leadership requirements in the 21st century : the
TRANSCRIPT
Andrews University Andrews University
Digital Commons Andrews University Digital Commons Andrews University
Dissertations Graduate Research
2000
Leadership Requirements in the 21st Century the Perceptions of Leadership Requirements in the 21st Century the Perceptions of
Canadian Public Sector Leaders Canadian Public Sector Leaders
M Ruth Dantzer Andrews University
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Andrews University
School o f Education
LEADERSHIP REQUIREM ENTS IN TH E 21= CENTURY THE PERCEPTIONS OF C AN ADIAN
PUBLIC SECTOR LEADERS
A Dissertation
Presented in Partial Fulfilment
o f the Requirements for the Degree
D octor o f Philosophy
by
M Ruth Dantzer
July 2000
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UMI Number 9979881
Copyright 2000 by Dantzer M Ruth
All rights reserved
UMIUMI Microform9979881
Copyright 2000 by Bell amp Howell Information and Learning Company All rights reserved This microform edition is protected against
unauthorized copying under Title 17 United States Code
Bell amp Howell Information and Learning Company 300 North Zeeb Road
PO Box 1346 Ann Arbor Ml 48106-1346
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Q Copyright by M Ruth Dantzer 2000 All R iahts Reserved
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LEADERSHIP REQUIREM ENTS IN TH E 2 1 ^ CENTURY THE PERCEPTIONS OF C A N A D IA N
PUBLIC SECTOR LEADERS
A dissertation presented in partial fulfillm ent
o f the requirements for the degree D octor o f Philosophy
by
M argaret Ruth Dantzer
APPROVAL BY THE CO M M ITTEE
Chair Shirley A Freed
embenXIames A Tucker
MembecrlCaren R Graham
E x a m in ^ Jacquelyn WarwickX L
o f Education aham PhD
Date A pproved
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ABSTRACT
LE ADERSHIP REQUIREMENTS IN THE 2 1 ^ CENTURY THE PERCEPTIONS OF CANADIAN
PUBLIC SECTOR LEADERS
by
M Ruth Dantzer
Chair Shirlev Freed
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ABSTRACT OF GRADUATE STLTDENT RESEARCH
Dissertation
Andrews University
School o f Education
Title LEADERSHIP REQLTREM ENTS IN THE 21 CENTLTIY THE PERCEPTIONS OF CANADIAN PUBLIC SECTOR LEADERS
Name o f researcher M Ruth D antzer
Name and degree o f faculty chair Shirley Freed PhD
Date completed July 2000
Problem
Since 1995 with the realization that by 2005 m ore than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop competent leaders has become a m atter o f
urgent attention
M ethod
Public sector leaders w ere surveyed by mail-in questionnaires as to their
ratings o f a set o f leadership competencies Analogue research for private sector leaders
conducted by a colleague was incorporated for some analysis A stratified sample o f the
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general public was also surveyed by telephone regarding a subset o f the same
competencies
Results
Public sector leaders perceived a shift in im portance for the following
competencies cosm opolitanworld view vision team w ork ability to learn teaching
skills negotiation interpersonal skills ethics entrepreneurial skills problem solving
initiative and stamina from 20 years ago to the 21 century however they rated
businesstechnical and organizational as decreasing in importance
Public sector leaders identified globalization technology diversity and
downsizing as important influences on the required leadership competencies for the
21 century
Public sector leaders rated problem solving ability to learn initiative
teaching ethics and organizational skills lower than the general population Public
sector leaders rated cosmopolitanworld view as m ore im portant than did the general
population
When public and private sector leadersrsquo data w ere combined public sector
leaders rated significantly larger shifts in importance for vision entrepreneurial skills and
negotiating
Public and private sector leaders ranked the top five competencies o f vision
communication team work cosmopolitanworld view and ability to learn similarly The
general public identified the ability to learn as the top-ranked competency
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future This study
suggests that public sector leaders perceive significant changes are needed in future
leadership competencies
In considering the top five ranked future leadership competencies for the
public sector leaders vision communication teamwork cosmopolitanworld view and
ability to learn a compelling story can be told about future leadership and the emphasis
on future and relational clusters o f competencies for leaders
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DEDICATION
This work is dedicated with love to my parents Vince and Mary
leaders who taught me all about leadership through their example
Ill
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TABLE OF CONTENTS
LIST OF TABLES i i
A C K N O W L E D G E M E N TS ix
Chapter
I THE P R O B L E M 1
Background o f the Problem 1Statement o f the P ro b le m 5The Canadian Context 6Purpose o f the Study IIResearch Questions 13Collaborative Study 14M ethodology 15LimitationsDelimitations 16
Limitations 16D elim itations 17
Definitions 17Contribution o f the Research 22FundingSponsors23
II LITERATLRE R E V IE W 24
In tro d u c tio n 24Leadership M o d e ls 25
Traitist T h e o r ie s 27Behavioral Theories 28Situational Theories 31C o m p e ten c ie s 32
21 Century F o rc e s 36G lobalization36T echno logy 38D ow nsiz ing 40D iv e rs ity 42
IV
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Preparing for the Future Survey o f Leadersrsquo Perspectiveo f C o m p e ten c y 46Introduction 46Spencer and Spencer A General M o d e l 47Duncan and Harlacher Competencies for an
Educational S e t t in g 48Donnelly and Kezbom Competencies for Project Leaders 50W atson Wyatt Global C o m p e ten c ies 51Diaz Competencies for Human Resources Specialists52
III M E T H O D O L O G Y 54
In tro d u c tio n 54M ethodology 56
Phase 1 Identifying the M ethodology and the Survey Pool 56Quantitative Survey 57
Public Sector Leaders Population 57General Public Sample P o p u la tio n 58
Telephone S u rv e y 62Private Sector Leaders P o p u la tio n 62
Phase 2 Developing the Survey Instrument andReviewing Competencies 64Survey In strum en t 64
Mail-in ldquoPublic Sector Survey rsquo 64Reviewing and Identifying the C om petencies 66
Phase 3 Administering the S u rv ey 67Mail-in Leaders S u rv e y 67Telephone Survey o f a Random Sample o f the
General Population 67Phase 4 Analysing the R esu lts 68
Public Sector Leaders Analysis 68External Drivers Analysis 69Comparison o f Results Between the Public Sector
Leadersrsquo Survey and the General P u b lic 70Comparison o f Results Between the Public Sector
and the Private Sector Leadersrsquo S u rv e y 71Ranking Within G ro u p s 71Ranking Between G roups 72
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i- Risi [ r s 73
Inirodiiction 73Shifi 20 Years Ago to 2 P lsquo Cenlurgt-74External Driver Influence on Competency R equirem ents 76Leader and General Population Perspectives 78Combined Data Public and Private Sector Leaders and
General Population D ifferences81Degree o f S h i f t 82Ranking o f Competencies Within G r o u p s 82
Public Secinr Leaders 84Priate Sector L e a d e rs 84General Population84
Ranking ot L ompetencies Between Groups 87Summarx- of R esu lts 87
V SUMMARY CONCLUSIONS AND RECOMMENDATIONS91
Siimmarv 91Finding 1 92binding 2 92binding 3 93binding 4 93
C o n c lu s io n s 93Future C o m p e ten c ie s 96Relational C om petenc ies 99Intellectual Competencies 100Personal Competencies 101Managerial Competencies 102Leadership D evelopm ent 102
Recommendations 103
ppeniii
1 LEADERSHIP COMPETENCIES FOR ADMS AND SENIOREXECUTIVES CORRESPONDENCE WITH OTHER O R G A N IZ A T IO N S 104
2 LEADERSHIP COMPETENCIES FOR ADMS AND SENIORE X E C U T IV E S106
EXAMPLES OF PUBLIC AND PRIVATE SECTOR PROFILES 112
-t O U E S T IO N N A IR E 119
SELECTED BIBLIOGRYPHY 132
VI
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LIST OF TABLES
1 Comparison o f Com petency Profile 49
2 Sample Size and Selection Criteria for the Public Sector L e a d e rs 59
3 Response Rate for the 1999 Survey Among the Various Sectors in thePublic Sector Target P o p u la tio n 59
4 Response History o f the Rethinking Governm ent National Survey forthe Public Sector Target S a m p le 60
5 Gender Distribution o f Public Sector L e a d e rs 60
6 Age Distribution o f Public Sector Leaders (=227) 61
7 Educational Achievement o f Public Sector Leaders ( = 2 2 7 ) 61
8 Gender o f General Population Telephone Survey (= 1503) 63
9 Age Breakdown o f the General Population Sample (= 1 4 9 9 ) 63
10 Sample Stratified by Region (= 1503) 65
11 Response by Number o f Employees (=121) 65
12 Response History o f the Rethinking G overnm ent National Suivey 66
13 Means and Standard Deviations o f the Ratings by Public Sector Leaderso f Leadership Competency Requirements 20 Years Ago andin the 2 r lsquo Century 75
14 Significance o f Shift Degrees o f Freedom t Values and Probabilitieso f the Ratings by Public Sector Leaders o f Past and Future Leadership Com petency R eq u irem en ts 77
VII
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Means Standard Deviations and Percentages o f the Ratings byPublic Sector Leaders o f the Influence o f External Driverson Leadership Competency Requirements for the 2D Centurv78
1 (( Means and Standard Deviations o f the Ratings by Public Sector Leadersand the General Population o f Leadership Competency Requirements for the 2D C e n tu r y 80
1 Mean Differences and Standard Deviations o f the Shift in Ratings byPublic Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements 83
I X Public Sector Leadersrsquo Ranking o f Leadership Competency Requirementsh Mean Ratings With Standard Deviations and Confidence Intervals 85
I P Pri ate Sector Leadersrsquo Ranking o f Leadership Competency Requirementsby Mean Ratings With Standard Deviations and Confidence Intervals 86
20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals 88
- Ranking o f I cadership Lrsquoompetenc) R equirem ents 89
22 Leadership C ompetencies Grouped in C lu s te r s 95
V l l l
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ACKNOW LEDGEM ENTS
Completing this research would not have been possible without the direct intervention o f a community o f friends and associates throughout the development implementation and completion of this document Along with thanking the dissertation committee for their time and input 1 would like to gratefully acknowledge the following
Shirlev Freed my advisor dissertation committee chair and fellow Canadian whose invaluable perspective and practical suggestions ensured that this project came to fruition mdash even from a distance of 1200 kilometres
Sarny Watson the better half o f my learning group and dearest friend who first suggested that we should embark on this learning journey and whose constant encouragement and belief that we could finish made it a reality 1 have been blessed to find in Samy a mentor a champion and above all else a kindred spirit in whom 1 tmst
1 he Canadian Centre for Management Development and its President Jocelyne Bourgon u ho supported this research from its inception As a leader Jocelynes vision for the renewal o f the Public Service of Canada was instrumental in defining this research
Jennifer Miles who was a constant reminder o f how selfless academics are with their time whose competencies go well beyond the statistics and leadership models she coached me through and Alex Himelfarb who was always willing to contribute his insightful perspectives
Lena Tobin who patiently devoted countless hours o f her own time single-handedly ensuring that ev ery page o f this document met the rigorous standards set by the university and whose heroic effort and constant attention to managing my time enabled me to survive trying to complete a research project at the same time as working full time
Linda St Amour for her constant words o f encouragement and for being there when Samy was not and for my staff who never missed a chance to help me out
EKOS Research Associates Inc especially Frank Graves who from the outset supported this project and his s taff Christian Boucher and Manon Desgroseilliers whose patience never seemed to run out
1 inallv a long list o f individuals who gave o f their time either debating with me on a particular aspect o f the work reading an initial draft or providing abundant hospitality in the form o f dinners and conversation after a long day Each o f them contributed to my learning
ix
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CHAPTER 1
THE PROBLEM
Background of the Problem
In considering leadership into the 2T century there is increasing
acknowledgment that the traditional concept o f leadership and the competencies which
leaders will require to be effective will be different from what they are today (Abramson
1996 Byham 1999 Dess amp Picken 2000 Diaz 1999 Donnelly amp Kezbom 1994
Hennessey amp Thomas 1998 Jacobs amp Rao 1995 Kotter 1990 1996 Nadler amp
Tushman 1999 Nanus 1992 Rifkin 1995) Many authors business writers and
students o f leadership point to the increasingly complex nature o f the issues and
environment with which leaders o f the future will have to contend to be effective
(Applegate amp Elam 1992 Arredondo 1996 Brooks 1995 Farazmand 1999 Gannon
2000 Grosser 1995 Jackson amp Associates 1992 Jamieson amp O M ara 1991 Koffler
1998 Lorine 1991 Ostroff 1995 Peters 1997)
Leadership in the 21 century will be influenced by external drivers such as
globalization (Farazmand 1999 Pettigrew 1999) technology (Brown amp Brudney 1998
Rifkin 1995) do wnsizing (Abbasi amp Hollman 1998 Bartosh 1995) and diversity
(Arredondo 1996 Jamieson amp O M ara 1991 Jackson amp Associates 1992)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Organizations need a sense o f how these external drivers will change the requirements for
leadership This knowledge will enable organizations to design developmental program s
that will enhance the skill sets that are relevant for future leadership Without a sense o f
how these external drivers are affecting the requirements for leadership competencies
there is the potential for organizations to develop training program s that promote skill
sets in their leadership cadre which are best suited to another era and not relevant for the
future environment (Diaz 1999 Sherman 1997 W atson W yatt 1998)
The increasingly complex nature o f the issues both in the public and private
sector may be traced to the external drivers specifically globalization technology
diversity and downsizing which have had an immense effect on management in the
recent past and will continue to influence management and leadership into the 21rdquo century
(Diaz 1999) Therefore conceptually it will be important to understand the perceived
impact o f the individual external drivers as well as their combined influence
The effects o f globalization are widely recognized by many leading authors
(Farazmand 1999 Kotter 1998b Porter 1998 Reich 1992 Senge 1997a Shoch
2000) In general the notion o f globalization refers to the conceptual breaking down o f
traditional barriers with the attendant increase in access to transnational ideas and models
Pettigrew (1999) notes that globalization truly became a reality in the mid-1980s when
the major stock exchanges in the world became linked and it becam e possible to trade
stocks and bonds around the clock With globalization com es the threat o f more hazards
and more opportunities (K otter 1998b) One such hazard w as the economic impact o f
the so-called Asian flu in which one countryrsquos economic crisis was felt around the world
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3
A second external driver which is likely to influence the job o f leadership into
the 21 St century is technology specifically the increased access to information both in
terms o f quantity but as importantly in terms o f decreased costs to access (Attwell amp
Rule 1984 Celeste 1996 Koffler 1998 Rifkin 1995 Twiss 1992) While access to
increased technology is not a new factor in leadership the speed at which technology is
evolving to provide more access and development opportunities is unparalleled (Rifkin
1995)
The 1980s trend toward downsizing was initially a cost-saving measure but
increasingly became an opportunity to enhance partnership and cooperative models with a
clear goal o f improving efficiency (Abbasi amp Hollman 1998 Bartosh 1995 M cGoon
1994 Noer 1993) As an external driver downsizing in many companies had the effect
o f accelerating the demand for different leadership skills (Lorine 1991)
Finally authors have reported on the growing need for diversity including age
gender and cultural perspectives as an external driver which will affect the way in which
leadership is viewed (Jackson et al 1991 Jackson amp Associates 1992 Johnston amp
Packer 1987 Thomas 1990) According to Bennis (1998) the world in which an
individual leader however gifted however tireless can save the enterprise single-
handedly no longer exists
It is difficult to isolate the effects o f the individual external drivers on
leadership Instead it may be more appropriate to think o f globalization as being made
possible because o f the increased access to technology or the fact that downsizing acted
as a catalyst for increased acceptance o f technological advances It is the interaction
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between the external drivers and the manner in which they move together the synergy
that is created and the speed at which the change is occurring which will mark the
2 r lsquo century
While none o f these individual themes is new taken together globalization
technology diversity and downsizing will have a dramatic impact on the leadership
competencies required for future leaders As recently as August 1999 the Organization
for Economic Coordination and Development (OECD) stated
Many observers have written about the likely shape o f organizations in the future and how they will be flatter or less layered than is now the norm This delayering o f public sector organizations will create the need for m ore leadership skills throughout the organization The rapid advance o f the Internet and electronic com m erce will only accelerate this trend as they break down the barriers to inform ation flow between and within governments Consequently leadership developm ent will have to become a priority o f public sector senior executives It can no longer be an optional activity o f top executives In both the public and private sectors there is widespread recognition that leadership is a key ingredient in the recipe for creating effective responsive and value creating organizations (p 97)
The OECD also said Cultural and linguistic diversity is important in the developm ent of
global electronic commerce (p 97) In addition to the OECD other authors have noted
the importance o f these trends and the view that given these trends leadership in the
future will require additional competencies such as collaboration team building
visioning and entrepreneurship (Bennis 1998 Kotter 1998b Nanus 1992 Peters 1997
Renesch 1992 Schrage 1995 Senge 1997b Sexton 1994 Wall amp Wall 1995
Zoglio 1993) While the perceptions o f academics and business writers inform theories
regarding leadership competencies a more direct source o f information may be the
perception o f actual leaders Because leaders actually experience the impact o f the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
5
external drivers on their organizations they could be in the best position to define their
vision and goals for the future and the process required to achieve them
It is important to understand how these forces are shaping leadership in both
the public and private sectors in order to ensure that the selection and development o f
leaders is consistent with the competencies that organizations will demand to remain
competitive in the coming decades (Diaz 1999 Hesselbein Goldsmith Beckhard amp
Schubert 1998 and Renesch 1992) Edward Lawler o f the leadership program at the
University o f Southern Californias business school captures this issue noting that ldquoIBM
invested the most money o f any organization in developing executive talent but they
taught people about a world that doesn t exist any more They shrank their gene pool
down to people who were very good at managing for the 1970s-so when the 1990s
arrived IBM had lots o f people who w ere very good at the w rong time (cited in
Sherman 1997 p 90) Unlike IBM in the 1970s leaders are seeking to understand the
external pressures as they shape the w ork o f their organizations (Farazmand 1999 Hamel
amp Prahalad 1994 Jacobs amp Rao 1995)
Statement of the Problem
In a rapidly changing environment requirements for leadership also change
rapidly Yet how are the new requirements discovered articulated and developed An
important factor for accurate prediction is not only knowing which external drivers will
affect an organization but understanding how requirements change over time This
requires historical information WTtat were the requirements in the past and how have
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
6
they changed over time Is it possible to track changes to discover emerging
requirements for leaders
The com petency literature includes many studies o f current leadership
competencies as well as both the hypotheses o f researchers and surveys o f leaders
inquiring about their views on future leadership com petencies (Coates amp Jarratt 1992
Corporate Leadership Council 1999 Dess amp Picken 2000 Diaz 1999 Dror 1997
Duncan amp Harlacher 1991 Kotter 1990 1996 Kouzes amp Posner 1995 M cLagan 1997
Miles 1999 Quinn 1990 Sandwith 1993 Scholtes 1999 Slivinski amp Miles 1997a
Walsh-Minor 1997) H ow ever the literature is lacking any surveys o f leaders inquiring
about their perceptions about how leadership competencies will shift from the present to
the future These perceptions are important as they will play a key role in determining
organizationsrsquo recruitment and selection criteria and their training and development
efforts In turn these human resource processes will be influential for future
organizational performance
The Canadian Context
Since 1995 w ith the realization that by 2005 more than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop com petent leaders has become a m atter o f
urgent attention It is im portant to note that in Canada the federal public service is a
professional cadre which is prom oted on the basis o f merit through competitive
processes These professionals do not change with the election o f new political leaders
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7
As a professional non-partisan public service the Canadian Public Service is expected to
provide unbiased advice to the government on all matters related to the priorities o f the
government The executive ranks o f Canadian Public Service are structured as follows
1 The Clerk o f the Privy Council is the head o f the Public Service The
Clerk is appointed by the Prime Minister o f Canada by an Order in Council
2 D eputy Ministers are appointed by the Prime Minister by Orders in
Council There are two levels o f Deputy Ministers including an Associate Deputy
Minister and a Deputy Minister (who normally is a deputy head in that he or she is in
charge o f a government department such as Finance Industry or Agriculture) While all
departments have a deputy head not all departments have an Associate Deputy Minister
The decision as to which department is allocated an Associate Deputy M inister is the
Prime M inisters on the advice o f the Clerk o f the Privy Council in hisher capacity as
head o f the Public Service In the Canadian system by tradition this rank is permanent
regardless o f which political party is governing
3 Assistant Deputy Minister is the top non-appointed rank o f the federal
public service In the Canadian system this rank is permanent regardless o f which
political party is governing It is the top executive category within the public service
In 1998 in acknowledging the urgent need to develop and train leaders to
meet the expected leadership shortage the Clerk o f the Privy Council as head o f the
Canadian Public Service expressed the vision for public sector leadership (Bourgon
1998) which spoke to a renewed leadership cadre The Public Service Commission (the
agency legislatively responsible for recruitment and promotion based on merit for the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
8
federal public service) through a process o f research and validation identified
competencies to be used as the basis for selection to the senior executive ranks o f the
federal public service (Treasury Board o f Canada Secretariat amp the Public Service
Commission 1999)
This research was undertaken under the auspices o f the Canadian Centre for
M anagement Development as the entity responsible in Canada for the training o f
managers at all levels o f the Canadian federal public service It is expected that this
research will inform the debate regarding the training required to prepare the federal
public service for the future Because o f increased partnership and co-operation between
the public and private sector this research also examined the perception o f private sector
organizations In this regard human resource management models are becoming
increasingly similar for both the public and private sector as may be evidenced by
common employment equity and diversity considerations
In examining the perceptions o f current Canadian leaders with respect to the
required competencies for leaders in the future the researcher initially examined how an
understanding o f leadership has evolved from a static trait-based approach (Stogdill
1974) to a more fluid competency model (Boyatzis 1982 McClelland 1973 Spencer amp
Spencer 1993)
The 15 leadership competencies which were used for this research are taken
from various sources The Canadian federal public service has developed a leadership
com petency profile comprised o f 14 competencies (Public Service Commission 1997)
In order to keep the number o f competencies to a reasonable number researchers
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
9
consulted with the developers o f the Leadership competency profile to determine which if
any o f the competencies could be removed The developers suggested that personality
and self-confidence could be removed from the list because ( 1 ) they are reflected to some
degree in several o f the o ther competencies and (2) they are considered to be personal
internal characteristics that relate more to an individualrsquos ease in a leadership role as
opposed to com petencies that would be assessed or developed in any formal corporate
program In total 12 o f the 15 leadership competencies rated in the current study were
taken from the Canadian public service profile Businesstechnical knowledge was added
to be reflective o f the private sector (Diaz 1999 Donnelly amp Kezbom 1994) and because
o f feedback by scientific groups within the federal public service that the existing generic
competencies did not measure specific areas o f knowledge Teaching was added to be
reflective o f the literature in which authors are citing the need to develop learning
organizations (Senge 1990b 1994 1997b Smith 1997Tichy 1997) with coaching and
mentoring values and competencies (Hargreaves amp Fullan 2000 Keys 1994 Morris amp
Tarpley 2000) Finally cosm opolitanworld view came from the business literature
(Gannon 2000 Larson amp Mingie 1992 Piturro 1999) which indicates the need for
leaders to have a global aw areness to be able to succeed in a globalized economy
The researcher did verify that the Canadian public servicersquos 14 leadership
competencies w ere basically consistent with other organizations both public and private
(Appendix I) The set o f competencies used for this research w as compared to those
identified by the United Kingdom and the American federal public service New Zealand
and Australia and found to be generally consistent In addition similarities in leadership
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
10
requirements were identified for large private sector companies such as the Scotia Bank
o f Canada Sun Life Insurance General M otors and Canadian National (Miles 1999)
Recognizing that leadership requirements constantly change as a result o f
environmental drivers the researcher sought to understand the current environmental
drivers that are impacting the way that current leaders may be considering future
leadership competencies The literature review provides for a synopsis o f the academic
perspective on the effects o f globalization technology downsizing and diversity I f a
case can be made that the environmental drivers are significant one could expect that the
leadership competencies required to operate effectively in this new environment should
also evolve Current leaders both in the public and the private sector who are closest to
these environmental changes may be best positioned to predict how the environment will
modify the required leadership competencies into the 21ldquo century
Leadership competencies which are important in today s context are reported
in Diazs Venezuela study (Diaz 1999) and in the W atson Wyatt Executive Report
(W atson Wyatt 1998) The Leadership Competencies Profile for Assistant Deputy
Ministers and Senior Executives identifies current requirements for the Canadian Public
Service (Appendix 2) This study focused on leaders perceptions o f past and future
leadership competencies rather than perceptions o f the competencies required for the
present This allowed the researcher to understand how current external drivers are
affecting the design and application o f future leadership competencies Leaders
experience o f current external drivers allows them to make predictions o f w hat future
competencies will be and how best to design development courses to develop these
skills
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Il
Purpose o f the Study
Surveys to identify competencies have been done in particular sectors (eg
Diaz 1999 Donnelly amp Kezbom 1994 Duncan amp Harlacher 1991) Surveys to identify
skills and competencies for specific job functions are undertaken by firms such as
Hay McBer KPMG and Saville and Holdsworth To date no survey has been
undertaken that would attempt to determine if current Canadian leaders have a consensus
o f views with respect to the shift in leadership competencies required to be effective in
the 21rdquo centurv By examining the perception o f current leaders who are most apt to
have experienced the effects o f external drivers on how they lead it may be possible to
predict future shifts in the required leadership competencies for the 21 rdquo century This
information while based on perceptions will provide the baseline data important for
charting the direction for the leadership training required to ensure effectiveness in the
coming years
In addition this study explored the similarities or the differences between the
perceptions o f leaders and the perceptions o f the general public with respect to the
required leadership competencies for the future This issue is significant By comparing
the perceptions o f the required leadership competencies for the 21rdquo century from both the
organizational and the individual perspective it may be possible to determine whether the
perceptions o f leaders were a function o f their organizational perspective or the general
impact o f the external drivers O f interest to the researcher is w hether the external drivers
have affected the perceptions o f individuals outside the leadership cadre Has the
acknowledgment o f the required skills for leaders into the future m oved beyond the
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12
organizational perspective that current leaders would be expected to have to an individual
recognition as denoted by the general public proxy The research focuses on the future
perceptions because the planning and development o f appropriate leadership training will
be future orientated The perceptions o f the general public w ith respect to the future
leadership competencies is o f interest as a practical m atter to the extent that in both the
public and the private sector the support o f the general public either as taxpayers o r as
shareholders is necessary to invest in training and development expenditures Thus to
the extent that there is a shared understanding o f the training challenge there is a greater
chance that development program s will proceed
Finally this study evaluates the differences in the perceptions o f public sector
and private sector leaders with respect to the required leadership competencies for the
21 century Recognizing that the tw o sectors have traditionally had differing strategic
objectives andor organizational values it examines w hether these sectors differ
fundamentally with respect to the general direction that leadership competencies must
move As partnerships and strategic alliances between the various levels o f the public
sector (Canadian Provincial Federal Councils) between public and private sector (eg
Interchange Canada Program) and between international governm ents and companies
(United Nations World Bank O rganization for Economic C o-operation and
Development) become more commonplace the need to explore the differences with
respect to perceptions o f future leadership competencies becom es critical
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13
Research Questions
This research project responds to the following four research questions
Question I Has there been a shift in public sector leadersrsquo perception as to
the leadership competencies required in the past as compared to the leadership
com petencies required for the 21 century
It was hypothesized that the ratings o f leadership com petencies required will
differ from the past as com pared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following tw o questions guided the data analysis regarding this
hypothesis
Question la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Question Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 centuryrsquo
Qttesiion 2 If there is a shift in perceptions are the external environmental
drivers-globalization technology downsizing and diversity-related to that shift
It was hypothesized that leaders will rate the external drivers as influencing
leadership competency requirements
Question 3 Is there a divergence or convergence o f views between leaders in
the public sector and the general public as to the required leadership competencies in the
21 century
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14
It was hypothesized that leaders ratings o f leadership competencies required
for the 21ldquo century will differ when compared to the general publics ratings o f leadership
competencies required for the 21ldquo century
In addition consensus between groups was tested to determine
Question 4a Is there a consensus o f views between leaders in the public
sector and those i the private sector as to the size o f the shift between 20 years ago and
in the 21ldquo century
It was hypothesized that the public sectors size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
It was hypothesized that each group will perceive some leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Collaborative Study
This paper forms part o f a collaborative research project focusing on the shift
in perceptions o f public sector leaders tow ard the required leadership competencies for
the 21ldquo century At the same time a colleague (W atson 2000) is researching the shift in
perceptions o f private sector leaders tow ard the required leadership competencies for the
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15
21 century In addition to analyzing the shift in perceptions in their respective target
populations each research project then compares its target population results w ith the
perceptions o f a sample o f the general population After fully exploring the results o f
their respective populations the researchers combined their results and therefore a third
area o f research was added to each respective research project that o f comparing the
research associated with the public sector population with the private sector population
It must be noted that in chapter 4 where the two researchers combine their
individual data for the purpose o f comparison between the public sector and the private
sector (research question 3) the analysis is reported in both theses
Methodology
To facilitate the management o f the research this study was delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the competencies
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector (defined as the public sector leadersrsquo survey)
b Comparing the results obtained from the public sector leaders
survey with results obtained from the general public population identifying
any similarities and reviewing any differences
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16
c Comparison o f public sector leaders results with results from
the private sector leadersrsquo survey and general public survey results
The four phases o f the research are explained and detailed in chapter 3 o f this
research
LimitationsDelimitations
Limitations
This research was limited by the following conditions
1 The normal risk associated with mailed survey questionnaires which
includes heavy demand on the respondents time dropout rate o f the participants and
the validity o f the responses
2 The sample for the public sector leadersrsquo population was no t stratified by
age o r by gender
3 The sample for the private sector leadersrsquo population was not stratified by
age o r by gender
4 Data collection methodology differed for groups the leader responses
were collected by mail-in survey whereas the general population responses were
collected through telephone survey
5 W ith respect to the telephone survey inter rater reliability o f the surveyors
evaluated was not adjusted
6 The data used for this research is based on indhidualsrsquo perceptions o f
future requirements
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17
Delimitations
The research was delimited by the following conditions
1 Data were gathered from July 1999 to N ovem ber 1999
2 The telephone survey used for the sample o f the general population could
accommodate 11 leadership competencies
3 The mail survey was limited to senior executives In the public sector this
included only those executives above the Assistant Deputy Minister level at both the
federal and provincial level mayors and senior administers at the municipal level and
elected officials at the federal and provincial levels
4 The mail survey was limited to senior executives In the private sector this
included C hief Executive Officers
5 The descriptions for the leadership com petencies are largely taken from the
descriptions used by the Canadian Public Service Commission (specifically for 12 o f the
15 competencies used in the survey)
6 The terms globalization technology diversity and downsizing were not
operationally defined for the purpose o f the survey therefore leaders could interpret the
terms in their ow n context
Definitions
For the purpose o f this research the following operational definitions were
employed
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18
Elxtenuil Driver Denotes one o f the four external environmental forces which
are said to be characterizing the 21 ldquo century including globalization technology
downsizing and diversity
Leadership Competencies Twelve o f the 15 leadership competencies
assessed in this research w ere taken directly from the com petencies developed by the
Canadian Federal Public Service (Public Service Commission 1997) and are paraphrased
as follows
Ability to Learn (Behavioral Flexibility) People with the ability to adjust
behavior to the demands o f a changing work environment in order to remain productive
through periods o f transition ambiguity or uncertainty They adapt the expression o f
their competencies to different situations and respond quickly to emerging opportunities
and risks They work effectively with a broad range o f situations people and groups
This competency enables ADM s to adapt to the characteristics o f particular situations to
acquire new and more effective behaviors and to discard others as contexts and roles
change It allows them to leam from the behavioral styles o f others to expand their own
repertoire The essence o f this competency is the ability to continuously develop new
