coupling constants between the protons on the 3 and 4 positions (b,4)

of the yeast reduction product (152). The proton at the 3-position showed 3

couplings (ddd) one large (J 10.4) and two small (J 4.4 and 2.6). If we consider the

conformations for both diastereomers as shown in Figure 10, we can deduce that

conformation (D) is present i.e. with only one large trans diaxial coupling and 2

smaller axial-equatorial couplings being observed. Thus the data is consistent with

a cis orientation of the ester and hydroxyl functions.

50

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Trans-&eometry

Conformation (A) No large trans diaxial coupling

H

V H

Conformation (B) Two large trans diaxial couplings

Cis-geometry

H~e Conformation (C) No large trans diaxial coupling

H

COnfO~ (D) One large trans diaxial coupling

(Figure 10)

In order to determine the absolute stereochemistry of the yeast reduction product

(152), it was necessary to convert this compound into one of known

stereochemistry and subsequently compare optical rotations. To this end we chose

to use the yeast reduction product (152) to synthesise the bis-tosylate (158) which

had a literature [a]D of +54°115 and (R) geometry as shown in Figure 11.

We envisaged that such a synthesis would involve deoxygenation at the 4 position

of the yeast reduction product (152) followed by relevant functional group

interconversions.

51

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(JOTS N I

Ts I [aID +54° I R-(158)

(Figure 11)

Firstly the yeast reduction product was further reduced to the corresponding diol

(159) using diisobutylaluminium hydride in toluene)16 This procedure produced

the desired compound (159) only in moderate yield with evidence of unreduced

starting material being present. To this end we decided to use the more powerful

reducing agent lithium aluminium hydride and were pleased to isolate the

desired diol (159) in good yield using this reagent. As we wished to deoxygenate

the secondary alcohol at the C-(4) position of the piperidine, it was necessary to

protect the primary alcohol functionality prior to this. This was smoothly

achieved using tert-butylchlorodiphenylsilane117 and triethylamine with a

catalytic amount of 4-dimethylaminopyridine118 and we were pleased to isolate

the desired tert-butyldiphenylsilyl (TBDPS)-derivative (160) in 79% yield.

OH OH OH 0,,'C02Et (i) 0·"" (ii) O'·""arnDPS ... OH ~ ~

N N N I I I BOC BOC BOC

(152) (159) (160)

Reagents: (i), LiAIHt (ii), TBDPSCL Et3N, DMAP

(Scheme 38)

52

Page 63: Lewis, Neil (1995) Asymmetric piperidine synthesis. PhD ...eprints.nottingham.ac.uk/13293/1/283603.pdfChapter 4 Indolizidine Alkaloid Synthesis 97 Introduction to Indolizidines 98

In order to deoxygenate the mono-protected diol (160), we adopted the Barton

methodology of radical deoxygenation119,120 as alternative attempts at reductive

deoxygenation within the group had proved unfruitful.121 The secondary alcohol

moiety was converted into the corresponding thionocarbonate using

pentafluorophenyl chlorothionoformate, pyridine and catalytic n-hydroxy

succinimide. This compound (161) was stable to silica gel chromatography and we

were able to isolate the intermediate in high purity. We then treated this

intermediate (161) with tri-n-butyltin hydride and the radical initiator azo-bis-iso­

butyronitrile (AlliN) in refluxing benzene for a period of 30 minutes and we were

pleased to isolate the desired deoxygenated product (162) in an overall 53% yield

for the two steps.

OH

(j"'·· ....... OTBPDS

N I BOC

(160)

(i) (ii)

(161)

Reagents: (i), C6FsO(CS)CL pyridine, n-hydroxysuccinimide (ii), Tri-n-butyltin hydride, AlliN, benzene, reflux

(Scheme 39)

O··'·· ....... OTBDPS

N I BOC

(162)

With the basic skeleton of the desired bis-tosylate (158) now in place, we turned

our attention to the necessary functional group conversions that were required to

complete the synthesis. Removal of the nitrogen protecting group was cleanly

accomplished using an excess of trifluoroacetic acid, which upon basification

53

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liberated the free anune (163).123 It was decided to reprotect this amIne

functionality as the tosylate instead of removing the oxygen protecting group at

this stage. We feared that the resulting amino alcohol might have proven difficult

to isolate. The tosylation was achieved using standard tosylation methodology of

tosyl chloride and pyridine 124,125 although a catalytic amount of 4-

dimethylaminopyridinel18 was required to drive the reaction through to

completion. We were pleased to isolate the desired tosylated derivative (164) in

74% overall yield for the two steps.

O"""arnPDS (i) O"""arnPDS ..-N N I I BOC H

(162) (163)

Reagents: (i), Trifluoroacetic acid then NaHC03 (ii), Tosyl chloride, pyridine, DMAP

(Scheme 40)

(ii) O"""arnops ..-N I

Ts

(164)

Turning our attention finally to the oxygen portion of the molecule, we smoothly

deprotected the sHy I moiety using the standard conditions of tetra-n­

buty lammonium fluoride in tetrahydrofuran.126 This liberated the free alcohol

(165) which was subsequently tosylated using the conditions outlined for the

nitrogen portion1l8,124,125 and we were very pleased to isolate the desired target

54

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bis-tosylate (158) as a white crystalline solid with a melting point of 88-89°C [lit 87-

89°C for the (R)-enantiomerl15].

0·'" 0··'" .' OTBPDS (i) . OH ,... N N I I

Ts Ts

(164) (165)

Reagents: (i), Tetra-n-butylammonium fluoride (ii), Tosyl chloride, pyridine, DMAP

(Scheme 41)

0··'" (ii) . OTs ,... N I

Ts

(158)

We were now left to measure the optical rotation ([a]o) of this compound and

compare it to the literature valuel15 for the (R)-bis-tosylate (158) of +54°. We were

subsequently very satisfied to find that the bis-tosylate (158) derived from our

bakers' yeast reduction product (152) showed an optical rotation of -50.2° under

identical conditions to the literature thus indicating (5)-configuration.

Furthermore this figure allowed us to calculate an enantiomeric excess for the (5)­

bis tosylate (158) derived from the bakers' yeast reduction product (152) of 93%.

As we were careful not to enrich the optical purity of the compound during the

synthesis by making relevant checks on column fractions etc., we can also suggest

that the bakers' yeast reduction product (152) has an enantiomeric excess of 93%.

As we had already deduced the relative stereochemistry as being cis and we now

know that the absolute stereochemistry at the 3 position of the yeast reduction

product (152) is (R), we can deduce the absolute stereochemistry at the 4 position

will be (5) as shown in Figure 12.

55

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OH

cJS) . ,."C02Et

(R)

N I

BOC

(152)

(Figwe 12)

As a more accurate check of the optical purity of the yeast reduction product (152)

we decided to undertake chiral shift NMR experiments on both the racemic and

chiral bis-tosylates (158). The racemic product (±)-(158) was synthesised by

subjecting 3-piperidinemethanol (166) to the tosylating conditions of tosyl

chloride and pyridine catalysed by 4-dimethylaminopyridine.118,124,125 We again

isolated the desired compound (±)-(158) as a white crystalline solid.

(j0H I

H

(166)

Tosyl chloride, pyridine, DMAP •

(Scheme 42)

I Ts

(±)-(158)

A measured amount of the racemic material was dissolved in deuterochloroform

and to this solution were added small quantities of the europium shift reagent

tris-[3-(heptafluoropropylhydroxymethylene)-(+)-camphorato]-europium (ill).

After a number of attempts we were excited to see splitting of a signal

corresponding to one of the aromatic ring protons in the IH NMR spectrum.

Addition of the shift reagent was continued and the splitting eventually gave 2

56

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distinct signals although complete base line separation could not be achieved.

When the chiral material was subjected to the same experiments we saw only one

of the two signals in the 1 H NMR spectrum which indicated the complete absence

of one of the enantiomers of the bis-tosylate (158). This indicated that the observed

optical purity of 93% from optical rotation values should be taken as a minimum

value for the reaction.

Conclusion

In conclusion we can say that the bakers' yeast reduction of 1-tert-butyl-3-ethyI4-

oxopiperidine-1,3-dicarboxylate (135) gIves (3R, 4S)-1-tert-butyl-3-ethyl 4-

hydroxypiperidine-1,3-dicarboxylate (152) in 74% chemical yield and with an

enantiomeric excess greater than 93% as shown in Figure 13.

(135)

Bakers' yeast/ sucrose / ~

(Figure 13)

57

OH

0:(5) .,., C02Et

(R)

N I BOC

(152)

[a]D23 +25.6

Yield 73%

e.e >93%

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I-tert-Butyl-2-methyl 3-oxopiperidine-l,2-dicarboxylate (148) was also subjected

to the bakers' yeast reduction methodology.109 The piperidine f3-keto-ester (148)

was added to a fermenting solution of bakers' yeast and sucrose in tap water and

fermentation was continued for a period of 24hrs. Removal of the cellular mass by

filtration through kieselguhr followed by extraction into dichlomethane and the

usual work up furnished the desired piperidine-f3-hydroxy ester (167) as a pale oil

in 80% isolated yield. As in the previous example we were pleased to find the

crude product looked extremely pure by 1 H NMR and also appeared to be a

single diastereomer by 13C NMR. All rotameric line splittings were eliminated

when the sample was heated to 333K.ll0 We were also happy to observe that

chirality had been induced in the product as it displayed an optical rotation of

+47.9°. No attempts were made to purify this compound by silica gel

chromatography as we feared this would result in its degradation as in the

previous example.111

(148)

Bakers' yeast/ sucrose / ... water 35°C/24h

(Scheme 43)

58

(167)

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In order to determine the relative stereochemistry of the product we again looked

at the coupling constant between the protons of the newly created chiral centres

(J2,3)· However, we believed this case would be a little more complicated than the

last in that we had predicted that the ester functionality would adopt an axial

configuration in the product to avoid steric interactions with the nitrogen

protecting group, a phenomenon often observed with these systems.127 We were

unable to predict whether this would have any influence on the stereochemical

outcome of the bakers' yeast reduction at this stage.

Again an attempt was made to analyse the coupling constants of the newly

created stereo-centres the yeast reduction product (167) and its corresponding

acetatellO. We were unable to measure coupling constants for the C(2)-H or C(3)­

H of the yeast reduction product (167) or the C(2)-H and C(3)-H signals of the

corresponding acetate110 as the signals were obscured in the IH NMR spectrum.

No attempts at reducing rotameric line broadening resolved this problem. In

order to confirm relative stereochemistry we hoped that one of the derivatives of

the yeast reduction product would display a clear signal for one of these protons.

If not we predicted double irradiation or NOE experiments would have to be

performed.

In order to determine absolute stereochemistry we again turned to the scientific

literature in the hope that a suitable compound could be found that the yeast

reduction product (167) could be elaborated to. To our delight we came across the

corresponding bis-tosylate of 2-piperidine methanol (169) which had been

synthesised in chiral form with the (R)-form showing an optical rotation of

+56.60

• 128 This meant that the chemistry used in the previous example could be

adapted to the purpose of proving absolute stereochemistry of the second yeast

reduction product in the series (167). We were again required therefore to

deoxygenate the yeast reduction product followed by relevant functional group

59

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interconversions to create the desired bis-tosylate (169) and compare its optical

rotation to that of the literature compound.128

O ...... OTs N ." +s I [a]D +56.6° I

R-(169)

(Figure 14)

Lithium aluminium hydride reduction of the yeast reduction product (167)

resulted in its smooth conversion to the corresponding diol (170) in 72% isolated

yield. It was again necessary to protect the primary hydroxyl function prior to the

radical deoxygenation sequence. This was smoothly achieved using tert­

butylchlorodiphenylsilane and triethylamine with a catalytic amount of 4-

dimethylaminopyridine117,118 and we were pleased to isolate the desired tert­

butyldiphenylsilyl (TBDPS)-derivative (171) in 78% yield after silica gel

chromatography.

O"OH (i) O,·OH (ii) O,·OH N ':"C0

2Me

N '-,." ....... OH '-, ........ OfBDPS ~ ~

N I, I I I

HOC HOC HOC

(167) (170) (171)

Reagents: (i), LiAI~ (ii), TBDPSCI, Et~, DMAP

(Scheme 44)

We were disappointed to find that the Barton deoxygenation procedure adopted

previously using pentafluorophenyl chlorothionoformatel22 proved unsuccessful

on this molecule. We were unable to offer an adequate explanation of this anomaly

60

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but decided to modify the radical deoxygenation procedure by uSing N,N'­

thiocarbonyldiimidazole.129 On this occasion was were relieved to isolate the

desired thionourethane intermediate (172) after silica gel chromatography. This

compound was to prove even more valuable than we first thought as we were able

to unambigously measure the coupling constant (J2,3) of the C(3)-H which had

been pulled down to l>S.53. and appeared as a double double doublet in the lH

NMR spectrum. The three couplings consisted of one large a 10.4) and two small (J

4.4 and 2.6). If we consider the conformations for both diastereomers as shown in

Figure 15, we can deduce that conformation (C) is present i.e. with only one large

trans diaxial coupling and 2 smaller axial-equatorial couplings being observed.

Thus the data is consistent with a cis orientation of the ester and hydroxyl

functions in the yeast reduction product (167).

Trans-&eomeby

Conformation (A) No large trans diaxial coupling

Conformation (B) Two large trans diaxial couplings

Cis-&eometry

H ~H~

Conformation (C) One large trans diaxial coupling

O(CS)Im

Conformation (D) No large trans diaxial coupling

(Figure 15)

61

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Focusing on the deoxygenation of the thiourethane derivative (172), the use of tri­

n-butyltin hydride in refluxing benzene furnished the desired deoxygenated

derivative (173) in 53% yield after column chromatography.

O··,OH

:.. arnDPS N "/

(i)

I BOC

(171) (172)

Reagents: (i), Im2CS, pyridine (ii), Tri-n-butyltin hydride, AlliN, benzene

(Scheme 45)

(ii) 0 .. N .... ', /OTBDPS I

BOC

(173)

Removal of the nitrogen protecting group was again cleanly accomplished using

excess trifluoroacetic acid which upon basification liberated the free amine

(174)123. Tosylation was achieved using tosylation methodology of tosyl chloride

and 4-dimethylamino-pyridinel18,124,125. We were pleased to isolate the desired

tosylated derivative (175) in a yield of 70% after silica gel chromatography.

(i) (li) • 0 .. , ...... OTBDPS

~ 0 .. , ...... OfBDPS 0 .......... OTBDPS N 'I N 'I N 'I

1 I I BOC H Ts

(173) (174) (175)

Reagents: (i), Trifluoroacetic acid (li), Tosyl chloride, pyridine, DMAP

(Scheme 46)

62

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Turning our attention finally to the oxygen portion of the molecule we smoothly

deprotected the silyl moiety using the standard conditions of tetra-n­

butylammonium fluoride in terahydrofuran.126 This liberated the free alcohol

(176) which was subsequently tosylated using the conditions outlined for the

nitrogen portion and we were pleased to isolate the desired target bis-tosylate

(169) as a viscous colourless oil in 75% yield.

(i) 0 .. , ..... OTBDPS • 0 .. OH N " N "1'1/ , , Ts Ts

(175) (176)

Reagents: (i), Tetra-n-butylammonium fluoride (ii), Tosyl chloride, pyridine, DMAP

(Scheme 47)

(ii) .. 0 .. , ..... Ofs N " , Ts

R-(169)

We were left now to measure the optical rotation ([a]D) of this compound and

compare it to the literature value for the (R)-bis-tosylate (169) of +56.6°.128 We

were subsequently very satisfied to find that the bis-tosylate (169) derived from

our bakers' yeast reduction product (167) showed an optical rotation of +55.0°

thus indicating (R)-geometry also. Furthermore this figure allowed us to calculate

an enantiomeric excess for the bis-tosylate derived from the bakers' yeast

reduction product (167) of 97%. As we were careful not to enrich the optical

purity of the compound during the synthesis by making relevant checks on

column fractions etc we can also state that the bakers' yeast reduction product

(167) also has an enantiomeric excess of 97%. As we had already deduced the

relative stereochemistry as being cis and we now know the absolute

stereochemistry at the 2 position of the yeast reduction product (167) is (R), we

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can deduce the absolute stereochemistry at the 3 position will be (5) as shown in

Figure 16.

(167)

(Figure 16)

As a more accurate check of the optical purity of the yeast reduction product, we

again decided to undertake chiral shift NMR experiments on both the racemic and

chiral bis-tosylates (169). The racemic product (±)-(169) was synthesised by

subjecting 2-piperidinemethanol (177) with the tosylating conditions of tosyl

chloride and pyridine catalysed by 4-dimethylaminopyridine. We again isolated

the desired compound (+)-(169) as a thick colourless oil.

(177)

Tosyl chloride, pyridine, DMAP

(Scheme 48)

(±)-(169)

A measured amount of the racemic material was dissolved in deuterochloroform

and to this solution were added small quantities of the europium shift reagent

tris- [3-(heptafluoropropylhydroxymethylene )-( + )-camphorato ]-europium (III).

After a number of additions of the reagent we saw splitting of a signal

64

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corresponding to one of the aromatic protons in the 1 H NMR spectrum. Addition

of the shift reagent was continued and the splitting eventually gave 2 distinct

signals although complete base line separation could not be achieved. When the

chiral material was subjected to the same experiments we saw only one of the two

peaks in the 1 H NMR spectrum which indicated the complete absence of one of

the enantiomers of the bis-tosylate (169). This indicated that the observed optical

purity of 97% from optical rotation values again should be taken as a minimum

value for the reaction.

Conclusion

In conclusion we can say that the bakers' yeast reduction of 1-tert-butyl-2-methyl

3-oxopiperidine-1,2-dicarboxylate gtves (2R, 3S)-1-tert-butyl-2-methyl 3-

hydroxypiperidine-1,2-dicarboxylate in 80% chemical yield and with an

enantiomeric excess greater than 97% as shown in Figure 17.

Bakers' yeast/ sucrose / ------~

water 35°C/24h

(148)

(Figure 17)

65

(167)

[a]o23 +47.9

Yield 80%

e.e >97%

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Chapter Three

Synthesis of (R)-3-quinuclidinol

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Introduction to quinuclidines

The quinuclidine nucleus is of synthetic interest to the organic chemist in

connection with the number of naturally occurring alkaloids that contain this unit.

Indeed large families of alkaloids such as the sarpagine, ajamine and cincona

families boast this nucleus as part of their structure. 130, 131, 132, 134

"Quinuclidine"

(Figure 18)

It is interesting to note that the chemistry surrounding quinuclidine is limited

with only a small amount of work being reported in this area. Moreover there

have been hardly any reports of the enantioselective synthesis of quinuclidines

and their associated analogues in the scientific literature to date. Optically active

quinuclidines and their derivatives are extremely important to both chemists and

pharmacologists alike. In particular, 3-quinuclidinol (151) is interesting in the fact

that its associated esters show anticholinergic properties.l35 3-

Acetoxyquinuclidine (178) is one such compound which is one of the few

muscarinic agents that are more active as tertiary amines than as quaternary

ammonium salts.136 In addition to its peripheral effects, 3-acetoxyquinuclidine

(178) also shows central effects upon systemic administration causing tremor,

analgesia and hypothermia in mice)37 Barlow and easy have shown that the

enantiomers of 3-acetoxyquinuclidine (178) display different levels of biological

activity,138 (S)-3-Acetoxyquinuclidine (178) has 10 times the level of activity on

guinea pig ileum than the corresponding (R) enantiomer. Furthermore, the

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methiodate (179) of (R)-3-acetoxyquinuclidine (178) displays a 40 fold increase in

activity over the corresponding (5) enantiomer.

0

gJ~ CQro CN

Ao R-(178) 5-(178)

0

Q)~ Cw. If

Cw~o If Ao

R-(179) 5-(179)

(Figure 19)

Barlow and easy as well as Weinstein and co-workers have shown that 3-

acetoxyquinuclidine (178) embodies all the functional groups of acetylcholine

(180) in a fairly rigid structure.138,139 Furthermore, it is proposed that the (5)­

enantiomer is a particularly good model for discussing fit to the muscarinic

receptor.

5-(178) (180)

(Figure 20)

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The differing levels of biological activity associated with the enantiomers of 3-

acetoxyquinuclidine (178) is not uncommon in this and indeed many other areas

of work. 3-Quinuclidinyl benzilate (181) also shows a widely different level of

activity in each enantiomer140.

o

01. Ph r1 J"" ~Ph

£N~ OH £&0 1 Ph .... ~Ph OH

R-(181) 5-(181)

(Figure 21)

In general, the enantiomers of 3-quinuclidinol (151) have been separated by

resolution of their corresponding diastereomeric salts. Sternbach and Kaiser were

able to obtain (S)-3-quinuclidinol (151) in optically pure form back in 1952 by

resolution of the racemate with lO-camphorsulphonic acid (182»)41 However the

method was found to be low yielding and moreover the (R)-enantiomer could not

be isolated by this method.

---~

(±)-(151) (182) 5-(151)

R-(151)

(Scheme 49)

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Kalir and co-workers later prepared (S)-3-quinuclidinol (151) by N-benzylation of

the racemate followed by conversion of the quaternary base into the dibenzoyl-D­

tartrate salt. Subsequent resolution of the salt followed by hydrogenolysis yielded

the desired (3)-quinuclidinol (151) in chUal form.142

Dahlbom and co-workers simplified this procedure significantly by resolving

racemic 3-acetoxyquinudidine into its (R) and (5) enantiomers using (+) and (-)­

tartaric acid (183).143 The enantiomeric esters were obtained in high yield and

with high optical purities by this method. In order to obtain chiral3-quinuclidinol

by this method it was simply necessary to hydrolyse the chUal esters in alkaline

media.

(+)-(178) (183) 5-(178)

(Scheme SO) R-(178)

As mentioned earlier in the chapter, research into the area of quinuclidines and

their derivatives has been somewhat scarce. This has also been the case for 3-

quinuclidinol with only a handful of syntheses reported for the racemate and even

less for the chiral material. Aaron and co-workers published a synthesis of the

racemic material by cyclodehydration of (4-piperidyl)-1,2-ethanediol (186), in

1965.144 4-Vinylpyridine (184) was oxidised in cold aqueous potassium

permanganate to furnish 4-(pyridyl)-1,2-ethanediol (185) which was subsequently

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hydrogenated to produce the desired material ready for cyclodehydration (186).

Treatment of this compound with activated alumina at 3000 e for 1 hr led to the

desired racemic 3-quinuclidinol (151).

(184)

(151)

(i) ---~

(iii) 1l1li(

Reagents: (i) KMn04(aq) (ii) H2/ Pt02 (iii) Alumina/ 3000 e

(Scheme 51)

OH

(185)

!<ii) OH

(186)

Interestingly, Fleet and co-workers have published a number of syntheses of

chiral 3-quinuclidinol (151) that will allow introduction of key functionality into

the final cyclised product.145,146 It is a common feature of the alkaloids that

contain 3-quinuclidinol, that the base is substituted with a one carbon chain on

one of the ring bridges and a two carbon chain on one of the other ring bridges.

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Fleet proposes that such a system could be generated by either of the two

strategies outlined in Scheme 52.

OH

(i)

<

(Scheme 52)

(ii) HO

> OH

OH 6

The first approach (i) involves the introduction of the two carbon chain destined

to become the bridge of the quinuclidine ot C-(4) of the hexose; the two carbon

substituent is therefore introduced at C-(5). The second approach (ii) involves the

introduction of the bridge of the quinuclidine at C-(3) of the hexose and therefore

the two carbon substituent is at C-(2).

In the first approach (i) Fleet synthesised (S)-3-quinuclidinol (151) from (D)­

glucose. A two carbon unit is introduced initially at C-(4) of glucose which is

subsequently joined by nitrogen to the C-(6) position of the sugar to form an

intermediate lactam (192) which is further elaborated to form the quinuclidine

framework. Methyl a-D-glucopyranoside is converted to the corresponding diol

(188) by known methods)47 Treatment of the diol with N,N-dimethylacetamide

dimethyl acetal148 gave the amide (189). This was mesylated and the

corresponding mesylate group in the product (190) displaced by azide to furnish

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the azidoamide (191).

(188)

0jNMe2

~ __ "I'

MeO,,··lo"cCH N 2 3

(iii) <iIIII(

(191) (190)

Reagents: (i) MeC(OMehNMe21 diglyme then K2C0.3 (ii) MeS02Cl/ pyridine (iii) ~a~3/J)~

(Scheme 53)

The resulting azidoamide (191) was hydrogenolysed over palladium black which

resulted in saturation of the double bond and reduction of the azide portion to the

corresponding amine which cyclised in the presence of lithium diisopropylamide

to the intermediate lactam (192) which was further reduced with lithium

aluminium hydride and protected as the benzyl carbamate (193).