ways o f interacting that are more effective in certain situations in order to accomplish
onersquos objectives (Public Service Commission 1997)
Business Technical Knowledge Added to be reflective o f the private sector
(Diaz 1999 Donnelly amp Kezbom 1994)
Communications Skills People who communicate in a compelling and
articulate manner that instills commitment They adapt communication to ensure that
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19
different audiences understand key messages They use a variety o f communications
vehicles to foster open communication within their own organization and across the
Public Service They appreciate the importance o f being a good listener provide
opportunities for others to have input listen for underlying nuances and messages and
convey an understanding o f key points being communicated (Public Service Commission
1997)
Cosmopolitan W orld View From the business literature (Gannon 2000
Larson amp Mingie 1992 Piturro 1999) which indicates the need for leaders to have a
global awareness to be able to succeed in a globalized economy
Entrepreneurial (Creativity) People who respond to challenges with
innovative solutions and policies They dem onstrate a willingness to question
conventional means o f serving the public They use intuition non-linear thinking fresh
perspectives and information from non-traditional fields to generate new and imaginative
ways to succeed They will often address several objectives simultaneously solving
multiple problems at once To prepare for future challenges they enhance their creativity
by continuous learning They build a continuous learning environment in their
organizations by supporting a culture where the cutting edge is highly valued (Public
Service Commission 1997)
Ethics People with ethics treat people fairly and with dignity and are willing
to admit their mistakes even in the face o f adverse consequences They honor their
commitments and consistently strive to act in the public interest by ensuring that the
public trust is not violated Their principles act as an internal compass to guide their
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20
behavior allowing them to consistently uphold the personal social and ethical norms of
the Public Service They protect fairness avoid conflicts o f interest and maintain
political and interpersonal neutrality They pursue proper goals and are resilient in the
face o f distracting external pressures They are known for doing the right thing for the
right reasons and ensure that their actions are aligned with their principles (Public Service
Commission 1997)
Initiative (Action Management) People with the abilitgt to anticipate the
short- and long-term consequences o f their strategies They have courage to propose
courses o f action that others may hesitate to suggest They have the ability to make things
happen and get things done and are known for their ability to accomplish objectives
(Public Service Commission 1997)
Interpersonal People who interact effectively with public and private sector
individuals superiors peers and subordinates in order to advance the w ork o f the Public
Service Their interactions are based on respect and an appreciation that people with
varying backgrounds and viewpoints enrich the organizational environment They have
the ability to deal with difficult and complex interpersonal situations Interpersonal skills
are not social graces they are a means o f achieving important management objectives
(Public Service Commission 1997)
N egotiation (Partnering) People who work to create the policies that support
integrated service delivery and eliminate red tape and bureaucracy in the interest o f the
public good They develop a community o f shared interests with diverse levels o f
government vested interest groups and the non-profit and private sectors They use their
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21
diversity o f experience and knowledge to make the best decisions They share common
goals solve common problems and work hand in hand for the common good not only o f
each partner but o f the Canadian public An essential feature o f this community is that it
functions on the basis o f shared power and responsibility This allows members to avoid
waste inefficiency and duplication o f effort while retaining the identity o f their own
organization (Public Service Commission 1997)
Organizational People who understand the inner workings o f the
government the Public Service and their own organizations in terms of structure
processes and key players They actively develop this awareness in order to effectively
position themselves to achieve strategic objectives This requires acute sensitivity to the
relationships between key players in the organization in addition to both acknowledged
and private agendas They actively seek out opportunities to keep their organizational
awareness comprehensive and current Their organizational awareness comes from a
range o f sources from intuitive perception to factual data (Public Service Commission
1997)
Problem Solving (Cognitive Capacity) People who understand and respond
strategically to the complexities inherent in service to the public They have the ability to
perceive both parallel and divergent issues within various responsibilities and to interpret
key messages and trends They create order out o f chaos and develop long- and
short-term strategies that will prevent as well as solve problems (Public Service
Commission 1997)
Stamina People must sustain high energy levels to greet the ongoing
challenge o f protecting the public interest Their ability to resist stress and remain
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22
energized in the face o f difficult demands and prolonged exposure to stressors often has
an uplifting effect on others (Public Service Commission 1997)
Teaching- Added to be reflective o f the literature in which authors are citing
the need to develop learning organizations (Senge 1990b 1994 1997b Smith 1997
Tichy 1997) with coaching and mentoring values and com petencies (Hargreaves amp
Fullan 2000 Keys 1994 M orris amp Tarpley 2000)
Teamwork People who contribute actively and fully to team projects by
working with other Assistant Deputy Ministers (A D M ) and colleagues collaboratively as
opposed to competitively which includes working tow ards consensual solutions that
enhance the output o f the team ADMs recognize that a diversity o f experience and
knowledge can only enhance the quality o f the team rsquos w ork (Public Service Commission
1997)
I ision People who champion the vision o f the Public Service They have the
ability to describe the future o f service to the public in compelling terms promoting
enthusiasm and commitment from others The leaderrsquos comm itm ent to the vision sends a
message to others that change is a positive endeavor thus creating an atmosphere that
breeds new ideas They foresee potential roadblocks to success and take action to avoid
them (Public Service Commission 1997)
Contribution of the Research
The value o f establishing a reliable research database for this information is
significant especially as trainers seek to train o r hire leaders for the future The Canadian
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23
Public Service has undergone a major downsizing in the last 5 years and the num ber o f
executives required to replace existing executives who are expected to retire in the next
10 years has made training o f future leaders a critical preoccupation
In addition there are exchanges betw een the public and private sectors to
provide their executives with training or recruitment opportunities o r to further expertise
in a specific area Therefore the variation in perceived leadership com petencies between
public and private sector leaders will be important in determining appropriate training
opportunities
FundingSponsors
The Canadian Centre for M anagement Development (CCM D) and Ekos
Research Associates have both agreed to sponsor the research costs (expected to be
S40000 Canadian) because o f the research gap tha t exists CCMD is responsible for
training all managers and executives in the Canadian public service Ekos Research a
private sector firm is involved with public and private sector policy developm ent
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CHAPTER 2
LITERATURE REVIEW
Introduction
This century is characterized by the development o f a global economy the
pace and nature o f technological change downsizing and increasing cultural diversity
(Abbasi amp Hollman 1998 Betcherman McMullen amp Davidman 1998 Foot amp
Stoffman 1996 Hamel amp Prahalad 1994 Jackson amp Associates 1992)
This chapter reviews the key nature o f leadership in a changing world by
discussing two major topics leadership models and 21 -century forces O ur very
understanding o f leadership qualities has evolved from static trait-based approaches to
more fluid competency-based identification as the demands o f leadership have changed
This chapter describes and explains this evolution o f our understanding o f leadership and
discusses possible future developments
There has always been change There have always been leaders Leadership
is and always has been an essential element o f any organized activity Wars politics and
religion all required leadership This thesis argues that changes in the external
environment influence the form o f leadership that is required to deal with the new
challenges presented While there have always been leaders it was the age o f the
24
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25
industrial revolution that introduced the science and role o f leadership in the making or
breaking o f an organization The industrial revolution marked the beginning o f modem
business as the demands o f managing that dramatic change in the economy gave birth to
organizationalmanagement science as we know it (Bass amp Stogdill 1990) Over time
this revolution also introduced new demands on governm ents to regulate the manner in
which these businesses operated and specifically how they utilized human resources
This heralded the institutionalization o f mechanisms to manage the economy such as
central banks labor laws and health and safety regulations Thus inherent and ongoing
tension between government and business emerged in this era Since the industrial
revolution environmental factors including a dram atic increase in the numbers o f
educated people technological breakthroughs the development and implementation of
efficient means o f transportation and communication have accelerated both the speed and
impact o f this change As a result the importance o f leadership has escalated In the
2 Tlsquo century the prevalence and pace o f change will be so acute that it will necessitate a
redefinition o f leadership This chapter discusses models o f leadership and key
environmental factors influencing leaders
Leadership Models
While there is consistency in the understanding o f the actions o f leadership
the diversity in what makes a leader successful in these actions is reflected in the
numerous models described in the research literature (Boyatzis 1982 Fiedler 1987
Ghiselli 1963 Likert 1961 McClelland 1973 M cG regor 1960 Stogdill 1974
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26
Tannenbaum amp Schmidt 1973 Vroom amp Yetton 1973) Leaders are generally
understood to identify a vision design strategies and mobilize w ork to achieve it (H itt amp
Keats 1992 Jacques amp Clement 1991 Richards amp Engel 1994) Leaders also monitor
changes in the internal and external environment to adjust and re-frame the vision andor
the means to achieve it Researchersrsquo models differ in explanations o f the variables that
underlie an individualrsquos ability to carry out these actions These differences reflect not
only which facets o f the individual are o f interest in explaining success but may also
reflect changes in the nature o f organizations For example traditional stable command
and control-based organizations may be best described in term s o f the stable traits
associated with their leaders Organizations where strategies m ust adapt quickly to
changes such as geopolitical events may require shifts in ability sets that are just as fast
and an emphasis on adaptability and creativity in their leaders As previously noted for
the majority o f organizations external factors have been changing rapidly over the past
decades and are bound to change even faster in the future The goal o f many human
resource m anagers today is not only to respond to external factors quickly but to take
advantage o f cues in the environment to predict what will be required and pro-actively
plan for the future (Diaz 1999)
An important factor in accurate prediction is not only knowing probabilities
for future requirements but in understanding how requirem ents change over time This
necessitates a baseline an appreciation o f what was required in the past and how those
requirements were reflected in models for successful leadership These earlier models for
leadership will be considered in term s o f the competencies that w ere the focus for
success
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27
Leadership models can generally be characterized into four groupings
1 Traitist theories also known as the ldquogreat manrdquo theory Traitist theories
which centered on identifying the personal characteristics o f leaders were appropriate for
the post-w ar world in which they were developed Organizations were viewed as
relatively enduring unchanging and predictable Change was perceived to be linear
2 Behaxioral theories an emphasis on how the managerleader should act
Behavioral theorists began viewing leadership as an interaction between leaders and
followers The introduction by behavioralists o f this concept o f relationship was a
valuable addition to leadership models However behavioralists had difficulty predicting
the link between leadership behavior and outcomes
3 Situational theories an emphasis on behavioral flexibility and situational
adaptability As the complexity o f organizations grew in the 1960s situational theories
were developed to reflect the need for different skills in different situations The
situational leadership model was beginning to reflect that the assumptions about
constancy were no longer valid
Competency m odels an attempt to define underlying variables that predict
job performance Competencies are the most recent approach to human resource
management The approach grew from a need to better predict Job performance
Traitist Theories
Early studies on leadership centered largely on the personal characteristics o f
the leader The researcher m ost closely associated with this theory is Ralph Stogdill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
28
(1974) whose w ork spans more than 30 years beginning after the Second W orld War
Stogdill looked at managers from various functional backgrounds including
transportation insurance communications finance and manufacturing and concluded
that traits related to intelligence education responsibility independence and
socioeconomic status were important traits for effective leadership Further studies
demonstrated that some traits were more important than others in determining leadership
EE Ghiselli (1963) in particular noted that supervisory ability the need for occupational
achievement intelligence decisiveness self-assurance and initiative were particularly
important as leadership traits
And while these early studies o f traits advanced our knowledge o f leaders the
general dissatisfaction among some researchers with the traitistrsquos underlying assumption
that leaders are bom and not made encouraged further study which attempted to fill in the
role o f behavior and the environment in defining leadership
Behavioral Theories
At the core o f the behavioral theories is the query as to which leadership
behaviors are im portant to be effective Kurt Lewin and his associatesrsquo research
emphasized three behavioral styles o f leadership including directive democratic and
participatory (Lewin 1939) Further research popularized the importance o f the beliefs
that a manager has about his or her subordinates in determining their leadership style
(M cGregor 1960) In the Theory X and Theory Y model the Theory X manager
commands and tells people what to do because heshe believes their subordinates are lazy
and need to be told w hat to do The Theory Y m anager uses a democratic approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
29
believing that subordinates want more responsibility and are concerned about the
well-being o f the organization
Behavioral researchers identified tw o general behavioral configurations which
could be delineated as task versus socio-em otional (Bales amp Slater 1955) o r production
versus employee orientated (Kahn amp Katz 1953)
Rensis Likert ( 1961 ) further delineated the behavior research by identifying a
continuum o f leadership styles from task orientation to employee orientation which
included four distinct systems including the exploitative-authoritative person the
benevolent-authoritative person the consultative-democratic person and finally the
participative-democratic person
The managerial grid concept (Figure 1 ) which was advanced by Blake and
M outon ( 1985) has become one o f the m ore popular behavioral theories Styles o f
leadership are plotted on a grid with the axis depicting the managerrsquos concern for people
and concern for production While there are up to 81 possible positions on the grid five
leadership styles are overtly delineated
1 (19) Country Club M anagement M anager uses a permissive approach
and is ready to sacrifice production to keep a happy family
2 (11) Impoverished M anagement M anager has little concern for people or
for production
3 (99) Team M anagement M ost effective style o f management leader
expresses concern for people and production and is an advocate o f participative
managerial approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
30
t ^oo
^ I - OP
X C
1-9(Country Club)
9-9(Team)
5-5CLS (Middle Road)
ucO mdash
U
(Impoverished)1-1
(Task)9-1
0 1 2 3 4 5 6 7 8 9Concern for Production (High)
Figure 1 The managerial grid leadership styles
4 (91) Task Management Leader is autocratic has total concern for
production and little for people
5 (55) M iddle Road Management Leader has balanced concern for
production and people is known as a compromiser
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
31
While studies confirmed two reliable dimensions o f leader behavior people
versus production it proved more difficult to confirm any predictable link between leader
behaviors and organizational outcomes It is in this context that researchers began to
suggest that leadership analysis should move beyond the study o f the leader to include the
situational factors
Situational Theories
Recognizing that no single leadership trait or style was effective in all
environments situational theorists Robert Tannenbaum and Warren H Schmidt (1973)
were two early researchers who identified three characteristics that affect leadership style
including the manager the subordinates and the situation (Tannenbaum Kallejian amp
Weschler 1954) Further work by these researchers identified a leadership continuum in
which the leader is influenced by his or her background knowledge values and
experience
The first comprehensive situational model developed in 1960 was known as
the Contingency Theory (Wren 1994) Fred Fiedler s (1987) model integrated situational
parameters into the leadership equation by developing a scale o f situational control which
was based on the following three features
1 leader-member relations ie degree o f trust and support for leader
2 task structure degree to which goals are specified
3 position power leaderrsquos formal authority to reward and punish
Fiedler believed that the most important situational dimension was the degree o f
predictability and control that the leader had
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
32
To do his research Fiedler developed the Least Preferred Co-worker (LPC)
questionnaire and scale that allowed him to measure basic motivational factors that made
a leader act in a certain way The Contingency Model and the LPC scale have been the
subject o f much debate though in the final analysis there is some basis for accepting that
the predictions o f the theory are strongly supported by data from both organizational and
laboratory studies (Strube amp Garcia 1981)
The Normative Decision Theory as presented by Vroom and Yetton (1973) is
in many respects similar to Fiedlers model especially with respect to its predictive
qualities Participatory decisions will have better results when there is little clarity or
support on the other hand autocratic decisions will be more efficient when there is strong
leader support and a specific task A striking difference between the situational models is
their assumptions with respect to the leader The Normative Decision Theory sees the
leader as adaptable to fit particular situations whereas the Contingency Model assumes
leadership style is based on learned personality traits which are difficult to modify
What has remained consistent is that the models o f leadership evolve with the
environment Competencies have become the pre-eminent approach to understanding the
makeup o f modern leadership
Competencies
Launched in 1973 in a paper by McClelland the com petency movement seeks
to identify- through research m ethods ldquocompetencyrdquo variables variables that predict job
performance A job competency is an underlying characteristic o f a person which results
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
in effective or superior perform ance in a job lsquoA job com petency is an underlying
characteristic o f a person in that it may be a motive trait skill aspect o f ones self-image
o r social role or a body o f knowledge which he or she usesrdquo (Boyatzis 1982 p 21)
As described by McClelland ldquoThe com petency method emphasizes criterion
validity what actually causes superior performance in a job not what factors most
reliably describe all o f the characteristics o f a person in the hope that some o f them will
relate to job perform ancerdquo (David C McClelland cited in Spencer amp Spencer 1993
p 7)
Over the past decade Spencer and Spencers Competence at Work has been
the seminal text for com petency-based human resources management The work reflects
years o f competency activities including data collected by the Hay McBer company This
is important because the originator o f the competency movem ent David McClelland was
a founding member o f that firm and designed the firm s approach to competency profiling
and data acquisition Currently there are a number o f m odels for profiling but all are
founded on this basic approach
Spencer and Spencer (1993) describe a fully integrated competency-based
human resource management system In this system
recruiters recruit and select for competencies required by jobs Training and development is focused on those competencies tha t lead to superior performance in jobs Succession planning is done by com paring em ployees competencies with the competency requirem ents o f future jobs Com pensation includes competency- based pay elem ents to encourage employees to develop needed competenciesThe performance appraisal system assesses em ployeesrsquo competencies at least yearly and inputs these data to the data base to be sure that the system has up-to- date assessments o f individualsrsquo competencies (Spencer amp Spencer 1993 p 23)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
34
In practice the primary functions to which management competencies have
been applied in organizations are training and development Management competencies
have also been integrated into the performance appraisal system Application o f
management competencies to compensation has been very limited (Walsh-Minor 1997)
The model for generating competency profiles consists o f four parts (Slivinski
amp Miles 1997a) the identification o f external drivers and influences the identification
o f the objectives and values o f the organization the identification o f the work required to
achieve objectives and values and the identification o f the competencies required to
accomplish the work
Based on this approach we can assume that external drivers such as
globalization technology downsizing and diversity impact on both the public and
private sectors However there are differences in the values and objectives o f
organizations in the public sector compared to those in the private sector Public sector
organizations are more values-based since their activity and their functions are related to
the public good They operate within a legislative fram ework and are responsive to
citizens o f the state Public sector organizations are moving towards being more results-
based and skills-based while still attempting to retain their values-based focus (Boyatzis
1982)
Alternatively private sector organizations have as their objective to make a
profit As a result they value specific business knowledge competencies relevant to the
companyrsquos business lines They are moving towards defining values such as embracing
diversity in their w orkforce and promoting familywork balance Both sectors are striving
towards becoming learning organizations and instilling leadership at all levels It is
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
35
evident that public and private sector competencies requirements are converging as the
public sector adopts private sector business models and the private sector becomes more
citizen-focused to remain competitive Appendix 3 provides examples o f competency
profiles o f several public sector organizations the public service organizations o f the
United States the United Kingdom Australia New Zealand and o f several private sector
organizations
In summary there are several reasons why the competencies required for work
may differ between the public and private sectors First the objectives o f the public and
private sector may differ While the primary focus o f the public sector is the common
good for the private sector it is profitability In addition the environments o f the public
and private sector are different Organizations in the private sector have ready access to
timely performance indicators such as profits revenues and market share The nature o f
work the structure o f jobs and the measures o f performance used in the public sector do
not allow for as clear and quick feedback on performance Furthermore there are
differences in time horizon institutional response time and policy-directed objectives
(Boyatzis 1982)
While there are important differences between the two sectors there are also
important similarities which may result in similar competencies being required to
accomplish the work in the two sectors Both are exposed to the same external drivers in
particular globalization rapid technological change downsizing and increasing cultural
diversity Neither sector is divorced from society as a whole nor from each other as
there are significant interactions between the two sectors For example the public sector
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
36
through its pow er to tax regulate and disperse public funds has a significant effect upon
the private sec to rrsquos pursuit o f its objectives In turn actions o f the private sector may
assist or hinder significantly the public sec to rrsquos success in achieving its objectives
Increasingly the public and private sector are collaborating in service delivery through
contracting out and other partnership arrangem ents As another example changes in
private sector management techniques have influenced public sector management
practices
2 r lsquo-Centurgt- Forces
To be able to define the leadership competencies required for the 2 T lsquo century
it is im portant to understand the unique and unprecedented nature o f the changes taking
place today The 21 century is defined by interconnectedness A new global picture o f
reality is em erging that as Terry Mollner (cited in Renesch 1992) indicates is a new
system formed beyond capitalism and socialism Basic to this ldquothird wayrdquo is a shift from
a Material Age world view to a Relationship Age world view In the former the universe
is a collection o f separate parts where there is competition based on self-interest In the
latter the universe is comprised o f connected parts that cooperate in the interest o f the
whole Globalization technology downsizing and cultural diversity are key interrelated
com ponents that are contributing to this new world order Understanding this
environment is the first step in identifying the competencies required for future success
Globalization
For centuries the economies o f countries were largely self-sufficient and trade
was limited to areas where transportation m ade access possible The em ergence o f
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37
communications technology and efficient transportation brought with it interdependence
and the emergence o f a borderless economy Events that occur far from ones country
have an immediate impact a t home For example the recent Asian economic crisis
affected the economies o f the world Corporate competition and cooperation are now
global in scope Lee lacocca (M cFarland Senn amp Childress 1994) marks the end o f the
Cold War as the event that is moving us to one world Symbolically globalization came
to being in the mid-1980s (M cFarland et al 1994 Pettigrew 1999) the day the three
major stock exchanges w ere linked electronically enabling stock and commodities
markets to trade 24 hours a day 7 days a week
It is clear that this interconnectedness has changed the nature o f corporate
competition increased the complexity o f issues accelerated the pace o f change and
contributed to the de-layering o f organizations This set o f im pacts has resulted in a
world where leaders have to leam to cope with continual uncertainty
Furthermore the nature and magnitude o f globalization have altered the
relationship between business and the state Prior to globalization the state s vertical
power was critical for the determ ination o f military and econom ic choices International
relations were determined betw een nation states For example treaties were commonly
negotiated on a bilateral basis between nation states consistent w ith the understanding
that each nation state controlled choices within its border in a m anner that could honor
the obligations o f the agreem ent This simple formula is clearly altered by the rise o f
global competition mergers and the increased presence o f transnational strategic
alliances (Pettigrew 1999)
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38
With globalization the strength o f the market is derived from its horizontal
interdependence This merging o f economic spaces is occurring at the same time as there
is a dismantling o f the vertical power o f the state (Farazmand 1999 McFarland et al
1994 Pettigrew 1999) This imbalance is creating ldquoa major change in the configuration
o f public-private spheres in favor o f the globalizing corporate sectorrdquo (Farazmand 1999
p 11) State efforts have been redoubled to find means to become more horizontal to
maintain influence This has created a concerted attem pt to shift towards the
professionalization o f public administration (Farazmand 1999) but at the same time has
resulted in state efforts to create supranational organizations such as the World Trade
Organization
The total impact o f globalization is still to be determined What is
indisputable however is that it is causing a transformation and realignment o f activity
and relationship in and between every organizationmdashpublic or private
Technology
ldquoNew technologies are compressing time and distance diffusing knowledge
transforming old industries and creating new ones at a pace that is hard to grasprdquo (Opstal
199899 p 2) Jeremy Rifkin (1995) warns that this Third Industrial Revolutionrdquo while
creating a new knowledge economy will displace many Jobs and mark the end o f work
Computers have revolutionized the nature o f work In 1920 85 o f the cost o f
manufacturing an automobile went to workers and investors By 1990 they were
receiving less than 60 (Reich 1992) The knowledge workers the engineers financial
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39
analysts designers are the new elite But the dawn o f computers over the last 30 years
has also demanded much o f managers and decision makers This is evidenced by the
results o f a recent survey o f 365 public and private sector Information Technology (IT)
executive managers which indicated that one third o f all IT projects were canceled before
completion The Standish Group estimates that American companies and agencies spent
581 billion on canceled IT projects (Brown amp Brudney 1998) ldquoCurrent senior IS
[Information System] executives who have not broadened their own knowledge skills
and experiences in business operations strategy and management should gain these
valuable perspectivesrdquo (Applegate amp Elam 1992 p 13)
John Scull notes that in this age the strategic resources are no longer coal oil
and wheat but ldquothe ideas and knowledge that com es out o f our mindsrdquo (cited in
McFarland et al 1994 p 43) Information is the germ o f ideas and the Internet provides
access to information to a rapidly increasing population The growth is phenom enal-the
number o f individuals online increased from 26 million in 1995 to 205 million in 1999
and is projected to increase to 350 million by 2005 (Nua Internet Survey 1999a) The
Internet is more than information it is also the new market place Online retail sales are
estimated to be SUS660 billion in 1999 and projected to increase to SUS 1234 billion by
2002 (Cyber Atlas 2000a) The next wave o f access to the Internet is wireless portal
users With this technology it will be possible to ldquodeliver time-sensitive localized and
customized content to a variety o f devices in a mobile environmentrdquo (Cyber Atlas
2000b) The number o f wireless subscribers is estimated to be 300000 in 2000 and
projected to increase to 248 million in 2006 (CyberAtlas 2000a) Clearly this explosion
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40
in technology and information fiiels the new global economy The speed o f access to
information and the diflhision o f access to millions o f people presents challenges to
leaders Hoarding information is no longer power Sharing information and using it to
add value is the challenge o f today U nder these circumstances the talent is the arena o f
competition
Long-term competitive success requires access to the best and the brightest globally W ithout people to create apply and exploit new ideas there is no innovation process Capital and information and even m anufacturing may move across borders but the talent pool needed to facilitate irmovation does not transfer as readily (Opstal 199899 p 6)
But even with a talent pool and access to information there is a continuing
debate as to the outputs from technology Attwell and Rule ( 1984) noted tha t people
remain so willing to speak and write as though the overall effects o f com puting
technologies w ere a foregone conclusion But there is a gap betw een technology and
improved productidty Drucker (1995) Keen (1981 1986) and Brown and Brudney
(1998) indicate that there is a need to understand the gap between investm ents in
technology and performance And m odem leaders will have to rise to this challenge
Downsizing
The layoffs o f the 1980s have changed not only the shape o f organizations but
the social contract between employers and employees ldquoThe average American 32 year-
old has already w orked for nine different jobs W orkers today fantasize not about landing
a dream jo b rsquo but about having a rsquoportfolio careerrsquomdash one dream job after ano therrsquo
(W ooldridge 2000 p 82) According to M cG oon (1994) in the future employees who
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
41
stay current with their skills who contribute measurable value to their organizations year
after year and who develop new skills will be rew arded-unlike the past where loyalty
was rewarded
Organizations restructure o r re-engineer to increase efficiency reduce payroll
costs shed redundancy after a m erger or takeover o r contract out functions to stay
focused on competencies Some feel that the major challenge for business is to continue
to improve business position with fewer employee dislocations (Abbasi amp Ho liman
1998 Pfeffer 2000 as cited in W ooldridge 2000) O thers are o f the view that the
company manrsquo days rewarded longevity rather than value added (Kanter 2000
M cGoon 1994)
Kanter states that in this environment companies must earn loyalty ldquoBuilding
long-term commitment depends on four things the nature o f the work itself the
opportunity to grow the chance to speak up and be listened to and the feeling o f making
a differencerdquo (Kanter 2000 p 82) There is no doubt that in the first waves o f
downsizing there was a loss o f cumulative skills and experience o f those who endure
the wrenching human drama o f losing their jo b rdquo (Abbasi amp Hollman 1998 p 4)
The outcries and conflict that characterized the layoffs o f the 1980s and early
1990s are muted Labor unions instead o f protesting are more likely to help laid-off
workers make the transition to other jobs Executives are more likely to blame global
forces rather than the need for larger profit margins in their decisions to downsize
(Uchitelle 1998b)
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42
While reorganization may have occurred for the most part for reasons o f profit
or cost reduction it also created flatter organizations o r horizontal organizations (Jacobs
amp Rao 1995 O stroff 1995) Post-downsizing the need to manage differently became
apparent Imperial Oil after three downsizings began to focus on helping the organization
rationalize the work to the core Imperial is rethinking the ldquoold traditional supervisory
modelrdquo The manager o f executive development says ldquow e are starting to leam some
things about what is really crucial in a leadership contextrdquo Hierarchical reporting will
give way to teams representing a mix o f disciplines W ith fewer resources the amount
o f time managers can devote to their staff decreases their need for more autonomy for
staff (Lorine 1991) Post-downsizing managing a flat organization requires a complete
overhaul o f the culture o f the form er pyramid structure
Companies have to organize workers into self-managing teams senior
managers must relinquish control and lower-level managers must take responsibility for
wider issues (Abramson 1996) All these managerial changes may seem obvious but
they demand a new set o f leadership competencies to succeed
Diversity
Technological advancements in transportation communications and
information have contributed to the creation o f a global economy that is complex This
new world is still emerging and as a result the rate and nature o f change it presents are
redefining leadership and w ork and the structure o f organization As was noted above
the pyramid organization is giving way to the horizontal organization Talent is more
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43
valued than seniority ldquoTodayrsquos workforce has also changed significantly from six
perspectives age gender culture education disabilities and valuesrdquo (Jamieson amp
O rsquoMara 1991 p 6)
W orkforce diversity will be a key driver in understanding the leadership
competencies tha t will be required in the 2 T lsquo century By briefly reviewing some key
components o f diversity such as age gender and culture the scope and importance o f
diversity for tom orrow s leader can be established The US Bureau o f the Census
predicts that the age distribution o f the w orkforce will change in the next 20 years The
prime-age labor force will shrink while the w orkforce over the age o f 55 will begin to
increase For example in 1990 one in nine Americans were over age 65 By 2020 one in
six Americans will be over 65 This increase is being created by three phenomena the
Baby Boom the Baby Bust and advances in health care (Jamieson amp O M ara 1991)
The Baby Boom (1947-1966) cohort will exert a strong influence on public
policy and w orkforce demographic shifts Canada had the strongest baby boom in the
industrialized world
ldquoThe largest single-year age group in the mid 1990s is those bom in 1961rdquo
(Foot amp Stoffman 1996 p 18) The Baby B ust (1967-1979) a decline in birth rate is