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0jNMe2

ex·' , ,,-

Mea"" 0 CH2N 3

(i) ---~

(191)

Reagents: (i) H2, palladium black, ethanol then LD A (1.1 equiv)

(ii) LiAIH4 then PhCH20COCl/ NaHC03

(Scheme 54)

H

MeO' I"~

(192)

~ (ii)

H

MeO""WZ H

(193)

Reaction of (193) with titanium tetrachloride149-150 in CDCh (to allow monitoring

of reaction by NMR) followed by addition of 1,8-diazabicyclo[5.4.0]undec-7-ene

(DBU) led to the formation of the vinyl ether (194) which was subjected to

ozonolysis and sodium borohydride reduction151 to furnish the diol (195).

H

" .. ~Z MeO lo~~ H

(193)

Reagents:

(i) TiC~ in CDC13 then addDBU

(ii) 0 3 in MeOH/ CH2Cl2

then NaBH4

(i) ---~

(Scheme 55)

74

H

H

(194)

! (iil HO~"D"

NZ HO (195)

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Fleet envisaged the final cyclisation to produce (S)-3-quinuclidinol would involve

mesylation and subsequent deprotection at nitrogen to allow cyclisation to take

place. However, release of the amine functionality by hydrogenation of the

mesylate (196) led to spontaeneous ring closure with the formation of the

tetrahydrofuran (197) in which intramolecular attack by oxygen had competed

successfully with the anticipated attack by nitrogen. Fleet also found that the

tetrahydrofuran (197a) could be formed by treatment of the protected piperidine

mesylate (196) with base.

OMs

•. \\OH

(196)

~ (iii)

(197a)

Reagents:

(i)

(i)

(i) H2/ palladium black, ethanol (ii) Ethanol 60° (iii) NaH/THF

(Scheme 56)

OMs

(196a)

~(ii)

(197)

It was therefore necessary to protect the secondary hydroxyl function of the

piperidine mesylate (196) prior to deprotection at nitrogen. This method furnished

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the desired quinuclidinol (198a) as its silyl ether which was deprotected at oxygen

using trifluoroacetic acid to give the target compound (151) with an optical

rotation of +35.2° (c, 0.23 in IN HCI) [lit +43.8° (c, 3.0 in IN HCI)].152,153

OMs

,."OH (i)

(196)

Reagents: (i) CF3S0piMe2 tBu/ lutidine

OMs

.. "OTBDMS

(198)

I (ii) ,

(198a) R= TBDMj (151) R=OH

(ii) H2/ palladium black then ethanol 60°

(iii) TFA (aq)

(Scheme 57)

(iii)

In the case of Fleet's second approach (ii), the introducton of the 2-carbon bridge

of the quinuclidine was achieved at C-(3) of the hexose. Oxidation of diacetone

glucose (199) with pyridium chlorochromate was followed by treatment with

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carbomethoxymethylene triphenylphosphorane. Subsequent hydrogenation over

palladium and reduction with lithium aluminium hydride gave the primary

alcohol (200).154 Mesylation followed by displacement of the mesylate

functionality with azide gave 3-(2 -azidoethy 1)-3-deoxy -1,2:5 ,6-di-0-

isopropylidene-allofuranose (201).

0 0

)(0 (i) )(0 .11·0 "110

'. X: ·"O~ " HO

0

(199) HO

~ (iil 0

)(0 .11'0

·"O~

N3 (201)

Reagents: (i) Pyridinium chlorochromate; Ph~CHC02Me; H2/Pd/MeOH; LiAlH4/THF

(ii) MsCl/ pyridine; NaN3/DMF

(Scheme 58)

Mild hydrolysis of (201) gave the diol (202) which was oxidised with period ate

and hydrogenated over palladium black. The resulting amine was protected using

77

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benzyl chloroformate to give (203) in which the first of the required rings of the

target molecule had been formed. Methanolysis of this intermediate in the

presence of acid ion exchange resin gave a mixture of a- and ~-furanosides (204).

HO

HO .1. 10 (i) .1. 10

·"O~ ... ·"0 X:

N3 (201) N3 (202)

~ (ii)

tI (iii) ZNW OMe ~ "'0

H ... H ·;ok OH

(204) (203)

Reagents: (i) AcOH/MeOH/H20 (ii) NaI04 /MeOH; H2/palladium black, AcOH;

PhCHPCOCl! NaHC03 (iii) Dowex (H+) resin/MeOH

(Scheme 59)

Deoxygenation usmg Barton methodology 119 followed by hydrolysis of the

78

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intermediate (206) gave the lactol which was reduced with sodium borohydride to

give the diol (196).

(i) OMe ----~

(204)

o.0H ZN OH

'~I') (iii)

(196)

Reagents: (i) N aH, CS2, Mel (ii) BU3SnH, AIBN, xylene (iii) CF3C02H; NaB~/ EtOH

(Scheme 60)

(205)

{ (ti)

H

(206)

OMe

OMe

As (196) has already been converted to chiral (S)-3-quinuclidinol (151) this

approach represents another enantioselective synthesis of the molecule.

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In the case of the third and final piperidine-~-keto ester we wished to subject to

the bakers' yeast reduction methodologyl09 we were pleased to find that it was

initially available commercially as its methyl carbamate from the Aldrich

Chemical Company.

(207)

(Figure 22)

However with work well underway in this area, we were disappOinted to find

that the compound had been discontinued by the company in question and we

were forced to design our own synthesis in order to carry on the project.

Having received considerable success with the preparation of one of the

previous piperidine ~-keto esters (148) via Dieckmann cyclisation,107 we

decided that it would be a good idea to adopt this approach here. We also

recalled the fact that a similarly substituted piperidine-~-keto ester protected as

the tert-butyl carbamate (149) could be formed as the major product from a

Dieckmann cyclisation.

The diacid (145) produced as described earlier was re-esterified, this time using

acidic ethanol in place of methanol to afford the corresponding diethyl ester

(208) in a satisfying 84% yield. This was subsequently protected at nitrogen as

its methyl carbamate using methyl chloroformate and triethylamine and we

were pleased to isolate the desired protected material (209) as a colourless oil in

70% yield.

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CC02H MeOH/ CCo,EI MeOCOCIL C~2EI

H30+ ~

N.HCI N.HCI Et3N ~

lCo,H l N C02Et I C02Me

C02Et

(145) (208) (209)

(Scheme 61)

We had already learned from previous work on the cyclisation that the kinetic

product from the Dieckmann cyclisation (the 3-oxo, 2-ester moiety) rapidly

isomerised under the reaction conditions of potassium tert-butoxide and dry

toluene at O°C to give the thermodynamic product (namely the 3-oxo, 4-ester

moiety). To this end we decided to adapt the reaction conditions to favour the

thermodynamic product we now desired even more by running the reaction

for longer periods at room temperature to allow even further equilibration.

Potassium tert-butoxide was again used as the base and we were satisfied to

obtain a yield of 51% for the isolated product after column chromatography.

(209)

tsuoKL tolu,tne

25° /lh

(Scheme 62)

(207)

Once a plentiful supply of the reqUired starting material (207) was at hand we

decided to subject it to the bakers' yeast reduction reaction as before.109 The

compound was added to a fermenting solution of bakers' yeast and sucrose in

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tap water and fermentation continued for 24hrs. After this time the cellular

mass was removed by filtration through kieselguhr and the product extracted

into dichloromethane. Work up of the organic fractions led to the desired

piperidine-(3-hydroxyester (210) in an isolated yield of 89%. Again we were

fortunate in that the product looked extremely pure by 1 H NMR and therefore

did not require purification by silica gel chromatography. Furthermore the

compound appeared to be a single diastereomer by 13(: NMR and as

importantly showed an optical rotation of -21.40•

(207)

Bakers' yeast/ sucrose / ..

(Scheme 63)

(210)

Previous work within the group has shown that the isolated piperidine-(3-

hydroxyester (210) shows a diastereomeric excess of 99.5% and an enantiomeric

excess of 89.4% by chiral column gas chromatography. 133

In order to determine the relative stereochemistry of the yeast reduction

product we again analysed the coupling constants between the protons on the

3 and 4 positions (13,4) of the yeast reduction product (210). The 3-proton was

obscured in the 1H NMR spectrum, however the proton at the 4-position

showed 3 couplings (ddd) one large 0 10.6) and two small 0 4.7 and 2.4). If we

consider the conformations for both diastereomers as shown in Figure 23, we

can deduce that conformation (D) is present i.e. only one large trans diaxial

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coupling and 2 smaller axial-equatorial couplings being observed. Thus the

data is consistent with a cis orientation of the ester and hydroxy I functions.

Trans-&eometry

Conformation (A) No large trans diaxial coupling

Conformation (B) Two large trans diaxial couplings

Cis-&eometry

Conformation (C) No large trans diaxial coupling

OH

Conformation (D) One large trans diaxial coupling

(Figure 23)

In the previous two cases, we degraded the yeast reduction products (152) and

(167) in order to determine their absolute stereochemistries. In this example

we were excited when we realised that the yeast reduction product (210) could

be elaborated to the natural product 3-quinuclidinol (151). 3-Quinuclidinol

(151) is well documented in the literature and the optical rotation of its

enantiomers are known152,153. Once the compound is synthesised from the

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piperidine-~-hydroxyester (210) it will be a matter of comparing optical

rotations to determine absolute stereochemistry.

OH

-~-~-~-~ CQ} (210) 3-Quinudidinol (151)

(Scheme 64)

In a retrosynthetic sense we envisaged the penultimate step being the

cydisation of a free amine onto a tosylate or mesylate as shown in Scheme 65.

(151)

>

R=Me (212) R=MeC6H4 (213)

(Scheme 65)

84

OH

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It can be easily envisaged that such a precursor will be derived from the bakers'

yeast reduction product (210) by a one carbon homologation at the 4-position

side chain of the piperidine. One problem that we saw from the onset was the

removal of the methyl carbamate group in order to effect cyclisation. We

realised the conditions of iodotrimethylsilane would be too harsh in the

presence of the tosylate / mesylate functionality so we aimed to exchange

protecting groups at a suitable point in the synthesis.

In a forward sense we further reduced the bakers' yeast reduction product (210)

using sodium borohydride in methanol and we were pleased to isolate the

desired diol (214) in 68% yield after column chromatography. The use of

lithium aluminium hydride as in the previous two examples would not be

possible as this would reduce the methyl carbamate to the corresponding N­

methyl derivative which would not allow the remainder of the envisaged

synthesis to be carried out.

We envisaged chain extension at the 4-position would be afforded by cyanide

displacement of a suitable leaving group. The piperidine diol (214) was

smoothly converted to the corresponding mono-tosylate (215) in 84% yield

using a mixture of tosyl chloride and triethylamine in dichloromethane)24,125

It is interesting to note that none of the corresponding bis-tosylate was isolated

and indeed the compound refused to form even with the assistance of 4-

dimethylaminopyridine.118 Subsequent cyanide displacement of the tosylate

portion was achieved using sodium cyanide in dimethylsulphoxide at 50°C for

6h. The resulting nitrile was hydrolysed in situ for 16h by the addition of 12M

hydrochloric acid to the reaction mixture. We were pleased to isolate the

desired lactone (216) from the reaction mixture as a colourless oil in 88% yield

85

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after column chromatography.

(210) (214)

Reagents: (i) NaBH4/ methanol (ii) Tosyl chloride/Et3N

(ii)

(iii) NaCN/DMSO then 12M HCI

(Scheme 66)

(215)

! (iii) o

(216)

With the lactone (216) in hand we believed that this might be a good point in

the synthesis to effect protecting group exchange at nitrogen. To this end the

lactone was treated with iodotrimethylsilane in chloroform. After heating for

5 hours at 50°C we were pleased to see the disappearance of the methyl

carbamate by IH NMR. The resulting free amine (217) was reprotected this

time as the tert-butyl carbamate and we were pleased to isolate the desired

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lactone (218) in an overall yield for the two steps of 95% after column

chromatography.

o o o

(i) (ii)

N I

BOC

(216) (217) (218)

Reagents: (i) TMSI then MeOH (ii) Di-tert-butyl dicarbonate/Et3N

(Scheme 67)

We envisaged the remainder of the synthesis would involve reduction of the

lactone (218) to the corresponding diol (219) followed by esterification of the

primary hydroxyl function as the mesylate (221). The final cyclisation would

then be achieved by removal of the nitrogen protecting group in mild acid

followed by heating of the resulting amino mesylate.

Reduction of the lactone (218) proceeded smoothly with sodium borohydride

in ethanoI151 and the corresponding diol (219) was isolated in 68% yield.

Mesylation of the resulting diol however did not furnish the expected product

(221) as there was no methyl signal associated with the mesyl group in the IH

NMR spectrum. Turning our attention to the literature we found that Fleet

and co-workers had also experienced a similar problem145 and they had

87

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produced the trans-tetrahydrofuran (198) instead of the desired quinuclidine

skeleton in their synthesis of 3-quinuclidinol (151).

OMs

(i)

(196)

Reagents:

(i) H2/ palladium black, ethanol (ii) Ethanol 60°

(Scheme 68)

OMs

.. "OH

(197)

~ (ii)

(198)

It was felt that our system was even further disadvantaged than Fleet's in that

there was a even stronger possibility that the cis-tetrahydrofuran could be

formed. Preliminary data on the compound indicated this to be the case and

indeed we believe that the hydroxy-mesylate underwent spontaeneous ring

closure under the reaction conditions to produce the aforesaid tetrahydrofuran

(220).

88

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o

HO (i) OH (ii) ----~

(218) (219) (220)

MsO

OH

Reagents: (i) N aBH4/ ethanol (ii) Mesyl chloride/Et~

(221)

(Scheme 69)

We felt that one possible solution to the problem would be to protect the

secondary hydroxyl function prior to the cyclisation procedure. We were

disappointed to find that we were unable to achieve any derivatisation of the

secondary alcohol, a phenomenon we experienced earlier when bis-tosylation

of the diol (214) was attempted. At this point in the synthesis we decided to

adopt a new route to 3-quinuclidinol (151) and to this end the original

sequence was abandoned.

By this time we had collected a plentiful supply of the piperidine-~-keto ester

(149) which, as discussed earlier, had been the "unwanted" thermodynamic

product from the Dieckmann cyclisation which produced l-tert-butyl-2-

methyl-3-oxopiperidine-l,2-dicarboxylate (148). It was therefore decided that it

would be advantageous to subject this compound to the bakers' yeast

reduction methodoiogyl09 and use the resulting reduced material as the

precursor to our target compound 3-quinuclidinol (151). The compound was

89

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added to a fermenting solution of bakers' yeast and sucrose in tap water and

fermentation continued for 24hrs. After this time the cellular mass was

removed by filtration through kieselguhr and the product extracted into

dichloromethane. Work up of the organic fractions led to the desired

piperidine-~-hydroxyester (222) in an isolated yield of 81%. Again we were

fortunate in that the product looked extremely pure by 1H NMR and therefore

did not require purification by silica gel chromatography. Furthermore the

compound appeared to be a single diastereomer by 13(: NMR and as

importantly showed an optical rotation of -32.7°.

5~ N

Bakers' yeast/ sucrose / -----=---~

water 35°C/24h I BOC

(149) (222)

I [alD23 -32.7 (c=1.0 in CHC~)

(Scheme 70)

In order to determine the relative stereochemistry of the yeast reduction

product we analysed the coupling constants of the 4-proton as in the previous

example as the 3-proton was obscured in the 1H NMR spectrum. Again 3

couplings (ddd) were present for this proton, one large (J 10.6) and two small

(J 3 and 3). If we consider the conformations for both diastereomers as shown

in Figure 23 then we can deduce that conformation (D) is again present i.e.

only one large trans diaxial coupling is present with 2 smaller axial-equatorial

couplings being observed. Thus the data is again consistent with a cis

orientation of the ester and hydroxyl functions.

90

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Turning our attention to the synthesis of 3-quinuclidinol (151) in order to

determine absolute stereochemistry of the yeast reduction product (222), we

recalled the problems we encountered previously with the secondary hydroxyl

function attacking the mesylate moiety and effecting spontaneous ring closure

to form the tetrahydrofuran (220). We decided to protect the secondary

hydroxyl function from the onset as the methoxymethyl ether (223). This was

smoothly achieved by treatment with chloromethyl methyl etherl54 and

diisopropylethyl amine (Hunig's base)155 and we were pleased to isolate the

desired protected product (223) in 92% yield after silica gel column

chromatography. Turned our attention now to the chain elongation that was

required at the C-4 position of the piperidine ring, we decided to adopt Arndt

Eistert homologation methodology156-158 which was to involve treatment of

the protected hydroxy acid derivative (224) with oxalyl chloride followed by

diazomethane and silver benzoate in methanol159-160

The required hydroxy acid (224) was produced by hydrolysis of the protected

yeast reduction product (223) in aqueous potassium hydroxide in almost

quantitative yield. Reaction of the carboxylic acid (224) firstly with freshly

distilled oxalyl chloride furnished the acid chloride which was treated in situ

with an excess of an ice cold ethereal solution of diazomethane.

Chromatography of the residue gave the intermediate diazoketone (225) which

showed a characteristic peak for the proton adjacent to the diazoketone group

at 5.31 ppm in the IH NMR spectrum. This intermediate was subsequently

treated with silver benzoate and triethylamine in ethanol to effect the Wolff

rearrangement and we were pleased to isolate the desired homologated ester

(226) as a colourless oil after silica gel chromatography in good yield.

91

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5~H C02Me

(i) a OMOM (ii)

~ .. N I N BOC I

BOC

(222) (223)

H

OMOM .. (iv)

(226)

Reagents: (i) MOM-ClI Hunigs base (ii) KOH (aq) (iii) Oxalyl chloride/DMF then diazomethane (iv) Silver benzoate/ Et~ / ethanol

(Scheme 71)

&OMOM

N I

BOC

(224)

N2 t (iii)

OMOM

(225)

Reduction of the ethyl ester functionality to the corresponding alcohol was

achieved by treatment with diisobutylaluminium hydride in toluene at

-78°C161. After work up with potassium tartrate the desired material (227) was

isolated in an adequate 55% yield. To effect cydisation to the required

quinudidine framework we again decided to esterify the hydroxy function as

the corresponding mesy late and release the free amine in the hope that

cydisation would occur. Standard mesylation conditions162 of

methanesuphonyl chloride and pyridine in dichloromethane afforded the

desired mesylate (228) which we were pleased to be able to isolate from the

reaction mixture on this occasion. Removal of the nitrogen protecting group

was subsequently achieved using trifluoroacetic acid123 in dichloromethane

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and we were delighted that after heating of the residue in ethanol for 6h, the

desired 3-quinuclidinol protected as the hydroxymethyl-methyl ether (229) was

isolated in a moderate 27% yield. Furthermore the compound showed an

optical rotation of -23.40

OMOM (i)

(226)

N I

BOC

(227)

OH OMOM

Reagents: (i) DffiAL-H in toluene (ii) Mesyl chloride/ pyridine (iii) TFA then EtOH/ ll.

(Scheme 72)

(ii) ..

(228)

~ (iii)

OMs

OMOM

OMOM

c£1 (229)

Elaboration of the MOM-protected intermediate (229) to the desired 3-

quinudidinol (151) was achieved by brief treatment with refluxing

concentrated hydrochloric acid and the desired 3-quinuclidinol (151) was

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isolated in 83% yield after silica gel chromatography.

OMOM

CQ) (229)

12M Hel, WO°C, 15 mins

(Scheme 73)

(151)

We were left now to measure the optical rotation ([alo) of this compound and

compare it to the literature value for the (R)-3-quinuclidinol (151) of

+45.3°152,153. We were subsequently very satisfied to find that the 3-

quinuclidinol (151) derived from our bakers' yeast reduction product (222)

showed an optical rotation of +39.5° thus indicating (R)-geometry also. This

compound was indistinguishable from the authentic material by 1H and 13C

NMR. Furthermore this figure allowed us to calculate an enantiomeric excess

for the quinuclidinol derived from the bakers' yeast reduction product of 87%.

As we were careful not to enrich the optical purity of the compound during

the synthesis by making relevant checks on column fractions etc., we can also

state that the bakers' yeast reduction product (222) also shows an enantiomeric

excess of 87%. As we had already deduced the relative stereochemistry as being

cis and we now know the absolute stereochemistry at the 3 position of the

yeast reduction product (222) is (R) we can deduce the absolute stereochemistry

at the 4 position will be also (R) as shown in Figure 24.

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(222)

(Figure 24)

Conclusion

In conclusion we can say that the bakers' yeast reduction of I-tert-butyl-4-

methyl 3-oxopiperidine-1,4-dicarboxylate (149) gives (3R, 4R)-l-tert-butyl-4-

methyl 3-hydroxypiperidine-1,4-dicarboxylate (222) in 81% chemical yield and

with an enantiomeric excess of 87% as shown in Figure 25.

5~ N I

BOC

(149)

Bakers' yeast/ sucrose/ ---..;..--~

water 35°C/24h

(Figure 25)

95

(222)

[a ]D23 -32.7

Yield 81%

e.e 87%

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From the work carried out on the bakers' yeast reduction of piperidine-~-keto

esters so far we can say that in general bakers' yeast delivers hydrogen in a syn

fashion to the top face of the molecule as drawn in Figure 26, ie with the keto

functionality drawn on the left and the carboxylate functionality drawn on the

right, hydrogen is delivered into the page.

HO H .. l.~",C02R H ';

Bakers' ~ ..;

yeast ~

~ y

(Figure 26)

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Chapter Four

Indolizidine Alkaloid Synthesis

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Introduction to Indolizidines

Polyhydroxylated indolizidine alkaloids have recently gained considerable

synthetic interest as possible candidates for glycosidase inhibitor design. The

major driving force is attributable to the biological activity associated with two

such indolizidines, castano spermine (133)163 and swainsonine (132).164,165 The

compounds have been shown to inhibit various glycosidase and specifically

swainsonine (132) functions as a powerful inhibitor of lysosomol, jack bean a­

mannosidase and the glycoprotein golgi mannosidase. Swainsonine (132) has

been also shown to inhibit the processIng of asparagIne linked

glycoproteins.166-169 Castano spermine (133) on the other hand is a potent

inhibitor of various glycosidases including lysosomol a-glucosidase, a- and ~­

glucosidase in fibroblast extracts as well as inhibiting (3-xylosidaseI70-172 and

sucrase.173-175

The ability of such compounds to disrupt glycoprotein processing has resulted

in their use to modify glycoprotein biosynthesis and thus provide more insight

into the role of oligosaccharides in glycoprotein function.176-179 Recently,

castanospermine (133) and swainsonine (132) have been observed to inhibit

mestastasis of some cancers.180 Additionally castanospermine (133) has been

implicated as an inhibitor of the human immunodeficiency virus (HIV)

syncytium formationl80-186 and virus replication.187

For the purpose of this review a number of syntheses of these two molecules

will be described along with another important indolizidine alkaloid

allopumiliotoxin 339A (230). A further indolizidine alkaloid cyclizidine (231)

will also be described.

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Castanospermine (133)

Castanospermine (133) [(15,65, 7R, 8R, 8aR)-1, 6, 7, 8-tetrahydroxyindolizidine]

has been isolated from the seeds of castanospermum australe 175 as well as

alexia leiopetala .188

Castanospermine (133)

(Figure 27)

The cOlnpound was first synthesised in 1984 by Bernotas and Ganem from D­

glucose and from this synthesis the absolute configuration of the molecule was

determined.189 The synthesis involved treatment of the epoxide (232) with

sodium borohydride which facilitated loss of the trifluoroacetyl group and

subsequent attack by nitrogen on both carbons of the epoxide. One of the

resulting piperidines (233) was oxidised by the method of Swem (DMSO-oxalyl

chloride),190,191 condensed with lithio tert-butylacetate, hydrogenolysed and

treated with trifluoroacetic acid to furnish the corresponding lactam (235). The

lactam (235) was reduced with diisobutylaluminium hydride to give

99

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castano spermine (133) which was identical to the natural material by 300MHz

IH NMR. The observed rotation was +7r with a literature value for the

natural material of +80 0 .175

Bno~ ~:C)CF3 HO

(i) Bno~,Bn (D)-Glucose -~ BnO N ~ BnO N --~ -Bn

OBn OBn

(232) (233)

1 (ii),(iii),

OH OH OBn OBn =-

BnO, :

(v) (iv) ...... .....