attributable to tw o main factors the introduction o f the birth control pill in 1961 and the
increase in the participation o f women in the labor market (Foot amp Stoffman 1996) Foot
adds another cohort that he named the baby-boom echo (1980-1995) These are the
children o f the boom ers This cohort and the other tw o demographic shifts combine to
create a w orkforce where increasingly younger persons will manage older persons
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44
Career development for baby boomers will become increasingly lateral competition to
attract and retain entry-level workers will be fierce (Jamieson amp O Mara 1991)
In addition to the birth patterns o f the population shifts in the gender
dimension o f the population can be seen through increasing participation o f women in the
labor force This has been the most dramatic change in the w orkforce mix US data
indicate that while their share o f the population has not changed significantly their
workforce participation numbers have almost doubled since 1970 (Deavers Lyons amp
Hattiangadi 1999) Participation o f married women with children has risen from 28 in
1960 to over 70 in 1998 As women form a greater proportion o f the workforce and to
ensure that their talents and contribution to the productivity o f the organized are
maximized it will be im portant to meet three challenges o f gender diversity in the
workforce (Jackson amp Associates 1992 Johnston amp Packer 1987 Schwartz 1989)
1 ensuring that w om enrsquos talent and competencies are fully utilized
2 removing the artificial barriers o f male-dominated organizations
3 adjusting to the fact that women shoulder a disproportionate share o f the
responsibility for family care and ensuring that the leave policies w ork flexibility and
artificial prom otion restraints are reformed
Finally racial and ethnic diversity in the w orkforce has increased through
immigration In the US immigration has accounted for more than 50 o f the increase
in the w orkforce in the 1990s (Deavers et al 1999) In both the US and Canada about
half o f all immigrants originated from northern Europe in the 1950s and 1960s In the
later 1960s and 1970s immigrants were more likely to be from southern Europe
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45
including Greece Spain and Portugal Beginning in the 1970s and 1980s and
culminating in the 1990s southern Asia became the main source o f newcomers to both
Canada and the US In the late 1990s and into the next century it is predicted that Latin
America will increasingly becom e Canadas main source o f immigrants When people
with different habits and world views are in the workplace misunderstandings and
conflicts occur Some writers question whether cultural diversity is anything new In the
US the proportion o f the population that is African-American has remained fairly stable
while the number o f immigrants entering the country is only slightly higher (Richman
1990) However there are other factors to take into account other than percentage o f
cultures in the population In the US the affirmative action era has increased integration
in areas where African-Americans were not traditionally employed (Jackson amp
Associates 1992) Also as was noted above the source countries o f immigrants are
much more varied than at the turn o f the century Furthermore with the creation o f more
horizontal organizations and team-based management styles the interaction o f different
cultures increases ldquoDiversity describes the make-up o f the group Inclusion describes
which individuals are allowed to participaterdquo (Miller 1998 p 1) Cox (1995) indicates
that diversity in the workplace potentially lowers members morale and makes
communication more difficult One empirical study indicates that heterogenous groups
experience more turnover than homogenous groups (Jackson et al 1991) Creating an
inclusive organization is therefore important and difficult ldquoOrganizations are beginning
to identify diversity as a potential asset and are making inclusion o f differences a part o f
their culture and success M ost organizations however require a fundamental culture
change to value difference as an assetrdquo (Miller 1998 p 4)
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46
Preparing Tor the Future Survey of LeadersrsquoPerspective o f Competency
Introduction
Globalization technology downsizing and diversity are creating an
increasingly complex environment o f rapid change and driving organizations to become
less hierarchical with more emphasis on teamwork
The leadership competencies required to succeed in this fast-changing
unpredictable environment are constantly being redefined In fact both the structural
changes in organizations and the complexity o f the issues indicate that no one individual
or one trait or behavior or situation can be sufficient for success in this environment
The interconnectedness o f our global community requires an interdependent view of
leadership This approach is being critically examined by a wide num ber o f academic
practitioners (Bennis 1994 1995 1997 Covey 1992 Hamel amp Prahalad 1994 Kotter
1995 1996 Senge 1994)
In this section we will discuss several surveys o f leaders The first is a
general com petency model developed by Spencer and Spencer (1993) The second is a
survey by Duncan and Harlacher (1991) designed to determine the competency profile o f
leaders in an educational setting Donnelly and Kezbom (1994) investigated critical
leadership qualities required for effective project management W atson W yatt ( 1998)
provides a competency-based leadership framework that is global in scope Finally this
section ends w ith a survey conducted by Diaz ( 1999) designed to determ ine the
competency profile required for human resource managers in the 21ldquo century The Diaz
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
47
w ork is particularly relevant since human resource specialists implement the selection and
recruitment strategies related to a particular com petency profile and are more recently part
o f the decision-making process for the development o f the workforce
Spencer and Spencer A General Model
Spencer and Spencer (1993) present a series o f competencies that they and
other researchers see as increasingly important for executives managers and employees
in organizations in the future These perspectives are based on external drivers alm ost
identical to those discussed previously
For executives these competencies consist o f strategic thinking change
leadership and relationship management For m anagers these consist o f flexibility
change implementation entrepreneurial innovation interpersonal understanding
empowering team facilitation and portability Spencer and Spencer (1993) provide
detailed descriptions o f these competencies
From a comprehensive review o f the com petency research literature Slivinski
and Miles (1997a) conclude that although term inologies for competencies differ across
profiles and time the constructs underlying successful perform ance are generally
equivalent They argue that the focus should be on the understanding rather than the
nomenclature (Slivinski amp Miles 1997a)
Accordingly for the purpose o f the survey undertaken by the authors the
competencies identified by Spencer and Spencer (1993) as being increasingly im portant
in the future for executives and managers were redefined to terminology in m ore com m on
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
48
usage W ork motivation under time pressure which was identified by Spencer and
Spencer (1993) as increasingly important only for employees was also included In
addition ethics and base job requirements o f organizational (administrative) ability and
businesstechnical knowledge were added
The definitions for teamwork visioning organizational interpersonal
relations communication skills stamina ethics and values are those used by the Public
Service Commission o f Canada This agency is legislatively responsible for promotion
recruitment and development o f public service employees o f the Government o f Canada
in accordance with the principle o f merit Problem solving ability to leam
entrepreneurial competencies and negotiationconsultationengagement are defined by
the Public Service Commission as subsets o f cognitive capacity behavioral flexibility
and communications respectively Teaching and businesstechnical knowledge as well
as cosmopolitanworld view were added to test their continued applicability in the
z r-cen tu ry environment Table 1 provides a comparison o f the Spencer and Spencer
competency model and the profile used in the survey for this thesis
Duncan and Harlacher Competencies for an Educational Setting
For example Duncan and Harlacher (1991) conducted a survey to determine a
competency profile for an ideal executive leader o f an American community college for
the 2 r lsquo century They surveyed the Chief Executive Officers o f 10 institutions The
results o f this survey were characterized into five dimensions (1) institutional vision and
revitalizationmdashstrategic analysis o f the long-term impact o f pending decisions (2) ethical
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
49
Table 1 Comparison o f Competency Profile
Spencer and Spencer Competency Competency Used in Survey1
Strategic thinking Problem solving (anaKiical decisive judgment innovative)Ability to leam (integrative intelligence change agent)
Change leadership Vision (creativity) Communications skills
Relationship management Interpersonal (relationship collaborative serving others)Negotiationconsult and engage
1 Flexibility
1
Ability to leam (integrative intelligence change agent)Entrepreneurial (risk taker experiment)
1 Change implementationi1
Communications skills TeamworkTeaching (coaching mentoring)
Entrepreneurial innovation Initiative (m otivated)
Interpersonal understanding Interpersonal (relationship collaborative serving others)
i Team facilitation Teamwork
i Portability Cosmopolitanworld view
W ork motivation under time pressure1
Staminaresilienceself-renewal
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
50
leadershipmdashintegrating personal philosophies into the institutions value system (3 )
institutional power and transform ationmdashestablishing an environment which fosters
innovation and creative problem solving (4) political leadership-m aintaining coalitions
to advance the cause o f the institution and (5) institutional conceptualization and
survival mdashthe ability to perceive and analyze institutional issues from a global
perspective
Donnelly and Kezbom Competencies for Project Leaders
Another study by Donnelly and Kezbom ( 1994) investigated those critical
leadership qualities most im portant for effective project management In this study a
distinction is made between competency and know-how Com petency was defined as an
augmentable quality o f leadership that appears to be a personality construct but is
capable o f modification via skills awareness and developm entrdquo (Donnelly amp Kezbom
1994 p 3) Know-how w as defined as strictly learned information that is ldquoan elem ent o f
leadership comprising a body o f knowledge that is largely learned via education training
and on-the-job experiencesrdquo (Donnelly amp Kezbom 1994 p 3) This study indicated that
in the future more and m ore organizations will have matrix structures with few er
hierarchical structures and largely composed o f horizontal teams There was a m arked
distinction between those subjects o f the study that had matrix o r hierarchical experience
Those in hierarchical structures ranked know-how higher than competencies relative to
matrix organizations This study concluded that project leaders ldquoin addition to being
astute at managing subordinates must be more analytical m ore integrative more
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
51
Watson Wyatt Global Competencies
W atson W yatt (1998) a private sector managerial consulting firm conducted
a survey o f 11000 employees in the US and Canada as well as a survey o f 2000 senior
managers from 24 countries around the world to update a 1977 model o f a competency-
based framework developed by Dalton Thom pson and Price (1977) They assumed that
individuals progressed through competency stages linearly stage 1 following
directionsmdashthe apprentice stage 2 contributing independentlymdashthe colleague stage 3
contributing through othersmdashthe mentor and stage 4 influencing organizational
directionmdashthe sponsor Watson W yattrsquos motivation for updating this study is that in the
20 years since the original study organizations have become flatter and less hierarchical
AJso the im portance o f information and technology has increased the number o f
knowledge workers The study developed what they term the ldquovalue-creation
continuum
A key difference between W atson W yattrsquos perspective and that o f
Dalton et al is that individuals instead o f following a linear progression through
competencies can contribute on multiple dimensions depending on their role at a given
moment In the W atson Wyatt model a new dimension has been added called
contributing through expertisemdashdimension three This was added to capture particularly
workers in technology fields They added another factor to the fourth dim ension-
contributing through othersmdashwhich is the ability to accomplish things through others
which is a higher standard than merely being proficient in more than one area A fifth
dimension has been added called contributing through vision This is seen as higher than
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
52
the sponsor role as it defines individuals who not only have a significant influence on the
whole organization but whose organization extends outside their w ork group
The W atson Wyatt study recognizes the pace o f change and the complexity o f
the world today through its flexible structure through a seemingly simple but profound
shift from the concept o f stages to dimensions It recognizes that in the 21 century
individuals move back and forth through dimensions as their roles o r positions change An individual may return to dimension one or two when he or she needs to leam a new technology or role and then move back to dimension three four or five as knowledge skills and expertise grow (W atson Wyatt 1998 p 6)
Diaz Competencies for Human Resources Specialists
Diaz (1999) in his March 1999 study o f challenges facing Venezuelan human
resource managers in the 21 century surveyed the opinions o f a sample o f 400
individuals com posed of executives human resource practitioners university professors
and students In his findings Diaz found no significant differences in the opinions of
these groups o f participants about the skills required for the 21 century Interpersonal
skills such as teamwork achievement motivation pro-active attitude and ethical values
and directive skills such as vision leadership entrepreneur spirit able to develop
strategic alliances were ranked extremely important (Diaz 1999 p iv) Ranked low in
importance w ere knowledge o f specific areas such as psychology labor statistics and
statistics Diaz sets his study against the backdrop o f a number o f trends affecting
Venezuela including globalization an increasingly multi-cultural workplace the rapid
growth o f new information technology and increased organizational downsizing These
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
53
are similar to the drivers that motivated the study o f future com petencies o f Watson
Wyatt and the hypotheses o f Spencer and Spencer
In response to ongoing increasingly rapid change organizations o f the future
will be less liierarchical more organizationally flexible and include more horizontal
teams (Spencer amp Spencer 1993) Just as IBM had by the beginning o f the 1990s trained
managers fo r a world that no longer existed leaders to be successful in the future must
have the com petencies necessary for both the continually changing environment o f the
future and the organizational structures that will need to be adopted to function
effectively In a world where relationship defines success and where change is at an
increasingly fast pace tom orrow rsquos leaders must be able to deal with ambiguity while
maintaining multiple relationships-both horizontally and vertically
Reproduced with permission of tfie copyrigfit owner Furtfier reproduction profiibited witfiout permission
CHAPTER 3
M ETHODOLOGY
Introduction
This chapter describes the design and methodology o f the study This study
responds to the following four research questions
Research Question 1 Has there been a shift in public sector leaders
perception as to the leadership com petencies required in the past as compared to the
leadership competencies required for the 21rdquo century
Hypothesis 1 The ratings o f leadership competencies required will differ
from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
1 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies for leaders 20 years ago
2 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies fo r leaders in the 21ldquo century
54
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
55
Research Question 2 If there is a shift in perceptions are external
environmental drivers globalization technology downsizing and diversity related to that
shift
Hypothesis 2 Leaders will rate the external drivers as influencing leadership
competency requirements
Research Question 3 Is there a divergence or convergence o f views between
leaders in the public sector and the general public as to the required leadership
competencies in the 21 century
Hypothesis 3 Leadersrsquo ratings o f leadership competencies required for the
21 century will differ when com pared to the general publicrsquos ratings o f leadership
competencies required for the 21 century
In addition consensus between groups will be tested to determine
Research Question 4a Is there a consensus o f views between leaders in the
public sector and those in the private sector as to the size o f the shift between 20 years
ago and in the 21 century
Hypothesis 4a The public sectorrsquos size o f shift between past and present
required leadership competencies will differ from that o f the private sectorrsquos
Research Question 4b Is there a consensus o f views between public and
private sector leaders and the general population on which if any o f the leadership
competencies are the most important
Hypothesis 4b Each group will perceive some leadership com petencies as
more important than others
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
56
It is hypothesized that leaders in both sectors will differ from the general
population
Methodology
To facilitate the management o f the research this study may be delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the leadership
competencies to be investigated
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector leaders
b Comparing the results obtained from the public sector leadersrsquo
survey question 2 with results obtained from the general public population
identifying any similarities and reviewing any differences
c Comparison o f public sector leadersrsquo results with results from the
private sector leadersrsquo survey
The four phases o f the research are explained and detailed below
Phase 1 Identifying the Methodology and the Survey Pool
In order to develop an appropriate instrument for identifying current leadersrsquo
perceptions o f the competencies for the 21ldquo century two distinct methodologies w ere
considered the Delphi technique and the survey method
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
57
The Delphi technique has been used quite successfully when attem pting to
ascertain nevvs on an issue or problem related to the prediction o f the future The
technique also affords an opportunity to develop a consensus o f views for topics which
are highly subjective The purpose o f the Delphi method which was developed in 1953
by the Rand Corporation to ascertain if there was a consensus view among military
experts on the issue o f the atomic bomb is to elicit perceptions o r Judgments held by
experts knowledgeable in a specialized area (Boberg amp M orris-Khoo 1992) However
given that the purpose o f this research was to establish whether it was possible to identify
some generic attributes for leadership in the IT century the possibility o f finding experts
who would provide the breadth o f experience without being linked too closely to a
particular field proved difficult Since the authors could not identify any specific
empirical base for the study it was decided that while a qualitative study might have
provided a m ore nuanced description o f the competencies for the 2T century a
quantitative survey based on the shifting perceptions o f Canadian leaders w ould make the
greatest contribution to the field in ensuring baseline data for further study in the field
Quantitative Survey
For the purposes o f this study there were two target survey populations the
public sector leaders population and the general public population The following
describes each sample population and the survey methodology employed
Public sector leaders population
In responding to the first research question (Has there been a shift in public
sector leadersrsquo perception as to the competencies required in the past as com pared to the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
58
competencies required for the 2 P lsquo century) the survey pool used for this study comes
from an existing database o f senior public servants at municipal provincial and the
federal levels o f government Table 2 delineates the various clusters o f individuals that
made up the survey pool and the proposed basis for sampling for the survey As is noted
in Table 2 where the sample size was not based on a census the methodologgt for
choosing the sample has been identified
Table 3 delineates the response rate for the 1999 survey among the various
sectors in the public sector target population
-A 12 response rate is within the 10-15 range common to mail-in surveys
(Boyd amp Westfall 1972 Kanuk amp Berenson 1975 Luck Wales amp Taylor 1970
McDaniel amp Rao 1980 W under amp Wynn 1988 Yu amp Couper 1983)
The response rate o f 12 was deemed acceptable based on historical data for
this database Table 4 provides the most recent response history o f the Rethinking
Government national survey for the public sector target sample
While the sample was not stratified by gender age or region Tables 5 6 and
7 describe the gender age and educational level o f the sample population
General public sample population
In order to consider the third research question (Is there a divergence or
convergence o f views between leaders in the public sector and the general public as to the
required leadership competencies in the 21ldquo century) the results o f the public sector
leadersrsquo survey were com pared to a sample o f the general public (laquo=1503) The general
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59
Table 2 Sample Size and Selection Criteria for the Public Sector Leaders
Leaders Selection Criteria Population Sample
Federal 431 431Federal MPs All 301Federal DMsADMs All 130
Provincial 1390 758Provincial MPPsMLAs Random 765Provincial DMsADMs All DMsRandom ADMs 625
Municipal 480 411MayorReeves Descending city size 255Municipal clerks Descending city size 225
Table 3 Response Rate for the 1999 Survey Among the Various Sectors in the PublicSector Target Population
Sector Percentage
Total Federal
Total Provincial
Total Municipal
127
136
167
Total Public Sector 142
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60
Table 4 Response History o f the Rethinking Governm ent National Survey for the PublicSector Target Sample
Y ear Percentage
1996 14
1997 12
1998 17
1999 142
Table 5 Gender Distribution o f Public Sector Leaders
G ender Percentage
Male 69
Female 3 1
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61
Table 6 Age Distribution o f Public Sector Leaders (=227)
Age Percentage
lt35 26
35-44 181
45-54 551
55-64 211
654- 3 1
Table 7 Educational Achievement o f Public Sector Leaders (raquo=227)
Educational Level Percentage
Graduated from high school (grade 12-13) 3
Vocationaltechnical college or CEGEP 2
Trade certification 1
Some university 8
B achelors degree 25
Professional certification 17
G raduate degree 44
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62
public survey sample o f 1503 was randomly generated from the Canadian population o f
persons over the age o f 16 and was conducted by means o f a centralized com puter-
assisted telephone interviewing facility The sample was stratified along age gender and
regional lines (Atlantic Quebec Ontario Prairies and British Columbia) as described in
the following tables (Tables 8 9 10)
The full sample yielded a margin o f error o f -r- 18 percentage points
19 times out o f 20
The research question noted above was embedded in the Ekos Research
bullAssociates Rethinking Government survey and represented 1 o f the 21 questions posed in
the survey
Telephone Survey
The intent is to compare the results o f public sector leadersrsquo perception o f
required leadership competencies for the 21ldquo century with results obtained from a
telephone survey o f the general populationrsquos perception o f the requirement for 11 o f the
same leadership competencies as were tested in the public sector leaders survey Not
included in the survey o f the general population were interpersonal teamwork
businesstechnical knowledge and vision
Private sector leaders population
In responding to the fourth research question (Is there a consensus o f views
between public and private sector leaders and the general population on which if any o f
the leadership competencies are the most important) data from a separate research study
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63
Table 8 Gender o f General Population Telephone Survey (t=1503)
Gender Percentage
Female 51
Male 49
Table 9 Age Breakdown o f the General Population Sample (=1499)
Age Percentage
lt25 17
25-34 18
35-44 22
45-54 20
55-64 7
65+ 15
DKNR I
donrsquot know no response
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64
were used (W atson 2000) The Private Sector L eader survey data com e from an existing
pool o f senior Canadian leaders including C h ief Executive Officers (CEOs) and senior
executives from the private sector A sample o f 960 CEOs of the top econom ic
perform ing Canadian companies as identified by total revenues was sent a sur ey
questionnaire w ith a m ail-in response
The sam ple was not stratified by gender age o r region Table 11 delineates
the response rate for the 1999 suiwey between private sector companies w ith differing
numbers o f em ployees
A response rate o f 126 was deem ed acceptable based on historical data for
this group which has been identified by Ekos for a longitudinal study Table 12 provides
the most recent response history o f the Rethinking Government national survey
Phase 2 Developing the Surv ey Instrument and Reviewing Competencies
Survey Instrument
M ail-in Public Sector Survey
The survey instrument was developed as a m ail-in surv ey G iven the tim e
constraints o f the individuals being surveyed and the num ber of surv eys these individuals
see in any given period the length and the presentation o f the questionnaire w ere key
considerations
Respondents were asked to use a L ikert scale to rank their perceptions o f the
leadership com petencies required 20 years ago and those that will be necessary 20 years
from now The researcher chose a Likert scale because o f the advantages o f this scaling
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65
Table 10 Sample Stratified by Region (=I503)
Region
British Columbia
Alberta
Prairies
Ontario
Quebec
Atlantic
Percentage
13
10
7
38
24
8
Table 11 Response by Number o f Employees (= 121)
Percentage Number Number o f Employees
31
29
40
38
35
48
lt100
100-500
over 500
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66
Table 12 Response History of the Rethinking Government National Survey
Year Percentage
1996 14
1997 12
1998 17
1999 142
technique First individuals typically have the same understanding o f the differences
between the points on the scale which enables comparison o f rankings Second this
approach has been found to yield data which can be analyzed by statistics for normal
distributions For both reasons this type o f scale provides informative and uncomplicated
data (Arnold McCroskey amp Prichard 1967 Edwards 1957)
A sample questionnaire is provided in Appendix 4 o f this paper
Reviewing and identifying the competencies
The 15 competencies were identified by the sponsors o f the research and
therefore closely track the competencies currently used in the Canadian federal public
service The competencies including teamwork problem solving ability to learn
communication skills vision interpersonal entrepreneurial initiative stamina ethics
organizational and negotiationconsultengage are identified as part o f the Public Service
Commissionrsquos competencies for public service managers In addition businesstechnical
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67
knowledge cosmopolitanworld view and teaching were added to be consistent with the
literature
Phase 3 Administering the Survey
Mail-in Leaders Survey
The survey was sent by mail to all leaders in the survey pool in
September 1999 to maximize the response rate by avoiding both the summer holiday
season and any fiscal year-end considerations Included in the package was a letter
describing the study the questionnaire and the response envelope Respondents were
reminded to complete the survey 21 days after the initial mail-out Once a 12-15
response rate had been achieved and a minimum o f 4 weeks had elapsed the results were
tabulated for analysis The sample o f public sector leaders for the purposes o f this study
included 227 individuals (=227) The sample o f private sector leaders for the purpose o f
this study included 121 individuals (=121) (Watson 2000)
Telephone Survey of a Random Sample of the General Population
The telephone survey o f the general population with respect to question 2 was
embedded in an existing Rethinking Government survey with a sample population o f
1503 (laquo=1503) This survey w as administered by Ekos Research Association
The results o f this national random sample o f Canadians over the age o f 16
were gathered between July 15 and July 30 1999 The time lag between the mail-in
survey and the telephone survey is not deemed to be significant as there were no
outstanding short-term econom ic or political events during the period that would have
influenced perceptions
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68
Phase 4 Analyzing the Results
In analyang the results the Statistical Program for Social Sciences (SPSS)
was used The results were tabulated with the data analyzed to respond to the research
questions
Public Sector Leadersrsquo Analysis
The focus o f the analysis was to determine if am ong the sample population
there has been a shift in perception as to the required leadership competencies The
comparison o f the leadersrsquo perceptions o f the required skills for leaders 20 years ago and
their perceptions o f the required skills for leaders in the 21ldquo century provides some basis
to evaluate w hether training and development needs o f potential leaders should be altered
as a result o f the changing requirements This analysis was completed by comparing
responses and adjusting statistically for the variance in the responses
f-tests for dependent paired means were applied for within group comparisons
as the actual population variance is unknown Tw o-tailed probabilities are reported as the
direction o f the differences could not be predicted from the research base for every
competency
In com paring shifts in competency ratings only cases where a rating was
provided for both 20 years ago and the 21ldquo century w ere included in the analysis To
compute a mean within one time epoch all ratings are included In the paired -test that is
applied to determine the significance o f changes betw een tim e epochs only where ratings
are provided for both time epochs are they included in com puting a change One effect o f
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69
paired ratings can be that means computed for each time epoch separately may not match
exactly means that are based on paired ratings For example if a respondent rates a
competency as im portant in the past that rating is included in computing the mean for the
past When com puting the mean difference over time that rating would be excluded if
the respondent did not also provide a rating for that competency in the future Because
some ratings that contribute to the mean in one time epoch may not be included in the
computation o f the shift in a competency rating means may differ when the data contain
missing cases
The 95 confidence level was adopted as the cut-off for significance
reflecting research and publication standards (Coldeway 1989) When probabilities were
slightly above 05 but less than 10 differences were described as approaching
significance
Although there is some hesitation in applying inferential statistics such as t to
ordinal scale data it is a commonly used approach for Likert data as responses are
generally normally distributed and results are considered relevant for discussions o f
general trends (Arnold et al 1967 Edwards 1957)
External Drivers Analysis
To support the premise that changes in perceived competency requirements
are related to external drivers the leaders ratings o f the importance o f each o f the four
drivers was analyzed Respondents were asked to rate the importance o f each external
driver on a scale o f 1 -7 from low to high importance
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70
In testing for significance the researcher chose a two-tailed -test applied on
the differences betw een dependent means o f the external driver ratings This test was
chosen based on one group o f subjects with a repeated measure and not more than two
observations per subject (Coldeway 1989)
Comparison of Results Between the Public Sector Leadersrsquo Survey and the General Public
The results obtained from the public sector leadersrsquo survey (survey question 2)
were compared with results obtained for the same survey question from the General
Public population survey identifying any similarities and reviewing any differences This
analysis is important in testing how broadly the future competencies are acknowledged
In addition this allows a comparison o f individual versus organizational perspectives
j-tests w ere applied on comparisons o f means between groups r-tests are
commonly used when population variance is known and -tests when population variance
is unknown However -tests for differences even for independent means are based on
the assumption that sample variances are equal even though they are unknown In this
case the variance o f the general population and leadersrsquo samples could not be assumed to
be equal because the leaders by virtue o f their position would be likely to differ in at
least demographic variables such as age or education A modified r formula does not
require the equal sample variance assumption and was therefore considered to be the
more appropriate statistic in addition the large sample size supports the application o f
the z formula because convergence with population variance increases with sample size
(Hogg amp Tanis 1993)
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71
Comparison o f Results Between the Public Sector and the Private Sector Leaders Survey
The shifts in perceptions o f the required competencies for leaders in the
21 century as measured by the survey o f the public sector were compared to the shifts in
perceptions as measured by the analysis o f the private sec to r survey
This analysis is particularly useful in determining if there is a convergence o f
perceptions by both public sector and private sector leaders as to the importance o f
leadership competencies for the 21 century To the extent that both sectors are seeking to
cross fertilize their leadership personnel the extent to which both sectors share a
common perception o f the future com petencies facilitates that transfer o f personnel
Ranking W ithin groups
The ratings for the com petencies were ranked to establish an order o f level o f
importance Mean rankings were tested for significance to determine if any com petencies
are o f higher importance This was applied for each leaders group and the general
population
To determine if any com petencies were perceived as being m ore im portant
than others the mean ratings for each competency were ranked in descending order
Confidence interval comparisons w ere used to determine i f the ranked mean for one
com petency rating differs significantly from the ranked m ean for another com petency If
the confidence intervals for two com petencies overlap it cannot be inferred that the ir
m eans differ significantly Therefore only when the confidence intervals do not overlap
can ranked means be described as significantly higher or low er than another
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72
Ranking Between groups
The order in w hich the competencies were ranked was com pared across
groups to determine if both leaders groups rated sim ilar sets o f competencies as m ore
im portant than other competencies The general populations rankings w ere com pared to
the public and private sector leaders to identify organizational versus individual
perspective differences
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CHAPTER 4
RESL^LTS
Introduction
The ratings by public sector leaders o f leadership competencies were used to
determine if there is a difference between perceived importance 20 years ago and in the
21 century The hypothesis that a shift would be due to a set o f external drivers was
tested by public sector leaders rating the importance o f each driver To support the
validity o f considering public sector leaders as subject m atter experts differences
between organizational perceptions those o f the leaders and individual perceptions
those o f a sample o f the general population were compared Tw o additional analyses
combine data from the two research studies public sector leaders and private sector
leaders One addresses the size o f shift in requirements over time Will the changes be
larger for one sector than anotherrsquo The other analysis compares the top ranked
competencies across groups Is there a difference in what public and private leaders
consider the most im portant competencies and do they differ from what individuals in the
general population perceive
j
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74
Shift 20 Years Ago to 21ldquo Century
Q uestion 1 Has there been a shift in public sector leadersrsquo perception as to
the leadership com petencies required in the past as compared to the leadership
competencies required for the 21ldquo century
It w as hypothesized that the ratings o f leadership competencies required will
differ from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
Q uestion la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Q uestion Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 ldquo centuryrsquo
The im portance o f each competency was rated by public sector leaders
20 years ago and in the 21ldquo century
The variability o f responses is greater for the ratings o f competencies in the
past as com pared to the future For the ratings o f the 21ldquo century there is less variability
especially am ong the top-rated competencies demonstrating a strong consensus o f views
In examining Table 13 it is apparent that the relative ordering o f importance
for some com petencies has changed from the past as compared to the future For
example 20 years ago cosmopolitanworld view had the lowest mean at 3 493 whereas
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75
Table 13 M eans and Standard Deviations o f the Ratings by Public Sector Leaders o f Leadership Competency Requirements 20 Years Ago and in the 21ldquo Century
Competency 20 Years Ago Competency 21ldquo Century
Initiative 5486 (1199) Vision 6419 (807)
Problem Solving 5450 (1143) Communication 6379 (702)
Organizational 5390 (1188) Teamwork 6242 (740)
BusinessTechnical 5344 (1306) CosmoW orld View 6185 (863)
Stamina 5256 (1227) Ability to Leam 6159 (854)
Ethics 5158 (1381) Ethics 6128 (1007)
Communication 4789(1272) Problem Solving 6009 (882)
Vision 4586 (1391) Initiative 5969 (840)
Interpersonal 4574 (1374) Interpersonal 5925 (972)
Entrepreneurial 4561 (1546) Negotiation 5797 (947)
Negotiation 4516 (1237) Entrepreneurial 5661 (1028)
Ability to Leam 4491 (1291) Stamina 5619 (1065)
T eamwork 3897(1440) Teaching 5489 (1036)
T eaching 3857 (1318) Organizational 4991 (1244)
Cosmopolitan 3493 (1345) BusinessT echnical 4867(1 211)
World View
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76
in the 21 century respondents gave a mean response o f 6185 With respect to
businesstechnical knowledge 20 years ago the mean response o f 5344 was among the
top five mean scores whereas for the 21 century this competency received the lowest
mean score
-tests two-tailed were used to compare rating means for past and future
requirements Results are presented in Table 14 Differences were significant for all
competencies with ratings higher for the 21 century than for the past across all
competencies except for businesstechnical knowledge and organizational skills where
21 -century ratings were lower
External Driver Influence on Competency Requirements
Q uestion 2 If there is a shift in perceptions are the external drivers-
globalization technology downsizing and diversity-related to that shiftlsquod
It was hypothesized that leaders will rate the external drivers as influencing
leadership com petency requirements
It has been previously suggested that the external drivers used in this research
are influencing the need for leadership competencies To support this relationship public
sector leaders were asked to rate the importance o f each external driver on the 1-7 point
scale Responses were described at high moderate or low points on the scale and
percentages calculated for each driver at each descriptor -tests two-tailed were applied
to the means Data are presented in Table 15
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77
Table 14 Significance o f Shift Degrees o f Freedom Values and Probabilities o f the Ratings by Public Sector Leaders o f Past and Future Leadership Competency
Requirements
Competency J f
CosmopolitanAVorld View 222 26782 p lt 000
Team work 223 21375 p lt 000
Vision 221 17946 p lt 000
Ability to Leam 222 16577 p lt 000
Communication 222 16531 p lt 000
Teaching 220 15103 p lt 000
Negotiation 222 12434 p lt 000
Interpersonal 222 12056 p lt 000
Ethics 221 9834 p lt 000
Entrepreneurial 222 9743 p lt 000
Problem Solving 221 5 751 p lt 000
Initiative 221 5424 p lt 000
Stamina 222 3165 p lt 002
Organizational 221 -3397 p lt 001
BusinessT echnical 222 -3777 p lt 002
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78
Table 15 Means Standard Deviations and Percentages o f the Ratings by Public Sector Leaders o f the Influence o f External Drivers on Leadership Competency Requirem ents
for the 21ldquo Century
External Driver Ratings High M oderate Low
Globalization 5911 (1014) 86 10 1
Technology 5964 (1024) 90 7 3
Diversity 4920(1386) 65 19 15
Downsizing 4200(1323) 39 32 28
Comparison o f mean ratings indicates that globalization and technology are
considered equally important Globalization and technology are considered to have more
influence than diversity t (224) = 9 303 (p lt 000) t (223) = 9222 (jj lt 000) and than
downsizing i (224) = 15500 p lt 000) t (223) = 17060 p lt 000) Diversity is
considered to have more influence than downsizing t (224) = 6324 p lt 000)
The ranking o f the drivers is significant in that some are considered more
important than others however it should be noted that almost 40 o f the sample
considered even the lowest rated driver downsizing to have a high influence and 71
considered it to have at least a moderate influence
Leader and General Population Perspectives
Question 3 Is there a divergence o r convergence o f views between leaders in
the public sector and the general public as to the required leadership com petencies in the
21 ldquo centuryrsquo
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
79
It w as hypothesized that leaders ratings o f leadership competencies required
for the 2T centurs will differ when compared to the general publicrsquos ratings o f leadership
competencies required for the 21rdquo century
Because the external driversrsquo impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflecting an organizational perspective rather than that o f an individual
Individuals may experience the external drivers as more general influences without
consideration o f specific strategic objectives values or work while leaders may
experience them specifically as they affect their organizationrsquos objectives values and
work An individual may rate the importance o f leadership competencies from the point
o f view o f what they personally would need to focus on to take a leadership role whereas
an organizational perspective would frame a response in terms o f the needs o f the
organization itself
To determine if there were differences in the perceptions o f the general
population and public sector leaders r-tests (as described previously) on the independent
sample means w ere calculated Results are presented in Table 16
W hile it is important to note that a direct comparison betw een the rankings o f
competencies betw een the leaders and the general population is somewhat constrained
given the fact that four o f the competencies (businesstechnical knowledge interpersonal
teamwork and vision) rated by the leaders w ere not ranked by the general populations it
is nonetheless possible to make some general observations with respect to the
comparisons betw een the two groups The general population rated a number o f
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80
Table 16 Means and Standard Deviations o f the Ratings by Public Sector Leaders and the General Population o f Leadership Competency Requirements for the 21ldquo Century
Competency Public Sector General DifferenceLeaders Population
Problem Solving 6009 (882) 6290 (948) -0281
Ability to Leam 6159 (854) 6364 (695) -0205
Communication 6379 (702) 6318 (913) 0061
Initiative 5969 (840) 6170 (991) -0201
Entrepreneurial 5661 (1028) 5694(1170) -0033
Teaching 5489 (1036) 5672 (1239) -0183
Stamina 5619 (1065) 5668 (1197) -0049
Ethics 6128 (1007) 6262(1106) -0134
Organizational 4991 (1244) 5998 (1094) -1007
Negotiation 5797 (1947) 6106 (1022) -0309
CosmopolitanAVorld View 6185 (1863) 5668 (1283) 0517
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
81
competencies as more important for the 21ldquo century than did public sector leaders O f
these the following were statistically significant problem solving r = -4795 p lt 000)
ability to leam z = -3595 p lt 000) initiative r = -3597 p lt 000) teaching z = -2646
ip lt 008) ethics z = -2008 p lt 044) organizational skills z = -12171 p lt 000) and
negotiating z = -4905 p lt 000)
Public sector leaders rated cosm opolitanworld view at a significantly higher
rate than did the general population z = 9028 p lt 000)
In reporting these results it is im portant to note that significance is achieved
even when actual mean differences are small This results from the high degree o f
consensus am ong the raters regarding the im portance o f each competency for each epoch
Combined Data Public and Private Sector Leaders and General Population Diflerences
This section o f the results combines findings from the public sector leaders
group and the private sector leaders group (W atson 2000) It has been established for
both groups that there is a shift in the perception o f leadership competency requirements
between the past and the 21ldquo century It has been supported that this shift is a function to
some extent o f the set o f external drivers defined for this study Additional analysis
indicates that each group o f leaders differs from the general population in their
perspective o f how important each competency will be in the future
Comparisons o f ratings by public and private sector leaders are reported to
address two issues First is there a difference in the size o r degree o f shift between these
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
82
groups o f leaders that is is there a bigger change for leaders in one sector o r the other
Second is there a difference in which o f the leadership competencies is perceived as the
most important and does that differ from the perspective o f the general population
Degree of Shift
Question -fa Is there a consensus o f views between leaders in the public
sector and those in the private sector as to the size o f the shift between 20 years ago and
in the 21 century
It was hypothesized that the public sec to rs size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Data are presented in Table 17 r-tests (as described previously in chapter 3)
on the differences in the mean differences indicated significantly different size shifts
Public sector leaders demonstrated a larger shift in leadership requirements
than did private sector leaders on vision r - 2488 ip lt 016) entrepreneurial skills
r = 2305 ip lt 022) and approached significance for negotiating r = 1898 ip lt 056)
Public sector leaders indicated that the difference in the requirements for these
competencies will increase more so than in the private sector
Ranking of Competencies Within Groups
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
83
Table 17 M ean Differences and Standard Deviations o f the Shift in Ratings by Public Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements
Competency Public Sector Leaders Shift
Private Sector Leaders Shift
Difference
T eamwork 2348 (1644) 2133 (1608) 0215
Problem Solving 0559(1447) 0567(1488) -0008
Ability to Leam 1677 (1511) 1639(1454) 0038
Communication 1596(1442) 1558 (1500) 0038
Vision 1829(1510) 1364(1718) 0465
Interpersonal 1345 (1886) 1479(1641) -0134
Initiative 0482 (1324) 0525 (1270) -0043
Entrepreneurial 1103 (1691) 0678 (1603) 0425
Teaching 1629(1803) 1521 (1473) 0108
Stamina 0372(1745) 0331 (1422) 0041
Ethics 0 959(1484) 0802(1 430) 0157
Organizational -0392(1719) -0227(1475) -0165
BusinessTechnical -0471 (1882) -0142(1502) -0329
Negotiation 1291 (1551) 0975 (1429) 0316
Cosmopolitan 2691 (1500) 2669(1575) 0022
World View
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
84
It was hypothesized that each group will perceive som e leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Public sector leaders
To determine if the ratings by public sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table IS
Organizational skills and businesstechnical knowledge indicate lower ratings for
importance than the other competencies p lt 05)
Private sector leaders
To determine if the ratings by private sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table 19
(W atson 2000) Private sector leaders rated a number o f com petencies significantly
higher than others These include vision cosmopolitanworld view ability to learn
communication teamwork and initiative p lt 05)
General population
To determine if the ratings by the general population o f leadership
competencies required in the 21 rdquo century differed in terms o f importance the ratings were
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
85
Table 18 Public Sector Leaders Ranking o f Leadership Competency Requirements byMean Ratines With Standard Deviations and Confidence Intervals
Com petency Rank Rating Confidence Interval Lower U pper
Vision 1 6419 (807) 6313 6524
Communication 2 6379 (702) 6288 6470
Team work 3 6242 (740) 6146 6 339
Cosm opolitanW orld View 4 6185 (863) 6073 6297
Ability to Learn 5 6 159 (854) 6048 6271
Ethics 6 6 128 (1007) 5997 6259
Problem Solving 7 6009 (882) 5894 6124
Initiative 8 5969 (840) 5880 6079
Interpersonal 9 5925 (972) 5799 6052
N egotiation 10 5797 (947) 5674 5921
Entrepreneurial 11 5661 (1028) 5527 5795
Stamina 12 5 6 1 9 (1 0 6 5 ) 5481 5758
Teaching 13 5489 (1036) 5354 5624
Organizational 14 4991 (1244) 4829 5153
BusinessT echnical 15 4 8 6 7 (1 2 1 1 ) 4709 5025
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
86
Table 19 Private Sector Leadersrsquo Ranking of Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower Upper
Vision 1 6446 (866) 6292 6601
CosmopolitanW orld View 2 6372 (743) 6239 6504
Ability to Learn 3 6248 (849) 6097 6399
Communication 4 6231 (883) 6074 6369
Teamwork 5 6182 (876) 6026 6338
Initiative 6 6116 (829) 5968 6263
Ethics 7 6041 (970) 5869 6214
Problem Solving 8 5982 (946) 5822 6161
Entrepreneurial 9 5843 (885) 5685 6001
Interpersonal 10 5842 ( 944) 5673 6011
Negotiation 11 5835 (916) 5671 5998
Stamina 12 5760(1017) 5579 5941
Teaching 13 5496 (1034) 5312 5680
BusinessT echnical 14 5225 (1104) 5028 5422
Organizational 15 5000 (1174) 4790 5210
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87
ranked and compared using a 95 confidence internal D ata are presented in Table 20
Results indicate that ability to learn communication problem solving ethics initiative
and negotiation were rated as the most important (p lt 05) Organizational skills
entrepreneurial skills teaching stamina and cosmopolitanworld view were rated as less
important p lt 05) The 95 confidence interval was adopted as the cut-off for
significance reflecting research and publication standards
Ranking of Competencies Between Groups
Means associated with the rankings were com pared across groups using a 95
confidence interval Data are presented in Table 21 Public sector and private sector
leaders ranked the competencies similarly Vision communication teamwork
cosmopolitanworld view and ethics were common to both groups as higher rated
competencies Private sector leaders ranked businesstechnical knowledge higher than
did public sector leaders (p lt 05) The competencies rated the highest by the general
population differed from those o f both groups o f leaders ip lt 05) The general
population rated problem solving as more important than did both groups o f leaders and
rated ability to learn higher than did the public sector leaders ip lt 05)
Sum m ary of Results
Public sector leaders perceived a shift in importance o f most leadership
competencies from 20 years ago to the 21 century however they rated
businesstechnical knowledge and organizational as decreasing in importance
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88
Table 20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower U pper
Ability to Learn 1 6 364 (895) 6318 6409
Communication 2 6318 (913) 6272 6365
Problem Solving 3 6290 (948) 6242 6338
Ethics 4 6 262(1 105) 6206 6318
Initiative 5 6 1 7 0 ( 991) 6120 6220
Negotiation 6 6 106(1 022) 6054 6157
Organizational 7 5 998 (1094) 5943 6053
Entrepreneurial 8 5694 (1170) 5635 5754
Teaching 9 5 672(1 238) 5609 5734
Stamina 10 5669 (1197) 5608 5730
Cosmopolitan 11 5668 (1263) 5604 5732
W orld View
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89
Table 21 Ranking o f Leadership Competency Requirements
Rank
Com petency Public Sector Private Sector General
Vision 1 1 na
Communication 2 4 2
Team w ork 3 5 na
CosmopolitanAVorid View 4 2 11
Ability to Leam 5 3 1
Ethics 6 7 4
Problem Solving 7 8 3
Initiative 8 6 5
Interpersonal 9 10 na
Negotiation 10 11 6
Entrepreneurial 11 9 8
Stam ina 12 12 10
Teaching 13 13 9
O rganizational Skills 14 15 7
BusinessT echnical 15 14 na
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90
They rated all external drivers as having influence on the competencies
especially globalization and technology
Public sector leaders rated problem solving ability to leam initiative
teaching ethics and organizational skills lower than the general population and a similar
effect for negotiating approached significance Public sector leaders rated
cosmopolitanworld view as more important than did the general population This may
reflect the differences in organizational versus individual experiences o f the impact o f the
external drivers
Public sector leaders differed from private sector leaders in that they rated
larger shifts in importance for vision entrepreneurial skills and negotiating
Both public and private sector leaders identified the same top five ranked
competencies including vision communication teamwork cosmopolitanworld view
and ability to leam The general population ranked ability to leam as the most important
competency (within a smaller group o f 11 competencies)
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CHAPTER 5
SLHVIMARY CONCLUSIONS AND RECOM M ENDATIONS
This chapter contains a summary overview including a brief review o f the
purpose conclusions and recommendations for further study
Summary
As previously established in chapter 2 the pace o f change in the 21 century is
most evident when considered in the context o f the effects o f globalization technology
diversity and downsizing These external drivers individually as well as in combination
will affect the way in which we think about leadership requirements for the future
Leaders perceptions as to the trend toward particular leadership competencies required
for future leadership will be important input into training and development opportunities
for current managers
In this context the purpose o f this study w as to identify whether public sector
leaders perceive a shift in the required leadership competencies for the 21 century The
hypothesis that the shift would be perceived to be related to a set o f external drivers was
then tested by private sector leaders rating their perception o f the influence o f each
external driver on leadership competency requirements To support the validity that
public sector leaders are subject m atter experts differences between organizational
91
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92
perspective and the individual perspective are then compared Two additional analyses
combine data from the tw o research studies public sector leaders and private sector
leaders using data from a similar study (W atson 2000) Using these com bined data the
size o f shift in leadership requirements over time was compared between the tw o sectors
The other analysis com pared top-ranked competencies across groups specifically public
sector leaders private sector leaders and the general public
Finding 1
As described in chapter 4 public sector leaders perceive that the following
leadership com petencies will be more im portant in the 21ldquo century team w ork problem
solving ability to leam communication vision interpersonal initiative entrepreneurial
teaching stamina ethics negotiation and cosmopolitanworld view At the same time
public sector leaders perceive that both organizational and businesstechnical
competencies will be less important for leaders in the 21ldquo century than 20 years ago
Finding 2
Respondents identified both globalization and technology as im portant
environmental factors which are driving the requirem ents for leadership com petencies
into the 21ldquo century While there was more divergence o f perceptions the respondents
further identified both diversity and downsizing as having an impact on the com petencies
for 21 ldquo-century public sector leaders
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93
Finding 3
Because the external drivers impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflective o f an organizational perspective rather than that o f an individual The
public sector leaders rated cosmopolitanworld view higher than did the general public
The general public rated problem solving ability to leam initiative teaching ethics
organizational skills and negotiating higher than public sector leaders
F inding 4
In comparing public sector leaders and private sector leaders the variation in
perception is m easured by the size or degree o f shifts between these tw o groups o f
leaders As noted in chapter 4 public sector leaders demonstrated a larger shift in
leadership requirem ents for vision and entrepreneurial skills than did private sector
leaders
Both public and private sector leaders ranked the competencies similarly with
the exception that public sector leaders ranked businesstechnical knowledge somewhat
less than private sector leaders The general public rated problem solving as more
important than both groups o f leaders and rated ability to leam higher than did the public
sector leaders
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future Very simply
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94
this study dem onstrated that public sector leaders acknowledged that future leadership
competencies will be different than they were in the past Adding to this simple finding is
that another researcher (W atson 2000) has found that private sector leaders in general
acknowledge a similar shift in leadership competencies for the future A key question is
Why Both groups experience the external drivers firsthand in the daily operation o f
their organization At the same time both groups o f leaders operate within different
organizational structures and have recognizably different organizational values In the
past there was general though unspoken acceptance that notwithstanding similar
external drivers public and private sectors required very different leaders The results o f
this study would indicate that a shared understanding o f the leadership competencies
which will be needed in the future is being developed By understanding the external
drivers and their influence on the 21 century the convergence on particular leadership
competencies can be better understood
AS established previously the 21 century is characterized by the
interdependence o f the external drivers including globalization technology diversity and
downsizing The speed o f technology has facilitated increased globalization in the same
way that diversity is demanded to address complex global issues The complex
interdependence o f the external drivers has created an environment in which the increased
speed o f change is not only accepted but assumed The findings in this study confirm that
the external drivers o f globalization and technology are perceived by public sector leaders
as pervasive influences in their vision o f the future Diversity and downsizing have a
somewhat lesser yet still important influence in modelling the future for leaders
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95
W hat is notable in the 21ldquo century is leadersrsquo consensus w ith respect to the
perception that the external drivers including globalization technology diversity and
downsizing will have in shaping future leadership requirements For the public sector
the convergence o f required leadership competencies among sectors both public and
private is an im portant consideration given the urgent need to recruit and retain
leadership candidates at the federal level
The discussion o f the findings o f this study is facilitated by grouping the
15 competencies in this study into the five clusters as described in Table 22 Each cluster
is discussed individually
Table 22 Leadership Competencies Grouped in Clusters
Cluster Competencies
Future VisionCosmopolitan World V iew
Relational T eamworkCommunicationInterpersonalTeachingNegotiation
Intellectual Ability to LeamProblem Solving
Personal EthicsInitiativeStamina
Managerial EntrepreneurialOrganizationalBusiness Technical
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96
In considering the top five ranked future leadership competencies for the
public sector leaders-vision communication teamwork cosmopolitanworld view and
ability to leam -a compelling story can be told about future leadership and the trend
toward future and relational clusters o f competencies for leaders It is a story that can be
explained in large part by understanding the interaction that the external environmental
drivers have had on shaping leaders perception o f the future This is particularly evident
when the various clusters o f com petencies and their ranking in the 2 T lsquo century are
considered
Future Competencies
Public sector leaders ranked vision and cosmopolitanworld view as among
the most im portant competencies Furthermore the public sector leaders demonstrated a
larger shift in vision leadership requirements than did private sector leaders Finally
there was a convergence o f perceptions between the public sector leaders and private
sector leaders who ranked vision and cosmopolitanworld view as the most important
At the same time the general public ranked cosmopolitanworld view last
among their 11 rated competencies
Relating these results to the external drivers is useful Globalization and
technology are causing the velocity o f change to increase exponentially Current public
sector leadersrsquo perception that the importance o f future-related competencies such as
vision cannot be surprising in this environment The need for a diversity o f ideas
perceptions and biases in order to solve tom orrow rsquos challenges is to some extent
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97
captured by the dem onstrated preference o f public sector leaders for a leadership
competency called cosmopolitan world view It is worth noting that while this term has
not been formally defined the term has sufficient significance to elicit a consensus among
public sector leaders that future leaders need to have this competency
The fact that public sector leaders rated cosmopolitanworld view higher than
did the general public and that the general public ranked this competency last is
consistent with the theory that the external drivers may have a different effect depending
on whether the individual is considering the external driver from an organizational versus
an individual perspective The ranking comparisons between the three groups starkly
demonstrate a difference in perspective from top-ranked competency among the leader
groups to last among the general public It is quite possible that globalization and
diversity have not influenced the individualrsquos perspective o f future leadership to the same
extent that they have organizations Which is not to say that the external drivers have not
influenced the individual perspective they have but with differing results The
individual perspective for future leadership competencies follows a trend toward personal
and intellectual clusters competencies Individuals may be very interested in how the
external drivers influence their place o f work but take an individual perspective when
asked about future leadership competencies
The results o f this study would at a minimum confirm that from an
organizational perspective the trend toward cosmopolitan competencies is more evident
This result is similar in the private sector leadersrsquo analysis which provides more evidence
from an organizational perspective regarding the emerging importance o f cosmopolitan
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98
world view Adding to this finding was the lower ranking by the general public for
cosmopolitanworld view While both public and private sector leaders ranked this future
competency near the top the general public indicated their quite different perception by
ranking it near the bottom
In seeking to understand why there was such a break between the
organizational and the individual perspectives on this competency it may be useful to
examine the environment beyond the four external drivers The public debate regarding
pay equity employment quotas and affirmative action plans have all been part o f the
corporate debate for some time This in a sense has positioned organizations to be
prepared for the speed with which organizations have had to cope with global change
global markets and global custom ers The diversity that legislation in many cases
encouraged organizations to seek beyond their normal scope in fact positioned them for
the demands o f the 21 century
bullAnother trend which is evident in examining the future competencies
identified by the public sector leaders is the similarities with the perceptions and rankings
o f the private sector leaders In a world where external drivers such as technology both
its development and transfer and downsizing are compelling organizations to form
partnerships trade information and personnel the finding that both public sector and
private sector leaders have very similar perceptions with respect to future leadership
competencies provides for significant opportunities between the tw o sectors The
convergence despite different organizational values and objectives creates potential for
increased exchange opportunities as well as shared training and development
opportunities
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99
Relational Competencies
A second trend that is evident is the public sector leadersrsquo perception that in
the 21ldquo century there will be an increased reliance on the cluster o f relational
competencies for leaders In particular the ranking o f both team w ork and
communication competencies am ong the top-rated competencies is w orthy o f note
These competencies along with interpersonal teaching and negotiation were all
perceived by public sector leaders to shift towards greater im portance for future leaders
The ranking o f team work and communication was similarly ranked by private sector
leaders as among the top five future competencies
The 21ldquo century has been characterized as the relationship age
(Renesch 1992) and the perceptions o f current public sector leaders would seem to
confirm that view The ability to communicate has always been im portant But with the
increased diversity o f the workplace and the demands o f a constantly changing
work-place with new technologies and applications the capacity to envision the future
may not be sufficient Leaders must be able to communicate the vision And
communicate that vision to various teams
The concept o f team w ork as being the organizational construct o f choice in
the 21ldquo century is confirmed by the results in this study Problems in the 21ldquo century
have become more complex and multi-faceted Resolving issues in the 21ldquo century will
require multi-dimensional team s o f individuals and perhaps even organizations who come
together with a shared objective to resolve a particular problem W e are already seeing
evidence o f this in the increased partnership arrangements am ong Canadian government
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100
departments as well as in the corporate field W here organizations do not have the
existing capacity or the diversity o f experience required for a particular project they seek
it out more and more on a short-term basis N ot only are organizations as a result o f
downsizing embracing this organizational construct but as importantly workers
especially new entrants into the workforce and women are taking advantage o f
project-specific employment as a means to preserve their flexibility as well as a means to
ensure a dynamic work environment which is constantly contributing to their personal
experience base In this paradigm teamwork becomes essential Again the results o f this
study demonstrate that there is convergence between the public sector leaders and the
private sector leaders with respect to the importance o f the cluster o f relationship
competencies
Intellectual Competencies
Ability to leam was ranked by public sector leaders as among the top five
rated leadership competencies for the 21ldquo century The general population ranked this
leadership competency as their number one ranked priority with the private sector leaders
ranking ability to leam third The cluster o f intellectual competencies typically includes
both ability to leam as well as problem solving Taken together these intellectual
competencies were ranked by leaders in the top eight competencies It is noteworthy that
ability to leam ranked higher than even problem solving in the context o f the 21ldquo century
In an environment where change is commonplace and technologies are
evolving at a pace never seen before the ability to leam and adapt is essential It differs
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101
from the 1980srsquo term o f leaders as change agents which reflected the need for leaders to
convince organizations o f the need to either downsize or catch up with the latest
technology Leaders were seen to be the catalyst for change In the 21ldquo century the
salient competency has become an ability to leam The term itself is neutral in term s o f
leadership The competency ability to leam fits into a 21 ldquo-century context because it
suggests that in the 21ldquo century the changes which an organization will face will not be
predictable Instead the changes will be fast and qualitatively different from the status
quo In this environment the ability to leam and integrate will be key The convergence
o f the public sector leaders and the private sector leaders on this cluster o f com petencies
is consistent with a view o f the 21ldquo century as one o f interdependent leadership
Personal Competencies
The personal competencies including ethics initiative and
staminaresilienceself-renewal are consistently ranked in the middle tier o f the
15 competencies Both public and private sector leaders ranked the personal
competencies similarly
It is interesting that the public sector leaders ranked ethics higher than
initiative whereas the situation is reversed with respect to the private sector leaders In
part this may be understood by considering the differing values that exist in the tw o
sectors The public sector prom otes the public good and in this context it is not surprising
that the public sector would rank ethics higher than the private sector In a highly
competitive environment such as the private sector where innovation and first m overs are
prized the higher ranking o f initiate by the private sector is in part explainable
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102
Managerial Competencies
In the 21 century across both sectors there is a clear perception that the
cluster o f m anagerial competencies especially organizational skills and
businesstechnical knowledge will be less important than other competencies
Entrepreneurial skills are ranked higher by the private sector leaders which is consistent
with the organizational values o f that sector In the 21ldquo century with the perception o f
the velocity o f change the need for static skills is less important To some extent this
will represent a dramatic shift in the planning for leadership development training The
assumption in the 21ldquo century will be that the business or technical skills will be so
precise and project specific that it will be m ore efficient to buy or borrow them for the
specific project This is especially true if projects are o f short duration
Leadership Development
The results o f this study suggest that public sector leaders perceive an
important shift in the required leadership competencies for the 21ldquo century The trend is
mirrored by leaders in the private sector (W atson 2000) This information enables
current leaders to re-evaluate and modify current training and development plans in
preparation for a dynamic future environment Directionally the trend tow ards clusters
o f future com petencies and relationship competencies is clear As importantly especially
in a public sec to r dynamic the general public perceives the same future to a large extent
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103
Recommendations
The following are recommendations for further research
Recom m endation I Implement a quantitative study which would test whether
or not the convergence o f view o f Canadian public sector leaders with respect to the shift
in leadership competencies for the 21ldquo century is reflected in other countries
Recom m endation 2 Implement a quantitative study to ascertain if leaders
perceive the effects o f the external drivers as having differing impacts on the individual
leadership competencies
Recom m endation 3 Repeat the general population telephone survey to ensure
that all 15 o f the com petencies are ranked
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APPENDIX I
LEADERSHIP COMPETENCIES FOR ADMs AND SENIOR EXECUTIVES Correspondance with other organizations
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CDDOQC
gQ
DCD
C)
o3O
APPENDIX 1 LEADERSHIP C O M P E T E N C IE S FOR ADMs AND SENIOR EXECUTIVESCorrespondence with oilier organizations
Table 23 CORRESPONDENCE WITH BEST PRACTICES IN EXECUTIVE SELECTION
8D( O 3
i3CD
nc33 CD
CDDOQCaO3
DO
CDQ
DCD
()()
ConipctciicicsBank Instiraitcc Manttfacturiitg Technology Trans-
ponaiiottTraining
CentreProvGovt
ForeignGovts
CIBC B of M Royal Sun Life G E GM Xerox Nortel CN ENAP Oitl US(OPM)
NZ
1 C ogiiilivc C apacity
2 C reativ ity
V V isioning
4 A ction M anagcincn t 1
3 O rg an i^ tio n a l A w areness
6 T eam w ork
7 Irsquoa tlncring
N Interpersonal R ela tions
9 C om m u n ica tio n
1(1 S tam inaS ttc ss R esistance
11 lith ies and V alues
12 Personality
IV B ehavioural Flexibility
14 Self-C onfidence
OLA
APPENDIX 2
LEA D ERSH IP CO M PETEN CIES FOR ADMs AND SEN IO R EXECUTIVES
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107
Public Servce Commission Commission de la fonction pJblique j of Canada du Canada
Leadership Competencies for ADMs and Senior Executives
The Public Service C om m ission and Deputy M inisters recognize there are a certain number o f com petencies required to ensure an individualrsquos success at senior m anagem ent levels These com petencies form the basis o f a standard o f leadership behaviour that can be consistently applied across the executive com m unity
Assistant Deputy M inisters are champions o f the Canadian Public Service In the m idst o f change and am biguity they elicit com m itm ent and enthusiasm for the Public Service vision o f the future ADM s develop and carry out government policies that are in the best interests o f the public They plan strategies to help move toward the vision com m itting to action and achieving their goals in the most efficient and effective manner W orking w ith o ther ADMs they jo in forces in the interest o f serving the public good ADMs build partnerships w ith other organizations to better meet the objectives o f all partners and in the interest o f better serving the public
Intellectual Competencies
Cognitive Capacity
ADM s possess the cognitive capacity to understand and respond strategically to the com plexities inherent in public service The cognitive capacity o f the ADM allow s him or her to understand com plex and divergent issues and to interpret key messages and trends They recognize how these relate to their organization and develop policies that are acceptable from m ultip le points o f view W hile focusing on their u ltim ate goal o f the public good they recognize that a m ultip licity o f different facets must work together to achieve that goal ADMs use their cognitive capacity to protect the public interest they create order out o f chaos and develop long-term and short-term strategies that w ill prevent as well as solve problem s
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108
Creativity
ADM s respond to challenges w ith innovative solutions and policies They demonstrate a w illingness to question conventional m eans o f serving the public They may use intuition non-linear thinking fresh perspectives and inform ation from non-traditional fields to generate new and im aginative ways to succeed They will often address several objectives sim ultaneously solving m ultip le problem s at once To prepare for future challenges A D M s enhance their creativity by continuous learning
Future Building Competency
Visioning
ADMs cham pion the vision o f the Public Service They describe the future o f service to the public in com pelling terms prom oting enthusiasm and com m itm ent in others The leaders com m itm ent to the vision sends a message to others that change is a positive endeavour thus creating an atmosphere that generates new ideas They explain how the vision incorporates the Public Service culture and values and how it responds to external factors at the local national and international level This includes opportunities for partnerships w orldw ide com petition and com m unity involvem ent A D M s foresee potential roadblocks to success and take action to avoid or overcom e them
Management Competencies
Action Management
ADM s are action-oriented individuals w ho anticipate the short- and long-term consequences o f the ir strategies They consider strategies as they relate to their own organization the Public Service as a w hole and the com m on good T heir efficiency in carrying out policies ensures the public is properly served They develop backup strategies to deal w ith potential negative outcom es As A D M s deal w ith serious tim e-sensitive issues and may have to m anage a num ber o f crises sim ultaneously they remain focused in the face o f m ultiple distractions They know that m ost decisions must be taken before all the facts are available and are at ease w ith am biguity and risk in this regard They have the courage to propose courses o f action that others may hesitate to suggest These sk ills enable ADM s to m ake things happen and get th ings done they are known for their ab ility to accomplish objectives