\1 " \1 ,- ,I " HO HO BnO 0

° (133) (235) (234)

Reagents: (i) NaBH4in ethanol (ii) Oxalyl chloride/DMSO (iii) Lithio tert-butylacetate (iv) H2 then TFA (Aq) (v) DffiAL-H

(Scheme 74)

Shortly after this synthesis was reported Hashimoto and co-workers reported

the synthesis of castanospermine (133) from D-mannose utilising a

100

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double cyclisation reaction of the amino ester (241).192

OH .,.,0

> > X o \,,-HO

Castanospermine (133)

(241)

(Scheme 75)

In a forward sense succeSSIve selective protections of the diol functionalities

gave the alcohol (237). Moffatt oxidation193,194 and subsequent treatment of the

resulting aldehyde with potassium carbonate in methanol gave the 2,3 trans

aldehyde (238). This intermediate was converted to the corresponding oxime

followed by reduction with lithium aluminium hydride and the resulting

amine function protected as the benzyl carbamate (239). Partial hydrolysis of

this material followed by selective deprotection of the hydroxyl functions with

tosic acid and subsequent mesylation of the primary hydroxyl gave (240) which

was treated with sodium methoxide and cyclised to form an intermediary end

epoxide which readily isomerised in the presence of sodium methoxide to

produce the epoxide (240a). Oxidation of the primary alcohol of (240a), reaction

with tert-butyl lithioacetate, protection of the hydroxy I function and

deprotection of the amine gave the desired epoxy-amino-ester (241) in

101

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preparation for the double cyclisation reaction.

D-Mannose

(240a)

",0

'X o

(241)

(iv) ....

(i)~~-t TBDMSO CHO

(237) (238)

! (ii)

,\ 0

(iii) ;;-'III(

NHZ

(240)

Reagents:

(i) BzCl/ pyridine;

TBDMSO ZN

H

(239)

TBDMSCl/ imidazole/ DMF; NaOH/ MeOH; DMSO / DCC/ pyridine; K2C03/ MeOH

(ii) H 2NOH.HCI/ NaHC03; LiAI~; ZCl/ THF(aq)

(iii) TsOH/ MeOH (aq); n-B1l.tNF; MsCl/ pyridine.

(iv) MeONa/ MeOH; (v) Cr03.2pyridine; lithiotert-butylacetate;

TBDMSCl/imidazole/DMF; H2 /Pd/C

(Scheme 76)

The resulting amine (241) was refluxed in methoxyethanol to give a mixture of

the indolizidines (242) and (243) which were readily separable by silica gel

102

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chromatography. Finally (242) was reduced with borane-THF complex and

subsequent treatment with 6M HCl gave castanospermine (33). Similar

treatment of (243) gave 1-epicastanospermine (244).

(241)

Reagents:

OTBDMS OH

(i) 0 -...;..~' X \".

o o

(242)

l(ii)

OH

HO\ 1,1

o

+ X \". o

OH -: H PH .. ,

(243)

1 (ii)

o

QH OH - H ..

HO : -: ~ HO,m Castanospermine (33) 1-Epicastanospermine (244)

(i) Methoxyethanol! A (ii) Borane.THF then 6M HCl

(Scheme 77)

Ganem and co-workers reported the enantioselective synthesis of (+)­

castano spermine (133) from (D)-glucose195 using a highly selective chelation

controlled Sakurai reaction of the type Keck,196,197 Danishefsky198,199 and

others200,201 have observed with a- and fl-alkoxy aldehydes. To this end the

aldehyde (245) which is available enantiomerically pure from D-glucose ~

oxidation of the protected (+ )-amino alditol (245),202 underwent the Sakurai

condensation with allyltrimethylsilane and titanium tetrachloride to furnish

the desired olefin (246). Ozonolysis followed by reduction with sodium

borohydride furnished the diol which was further elaborated to (+)-

103

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castanospermine (133) by esterification with mesyl chloride followed by

hydrogenation/ cyclisation.

CHO BnO~lf Jjno~

OBn

(245)

HO (i) BnO __ ~: BnO ---

OBn

(246)

Reagents: (i) Ally ltrimethylsilane, TiC4

Castanospermine (133)

(ii) 03; NaB~/ ethanol; MsCI, Et3N; H2t Pdf C

(Scheme 78)

Of particular interest to the Knight group was the synthesis of (+)

castano spermine (133) reported by Sih and co-workers.203 This involves the

stereoselective reduction of pyrrolidine (3-keto ester (125) using Dipodascus sp.

o

c5co2Me I

BOC

(125)

Dipodascus sp . ..

(Scheme 79)

",OH .

Q""co2Me I

BOC

(126)

As was reported earlier in the text, Knight and co-workers achieved the

stereoselective reduction with 80% optical purity using baker's yeast.94 Sih was

able to achieve 99% optical purity using Dipodascus sp. and he attributes the

104

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lower enantiomeric excess observed for the baker's yeast reduction being the

result of multiple enzymes operating with opposite stereochemical preferences

during the reaction.31

The initial reduction product (126) was protected as its silyl ether (247) and

transformed into the diester (248) by treatment with 2% trifluoroacetic acid

followed by removal of volatiles and treatment of the salt with methyl acrylate

and triethylamine. Acyloin condensation204 of (248) in the presence of

chlorotrimethylsilane led to the bis-trimethylsiloxy derivative (249). (249) was

smoothly converted to a mixture of (250) and (251) using excess DBU in

dichloromethane.

,OH t"

Q""C02Me (i)

~

I BOC

(126)

°

Reagents:

,OTBDMS t" ,

Q"'C02Me I

BOC

(247)

OTBDMS

(250) R=H (251) R=TMS

......

,OTBDMS t"

Q""C02Me (ii)

~

~C02Me (248)

~ (iii)

(iv)

(249)

(i) TBDMSClj imidazole (ii) CF3CO~; Et3N, methyl acrylate (iii) Na, TMSCI, I!l. (iv) DBU

(Scheme 80)

Both of these compounds were converted to (252) by reaction with LiN(TMSh

105

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and chlorotrimethylsilane. Hydroboration of the intermediate followed ~

oxidation205 gave a mixture of (253), (254) and (255) which were readily

separable by chromatography. Desilylation led to (+)-castanospermine (133), 6-

deoxycastanospermine (255) and 6,7-diepicastanospermine (256) respectively.

o OTBDMS

(250) R=H (251) R=TMS

Reagents:

(i) TMSO ,..

(i) TMSCI/LiN(TMSh (ii) BH3, Mep; Me~O / il (iii) n-Bu4NF

TMSO

(252)

OTBDMS

(ii)

(Rl=TMS R2=TBDMS (253)

CO") ill Rl=R2=H Castano spermine (133)

+

24%

15%

R1=TMS R2=TBDMS (254)

(lii)( Rl=R2=H 6-Deoxycastanospermine (255)

1 R 0""

+ 32%

HO

R 1 = TMS R2= TBDMS (255)

(iii)( Rl=R2=H 6,7-Diepicastanospermine (256)

(Scheme 81)

106

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Swainsonine (132)

Swainsonine [(1S, 2R, 8R, 8aR)-octahydro-1, 2, 8-indolizidinetriol)] has been

isolated from the fungus rhizoctonia legum in icola,164,165 the legume

leniginosus, the spotted locoweed astragalus lentiginosus206-208 and swainsona

canescens.166

.:-OH .

Swainsonine (132)

(Figure 28)

This alkaloid is believed to be the cause of locoism, a disease contracted by

animals upon ingestion of swainsonine containing plants.206-208 It has also

been suggested by Elbein that the physiological effects of the alkaloid may in

part be due to its ability to inhibit various enzymes including lysosomol u­

mannosidase167 and mannosidase II.209 Lysosomol a-mannosidase is involved

in the cellular degradation of polysaccharides while mannosidase II is a key

enzyme in the processing of asparagine linked glycoproteins.210

107

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Recent reports have indicated that swainsonine exhibits immunoregulatory

activity and this has led to it being considered as a possible candidate for cancer

chemother apy211,212.

Soon after its isolation the structure of the alkaloid was established166 and by

1983 Sharpless had reported its total synthesis at the 103rd Annual Meeting of

the Pharmaceutical Society of Japan in Tokyo. Soon afterwards Suami and co­

workers published the total synthesis of the alkaloid starting from methyl 3-

acetamido-2, 4, 6-tri-O-acetyl-3-deoxy-a-D-mannopyranoside (258).213

> > >

Swainsonine (132)

(Scheme 82)

r OAc

Ac~J-O .... Ac

~ OAc OMe

(258)

Hydrolysis of this material (258) followed by O-deacety lation in methanolic

sodium methoxide, treatment with ethanethiol and tritylation with trityl

chloride in pyridine gave the dithioacetal (259). O-Benzylation of (259) followed

by removal of the O-trityl group afforded the tri-O-benzyl derivative (260). (260)

was converted to the pyrrolidine derivative (261) by tosylation followed by N-

108

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deacetylation and subsequent cyclisation.

EtS

,OAc

Ac ..... J-O. Ac

~ OAc OMe

(258)

(261)

OBn ... ...

"'IOBn

(i) EtS

(iii) EtS

HO

(259) I (ii)

(260)

Reagents: (i) Hell A; AC20; MeONa, MeOH; EtSH; Trityl chloride/pyridine

(ii) Benzyl bromide/NaH/DMF; Mild acid (iii) Tosyl chloride/pyridine; NaOH/ 11

(Scheme 83)

II'IOH

OTr

The pyrrolidine derivative (261) was converted to the corresponding aldehyde

moiety and Horner-Emmons reaction with diethyl ethoxycarbonyl­

methylphosphonate and sodium hydroxide gave a mixture of epimers which

could be successfully separated. Hydrogenation of the epimeric mixture over

Raney nickel afforded the saturated ester (262). Preparation of the lactam (263)

was achieved by heating the ester (262) in aqueous ethanolic potassium

hydroxide and subsequent reduction using lithium aluminium hydride and 0-

109

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debenzylation213 gave (-)-swainsonine (132) which showed identical spectral

properties to that of the natural product.

EtS

~Bn --

"'IOBn

(261)

OR ... ... --"'lOR

(264) R=Bn (132) R=H

~

9Bn (i) .. --... "'IOBn

(262)

J (ii)

9 Bn ...

(iii) -"'JOBn

a (263)

Reagents: (i) HgCl21 CaCD.3; diethyl ethoxycarbonylmethyl­phosphonate/NaH; H2/Raney nickel

(ii) KOH, ethanol, fl., 6 days (iii) LiAIH4; Pd(OHhl C, cyclohexene

(Scheme 84)

At the same time Takaya and co-workers published the synthesis of

swainsonine (132) starting from (D)-mannose (236).215 Methyl-6-O-benzoyl-2,3-

O-isopropylidene-a-D-talopyranoside (265) derived from D-mannose according

to the method of Evans216 was mesylated and deprotected as shown in Scheme

85. Reaction of the intermediate (267) with sodium azide in DMF followed by

protection with 2,2-dimethoxypropane and alkaline hydrolysis gave the azido

110

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derivative (268) in almost quantitative yield. Oxidation of the primary alcohol

followed by Wittig reaction with (methoxycarbonyl-methylidene) triphenyl

phosphorane gave the vinyl ether which was hydrogenated and cyclised to the

corresponding amide (269). The amide was further elaborated to swainsonine

(132) by demethylation with boron trichloride and subsequent treatment with

sodium cyanoborohydride. Again the final product was spectroscopically

identical to the natural product.

HOG- Bill~ Bill~ o HO 0 (i) MsO ~

OHHO OH ~~~ era ~ o 0

HO OMe OMe

(236) (265) (266)

! (ii) HOB Bill~ 0

(iii) MsO 0

0 (iv) o~ .... ..... OHHO

N3 OMe OMe

(268) (267)

! (v) Reagents:

OH (i) Mesyl chloride, pyridine :- (ii) Trifluoroacetic acid . "

"'IOH (iii) NaN3, DMF; 2,2 dimethoxypropane;

hydrolysis (iv) Sulphur trioxide.pyridine: DMSO: Et3N;

Swainsonine (132) (methoxycarbonylmethylidene)tnphenyl-phosphorane; H2/ Pd

(v) BH3.THF; BCI~ NaBH3CN

(Scheme 85)

111

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Hart and co-workers adopted a different approach to the synthesis of the

alkaloid in that instead of using carbohydrate precursors they utilised an a­

acylamino radical approach.217

(183)

AC~O ..... ,OAc (i) ---l.,.

o N 0 H

(270)

(ii) .,

Ph

(v) (iv) ''''OAc .. . ... OAc, .......... t---

AcO).-.-{ ... ,OAC

o~NAo

(272)

(iii)

o o (277)

(vi)

''''OH

R1=Ph, R2=H (275)

R1=H, R2=Ph (276)

Ph X=OH (273) X=SPh (274)

Swainsonine (132)

Reagents: (i) Acetyl chloride, NHy Acetyl chloride (ii) Ph3P, DEAD, PhC=CCH2CH2CH20H (271) (iii) NaBH4r MeOH; AC20, Et~, DMAP; n-Bu~, PhSSPh (iv) n-Bu3SnH, AlliN, PhH (v) °3, MeOH; Me2S; NaBHt, MeOH (vi) Me3CCOCI, DMAP, pyridine; NH3, MeOH; Me3CCOCI, DMAP,

pyridine, Tf20; KOAc, 18-crown 6, DMF; AC20, Et~, DMAP; (p-MeOC6H4PS02; Raney Ni, EtOH; MeNH2

(Scheme 86)

112

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The imide (270) was prepared by the sequential treatment of D-tartaric acid

(183) with acetyl chloride, ammonia and acetyl chloride. Treatment of the

imide (270) with a mixture of triphenyl phosphine, diethylazodicarboxylate

(DEAD) and the acetylenic alcohol (271) afforded the tartarimide (272) in close

to quantitative yield. Reduction of the intermediate gave the carbinol lactam

(273) as a mixture of diastereomers. The lactam was subsequently treated with

diphenyl disulphide in the presence of tri-n-butylphosphine to furnish the

desired radical precursor (274). Reaction of (274) with tri-n-butyltin hydride in

the presence of the radical initiator azo-bis-isobutyronitrile gave the epimeric

mixture (275)/(276). The mixture was ozonised and reduced with sodium

borohydride to furnish the indolizidine (277) which was further elaborated to

swainsonine (132) as shown in Scheme 86.

Allopumiliotoxin 339A (230)

Several members of the pumiliotoxin A class of amphibian alkaloids display

significant cardiotonic activity.218-222 Recent pharmacological studies

demonstrate that pumiliotoxin B enhances sodium influx by binding to a

unique modulatory site on the voltage dependant sodium channe1.223,224 This

interaction has been shown to stimulate phosphoinositide breakdown with the

effect on this secondary messenger system being ultimately expressed at

cardiotonic and myotonic activities.

113

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The most complex and rare members of the pumiliotoxin A group are the

allopumiliotoxins225,226 which contain oxidation at both C-(7) and C-(8) of the

indolizidine ring.

Allopumiliotoxin 339 A (230) is the only pumiliotoxin A alkaloid to be more

effective at stimulating both sodium influx and phosphoinositide breakdown

than pumiliotoxin B.224

Allopumiliotoxin 339A (230)

(Figure 29)

Overman and co-workers have published the total synthesis of this

molecule228 which involves the combination of the proline derived aldehyde

(279) with the side chain alkyne (278). Addition of the alkynyl derivative of

(278) to the a-benzyloxyaldehyde (279) gave mainly (280) which was further

treated with silver triflate to yield the cyclopentaoxazine (281) in high yield.

Cyclisation to give the indolizidine skeleton (282) was achieved with tosic acid

and sodium iodide in aqueous acetone. Elaboration to the natural product (230)

was achieved by de-iodination followed by cleavage of the benzyl ether. The

114

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isolated product was indistinguishable from the natural toxin by TLC and l3C

NMR.

H

+

':: : ":.

(278)

CHO

(279)

x

<- OH , OR

",0 ~.

(i)

OH (iii) ~

OH

(282) R=OBn, X=I

(230) R=X=H

....

Reagents: (i) n-BuLi (ii) AgOS02CF3 (iii) TsOH, NaI (iv) n-BuLi; MeOH; Li, NH3

(Scheme 87)

115

(280)

I (iil

.. .. o 0

X

(281) -~ 0

X

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Cyclizidine (231)

An indolizidinediol with an unusual a,~:y,()-unsaturated cyclopropyl side­

chain has been isolated from a new streptomyces species NCm 11649 which

itself has been isolated from hedgerow soil samples in the Greater Manchester

area. In 1982 the crystal structure was determined by Sim and co-workers229 but

the compound has not yet been synthesised by chemical methods. Interestingly

the compound shows non-selective immunostimulatory properties and

furthermore its acetate causes a reduction in the frequency of cultured heart

cells, an effect seen with certain (3-blocking drugs.

Cyclizidine (231)

(Figure 30)

116

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We were particularly interested in the indolizidine alkaloid Cyclizidine (231)

by virtue of the fact that it has not yet been synthesised in the laboratory. We

envisaged the use of the piperidine ~-hydroxy ester (167) derived from baker's

yeast reduction as a chiral building block in our proposed synthesis. One such

retrosynthetic analysis is shown in Scheme 88 which is one of our many ideas

of how the total synthesis of Cyclizidine (231) may be accomplished.

OH __ ~> O~ ' ..

(231) (285) '':::::'-0

"ltOH < Op4 < Op4

' .. ' .. ' .. (289) ';.---Op2 (288) ';.---Op2 (287) -:'--Op2

~ Opl -:: H -:.

"1

,J'O . > > (292)

Op2

(290) orZ (291) Op2

{j, OH Opl 0 -:: -:: O .. ,'C02Me O .. ,'C02Me < <

NBOC NBOC

(167) (294) (293)

(Scheme 88)

117

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In a forward sense protection of the initial yeast reduction product (167) as its

silyl ether (294)117 followed by Grignard reaction of the ester functionality with

methylmagnesium bromide should afford the corresponding methyl ketone

(293).230 Treatment of this ketone (293) with the anion produced by the action

of n-butyllithium on prop argyl alcohol protected as its silyl ether should then

form the corresponding acetylene (292). It is hoped that the two chiral centres

formed by the baker's yeast will direct the nucleophilic attack as drawn.

Hydrogenation of the acetylene (292) using palladium on barium sulphate

poisoned with quinoline231 should allow selective reduction of the triple bond

to produce the corresponding cis-olefin (291). It is envisaged that the ally lie

alcohol (291) will then be epoxidised in a stereoselective manner using

Sharpless methodology232-236 followed by protection of the free hydroxyl

function to furnish the differentially protected epoxy-triol (290). Deprotection

of the amine function should result in attack by the free amine onto the

epoxide thus forming the indolizidine skeleton (289). Mitsonobu inversion237

of the C-(2) hydroxyl followed by protection should then furnish the desired

indolizidine skeleton (288) with the correct stereochemistry of the target

molecule Cyclizidine (231). Deprotection of the C-(8) hydroxyl followed by

dehydration and subsequent stereoselective epoxidation should yield the epoxy

derivative (286). In order to complete the synthesis the hydroxyl function on

the C-(3) side-chain will be oxidised to the corresponding aldehyde (285)238 and

the side chain (284) introduced in one piece in a Wittig type reaction239-240 to

furnish Cyclizidine (231).

We realised that much work will have to be carried out on this synthesis and

realised that some of our ideas may only look good on paper. However, we are

confident that the general synthetic ideas are of sound judgement and to this

end we decided to undertake model reactions to prove that the synthetic

scheme is viable. For the purpose of this project we decided to model the ring

closure reaction of the amine group attacking the epoxide to form the

118

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indolizidine ring structure to firstly see if the reaction would take place and if

so to determine whether or not it would be stereoselective. To this end work

was undertaken in the synthesis of the required amino epoxide (295) which we

intended to cyclise to give the indolizidine skeleton (296).

o

(295) (296)

(Scheme 89)

Protection of 2-piperidineethanol (297) as its benzyl carbamate was achieved

using Schotten Baumann methodologylOO and we were able to isolate the

desired protected material (298) in high yield. This was subsequently oxidised

to the corresponding aldehyde (299) using the Parikh-Doering procedure of

DMSO, sulphur trioxide-pyridine complex and triethylamine.238,241-246 We

were pleased to isolate the desired aldehyde (299) in 82% yield after column

chromatography. Wittig reaction of the aldehyde (299) using the stabilised ylide

methyltriphenylphosphorylideneacetate (300) gave the a,~-unsaturated ester

(301). Reduction of the ester moiety to the corresponding alcohol was achieved

using diisobutylaluminium hydride in toluene at _78°C116 and the desired

ally lie alcohol (302) was isolated in 87% yield after purification by silica gel

chromatography. Protection of the hydroxyl function was performed by the

119

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action of tert-butyldimethylsilyl chloride117, triethylamine and DMAp118 and

the corresponding sily! ether (303) was isolated in a yield of 79%.

OH

(297)

(303)

Reagents:

(i) ---'~

(v) .... OTBDMS

(298)

(302)

(i) Benzyl chloroformate/NaOH

OH

(ii) r'I ~ ~N~o

I

(iv)

OH

Z

(299)

(iii)

(301)

(ii) DMSO, sulphur trioxide. pyridine complex, Et~ (iii) Ph~=CHC02Me (300) (iv) DffiAL-H in toluene (v) TBDMSCI, Et~, DMAP

(Scheme 90)

Epoxidation of this moiety (303) was achieved using met a-chloroperoxybenzoic

acid247 and the epoxide (304) was isolated as a mixture of inseparable

diastereomers. We were disappointed by the fact that we were unable to

separate these diastereomers and found that this caused problems in the final

cyc1isation step. Deprotection of the amine functionality by hydrogenation over

5% palladium on carbon248,249 followed by stirring for 24 hours in methanol

led to a complicated mixture of diastereomers which made structure

elucidation of the product virtually impossible. To this end we decided to

120

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adopt a different approach to the preparation of the amino-epoxide (295) in the

hope that more stereochemical control could be achieved.

(303)

Reagents;

(i) m-CPBA

(i)

OTBDMS

(ii) H2/5% Pd on C; MeOH 36h

(Scheme 91)

OTBDMS

(304)

?{ Complicated mixture of } products, unable to

• identify.

2-Piperidinemethanol (177) was protected as its tert-butyl carbamate using di­

tert-butyl dicarbonate and triethylamine98 and the desired protected derivative

(305) was isolated in 80% yield. Oxidation of the hydroxyl function was

achieved as before by using the Parikh-Doering procedure of DMSO, sulphur

trioxide-pyridine complex and triethylamine241-246. We were pleased to isolate

the desired aldehyde (306) in 74% yield after column chromatography.

Treatment of the aldehyde (306) with the anion generated by the action of 11-

butyl lithium on O-tert-butyldimethylsilyl-propyn-1-01 (307) led to the

acetylenic derivative (308) as largely a single diastereomer by 13(: NMR which

121

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was selectively reduced to the corresponding cis-olefin (309) by hydrogenolysis

over palladium on barium sulphate poisoned with quinoline231. We

envisaged the use of Sharpless methodology232-236 would need to be adopted to

stereoselectively epoxidise the allylic alcohol. However we were pleased to

isolate the desired acetoxy epoxide (310) as a single diastereomer after treatment

with met a-chloroperoxybenzoic acid 247 followed by protection of the free

hydroxyl function as its acetate (acetic anhydride/pyridine) to prevent Payne

rearrangement from occurring2S0.

QOH (i) QOH (ii) ~ ~

I I

H BOC

(177) (305)

OTBDMS OTBDMS

(v) (iv) 0 .... ....

OAe OH

(310) (309)

Reagents:

(i) Di-tert-butyl dicarbonate (ii) DMSO, sulphur trioxide. pyridine complex, Et~ (iii) TBDMSOCHz-C=C-OH (307), n-BuLi (iv) H21 Pd on BaS04f quinoline (v) m-CPBA; AC20, pyridine

(Scheme 92)

~O I BOC

(306)

!(iiil OTBDMS

OH

(308)

We were agaIn In a position to model the cyclisation of the free amIne

function onto the epoxide in an attempt to produce the indolizidine ring

122

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structure. Removal of the tert-butyl carbamate was smoothly achieved USIng

trifluoroacetic acid123 and the free base (311) formed by neutralisation of the

reaction mixture cyclised to form the desired indolizidine (312) by stirring in

methanol for 36 hours. lH NMR indicated that the product isolated after silica

gel chromatography was extremely pure and 13C NMR indicated the presence

of a single diastereomer.

OTBDMS OH OAe

o (i)

---~ (ii)

-..:......:....-~

OAe

(310) (311) (312)

Reagents:

(i) Trifluoroacetic acid (ii) MeOH, room temp, 36h

(Scheme 93)

We were excited at our findings and decided to undertake NOE experiments in

the hope of elucidating the relative stereochemistry of the product (312).

123

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OAc

(312)

(Figure 31)

Irradiation at b5.15 (l-H) led to an enhancement of signal at b3.58-3.72 (3-H) and

also at b1.97 (8-HAHB) which indicates a syn arrangement of the C-(1)-acetate

and the C-(3) side chain.

Irradiation at b4.31 (2-H) led to an enhancement of signal at b3.58-3.72 (3-H),

b3.29-3.38 (8a-H) and also at b4.24 (5-HAHB) which indicates a syn arrangement

of the C-(2) hydroxyl to the C-(3) side-chain and an anti arrangement of the C­

(2) hydroxyl to the bridge proton. This means the functional groups at C-(l),

C-(2) and C-(3) are all syn to each other and anti to the bridge proton (8a-H).

Irradiation at b3.29-3.38 (8a-H) led to an enhancement of signal at b4.31 (2-H),

b1.97 (8-HAHB), and b4.24 (5-HAHB) confirming the anti arrangement of the C­

(2) hydroxyl to the bridgehead proton 8a-(H).

Irradiation at M.24 (5-HAHB) led to an enhancement of signal at b2.79 (5HAHB)

and also at b1.97 (8-HAHB).

Irradiation at b1.97 (8-HAHB) led to an enhancement of signal at b1.25-1.35 (5-

HAHB).

124

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From these experiments we are able to assign the relative stereochemistry of

the diastereomer (312) produced from the cyciisation as shown in Figure 32.

H

(Figure 32)

-~ ",

. .

" -'

" -,' "r

\ 110%1 -~OH

To follow on from these rather pleasing results we decided to substitute our

yeast reduction product (167) for the protected 2-piperidinemethanol

125

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derivative (305) used in the previous synthesis. We were disappointed to find

that preliminary results of the addition of the anion of O-tert­

buty ldimethylsily 1-propyn-1-ol (307) onto the piperidine-~-hydroxy ester (167)

led to the elimination of the hydroxyl function to form the corresponding

olefin (314) presumably by base extraction of the proton a- to the ester function.

x (167)

(Scheme 94)

OP 0

~ N

'BOC

(313)

(314)

OTBDMS

However this reaction was only attempted on one occasion and time did not

permit further study in this area.

126

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Chapter Five

Experimental

127

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General Details -

Melting points were determined on a Kofler hot stage apparatus and are

uncorrected. Optical rotations are determined using an Optical Activity AA-I0

polarimeter. Infrared spectra were recorded using a Perkin-Elmer 1600 series

Fourier transform spectrometer using neat films unless otherwise stated. 1 H NMR

spectra were determined using a Perkin-Elmer R32 (90 MHz), a Bruker WM-250

(250 MHz), a Jeol EX-270 (270 MHz) or a Bruker AM-400 (400 MHz). 13e NMR

spectra were recorded using a Jeol EX-270 (270) operating at 67.8 MHz, a Bruker

WM-250 (250 ) operating at 62.5 MHz or a Bruker AM-400 (400) operating at 100.1

MHz. Dilute solutions in deuterochloroform were used throughout unless

otherwise stated and tetramethylsilane was used as an internal standard

throughout. All J values are in Hz. Mass spectra were determined using either an

A. E. I. MS902 or VG 7070E spectrometer. All molecular formulae, quoted both for

molecular ions (M +) and fragments, are accurate to ± 3 ppm.

Tetrahydrofuran was dried over potassium and benzophenone and distilled as

required. Ether, toluene and benzene were dried over sodium. Dichloromethane,

dimethyl formamide, diisopropylamine, dimethyl sulphoxide and chloroform

were dried over calcium hydride and distilled onto 4A molecular sieves. Pyridine,

triethylamine and diisopropylethyl amine were dried over potassium hydroxide.

Oxalyl chloride was freshly distilled before use. Acetonitrile was dried over

phosphorus pentoxide and distilled onto 4A molecular sieves. Methanol was dried

using magnesium methoxide and distilled onto 4A molecular sieves. Ethanol was

dried using magnesium ethoxide and distilled onto 4A molecular sieves

All organic solutions were dried over anhydrous magnesium sulphate. Sorbsil

silica gel was used throughout.

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N-(BenzyloxycarbonyD-4-aminobutyric acid (137)

NH2~C02H

(136)

Benzyl chloroformate (136) (36.4 g, 214 mmol) and sodium hydroxide (8.5 g, 214

mmol) in water (100 ml) were simultaneously added to a stirred, ice-cooled

solution of 4-aminobutyric acid (20 g, 194 mmol) and sodium hydroxide (7.8 g, 194

mmol) in water (100 ml). The reaction mixture was warmed to room temperature,

stirred for 16h, washed with ether (50 ml) acidified to pH 1 with 2M aqueous

hydrochloric acid then extracted with dichloromethane (3 x 150 ml). The combined

organic extracts were washed with brine (30 ml) and concentrated in vacuo to give

the title compound (137) (40.5 g, 88%) as a white solid, m.p 110-112°C, Vrnax 1700,

1710 and 3440 em-I, ()H (90) 1.58-1.97 (2H, m, NHCH2CH2), 2.33 (2H, t, J 7.5,

CH2C02H), 3.20 (2H, td, J 7.5 and 6, NHCH2), 5.60 (2H, s, PhCH2), 7.30 (SH, s,

C6Hs) and 9.84 (1H, br s, C02H).

MethyI6-[(benzyloxycarbonyDamino)-3-oxohexanoate (138)

HNZ~C02H

(137)

HNZ~C02Me o

(138)

l,l'-Carbonyl diimidazole (4.1 g, 25 mmol) was added to a stirred solution of the

protected amino-acid (137) (5 g, 21 mmol) in dry dichloromethane (l00 ml). The

reaction mixture was stirred at room temperature for 16h, and subsequently

added to a stirred solution of 2,2-dimethyl-l,3-dioxane-4,6-dione (Meldrum'S acid)

(3.6 g, 25 mmol) and pyridine (2 g, 25 mmol) in dichloromethane (l00 ml) at DoC.

After 90min at O°C the reaction mixture was warmed to room temperature, stirred

for Ih diluted with dichloromethane (150 ml) then washed with 2M citric acid (2 x

129

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50 ml) and brine (50 ml). The organic phase was dried and concentrated ill vacuo.

The residue was dissolved in methanol (100 ml), refluxed for 3h and concentrated

in vacuo. Chromatography of the residue over silica gel eluting with

dichloromethane : ethyl acetate (9:1) gave the title compound (138) (4.95g, 80%) as

a clear colourless oil, RF 0.65, Umax 1700, 1740, 2940 and 3440cm-1, ~H (90) 1.60-

1.95 (2H, m, CH2CH2C=O), 2.555 (2H, t, J 7, CH2C=O), 3.15 (2H, m, NHCH2), 3.40

(2H, s, O=CCH2C=O), 3.70 (3H, s, CH3C02), 5.00 (lH, br s, NH), 5.10 (2H, s,

PhCH2) and 7.35 (5H, s, C6Hs).

Methyl6-[(benzyloxycarbonyl)amino]-2-diazo-3-oxohexanoate (139)

HNZ~C02Me o

(138)

HNZ

o

(139)

Triethylamine (1.45 g, 14.3 mmol) was added in a single portion to an ice-cooled

stirred solution of the f3-keto-ester (138) (1.4 g, 4.8 mmol) and p­

(carboxybenzene)sulphonyl azide (1.2 g, 5.3 mmol) in acetonitrile (20 ml). The

reaction mixture was warmed to room temperature, stirred for 90 minutes, diluted

with dichloromethane (200 ml) then washed with saturated aqueous sodium

hydrogen carbonate (40 ml) and brine (40 ml). The combined organic extracts were

dried and concentrated in vacuo. Chromatography of the residue over silica gel

eluting with dichloromethane : ethyl acetate (9:1) gave the title compound (139)

(1.28g, 84%) as a colourless oil, RF 0.45, umax 1710, 2140, 3000 and 3440cm-1, OH

(90) 1.65-2.00 (2H, m, NHCH2CH2), 2.85 (2H, t, J 7, NHCH2CH2CH2), 3.18 (2H, m,

NHCH2), 3.78 (3H, s, CH3C02C), 5.08 (2H, s, PhCH2) and 7.35 (5H, s, C6HS)'

130

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(±)-1-Benzyl-2-methyl-3-oxopiperidine-1,2-dicarboxylate (140)

HNZ

o

(139) (140)

Rhodium (IT) acetate dimer (22 mg, 0.06 mmol) was added to a solution of the a­

diazo-~-keto-ester and the resulting suspension immediately immersed in an oil

bath pre heated at 90°C. The reaction mixture was heated at this temperature for

30 minutes and cooled. The resulting solution was filtered through kieselguhr and

concentrated in vacuo. Chromatography of the residue over silica gel eluting with

dichloromethane : ethyl acetate (9:1) gave the title compound (140) (178mg, 49%)

as a colourless oil, RF 0.85, Vmax 1710 and 2960cm-1, ~H (90) 1.73-2.15 (2H, m,

NCH2CH2), 2.30 and 2.67 (2H, 2t, J 6.4 and 6.1, NCH2CH2CH2), 3.32-3.65 (lH, m,

6-Hax), 3.71 and 3.77 (3H, 2s, CH3C02C), 3.80-4.20 (lH, m, 6-Heq), 5.17 (2H, s,

PhCH2) and 7.35 (5H, s, C6HS).

EthyI2-pyrrolidinone-N-acetate (144)

('Ao I

H

(143) (144)

2-Pyrrolidinone (143) (85 g, 1 mol) was added to a rapidly stirred suspension of

molten sodium (23 g , 1 mol) in refluxing toluene (600 ml). Heating was continued

for 1h after which time ethyl bromo acetate (167 g, 1 mol) was introduced dropwise

over a period of 20min. The reaction mixture was heated for 1h, cooled, filtered

and concentrated in vacuo. The residue was distilled under reduced pressure (b.p.

131

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127°C j 0.1 mmHg) to give the title compound (144) (142g, 83%) as a colourless

oil, Vmax 1740 em-I, f>H (270) 1.28 (3H, t, J 7.25, CH3CH2DlC), 2.02-2.12 (2H, In,

CH2CH2C=O), 2.39 (2H, t, J 8, CH2CH2C=O), 3.50 (2H, t, J 7 , N-CH2CH2), 4.05

(2H, s, NCH2C02Et) and 4.19 (2H, q, J 7.25, CH3CH202Q, f>C (68.5) 13.50 (CH3),

17.30 (CH2), 29.65 (CH2), 43.36 (CH2), 47.03 (CH2), 60.52 (CH2), 168.01 (C) and

174.88 (C), mj z 171 (20%, M), 125 (5, M-EtO), 98 (100, M-CDlEt), 84 (19, M­

CH2C02Et), 70 (26, M- NCH2C02Et) and 68 (3, M-O-CH2C02Et), [Found: M,

171.0900. CSH13N03 requires M, 171.0895].

3-Azahepta-l,7- dioic acid hydrochloride (145)

(144)

CC02H

N~COH I 2

H.HCI

(145)

A solution of the pyrrolidine (144) (120 g, 702 mmol) in aqueous 6M hydrochloric

acid (800 ml) was refluxed for a period of 48h. The resulting solution was cooled

and concentrated in vacuo. The residue was disssolved in methanol (400 ml) and

concentrated in vacuo. This procedure was repeated to give the title compound

(145) (115g, 83%) as a colourless gum, f>H (400) (D20) 1.67 (2H, m, CH2CH2C02H),

2.21 (2H, t, J 7.2, CH2CH2C02H), 2.86 (2H, t, J 7.80, NCH2CH2) and 3.67 (2H, s,

NCH2C02H), f>C (100) (D20) 23.13 (CH2), 33.03 (CH2), 49.24 (CH2), 49.79 (CH2),

171.22 (C) and 179.06 (C), mj z 144 (9%, M-HCI-OH), 143 (50, M-HCI-H-OH), 116

(7, M-HCI-CDlH), 99 (51, M-HCI-C02H-OH), 98 (100, M-HCI-C02H-OH-H), 71 (8,

M-HCI-C02H-C02H) and 70 (81, M-HCI-C02H-C02H-H), [Found: M-HCI-OH,

144.0660. C6HION03 requires M-HCI-OH, 144.0660].

132

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Dimethyl3-azahepta-1,7- dicarboxylate hydrochloride(146)

(145) (146)

The diacid (145) (88 g, 446 mmol) was dissolved in methanol (500 ml) to which

acetyl chloride (50 ml) had been added. The resulting solution was refluxed for 5h,

cooled and concentrated in vacuo to give the title compound (146) (80.3 g, 80%) as

a colourless oil, 'Umax 1728, 1741 and 3360 em-I, bH (400) (CD30D) 2.01-2.16 (2H,

ill, CH2CH2C02Me), 2.57 (2H, t, J 7.3, CH2CH2C02Me), 3.24 (2H, t, J 7.7,

NCH2CH2), 3.71 (3H, s, CH3C02C), 3.87 (3H, s, CH3C02C), 4.10 (2H, s,

NCH2C02Me) and 5.48 (lH, br s, NH), be (l00) (CD30D) 18.84 (CH2), 27.21 (CH2),

31.56 (CH2), 49.00 (CH2), 52.44 (CH3), 53.70 (CH3), 168.02 (C) and 174.40 (C), mj z

189 (3%, M-HCI), 130 (89, M-C02Me), 99 (7, M-C02Me-Me), 98 (100, M-C02Me­

Me-H), 71 (4, M-C02Me-C02Me), 70 (46, M-COzMe-C02Me-H) and 59 (17,

C02Me), [Found: M-HCI, 189.0992. CSHISN04 requires M-HC1, 189.1001].

Dimethyl N-(ferf-butyloxycarbonyl)-3 .. azahepta .. 1,7- dicarboxylate (147)

(146) (147)

Di-tert-butyl dicarbonate (32 g, 146 mmol) was added dropwise to a solution of the

diester (146) (30 g, 113 mmol) and triethylamine (14.8 g, 146 mmol) in

dichloromethane (200 ml) at room temperature. The reaction mixture was stirred

for 16h, diluted with dichloromethane (200 ml), washed with 2M aqueous citric

133

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acid (2 x 30 ml), saturated aqueous sodium chloride (30 ml), and dried. The

resulting solution was passed through a pad of silica gel and concentrated in vacuo

to give the title compound (147) (32.7 g, 85%) as a colourless oil, Umax 1668, 1725

and 1738 em-I, bH (400) 1.23 (9H, s, (CH3hCO), 1.65 (2H, tt, J7.3 and 6.8

CH2CH2C02Me), 2.15 (2H, t, J 7.3, CH2CH2C02Me), 3.13 (2H, t, J 6.8, NCH2CH2),

3.46 (3H, s, CH3C02), 3.52 (3H, s, CH3C02) and 3.70 (2H, s, NCH2C02Me), be

(100) 23.35 (CH2), 27.89 (CH3), 30.76 (CH2), 39.87 (CH2), 47.45 (CH2), 50.89 (CH3),

51.29 (CH3), 79.76 (C), 155.67 (C), 170.02 (C) and 173.00 (C), mj z 188 (14%, M­

BOC), 158 (8, M-BOC-Me-Me), 157 (8, M-BOC-OMe), 101 (l6, BOC), 70 (l5, M­

BOC-C02Me-C02Me), 59 (l5, C02Me) and 57 (l00, (CH3hC), [Found: M-BOC,

188.0884. C9H14N04 requires M-BOC, 188.0923].

(±)-1-tert-Butyl-2-methy13-oxopiperidine-1,2-dicarboxylate (148) and

(±)-1-tert-butyl-4-methyl 3-oxopiperidine-1,4-dicarboxylate (149)

C;:2Me .... 0°+ CX:02Me N e02Me N

I I I BOC BOC BOC

(147) (148) (149)

Potassium tert-butoxide (9.7 g, 87 mmol) was added in portions over 10min to an

ice-cooled solution of the N-protected diester (147) (25 g, 87 mmol) in dry toluene

(200 ml). Mter a further 10min the reaction mixture was acidified to pH3 with 2M

aqueous citric acid, the organic layer separated and the aqueous phase further

extracted with dichloromethane (3 x 100 ml). The organic phases were combined,

washed with saturated aqueous sodium chloride (50 ml), dried and concentrated

ill vacuo. Chromatography of the residue over silica gel eluting with

dichloromethane : ethyl acetate (9:1) gave the title compound (148) (l0.4 g, 47~i,) as

134

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a colourless oil, RF 0.9, umax 1662, 1690 and 3361 em-I, bH (270) 1.47 (9H, s,

(ClthC), 2.32-2.40 (2H, m, NCH2CH2), 3.49 (2H, t, J 6, NCH2CH2), 3.78 (3H, s,

CH3C02C), 4.03 (2H, s, NCH2C=0) and 12.00 (lH, s, OH), bC (68.5) 21.91 and 2.38

(CH2), 28.1 and 28.10 (CH3), 39.90 and 41.23 (CHV, 44.96 and 45.53 (CHV, 51.51

(CH3), 79.37 and 80.34 (C), 96.58 and 98.46 (C), 154.03 and 154.37 (C), 166.97 (C)

and 172.99 (C), mj z 156 (6%, M-BOC), 125 (13, M-BOC-OMe), 101 (3, BOC), 97 (8,

M-BOC-C02Me),59 (10, C02Me) and 57 (lOO, (CH3hC), [Found: M-BOC, 156.0634.

C7HION03 requires M-BOC, 156.0661] and the title compound (149) (6 g, 27%) as

a colourless oil, RF 0.8, Umax 1698, 1740 and 3407 em-I, bH (270) 1.44 (9H, s,

(ClthC), 1.95-2.08 (2H, m, NCH2CH2CH2), 2.42-2.60 (2H, m, NCH2CH2CH2),

3.28-3.52 (lH, m, 6-Hax), 3.79 (3H, s, CH3D2C), 3.86-4.10 (lH, m, 6-Heq) and 11.12

(lH, br s, OH), ()C (68.5) 22.32 (CH2), 26.52 (CH2), 27.87 (CH3), 37.82 (CHv, 53.05

(CH3), 81.17 (C), 107.92 (C), 154.79 (C), 167.40 (C) and 169.40 (C), mj z 257 (2%, M),

156 (10, M-BOC), 125 (18, M-BOC-OMe), 97 (6, M-BOC-C02Me), 59 (11, C02Me)

and 57 (10, (CH3hC), [Found: M, 257.1235. CI2HI9NOS requires M, 257.1263].

Diethyl 3-azahepta-1,7-dicarboxylate hydrochloride(208)

CC02H

N/"...CO H I 2

H.HCl

(145)

eC02E!

N/'..CO Et I 2

H.HCI

(208)

The diacid (145) (105 g, 532 mmol) was dissolved in ethanol (500 ml) to which

acetyl chloride (50 ml) had been added. The resulting solution was refluxed for 5h,

cooled and concentrated in vacuo to give the title compound (208) (113 g, 84%) as a

pale yellow oil, Vmax 1735, 1738 and 3290 em-I, ()H (400) (CD30D) 1.28 (3H, t, J 7,

CH3CH2D2.C), 1.35 (3H, t, J 7, CH3CH2D2.C), 2.10 (2H, m, CH2CH2C02Et), 2.55

(2H, t, J 7, CH2CH2C02Et), 3.22 (2H, t, J 6.5, NCH2CH2), 4.05 (2H, s, NCH2C02Et),

135

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4.16 (2H, q, J 7, C02CH2CH3), 4.32 (2H, q, J 7, C02CH2CH3) and 4.88 (lH, br s,

NH), bC (100) (CD30D) 14.39 (CH3), 14.54 (CH3), 22.27 (CH2), 31.88 (CH2), 48.80

(CHV, 58.22 (CH2), 61.65 (CH2), 63.50 (CHV, 167.49 (C) and 173.94 (C), mj z 217

(3%, M-HCI), 172 (5, M-EtO), 144 (89, M-C02Et), 115 (14, M-C02Et-Et), 99 (22, M­

C02Et-OEt) and 84 (18, M-C02Et-C02Et-H), [Found: M-HCI, 217.1002.

CloHl9N04 requires M-HC1, 217.1314].

Diethyl N-(methoxycarbonyD-3-azahepta-l,7-dicarboxylate (209)

(208) (209)

Methyl chloroformate (8.2 g, 87 mmol) was added dropwise to a solution of the

diester (208) (20 g, 78 mmol) and triethylamine (8.8 g, 87 mmol) in

dichloromethane (200 ml) at O°C. The reaction mixture was warmed to room

temperature, stirred for 16h, diluted with dichloromethane (200ml), washed with

aqueous 2M hydrochloric acid (2 x 30 ml), saturated aqueous sodium chloride (40

ml), and dried. The resulting solution was passed through a pad of silica gel and

concentrated in vacuo to give the title compound (209) (15.2 g, 70%) as a colourless

oil, Vmax 1670, 1732 and 1736 cml, bH (400) 1.07 (3H, t, J 7, CH3CH202CCH2CH2),

1.11 (3H, t, J 7, CH3CH2D2CCH2N), 1.55-1.75 (2H, m, CH2CH2C02Et), 2.08-2.28

(2H, m, CH2CH2C02Et), 3.16 and 3.19 (2H, 2 x t, J 7 and 7, NCH2CH2), 3.46 and

3.51 (3H, 2xs, CH3C02CN), 3.75 and 3.80 (2H, 2 x s, NCH2C02C), 3.93 (2H, q, J 7,

CH3CH2D2CCH2CH2) and 3.93 (2H, q, J 7, CH3CH202CCH2N), bc (100) 13.10

(CH3), 13.16 (CH3), 22.31 and 22.61 (CH2), 30.05 and 30.21 (CH2), 46.42 and 46.60

(CH2), 47.89 and 48.14 (CH2), 51.59 and 51.66 (CH3), 59.14 and 59.44 (CHV, 59.92

and 60.04 (CH2), 155.58 and 155.94 (C), 168.71 and 167.72 (C) and 171.90 (C), m/7

136

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275 (3%, M), 230 (9, M-OEt), 216 (6, M-C02Me) 202 (2, M-C02Et), 188 (6, M­

CH2C02Et), 128 (8, M-C02Et-OEt) and 70 (33, M-C02Et-C02Et-CChMe), [Found:

M, 275.1350. C12H21N06 requires M, 275.1369].

(±)-1-Methyl-4-ethyl 3-oxopiperidine-l,4-dicarboxylate (207)

(209) (207)

Potassium tert-butoxide (4 g, 36.4 mmol) was added in portions over 10min to a

solution of the N-protected diester (209) (10 g, 36.4 mmol) in dry toluene (150 ml).

After a further 30min the reaction mixture was acidified to pHI with 2M aqueous

hydrochloric acid, the organic layer separated and the aqueous phase further

extracted with dichloromethane (3 x 100 ml). The organic phases were combined,

washed with saturated aqueous sodium chloride (50 ml), dried and concentrated

in vacuo. Chromatography of the residue over silica gel eluting with

dichloromethane: ethyl acetate (9:1) gave the title compound (207) (4.25g, 51%) as

a colourless oil, RF 0.9, 'Umax 1668, 1701 and 3350cm-1, OH (400) 1.31 (3H, t, J 7,

CH3CH2ChC), 2.34 (2H, br s, NCH2CH2), 3.54 (2H, br s, NCH2CH2), 3.73 (3H, s,

CH3D2CN), 4.06 (2H, s, NCH2C=O), 4.23 (2H, q, J 7, CH3CH202C) and 12.01 (1H,

br s, OH), oe (100) 13.31 (CH3), 21.48 (CH2), 40.23 (CH2), 44.07 (CH2), 51.66 (CH3),

59.64 (CH2), 95.87 (C), 154.77 (C), 166.62 (C) and 170.85 (C), m/ z 229 (55%, M), 184

(16, M-EtO), 168 (9, M-Et02), 156 (36, M-C02Et), 140 (50, M-C02Et-0), 59 (67,

C02Me) and 45 (36, EtO), [Found: M, 229.0952. CloH1SNOS requires M, 229.0950].

137

.,'

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(±)-1-tert-Butyl-3-ethyI4-oxopiperidine-1,3-dicarboxylate (135)

(134) (135)

Di-tert-butyl dicarbonate (5.8 g, 26.5 mmol) was added dropwise to a solution of

ethyl 4-oxopiperidine-3-carboxylate hydrochloride (134) (5 g, 24.1 mmol; Fluka)

and triethylamine (2.68 g, 26.5 mmol) in dichloromethane. (100 ml) The reaction

mixture was stirred overnight at room temperature, diluted with dichloromethane

(200 ml), washed with 2M aqueous hydrochloric acid (2 x 30 ml), and saturated

aqueous sodium chloride (30 ml), dried and concentrated in vacuo to give the title

compound (135) (5.1 g, 78%) as a colourless oil, "max 1665, 1698 and 3369 em-I,

OR (400, 333K) 1.31 (3H, t, J 7, CH3CH20), 1.48 (9H, s, (CH3hC), 2.37 (2H, br t, J 5.8,

NCH2CH2), 3.57 (2H, t, J 5.9, NCH2CH2), 4.06 (2H, s, NCH2C(C02Et)), 4.24 (2H, q,

J 7, CH3CH202C) and 12.07 (lH, s, OH), oe (68.5) 13.66 (CH3), 27.93 (CH3), 28.45

(CH2), 38.89 (CH2), 39.84 (CH2), 60.07 (CH2), 84.58 (C), 95.53 (C), 154.11 (C), 169.49

(C) and 169.85 (C), m/ z 214 (40%, M-(CH3hC), 198 (9, M-C02Et), 170 (10, M-BOC),

142 (12, M-(CH3hC-C02Et+H), 98 (28, M-BOC-C02Et+H) and 57 (100, (CH3hC),

[Found: M-(CH3hC, 214.0743. C9H12NOs requiresM-(CH3)3C, 214.0715].