Organizational Awareness
ADM s understand the inner workings o f the governm ent the Public Service and their own organizations in term s o f structure processes and key players They actively develop this awareness in order to effectively position them selves to achieve strategic
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109
objectives This requires acute sensitiv ity to the relationships betw een key players in the organization in addition to both acknow ledged and private agendas ADMs actively seek out opportunities to keep the ir organizational awareness comprehensive and current O rganizational awareness allow s one to set the stage w hen m aking strategic decisions^ in both the short- and long-term This com petency must be actively m aintained by the individual using good judgem ent about the relationships that influence the organization A D M s use this com petency to steer decision-m aking in the d irection that w ill m ost effectively serve the public interest Learning from experience A D M s develop the w isdom to know when to cut their losses o r when to pursue an issue more aggressively O rganizational awareness com es from a range o f sources from intuitive perception to factual data
Teamwork
ADMs are aware that service to the public com pels them to contribute actively and fu lly to team projects by working w ith o ther A D M s and colleagues collaboratively as opposed to com petitively which includes working tow ards consensual solutions that enhance the output o f the team A D M s so lic it and provide inform ation that could affect the planning or the decision-m aking process by dem onstrating a genuine interest in receiving inform ation from others and encouraging others to offer their ideas or opinions A D M s negotiate m utually acceptable so lu tions by trying to understand the positions thoughts concerns and feelings o f others ADM s assure all parties that fair solutions and better options will be identified A D M s develop and m ain tain sm ooth cooperative w orking relationships by showing consideration concern and respect for others They recognize that a diversity o f experience and knowledge can only enhance the quality o f the team s work They are sym pathetic to and tolerant o f differing needs and view points w hile m eeting com m on goals
Partnering
A D M s w ork w ith partners to create the policies that support integrated service delivery and elim inate red tape and bureaucracy in the interest o f the public good ADM s develop a com m unity o f shared interests w ith diverse levels o f governm ent interest groups and the non-profit and private sectors Partners use their diversity o f experience and know ledge to make the best decisions Partners share com m on goals solve com m on problem s and work hand in hand for the com m on good not on ly o f each partner but o f the C anadian public A n essential feature o f this com m unity is that it functions on the basis o f shared power and responsibility T his allows m em bers to avoid waste inefficiency and duplication o f effort w h ile retaining the iden tity o f their own organization This allow s them to serve the country to the best o f their abilities both individually and collectively Fundam ental to successful partnering are com m itm ent trust and the open com m unication tha t helps to articulate and align the objectives and expectations o f all members Partnering is an expression o f team w ork outside onersquos organization It requires the same sp irit o f collaboration and diplom acy however e lic iting the cooperation o f external partners may require even keener collaborative skills
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
no
Relationship Competencies
Interpersonal Relations
ADM s interact effectively w ith public and private sector individuals in order to advance the work o f the Public Service T heir interactions are based on respect and an appreciation that people w ith varying backgrounds and view points enrich the organizational environm ent Their negotiating skills a llow them to m aintain relationships and produce w in-w in results Through persuasion and assertiveness they gain support for ideas and in itiatives influence peers and superiors and effectively represent their organization s interests to other groups A D M s have the ab ility to deal w ith difficult and com plex interpersonal situations and to take firm control in order to actualize the agenda or to protect the public interest For an ADM interpersonal skills are a means o f achieving im portant management objectives
Communication
ADM s com m unicate in a com pelling and articulate m anner that instills com m itm ent They adapt their com m unication to ensure tha t different audiences understand key messages They use a variety o f com m unications vehicles to foster open com m unication w ith in their own organization and across the Public Service ADM s effectively represent the Public Service as a protector o f the com m on good to special interest groups clients and the media They also appreciate the importance o f being a good listener providing opportunities for others to have input listening for underlying nuances and m essages and conveying an understanding o f the key points being com m unicated
Personal Competencies
StaminaStress Resistance
A D M s must sustain high energy levels to greet the ongoing challenge o f protecting the public interest Their ab ility to resist stress and remain energized in the face o f d ifficult dem ands and prolonged exposure to stressors often has an uplifting effect on others A D M s are realistic about the ir own lim its They respond to the early signs o f burnout to ensure that their energy reserves rem ain high over the long term
Ethics and Values
A D M s treat people fairly and w ith dignity They are w illing to adm it their m istakes even in the face o f adverse consequences These individuals honour their com m itm ents and consistently strive to act in the public interest by ensuring that the public trust is not violated Their principles act as an internal compass to guide their behaviour a llow ing them to consistently uphold the personal social and ethical norms o f the Public Service
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
I l l
They protect fairness avoid conflicts o f interest and m aintain political and interpersonal neutrality They pursue proper goals and are resilient in the face o f distracting external pressures AD M s are known for doing the right thing for the right reasons they ensure that their actions are aligned w ith their principles
Personality
ADMs possess the am bition to set challenging goals and the tenacity to pursue them over the long term They have the stability and self-control to m aintain fbcus and composure in the midst o f com plex logical problems or em otionally stressful interactions A D M s are m otivated by the challenge o f protecting and serving the public good For A DM s power is pursued as a tool to accom plish objectives rather than an end in itself
Behavioural Flexibility
ADMs adjust their behaviour to the dem ands o f a changing w ork environm ent in order to remain productive through periods o f transition am biguity or uncertainty They can adapt the expression o f their com petencies to different situations and respond quickly to emerging opportunities and risks Behavioural flexibility allow s them to work effectively w ith a broad range o f situations people and groups A D M s use behavioural flexibility to m ove both horizontally and vertically in the Public Service This competency enables them to adapt to the characteristics o f particular situations to acquire new and more effective behaviours and to discard others as contexts and roles change It allow s them to learn from the behavioural styles o f others to expand the ir ow n repertoire The essence o f this com petency is the ability to continuously develop new ways o f interacting that are more effective in certain situations in order to accom plish one s objectives
Self-Confidence
ADMs possess realistic confidence in their abilities They are secure and are self-directed as opposed to other-directed T his inner strength is the backbone that enables them to use their com petencies to the fullest and to distinguish a challenging task from an impossible m ission ADM s seek and consider input but they are not dependent on the judgem ent o f others They make the ir decisions independently and take ownership o f and responsibility for them A D M s express their opinions w illing ly and take calculated risks even when their ideas are not endorsed by others They handle failures and criticism in a constructive manner They project an air o f assurance that quells the fears o f others which especially in tim es o f transition helps to m aintain productive w orking conditions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 3
EXANIPLES OF P L ^L IC AND PRIV A TE SECTOR PROFILES
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
xjCDoOQCsQ
oCD
C)
o3
CD
8euml
Appendix 3 Examples of Public and Private Sector Profiles
CANADA (La Relegraveve - Framework)
Intellectual C om petencies Cognitive Capacity Creativity
NEW ZEALAND (State Services Commission)
O utcom es amp R esultsC oncep tual ThinkingO utcom e Action amp E xcellence O rientation
3CD
Cp
CDoOQCaO3
oO
CDQ
Future Building C om petencies Visioning
M anagem ent C om petenc ies Action M anagem ent O rganizational A w areness Team w ork Partnering
Relational C om petenciesInterpersonal Relations Com m unication
LeadingM anagingTeam w ork amp Com m itm entM anagersh ipL eadersh ip
Client FocusC lientS takeholder Service Com m itm entInfluencing o thersG overnm ent amp S ec to r A w areness
oCD
()()
P ersona l C om petenciesS tam inaS tress R esist Ethics amp V alues Behavioural Flexibility Self-C onfidence
K now ledge C om petencies Knowledge
CDOOQC
8Q
OCD
C)C)
CD
8Olsquolt3 (O
3CD
CDOOQC
aO3OO
amp
Oc8
C)(0o3
BANK OF MONTREAL (Managerial Leadership Capabilities)
A chievem ent Orientation Relationship M anagem ent B usiness Acum en C h an g e Leadership C ontinuous Learning Client Service Focus C oncep tual amp S trategic Thinking P ersona l E ffectiveness M anagerial Orientation
73CDOOQC
gQ
OCD
O
CD
33 CD
CDO
O
CDQ
OCD
CicircC)
GM (Competencies X Domain)
In terpersonal E ffectivenessBuilds R elationships amp Partnersh ips Com m unication Skills
o Visionary Leadership2 C ustom er Focus
LeadershipSupervision C oaching Em pow erm ent T eam D evelopm ent C h an g e L eadership
P ersona l Q ualities amp Traits0 Motivational Patterna Maturity mdash1 R esu lts Orientation Ucirco Diversity
Technical K now ledge amp M anagem ent Decision Making M anaging the Jo b Functional Expertise Integrating amp Functioning Globally S tra teg ic Thinking and Execution
73CDOOQC
3Q
OCD
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3CD
Cp3 CD
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O
SCOTIABANK (Competencies X Cluster)
Action amp A chievem ent R esults Focus Decision Making EfficiencyA ccuracy amp T horoughness
sect P e rse v e ran c e
Problem SolvingAnalytical Thinking S tra teg ic Thinking Fonward Thinking Innovation
M anagerial E ffectiveness T eam FocusD evelopm ent of O thers ^
T eam L eadersh ip
g P ersona l E ffectivenessg C om m unicationf P ersuasion
Flexibilitysect O rganizational Com m itm ent
Self-developm ent Em pathy
O rganizational ImpactRelationship Building Influence C onfidence
C ustom er Sen iceC ustom er focus
CDOOQC
8Q
OCD
()C)
OCUcirc
Bank of Canada (Competency Dictionary) SUN LIFE (Core Values)
deg L eadership C ustom er Focus^ Team work Valuing our P eop lew Com m unication Team w ork8 Planning amp O rganizing (Project M anagem ent) Excellence
Delegation IntegrityCoaching amp F eed b ack Financial S trengthDeveloping Self amp O thers Relationship M anagem ent Analytic ThinkingProblem Solving Innovation Client FocusFlexibilityFacilitating C h an g eD ecisiveness
sect- T horoughnessQ ualitya Initiativedeg Future Thinking (Vision)3 Self-C onfidence~ R esults Focus
I
OcoCD
(gto=3
118
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LU o (U (U Ccedil 3() O OS i t - i o
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 4
QUESTIONNAIRE
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
120
Cmiadwr V icircre o Cei laquoe anarfiumlerV a r j o f OeN-e^oof^e Ce j^fsion
Svrtembvr 1 1999
Dear SirM adam
A5 w e move into the 21raquo Century there is an on-going and important debate as to what skills and abilities will be required of future leaders This is a debate which is of interest to both the public sector and private sector I would like to invite you to participate in this important debate by m aking your views known on these issues The attached survey is being sent to an elite cadre of public and private sector leaders so that their views can shape and influence the debate and subsequent direction of policy in this area
Your contribution to this debate can be secured by completing the attached questionnaire and returning it as soon as possible using the envelope provided Know ing how limited your time is every effort has been m ade to ensure the questiormaire is brief and to the point
All of your responses will be completely confidential mdash your name or the name of your organization will never be linked to any of your answers There is no way to track the completed questionnaires we receive mdash there are no hidden codes or identifiers We would appreciate it i f you could answer the questionnaire as soon as possible and return it to us in the envelope provided If you have any questions about the study please do not hesitate to call Dr Sheila Redmond Project Co-ordinator at Ekos Research Associates Inc at (613) 235-7215 (ccecr)
To thank you for your input we would like to send you an executive sum m ary of the report when the project is completed If you are interested please enclose your business card w ith the questionnaire o r if you prefer send us a note separately
Thank you in advance for taking the tim e to complete the questionnaire and for contributing to the debate on the abilities required for leaders of the future
Sincerely
LM aunce Demers Director General Strategic Planning and Research
D e La SalleT el (613) lt115-2263 Fraquoraquo lt613) lsquo 4 3 -3 2 6 1
D e U SaUeT e le p h o n e (6 1 3 ) raquo52 2 6 3 T eacute leacute c o p ie u r 6133 4 3 -3 2 6 1 Canada
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
121
While the purpose of this survey is to identify the key leadership abilities for the 21st century (ie 20 years from now) initially it will be important to get your views as to the most important leadetsftip abilities which were required 20 years ago
a
b
cd
f
ghi
i-
k
I
m
n
0
R a tf tho im p o r ta n c e o t th e t o l lo w m g a b il i t ie s fo r le a d e r s 2 0 y e a r s a g o Plcitblt- rnte your response on a scae from I not at all important to 7 extremely iinportiint where the niul-point 4 is moderately important
M e tM a uiMfoanar
MoMmniTtneeeraiT
CmoMLTiMMwraitT
Team w orL
Preblctn sollaquoin( (vatfatiC dtm nt leiitm tnc anoaow)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Ability to learn (im p m t mtUipna danfupm )-
Com inuniaiions ik i l l i_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
IfitioB (a titm tf)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Interperunal (rtkondnp oH tagravetatm K trm fihm )
Initiative (m cm ai)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Entrepreneurial (m i aagravetr opm am t)-
T eadiin (atdm i am tom f) ___
Staminaresiliencetcif-renewal_ _
Ethicj funrfhtf n tm )_ _ _ _ _ _ _
O rpnita liona l (tH m stntm )mdash
B u sin eu tK h n ia l knovrledfe _
N efotiationconsult and e n p p _
Cosaiopolitaneerld v iew _ _ _ _ _
2 3 6 7
3
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
122
2a
b
c
d
t
f
lhIIkt
m
n
0
R a te t h e im p o r t a n c e o f th e fo l lo w in g a b i l i t ie s f o r l e a d e r s o f th e 21st c e n tu r y (i e - 20 t a r s from now) Please rate your response on a scale from I not at all im portant to 7 extremely important loltere the mid-point 4 is moderately important
WOT AT h i lnoooTwr
M O O C U T U TIH R M T U T
Teamwork
Problem solving (u a ^ a lirnonmt)-----------------------------Ability to learn (intrfntn uitrlliftKe claaHtnr)bdquo
Communications skills----------------------------------
Vision (craontf)-----------------------------------------
Interpersonal (rcuumlnoarJup celUbontm urwifottienl
Initiative (moonrtd)---------------------------------------
Entrepreneurial (mkakrr aptrmttn)
Teaching poicMf memaruiJ-----------
Staminaresilienceself-renewal_____
Ethics (mrepitjr aua)-------------------
Qtganitltional tdntatamnt) mdash
Businesstechnical knowledge mdash
Negotiationconsult and engage
Cosmopolitanworld view_____
E i n K H I l TiMranuT
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
123
b N o w p le a s e id e n t i f y w h ic h tw o o f th e a b i l i t i e s l is te d a b o v e w il l b e m o s t c r i t ic a l f o r le a d e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t ie s w il l b e e a s y o r d i f f i c u l t to f in d in 20 y e a r s
v n r t i n Eit k m it DirncuirTo Fm N u n n To Fwo
I I I i I i I 1 2 3 4 5 6 7
1 2 3 4 5 6 7
3 A r e th e r e a n y a b i l i t ie s n e e d e d f o r l e a d e r s o v e r th e n e x t 20 y e a r s th a t y o u fe e l h a v e n o t b e e n i n c l u d e d in th is s u r v e y
4 H o w im p o r t a n t d o y o u t h i n k l e a d e r s h i p is in r e la t io n to in te l l ig e n c e Please rate your response on a scale from 1 not at all important to 7 extremely important where the mid-point 4 is moderately important
NOTAT h i M a o o A i a T E x m i i f i TiM F O IT U n N VW TAN T tMOOOTiOT
I I I I I I I1 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1 2 4
Sa
ib
c
d
ecirc
f
1-kI
m
n
0
R a te th e im p o r ta n c e o f t h e f o l lo w in g a b i l i t ie s f o r w o r k e r s o f th e 2 1 st c e n tu r y (ie 20 years from now ) Please rate uuumliir response on a scale front I not at all important to 7 extremelu important where the mid-point 4 is moderatelu important
MoTAracircuiwatTMr
MosfumrInrciM ii
reamwork_
Problem solving (nalfBal dtaunludimtaL iitnonrnt)___________________________
Ability 10 Inrn fiMtfamt lettllifma d iu ftiptitl-__
CoRimuniaiions skills_______________________
Vision (aaantf)____________________________
Interpersonal (nugraveoomiip alUicnmt iemn[othm)
Initiative (manttd)__________________________
Entrepreneurial (miatertipenmtnr)
Teaching (catdunf attnamf)_______
Staminaresilienceself-renewal_____
Ethics (attpitf nluts)------------------
Organizational (idm m m tnt)__
Businesstechnical knowledge__
Negotiationconsult and engage
Cosmopolitanworld view_____
2 3
EmWMfLTInrotTUT
6 7
6
36
6666
6666i
i
6
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
125
b N o w p le a s e id e n t i fy w h ic h tw o o f t h e a b i l i t ie s l i s te d a b o v e w il l b e m o s t c r i t ic a l f o r w o r k e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t i e s w i l l b e e a s y o r d i f f i c u l t to f in d in 2 0 y e a r s
Von EtiT ExmmiT OirncuirTo r a e No tm i To f i n
I 1------ 1------ 1------ 1------ 1------ 1______________________________ 1 2 3 4 5 6 7
___________________________________________ 1 2 3 4 5 6 7
T h in k i n g o f t h e a b il i t ie s C a n a d i a n l e a d e r s a n d w o r k e r s w il l r e q u i r e o v e r t h e n e x t 2 0 y e a r s h o w d i f f e r e n t w o u l d y o u s a y th e a b i l i t ie s r e q u i r e d f o r l e a d e r s w il l b e c o m p a r e d to t h o s e r e q u i r e d o f t h e a v e r a g e w o r k e r Please respond using a 7-point scale tuhere 1 means not at all different 7 means very different and the mid-point 4 m ean s somewhat different
NOTacircTOU SOMTMMr VlfTOanimT OvRoar Oinmvr
I-------1-------1-------1----- 1------- 1-----11 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
d
126
I h in k in g igtt 20 v e a r s a ^ o p le a s e r a te th e d e g r e e to v h ic h y o u a g r e e o r d i - a g r e e w i th e a c h o t th e f o l lo w in g s ta te m e n ts u s in g a 7 - p o in t s c a le w h e r e 1 m e a n s v o u s t r o n g ly d i s a g r e e 7 m e a n s v o u s t r o n g lv a g r e e a n d th e m id - p o i n t A m e a n s v o u n e i t h e r a g r e e n o r d is a g re e
Si mdash IT No t m i OHiCM i SraoacirD o i c i n n m i c m i i c m
1 ifiink that iKitty his the si in nd 1erdesigM ttd I t id tn In th public ind p rin tesKtors as it did 20 jrwrs ago____________________ 1 2 J
Givtn higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there is less need for designatedleaden than there was 20 yean ago_______________I 2 3
The abilities for private sector leaden 20 yean ago were fundamentally the same as those for public sector leaden
If you responded 12 or 3 (ie ldquodisagree) to question 7c What is the key difference
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
127
I
N o w th in k in g 2 0 y e a r s f r o m to d a y p le a s e r a te th e d e g r e e to w h ic h y o u a g r e e o r d i s a g r e e w i th e a c h o f t h e fo l lo w in g s t a te m e n ts u s i n g a 7 -p o in t s c a le w h e r e 1 m e a n s y o u s t r o n g l y d i s a g r e e 7 m e a n s y o u s t r o n g l y a g r e e a n d th e m id - p o in t 4 m e a n s y o u n e i t h e r a g r e e n o r d i s a g r e e
SimdashlaquoT WitmOnmdashii SimdashcirOnican Hoamdashn poundlaquoii
1I think that socitty will halaquoc the same need for designated leaders in the public and private sectors20 years from now as it does to d ay --------------------- 1 2 3 4 5
Given higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there will be less need fordesignated leaden 20 yean from now than there istoday---------------------------------------------------------- 1 2 3 4 5
The abilities required for private sector leaders 20 years from now will be fundamentally the sameas those for public sector leaden_________________ 1 2 3 4 5
If you responded 12 or 3 (ie disagree) to question 8c What is the key differencersquo
9a In y o u r o p in io n is t h e choice o f a b i l i t i e s fo r le a d e r s i n d ic a t iv e o f a t r e n d to w a r d s g e n e r a l i s t s o r t o w a r d s s p e c ia l i s t s P le a s e r a te y o u r r e s p o n s e o n a 7 -p o in t s c a le w h e r e I m e a n s a t r e n d to w a r d s g e n e r a l i s t s 7 m e a n s a t r e n d to w a r d s s p e c ia l i s t s a n d 4 m e a n s n o t r e n d
Towuos Mo Towmdash 1Cmdash M usn Tk m s n c u u in
n Imdash I I4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
128
In y o u r o p in io n to w h a t e x te n t w il l th e f o l lo w in g f a c to r s in f lu e n c e th e a b i l i t ie s r e q u i r e d fo r le a d e r s 20 y e a r s f ro m n o w Please rate your response on a scale from J not at all to 7 a great deal where the mid-point 4 is somewhat
teoAcirciDtAL
a
b
c
de
Globalization
Ttdinologr mdash
Downsizingmdash
Onronity (raw gender culture etc) _
Otber (please specify)____________
10
a
b
W h ic h b e s t d e s c r ib e s th e s ty le o f l e a d e r s h ip
ConnauioioeMmuwKMKHooaoni
1-----120 years ago
20 years from now
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
129
B B a c k g r o u n dC h a r a c t e r is t ic s
N o w w e h a v e a f e w f i n a l q u e s t i o n s f o r s t a t i s t i c a l p u r p o s e s o n ly
II In w h a t y e a r w e re y o u b o m
h raquo I I I
12 W h a t is y o u r g e n d e r
(lilt
1 3 W h a t s e c to r d o y o u r w o r k in
Public Sectorfedrral--------------------------------------ProTincialitmtarial- Mumiopal--------------Private SectorHanufacturing------H i-W __________Financial Semices___EnwrtainmrntMriia Tsuriun___________Oihrr (pllaquoaw sptcify) _ Voluntary SectorHealth_____________Social SemceuOther (please specifj)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
130
14 H o w m a n y e m p lo y e e s w o r k in y o u r o r g a n iz a t io n
Under 1 0 0 1Between 100 and 3 0 0 2Between 301 and 5 0 0 3Over 500 ^
15 H o w lo n g h a v e y o u b e e n m a l e a d e r s h ip p o s i t io n
I I I Tdub
16 W h a t is th e h ig h e s t le v e l o f s c h o o l in g t h a t y o u h a v e c o m p le te d
Publictlttnenuiy school or less (grade 1-8)-------------------------------------------- ISome high schoolGraduated from high school (grade 12-13)Vocationaltechnical college or CEGEP------Trade certification____________________Some university_____________________Bachelorrsquos degree-------------------------------Professional certification Graduate degree----------
17 H o w lo n g h a v e y o u b e e n in y o u r p r e s e n t o r g a n iz a t io n
Under 3 years 3-S years------6-10 years___11-20 years__Over 20 years
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
131
18 H o w lo n g h a v e y o u b e e n a m e m b e r o f th e w o rk fo rc e
Under 5 yean 5-10 yean___11-20 yean__21-30 yean__Over 30 yean-
1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
SELECTED BIBLIOGRAPHY
Abbasi S amp Hollman K (1998) The myth and realities o f downsizing Records Sfcmagemeni Quarterly 2 31
Abramson M (1996 September) In search o f the new leadership G overnm entExecutive 39
Adler VL amp Ziglio E ( 1996) G azing into the oracle Applications on the D elphi nnjihuds to socia l policy and public health London Jessica Kingsley
Andersen Consulting Change managem ent - thought leadership - the evolving role o j executive leadership Retrieved October 5 1999 from the World Wide Web htttpwwwaccomserviceschangechan_tI_evoIrole6htmI
Applegate LM amp Elam JJ (1992 December) New information systems leaders A change role in a changing world T5 Quarterly 16A) 469-491
Arnold WE VlcCroskey JC amp Prichard SVO (1967) The Likert-type scaleiodity Speech 15 3 1 -33
Arredondo P 1996) Successful d iversity management initiatives Thousand Oaks CA Sage Publications
Association o f Professional Executives (APEX) (1999) Report on EX selection am i prom otion - part 1 -principles values and m odernizing the system Ottawa Canadian Centre for M anagement Development
Attwell P amp Rule J ( 1984) Computing and organization What we know and what we don t know Communication o f the JCT 27 1184-1192
Baker JK (1995) Leadership 101 Indianapolis Guild Press o f Indiana
Bales RF amp Slater PE (1955) Role differentiation in sm all-decision-m aking groups In T Parsons and RF Bales (Eds) Family socialization and interaction processes New York Free Press
132
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1J J
Bartosh B (1995 Winter) Adventures in downsizing A case study Information Strategy The Executive Journal I (2) 47
Bass BM amp Stogdill RM ( 1990) Bass a n d S to g d il lrsquos handbook on leadership theory research a n d m anageria l applications (3 ed) New York Free Press
Bennis W ( 1989) On becoming a leader Reading MA Addison-Wesley
Bennis W (1994) Learning to lead A workbook on becom in g a leader Reading MA Addison-Wesley
Bennis W (1995) The 21st century organization R einventing through reengineering A m sterdam Pfeiffer amp Co
Bennis W ( 1997) O rganizing genius The secrets o f c rea tive collaboration London Nicholas Brealey
Bennis W ( 1998 Februan ) Rethinking leadership E xecutive Excellence 15(2)7 - 8
Bennis W amp Nanus B ( 1985) Leaders S tra teg ies fo r taking charge New ork Marper amp Row
Betcherman G M cM ullen K amp Davidman K (1998) Training fo r the new economy Ottawa Renoul
Blake RR amp M outon JS (1985) The m anagerial g r id III Houston TX G ulfPublishing
Boberg A L amp Morris-Khoo SA (1992 A pril-M ay) T he Delphi method A review o f m ethodology and an application in the evaluation o f a higher education program Canadian Journal o f Program Evaluation Revue canadienne d evaluation de program me 7(1) 27-39
Bossidy L (1998 August-September) Reality-based leadership Executive Speeches 13() 10
Bourgon J ( 1998) Fifth annual report to the Prim e M in ister on the public service of Canada Ottawa Government o f Canada
Boyatzis RE ( 1982) The competent m anager- A m odel f o r effective perform ance New York John Wiley amp Sons
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
134
Boyd HW amp Westfall R (1972) M arketing research (3rd ed) Homewood Ill Richard D Irwin
Briscoe J amp Hall D (1999 Autumn) An alternative approach and new guidelines for practice O rganizaiional Dynamics 2S(2) 37
Brooks SS (1995 June) Managing a horizontal revolution M agazine40(6) 52
Brosnahan J ( 1996 June) Nurturing leaders Princeton Harkness Fellow
Brown MM amp Brudney JL ( 1998 Septem ber) Public sector information technology initiatives Administration amp Society 30(4) 421-443
Byham W (1999 Februarv) Grooming next millennium leaders HR M agazine46-50
Cam pbell R Sessa V amp Taylor J (1995) Choosing top leaders Learning to do better Issues amp Observations 75(4) 1-5
Canadian Centre for Management Development Accelerated Executive De elopm ent Program (1996) Ottawa Government o f Canada
Canadian Centre for Management Development (2000) The learning-centred public service Leadership at every level Ottawa Government o f Canada
Carr NG ( 1999 May-June) Being virtual Character and the new economyIlarvard Business Review 7(3) 181
Celeste RF ( 1996 Winter) Strategic alliances for innovation Emerging models ol technology-based iwenty-llrsl centurv economic development Economic Development Review 74(1) 4-9
Chesbrough H amp Teece D (1996 Januarv-February) When is virtual virtuous H arvard Business Review 65-73
Coates J amp Jarratt J (1992 July) Exploring the future A 200-year record of expanding com petence Annals o f the American A cadem y o f Political a n d Social Sciences 522 12
Co I de way AE ( 1989) Using basic statistics in the behavioral sciences Scarborough Prentice-Hall
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
135
Corporate Leadership Council (1999 October) International competencies li orpurcite Leadership Cuuncil Fuel Brief) London Corporate Leadership Council
Covey S ( 1992) Principle-centered leadership London Simon amp Schuster
Covey S (1994 December) Veursquo wine old bottles Executive Excellence 12
Cox T Jr (1995) Cultural diversity in organizations theory research amp practice San Francisco Berretl-Koehler
Critten P ( 1993) Investing in people towards corporate capabilityrsquo Oxford Butteruorth-Heinem ann
CyberAtlas The Web M arketers Guide to Online Facts (2000a) Consumables Market Takes Larger Scale o f E-Commerce Retrieved April 24 2000 from the World Wide Web httpcyberatlasintemetcombig_picturedemographicsarticle013235931_273531 OOhtml
CyberAtlas The Web Marketers Guide to Online Facts (2000b) Wireless Portal I sers Growing in Fumber Retrieved April 24 2000 from the World Wide WebImp cyberatlasinternetcombig_picturedemographicsarticle(gt1323593 1_309191OOhtml
Dalton GW Thompson PH amp Price RL (1977 Summer) The four stages o f professional careers Organizational Dynamics 19-42
Davis S amp Meyer C (1998) Blur Reading Addison-W esley
Deavers KL Lyons M R amp Hattiangadi AU (1999) A century o f p rogress a century of change Washington DC Employment Policy Foundation
Denneh- RF ( 1999 March) The executive as storvteller Management Review40-43
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
136
Diaz EJO (1999) Identifying knowledge skills and abilities (KSA sj required hv human resources managers to fa ce twenty-first-century challenges The case o f I cnezuela Ann Arbor UMI Company
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137
Foot DK amp Stoffman D (1996) Boom bust amp echo How to pro fit fro m the coming demographic shift Toronto M acFarlane W alter amp Ross
Fulmer RM amp W agner S (1999 M arch) Lessons from the best Training andDcwdopnient 5 3 0 ) 28-32
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138
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139
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142
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143
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144
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145
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146
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Watson SH (2000) Leadership requirements in the 21 century The perceptions o f Canadian priva te sector leaders Unpublished doctoral dissertation Andrews University M ichigan
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147
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R eproduced with perm ission of the copyright owner Further reproduction prohibited without perm ission
- Leadership Requirements in the 21st Century the Perceptions of Canadian Public Sector Leaders
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Andrews University
School o f Education
LEADERSHIP REQUIREM ENTS IN TH E 21= CENTURY THE PERCEPTIONS OF C AN ADIAN
PUBLIC SECTOR LEADERS
A Dissertation
Presented in Partial Fulfilment
o f the Requirements for the Degree
D octor o f Philosophy
by
M Ruth Dantzer
July 2000
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UMI Number 9979881
Copyright 2000 by Dantzer M Ruth
All rights reserved
UMIUMI Microform9979881
Copyright 2000 by Bell amp Howell Information and Learning Company All rights reserved This microform edition is protected against
unauthorized copying under Title 17 United States Code
Bell amp Howell Information and Learning Company 300 North Zeeb Road
PO Box 1346 Ann Arbor Ml 48106-1346
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Q Copyright by M Ruth Dantzer 2000 All R iahts Reserved
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LEADERSHIP REQUIREM ENTS IN TH E 2 1 ^ CENTURY THE PERCEPTIONS OF C A N A D IA N
PUBLIC SECTOR LEADERS
A dissertation presented in partial fulfillm ent
o f the requirements for the degree D octor o f Philosophy
by
M argaret Ruth Dantzer
APPROVAL BY THE CO M M ITTEE
Chair Shirley A Freed
embenXIames A Tucker
MembecrlCaren R Graham
E x a m in ^ Jacquelyn WarwickX L
o f Education aham PhD
Date A pproved
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ABSTRACT
LE ADERSHIP REQUIREMENTS IN THE 2 1 ^ CENTURY THE PERCEPTIONS OF CANADIAN
PUBLIC SECTOR LEADERS
by
M Ruth Dantzer
Chair Shirlev Freed
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ABSTRACT OF GRADUATE STLTDENT RESEARCH
Dissertation
Andrews University
School o f Education
Title LEADERSHIP REQLTREM ENTS IN THE 21 CENTLTIY THE PERCEPTIONS OF CANADIAN PUBLIC SECTOR LEADERS
Name o f researcher M Ruth D antzer
Name and degree o f faculty chair Shirley Freed PhD
Date completed July 2000
Problem
Since 1995 with the realization that by 2005 m ore than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop competent leaders has become a m atter o f
urgent attention
M ethod
Public sector leaders w ere surveyed by mail-in questionnaires as to their
ratings o f a set o f leadership competencies Analogue research for private sector leaders
conducted by a colleague was incorporated for some analysis A stratified sample o f the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
general public was also surveyed by telephone regarding a subset o f the same
competencies
Results
Public sector leaders perceived a shift in im portance for the following
competencies cosm opolitanworld view vision team w ork ability to learn teaching
skills negotiation interpersonal skills ethics entrepreneurial skills problem solving
initiative and stamina from 20 years ago to the 21 century however they rated
businesstechnical and organizational as decreasing in importance
Public sector leaders identified globalization technology diversity and
downsizing as important influences on the required leadership competencies for the
21 century
Public sector leaders rated problem solving ability to learn initiative
teaching ethics and organizational skills lower than the general population Public
sector leaders rated cosmopolitanworld view as m ore im portant than did the general
population
When public and private sector leadersrsquo data w ere combined public sector
leaders rated significantly larger shifts in importance for vision entrepreneurial skills and
negotiating
Public and private sector leaders ranked the top five competencies o f vision
communication team work cosmopolitanworld view and ability to learn similarly The
general public identified the ability to learn as the top-ranked competency
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future This study
suggests that public sector leaders perceive significant changes are needed in future
leadership competencies
In considering the top five ranked future leadership competencies for the
public sector leaders vision communication teamwork cosmopolitanworld view and
ability to learn a compelling story can be told about future leadership and the emphasis
on future and relational clusters o f competencies for leaders
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
DEDICATION
This work is dedicated with love to my parents Vince and Mary
leaders who taught me all about leadership through their example
Ill
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TABLE OF CONTENTS
LIST OF TABLES i i
A C K N O W L E D G E M E N TS ix
Chapter
I THE P R O B L E M 1
Background o f the Problem 1Statement o f the P ro b le m 5The Canadian Context 6Purpose o f the Study IIResearch Questions 13Collaborative Study 14M ethodology 15LimitationsDelimitations 16
Limitations 16D elim itations 17
Definitions 17Contribution o f the Research 22FundingSponsors23
II LITERATLRE R E V IE W 24
In tro d u c tio n 24Leadership M o d e ls 25
Traitist T h e o r ie s 27Behavioral Theories 28Situational Theories 31C o m p e ten c ie s 32
21 Century F o rc e s 36G lobalization36T echno logy 38D ow nsiz ing 40D iv e rs ity 42
IV
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Preparing for the Future Survey o f Leadersrsquo Perspectiveo f C o m p e ten c y 46Introduction 46Spencer and Spencer A General M o d e l 47Duncan and Harlacher Competencies for an
Educational S e t t in g 48Donnelly and Kezbom Competencies for Project Leaders 50W atson Wyatt Global C o m p e ten c ies 51Diaz Competencies for Human Resources Specialists52
III M E T H O D O L O G Y 54
In tro d u c tio n 54M ethodology 56
Phase 1 Identifying the M ethodology and the Survey Pool 56Quantitative Survey 57
Public Sector Leaders Population 57General Public Sample P o p u la tio n 58
Telephone S u rv e y 62Private Sector Leaders P o p u la tio n 62
Phase 2 Developing the Survey Instrument andReviewing Competencies 64Survey In strum en t 64
Mail-in ldquoPublic Sector Survey rsquo 64Reviewing and Identifying the C om petencies 66
Phase 3 Administering the S u rv ey 67Mail-in Leaders S u rv e y 67Telephone Survey o f a Random Sample o f the
General Population 67Phase 4 Analysing the R esu lts 68
Public Sector Leaders Analysis 68External Drivers Analysis 69Comparison o f Results Between the Public Sector
Leadersrsquo Survey and the General P u b lic 70Comparison o f Results Between the Public Sector
and the Private Sector Leadersrsquo S u rv e y 71Ranking Within G ro u p s 71Ranking Between G roups 72
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
i- Risi [ r s 73
Inirodiiction 73Shifi 20 Years Ago to 2 P lsquo Cenlurgt-74External Driver Influence on Competency R equirem ents 76Leader and General Population Perspectives 78Combined Data Public and Private Sector Leaders and
General Population D ifferences81Degree o f S h i f t 82Ranking o f Competencies Within G r o u p s 82
Public Secinr Leaders 84Priate Sector L e a d e rs 84General Population84
Ranking ot L ompetencies Between Groups 87Summarx- of R esu lts 87
V SUMMARY CONCLUSIONS AND RECOMMENDATIONS91
Siimmarv 91Finding 1 92binding 2 92binding 3 93binding 4 93
C o n c lu s io n s 93Future C o m p e ten c ie s 96Relational C om petenc ies 99Intellectual Competencies 100Personal Competencies 101Managerial Competencies 102Leadership D evelopm ent 102
Recommendations 103
ppeniii
1 LEADERSHIP COMPETENCIES FOR ADMS AND SENIOREXECUTIVES CORRESPONDENCE WITH OTHER O R G A N IZ A T IO N S 104
2 LEADERSHIP COMPETENCIES FOR ADMS AND SENIORE X E C U T IV E S106
EXAMPLES OF PUBLIC AND PRIVATE SECTOR PROFILES 112
-t O U E S T IO N N A IR E 119
SELECTED BIBLIOGRYPHY 132
VI
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LIST OF TABLES
1 Comparison o f Com petency Profile 49
2 Sample Size and Selection Criteria for the Public Sector L e a d e rs 59
3 Response Rate for the 1999 Survey Among the Various Sectors in thePublic Sector Target P o p u la tio n 59
4 Response History o f the Rethinking Governm ent National Survey forthe Public Sector Target S a m p le 60
5 Gender Distribution o f Public Sector L e a d e rs 60