(3R, 4S)-1-tert-Butyl-3-ethyl 4-hydroxypiperi dine-1,3-dicarboxylate (152)

(135)

138

OH

O,·,\C02EI

N I

BOC

(152)

.,'

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The piperidine f3-keto-ester (135) (5 g, 18.5 nunol) was added to a fermenting

solution of dried baker's yeast (30 g) and sucrose (50 g) in tap water (500 ml).

Fermentation continued for 16h and the yeast residues were removed by filtration.

The filtrate was filtered 5 x through kieselguhr and extracted with

dichloromethane (5 x 200 ml). The combined organic extracts were washed with

saturated aqueous sodium chloride (l00 ml), dried and concentrated in vacuo to

give the title compound (152) (3.73 g, 74%) as an off white solid, m.p. 58-60°C,

[a]D23 +25.6 (c=3.4 in CH2C12), Umax 1668, 1732 and 3414cm-1, ~H (400, 333K) 1.21

(3H, t, J 7, CH3CH202C), 1.40 (9H, s, (CH3bCO), 1.55-1.62 (1H, m, NCH2CHAHB),

1.72-1.78 (lH, m, NCH2HAHB), 2.51 (2H, ddd, J 10.4,4.4 and 2.6, CHCOzEt), 3.19

(1H, ddd, J 14, 11 and 3, 6-Hax), 3.34 (lH, dd, J 14 and II, 2-Hax), 3.59 (1H, m,6-

Heq), 3.86 (lH, dd, J 14 and 4.1, 2-Heq), 4.12 (2H, q, J 7, CH3CH2C02C) and 4.20-

4.23 (lH, m, CHOH), ()c (68.5) 13.9 (CH3), 28.1 (CH3), 31.3 (CH2), 38.1 (CHz),40.3

(CH2), 45.6 (CH), 60.7 (CH2), 64.8 (CH), 79.5 (C), 154.5 (C) and 172.5 (C), mj z 273

(1%, M), 216 (13, M-(CH3bC), 200 (7, M-C02Et), 172 (11, M-BOC), 143 (4, M­

(CH3bC-CH3CH2), 100 (14, M-BOC-C02Et+H), 82 (43, M-BOC-C02Et-OH), 73 (5,

Et02C) and 57 (100, (CH3bC), [Found: M, 273.1600. C13H2JNOs requires M,

273.1576].

(3S, 4S)-1-tert-Butyl 4-hydroxy3-hydroxymethylpiperidine-1-carboxylate (159)

OH

O""'-OH N I BOC

(152) (159)

The hydroxy ester (152) (2 g, 7.3 nunol) was added to a stirred ice-cooled

suspension of lithium aluminium hydride (1.1 g, 29.3 nunol) in tetrahydrofuran

139

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(40 ml). After 3h 2M aqueous sodium hydroxide solution (1.1 ml) was introduced

and the reaction mixture filtered. The solid residue was washed with

dichloromethane (200 ml) and the combined organic filtrates washed with water

(20 ml), and saturated aqueous sodium chloride (20 ml), dried and concentrated in

vacuo to give the title compound (159) (1.22 g, 72%) as a thick colourless oil, [a ]D23

+ 14.0 (c=1.8 in CH2Ch), umax 1670 and 3420cm-1, ()H (400) 1.45 (9H, s, (ClIJhCO),

1.6-1.91 (3H, m, CHCH20H and NCH2CH2), 2.40-2.52 (2H, m, 2-Hax and 6-Hax)

and 3.7-4.18 (5H, m, 2-Heq, 6-Heq, CH20H and CHOH), ()c (68.5) 25.57 (CH2),

28.41 (CH3), 39.25 (CH2), 41.46 (CH2), 41.74 (CH), 67.40 (CH), 67.94 (CH2), 79.80

(C) and 155.31 (C), m/ z 158 (16%, M-(CH3hC), 113 (6, M-BOC-OH) and 57 (100,

(CHJhC), [Found: M-(CH3hC, 158.0770. C9H12N03 requires M-(CH3)3C,

158.0817].

(3S1 4S)-1-tert-Butyl 4-hydroxy-3-0-tert-butyldiphenylsilyloxymethyl­

piperidine-i-carboxylate (160)

OH OH

O··""'-OH N , BOC

O· J\, ......

,. "OTBDPS

N I BOC

(159) (160)

tert-Buty1chlorodiphenylsilane (1.31 g, 4.76 mmol) was added to a stirred solution

of the piperidine diol (159) (1 g, 4.3 mmol), triethylamine (0.48 g, 4.8 mmol) and 4-

dimethylaminopyridine (26 mg, 0.33 mmol) in dichloromethane (100 ml) and the

reaction mixture stirred at room temperature for 16h. The reaction mixture was

diluted with dichloromethane (200 ml), washed with water (50 ml), and saturated

aqueous sodium chloride (50 ml), dried and concentrated ill vacuo.

Chromatography of the residue over silica gel eluting with dichloromethane :

140

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ethyl acetate (9:1) gave the title compound (160) (1.60 g, 79%) as a colourless oil,

RF 0.7, [a]D2l +10.6 (c=2.0 in CH2Ch), 'Umax 1665 and 3422cm-1, l)H (270) 1.06 (9H,

s, (CH3hCSi), 1.43 (9H, s, (CH3hCO), 1.49-1.78 (3H, m, NCH2CH2 and

CHCH20TBDPS), 3.20-3.35 (2H, m, 2-Hax and 6-Hax), 3.75-3.92 (4H, m, 2-Heq, 6-

Heq and CH20TBDPS), 4.21 (lH, br s, CHOH), 7.26-7.67 (lOH, m, 2xQjHs), l)C

(68.5) 19.08 (C), 26.79 (CH3), 28.43 (CH3), 32.29 (CHV, 38.71 (CH2), 41.37 (CH2),

41.51 (CH2), 65.61 (CH2), 67.85 (CH), 79.41 (C), 127.89 (CH), 129 97 (CH), 132.54

(C), 135.60 (CH) and 154.98 (C), mj z 470 (45%, M+H), 396 (3, M-(CH3hC) and 312

(12, M-BOC-(CH3hC), [Found: M+H, 470.2801. C27H39N04Si requires M+H,

470.2727].

(3S)-1-tert-Butyl 3-0-tert-butyldiphenylsilyloxymethyl pi peri dine-I-carboxylate

(162)

OH

O"""OTBDPS N I

BOC

(160)

__ ~ O·····''-OTBDPS N I BOC

(162)

Pentafluorophenyl chlorothionoformate (1.24 g, 4.7 mmol) was added to a stirred

solution of the piperidine (160) (0.37 g, 0.79 mmol), pyridine (0.13 g, 1.6 mmol) and

N-hydroxysuccinimide (18 mg, 0.16 mmol) in benzene (20 ml). The reaction

mixture was refluxed for 5h, cooled and concentrated in vacuo. Chromatography of

the residue over silica gel eluting with dichloromethane : ethyl acetate (9:1) gave

the thionocarbonate (161) (500mg, 91%) as a colourless oil. RF 0.85, l)H (270) 0.83

(9H, s, (CH3hCSi), 1.49-2.38 (3H, m, CHCH20TBDPS and NCH2CH2), 1.41 (9H, s,

(ClI3hCO), 2.55-3.23 (2H, m, 2-Hax and 6-Hax), 3.40-3.62 (2H, ffi, CH20TBDPS),

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3.72-4.04 (2H, m, 2-Heq and 6-Heq), 5.64 ( 1H, br s, CHO(CS)OQjFs) and 7.24-7.65

(10H, m, 2xQjHs), which was used directly.

The thionocarbonate (500 mg, 0.72 mmol) was refluxed with tri-n-butyltin hydride

(0.21 g, 0.72 mmol) and azo-bis-iso-butyronitrile (6 mg, 0.04 mmol) in benzene (20

ml) for 30min. The reaction mixture was cooled and concentrated in vacuo.

Chromatography of the residue over silica gel eluting with dichloromethane :

ethyl acetate (9:1) gave the title compound (162) (280 mg, 58%) as a colourless oil,

RF 0.70, [a]D2S +12.6 (c=1.15 in CHClJ), '-'max 1665 em-I, OR (400) 1.0-1.3 (2H, m,

NCH2CH2CH2), 1.11 (9H, s, (CH3hSi), 1.45-1.60 (2H, m, NCH2CH2), 1.47 (9H, s,

(CItbCO), 1.75 (1H, m, CHCH20TBDPS), 2.5-2.62 (lH, m, 6-Hax), 2.62-2.75 (lH,

m, 2-Hax), 3.49-3.56 (2H, m, CH20TBDPS), 4.0 (1H, m, 6-Heq), 4.2 (lH, m, 2-Heq)

and 7.3-7.75 (10H, m, 2xC6HS), oe (100, 333K) 19.34 (C), 24.72 (CH2), 26.93 (CH3),

27.23 (CH2), 28.55 (CH), 38.74 (CH), 44.40 (CHV, 47.53 (CH2), 66.41 (CH2), 79.80

(C), 129.69 (CH), 133.71 (CH), 133.72 (C), 135.41 (CH) and 155.07 (C), rnj z454 (10%,

M+H), 396 (7, M-tBu), 352 (35, M-BOC), 199 (90, M-BOC-(2xPh)+H) and 198 (46,

M-BOC-(2xPh», [Found: M+H, 454.2778. C27H4oN03Si requires M+H, 454.2777].

(3S)-1-(p-Toluenesulphonyl) 3-0-tert-butyldiphenylsilyloxymethylpiperidine

(164)

O·· .. "'OfBDPS N I Boe

(162)

O""'OfBDPS N I

Ts

(164)

Trifluoroacetic acid (1.51 g, 13.25 mmol) was added to a stirred solution of the

piperidine (162) (200 mg, 0.44 mmol) in dichloromethane (20 ml). After 1h the

reaction mixture was diluted with dichloromethane (100 ml), washed with

saturated sodium hydrogen carbonate (2 x 20 ml), dried and concentrated in vacuo.

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The residue was dissolved in dichloromethane (5 ml) and added to a stirred

solution of p-toluenesulphonyl chloride (168 mg, 0.88 mmol), triethylamine (178

mg, 1.77 mmol) and 4-dimethylaminopyridine (3 mg, 0.02 mmol) in

dichloromethane (5 ml). After 16h the reaction mixture was diluted with

dichloromethane (50 ml), washed with water (10 ml), saturated aqueous sodium

chloride (10 ml), dried and concentrated in vacuo. Chromatography of the residue

over silica gel eluting with dichloromethane : ethyl acetate (9:1) gave the title

compound (164) (166 mg, 74%) as a colourless oil, RF 0.60, [a]D22 -22.3 (c=1.1 in

CHCIJ), 1Jmax 1114, 1361 and 1673cm1, ()H (270) 1.03 (9H, s, (CH3hCSi), 1.42-1.97

(4H, m, NCH2CH2CH2 and NCH2CH2), 2.12 (lH, app. t, J 10.5, 6-Hax), 2.26 (lH,

dt, J 11.7 and 3.5, 6-Hax), 2.43 s (3H, s, CH3C6H4), 3.41-3.78 (5H, m, 2-Heq, 6-Heq,

CHCH20TBDPS and CHCH20TBDPS) and 7.28-7.68 (14H, m, 2XC6Hs and

S02C6f4ClfJ), ()C (68.5) 14.02 (CH3), 19.23 (C), 24.12 (CHV, 25.59 (CHV, 26.34

(CH3), 38.15 (CH), 46.70 (CH2), 60.39 (CH2), 66.02 (CH2), 127.56 (CH), 129.40 (CH),

133.19 (C), 134.30 (CH), 134.98 (CH), 135.63 (CH), 143.29 (C) and 171,21 (C), m/ z

450 (1%, M-tBu), 199 (100, M-Ts-(2xPh)+H), 78 (7, C6H6) and 77 (12, C6Hs),

[Found: M-tBu, 450.1576. C2sH2SN03SSi requires M3Bu, 450.1550].

(3S)-1-(p-Toluenesulphonyl) 3-hydroxymethylpiperidine (165)

. -' OH 0 ··· ........... I

Ts

(164) (165)

Tetrabutylammonium fluoride (0.397 mI, 1M in tetrahydrofuran, 0.4 mmol) was

added to a stirred solution of the piperidine (164) (100 mg, 0.2 mmol) in

tetrahydrofuran (0.5 ml). The reaction mixture was stirred for 16h at room

temperature, diluted with dichloromethane (100 ml), washed with water (10 ml),

143

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and saturated aqueous sodium chloride (10 ml), dried and concentrated in vacuo to

give the title compound (165) (53 mg, 78%) as a colourless oil, [a]D21 -16.52 (c=3.0

in CHCh), 'Umax 1149, 1379 and 3304cm-1, OH (270) 0.99-1.10 (1H, m,

NCH2CH2CHAHB), 1.50-1.97 (3H, m, NCH2CH2CHAHB and NCH2CH2), 2.24

(lH, br t, 6-Hax), 2.44 (3H, s, CH3C61f4), 2.29-2.53 (lH, m, 2-Hax), 3.18-3.71 (5H, m,

2-Heq, 6-Heq, CHCH20H and CH20H), 7.30 (2H, d, J 8.3, CH(fosyl» and 7.62

(2H, m, CH(Tosyl», Oc (68.5) 21.42 (CH3), 23.85 (CH2), 26.06 (CH2), 38.01 (CH),

46.52 (CH2), 48.97 (CH2), 64.67 (CH2), 127.57 (CH), 129.54 (CH), 132.96 (C) and

143.38 (C), m/ z 269 (1%, M), 238 (1, M-CH20H), 156 (2, CH3C61f4S02H), 115 (8, M­

Ts+H), 114 (100, M-Ts), 91 (69, CH3C6Hi), 84 (7, M-Ts-CH20H+H) and 83 (6, M­

Ts-CH20H), [Found: M, 269.0972,.Cl3H19N03S requires M, 269.1086].

(3S)-N,O-di-(p-Toluenes ul phonyD-3-oxymethylpiperi dine (158)

0,·>', .- OH

N 0

,\1, .-- OTs

N I I

Ts Ts

(165) (158)

p-Toluenesulphonyl chloride (39 mg, 0.20 mmol) was added to a solution of the

piperidine (165) (50 mg, 0.19 mmol), triethylamine (21 mg, 0.20 mmol), and 4-

dimethylaminopyridine (0.01 mmol) in dichloromethane (10 ml). The reaction

mixture was stirred for 16h at room temperature, diluted with dichloromethane

(l00 ml), washed with water (5 ml), and saturated aqueous sodium chloride (5 ml),

dried and concentrated in vacuo. The residue was recrystallised from hot methanol

to give the title compound (158) (46 mg, 63%) as a white solid, mp 88-89° ,[ a)D25

-50.2 (c=1.1 in CHCb), [Lit m.p 87-89° , [a)D25 +54 for the R-enantiomer),115 'Umax

1175, 1342 and 1359cm-1, OH (400) 1.03-1.11 (lH, m, NCH2CH2CHAHB), 1.49-1.65

(3H, m, NCH2CH2CHAHB and NCH2CH2), 1.93-1.97 (1H, m, CHCH20Ts), 2.27

144

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(1H, t, J 9.5, 6-Hax), 2.38 (3H, s, CH3C6HiS02N), 2.41 (3H, s, CH3e6t4S020), 2.48-

2.55 (lH, m, 2-Hax), 3.39-3.47 (2H, m, 2-Heq and 6-Heq), 3.83 (lH, dd, J 10 and 6.6,

CHAHBOTs), 3.91 (lH, dd, J 10 and 6, CHAHBOTs), 7.25 (lli, d, J 8.3, eH(N­

Tosyl», 7.30 (2H, d, J 8.3, CH(O-Tosyl), 7.55 (2H, d, J 8.3, eH(N-Tosyl) and 7.72

(2H, d, J 8.3, CH(O-Tosyl», {)c (100) 21.51 (CH3), 21.65 (CH3), 23.49 (eH2), 25.68

(eH2), 35.10 (CH), 46.64 (CH2), 48.29 (CH2), 71.39 (eH2), 127.62 (eH), 127.89 (eH),

129.04 (eH), 129.67 (CH), 132.56 (CH), 132.56 (e), 132.87 (e), 143.63 (e) and 145.01

(e), mj z 269 (4%, M-Ts+H), 268 (27, M-Ts), 252 (4, M-OTs), 156 (2, TsOH), 113 (3,

M-2xTs), 97 (7, M-Ts-OTs) and 91 (50, e6HSeH2), [Found: M-Ts+H, 269.1059.

Cl3HlsNOJ5 requires M-Ts+H, 269.1086].

(±)O,N-di-(p-Toluenesulphonyl)-3-oxymethylpiperidine (158)

(j0H N I

H

(166) (158)

p-Toluenesulphonyl chloride (780 mg, 4.0 mmol) was added to a solution of 3-

piperidinemethanol (166) (440 mg, 3.8 mmol), triethylamine (420 mg, 4.0 mmol),

and 4-dimethylaminopyridine (0.2 mmol) in dichloromethane (l00 ml). The

reaction mixture was stirred for 16h at room temperature, diluted with

dichloromethane (100 ml), washed with water (25 ml), and saturated aqueous

sodium chloride (25 ml), dried and concentrated in vacuo. The residue was

recrystallised from hot methanol to give the title compound (158) (730 mg, 50%) as

a white solid, mp 87-89° [Lit 87-89° for the R-enantiomer];llS all spectroscopic data

was consistent with the chiral material.

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(2R, 3S)-1-(ferf-Butyl)-2-methyI3-hydroxypiperidine-1,2-dicarboxylate (167)

O,.··\OH

-III,

N C02Me I

BOC

(148) (167)

The piperidine f3-keto-ester (5g, 18.5mmol) was reacted with a solution of dried

baker's yeast by the method outlined for (3R, 4S)-1-tert-butyl-3-ethyl 4-

hydroxypiperidine-1,3-dicarboxylate (152) to give the title compound (167) (4.00

g, 80%) as a pale oil, [a]D22 +47.9 (c=3.8 in CH2Clz), umax 1695, 1739 and 3437 cm-

1, bH (400) 1.41-1.59 (lH, m, CHAHBCHOH), 1.43 (9H, s, (CH3hCO), 1.67-1.78 (lH,

m, CHAHBCHOH), 1.91-2.00 (2H, m, NCH2CH2), 2.79 (lH, hr s, 6-Hax), 3.70-3.82

(lH, m, CHOH), 3.74 (3H, s, CH3C02C), 3.92 OH, br d, J 13.3, 6-Heq) and 4.54 (lH,

br s, 2-Heq), be (l00) 23.40 and 24.00 (CH2), 28.28 (CH3), 30.08 (CH2), 40.00 and

41.40 (CH2), 52.26 (CH3), 57.30 and 58.90 (CH), 68.91 (CH), 80.62 (C), 154.90 (C)

and 172.41 (C), mj z 200 (6%, M-C02Me), 158 02, M-BOC), 127 (2, M-BOC-OMe),

100 (91, M-BOC-C02Me+H), 59 (2, C02Me) and 57 (100, (CH3hC), [Found: M­

C02Me, 200.1289. CloH18N03 requires M-C02Me, 200.1287].

(2S, 3S)-1-ferf-ButyI3-hydroxy-2-hydroxymethylpiperidine-1-carboxylate (170)

O,.\OH

::. /OH "I

N I BOC

(167) (170)

The hydroxy ester (167) (2 g, 7.7 mmol) was added to a stirred ice-cooled

suspension of lithium aluminium hydride (1.17 g, 30.9 mmol) in tetrahydrofuran

(50 ml). After 3h 2M aqueous sodium hydroxide solution (1.2 ml) was introduced

146

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and the reaction mixture filtered. The solid residue was washed with

dichloromethane (200 ml) and the combined organic filtrates washed with water

(20 ml), and saturated aqueous sodium chloride (20 ml), dried and concentrated in

vacuo to give the title compound (170) (1.28 g, 72%) as a colourless oil, [a]D22 + 19.5

(c=1.6 in CH2Ch), Vmax 1678 and 3425cm-1, ~H (400, 333K) 1.39 (9H, s,

(CH3hCO), 1.42-1.78 (4H, m), 2.81 (1H, app br t, J 13.5, 6-Hax), 3.68-3.72 (1H, m, 6-

Heq), 3.7 (lH, dd, J 11.3 and 6.5, CHAHBOH), 3.87 (lH, dt, J 10.3 and 4.9, CHOH),

4.03 (1H, dd, J 11.3 and 6.4, CHAHBOH) and 4.25 (lH, dt, J 5.7 and 6.1, 2-Heq), ~c

(68.5) 23.74 (CH2), 28.36 (CH2), 28.41 (CH3), 39.70 (CH2), 55.97 (CH), 59.37 (CH2),

69.47 (CH), 80.34 (C) and 155.68 (C), mj z 158 (12%, M-(CH3hCO) and 57 (95,

(CH3hC), [Found: M-(CH3hCO, 158.0808. C7H12N03 requires M-(CH3hCO,

158.0817].

(2S, 3S)-1-tert-Butyl 3-hydroxy-2-0-tert-butyldiphenylsilyloxymethyl­

pi peri dine-i-carboxylate (171)

O,,·'OH

'_, ........ OH N I,;"

I BOC

(170)

O··'OH

':.. ....OTBDPS N I,;"

I BOC

(171)

tert-Buty1chlorodiphenylsilane (1.31 g, 4.76 mmol) was added to a stirred solution

of the piperidine diol (170) (1 g, 4.3 mmol), triethylamine (0.48 g, 4.8 mmol) and 4-

dimethylaminopyridine (26 mg, 0.33 mmol) in dichloromethane (100 ml) and the

reaction mixture stirred at room temperature for 16h. The reaction mixture was

diluted with dichloromethane (200 ml), washed with water (50 ml), and saturated

aqueous sodium chloride (50 ml), dried and concentrated ill vaCllO.

Chromatography of the residue over silica gel eluting with dichloromethane :

ethyl acetate (9:1) gave the title compound (171) (1.59 g, 78%) as a colourless oil,

147

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Rp 0.65, [a]D22 +42.8 (c=3.5 in CH2Cb), Umax 1668 and 3424cm-1, bH (400, 333K)

1.09 (9H, s, (CH3hCSi), 1.44 (9H, s, (CIthCO), 1.47-1.65 (3H, m), 1.88 (lH, br d, J

9.2, NCH2CHAHB), 2.64 (lH, br t, J 13.3, 6-Hax), 2.89 (lH, br s, OH), 3.84-3.90 (3H,

m, 6-Heq, CHOH, CHAHBOTBDPS), 4.10 (lH, dd, J 10.4 and 7.2,

CHAHBOTBDPS), 4.58 (lH, dt, J 6.3 and 6.2, 2-Heq) and 7.38-7.72 (lOH, 2m,

2XC6Hs), be (100) 19.11 (C), 23.99 (CH2), 26.83 (CH3), 28.42 (CH3), 28.94 (CH2),

38.88 (CH2), 54.91 (CH), 60.72 (CH2), 69.92 (CH), 79.11 (C), 127.88 (CH), 129.94

(CH), 132.81 (C), 135.65 (CH) and 154.85 (C), mj z 396 (3%, M-(CH3hCO), 143 (4,

M-OTBDPS-BOC), 100 (l00, M-CH2OTBDPS-BOC+H) and 57 (45, (CH3hC),

[Found: M-(CH3hCO, 396.1897. C23H30N03Si requires M-(CH3hCO, 396.1995].

(2R)-1-ferf-Butyl 2-0-ferf-butyldiphenylsilyloxymethylpiperidine-l-carboxylate

(173)

O.l,'OH

-.. OTBDPS N 1,/ I Boe

(171)

0 .. -.... arBDPS N 1,/

I Boe

(173)

1,1'-Thiocarbonyl diimidazole (380 mg, 2.1 mmol) was added to a stirred solution

of the piperidine (171) (0.5 g, 1.1 mmol) in dichloromethane (20 ml). The reaction

mixture was refluxed for 24h, cooled and concentrated in vacuo. Chromatography

of the residue over silica gel eluting with dichloromethane : ethyl acetate (9:1) gave

the thionourethane (172) (570mg, 95%) as a colourless oil, RF 0.3, bH (270) 1.02

(9H, s, (CH3hCSi), 1.48 (9H, s, (CH3hCO), 1.62-2.05 (4H, m), 3.00 (lH, br t, J 13.5,

6-Hax), 3.80-4.05 (3H, m, CH20TBDPS and 6-Heq), 4.75-4.82 (lH, fi, 2-Heq), 5.53

(lH, ddd, J 12, 6 and 6, CHO(CS)Im), 7.01 (lH, br s, NCH=CHN), 7.26-7.66 (11H,

m, 2xC6Hs and NCH=CHN) and 8.23 (lH, br s, NCH=N), be (68.5) 18.99 (C), 23.67

(CH2), 25.14 (CH2), 26.72 (CH3), 28.41 (CH3), 39.00 (CH2), 60.10 (CH), 60.14 (CH2),

148

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79.59 (CH), 80.27 (C), 117.90 (C), 127.78 (CH), 127.89 (CH), 129.88 (CH), 129.94

(CH), 132.90 (C), 135.52 (CH), 135.60 (CH) and 154.70 (C).

The thiourethane (172) (570 mg, 1 mmol) was refluxed with tri-Il-butyltin hydride

(0.29 g, 1 mmol) and azo-bis-iso-butyronitrile (6 mg, 0.04 mmol) in toluene (10 ml)

for 2h. The reaction mixture was cooled and concentrated in vacuo.

Chromatography of the residue over silica gel eluting with dichloromethane :

ethyl acetate (9:1) gave the title compound (173) (243 mg, 53%) as a colourless oil,

Rp 0.60, [aJo21 +21.7 (c=1.4 in CH2Ch), 'Umax 1693 cm-1, ~H (270) 0.91 (9H, s,

(CIthCSi), 1.22-2.01 (6H, m), 1.29 (9H, Sf (CH3hCO), 2.61 (1H, br t, J 13.5, 6-Heq),

3.68 (2H, d, J 10.5, CH20TBDPS), 3.95 (1H, br d, J 13.5, 6-Heq), 4.36 (lH, br s, 2-

Heq) and 7.18-7.60 (10H, 2m, 2xC6HS), ~c (68.5) 19.07 (CH2), 19.12 (C), 24.78

(CHz), 25.28 (CH2), 26.78 (CBJ), 28.41 (CH3), 39.84 (CH2), 51.61 (CH), 61.48 (CH2),

79.08 (C), 127.64 (CH), 129.60 (CH), 133.55 (C), 135.63 (CH) and 155.08 (C), mj z 454

(4%, M+H), 397 (21, M-tBu+H), 352 (12, M-BOC) and 199 (100, M-BOC-(2xPh)+H),

[Found: M+H, 454.2777. C27H40N03Si requires M+H, 454.2777].

(2R)-1-(p-Toluenesulphonyl) 2-0-tert-butyldiphenylsilyloxymethylpiperidine

(175)

0 .. - OTBDPS N ',./ I

BOC

().. .,OTBDPS '.'/ N

I Ts

(173) (175)

TrifIuoroacetic acid (1.9 g, 16.6 mmol) was added to a stirred solution of the

piperidine (175) (250 mg, 0.55 mmol) in dichloromethane (20 ml). After 1h the

reaction mixture was diluted with dichloromethane (100 ml), washed with

saturated sodium hydrogen carbonate (2 x 20 ml), dried and concentrated ill vaCllO.

The residue was dissolved in dichloromethane (5 ml) and added to a stirred

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solution of p-toluenesulphonyl chloride (210 mg, 1.1 mmol), triethylamine (223

mg, 2.2 mmol) and 4-dimethylaminopyrldine (3.4 mg, 0.03 mmol) in

dichloromethane (5 ml). After 16h, the reaction mixture was diluted with

dichloromethane (50 ml), washed with water (10 ml), saturated aqueous sodium

chloride (10 ml), dried and concentrated in vacuo. Chromatography of the residue

over silica gel eluting with dichloromethane : ethyl acetate (9:1) gave the title

compound (175) (196 mg, 70%) as a colourless oil, RF 0.45, [a]D22 -20.1 (c=l in

CH2Ch), Vmax 1112, 1161 and 1343 cm-I, OH (270) 0.97 (9H, s, (CH3hCSi), 1.16-1.48

(5H, m), 1.90 (1H, br d, J II, NCH2CHAHB), 2.30 (3H, s, CH3C6Hi), 2.76 (lH, br t, J

11.4, 6-Hax), 3.53-3.72 (3H, m, CH20TBDPS and 6-Heq), 4.09-4.20 (1H, m,2-Heq),

7.13 (lH, d, J 8.2, CH (rosyl» and 7.28-7.64 (12H, m, 2xC6Hs and CH (Tosyl), Oc

(68.5) 18.31 (CH), 19.12 (C), 21.17 (CH2), 21.44 (CH3), 24.42 (CH2), 26.78 (CH3),

41.75 (CH2), 53.37 (CH), 61.12 (CH2), 126.81 (CH), 127.67 (CH), 129.52 (CH), 129.69

(CH), 133.32 (C), 135.54 (CH), 138.58 (C) and 142.66 (C), mj z 450 (69%, M­

(CH3hC), 239 (14, M-CH20TBDPS+H), 238 (100, M-CH20TBDPS) and 155 (13,

CH3C6HiS02), [Found: M-(CH3hC, 450.1557. C2sH28N03SiS requires M-(CI!3J3C,

450.1559].

(2R)-1-(p-Toluenesulphonyl) 2-hydroxymethylpiperidine (176)

0., OTBDPS N 1,/ I

Ts

(175)

0 .. ~OH N -," I

Ts

(176)

Tetrabutylammonium fluoride (0.59 ml, 1M in tetrahydrofuran, 0.6 mmol) was

added to a stirred solution of the piperidine (175) (150 mg, 0.2 mmol) in

tetrahydrofuran (0.5 ml). The reaction mixture was stirred for 16h at room

temperature, diluted with dichloromethane (100 ml), washed with water (10 ml),

150

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and saturated aqueous sodium chloride (10 ml), dried and concentrated in vacuo to

give the title compound (176) (54 mg, 68%) as a colourless oil, [a]D23 +17.3 (c=1.5

in CH2Ch), 'Umax 1115, 1184 and 1354 em-I, bH (400) 1.00-1.38 (5H, m), 1.52 (lH, d,

J 13.5, NCH2CHAHB), 2.24 (3H, s, CH3C6H4), 2.90 (1H, br t, J 11.4, 6-Hax), 3.46

(1H, dd, J 11.2 and 7, 6-Heq), 3.61 (2H, dd, J 11.2 and 7.6, CH20H), 3.87-3.95 (1H,

m, 2-Heq), 7.13 (1H, d, J 8.2, CH (fosyl) and 7.59 (1H, d, J 8.2, CH (fosyl), be (100)

18.41 (CH2), 20.98 (CH3), 23.61 (CH2), 23.98 (CH2), 41.02 (CH2), 53.91 (CH), 59.83

(CH2), 128.54 (CH), 129.32 (CH), 137.99 (C) and 142.89 (C), mj z 238 (100%, M­

CH20H), 84 (12, M-CH20H-CH3C6H4S02+H), 83 (8, M-CH20H-CH3C6l-4S02),

[Found: M-CH20H, 238.0863. CI2HI6N02S requires M-CH20H, 238.0902].

(2R)~N,O, -di~(p-Toluenesulphonyl) 2-hydroxymethylpiperidine (169)

0 .- OH N "'/ Q ...... /OTS

I I Ts Ts

(176) (169)

p-Toluenesulphonyl chloride (39 mg, 0.20 mmol) was added to a solution of the

piperidine (176) (50 mg, 0.19 mmol), triethylamine (21 mg, 0.20 mmol), and 4-

dimethylaminopyridine (0.01 mmol) in dichloromethane (10 ml). The reaction

mixture was stirred for 16h at room temperature, diluted with dichloromethane

(100 ml), washed with water (5 ml), and saturated aqueous sodium chloride (5 ml),

dried and concentrated in vacuo. Chromatography of the residue over silica gel

eluting with dichloromethane : ethyl acetate (9:1) gave the title compound (169)

(55 mg, 75%) as a colourless oil, RF 0.40, [a]D23 +55.0 (c=0.8 in CH2Ch), [Lit +56.6

for the (R)-enantiomer],128 'Umax 1160, 1177, 1190 and 1362cm-l, bH (400) 1.20-1.53

(SH, m), 1.68 (1H, br d, J 12.4, NCH2CHAHB), 2.40 (3H, s, CH3C6l-4S020), 2.44

(3H, s, CH3C6H4S02N), 2.81 (lH, br t, J 12.2, 6-Hax), 3.69 (lH, br d, J 12.2, 6-Heq),

151

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4.01-4.12 (2H, m, eH20TS), 4.18-4.29 (lH, m, 2-Heq), 7.26 (2H, d, J 8.2, eH (N­

rosyl», 7.4 (2H, d, J 8.2, eH (O-Tosyl», 7.66 (2H, d, J 8.2, eH (N-Tosyl» and 7.73

(2H, d, J 8.2, eH (O-Tosyl», be (l00) 18.20 (eH2), 21.38 (eH3), 21.54 (eH3), 23.99

(CH2), 24.29 (eH2), 41.26 (eH2), 50.37 (eH), 66.78 (eH2), 126.65 (eH), 127.80 (eH),

129.65 (eH), 129.86 (eH), 132.42 (e), 137.74 (e), 143.22 (e) and 145.00 (e), rnj z 238

(100%, M-eH20S02e614Me) and 91 (43, eHJe6f4), [Found: M-eH2OS02

C6HtMe, 238.0889. e12H16N02S requires M-CH20S02C6I4Cll3, 238.0902].

(±)N,O-di-(p-Toluenes ul phonyl) 2-oxymethylpiperidine (169)

(177)

QOTS N I

Ts

(169)

p-Toluenesulphonyl chloride (1.17 g, 6.0 mmol) was added to a solution of 3-

piperidinemethanol (166) (660 mg, 5.7 mmol), triethylamine (630 mg, 6.0 mmol),

and 4-dimethylaminopyridine (0.3 mmol) in dichloromethane (100 ml). The

reaction mixture was stirred for 16h at room temperature, diluted with

dichloromethane (100 ml), washed with water (25 ml), and saturated aqueous

sodium chloride (25 ml), dried and concentrated in vacuo. to give the title

compound (169) (1.5 g, 70%) as a colourless oil; all spectroscopic data displayed

was consistent with the chiral material.

152

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(3R, 4R)-1-Methyl-4-ethyI3-hydroxypiperidine-1,4-dicarboxylate (210)

&0 ~ &OH

N N I I e02Me e02Me

(207) (210)

The piperidine (3-keto-ester (207) (5 g, 21.8 mmol) was reacted with a solution of

dried baker's yeast by the method outlined for (3R, 4S)-1-tert-butyl-3-ethyl 4-

hydroxypiperidine-1,3-dicarboxylate (152) to give the title compound (210) (4.49

g, 89%) as a pale oil, [a]D21-21.4 (e=1.10 in CHCl), Vmax 1690, 1732 and 3460 eml,

bH (400) 1.28 (3H, t, J 7.1, CH3CH2C02C), 1.76 (lH, br d, J 13.5, NCH2CHAHB),

2.07 (1H, ddd, J 13.5, 10.6 and 4.4, NCH2CHAHB), 2.56 (1H, ddd, J 10.6, 4.7 and 2.4,

CHCDlEt), 2.87 (lH, br t, J 13.5, 6-Hax), 3.00 (lH, br d, J 13, 2-Hax), 3.70 (3H, s,

CH3C02C) 4.10-4.20 (3H, m, 2-Heq, 6-Heq and CHOH) and 4.21 (2H, q, J 7.1,

CH3CH2C02C), be (68.5) 13.96 (CH3), 22.18 (CH2), 42.88 (CH2), 45.07 (CH), 48.93

(CHv, 52.58 (CH3), 60.74 (CH2), 64.93 (CH), 156.59 (C) and 171.03 (C), mj z 254

(15%, M+Na), 232 (100, M+H), 214 (14, M-OH), 200 (21, M-MeO), 172 (6, M­

C02Me) and 186 (13, M-EtO), [Found: M+H, 232.1175. CloHlsNOs requires M+H,

232.1185].

(3R, 4S)-1-MethyI3-hydroxy-4-hydroxymethylpiperidine-1-carboxylate (214)

(210) (214)

153

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Sodium borohydride (4.84 g, 130 mmol) was added in portions over 10min to a

solution of the hydroxy ester (210) (3 g, 13.0 mmol) in methanol (100 ml) at O°C.

After 16h the reaction mixture was concentrated in vacuo, dissolved in

dichloromethane (300 ml), washed with water (20 ml), and saturated aqueous

sodium chloride (20 ml), dried and concentrated in vacuo. Chromatography of the

residue over silica gel eluting with ethyl acetate gave the title compound (214)

(1.7 g, 68%) as a colourless oil, RF 0.2, 'Umax 1680 and 3430 em-I, OH (270) 1.18-1.85

(3H, m, NCH2CH2 and CHCH20H), 2.62-3.06 (2H, m, 2-Hax and 6-Hax), 3.55-3.84

(2H, m, CH20H), 3.61 (3H, s, CH3C02C) and 3.90-4.20 (3H, m, 2-Heq, 6-Heq and

eHOH),oe (68.5) 22.19 (CH2), 41.22 (CH), 43.67 (CH2), 50.08 (CH2), 52.62 (CH3),

64.40 (CHV, 66.13 (CH) and 156.93 (C), mj z 189 (10%, M), 141 (14, M-CH20H-OH),

130 (23, M-C02Me), 82 (7, M-C02Me-CH20H-OH) and 59 (20, C02Me), [Found:

M, 189.1045. CgHlSN04 requiresM, 189.1001].

(3R, 4S)-1-MethyI3-hydroxy-4-0-p-toluenesulphonyloxymethylpiperidine-1-

carboxylate (215)

(214) (215)

The piperidine diol (214) (1 g, 5.3 mmol) was dissolved in dichloromethane (25 ml)

and added to a stirred solution of p-toluenesulphonyl chloride (1.11 g, 5.8 mmol)

and triethylamine (590 mg, 5.8 mmol) in dichloromethane (25 ml). After 16h the

reaction mixture was diluted with dichloromethane (100 ml), washed with water

(10 ml), 2M hydrochloric acid (30 ml) and saturated aqueous sodium chloride

(10 ml), dried and concentrated in vacuo. Chromatography of the residue over

154

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silica gel eluting with dichloromethane : ethyl acetate (1:1) gave the title

compound (215) (1.52 g, 84%) as a colourless oil, RF 0.60, lJmax 1160, 1190, 1678

and 3425 em-I, bH (400) 1.25-1.56 and 1.94-2.00 (3H, 2 x m, NCH2CH2 and

CHCH20Ts), 2.45 (3H, s, CH3C6Ht), 2.73 (1H, br t, J 11.8, 6-Hax), 2.87 (lH, br d, J

13.9, 2-Hax), 3.68 (3H, s, CH3C02C), 3.70-3.93 (2H, m, CH20TS), 4.07-4.19 (3H, ffi,

2-Heq, 6-Heq and CHOH), 7.35 (2H, d, J 8.2, CH (fosyl) and 7.79 (2H, d, J 8.2, CH

(Tosyl», be (68.5) 14.02 (CH3), 21.84 (CHv, 39.57 (CH2), 43.18 (CHv, 49.80 (CH2),

52.56 (CH3), 60.24 (CH), 71.16 (CH2), 127.71 (CH), 129.74 (CH), 132.58 (C), 144.74

(C) and 156.71 (C), mj z 188 (5%, M-S02C6HtCHJ), 172 (6, M-OS02C6B4CHJ), 155

(7, M-OS02C6HtCHJ-OH) and 82 (5, CsHgN), [Found: M-S02C6B4CH3, 188.0879.

CgHI4N04 requires M-S02C6H4CH3, 188.0923].

UR, 5S)-8-Aza-N-(methyloxycarbonyl)-2-oxabicyclo-[3.4.0]-nonan-3-one (216)

(215) (216)

The piperidine tosylate (215) (500 mg, 1.5 mol) was added to a stirred suspension

of sodium cyanide (179 mg, 3.6 mmol) in dimethyl sulphoxide (10 ml). The

reaction mixture was heated at 50°C for 6h, cooled and 12M hydrochloric acid (50

ml) was introduced. After 16h the reaction mixture was extracted with

dichloromethane (2 x 100 ml) and chloroform (50 ml). The combined organic

extracts were washed with water (20 ml) and saturated aqueous sodium chloride

(20 ml), dried and concentrated in vacuo. Chromatography of the residue over

silica gel eluting with dichloromethane : ethyl acetate (1:1) gave the title

ISS

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compound (216) (255 mg, 88%) as a colourless oil, RF 0.50, [a]D23 -22.4 (c=1.13 in

CHCh), 1Jmax 1701 and 1780cm-1, bH (400) 1.27-1.55 (lH, fi, NCH2CHAHB), 1.69-

1.83 (1H, fi, NCH2CHAHB), 2.26 (1H, dd, J 17.8 and 2, CHAHBC=O), 2.44-2.58 OH,

ffi, NCH2CH2CH), 2.67 (1H, dd, J 17.8 and 7.6, CHAHBC=O), 2.76-3.05 (1H, fi,6-

Hax), 3.25 (1H, br d, J 13.5, 2-Hax), 3.65 (3H, s, CH3C02C), 4.0-4.15 (1H, m, 6-Heq),

4.20 (1H, br d, J13.5, 2-Heq) and 4.37 (1H, br s, CH-O), be (68.5) 26.53 (CH2), 30.14

(CH2), 33.23 (CH), 41.57 (CH2), 44.60 (CH2), 53.32 (CH3), 76.41 (CH), 156.60 (C)

and 176.80 (C), mj z 199 (42%, M), 168 (12, M-OMe), 140 (100, M-C02Me) and 59

(18, C02Me), [Found: M, 199.0840. C9Hl3N04 requires M, 199.0845].

UR, SS)-8-Aza-N-(ferf-butyloxycarbonyl)-2-oxabicyclo-[3.4.0]-3-nonanone (218)

(216) (218)

Iodotrimethylsilane (603 mg, 3 mmol) was added to a stirred solution of the

lactone (216) (300 mg, 1.5 mmol) in chloroform 05 ml). The reaction mixture was

heated at 50°C for 8h, methanol (50 ml) was introduced, heating continued for 1h

and the reaction mixture was then concentrated in vacuo. The residue was

dissolved in dichloromethane (20 ml), triethylamine (305 mg, 3 mmol) and di-tert­

butyl dicarbonate (660 mg, 3 mmol) were added and the reaction mixture stirred

at rOOfi temperature for 16h, diluted with dichloromethane (200 ml), washed with

2M aqueous citric acid (2 x 30 ml), and saturated aqueous sodium chloride (30

ml), dried and concentrated in vacuo. Chromatography of the residue over silica

gel eluting with dichloromethane : ethyl acetate (1:1) gave the title compound

156

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(218) (345 mg, 95%) as a colourless oil, RF 0.50, [a]D23 -19.7 (c=1.3 in CHCb), lJmax

1686 and 1776cm-1, bH (400) 1.33-1.49 (lH, m, NCH2CHAHB), 1.43 (9H, s,

(CH3hC), 1.68-1.85 (lH, fi, NCH2CHAHB), 2.27 (1H, br d, J 17.8, CHAHBC=O),

2.49-2.62 (lH, m, NCH2CH2CH), 2.70 (lH, dd, J 17.8 and 7.6, CHAHBC=O), 2.75-

3.10 (lH, m, 6-Hax), 3.25 (lH, br d, J 13.5, 2-Hax), 3.62-4.01 (1H, m, 6-Heq), 4.20

(lH, br d, J 13.5, 2-Heq) and 4.45 (lH, br s, CH-O).

(3R, 4S)-N-(tert-Butyloxycarbonyl)-3-hydroxy-4-piperidineethanol (219)

o

(218) (219)

OH

OH

Sodium borohydride (189 mg, 5 mmol) was added to a solution of the lactone (300

mg, 1.2 mmol) in ethanol (20 ml) at O°C and the reaction mixture allowed to warm

to room temperature. After 16h the suspension was concentrated in vacuo, the

residue dissolved in dichloromethane (100 ml) and the solution washed with

water (5 ml) and saturated aqueous sodium chloride (10 ml), dried and

concentrated in vacuo. Chromatography of the residue over silica gel eluting with

ethyl acetate gave the title compound (207 mg, 68%) as a colourless oil, RF 0.2,

lJmax 1666 and 3419 cm-1, bH (400) 1.41-1.92 (4H, m, NCH2CH2 and CH2CH20H),

1.45 (9H, s, (CH3hC), 2.42-2.9 (lH, m, 6-Hax), 2.78 (lH, m, CHCH2CH20H), 2.93

(lH, br d, J 13.5, 2-Hax), 3.62-3.90 (4H, m, 2-Heq, 6-Heq and GI20H) and 4.0-4.15

(lH, fi, CHOH) which was used directly without further purification.

157

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(lR,SS)-8-Aza-N-(tert-butyloxycarbonyl)-2-oxabicyc1o-[3.4.01-nonane (220)

(219)

OH

OH

(220)

Methanesulphonyl chloride (51 mg, 0.45 romol) was added to a solution of the

piperidine diol (219) (100 mg, 0.4 romol) and triethylamine (45 mg, 0.45 romol) in

dichloromethane (10 ml) at O°C. The reaction mixture was strirred at this

temperature for 3h, diluted with dichloromethane (100 ml), washed with water (5

ml) and saturated aqueous sodium chloride (5 ml), dried and concentrated in

vacuo to give the title compound (220) (76.6mg, 71%) as a colourless oil, [a ]D25

+8.0 (c=O.5 in CHCh), 'Umax 1110 and 1662 em-I, bH (400) 1.46 (9H, s, (CH3bC),

1.58-1.87 (3H, m, NCH2CH2 and NCH2CH2CH), 1.95-2.36 (2H, m, CH2CH20), 2.82

(lH, br t, J 13.5, 6-Hax), 3.28 (lH, dd, J 13.5 and 3, 2-Hax) and 3.62-4.25 (5H, m, 2-

Heq, 6-Heq and CH2CH20CH), m/ z 228 (2%, M+H), 171 (13, M-tBu), 155 (3, M­

tBuO) and 57 (100, tBu), [Found: M+H, 228.1600. CI2H22N03 requires M+H,

228.1600].

(3R, 4R)-1-tert-Butyl-3-hydroxy-4-methyl-piperidine-l,4-dicarboxylate (222)

5~ ~ c5~H

N N I I

BOC BOC

(149) (222)

The piperidine ~keto-ester (149) (5 g, 21.8 romol) was reacted with a solution of

dried baker's yeast by the method outlined for (3R, 4S)-1-tert-butyl-3-ethyl 4-

158

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hydroxypiperidine-1,3-dicarboxylate (152) to give the title compound (222) (4.08

g, 81%) as a pale oil, [a]D25 -32.7 (c=1.0 in CHCI3), umax 1690, 1735 and 3450 em-I,

OH (270) 1.46 (9H, s, (CH3hCO), 1.73 (lH, dt, J 3.6 and 13.5, 5-HAHB), 2.07 (lH,

ddd, J 13.5, 11.5 and 7.3, 5-HAHB), 2.56 (lH, ddd, J 10.6, 3.0 and 3.0, 4-H), 2.83 (lH,

dt, J 11.9 and 3.6, 6-Hax), 2.97 (lH, br d, J 13.2, 2-Hax), 3.73 and 3.78 (3H, 2 s,

CH30 ) and 4.03-4.19 (3H, m, 2-Heq, 6-Heq and 3-H), ()C (68.5) 22.41 (CH), 28.32

(CH3), 42.80 (CH2), 45.21 (CH2), 48.93 (CH2), 51.84 (CH3), 65.24 (CH), 79.84 (C),

155.54 (C) and 171.97 (C), mj z 200 (7%, M-C02Me), 158 (16, M-BOC), 141 (8, M­

BOC-OH), 101 ( 5, BOC), 82 (7, M-BOC-C02Me-OH), 59 (5, C02Me) and 57 (100,

tBu), [Found: M-C02Me, 200.1269. CloHlgN03 requires M-C02Me, 200.1287]'

(3R, 4R)-1-tert-Butyl-4-methyl 3-(methyloxymethyloxy)-1,4-pi peri dine­

dicarboxylate (223)

&OMOM N I

BOC

(222) (223)

Chloromethyl methyl ether (6.22 g, 77.2 mmol) was added to an ice-cooled

solution of the piperidine (222) (4 g, 15.4 mmol) and diisopropylethylamine (5 g,

38.6 mmol) in dichloromethane (200 ml) and the reaction mixture allowed to warm

to room temperature. After 16h the resulting solution was diluted with

dichloromethane (l00 ml), washed with 2M hydrochloric acid (2 x 40ml), and

saturated aqueous sodium chloride (50 ml), dried and concentrated in vaCllO.