6 Age Distribution o f Public Sector Leaders (=227) 61
7 Educational Achievement o f Public Sector Leaders ( = 2 2 7 ) 61
8 Gender o f General Population Telephone Survey (= 1503) 63
9 Age Breakdown o f the General Population Sample (= 1 4 9 9 ) 63
10 Sample Stratified by Region (= 1503) 65
11 Response by Number o f Employees (=121) 65
12 Response History o f the Rethinking G overnm ent National Suivey 66
13 Means and Standard Deviations o f the Ratings by Public Sector Leaderso f Leadership Competency Requirements 20 Years Ago andin the 2 r lsquo Century 75
14 Significance o f Shift Degrees o f Freedom t Values and Probabilitieso f the Ratings by Public Sector Leaders o f Past and Future Leadership Com petency R eq u irem en ts 77
VII
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Means Standard Deviations and Percentages o f the Ratings byPublic Sector Leaders o f the Influence o f External Driverson Leadership Competency Requirements for the 2D Centurv78
1 (( Means and Standard Deviations o f the Ratings by Public Sector Leadersand the General Population o f Leadership Competency Requirements for the 2D C e n tu r y 80
1 Mean Differences and Standard Deviations o f the Shift in Ratings byPublic Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements 83
I X Public Sector Leadersrsquo Ranking o f Leadership Competency Requirementsh Mean Ratings With Standard Deviations and Confidence Intervals 85
I P Pri ate Sector Leadersrsquo Ranking o f Leadership Competency Requirementsby Mean Ratings With Standard Deviations and Confidence Intervals 86
20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals 88
- Ranking o f I cadership Lrsquoompetenc) R equirem ents 89
22 Leadership C ompetencies Grouped in C lu s te r s 95
V l l l
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ACKNOW LEDGEM ENTS
Completing this research would not have been possible without the direct intervention o f a community o f friends and associates throughout the development implementation and completion of this document Along with thanking the dissertation committee for their time and input 1 would like to gratefully acknowledge the following
Shirlev Freed my advisor dissertation committee chair and fellow Canadian whose invaluable perspective and practical suggestions ensured that this project came to fruition mdash even from a distance of 1200 kilometres
Sarny Watson the better half o f my learning group and dearest friend who first suggested that we should embark on this learning journey and whose constant encouragement and belief that we could finish made it a reality 1 have been blessed to find in Samy a mentor a champion and above all else a kindred spirit in whom 1 tmst
1 he Canadian Centre for Management Development and its President Jocelyne Bourgon u ho supported this research from its inception As a leader Jocelynes vision for the renewal o f the Public Service of Canada was instrumental in defining this research
Jennifer Miles who was a constant reminder o f how selfless academics are with their time whose competencies go well beyond the statistics and leadership models she coached me through and Alex Himelfarb who was always willing to contribute his insightful perspectives
Lena Tobin who patiently devoted countless hours o f her own time single-handedly ensuring that ev ery page o f this document met the rigorous standards set by the university and whose heroic effort and constant attention to managing my time enabled me to survive trying to complete a research project at the same time as working full time
Linda St Amour for her constant words o f encouragement and for being there when Samy was not and for my staff who never missed a chance to help me out
EKOS Research Associates Inc especially Frank Graves who from the outset supported this project and his s taff Christian Boucher and Manon Desgroseilliers whose patience never seemed to run out
1 inallv a long list o f individuals who gave o f their time either debating with me on a particular aspect o f the work reading an initial draft or providing abundant hospitality in the form o f dinners and conversation after a long day Each o f them contributed to my learning
ix
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CHAPTER 1
THE PROBLEM
Background of the Problem
In considering leadership into the 2T century there is increasing
acknowledgment that the traditional concept o f leadership and the competencies which
leaders will require to be effective will be different from what they are today (Abramson
1996 Byham 1999 Dess amp Picken 2000 Diaz 1999 Donnelly amp Kezbom 1994
Hennessey amp Thomas 1998 Jacobs amp Rao 1995 Kotter 1990 1996 Nadler amp
Tushman 1999 Nanus 1992 Rifkin 1995) Many authors business writers and
students o f leadership point to the increasingly complex nature o f the issues and
environment with which leaders o f the future will have to contend to be effective
(Applegate amp Elam 1992 Arredondo 1996 Brooks 1995 Farazmand 1999 Gannon
2000 Grosser 1995 Jackson amp Associates 1992 Jamieson amp O M ara 1991 Koffler
1998 Lorine 1991 Ostroff 1995 Peters 1997)
Leadership in the 21 century will be influenced by external drivers such as
globalization (Farazmand 1999 Pettigrew 1999) technology (Brown amp Brudney 1998
Rifkin 1995) do wnsizing (Abbasi amp Hollman 1998 Bartosh 1995) and diversity
(Arredondo 1996 Jamieson amp O M ara 1991 Jackson amp Associates 1992)
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Organizations need a sense o f how these external drivers will change the requirements for
leadership This knowledge will enable organizations to design developmental program s
that will enhance the skill sets that are relevant for future leadership Without a sense o f
how these external drivers are affecting the requirements for leadership competencies
there is the potential for organizations to develop training program s that promote skill
sets in their leadership cadre which are best suited to another era and not relevant for the
future environment (Diaz 1999 Sherman 1997 W atson W yatt 1998)
The increasingly complex nature o f the issues both in the public and private
sector may be traced to the external drivers specifically globalization technology
diversity and downsizing which have had an immense effect on management in the
recent past and will continue to influence management and leadership into the 21rdquo century
(Diaz 1999) Therefore conceptually it will be important to understand the perceived
impact o f the individual external drivers as well as their combined influence
The effects o f globalization are widely recognized by many leading authors
(Farazmand 1999 Kotter 1998b Porter 1998 Reich 1992 Senge 1997a Shoch
2000) In general the notion o f globalization refers to the conceptual breaking down o f
traditional barriers with the attendant increase in access to transnational ideas and models
Pettigrew (1999) notes that globalization truly became a reality in the mid-1980s when
the major stock exchanges in the world became linked and it becam e possible to trade
stocks and bonds around the clock With globalization com es the threat o f more hazards
and more opportunities (K otter 1998b) One such hazard w as the economic impact o f
the so-called Asian flu in which one countryrsquos economic crisis was felt around the world
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3
A second external driver which is likely to influence the job o f leadership into
the 21 St century is technology specifically the increased access to information both in
terms o f quantity but as importantly in terms o f decreased costs to access (Attwell amp
Rule 1984 Celeste 1996 Koffler 1998 Rifkin 1995 Twiss 1992) While access to
increased technology is not a new factor in leadership the speed at which technology is
evolving to provide more access and development opportunities is unparalleled (Rifkin
1995)
The 1980s trend toward downsizing was initially a cost-saving measure but
increasingly became an opportunity to enhance partnership and cooperative models with a
clear goal o f improving efficiency (Abbasi amp Hollman 1998 Bartosh 1995 M cGoon
1994 Noer 1993) As an external driver downsizing in many companies had the effect
o f accelerating the demand for different leadership skills (Lorine 1991)
Finally authors have reported on the growing need for diversity including age
gender and cultural perspectives as an external driver which will affect the way in which
leadership is viewed (Jackson et al 1991 Jackson amp Associates 1992 Johnston amp
Packer 1987 Thomas 1990) According to Bennis (1998) the world in which an
individual leader however gifted however tireless can save the enterprise single-
handedly no longer exists
It is difficult to isolate the effects o f the individual external drivers on
leadership Instead it may be more appropriate to think o f globalization as being made
possible because o f the increased access to technology or the fact that downsizing acted
as a catalyst for increased acceptance o f technological advances It is the interaction
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between the external drivers and the manner in which they move together the synergy
that is created and the speed at which the change is occurring which will mark the
2 r lsquo century
While none o f these individual themes is new taken together globalization
technology diversity and downsizing will have a dramatic impact on the leadership
competencies required for future leaders As recently as August 1999 the Organization
for Economic Coordination and Development (OECD) stated
Many observers have written about the likely shape o f organizations in the future and how they will be flatter or less layered than is now the norm This delayering o f public sector organizations will create the need for m ore leadership skills throughout the organization The rapid advance o f the Internet and electronic com m erce will only accelerate this trend as they break down the barriers to inform ation flow between and within governments Consequently leadership developm ent will have to become a priority o f public sector senior executives It can no longer be an optional activity o f top executives In both the public and private sectors there is widespread recognition that leadership is a key ingredient in the recipe for creating effective responsive and value creating organizations (p 97)
The OECD also said Cultural and linguistic diversity is important in the developm ent of
global electronic commerce (p 97) In addition to the OECD other authors have noted
the importance o f these trends and the view that given these trends leadership in the
future will require additional competencies such as collaboration team building
visioning and entrepreneurship (Bennis 1998 Kotter 1998b Nanus 1992 Peters 1997
Renesch 1992 Schrage 1995 Senge 1997b Sexton 1994 Wall amp Wall 1995
Zoglio 1993) While the perceptions o f academics and business writers inform theories
regarding leadership competencies a more direct source o f information may be the
perception o f actual leaders Because leaders actually experience the impact o f the
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5
external drivers on their organizations they could be in the best position to define their
vision and goals for the future and the process required to achieve them
It is important to understand how these forces are shaping leadership in both
the public and private sectors in order to ensure that the selection and development o f
leaders is consistent with the competencies that organizations will demand to remain
competitive in the coming decades (Diaz 1999 Hesselbein Goldsmith Beckhard amp
Schubert 1998 and Renesch 1992) Edward Lawler o f the leadership program at the
University o f Southern Californias business school captures this issue noting that ldquoIBM
invested the most money o f any organization in developing executive talent but they
taught people about a world that doesn t exist any more They shrank their gene pool
down to people who were very good at managing for the 1970s-so when the 1990s
arrived IBM had lots o f people who w ere very good at the w rong time (cited in
Sherman 1997 p 90) Unlike IBM in the 1970s leaders are seeking to understand the
external pressures as they shape the w ork o f their organizations (Farazmand 1999 Hamel
amp Prahalad 1994 Jacobs amp Rao 1995)
Statement of the Problem
In a rapidly changing environment requirements for leadership also change
rapidly Yet how are the new requirements discovered articulated and developed An
important factor for accurate prediction is not only knowing which external drivers will
affect an organization but understanding how requirements change over time This
requires historical information WTtat were the requirements in the past and how have
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6
they changed over time Is it possible to track changes to discover emerging
requirements for leaders
The com petency literature includes many studies o f current leadership
competencies as well as both the hypotheses o f researchers and surveys o f leaders
inquiring about their views on future leadership com petencies (Coates amp Jarratt 1992
Corporate Leadership Council 1999 Dess amp Picken 2000 Diaz 1999 Dror 1997
Duncan amp Harlacher 1991 Kotter 1990 1996 Kouzes amp Posner 1995 M cLagan 1997
Miles 1999 Quinn 1990 Sandwith 1993 Scholtes 1999 Slivinski amp Miles 1997a
Walsh-Minor 1997) H ow ever the literature is lacking any surveys o f leaders inquiring
about their perceptions about how leadership competencies will shift from the present to
the future These perceptions are important as they will play a key role in determining
organizationsrsquo recruitment and selection criteria and their training and development
efforts In turn these human resource processes will be influential for future
organizational performance
The Canadian Context
Since 1995 w ith the realization that by 2005 more than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop com petent leaders has become a m atter o f
urgent attention It is im portant to note that in Canada the federal public service is a
professional cadre which is prom oted on the basis o f merit through competitive
processes These professionals do not change with the election o f new political leaders
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7
As a professional non-partisan public service the Canadian Public Service is expected to
provide unbiased advice to the government on all matters related to the priorities o f the
government The executive ranks o f Canadian Public Service are structured as follows
1 The Clerk o f the Privy Council is the head o f the Public Service The
Clerk is appointed by the Prime Minister o f Canada by an Order in Council
2 D eputy Ministers are appointed by the Prime Minister by Orders in
Council There are two levels o f Deputy Ministers including an Associate Deputy
Minister and a Deputy Minister (who normally is a deputy head in that he or she is in
charge o f a government department such as Finance Industry or Agriculture) While all
departments have a deputy head not all departments have an Associate Deputy Minister
The decision as to which department is allocated an Associate Deputy M inister is the
Prime M inisters on the advice o f the Clerk o f the Privy Council in hisher capacity as
head o f the Public Service In the Canadian system by tradition this rank is permanent
regardless o f which political party is governing
3 Assistant Deputy Minister is the top non-appointed rank o f the federal
public service In the Canadian system this rank is permanent regardless o f which
political party is governing It is the top executive category within the public service
In 1998 in acknowledging the urgent need to develop and train leaders to
meet the expected leadership shortage the Clerk o f the Privy Council as head o f the
Canadian Public Service expressed the vision for public sector leadership (Bourgon
1998) which spoke to a renewed leadership cadre The Public Service Commission (the
agency legislatively responsible for recruitment and promotion based on merit for the
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8
federal public service) through a process o f research and validation identified
competencies to be used as the basis for selection to the senior executive ranks o f the
federal public service (Treasury Board o f Canada Secretariat amp the Public Service
Commission 1999)
This research was undertaken under the auspices o f the Canadian Centre for
M anagement Development as the entity responsible in Canada for the training o f
managers at all levels o f the Canadian federal public service It is expected that this
research will inform the debate regarding the training required to prepare the federal
public service for the future Because o f increased partnership and co-operation between
the public and private sector this research also examined the perception o f private sector
organizations In this regard human resource management models are becoming
increasingly similar for both the public and private sector as may be evidenced by
common employment equity and diversity considerations
In examining the perceptions o f current Canadian leaders with respect to the
required competencies for leaders in the future the researcher initially examined how an
understanding o f leadership has evolved from a static trait-based approach (Stogdill
1974) to a more fluid competency model (Boyatzis 1982 McClelland 1973 Spencer amp
Spencer 1993)
The 15 leadership competencies which were used for this research are taken
from various sources The Canadian federal public service has developed a leadership
com petency profile comprised o f 14 competencies (Public Service Commission 1997)
In order to keep the number o f competencies to a reasonable number researchers
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9
consulted with the developers o f the Leadership competency profile to determine which if
any o f the competencies could be removed The developers suggested that personality
and self-confidence could be removed from the list because ( 1 ) they are reflected to some
degree in several o f the o ther competencies and (2) they are considered to be personal
internal characteristics that relate more to an individualrsquos ease in a leadership role as
opposed to com petencies that would be assessed or developed in any formal corporate
program In total 12 o f the 15 leadership competencies rated in the current study were
taken from the Canadian public service profile Businesstechnical knowledge was added
to be reflective o f the private sector (Diaz 1999 Donnelly amp Kezbom 1994) and because
o f feedback by scientific groups within the federal public service that the existing generic
competencies did not measure specific areas o f knowledge Teaching was added to be
reflective o f the literature in which authors are citing the need to develop learning
organizations (Senge 1990b 1994 1997b Smith 1997Tichy 1997) with coaching and
mentoring values and competencies (Hargreaves amp Fullan 2000 Keys 1994 Morris amp
Tarpley 2000) Finally cosm opolitanworld view came from the business literature
(Gannon 2000 Larson amp Mingie 1992 Piturro 1999) which indicates the need for
leaders to have a global aw areness to be able to succeed in a globalized economy
The researcher did verify that the Canadian public servicersquos 14 leadership
competencies w ere basically consistent with other organizations both public and private
(Appendix I) The set o f competencies used for this research w as compared to those
identified by the United Kingdom and the American federal public service New Zealand
and Australia and found to be generally consistent In addition similarities in leadership
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10
requirements were identified for large private sector companies such as the Scotia Bank
o f Canada Sun Life Insurance General M otors and Canadian National (Miles 1999)
Recognizing that leadership requirements constantly change as a result o f
environmental drivers the researcher sought to understand the current environmental
drivers that are impacting the way that current leaders may be considering future
leadership competencies The literature review provides for a synopsis o f the academic
perspective on the effects o f globalization technology downsizing and diversity I f a
case can be made that the environmental drivers are significant one could expect that the
leadership competencies required to operate effectively in this new environment should
also evolve Current leaders both in the public and the private sector who are closest to
these environmental changes may be best positioned to predict how the environment will
modify the required leadership competencies into the 21ldquo century
Leadership competencies which are important in today s context are reported
in Diazs Venezuela study (Diaz 1999) and in the W atson Wyatt Executive Report
(W atson Wyatt 1998) The Leadership Competencies Profile for Assistant Deputy
Ministers and Senior Executives identifies current requirements for the Canadian Public
Service (Appendix 2) This study focused on leaders perceptions o f past and future
leadership competencies rather than perceptions o f the competencies required for the
present This allowed the researcher to understand how current external drivers are
affecting the design and application o f future leadership competencies Leaders
experience o f current external drivers allows them to make predictions o f w hat future
competencies will be and how best to design development courses to develop these
skills
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Il
Purpose o f the Study
Surveys to identify competencies have been done in particular sectors (eg
Diaz 1999 Donnelly amp Kezbom 1994 Duncan amp Harlacher 1991) Surveys to identify
skills and competencies for specific job functions are undertaken by firms such as
Hay McBer KPMG and Saville and Holdsworth To date no survey has been
undertaken that would attempt to determine if current Canadian leaders have a consensus
o f views with respect to the shift in leadership competencies required to be effective in
the 21rdquo centurv By examining the perception o f current leaders who are most apt to
have experienced the effects o f external drivers on how they lead it may be possible to
predict future shifts in the required leadership competencies for the 21 rdquo century This
information while based on perceptions will provide the baseline data important for
charting the direction for the leadership training required to ensure effectiveness in the
coming years
In addition this study explored the similarities or the differences between the
perceptions o f leaders and the perceptions o f the general public with respect to the
required leadership competencies for the future This issue is significant By comparing
the perceptions o f the required leadership competencies for the 21rdquo century from both the
organizational and the individual perspective it may be possible to determine whether the
perceptions o f leaders were a function o f their organizational perspective or the general
impact o f the external drivers O f interest to the researcher is w hether the external drivers
have affected the perceptions o f individuals outside the leadership cadre Has the
acknowledgment o f the required skills for leaders into the future m oved beyond the
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12
organizational perspective that current leaders would be expected to have to an individual
recognition as denoted by the general public proxy The research focuses on the future
perceptions because the planning and development o f appropriate leadership training will
be future orientated The perceptions o f the general public w ith respect to the future
leadership competencies is o f interest as a practical m atter to the extent that in both the
public and the private sector the support o f the general public either as taxpayers o r as
shareholders is necessary to invest in training and development expenditures Thus to
the extent that there is a shared understanding o f the training challenge there is a greater
chance that development program s will proceed
Finally this study evaluates the differences in the perceptions o f public sector
and private sector leaders with respect to the required leadership competencies for the
21 century Recognizing that the tw o sectors have traditionally had differing strategic
objectives andor organizational values it examines w hether these sectors differ
fundamentally with respect to the general direction that leadership competencies must
move As partnerships and strategic alliances between the various levels o f the public
sector (Canadian Provincial Federal Councils) between public and private sector (eg
Interchange Canada Program) and between international governm ents and companies
(United Nations World Bank O rganization for Economic C o-operation and
Development) become more commonplace the need to explore the differences with
respect to perceptions o f future leadership competencies becom es critical
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13
Research Questions
This research project responds to the following four research questions
Question I Has there been a shift in public sector leadersrsquo perception as to
the leadership competencies required in the past as compared to the leadership
com petencies required for the 21 century
It was hypothesized that the ratings o f leadership com petencies required will
differ from the past as com pared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following tw o questions guided the data analysis regarding this
hypothesis
Question la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Question Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 centuryrsquo
Qttesiion 2 If there is a shift in perceptions are the external environmental
drivers-globalization technology downsizing and diversity-related to that shift
It was hypothesized that leaders will rate the external drivers as influencing
leadership competency requirements
Question 3 Is there a divergence or convergence o f views between leaders in
the public sector and the general public as to the required leadership competencies in the
21 century
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14
It was hypothesized that leaders ratings o f leadership competencies required
for the 21ldquo century will differ when compared to the general publics ratings o f leadership
competencies required for the 21ldquo century
In addition consensus between groups was tested to determine
Question 4a Is there a consensus o f views between leaders in the public
sector and those i the private sector as to the size o f the shift between 20 years ago and
in the 21ldquo century
It was hypothesized that the public sectors size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
It was hypothesized that each group will perceive some leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Collaborative Study
This paper forms part o f a collaborative research project focusing on the shift
in perceptions o f public sector leaders tow ard the required leadership competencies for
the 21ldquo century At the same time a colleague (W atson 2000) is researching the shift in
perceptions o f private sector leaders tow ard the required leadership competencies for the
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15
21 century In addition to analyzing the shift in perceptions in their respective target
populations each research project then compares its target population results w ith the
perceptions o f a sample o f the general population After fully exploring the results o f
their respective populations the researchers combined their results and therefore a third
area o f research was added to each respective research project that o f comparing the
research associated with the public sector population with the private sector population
It must be noted that in chapter 4 where the two researchers combine their
individual data for the purpose o f comparison between the public sector and the private
sector (research question 3) the analysis is reported in both theses
Methodology
To facilitate the management o f the research this study was delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the competencies
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector (defined as the public sector leadersrsquo survey)
b Comparing the results obtained from the public sector leaders
survey with results obtained from the general public population identifying
any similarities and reviewing any differences
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16
c Comparison o f public sector leaders results with results from
the private sector leadersrsquo survey and general public survey results
The four phases o f the research are explained and detailed in chapter 3 o f this
research
LimitationsDelimitations
Limitations
This research was limited by the following conditions
1 The normal risk associated with mailed survey questionnaires which
includes heavy demand on the respondents time dropout rate o f the participants and
the validity o f the responses
2 The sample for the public sector leadersrsquo population was no t stratified by
age o r by gender
3 The sample for the private sector leadersrsquo population was not stratified by
age o r by gender
4 Data collection methodology differed for groups the leader responses
were collected by mail-in survey whereas the general population responses were
collected through telephone survey
5 W ith respect to the telephone survey inter rater reliability o f the surveyors
evaluated was not adjusted
6 The data used for this research is based on indhidualsrsquo perceptions o f
future requirements
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
17
Delimitations
The research was delimited by the following conditions
1 Data were gathered from July 1999 to N ovem ber 1999
2 The telephone survey used for the sample o f the general population could
accommodate 11 leadership competencies
3 The mail survey was limited to senior executives In the public sector this
included only those executives above the Assistant Deputy Minister level at both the
federal and provincial level mayors and senior administers at the municipal level and
elected officials at the federal and provincial levels
4 The mail survey was limited to senior executives In the private sector this
included C hief Executive Officers
5 The descriptions for the leadership com petencies are largely taken from the
descriptions used by the Canadian Public Service Commission (specifically for 12 o f the
15 competencies used in the survey)
6 The terms globalization technology diversity and downsizing were not
operationally defined for the purpose o f the survey therefore leaders could interpret the
terms in their ow n context
Definitions
For the purpose o f this research the following operational definitions were
employed
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
18
Elxtenuil Driver Denotes one o f the four external environmental forces which
are said to be characterizing the 21 ldquo century including globalization technology
downsizing and diversity
Leadership Competencies Twelve o f the 15 leadership competencies
assessed in this research w ere taken directly from the com petencies developed by the
Canadian Federal Public Service (Public Service Commission 1997) and are paraphrased
as follows
Ability to Learn (Behavioral Flexibility) People with the ability to adjust
behavior to the demands o f a changing work environment in order to remain productive
through periods o f transition ambiguity or uncertainty They adapt the expression o f
their competencies to different situations and respond quickly to emerging opportunities
and risks They work effectively with a broad range o f situations people and groups
This competency enables ADM s to adapt to the characteristics o f particular situations to
acquire new and more effective behaviors and to discard others as contexts and roles
change It allows them to leam from the behavioral styles o f others to expand their own
repertoire The essence o f this competency is the ability to continuously develop new
ways o f interacting that are more effective in certain situations in order to accomplish
onersquos objectives (Public Service Commission 1997)
Business Technical Knowledge Added to be reflective o f the private sector
(Diaz 1999 Donnelly amp Kezbom 1994)
Communications Skills People who communicate in a compelling and
articulate manner that instills commitment They adapt communication to ensure that
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
19
different audiences understand key messages They use a variety o f communications
vehicles to foster open communication within their own organization and across the
Public Service They appreciate the importance o f being a good listener provide
opportunities for others to have input listen for underlying nuances and messages and
convey an understanding o f key points being communicated (Public Service Commission
1997)
Cosmopolitan W orld View From the business literature (Gannon 2000
Larson amp Mingie 1992 Piturro 1999) which indicates the need for leaders to have a
global awareness to be able to succeed in a globalized economy
Entrepreneurial (Creativity) People who respond to challenges with
innovative solutions and policies They dem onstrate a willingness to question
conventional means o f serving the public They use intuition non-linear thinking fresh
perspectives and information from non-traditional fields to generate new and imaginative
ways to succeed They will often address several objectives simultaneously solving
multiple problems at once To prepare for future challenges they enhance their creativity
by continuous learning They build a continuous learning environment in their
organizations by supporting a culture where the cutting edge is highly valued (Public
Service Commission 1997)
Ethics People with ethics treat people fairly and with dignity and are willing
to admit their mistakes even in the face o f adverse consequences They honor their
commitments and consistently strive to act in the public interest by ensuring that the
public trust is not violated Their principles act as an internal compass to guide their
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
20
behavior allowing them to consistently uphold the personal social and ethical norms of
the Public Service They protect fairness avoid conflicts o f interest and maintain
political and interpersonal neutrality They pursue proper goals and are resilient in the
face o f distracting external pressures They are known for doing the right thing for the
right reasons and ensure that their actions are aligned with their principles (Public Service
Commission 1997)
Initiative (Action Management) People with the abilitgt to anticipate the
short- and long-term consequences o f their strategies They have courage to propose
courses o f action that others may hesitate to suggest They have the ability to make things
happen and get things done and are known for their ability to accomplish objectives
(Public Service Commission 1997)
Interpersonal People who interact effectively with public and private sector
individuals superiors peers and subordinates in order to advance the w ork o f the Public
Service Their interactions are based on respect and an appreciation that people with
varying backgrounds and viewpoints enrich the organizational environment They have
the ability to deal with difficult and complex interpersonal situations Interpersonal skills
are not social graces they are a means o f achieving important management objectives
(Public Service Commission 1997)
N egotiation (Partnering) People who work to create the policies that support
integrated service delivery and eliminate red tape and bureaucracy in the interest o f the
public good They develop a community o f shared interests with diverse levels o f
government vested interest groups and the non-profit and private sectors They use their
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
21
diversity o f experience and knowledge to make the best decisions They share common
goals solve common problems and work hand in hand for the common good not only o f
each partner but o f the Canadian public An essential feature o f this community is that it
functions on the basis o f shared power and responsibility This allows members to avoid
waste inefficiency and duplication o f effort while retaining the identity o f their own
organization (Public Service Commission 1997)
Organizational People who understand the inner workings o f the
government the Public Service and their own organizations in terms of structure
processes and key players They actively develop this awareness in order to effectively
position themselves to achieve strategic objectives This requires acute sensitivity to the
relationships between key players in the organization in addition to both acknowledged
and private agendas They actively seek out opportunities to keep their organizational
awareness comprehensive and current Their organizational awareness comes from a
range o f sources from intuitive perception to factual data (Public Service Commission
1997)
Problem Solving (Cognitive Capacity) People who understand and respond
strategically to the complexities inherent in service to the public They have the ability to
perceive both parallel and divergent issues within various responsibilities and to interpret
key messages and trends They create order out o f chaos and develop long- and
short-term strategies that will prevent as well as solve problems (Public Service
Commission 1997)
Stamina People must sustain high energy levels to greet the ongoing
challenge o f protecting the public interest Their ability to resist stress and remain
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22
energized in the face o f difficult demands and prolonged exposure to stressors often has
an uplifting effect on others (Public Service Commission 1997)
Teaching- Added to be reflective o f the literature in which authors are citing
the need to develop learning organizations (Senge 1990b 1994 1997b Smith 1997
Tichy 1997) with coaching and mentoring values and com petencies (Hargreaves amp
Fullan 2000 Keys 1994 M orris amp Tarpley 2000)
Teamwork People who contribute actively and fully to team projects by
working with other Assistant Deputy Ministers (A D M ) and colleagues collaboratively as
opposed to competitively which includes working tow ards consensual solutions that
enhance the output o f the team ADMs recognize that a diversity o f experience and
knowledge can only enhance the quality o f the team rsquos w ork (Public Service Commission
1997)
I ision People who champion the vision o f the Public Service They have the
ability to describe the future o f service to the public in compelling terms promoting
enthusiasm and commitment from others The leaderrsquos comm itm ent to the vision sends a
message to others that change is a positive endeavor thus creating an atmosphere that
breeds new ideas They foresee potential roadblocks to success and take action to avoid
them (Public Service Commission 1997)
Contribution of the Research
The value o f establishing a reliable research database for this information is
significant especially as trainers seek to train o r hire leaders for the future The Canadian
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23
Public Service has undergone a major downsizing in the last 5 years and the num ber o f
executives required to replace existing executives who are expected to retire in the next
10 years has made training o f future leaders a critical preoccupation
In addition there are exchanges betw een the public and private sectors to
provide their executives with training or recruitment opportunities o r to further expertise
in a specific area Therefore the variation in perceived leadership com petencies between
public and private sector leaders will be important in determining appropriate training
opportunities
FundingSponsors
The Canadian Centre for M anagement Development (CCM D) and Ekos
Research Associates have both agreed to sponsor the research costs (expected to be
S40000 Canadian) because o f the research gap tha t exists CCMD is responsible for
training all managers and executives in the Canadian public service Ekos Research a
private sector firm is involved with public and private sector policy developm ent
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 2
LITERATURE REVIEW
Introduction
This century is characterized by the development o f a global economy the