Chromatography of the residue over silica gel eluting with ethyl acetate :

dichloromethane (9:1) gave the title compound (223) (4.3 g, 92%) as a colourless

oil, RF 0.6, [a]D25 +23.4 (c=0.9 in CHCI3), Umax 1687 and 1734 em-I, OH (270) 1.46

159

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(9H, s, (CH3bCO), 1.60-2.17 (2H, m, 5-H), 2.49-2.90 (3H, m, 2-Hax, 6-Hax and 4-H),

3.33 (3H, s, CH30CH20), 4.02-4.48 (3H, m, 2-Heq, 6-Heq and 3-H), 4.55 (1H, d, J 7,

OCHAHBO) and 4.76 (lH, d, J 7, OCHAHBO), be (68.5) 22.54 (CH2), 28.79 (CH3),

42.64 (CH2), 45.82 (CH), 46.06 (CHv, 52.13 (CH), 56.03 (CH3), 69.97 (CH), 80.02

(C), 95.19 (CH2), 155.40 (C) and 173.08 (C), mj z 244 (8%, M-C02Me), 202 (7, M­

BOC), 183 (5, M-C02Me-OMOM), 143 (5, M-C02Me-BOC), 141 (8, M-BOC­

OMOM), 82 (8, M-BOC-C02Me-OMOM), 59 (11, C02Me) and 57 (100, tBu),

[Found: M-BOC, 202.1051. C9HI6N04 requires M-BOC, 202.1079].

(3R, 4R)-1-(tert-Butyloxycarbonyl) 3-(methyloxymethyloxy)-4-piperidine­

carboxylic acid (224)

6 0MOM

N I Boe

(223)

&OMOM

N I BOC

(224)

The piperidine (223) (1 g, 3.3 mmol) was added to a stirred solution of potassium

hydroxide (0.92 g, 16.5 mmol) in water (10 ml) and the reaction stirred for 16h. The

resulting soluton was washed with diethyl ether (2 ml), acidified to pH 2 with 2M

citric acid and extracted with chloroform (3 x 30 ml). The combined extracts were

dried and concentrated in vacuo to give the title compound (224) (935 mg, 98%) as

a thick colourless oil, Uffiax 1691 and 3275 em-I, bH (400) 1.45 (9H, s, (CH3bCO),

1.68-1.80 (lH, m, 5-HAHB), 1.99-2.12 (1H, m, 5-HAHB), 2.48-2.88 (3H, m, 2-Hax, 6-

Hax and 4-H), 3.36 (3H, s, CH30CH20), 3.92-4.49 (3H, m, 2-Heq, 6- Heq and 3-H),

4.61 (lH, d, J 7, OCHAHBO) and 4.78 (lH, d, J 7, OCHAHBO), be (68.5) 20.81

(CH2), 28.16 (CH3), 42.70 (CH2), 45.07 (CH), 46.20 (CH2), 55.47 (CH3), 69.00 (CH),

79.66 (C), 94.50 (CH2), 154.93 (C) and 176.93 (C), mj z 312 (35%, M+Na), 290 (66,

160

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M+H), 258 (14, M-OMe), 232 (13, M-tBu), 188 (21, M-BOC) and 128 (33, M-BOC­

OCH20CH3+H ), [Found: M+H, 290.1614. CIJH24N06 requiresM+H, 290.1604].

Ethyl-(3R, 4S)-N-(ferf-butyloxycarbonyl)-3-(methyloxymethyloxy)-4-piperidine­

acetate (226)

&OMOM N I

BOC

(224)

OMOM

(226)

Freshly distilled oxalyl chloride (1.1 g, 8.6 mmol) was added to a stirred solution

of the piperidine carboxylic acid (224) (500 mg, 1.7 mmol) and dimethylformamide

(6.3 mg, 0.09 mmol) in diethyl ether (25 ml). The mixture was stirred at O°C for 30

mins and 90 mins at room temperature. The solvent and excess reagent were

evaporated in vacuo and the residue dissolved in diethyl ether (10 ml). An excess

of an ice cold ethereal solution of diazomethane was added, the solution left to

stand for 16h then concentrated in vacuo. Chromatography of the residue over

silica gel eluting with ethyl acetate: dichloromethane (9:1) gave the diazoketone

(225) (411 mg, 75%) as a colourless oil, RF 0.5, 'Umax 1686, 1734 and 2253 em-I, bH

(250) 1.35-1.72 (2H, m, 5-H), 1.45 (9H, s, (CH3bCO), 2.8-3.12 (3H, ffi, 2-Hax, 6-Hax

and 4-H), 3.40 (3H, s, CH)OCH20), 4.0-4.3 (3H, m, 2-Heq, 6-Heq and 3-H), 4.68

(1H, d, J 7, OCHAHBO), 4.72 (lH, d, J 7, OCHAHBO) and 5.31 (lH, s, HC=N2)·

Silver benzoate (14 mg, 0.06 mmol) and triethylamine (0.05 ml) were added to a

solution of the diazoketone (225) (411 mg, 1.2 mmol) in ethanol (15 ml) and the

reaction mixture stirred for 16h then concentrated in vacuo. Chromatography of

the residue over silica gel eluting with ethyl acetate: dichloromethane (9:1) gave

the title compound (226) (237 mg, 62%) as a colourless oil, RF 0.6, [(1]025 +18.0

161

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(c=1.4 in CHCb), tlmax 1684 and 1740 em-I, ()H (400) 1.27 (3H, t, J 7, CH3CH20),

1.4-1.58 (1H, m,4-H), 1.45 (9H, s, (CH3hCO), 1.67-1.81 (1H, m, 5-HAHB), 2.03 (1H,

ddd, J 13.5, 11 and 7.3, 5-HAHB), 2.55 (lH, br d, J 11.9, 6-Hax), 3.28-3.40 (1H, m,2-

Hax), 3.55 (3H, s, CH30CH2), 4.1-4.4 (3H, m, 2-Heq, 6-Heq and 3-H), 4.17 (2H, q, J

7, OCH2CH3), 4.57 (1H, d, J 7, CHAHBO) and 4.75 (1H, d, J 7, CHAHBO), ()e (68.5)

13.95 (CBJ), 21.81 (CH2), 28.17 (CH), 40.03 (CHz), 45.50 (CH), 46.20 (CHv, 55.42

(CH3), 56.00 (CH2), 60.38 (CHz), 69.71 (CH), 79.46 (C), 94.59 (CHZ), 154.84 (C) and

172.01 (C), mj z 216 (10%, M-BOC), 143 (4, M-BOC-CHzCOzMe), 142 (7, M-BOC­

COzMe-Me), 126 (40, M-BOC-CH2COzMe-Me), 82 (45, M-CH2C02Me-OCH20Me­

BOC) and 57 (100, tsu), [Found: M-BOC, 216.1038. CIOHH~N04 requires M-BOC,

216.1236].

(3R, 4S)-1-tert-Butyl 3-(methyloxymethyloxy)-4-hydroxyethylpi peridine-l­

carboxylate (227)

OMOM

(226) (227)

OH

OMOM

Diisobutylaluminuim hydride (1.7 mI, 2.52 mmol, l.5M in toluene) was added to a

solution of the piperidine (226) (200 mg, 0.63 mmol) in toluene (10 ml) at -78°C.

After 6h, saturated aqueous potassium tartrate (2 ml) was added, the suspension

diluted with dichloromethane (100 mI), washed with water (5 ml), and saturated

aqueous sodium chloride (10 mI), dried and concentrated in vacuo.

Chromatography of the residue over silica gel eluting with ethyl acetate:

dichloromethane (1:1) gave the title compound (227) (100 mg, 55%) as a colourless

oil, RF 0.6, tlmax 1688 and 3270 em-I, ()H (250) 1.27-1.52 (lH, m, 4-H), 1.42 (9H, s,

162

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(CfI3bCO), 1.63 (2H, ddd, J 13.6, 11.2 and 7.3, 5-H), 1.70-1.90 (2H, m,

CH2CH20H), 2.60-2.85 (2H, m, 2-Hax and 6-Hax), 3.40 (3H, s, CH30CHV, 3.54-

3.71 (2H, m, CH20H), 3.89 (lH, br s, 6-Heq), 3.94-4.40 (2H, m, 2-Heq and 3-H),

4.61 (lH, d, J 7, OCHAHBO) and 4.80 (lH, d, J 7, OCHAHBO).

(3R, 4S)-1-tert-Butyl 3-(methyloxymethyloxy)-4-( O-methanesul phonyloxyethyl)­

piperidine (228)

(227)

OH

OMOM

(228)

OMs

OMOM

Methanesulphonyl chloride (63 mg, 0.55 mmol) was added to a solution of the

piperidine (227) (80 mg, 0.28 mmol) and pyridine (44 mg, 0.55 mmol) in

dichloromethane (5 ml) at O°C. The reaction mixture was stirred at this

temperature for 3h, diluted with dichloromethane (100 ml), washed with water (5

ml) and saturated aqueous sodium chloride (5 ml), dried and concentrated in

vacuo to give the title compound (228) (63mg, 62%) as a colourless oil, lJmax 1690,

1112 and 1160cm-1, ()H (250) 1.36-1.78 (3H, m, 5-H and 4-H), 1.46 (9H, s,

(C~hCO), 1.98-2.16 (2H, m, CH2CH20Ms), 2.49-2.87 (2H, m, 2-Hax and 6-Hax),

3.01 (3H, s, CH3S02), 3.49 (3H, s, CH30CH2), 3.85 (lH, br s, 6-Heq), 4.03-4.51 (3H,

m, 2-Heq and CH20Ms), 4.57 (lH, d, J 7, OCHAHBO) and 4.80 (1H, d, J 7,

OCHAHBO).

163

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(3R)-1-Aza-3-(methyloxymethyloxy)-b icyclo-[2. 2.2]-heptane (229)

I BOC

(228)

OMs

OMOM 7.~MOM Sr 4 3

6t-N 2

(229)

Trifluoroacetic acid (560 mg, 4.9 mmol) was added to a stirred solution of the

piperidine (228) (60 mg, 0.16 mmol) in dichloromethane (10 ml). After Ih the

reaction mixture was diluted with dichloromethane (100 ml), washed with

saturated sodium hydrogen carbonate (2 x 4 ml), dried and concentrated ill vacuo.

The residue was dissolved in ethanol (15 ml), refluxed for 6h and concentrated ill

vacuo. Chromatography of the residue over silica gel eluting with methanol :

ammonia (19:1) gave the title compound (229) (7.5 mg, 27%) as a colourless oil, RF

0.4, [a]D2S -23.4 (c=l in IN HCl), ~H (400) 1.86-1.97 (2H, m, 5-HAHB, 7-HAHB),

2.06-2.12 (1H, m, 5-HAHB), 2.19-2.25 (IH, m, 7-HAHB), 2.28-2.40 (1H, m, 4-H), 3.14

(lH, dt, J 13 and 3, 6-HAHB), 3.29-3.49 (4H, m, 2-HAHB, 6-HAHB and 8-H), 3.71

(lH, ddd, J 3, 8 and 13, 2-HAHB) and 4.24-4.26 (1H, m, CHOMOM), ~c (100) 18.25

(CH2), 21.91 (CH2), 28.52 (CH), 51.94 (CH2), 53.09 (CH2), 61.13 (CH), 61.57 (CH2),

65.03 (CHJ) and 92.76 (CH2).

3-(R)-1-Aza-3-hydroxy-bicyclo-[2.2.2]-heptane

[3-(R)-quinuclidinol] (151)

OMOM

CQ! (229)

164

(151)

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12M hydrochloric acid (5 ml) was added to a solution of the quinuclidinol (229) (20

mg, 0.012 mmol) in ethanol (5 ml), the resulting solution was refluxed for 15 mins

and concentrated in vacuo. Chromatography of the residue over silica gel eluting

with methanol: ammonia (9:1) gave the title compound (151) (12 mg, 83%) as a

colourless oil, RF 0.15, [a]D25 -39.5 (c=O.5 in IN HCI), Lit [a]D20 +45.8° (c=3.0 in IN

HCl) for the (5) enantiomer,l33 Vmax 3450 cm-I, {)H (400) 1.12-1.47 (2H, m, 5-HAHB

and 7-HAHB), 1.48-1.78 (2H, m, 4-H and 5-HAHB), 1.79-2.00 (1H, m, 7-HAHB),

2.39-2.90 (5H, m, 2-HAHB, 8-H and 6-H), 2.91-3.09 (1H, ffi, 2-HAHB), 3.61-3.78 (1H,

m, 3-H) and 5.31 (lH, br s, OH), {)c (400) 18.67 (CH2), 28.53 (CH2), 28.12 (CH),

46.06 (CH2), 47.12 (CH2), 57.72 (CH2) and 66.72 (CH). This data is consistent with

an authentic sample of the racemic material from the Aldrich Chemical Company.

(±) 1-Benzyl-2-hydroxyethylpiperidine-1-carboxylate (298)

OH OH

(297) (298)

Benzyl chloroformate (13.2 g, 85.3 mmol) and 2M aqueous sodium hydroxide (40

mI, 85.3 mmol) were added simultaneously to a stirred solution of 2-

piperidine ethanol (297) (10 g, 77.5 mmol) and sodium hydroxide (3.1 g, 77.5 mmol)

in water (40 ml) at O°C. The reaction mixture was warmed to room temperature

and the resulting solution stirred for 16h, then acidified to pHI with 2M aqueous

hydrochloric acid and extracted with dichloromethane (3 x 150 ml). The combined

organic phases were washed with saturated aqueous sodium hydrogen carbonate

(50 ml) and saturated aqueous sodium chloride (50 ml), dried and concentrated ill

vacuo to give the title compound (298) (18.35 g, 90%) as a colourless oil, Umax

(CH2Ch) 1680 and 3220cm-l, {)H (270) 1.29-1.58 (7H, m, 3-CH2, -l-CH2,5-

165

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CH2CHAHBCH20H), 1.81 (1H, app br t, J 13.3, CHAHBCH20H), 2.84 (1H, br t, J

13, 6-Hax), 3.39 ( 2H, m, CH20H), 3.91 (lH, hr d, J 13, 6-Heq), 4.34 (lH, m,2-Heq),

5.08 (2H, br s, PhCH2), 7.28-7.39 (5H, m, QjHs), ()e (100) 18.53 (CHv, 25.27 (CH2),

28.08 (CH2), 32.47 (CH2), 38.80 (CH2), 47.88 (CH), 58.32 (CH2), 66.02 (CH2), 127.32

(CH), 127.66 (CH), 128.34 (CH), 137.20 (C), and 154.65 (C), m/ z 264 (100%, M + H),

218 (2, M+ - CH2CH20H), 173 (2, M - C6HSCH2), and 156 (18, M - QjHs C H20),

[Found: M + H, 264.1600. ClSH21N03 requiresM+H, 264.1600].

(±) N-(Benzyloxycarbonyl)-2-piperidineethanal (299)

OH

(298) (299)

A solution of pyridine-sulphur trioxide complex (9.1 g, 19.0 mmol) in dimethyl

sulphoxide (29.6 mI, 380 mmol) was added to an ice-cooled solution of the

piperidine (298) (5 g, 19.0 mmol) and triethylamine (9.6 g, 95 mmol) in

dichloromethane (200 ml) under an atmosphere of nitrogen. The reaction mixture

was allowed to warm to room temperature and, after 16h, the resulting solution

was diluted with dichloromethane (200 mI), washed with water (3 x 30 mI) and

saturated aqueous sodium chloride (50 mI), dried and concentrated in vacuo.

Chromatography of the residue over silica gel eluting with dichloromethane :

ethyl acetate (9:1) gave the title compound (299) (4.0 g, 82%) as a colourless oil. RF

0.65, ()H (90) 1.3-2.15 (6H, m), 2.95 (lH, hr t, J 13, 6-Hax), 2.75 (2H, m, CH2CHO),

4.35 (1H, hr d, J 12, 6-Heq), 5.05 (1H, hr s, 2-Heq), 5.20 (2H, s, PhCHv, 7.42 (5H, s,

C6Hs) and 9.3 (lH, s, CHO) which was used directly without further purification.

166

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Methyl 4-[ (±) N-(Benzyloxycarbonyl)-2-pi peri diny 1]-2-butenoate (301)

(299)

I Z

(301)

A solution of the aldehyde (299) (4.0 g, 15 mmol) and methyl triphenyl­

phosphorylidene acetate (300) (5.6 g, 16.8 mmol) in dichloromethane (100 ml) were

stirred under a nitrogen atmosphere for 16h. The resulting solution was filtered,

the solid residue washed with dichloromethane (200 ml) and the combined

organic extracts concentrated in vacuo. Chromatography of the residue over silica

gel eluting with dichloromethane : ethyl acetate (9:1) to give the title compound

(301) (3.65 g, 75%) as a colourless oil, RF 0.6, "max 1685 and 1710 em-I, ()H (400)

1.18-1.30 (lH, m), 1.31-1.84 (5H, m), 2.21-2.27 (lH, m, CHAHBCH=CH), 2.32-2.38

(1H, m, CHAHBCH=CH), 2.64, (lH, br t, J 12.9, 6-Hax), 3.51 (3H, s, C02CH3), 3.95

(1H, br d, J 12.9, 6-Heq), 4.27 (lH, br s, 2-Heq), 4.92 (2H, s, PhCH2), 5.66 (lH, d, J

15.6, CH=CHC02Me), 6.69 (IH, dt, J 15.6 and 7.5, CH=CHC02Me) and 7.15 (5H, s,

C6HS), ()C (68) 18.35 (CH2), 24.71 (CH2), 27.39 (CH2), 32.20 (CH2), 38.64 (CH2),

49.36 (CH), 50.75 (CH3), 66.43 (CH2), 122.41 (CH), 127.22 (CH), 127.87 (CH), 127.49

(CH), 144.94 (CH), 154.73 (C) and 165.82 (C), mj z 335 (92%, M + Nl4) and 318

(100, M + H), [Found: M+H, 318.1704. ClsH24N04 requiresM+H, 318.1705].

167

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4-[(±)-N-(Benzyloxycarbonyl)-2-piperidinyl]-2-buten-1-o1 (302)

OH

(301) (302)

A solution of diisobutylaluminium hydride (16.8 mI, 25 % wt soIn, 1.5 M, 25

mmol) was added to a solution of the piperidine (301) (2 g, 6.3 mmol) in toluene

(50 ml) at -78°C under an atmosphere of nitrogen. After 6h saturated aqueous

potassium tartrate was added (15 mI). The reaction mixture was warmed to room

temperature, filtered, and the residue washed with dichloromethane (200 mI). The

combined filtrates were washed with water (25 mI) and saturated aqueous sodium

chloride (25 mI), dried and concentrated in vacuo. Chromatography of the residue

over silica gel eluting with dichloromethane : ethyl acetate (9:1) gave the title

compound (302) (1.6 g, 87%) as a colourless oil, RF 0.4, 'Umax 1680 and 3240 em-I,

{)H (250) 1.35-1.82 (6H, m), 2.19-2.34 (lH, m, CHAHBCH=CH), 2.39-2.65 (1H, m,

CHAHBCH=CH), 2.94, (1H, br t, J 13.5, 6-Hax), 3.19 (lH, br s, OH), 3.98-4.30 (3H,

m, CH20H, 6-Heq), 4.43 (1H, br s, 2-Heq), 5.19, (2H, s, PhCH2), 5.32-5.63, (2H, m,

CH=CH) and 7.43 (5H, s, C6HS), ()C (75) 18.74 (CH2), 25.37 (CH2), 27.81 (CH2),

32.79 (CH2), 39.23 (CH2), 50.52 (CH), 63.32 (CH2), 66.85 (CH2), 127.81 (CH), 127.90

(CH), 128.42 (CH), 128.98 (CH), 131.53 (CH) and 155.68 (C), mj z 290 (32%, M + H),

218 (24, M- CH2CH=CHCH20H), 92 (22, C6HsCH3), 91 (100, C6HSCH2) and 57 (3,

CH=CHCH20H), [Found: M+H, 290.1756. CI7H2JN03 requiresM+H, 290.1756].

168

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4-[ (±)-N-(Benzyloxycarbonyl)-2-piperi dinyl]-( O-tert-butyl dimethylsil yl)-2-

buten-I-ol (303)

OH OTBDMS

(302) (303)

tert-Butyldimethylsilyl chloride (0.57 g, 3.8 mmol) was added to a solution of the

allylic alcohol (302) (1.0 g, 3.5 mmol), triethylamine (0.38 g, 3.8 mmol) and DMAP

(20 mg, 0.17 mmol) in dichloromethane (40 ml) under a nitrogen atmosphere. The

reaction mixture was stirred for 16 h, diluted with dichloromethane (100 ml),

washed with 2M aqueous citric acid (30 ml), water (10 ml) and saturated aqueous

sodium chloride (30 ml), dried and concentrated in vacuo. Chromatography of the

residue over silica gel eluting with dichloromethane : ethyl acetate (9:1) gave the

title compound (303) (1.10 g, 79%) as a colourless oil, RF 0.8, 'Umax 1690 em-I, ~H

(400) 0.01 (6H, s, Si(CH3h), 0.86 (9H, s, SiC(CH3h), 1.22-1.64 (6H, m), 2.21-2.27

(lH, m, CHAHBCH=CHCH20Si), 2.28-2.34 (lH, m, CHAHBCH=CHCH20Si), 2.80

(lH, br t, J 11, 6-Hax), 3.90-4.09 (lH, m, 6-Heq), 4.18-4.38, (lH, m, 2-Heq), 5.08 (2H,

s, PhCH2), 5.51-5.54 (2H, m, CH=CH) and 7.30 (5H, s, Q,Hs) , ~c (l00) -5.17 and

-5.30 (CH3), 18.29 (CH2), 18.91 and 18.70 (CH2), 22.53 (CH2), 25.58 and 25.41 (CHV,

25.93 (CH3), 32.66 (CHV, 39.25 and 39.04 (CHV, 50.75 and 50.34 (CH), 63.01 and

63.73 (CH), 66.79 (CH2), 127.25 (CH), 127.69 (CH), 127.77 (CH), 128.38 (CH) and

155.44 (C) , mj z 218 (28%, M-CH2CH=CHCH20TBDMS), 212 (7, M-PhCH2D2C -

tBu + H), 92 (20, Q;HsCH.3), 91 (l00, C6HsCH2) and 77 (3, Q,Hs), [Found: M­

CH2CH=CHCH20TBDMS, 218.1214. C13H16N02 requires M-CH2CH=CHCH2-

OTBDMS, 218.1181].

169

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4-[(±)-N-(Benzyloxycarbonyl)-2-piperidinyl]-(O-ferf-butyldimethyl-silyl)-2,3-

epoxy-butan-l-ol (304)

.... OTBDMS OTBDMS

(303) (304)

meta-Chloroperoxybenzoic acid (342 mg, 50% pure, 2 mmol) was added to a

stirred solution of the alkene (303) at room temperature. After 90min the reaction

mixture was diluted with dichloromethane (100 ml), washed with saturated

sodium hydrogen carbonate (30 ml) and saturated aqueous sodium chloride (30

ml), dried and concentrated in vacuo to give the title compound (304) (148 mg,

71%) as a colourless oil, RF 0.8, l)H (400) 0.04-0.09 (6H, m, Si(CH3h), 0.89 (9H, s,

C(CH3h), 1.12-1.75 (7H, m), 1.8-2.05 (lH, m), 2.65-2.9 (3H, m, 6-Hax and

CH2CH(O)GI), 3.48-3.58 (lH, m, CHAHBOTBDMS), 3.60-3.8 (1H, m,

CHAHBOTBDMS), 4.00 (lH, br s, 6-Heq), 4.55 (lH, br s, 2-Heq), 5.12-5.17 (2H, m,

PhCH2) and 7.27-7.36 (5H, m, C6Hs), l)C (68) -5.20 (CH3), 18.00 (CH2), 18.41 (C),

25.51 and 25.89 (CH2), 25.94 and 26.04 (CBJ), 28.32 (CH2), 32.27 and 32.88 (CH2),

39.19 and 39.48 (CHz), 48.88 and 49.08 (CH), 53.83 and 54.14 (CH), 58.61 (CH),

63.17 and 63.88 (CH2), 67.08 and 67.15 (CH2), 127.85 (CH), 127.97 (CH), 128.50

(CH), 137.00 (C) and 155.48 (C), m/ z 362 (5%, M-(CH3hC), 218 (7, M­

CH2CHOCHCH20TBDMS), 108 (5, C6HsCH20H), 107 (5, C6HsCH20) and 91

(100, C6HsCH2), [Found: M-(CH3hC, 362.1803. C19H2gNO,pi requires M-(CH3)3C,

362.1788].