pace and nature o f technological change downsizing and increasing cultural diversity
(Abbasi amp Hollman 1998 Betcherman McMullen amp Davidman 1998 Foot amp
Stoffman 1996 Hamel amp Prahalad 1994 Jackson amp Associates 1992)
This chapter reviews the key nature o f leadership in a changing world by
discussing two major topics leadership models and 21 -century forces O ur very
understanding o f leadership qualities has evolved from static trait-based approaches to
more fluid competency-based identification as the demands o f leadership have changed
This chapter describes and explains this evolution o f our understanding o f leadership and
discusses possible future developments
There has always been change There have always been leaders Leadership
is and always has been an essential element o f any organized activity Wars politics and
religion all required leadership This thesis argues that changes in the external
environment influence the form o f leadership that is required to deal with the new
challenges presented While there have always been leaders it was the age o f the
24
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25
industrial revolution that introduced the science and role o f leadership in the making or
breaking o f an organization The industrial revolution marked the beginning o f modem
business as the demands o f managing that dramatic change in the economy gave birth to
organizationalmanagement science as we know it (Bass amp Stogdill 1990) Over time
this revolution also introduced new demands on governm ents to regulate the manner in
which these businesses operated and specifically how they utilized human resources
This heralded the institutionalization o f mechanisms to manage the economy such as
central banks labor laws and health and safety regulations Thus inherent and ongoing
tension between government and business emerged in this era Since the industrial
revolution environmental factors including a dram atic increase in the numbers o f
educated people technological breakthroughs the development and implementation of
efficient means o f transportation and communication have accelerated both the speed and
impact o f this change As a result the importance o f leadership has escalated In the
2 Tlsquo century the prevalence and pace o f change will be so acute that it will necessitate a
redefinition o f leadership This chapter discusses models o f leadership and key
environmental factors influencing leaders
Leadership Models
While there is consistency in the understanding o f the actions o f leadership
the diversity in what makes a leader successful in these actions is reflected in the
numerous models described in the research literature (Boyatzis 1982 Fiedler 1987
Ghiselli 1963 Likert 1961 McClelland 1973 M cG regor 1960 Stogdill 1974
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26
Tannenbaum amp Schmidt 1973 Vroom amp Yetton 1973) Leaders are generally
understood to identify a vision design strategies and mobilize w ork to achieve it (H itt amp
Keats 1992 Jacques amp Clement 1991 Richards amp Engel 1994) Leaders also monitor
changes in the internal and external environment to adjust and re-frame the vision andor
the means to achieve it Researchersrsquo models differ in explanations o f the variables that
underlie an individualrsquos ability to carry out these actions These differences reflect not
only which facets o f the individual are o f interest in explaining success but may also
reflect changes in the nature o f organizations For example traditional stable command
and control-based organizations may be best described in term s o f the stable traits
associated with their leaders Organizations where strategies m ust adapt quickly to
changes such as geopolitical events may require shifts in ability sets that are just as fast
and an emphasis on adaptability and creativity in their leaders As previously noted for
the majority o f organizations external factors have been changing rapidly over the past
decades and are bound to change even faster in the future The goal o f many human
resource m anagers today is not only to respond to external factors quickly but to take
advantage o f cues in the environment to predict what will be required and pro-actively
plan for the future (Diaz 1999)
An important factor in accurate prediction is not only knowing probabilities
for future requirements but in understanding how requirem ents change over time This
necessitates a baseline an appreciation o f what was required in the past and how those
requirements were reflected in models for successful leadership These earlier models for
leadership will be considered in term s o f the competencies that w ere the focus for
success
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27
Leadership models can generally be characterized into four groupings
1 Traitist theories also known as the ldquogreat manrdquo theory Traitist theories
which centered on identifying the personal characteristics o f leaders were appropriate for
the post-w ar world in which they were developed Organizations were viewed as
relatively enduring unchanging and predictable Change was perceived to be linear
2 Behaxioral theories an emphasis on how the managerleader should act
Behavioral theorists began viewing leadership as an interaction between leaders and
followers The introduction by behavioralists o f this concept o f relationship was a
valuable addition to leadership models However behavioralists had difficulty predicting
the link between leadership behavior and outcomes
3 Situational theories an emphasis on behavioral flexibility and situational
adaptability As the complexity o f organizations grew in the 1960s situational theories
were developed to reflect the need for different skills in different situations The
situational leadership model was beginning to reflect that the assumptions about
constancy were no longer valid
Competency m odels an attempt to define underlying variables that predict
job performance Competencies are the most recent approach to human resource
management The approach grew from a need to better predict Job performance
Traitist Theories
Early studies on leadership centered largely on the personal characteristics o f
the leader The researcher m ost closely associated with this theory is Ralph Stogdill
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28
(1974) whose w ork spans more than 30 years beginning after the Second W orld War
Stogdill looked at managers from various functional backgrounds including
transportation insurance communications finance and manufacturing and concluded
that traits related to intelligence education responsibility independence and
socioeconomic status were important traits for effective leadership Further studies
demonstrated that some traits were more important than others in determining leadership
EE Ghiselli (1963) in particular noted that supervisory ability the need for occupational
achievement intelligence decisiveness self-assurance and initiative were particularly
important as leadership traits
And while these early studies o f traits advanced our knowledge o f leaders the
general dissatisfaction among some researchers with the traitistrsquos underlying assumption
that leaders are bom and not made encouraged further study which attempted to fill in the
role o f behavior and the environment in defining leadership
Behavioral Theories
At the core o f the behavioral theories is the query as to which leadership
behaviors are im portant to be effective Kurt Lewin and his associatesrsquo research
emphasized three behavioral styles o f leadership including directive democratic and
participatory (Lewin 1939) Further research popularized the importance o f the beliefs
that a manager has about his or her subordinates in determining their leadership style
(M cGregor 1960) In the Theory X and Theory Y model the Theory X manager
commands and tells people what to do because heshe believes their subordinates are lazy
and need to be told w hat to do The Theory Y m anager uses a democratic approach
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29
believing that subordinates want more responsibility and are concerned about the
well-being o f the organization
Behavioral researchers identified tw o general behavioral configurations which
could be delineated as task versus socio-em otional (Bales amp Slater 1955) o r production
versus employee orientated (Kahn amp Katz 1953)
Rensis Likert ( 1961 ) further delineated the behavior research by identifying a
continuum o f leadership styles from task orientation to employee orientation which
included four distinct systems including the exploitative-authoritative person the
benevolent-authoritative person the consultative-democratic person and finally the
participative-democratic person
The managerial grid concept (Figure 1 ) which was advanced by Blake and
M outon ( 1985) has become one o f the m ore popular behavioral theories Styles o f
leadership are plotted on a grid with the axis depicting the managerrsquos concern for people
and concern for production While there are up to 81 possible positions on the grid five
leadership styles are overtly delineated
1 (19) Country Club M anagement M anager uses a permissive approach
and is ready to sacrifice production to keep a happy family
2 (11) Impoverished M anagement M anager has little concern for people or
for production
3 (99) Team M anagement M ost effective style o f management leader
expresses concern for people and production and is an advocate o f participative
managerial approach
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30
t ^oo
^ I - OP
X C
1-9(Country Club)
9-9(Team)
5-5CLS (Middle Road)
ucO mdash
U
(Impoverished)1-1
(Task)9-1
0 1 2 3 4 5 6 7 8 9Concern for Production (High)
Figure 1 The managerial grid leadership styles
4 (91) Task Management Leader is autocratic has total concern for
production and little for people
5 (55) M iddle Road Management Leader has balanced concern for
production and people is known as a compromiser
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31
While studies confirmed two reliable dimensions o f leader behavior people
versus production it proved more difficult to confirm any predictable link between leader
behaviors and organizational outcomes It is in this context that researchers began to
suggest that leadership analysis should move beyond the study o f the leader to include the
situational factors
Situational Theories
Recognizing that no single leadership trait or style was effective in all
environments situational theorists Robert Tannenbaum and Warren H Schmidt (1973)
were two early researchers who identified three characteristics that affect leadership style
including the manager the subordinates and the situation (Tannenbaum Kallejian amp
Weschler 1954) Further work by these researchers identified a leadership continuum in
which the leader is influenced by his or her background knowledge values and
experience
The first comprehensive situational model developed in 1960 was known as
the Contingency Theory (Wren 1994) Fred Fiedler s (1987) model integrated situational
parameters into the leadership equation by developing a scale o f situational control which
was based on the following three features
1 leader-member relations ie degree o f trust and support for leader
2 task structure degree to which goals are specified
3 position power leaderrsquos formal authority to reward and punish
Fiedler believed that the most important situational dimension was the degree o f
predictability and control that the leader had
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32
To do his research Fiedler developed the Least Preferred Co-worker (LPC)
questionnaire and scale that allowed him to measure basic motivational factors that made
a leader act in a certain way The Contingency Model and the LPC scale have been the
subject o f much debate though in the final analysis there is some basis for accepting that
the predictions o f the theory are strongly supported by data from both organizational and
laboratory studies (Strube amp Garcia 1981)
The Normative Decision Theory as presented by Vroom and Yetton (1973) is
in many respects similar to Fiedlers model especially with respect to its predictive
qualities Participatory decisions will have better results when there is little clarity or
support on the other hand autocratic decisions will be more efficient when there is strong
leader support and a specific task A striking difference between the situational models is
their assumptions with respect to the leader The Normative Decision Theory sees the
leader as adaptable to fit particular situations whereas the Contingency Model assumes
leadership style is based on learned personality traits which are difficult to modify
What has remained consistent is that the models o f leadership evolve with the
environment Competencies have become the pre-eminent approach to understanding the
makeup o f modern leadership
Competencies
Launched in 1973 in a paper by McClelland the com petency movement seeks
to identify- through research m ethods ldquocompetencyrdquo variables variables that predict job
performance A job competency is an underlying characteristic o f a person which results
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
in effective or superior perform ance in a job lsquoA job com petency is an underlying
characteristic o f a person in that it may be a motive trait skill aspect o f ones self-image
o r social role or a body o f knowledge which he or she usesrdquo (Boyatzis 1982 p 21)
As described by McClelland ldquoThe com petency method emphasizes criterion
validity what actually causes superior performance in a job not what factors most
reliably describe all o f the characteristics o f a person in the hope that some o f them will
relate to job perform ancerdquo (David C McClelland cited in Spencer amp Spencer 1993
p 7)
Over the past decade Spencer and Spencers Competence at Work has been
the seminal text for com petency-based human resources management The work reflects
years o f competency activities including data collected by the Hay McBer company This
is important because the originator o f the competency movem ent David McClelland was
a founding member o f that firm and designed the firm s approach to competency profiling
and data acquisition Currently there are a number o f m odels for profiling but all are
founded on this basic approach
Spencer and Spencer (1993) describe a fully integrated competency-based
human resource management system In this system
recruiters recruit and select for competencies required by jobs Training and development is focused on those competencies tha t lead to superior performance in jobs Succession planning is done by com paring em ployees competencies with the competency requirem ents o f future jobs Com pensation includes competency- based pay elem ents to encourage employees to develop needed competenciesThe performance appraisal system assesses em ployeesrsquo competencies at least yearly and inputs these data to the data base to be sure that the system has up-to- date assessments o f individualsrsquo competencies (Spencer amp Spencer 1993 p 23)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
34
In practice the primary functions to which management competencies have
been applied in organizations are training and development Management competencies
have also been integrated into the performance appraisal system Application o f
management competencies to compensation has been very limited (Walsh-Minor 1997)
The model for generating competency profiles consists o f four parts (Slivinski
amp Miles 1997a) the identification o f external drivers and influences the identification
o f the objectives and values o f the organization the identification o f the work required to
achieve objectives and values and the identification o f the competencies required to
accomplish the work
Based on this approach we can assume that external drivers such as
globalization technology downsizing and diversity impact on both the public and
private sectors However there are differences in the values and objectives o f
organizations in the public sector compared to those in the private sector Public sector
organizations are more values-based since their activity and their functions are related to
the public good They operate within a legislative fram ework and are responsive to
citizens o f the state Public sector organizations are moving towards being more results-
based and skills-based while still attempting to retain their values-based focus (Boyatzis
1982)
Alternatively private sector organizations have as their objective to make a
profit As a result they value specific business knowledge competencies relevant to the
companyrsquos business lines They are moving towards defining values such as embracing
diversity in their w orkforce and promoting familywork balance Both sectors are striving
towards becoming learning organizations and instilling leadership at all levels It is
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
35
evident that public and private sector competencies requirements are converging as the
public sector adopts private sector business models and the private sector becomes more
citizen-focused to remain competitive Appendix 3 provides examples o f competency
profiles o f several public sector organizations the public service organizations o f the
United States the United Kingdom Australia New Zealand and o f several private sector
organizations
In summary there are several reasons why the competencies required for work
may differ between the public and private sectors First the objectives o f the public and
private sector may differ While the primary focus o f the public sector is the common
good for the private sector it is profitability In addition the environments o f the public
and private sector are different Organizations in the private sector have ready access to
timely performance indicators such as profits revenues and market share The nature o f
work the structure o f jobs and the measures o f performance used in the public sector do
not allow for as clear and quick feedback on performance Furthermore there are
differences in time horizon institutional response time and policy-directed objectives
(Boyatzis 1982)
While there are important differences between the two sectors there are also
important similarities which may result in similar competencies being required to
accomplish the work in the two sectors Both are exposed to the same external drivers in
particular globalization rapid technological change downsizing and increasing cultural
diversity Neither sector is divorced from society as a whole nor from each other as
there are significant interactions between the two sectors For example the public sector
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36
through its pow er to tax regulate and disperse public funds has a significant effect upon
the private sec to rrsquos pursuit o f its objectives In turn actions o f the private sector may
assist or hinder significantly the public sec to rrsquos success in achieving its objectives
Increasingly the public and private sector are collaborating in service delivery through
contracting out and other partnership arrangem ents As another example changes in
private sector management techniques have influenced public sector management
practices
2 r lsquo-Centurgt- Forces
To be able to define the leadership competencies required for the 2 T lsquo century
it is im portant to understand the unique and unprecedented nature o f the changes taking
place today The 21 century is defined by interconnectedness A new global picture o f
reality is em erging that as Terry Mollner (cited in Renesch 1992) indicates is a new
system formed beyond capitalism and socialism Basic to this ldquothird wayrdquo is a shift from
a Material Age world view to a Relationship Age world view In the former the universe
is a collection o f separate parts where there is competition based on self-interest In the
latter the universe is comprised o f connected parts that cooperate in the interest o f the
whole Globalization technology downsizing and cultural diversity are key interrelated
com ponents that are contributing to this new world order Understanding this
environment is the first step in identifying the competencies required for future success
Globalization
For centuries the economies o f countries were largely self-sufficient and trade
was limited to areas where transportation m ade access possible The em ergence o f
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
37
communications technology and efficient transportation brought with it interdependence
and the emergence o f a borderless economy Events that occur far from ones country
have an immediate impact a t home For example the recent Asian economic crisis
affected the economies o f the world Corporate competition and cooperation are now
global in scope Lee lacocca (M cFarland Senn amp Childress 1994) marks the end o f the
Cold War as the event that is moving us to one world Symbolically globalization came
to being in the mid-1980s (M cFarland et al 1994 Pettigrew 1999) the day the three
major stock exchanges w ere linked electronically enabling stock and commodities
markets to trade 24 hours a day 7 days a week
It is clear that this interconnectedness has changed the nature o f corporate
competition increased the complexity o f issues accelerated the pace o f change and
contributed to the de-layering o f organizations This set o f im pacts has resulted in a
world where leaders have to leam to cope with continual uncertainty
Furthermore the nature and magnitude o f globalization have altered the
relationship between business and the state Prior to globalization the state s vertical
power was critical for the determ ination o f military and econom ic choices International
relations were determined betw een nation states For example treaties were commonly
negotiated on a bilateral basis between nation states consistent w ith the understanding
that each nation state controlled choices within its border in a m anner that could honor
the obligations o f the agreem ent This simple formula is clearly altered by the rise o f
global competition mergers and the increased presence o f transnational strategic
alliances (Pettigrew 1999)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
38
With globalization the strength o f the market is derived from its horizontal
interdependence This merging o f economic spaces is occurring at the same time as there
is a dismantling o f the vertical power o f the state (Farazmand 1999 McFarland et al
1994 Pettigrew 1999) This imbalance is creating ldquoa major change in the configuration
o f public-private spheres in favor o f the globalizing corporate sectorrdquo (Farazmand 1999
p 11) State efforts have been redoubled to find means to become more horizontal to
maintain influence This has created a concerted attem pt to shift towards the
professionalization o f public administration (Farazmand 1999) but at the same time has
resulted in state efforts to create supranational organizations such as the World Trade
Organization
The total impact o f globalization is still to be determined What is
indisputable however is that it is causing a transformation and realignment o f activity
and relationship in and between every organizationmdashpublic or private
Technology
ldquoNew technologies are compressing time and distance diffusing knowledge
transforming old industries and creating new ones at a pace that is hard to grasprdquo (Opstal
199899 p 2) Jeremy Rifkin (1995) warns that this Third Industrial Revolutionrdquo while
creating a new knowledge economy will displace many Jobs and mark the end o f work
Computers have revolutionized the nature o f work In 1920 85 o f the cost o f
manufacturing an automobile went to workers and investors By 1990 they were
receiving less than 60 (Reich 1992) The knowledge workers the engineers financial
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
39
analysts designers are the new elite But the dawn o f computers over the last 30 years
has also demanded much o f managers and decision makers This is evidenced by the
results o f a recent survey o f 365 public and private sector Information Technology (IT)
executive managers which indicated that one third o f all IT projects were canceled before
completion The Standish Group estimates that American companies and agencies spent
581 billion on canceled IT projects (Brown amp Brudney 1998) ldquoCurrent senior IS
[Information System] executives who have not broadened their own knowledge skills
and experiences in business operations strategy and management should gain these
valuable perspectivesrdquo (Applegate amp Elam 1992 p 13)
John Scull notes that in this age the strategic resources are no longer coal oil
and wheat but ldquothe ideas and knowledge that com es out o f our mindsrdquo (cited in
McFarland et al 1994 p 43) Information is the germ o f ideas and the Internet provides
access to information to a rapidly increasing population The growth is phenom enal-the
number o f individuals online increased from 26 million in 1995 to 205 million in 1999
and is projected to increase to 350 million by 2005 (Nua Internet Survey 1999a) The
Internet is more than information it is also the new market place Online retail sales are
estimated to be SUS660 billion in 1999 and projected to increase to SUS 1234 billion by
2002 (Cyber Atlas 2000a) The next wave o f access to the Internet is wireless portal
users With this technology it will be possible to ldquodeliver time-sensitive localized and
customized content to a variety o f devices in a mobile environmentrdquo (Cyber Atlas
2000b) The number o f wireless subscribers is estimated to be 300000 in 2000 and
projected to increase to 248 million in 2006 (CyberAtlas 2000a) Clearly this explosion
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
40
in technology and information fiiels the new global economy The speed o f access to
information and the diflhision o f access to millions o f people presents challenges to
leaders Hoarding information is no longer power Sharing information and using it to
add value is the challenge o f today U nder these circumstances the talent is the arena o f
competition
Long-term competitive success requires access to the best and the brightest globally W ithout people to create apply and exploit new ideas there is no innovation process Capital and information and even m anufacturing may move across borders but the talent pool needed to facilitate irmovation does not transfer as readily (Opstal 199899 p 6)
But even with a talent pool and access to information there is a continuing
debate as to the outputs from technology Attwell and Rule ( 1984) noted tha t people
remain so willing to speak and write as though the overall effects o f com puting
technologies w ere a foregone conclusion But there is a gap betw een technology and
improved productidty Drucker (1995) Keen (1981 1986) and Brown and Brudney
(1998) indicate that there is a need to understand the gap between investm ents in
technology and performance And m odem leaders will have to rise to this challenge
Downsizing
The layoffs o f the 1980s have changed not only the shape o f organizations but
the social contract between employers and employees ldquoThe average American 32 year-
old has already w orked for nine different jobs W orkers today fantasize not about landing
a dream jo b rsquo but about having a rsquoportfolio careerrsquomdash one dream job after ano therrsquo
(W ooldridge 2000 p 82) According to M cG oon (1994) in the future employees who
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
41
stay current with their skills who contribute measurable value to their organizations year
after year and who develop new skills will be rew arded-unlike the past where loyalty
was rewarded
Organizations restructure o r re-engineer to increase efficiency reduce payroll
costs shed redundancy after a m erger or takeover o r contract out functions to stay
focused on competencies Some feel that the major challenge for business is to continue
to improve business position with fewer employee dislocations (Abbasi amp Ho liman
1998 Pfeffer 2000 as cited in W ooldridge 2000) O thers are o f the view that the
company manrsquo days rewarded longevity rather than value added (Kanter 2000
M cGoon 1994)
Kanter states that in this environment companies must earn loyalty ldquoBuilding
long-term commitment depends on four things the nature o f the work itself the
opportunity to grow the chance to speak up and be listened to and the feeling o f making
a differencerdquo (Kanter 2000 p 82) There is no doubt that in the first waves o f
downsizing there was a loss o f cumulative skills and experience o f those who endure
the wrenching human drama o f losing their jo b rdquo (Abbasi amp Hollman 1998 p 4)
The outcries and conflict that characterized the layoffs o f the 1980s and early
1990s are muted Labor unions instead o f protesting are more likely to help laid-off
workers make the transition to other jobs Executives are more likely to blame global
forces rather than the need for larger profit margins in their decisions to downsize
(Uchitelle 1998b)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
42
While reorganization may have occurred for the most part for reasons o f profit
or cost reduction it also created flatter organizations o r horizontal organizations (Jacobs
amp Rao 1995 O stroff 1995) Post-downsizing the need to manage differently became
apparent Imperial Oil after three downsizings began to focus on helping the organization
rationalize the work to the core Imperial is rethinking the ldquoold traditional supervisory
modelrdquo The manager o f executive development says ldquow e are starting to leam some
things about what is really crucial in a leadership contextrdquo Hierarchical reporting will
give way to teams representing a mix o f disciplines W ith fewer resources the amount
o f time managers can devote to their staff decreases their need for more autonomy for
staff (Lorine 1991) Post-downsizing managing a flat organization requires a complete
overhaul o f the culture o f the form er pyramid structure
Companies have to organize workers into self-managing teams senior
managers must relinquish control and lower-level managers must take responsibility for
wider issues (Abramson 1996) All these managerial changes may seem obvious but
they demand a new set o f leadership competencies to succeed
Diversity
Technological advancements in transportation communications and
information have contributed to the creation o f a global economy that is complex This
new world is still emerging and as a result the rate and nature o f change it presents are
redefining leadership and w ork and the structure o f organization As was noted above
the pyramid organization is giving way to the horizontal organization Talent is more
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
43
valued than seniority ldquoTodayrsquos workforce has also changed significantly from six
perspectives age gender culture education disabilities and valuesrdquo (Jamieson amp
O rsquoMara 1991 p 6)
W orkforce diversity will be a key driver in understanding the leadership
competencies tha t will be required in the 2 T lsquo century By briefly reviewing some key
components o f diversity such as age gender and culture the scope and importance o f
diversity for tom orrow s leader can be established The US Bureau o f the Census
predicts that the age distribution o f the w orkforce will change in the next 20 years The
prime-age labor force will shrink while the w orkforce over the age o f 55 will begin to
increase For example in 1990 one in nine Americans were over age 65 By 2020 one in
six Americans will be over 65 This increase is being created by three phenomena the
Baby Boom the Baby Bust and advances in health care (Jamieson amp O M ara 1991)
The Baby Boom (1947-1966) cohort will exert a strong influence on public
policy and w orkforce demographic shifts Canada had the strongest baby boom in the
industrialized world
ldquoThe largest single-year age group in the mid 1990s is those bom in 1961rdquo
(Foot amp Stoffman 1996 p 18) The Baby B ust (1967-1979) a decline in birth rate is
attributable to tw o main factors the introduction o f the birth control pill in 1961 and the
increase in the participation o f women in the labor market (Foot amp Stoffman 1996) Foot
adds another cohort that he named the baby-boom echo (1980-1995) These are the
children o f the boom ers This cohort and the other tw o demographic shifts combine to
create a w orkforce where increasingly younger persons will manage older persons
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44
Career development for baby boomers will become increasingly lateral competition to
attract and retain entry-level workers will be fierce (Jamieson amp O Mara 1991)
In addition to the birth patterns o f the population shifts in the gender
dimension o f the population can be seen through increasing participation o f women in the
labor force This has been the most dramatic change in the w orkforce mix US data
indicate that while their share o f the population has not changed significantly their
workforce participation numbers have almost doubled since 1970 (Deavers Lyons amp
Hattiangadi 1999) Participation o f married women with children has risen from 28 in
1960 to over 70 in 1998 As women form a greater proportion o f the workforce and to
ensure that their talents and contribution to the productivity o f the organized are
maximized it will be im portant to meet three challenges o f gender diversity in the
workforce (Jackson amp Associates 1992 Johnston amp Packer 1987 Schwartz 1989)
1 ensuring that w om enrsquos talent and competencies are fully utilized
2 removing the artificial barriers o f male-dominated organizations
3 adjusting to the fact that women shoulder a disproportionate share o f the
responsibility for family care and ensuring that the leave policies w ork flexibility and
artificial prom otion restraints are reformed
Finally racial and ethnic diversity in the w orkforce has increased through
immigration In the US immigration has accounted for more than 50 o f the increase
in the w orkforce in the 1990s (Deavers et al 1999) In both the US and Canada about
half o f all immigrants originated from northern Europe in the 1950s and 1960s In the
later 1960s and 1970s immigrants were more likely to be from southern Europe
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
45
including Greece Spain and Portugal Beginning in the 1970s and 1980s and
culminating in the 1990s southern Asia became the main source o f newcomers to both
Canada and the US In the late 1990s and into the next century it is predicted that Latin
America will increasingly becom e Canadas main source o f immigrants When people
with different habits and world views are in the workplace misunderstandings and
conflicts occur Some writers question whether cultural diversity is anything new In the
US the proportion o f the population that is African-American has remained fairly stable
while the number o f immigrants entering the country is only slightly higher (Richman
1990) However there are other factors to take into account other than percentage o f
cultures in the population In the US the affirmative action era has increased integration
in areas where African-Americans were not traditionally employed (Jackson amp
Associates 1992) Also as was noted above the source countries o f immigrants are
much more varied than at the turn o f the century Furthermore with the creation o f more
horizontal organizations and team-based management styles the interaction o f different
cultures increases ldquoDiversity describes the make-up o f the group Inclusion describes
which individuals are allowed to participaterdquo (Miller 1998 p 1) Cox (1995) indicates
that diversity in the workplace potentially lowers members morale and makes
communication more difficult One empirical study indicates that heterogenous groups
experience more turnover than homogenous groups (Jackson et al 1991) Creating an
inclusive organization is therefore important and difficult ldquoOrganizations are beginning
to identify diversity as a potential asset and are making inclusion o f differences a part o f
their culture and success M ost organizations however require a fundamental culture
change to value difference as an assetrdquo (Miller 1998 p 4)
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46
Preparing Tor the Future Survey of LeadersrsquoPerspective o f Competency
Introduction
Globalization technology downsizing and diversity are creating an
increasingly complex environment o f rapid change and driving organizations to become
less hierarchical with more emphasis on teamwork
The leadership competencies required to succeed in this fast-changing
unpredictable environment are constantly being redefined In fact both the structural
changes in organizations and the complexity o f the issues indicate that no one individual
or one trait or behavior or situation can be sufficient for success in this environment
The interconnectedness o f our global community requires an interdependent view of
leadership This approach is being critically examined by a wide num ber o f academic
practitioners (Bennis 1994 1995 1997 Covey 1992 Hamel amp Prahalad 1994 Kotter
1995 1996 Senge 1994)
In this section we will discuss several surveys o f leaders The first is a
general com petency model developed by Spencer and Spencer (1993) The second is a
survey by Duncan and Harlacher (1991) designed to determine the competency profile o f
leaders in an educational setting Donnelly and Kezbom (1994) investigated critical
leadership qualities required for effective project management W atson W yatt ( 1998)
provides a competency-based leadership framework that is global in scope Finally this
section ends w ith a survey conducted by Diaz ( 1999) designed to determ ine the
competency profile required for human resource managers in the 21ldquo century The Diaz
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
47
w ork is particularly relevant since human resource specialists implement the selection and
recruitment strategies related to a particular com petency profile and are more recently part
o f the decision-making process for the development o f the workforce
Spencer and Spencer A General Model
Spencer and Spencer (1993) present a series o f competencies that they and
other researchers see as increasingly important for executives managers and employees
in organizations in the future These perspectives are based on external drivers alm ost
identical to those discussed previously
For executives these competencies consist o f strategic thinking change
leadership and relationship management For m anagers these consist o f flexibility
change implementation entrepreneurial innovation interpersonal understanding
empowering team facilitation and portability Spencer and Spencer (1993) provide
detailed descriptions o f these competencies
From a comprehensive review o f the com petency research literature Slivinski
and Miles (1997a) conclude that although term inologies for competencies differ across
profiles and time the constructs underlying successful perform ance are generally
equivalent They argue that the focus should be on the understanding rather than the
nomenclature (Slivinski amp Miles 1997a)
Accordingly for the purpose o f the survey undertaken by the authors the
competencies identified by Spencer and Spencer (1993) as being increasingly im portant
in the future for executives and managers were redefined to terminology in m ore com m on
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48
usage W ork motivation under time pressure which was identified by Spencer and
Spencer (1993) as increasingly important only for employees was also included In
addition ethics and base job requirements o f organizational (administrative) ability and
businesstechnical knowledge were added
The definitions for teamwork visioning organizational interpersonal
relations communication skills stamina ethics and values are those used by the Public
Service Commission o f Canada This agency is legislatively responsible for promotion
recruitment and development o f public service employees o f the Government o f Canada
in accordance with the principle o f merit Problem solving ability to leam
entrepreneurial competencies and negotiationconsultationengagement are defined by
the Public Service Commission as subsets o f cognitive capacity behavioral flexibility
and communications respectively Teaching and businesstechnical knowledge as well