170

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(±) N-(tert-ButyloxycarbonyD-2-piperidinemethanol (305)

QOH I

H

(177) (305)

Di-tert-butyl dicarbonate (4.18 g, 19.1 mmol) was added to a stirred solution of 2-

piperidinemethanol (177) (2 g, 17.4 mmol) and triethylamine (1.93 g, 19.1 mmol) in

dichloromethane (l00 ml). The reaction mixture was stirred for 16h, then acidified

to pHI with 2M aqueous citric acid and extracted with dichloromethane (3 x 150

ml). The combined organic phases were washed with saturated aqueous sodium

hydrogen carbonate (50 ml), saturated aqueous sodium chloride (50 ml), dried and

concentrated in vacuo to give the title compound (305) (3.0 g, 80%) as a colourless

oil, "max 1688 and 3430 cm-l, ()H (400) 1.34-1.68 (5H, m), 1.41 (9H, s, (CH3hCO),

1.74 (IH, ddd, J 13.1, 13.1 and 3.0, 5-HAHB), 3.57 (lH, ddd, J 13.1, 13.1 and 3.0, 6-

Hax), 3.71 (2H, dd, J 10.9 and 8.2, CH20H), 3.87 (lH, br d, J 13, 6-Heq) and 4.17-

4.21 (lH, m, 2-Heq). ()e (100) 19.61 (CH2), 25.23 (CH2), 28.44 (CH3), 28.70 (CH2),

40.18 (CH2), 52.80 (CH), 61.60 (CH2), 79.59 (C) and 156.08 (C), m/ z 238 (15%,

M+Na), 216 (65, M+H), 184 (53, M-CH20H), 158 (25, M-tBu), 142 (42, M-tsuO) and

114 (59, M-BOC), [Found: M+H, 216.1613. CllH22N03 requires M+H, 216.1600].

(±) N-(tert .. ButyloxycarbonyD-2-piperidinemethanal (306)

QOH N I

BOC

(305)

171

QO N I SOC

(306)

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A solution of pyridine-sulphur trioxide complex (2.1 g, 13.1 mmol) in dimethyl

sulphoxide (7 ml, 96 mmol) was added to an ice-cooled solution of the piperidine

(305) (0.95 g, 4.4 mmol) and triethylamine (2.2 g, 21.8 mmol) in dichloromethane

(50 ml) . The reaction mixture was allowed to warm to room temperature and after

16h the resulting solution was diluted with dichloromethane (100 ml), washed

with water (3 x 20 ml) and saturated aqueous sodium chloride (20 ml), dried and

concentrated in vacuo. Chromatography of the residue over silica gel eluting with

dichloromethane: ethyl acetate (9:1) gave the title compound (306) (0.70 g, 74%) as

a colourless oil, RF 0.75, ()H (270) 1.15-1.63 (5H, m), 1.39 (9H, s, (CH3hCO), 1.92-2.1

(lH, m, 5-HAHB), 2.87 (lH, br t, J 12.4, 6-Hax), 3.84 (IH, br d, J 12.4, 6-Heq), 4.43-

4.55 (IH, m, 2-Heq) and 9.50 (lH, s, CHO), ()e (68.5) 20.41 (CH2), 23.11 (CH2), 24.26

(CHV, 27.72 (CH3), 42.12 (CH2), 60.71 (CH), 79.46 (C), 154.90 (C) and 199.84 (CH).

The sample was used directly.

l-tert-butyldimethylsilyloxy-2-propyne (307)

H _ , OH

---.... H- , OTBDMS

(307)

tert-Butyldimethylsilyl chloride (29.6 g, 196 mmol) was added to a stirred solution

of propargyl alcohol (10 g, 179 mmol), triethylamine (19.8 g, 196 mmol) and 4-

dimethylaminopyridine (1.1 g, 9 mmol) in dichloromethane (200 ml). The reaction

mixture was stirred for 16h, washed with 2M aqueous hydrochloric acid (2 x 40

ml) and brine (40 ml), dried and concentrated in vacuo. Chromatography of the

residue over silica gel eluting with dichloromethane : ethyl acetate (4:1) gave the

title compound (307) (24.9 g, 82%) as a colourless oil, RF 0.3, ()H (250) 0.05 (6H, S,

(CH3)Si), 0.88 (9H, s, (CH3hCSi), 2.36 (1H, s, C-H) and 4.27 (2H, S, CH2-0 ).

172

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4-[(±)-N-(tert-Butyloxycarbonyl)-2-piperidinyl1-4-hydroxy_(O_tert-butyl­

dimethylsilyD-2-butyn-l-ol (308)

OTBDMS

(306) (308)

Butyl lithium (1.46 mI, 1.6M in hexanes, 2.35 mmol) was added dropwise to a

solution of the alkyne (307) (439 mg, 2.58 mmol) in tetrahydrofuran (10 ml) at

-78°C. The reaction mixture was stirred at this temperature for 20min and at room

temperature for a further 20min. The resulting solution was cooled to -78°C and

the piperidine aldehyde (306) (500 mg, 2.35 mmol) was slowly added. Stirring

continued for 45min at this temperature and at room temperature for a further

45min. Saturated aqueous ammonium chloride (1 ml) was introduced, the reaction

mixture was diluted with dichloromethane (200 mI), washed with water (10 ml)

and saturated aqueous sodium chloride (10 ml), dried and concentrated in vacuo.

Chromatography of the residue over silica gel eluting with dichloromethane :

ethyl acetate (9:1) gave the title compound (308) (791 mg, 88%) as a colourless oil,

Rp 0.85, Umax 1687, 3240 em-I, l)H (400) 0.08 (6H, s, (CH3hSi), 0.88 (9H, s,

(CH.3hCSi), 1.14-1.67 (5H, m), 1.44 (9H, s, (CH3hCO), 1.94-1.99 (lH, ffi, 5-HAHB),

2.98 (lH, br t, J 11, 6-Hax), 3.92 (1H, br d, J 11, 6-Heq), 4.10-4.18 (1H, ffi, CHOH),

4.29 (2H, s, CH20Si) and 4.62 (1H, d, J 6.4, 2-Heq), l)C (100) -5.10 (CH:3), 18.29 (C),

19.47 (CH2), 24.41 (CH2), 24.66 (CH2), 25.87 (CH3), 28.54 (CH3), 40.81 (CH2), 51.84

(CH2), 55.93 (CH), 63.66 (CH), 79.77 (C), 84.17 (C), 84.70 (C) and 155.84 (C), mj z

406 (3%, M+Na), 384 (7, M+H), 326 (5, M-lBu), 310 (28, M-tBuO), 184 (20, M­

CH(OH)C-CCH20TBDMS) and 128 (100, M-CH(OH)CCCH20TBDMS-tBu+H),

Found: M+H, 386.2716. C2oH4oNOpi requires M+H, 386.2727].

173

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4-[ (±)-N-(tert-Butyloxycarbonyl)-2-pi peri dinyl]-4-hy droxy-( O-tert­

butyldimethylsilyl)-2-buten-l-ol (309)

OTBDMS

OTBDMS

(308) (309)

The alkyne (308) (200 mg, 0.54 mmol) was added to a rapidly stirred solution of

palladium on barium sulphate (200 mg, 5%) and quinoline (30 J.lL) in ethyl acetate

(4 ml) under an atmosphere of hydrogen. The reaction mixture was stirred until

the requisite amount of hydrogen had been absorbed (ca O.5h), filtered through

kieselguhr and concentrated in vacuo to give the title compound (309) (185 mg,

92%) as a colourless oil, utnax1680 and 3254 em-I, ~H (400) 0.26 (6H, s, (CH3hSi),

0.86 (9H, s, (CH3bCSi), 1.22-1.62 (5H, m), 1.39 (9H, s, (CH3hCO), 2.03 (1H, br d, J

IS, 5-HAHB), 2.68 (lH, ddd, J 13, 13 and 3, 6-Hax), 4.00-4.07 (2H, m, CHOH and 6-

Heq), 4.19 (lH, ddd, J 13, 4.4 and 1.2, CHAHBOSi), 4.28 (1H, ddd, J 13,4.9 and 1.2,

CHAHBOSi) and 5.51-5.63 (2H, m, CH=CH), ~c (100) -5.1 (CH3), 18.13 (C), 19.40

(CH2), 24.29 (CH2), 25.07 (CH2), 25.81 (CH3), 28.36 (CH3), 40.44 (CH2), 55.20 (CHV,

59.63 (CH2), 65.87 (CH), 79.23 (C), 131.83 (CH), 132.14 (CH) and 155.12 (C), mj z

408 (3%, M+Na), 386 (20, M+H), 284 (15, M-BOC), 272 (9, M-TBDMS+H), 228 (10,

M-BOC-tBu+H), 184 (27, M-CH(OH)CH=CHCH20TBDMS) and 128 (100, M­

CH(OH)CH=CHCH20TBDMS-tBu+H), [Found: M+H, 386.2716. C2olf4oN0 4Si

requires M+H, 386.2727).

174

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4-[ (±)-N-(tert-Butyloxycarbonyl)-2-piperi dinyl]-4-acetoxy-( O-tert­

butyldimethylsilyl)-2,3-epoxy-butan-l-01 (310)

OTBDMS OTBDMS

o

(309) (310)

m-Chloroperoxybenzoic acid (269 mg, 0.8 mmol, 50% pure) was added to a

solution of the alkene (309) (150 mg, 0.4 mmol) in dichloromethane (15 ml) at O°C.

The reaction mixture was warmed to room temperature, stirred for 90min, diluted

with dichloromethane (100 ml), washed with saturated aqueous sodium hydrogen

carbonate (5 ml), and saturated aqueous sodium chloride (5 ml), dried and

concentrated in vacuo to yield the epoxide. The crude epoxide was dissolved in

dichloromethane (20 ml), acetic anhydride (159 mg, 1.6 mmol) and pyridine (123

mg, 1.6 mmol) were added and the reaction mixture stirred at room temperature

for 16h. The resulting solution was diluted with dichloromethane (100 ml),

washed with 2M aqueous hydrochloric acid (2 x 7 ml), and saturated aqueous

sodium chloride (2 ml), dried and concentrated in vacuo. Chromatography of the

residue over alumina eluting with hexane : ethyl acetate (9:1) gave the title

compound (310) (124 mg, 72%) as a colourless oil, RF 0.90, ()H (400) 0.10 (6H, s,

(CH3hSi), 0.91 (9H, s, (CH3hCSi), 1.06-1.72 (6H, m), 1.46 (9H, s, (CH3hCO), 2.09

(3H, s, CH3CO), 2.74 (lH, br t, J 12.7, 6-Hax), 3.10 (1H, dt, J 4.2 and 6.3,

CHCH20Si), 3.17 (1H, dd, J 8.8 and 4,2, CHCHOAc), 3.72 (1H, dd, J 11.8 and 3.6,

CHAHBOSi), 3.91 (1H, dd, J 11.8 and 6.2, CHAHBOSi), 4.02 (lH, br d, J 12.7, 6-

Heq), 4.39-4.48 (1H, m, 2-Heq) and 5.19 (1H, dd, J 8.8 and 10, CHOAc), ()e (100)

-5.07 (CH3), 18.43 (C), 19.51 (CH2), 20.92 (CH3), 24.62 (CH2), 25.10 (CH2), 26.01

(CH3), 28.55 (CH3), 40.61 (CH2), 51.58 (CH2), 57.11 (CH), 58.60 (CH), 62.04 (CH2),

68.94 (CH), 80.09 (C), 154.84 (C) and 169.70 (C), m/ z 466 (1%, M+Na), 444 (2,

175

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M+H), 443 (1, M), 386 (3, M-tBu) and 342 (12, M-BOC), [Found: M, 443.2698.

C22HUN06Si requires M, 443.2703].

1-Acetoxy-2-hydroxy-3-(hydroxymethyl)-indolizidine (312)

OTBDMS OAc

o

OAc

(310) (312)

Trifluoroacetic acid (455 mg, 0.14 mmol) was added to a stirred solution of the

piperidine (310) (60 mg, 0.14 mmol) in dichloromethane (20 ml). After 1h the

reaction mixture was diluted with dichloromethane (100 ml), washed with

saturated sodium hydrogen carbonate (2 x 20 ml), dried and concentrated in vacuo.

The residue was dissolved in methanol (20 ml), stirred at room temperature for

36h and concentrated in vacuo to give the title compound (312) (17 fig, 54%) as a

thick colourless oil, ()H (400) 1.25-1.35 (lH, m, 8-HAHB), 1.4-1.55 (2H, m, 6-CHAHB

and 7-HAHB), 1.65-1.74 (1H, m, 6-HAHB), 1.82-1.91 (lH, fi, 7-HAHB), 1.97 (1H, br

d, J 13, 8-HAHB), 2.12 (3H, s, CH3C02), 2.79 (lH, dt, J 3 and 13, 5-Hax), 2.97-3.38

(lH, m, 8a-H), 3.58-3.72 (3H, m, CHCH20H), 4.24 (lH, br d, J 13, 5-Heq), 4.31 (1H,

d, J 10, 2-H) and 5.15 (lH, dd, J 8 and 10, I-H), ()e (100) 20.48 (CH3), 24.05 (CH2),

25.97 (CH2), 31.88 (CHV, 46.28 (CH2), 59.62 (CH), 62.57 (CH2), 68.30 (CH), 67.00

(CH), 75.98 (CH) and 171.07 (C).

176

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Publication

192

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:JJu:drOfl: AsyfflRll!lry Vol. 4. No.4, pp. 625·623. 1993 led in Great Bril2.in

0957-4166<;')000...00

Pergamon Press ~L.J

New Members of the Chiral Pool.: !)-Hydroxypiperidine Carboxylates from Baker's Yeast Reductions of the Corresponding Keto-esters

David W. Knight,· Neil Lewis and Andrew C. Share

Chemistry Department, University Park, Nottingham, NG7 2RD, UK. David Haigh

SmithKline Beecham Pharmaceuticals, Yew Tree Bottom Road, Great Burgh, Epsom, Surrey,

KT185XQ.

(Received in UK 25 January 1993)

Summary:- Baker's yeast reduction of the keto-piperidinecarboxylates 2 and 6 leads to the

corresponding hydroxy-esters a and 7a in good chemical yields and with >99% d.e. and >93%

e.e. in both cases.

Amongst the many applications of baker's yeast in asymmetric synthesis. the reduction

of (racemic) ~-keto-esters to the corresponding ~-hydroxy-esters is one of the most useful

transformations which can be achieved using this organism. 1 Thus, when we recently

required access to a-hydroxyproline I, yeast reductions of 3-ketoprolines. protected at nitrogen.

proved to be a viable option.2,3 The success of this conversion encouraged us to examine

similar reactions of related ketopiperidine carboxylates, in the hope of gaining access to some

useful new chiral pool members in an area which is somewhat depleted in tenns of the

availability of homochiral starting materials.

1 2

H

d"OH

N ':"CO,M, I H Boc

3

H

d"OH

::. /OR N '" I H Boc

4 5

a) R=H a) Rl • Boc; R2 .1BDPS

b) R .. 1BDPS b) Rl • Ts; ~ .1BDPS c) Rl. Ts; R2. H

d) Rl .. ~.T5

Exposure of the keto-piperidine carboxylate 24 to fermenting baker's yeast in aqueous

sucrose5 (48h. 30·C) followed by filtration through kieselguhr. saturation of the filtrate with

sodium chloride and ethyl acetate extraction (5x) gave a hydroxypiperidine carboxylate in 75-

80% yield (5-10 g scale) as an oil, which was a single diastereoisomer according to l3C NMR

625

193

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626 D. W. KNIGHT et al.

data,6 and which showed [a]D + 47.9, (c, 3.8, CH2C12). It has been established that the 2-

substituent in such 1,2-disubstituted piperidines adopts an axial position in order to avoid

steric interactions between the two functions. 7 As the 3-proton (CHOH) was evidently axial,S

the product was the cis isomer 3, or its (28, 3R)-enantiomer.

The optical purity and absolute configuration were determined by deoxygenation to the corresponding 2-piperidinemethanol derivative 5d. Reduction (LiAlILi, THF, 20·C, 3h; 72%) of

the initial product 3 led to the diol4a which was protected at the primary position (TBDPSCI, DMAP, Et3N, 20·C, 12h; 79%). Deoxygenation9 (BUn3SnH, AIBN, toluene, reflux) of the

resulting monosilyl ether 4b via the corresponding thionourethane (Im2CS) then gave the

piperidine methanol derivative 5a (50%). Following protecting group exchange at nitrogen (TFA, CH2CI2, 20·C, Ih then TsCI, Et3N, cat. DMAP, CH2CI2, 20·C, 2h; 70%), the resulting

sulfonamide 5b was desilylated (TBAF, THF, 20·C, 16h) to give the alcohol 5c which was finally converted (TsCI, 1 equiv. DMAP, Et3N, CH2CI2, 20·C, 16h) into the bis-tosylate 5d, an oil, (Lit. 10

om, which showed [a]D + 55, (c, 0.8, EtOH) [(Lit. 10 [a]n + 56.6 (c, 1.03, EtOH) for the (R)­

enantiomer]. Hence, the absolute stereochemistries of the initial yeast reduction product 3 as

well as the subsequent intermediates 4 and 5 are as depicted. The optical rotation values

indicate an enantiomeric excess of 97%; chiral shift experiments (Tris [3-(heptafluoropropylhydroxymethylene)-( + )-camphorato]-europium (II!), CDCI3), using rac-5d

as standard, failed to show the presence of (-)-5d, indicating that this is a minimum value.

A similar reduction of the 4-ketopiperidine-3-carboxylate 6 11 also led, in 78% isolated yield, to a single diastereoisomer of a hydroxypiperidine carboxylate 7a, m.p. 58 - 60°C,12 [a]D

+25.6, (c, 2.4, CH2CI2), the identity of which was proven in a similar manner and in similar

yields to the foregoing example.

0 OR R2 OR1 OR aco,Et H :

0 1 C1~ cj<O,Et .. ~\\ H

N N N N I I I I Boc Boc Boc Ts

6 7 8 9

a) R=H a) Rl = TBDPS; R2 :II OR a) R-TBDPS

b) R=Ac b) Rl=TBDps;~=R b) R.R c) R-TB

Firstly, the corresponding acetate 7b showed J3a.4e = 3.2Hz, and hence has a cis relative

stereochemistry.13 Secondly, reduction (LiAlH4) and monosilylation provided the alcohol 8a

(70%) which was deoxygenated via the pentafluorophenyl thionocarbonate14 ~ give the 3-

piperidinemethanol derivative 8b. Subsequent protecting .group exchange (vL~e supra~ at

nitrogen led to the N-tosyl derivative 9a and thence to the bLs-tosylate 9c. followmg fluonde-

194

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New members of the chiral pool 627

induced desilylation to give the alcohol 9b and tosylation. The bis- tosylate ge, m.p. 88-89·C, (Lit.15 m.p. 87-89°C for the (R)-enantiomer) showed [a]D - 50.2, (c, 1.1, CHCI3) [Lit. 15 [a]D +

54.0, (c, 1.4, CHCI3) for the (R)-enantiomer]. Thus, our sample is clearly the (S)-enantiomer as

shown and has an enantiomeric enrichment of 93%, according to the optical rotation data.

However, chiral shift reagent experiments (Tris [3-(heptafluoropropylhydroxymethylene)-(+)­camphorato]-europium (II!), CDCI3) using rac-ge as a standard, did not show the presence of

any of the (R)-enantiomer in the bis-tosylate ge indicating that this is also a minimum value

for the e.e. of the initial yeast reduction product 7a. Appropriate checks on other column

fractions and mother liquors showed that no significant enantiomeric enrichment was

occurring during the foregoing transformations and therefore that the initial reduction product 7a has at least 93% e.e.

Finally, we note that similar reductions of the carbon and sulfur analogues of these piperidines (ie. 6 with CH2 or S in place of NBoc, respectively) also produce very high optical

yields of the corresponding hydroxy-esters .1,16 In addition, the sense of the reduction is the

same, as indicated by the general transformation 10 ->11. The same absolute configuration

has also been found in a reduction of ethyl N-benzyl-3-ketopiperidine-4-carboxylate to the

hydroxy-ester 12, using non-fermenting baker's yeast.17 However, this method requires a very

large excess of yeast and special isolation techniques and, although the chemical and optical yields are excellent (65% and 95% respectively), the d.e. (73%) is relatively poor. The excellent

levels of chiral induction achieved in these present reductions suggests that the two products

(3 and 7a) will find a number of applications in the synthesis of chiral piperidine derivatives;

efforts in this direction are in progress.

10

Acknowledgments

OH H :

a~O'R

11

Et02C

HOD: H I, ••

H

N I

Bz

12

We are very grateful for financial support through the CASE Award Scheme from

SmithKline Beecham Pharmaceuticals (to NL), The Lilly Research Centre Ltd. (to ACS) and

the SERC.

195

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628 D. W. KNIGHT et al.

1. For a review, see S. Servi, Synthesis, 1990, 1.

2. J. Cooper, D. W. Knight and P. T. Gallagher, J. Chem. Soc., Chem. Commun., 1988, 509. 3. For subsequent improvements to the original method,2 see R. Bhide, R. Mortezaei, A.

Sci1imati and C. J. Sih, Tetrahedron Lett., 1990, 31, 4827 and M. P. Sibi and J. W. Christensen, Tetrahedron Lett., 1990,31,5689.

4. H. Plieninger and S. Leonhauser, Chem Ber., 1959,92, 1579; M. P. Moter, P. L. Feldman and H Rapoport, J. Org. Chem., 1985,50,5223.

5. D. Seebach, M. A. Sutter, R. H. Weber and M. F. Zuger, Org. Synth., 1984, 63, 1. 6. Be (CDCI3, 20'C) 23.3 and 23.6 (5-CH2), 28.1 (But), 29.9 (4-CH2), 40.1 and 41.2 (6-CH2), 52.1

(OMe), 57.2 and 58.4 (2-CH), 68.7 (3-CH, s1. br), 80.5 (OCMe3), 154.5 (NCO, br) and 172.3

(C02Me). The rotameric resonances coalesced at - 55·C. No other isomers were detected,

indicating a diastereomeric purity of> 99%.

7. Y. L. Chow, C. J. Colon and J. N. S. Tam, Can. J. Chem., 1968, 46, 2821. 8. OH (CDCI3, 20'C) - 4.9 (tH, br., 0>1/2 = 24 Hz).

9. D. H. R. Barton and S. W. McCombie, J. Chem. Soc., Perkin Trans. 1,1975,1574. 10. H. Ripperger and K Schreiber, Tetrahedron, 1965, 21, 1485. 11. Prepared from the commercially available hydrochloride (Boc20, Et3N, CH2Cl2, 20·C,

16h,89%). 12. Be (CDCl3, 20·C) 13.9 (CH3), 28.1 (But), 31.3 (5-CH2), 38.1 (6-CH2, br), 40.3, (2-CH2, br), 45.6

(3-CH), 60.7 (CH2), 64.8 (4-CH, s1. br), 79.5 (OCMe3), 154.5 (NCO) and 172.5 (C02Me). No

other isomers were detected, indicating a diasteroisomeric purity of >99%.

13. K Schaumburg, L. Brehm and P. Krogsgaard-Larsen, Acta Chem. Scand., 1981, B35, 99.

The acetate was prepared as the relevant resonances were obscured in the hydroxy-ester 7a. The trans diastereoisomer shows J3a,4a - 10 Hz; P. Jacobsen,!. M. Labouta, K

Schaumburg, E. Falch and P. Krogsgaard-Larsen, J. Med. Chem., 1982,25, 1157.

14. D. H. R. Barton and J. C. Jaszberenyl, Tetrahedron Lett., 1989,30,2619.

15. G. Bettoni, E. Duranti and V. Tortorella, Gazz. Chim. Ital., 1972, 102, 189.

16. B. S. Deol, D. D. Ridley and G. W. Simpson, Aust. J. Chem., 1976, 29, 2459; R. W.

Hoffman, W. Helbig and W. Lodner, Tetrahedron Lett., 1982,23,3479.

17. D. Seebach, S. Roggo, T. Maetske, H. Braunschweiger, J. Cercus and M. Krieger, Helv.

Chim. Acta., 1987, 70, 1605.

196