as cosmopolitanworld view were added to test their continued applicability in the
z r-cen tu ry environment Table 1 provides a comparison o f the Spencer and Spencer
competency model and the profile used in the survey for this thesis
Duncan and Harlacher Competencies for an Educational Setting
For example Duncan and Harlacher (1991) conducted a survey to determine a
competency profile for an ideal executive leader o f an American community college for
the 2 r lsquo century They surveyed the Chief Executive Officers o f 10 institutions The
results o f this survey were characterized into five dimensions (1) institutional vision and
revitalizationmdashstrategic analysis o f the long-term impact o f pending decisions (2) ethical
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49
Table 1 Comparison o f Competency Profile
Spencer and Spencer Competency Competency Used in Survey1
Strategic thinking Problem solving (anaKiical decisive judgment innovative)Ability to leam (integrative intelligence change agent)
Change leadership Vision (creativity) Communications skills
Relationship management Interpersonal (relationship collaborative serving others)Negotiationconsult and engage
1 Flexibility
1
Ability to leam (integrative intelligence change agent)Entrepreneurial (risk taker experiment)
1 Change implementationi1
Communications skills TeamworkTeaching (coaching mentoring)
Entrepreneurial innovation Initiative (m otivated)
Interpersonal understanding Interpersonal (relationship collaborative serving others)
i Team facilitation Teamwork
i Portability Cosmopolitanworld view
W ork motivation under time pressure1
Staminaresilienceself-renewal
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50
leadershipmdashintegrating personal philosophies into the institutions value system (3 )
institutional power and transform ationmdashestablishing an environment which fosters
innovation and creative problem solving (4) political leadership-m aintaining coalitions
to advance the cause o f the institution and (5) institutional conceptualization and
survival mdashthe ability to perceive and analyze institutional issues from a global
perspective
Donnelly and Kezbom Competencies for Project Leaders
Another study by Donnelly and Kezbom ( 1994) investigated those critical
leadership qualities most im portant for effective project management In this study a
distinction is made between competency and know-how Com petency was defined as an
augmentable quality o f leadership that appears to be a personality construct but is
capable o f modification via skills awareness and developm entrdquo (Donnelly amp Kezbom
1994 p 3) Know-how w as defined as strictly learned information that is ldquoan elem ent o f
leadership comprising a body o f knowledge that is largely learned via education training
and on-the-job experiencesrdquo (Donnelly amp Kezbom 1994 p 3) This study indicated that
in the future more and m ore organizations will have matrix structures with few er
hierarchical structures and largely composed o f horizontal teams There was a m arked
distinction between those subjects o f the study that had matrix o r hierarchical experience
Those in hierarchical structures ranked know-how higher than competencies relative to
matrix organizations This study concluded that project leaders ldquoin addition to being
astute at managing subordinates must be more analytical m ore integrative more
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51
Watson Wyatt Global Competencies
W atson W yatt (1998) a private sector managerial consulting firm conducted
a survey o f 11000 employees in the US and Canada as well as a survey o f 2000 senior
managers from 24 countries around the world to update a 1977 model o f a competency-
based framework developed by Dalton Thom pson and Price (1977) They assumed that
individuals progressed through competency stages linearly stage 1 following
directionsmdashthe apprentice stage 2 contributing independentlymdashthe colleague stage 3
contributing through othersmdashthe mentor and stage 4 influencing organizational
directionmdashthe sponsor Watson W yattrsquos motivation for updating this study is that in the
20 years since the original study organizations have become flatter and less hierarchical
AJso the im portance o f information and technology has increased the number o f
knowledge workers The study developed what they term the ldquovalue-creation
continuum
A key difference between W atson W yattrsquos perspective and that o f
Dalton et al is that individuals instead o f following a linear progression through
competencies can contribute on multiple dimensions depending on their role at a given
moment In the W atson Wyatt model a new dimension has been added called
contributing through expertisemdashdimension three This was added to capture particularly
workers in technology fields They added another factor to the fourth dim ension-
contributing through othersmdashwhich is the ability to accomplish things through others
which is a higher standard than merely being proficient in more than one area A fifth
dimension has been added called contributing through vision This is seen as higher than
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
52
the sponsor role as it defines individuals who not only have a significant influence on the
whole organization but whose organization extends outside their w ork group
The W atson Wyatt study recognizes the pace o f change and the complexity o f
the world today through its flexible structure through a seemingly simple but profound
shift from the concept o f stages to dimensions It recognizes that in the 21 century
individuals move back and forth through dimensions as their roles o r positions change An individual may return to dimension one or two when he or she needs to leam a new technology or role and then move back to dimension three four or five as knowledge skills and expertise grow (W atson Wyatt 1998 p 6)
Diaz Competencies for Human Resources Specialists
Diaz (1999) in his March 1999 study o f challenges facing Venezuelan human
resource managers in the 21 century surveyed the opinions o f a sample o f 400
individuals com posed of executives human resource practitioners university professors
and students In his findings Diaz found no significant differences in the opinions of
these groups o f participants about the skills required for the 21 century Interpersonal
skills such as teamwork achievement motivation pro-active attitude and ethical values
and directive skills such as vision leadership entrepreneur spirit able to develop
strategic alliances were ranked extremely important (Diaz 1999 p iv) Ranked low in
importance w ere knowledge o f specific areas such as psychology labor statistics and
statistics Diaz sets his study against the backdrop o f a number o f trends affecting
Venezuela including globalization an increasingly multi-cultural workplace the rapid
growth o f new information technology and increased organizational downsizing These
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
53
are similar to the drivers that motivated the study o f future com petencies o f Watson
Wyatt and the hypotheses o f Spencer and Spencer
In response to ongoing increasingly rapid change organizations o f the future
will be less liierarchical more organizationally flexible and include more horizontal
teams (Spencer amp Spencer 1993) Just as IBM had by the beginning o f the 1990s trained
managers fo r a world that no longer existed leaders to be successful in the future must
have the com petencies necessary for both the continually changing environment o f the
future and the organizational structures that will need to be adopted to function
effectively In a world where relationship defines success and where change is at an
increasingly fast pace tom orrow rsquos leaders must be able to deal with ambiguity while
maintaining multiple relationships-both horizontally and vertically
Reproduced with permission of tfie copyrigfit owner Furtfier reproduction profiibited witfiout permission
CHAPTER 3
M ETHODOLOGY
Introduction
This chapter describes the design and methodology o f the study This study
responds to the following four research questions
Research Question 1 Has there been a shift in public sector leaders
perception as to the leadership com petencies required in the past as compared to the
leadership competencies required for the 21rdquo century
Hypothesis 1 The ratings o f leadership competencies required will differ
from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
1 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies for leaders 20 years ago
2 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies fo r leaders in the 21ldquo century
54
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
55
Research Question 2 If there is a shift in perceptions are external
environmental drivers globalization technology downsizing and diversity related to that
shift
Hypothesis 2 Leaders will rate the external drivers as influencing leadership
competency requirements
Research Question 3 Is there a divergence or convergence o f views between
leaders in the public sector and the general public as to the required leadership
competencies in the 21 century
Hypothesis 3 Leadersrsquo ratings o f leadership competencies required for the
21 century will differ when com pared to the general publicrsquos ratings o f leadership
competencies required for the 21 century
In addition consensus between groups will be tested to determine
Research Question 4a Is there a consensus o f views between leaders in the
public sector and those in the private sector as to the size o f the shift between 20 years
ago and in the 21 century
Hypothesis 4a The public sectorrsquos size o f shift between past and present
required leadership competencies will differ from that o f the private sectorrsquos
Research Question 4b Is there a consensus o f views between public and
private sector leaders and the general population on which if any o f the leadership
competencies are the most important
Hypothesis 4b Each group will perceive some leadership com petencies as
more important than others
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
56
It is hypothesized that leaders in both sectors will differ from the general
population
Methodology
To facilitate the management o f the research this study may be delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the leadership
competencies to be investigated
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector leaders
b Comparing the results obtained from the public sector leadersrsquo
survey question 2 with results obtained from the general public population
identifying any similarities and reviewing any differences
c Comparison o f public sector leadersrsquo results with results from the
private sector leadersrsquo survey
The four phases o f the research are explained and detailed below
Phase 1 Identifying the Methodology and the Survey Pool
In order to develop an appropriate instrument for identifying current leadersrsquo
perceptions o f the competencies for the 21ldquo century two distinct methodologies w ere
considered the Delphi technique and the survey method
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
57
The Delphi technique has been used quite successfully when attem pting to
ascertain nevvs on an issue or problem related to the prediction o f the future The
technique also affords an opportunity to develop a consensus o f views for topics which
are highly subjective The purpose o f the Delphi method which was developed in 1953
by the Rand Corporation to ascertain if there was a consensus view among military
experts on the issue o f the atomic bomb is to elicit perceptions o r Judgments held by
experts knowledgeable in a specialized area (Boberg amp M orris-Khoo 1992) However
given that the purpose o f this research was to establish whether it was possible to identify
some generic attributes for leadership in the IT century the possibility o f finding experts
who would provide the breadth o f experience without being linked too closely to a
particular field proved difficult Since the authors could not identify any specific
empirical base for the study it was decided that while a qualitative study might have
provided a m ore nuanced description o f the competencies for the 2T century a
quantitative survey based on the shifting perceptions o f Canadian leaders w ould make the
greatest contribution to the field in ensuring baseline data for further study in the field
Quantitative Survey
For the purposes o f this study there were two target survey populations the
public sector leaders population and the general public population The following
describes each sample population and the survey methodology employed
Public sector leaders population
In responding to the first research question (Has there been a shift in public
sector leadersrsquo perception as to the competencies required in the past as com pared to the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
58
competencies required for the 2 P lsquo century) the survey pool used for this study comes
from an existing database o f senior public servants at municipal provincial and the
federal levels o f government Table 2 delineates the various clusters o f individuals that
made up the survey pool and the proposed basis for sampling for the survey As is noted
in Table 2 where the sample size was not based on a census the methodologgt for
choosing the sample has been identified
Table 3 delineates the response rate for the 1999 survey among the various
sectors in the public sector target population
-A 12 response rate is within the 10-15 range common to mail-in surveys
(Boyd amp Westfall 1972 Kanuk amp Berenson 1975 Luck Wales amp Taylor 1970
McDaniel amp Rao 1980 W under amp Wynn 1988 Yu amp Couper 1983)
The response rate o f 12 was deemed acceptable based on historical data for
this database Table 4 provides the most recent response history o f the Rethinking
Government national survey for the public sector target sample
While the sample was not stratified by gender age or region Tables 5 6 and
7 describe the gender age and educational level o f the sample population
General public sample population
In order to consider the third research question (Is there a divergence or
convergence o f views between leaders in the public sector and the general public as to the
required leadership competencies in the 21ldquo century) the results o f the public sector
leadersrsquo survey were com pared to a sample o f the general public (laquo=1503) The general
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
59
Table 2 Sample Size and Selection Criteria for the Public Sector Leaders
Leaders Selection Criteria Population Sample
Federal 431 431Federal MPs All 301Federal DMsADMs All 130
Provincial 1390 758Provincial MPPsMLAs Random 765Provincial DMsADMs All DMsRandom ADMs 625
Municipal 480 411MayorReeves Descending city size 255Municipal clerks Descending city size 225
Table 3 Response Rate for the 1999 Survey Among the Various Sectors in the PublicSector Target Population
Sector Percentage
Total Federal
Total Provincial
Total Municipal
127
136
167
Total Public Sector 142
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
60
Table 4 Response History o f the Rethinking Governm ent National Survey for the PublicSector Target Sample
Y ear Percentage
1996 14
1997 12
1998 17
1999 142
Table 5 Gender Distribution o f Public Sector Leaders
G ender Percentage
Male 69
Female 3 1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
61
Table 6 Age Distribution o f Public Sector Leaders (=227)
Age Percentage
lt35 26
35-44 181
45-54 551
55-64 211
654- 3 1
Table 7 Educational Achievement o f Public Sector Leaders (raquo=227)
Educational Level Percentage
Graduated from high school (grade 12-13) 3
Vocationaltechnical college or CEGEP 2
Trade certification 1
Some university 8
B achelors degree 25
Professional certification 17
G raduate degree 44
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
62
public survey sample o f 1503 was randomly generated from the Canadian population o f
persons over the age o f 16 and was conducted by means o f a centralized com puter-
assisted telephone interviewing facility The sample was stratified along age gender and
regional lines (Atlantic Quebec Ontario Prairies and British Columbia) as described in
the following tables (Tables 8 9 10)
The full sample yielded a margin o f error o f -r- 18 percentage points
19 times out o f 20
The research question noted above was embedded in the Ekos Research
bullAssociates Rethinking Government survey and represented 1 o f the 21 questions posed in
the survey
Telephone Survey
The intent is to compare the results o f public sector leadersrsquo perception o f
required leadership competencies for the 21ldquo century with results obtained from a
telephone survey o f the general populationrsquos perception o f the requirement for 11 o f the
same leadership competencies as were tested in the public sector leaders survey Not
included in the survey o f the general population were interpersonal teamwork
businesstechnical knowledge and vision
Private sector leaders population
In responding to the fourth research question (Is there a consensus o f views
between public and private sector leaders and the general population on which if any o f
the leadership competencies are the most important) data from a separate research study
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
63
Table 8 Gender o f General Population Telephone Survey (t=1503)
Gender Percentage
Female 51
Male 49
Table 9 Age Breakdown o f the General Population Sample (=1499)
Age Percentage
lt25 17
25-34 18
35-44 22
45-54 20
55-64 7
65+ 15
DKNR I
donrsquot know no response
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
64
were used (W atson 2000) The Private Sector L eader survey data com e from an existing
pool o f senior Canadian leaders including C h ief Executive Officers (CEOs) and senior
executives from the private sector A sample o f 960 CEOs of the top econom ic
perform ing Canadian companies as identified by total revenues was sent a sur ey
questionnaire w ith a m ail-in response
The sam ple was not stratified by gender age o r region Table 11 delineates
the response rate for the 1999 suiwey between private sector companies w ith differing
numbers o f em ployees
A response rate o f 126 was deem ed acceptable based on historical data for
this group which has been identified by Ekos for a longitudinal study Table 12 provides
the most recent response history o f the Rethinking Government national survey
Phase 2 Developing the Surv ey Instrument and Reviewing Competencies
Survey Instrument
M ail-in Public Sector Survey
The survey instrument was developed as a m ail-in surv ey G iven the tim e
constraints o f the individuals being surveyed and the num ber of surv eys these individuals
see in any given period the length and the presentation o f the questionnaire w ere key
considerations
Respondents were asked to use a L ikert scale to rank their perceptions o f the
leadership com petencies required 20 years ago and those that will be necessary 20 years
from now The researcher chose a Likert scale because o f the advantages o f this scaling
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
65
Table 10 Sample Stratified by Region (=I503)
Region
British Columbia
Alberta
Prairies
Ontario
Quebec
Atlantic
Percentage
13
10
7
38
24
8
Table 11 Response by Number o f Employees (= 121)
Percentage Number Number o f Employees
31
29
40
38
35
48
lt100
100-500
over 500
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
66
Table 12 Response History of the Rethinking Government National Survey
Year Percentage
1996 14
1997 12
1998 17
1999 142
technique First individuals typically have the same understanding o f the differences
between the points on the scale which enables comparison o f rankings Second this
approach has been found to yield data which can be analyzed by statistics for normal
distributions For both reasons this type o f scale provides informative and uncomplicated
data (Arnold McCroskey amp Prichard 1967 Edwards 1957)
A sample questionnaire is provided in Appendix 4 o f this paper
Reviewing and identifying the competencies
The 15 competencies were identified by the sponsors o f the research and
therefore closely track the competencies currently used in the Canadian federal public
service The competencies including teamwork problem solving ability to learn
communication skills vision interpersonal entrepreneurial initiative stamina ethics
organizational and negotiationconsultengage are identified as part o f the Public Service
Commissionrsquos competencies for public service managers In addition businesstechnical
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
67
knowledge cosmopolitanworld view and teaching were added to be consistent with the
literature
Phase 3 Administering the Survey
Mail-in Leaders Survey
The survey was sent by mail to all leaders in the survey pool in
September 1999 to maximize the response rate by avoiding both the summer holiday
season and any fiscal year-end considerations Included in the package was a letter
describing the study the questionnaire and the response envelope Respondents were
reminded to complete the survey 21 days after the initial mail-out Once a 12-15
response rate had been achieved and a minimum o f 4 weeks had elapsed the results were
tabulated for analysis The sample o f public sector leaders for the purposes o f this study
included 227 individuals (=227) The sample o f private sector leaders for the purpose o f
this study included 121 individuals (=121) (Watson 2000)
Telephone Survey of a Random Sample of the General Population
The telephone survey o f the general population with respect to question 2 was
embedded in an existing Rethinking Government survey with a sample population o f
1503 (laquo=1503) This survey w as administered by Ekos Research Association
The results o f this national random sample o f Canadians over the age o f 16
were gathered between July 15 and July 30 1999 The time lag between the mail-in
survey and the telephone survey is not deemed to be significant as there were no
outstanding short-term econom ic or political events during the period that would have
influenced perceptions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
68
Phase 4 Analyzing the Results
In analyang the results the Statistical Program for Social Sciences (SPSS)
was used The results were tabulated with the data analyzed to respond to the research
questions
Public Sector Leadersrsquo Analysis
The focus o f the analysis was to determine if am ong the sample population
there has been a shift in perception as to the required leadership competencies The
comparison o f the leadersrsquo perceptions o f the required skills for leaders 20 years ago and
their perceptions o f the required skills for leaders in the 21ldquo century provides some basis
to evaluate w hether training and development needs o f potential leaders should be altered
as a result o f the changing requirements This analysis was completed by comparing
responses and adjusting statistically for the variance in the responses
f-tests for dependent paired means were applied for within group comparisons
as the actual population variance is unknown Tw o-tailed probabilities are reported as the
direction o f the differences could not be predicted from the research base for every
competency
In com paring shifts in competency ratings only cases where a rating was
provided for both 20 years ago and the 21ldquo century w ere included in the analysis To
compute a mean within one time epoch all ratings are included In the paired -test that is
applied to determine the significance o f changes betw een tim e epochs only where ratings
are provided for both time epochs are they included in com puting a change One effect o f
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
69
paired ratings can be that means computed for each time epoch separately may not match
exactly means that are based on paired ratings For example if a respondent rates a
competency as im portant in the past that rating is included in computing the mean for the
past When com puting the mean difference over time that rating would be excluded if
the respondent did not also provide a rating for that competency in the future Because
some ratings that contribute to the mean in one time epoch may not be included in the
computation o f the shift in a competency rating means may differ when the data contain
missing cases
The 95 confidence level was adopted as the cut-off for significance
reflecting research and publication standards (Coldeway 1989) When probabilities were
slightly above 05 but less than 10 differences were described as approaching
significance
Although there is some hesitation in applying inferential statistics such as t to
ordinal scale data it is a commonly used approach for Likert data as responses are
generally normally distributed and results are considered relevant for discussions o f
general trends (Arnold et al 1967 Edwards 1957)
External Drivers Analysis
To support the premise that changes in perceived competency requirements
are related to external drivers the leaders ratings o f the importance o f each o f the four
drivers was analyzed Respondents were asked to rate the importance o f each external
driver on a scale o f 1 -7 from low to high importance
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
70
In testing for significance the researcher chose a two-tailed -test applied on
the differences betw een dependent means o f the external driver ratings This test was
chosen based on one group o f subjects with a repeated measure and not more than two
observations per subject (Coldeway 1989)
Comparison of Results Between the Public Sector Leadersrsquo Survey and the General Public
The results obtained from the public sector leadersrsquo survey (survey question 2)
were compared with results obtained for the same survey question from the General
Public population survey identifying any similarities and reviewing any differences This
analysis is important in testing how broadly the future competencies are acknowledged
In addition this allows a comparison o f individual versus organizational perspectives
j-tests w ere applied on comparisons o f means between groups r-tests are
commonly used when population variance is known and -tests when population variance
is unknown However -tests for differences even for independent means are based on
the assumption that sample variances are equal even though they are unknown In this
case the variance o f the general population and leadersrsquo samples could not be assumed to
be equal because the leaders by virtue o f their position would be likely to differ in at
least demographic variables such as age or education A modified r formula does not
require the equal sample variance assumption and was therefore considered to be the
more appropriate statistic in addition the large sample size supports the application o f
the z formula because convergence with population variance increases with sample size
(Hogg amp Tanis 1993)
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71
Comparison o f Results Between the Public Sector and the Private Sector Leaders Survey
The shifts in perceptions o f the required competencies for leaders in the
21 century as measured by the survey o f the public sector were compared to the shifts in
perceptions as measured by the analysis o f the private sec to r survey
This analysis is particularly useful in determining if there is a convergence o f
perceptions by both public sector and private sector leaders as to the importance o f
leadership competencies for the 21 century To the extent that both sectors are seeking to
cross fertilize their leadership personnel the extent to which both sectors share a
common perception o f the future com petencies facilitates that transfer o f personnel
Ranking W ithin groups
The ratings for the com petencies were ranked to establish an order o f level o f
importance Mean rankings were tested for significance to determine if any com petencies
are o f higher importance This was applied for each leaders group and the general
population
To determine if any com petencies were perceived as being m ore im portant
than others the mean ratings for each competency were ranked in descending order
Confidence interval comparisons w ere used to determine i f the ranked mean for one
com petency rating differs significantly from the ranked m ean for another com petency If
the confidence intervals for two com petencies overlap it cannot be inferred that the ir
m eans differ significantly Therefore only when the confidence intervals do not overlap
can ranked means be described as significantly higher or low er than another
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72
Ranking Between groups
The order in w hich the competencies were ranked was com pared across
groups to determine if both leaders groups rated sim ilar sets o f competencies as m ore
im portant than other competencies The general populations rankings w ere com pared to
the public and private sector leaders to identify organizational versus individual
perspective differences
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CHAPTER 4
RESL^LTS
Introduction
The ratings by public sector leaders o f leadership competencies were used to
determine if there is a difference between perceived importance 20 years ago and in the
21 century The hypothesis that a shift would be due to a set o f external drivers was
tested by public sector leaders rating the importance o f each driver To support the
validity o f considering public sector leaders as subject m atter experts differences
between organizational perceptions those o f the leaders and individual perceptions
those o f a sample o f the general population were compared Tw o additional analyses
combine data from the two research studies public sector leaders and private sector
leaders One addresses the size o f shift in requirements over time Will the changes be
larger for one sector than anotherrsquo The other analysis compares the top ranked
competencies across groups Is there a difference in what public and private leaders
consider the most im portant competencies and do they differ from what individuals in the
general population perceive
j
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74
Shift 20 Years Ago to 21ldquo Century
Q uestion 1 Has there been a shift in public sector leadersrsquo perception as to
the leadership com petencies required in the past as compared to the leadership
competencies required for the 21ldquo century
It w as hypothesized that the ratings o f leadership competencies required will
differ from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
Q uestion la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Q uestion Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 ldquo centuryrsquo
The im portance o f each competency was rated by public sector leaders
20 years ago and in the 21ldquo century
The variability o f responses is greater for the ratings o f competencies in the
past as com pared to the future For the ratings o f the 21ldquo century there is less variability
especially am ong the top-rated competencies demonstrating a strong consensus o f views
In examining Table 13 it is apparent that the relative ordering o f importance
for some com petencies has changed from the past as compared to the future For
example 20 years ago cosmopolitanworld view had the lowest mean at 3 493 whereas
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75
Table 13 M eans and Standard Deviations o f the Ratings by Public Sector Leaders o f Leadership Competency Requirements 20 Years Ago and in the 21ldquo Century
Competency 20 Years Ago Competency 21ldquo Century
Initiative 5486 (1199) Vision 6419 (807)
Problem Solving 5450 (1143) Communication 6379 (702)
Organizational 5390 (1188) Teamwork 6242 (740)
BusinessTechnical 5344 (1306) CosmoW orld View 6185 (863)
Stamina 5256 (1227) Ability to Leam 6159 (854)
Ethics 5158 (1381) Ethics 6128 (1007)
Communication 4789(1272) Problem Solving 6009 (882)
Vision 4586 (1391) Initiative 5969 (840)
Interpersonal 4574 (1374) Interpersonal 5925 (972)
Entrepreneurial 4561 (1546) Negotiation 5797 (947)
Negotiation 4516 (1237) Entrepreneurial 5661 (1028)
Ability to Leam 4491 (1291) Stamina 5619 (1065)
T eamwork 3897(1440) Teaching 5489 (1036)
T eaching 3857 (1318) Organizational 4991 (1244)
Cosmopolitan 3493 (1345) BusinessT echnical 4867(1 211)
World View
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76
in the 21 century respondents gave a mean response o f 6185 With respect to
businesstechnical knowledge 20 years ago the mean response o f 5344 was among the
top five mean scores whereas for the 21 century this competency received the lowest
mean score
-tests two-tailed were used to compare rating means for past and future
requirements Results are presented in Table 14 Differences were significant for all
competencies with ratings higher for the 21 century than for the past across all
competencies except for businesstechnical knowledge and organizational skills where
21 -century ratings were lower
External Driver Influence on Competency Requirements
Q uestion 2 If there is a shift in perceptions are the external drivers-
globalization technology downsizing and diversity-related to that shiftlsquod
It was hypothesized that leaders will rate the external drivers as influencing
leadership com petency requirements
It has been previously suggested that the external drivers used in this research
are influencing the need for leadership competencies To support this relationship public
sector leaders were asked to rate the importance o f each external driver on the 1-7 point
scale Responses were described at high moderate or low points on the scale and
percentages calculated for each driver at each descriptor -tests two-tailed were applied
to the means Data are presented in Table 15
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77
Table 14 Significance o f Shift Degrees o f Freedom Values and Probabilities o f the Ratings by Public Sector Leaders o f Past and Future Leadership Competency
Requirements
Competency J f
CosmopolitanAVorld View 222 26782 p lt 000
Team work 223 21375 p lt 000
Vision 221 17946 p lt 000
Ability to Leam 222 16577 p lt 000
Communication 222 16531 p lt 000
Teaching 220 15103 p lt 000
Negotiation 222 12434 p lt 000
Interpersonal 222 12056 p lt 000
Ethics 221 9834 p lt 000
Entrepreneurial 222 9743 p lt 000
Problem Solving 221 5 751 p lt 000
Initiative 221 5424 p lt 000
Stamina 222 3165 p lt 002
Organizational 221 -3397 p lt 001
BusinessT echnical 222 -3777 p lt 002
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78
Table 15 Means Standard Deviations and Percentages o f the Ratings by Public Sector Leaders o f the Influence o f External Drivers on Leadership Competency Requirem ents
for the 21ldquo Century
External Driver Ratings High M oderate Low
Globalization 5911 (1014) 86 10 1
Technology 5964 (1024) 90 7 3
Diversity 4920(1386) 65 19 15
Downsizing 4200(1323) 39 32 28
Comparison o f mean ratings indicates that globalization and technology are
considered equally important Globalization and technology are considered to have more
influence than diversity t (224) = 9 303 (p lt 000) t (223) = 9222 (jj lt 000) and than
downsizing i (224) = 15500 p lt 000) t (223) = 17060 p lt 000) Diversity is
considered to have more influence than downsizing t (224) = 6324 p lt 000)
The ranking o f the drivers is significant in that some are considered more
important than others however it should be noted that almost 40 o f the sample
considered even the lowest rated driver downsizing to have a high influence and 71
considered it to have at least a moderate influence
Leader and General Population Perspectives
Question 3 Is there a divergence o r convergence o f views between leaders in
the public sector and the general public as to the required leadership com petencies in the
21 ldquo centuryrsquo
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79
It w as hypothesized that leaders ratings o f leadership competencies required
for the 2T centurs will differ when compared to the general publicrsquos ratings o f leadership
competencies required for the 21rdquo century
Because the external driversrsquo impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflecting an organizational perspective rather than that o f an individual
Individuals may experience the external drivers as more general influences without
consideration o f specific strategic objectives values or work while leaders may
experience them specifically as they affect their organizationrsquos objectives values and
work An individual may rate the importance o f leadership competencies from the point
o f view o f what they personally would need to focus on to take a leadership role whereas
an organizational perspective would frame a response in terms o f the needs o f the
organization itself
To determine if there were differences in the perceptions o f the general
population and public sector leaders r-tests (as described previously) on the independent
sample means w ere calculated Results are presented in Table 16
W hile it is important to note that a direct comparison betw een the rankings o f
competencies betw een the leaders and the general population is somewhat constrained
given the fact that four o f the competencies (businesstechnical knowledge interpersonal
teamwork and vision) rated by the leaders w ere not ranked by the general populations it
is nonetheless possible to make some general observations with respect to the
comparisons betw een the two groups The general population rated a number o f
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80
Table 16 Means and Standard Deviations o f the Ratings by Public Sector Leaders and the General Population o f Leadership Competency Requirements for the 21ldquo Century
Competency Public Sector General DifferenceLeaders Population
Problem Solving 6009 (882) 6290 (948) -0281
Ability to Leam 6159 (854) 6364 (695) -0205
Communication 6379 (702) 6318 (913) 0061
Initiative 5969 (840) 6170 (991) -0201
Entrepreneurial 5661 (1028) 5694(1170) -0033
Teaching 5489 (1036) 5672 (1239) -0183
Stamina 5619 (1065) 5668 (1197) -0049
Ethics 6128 (1007) 6262(1106) -0134
Organizational 4991 (1244) 5998 (1094) -1007
Negotiation 5797 (1947) 6106 (1022) -0309
CosmopolitanAVorld View 6185 (1863) 5668 (1283) 0517
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81
competencies as more important for the 21ldquo century than did public sector leaders O f
these the following were statistically significant problem solving r = -4795 p lt 000)
ability to leam z = -3595 p lt 000) initiative r = -3597 p lt 000) teaching z = -2646
ip lt 008) ethics z = -2008 p lt 044) organizational skills z = -12171 p lt 000) and
negotiating z = -4905 p lt 000)
Public sector leaders rated cosm opolitanworld view at a significantly higher
rate than did the general population z = 9028 p lt 000)
In reporting these results it is im portant to note that significance is achieved
even when actual mean differences are small This results from the high degree o f
consensus am ong the raters regarding the im portance o f each competency for each epoch
Combined Data Public and Private Sector Leaders and General Population Diflerences
This section o f the results combines findings from the public sector leaders
group and the private sector leaders group (W atson 2000) It has been established for
both groups that there is a shift in the perception o f leadership competency requirements
between the past and the 21ldquo century It has been supported that this shift is a function to
some extent o f the set o f external drivers defined for this study Additional analysis
indicates that each group o f leaders differs from the general population in their
perspective o f how important each competency will be in the future
Comparisons o f ratings by public and private sector leaders are reported to
address two issues First is there a difference in the size o r degree o f shift between these
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82
groups o f leaders that is is there a bigger change for leaders in one sector o r the other
Second is there a difference in which o f the leadership competencies is perceived as the
most important and does that differ from the perspective o f the general population
Degree of Shift
Question -fa Is there a consensus o f views between leaders in the public
sector and those in the private sector as to the size o f the shift between 20 years ago and
in the 21 century
It was hypothesized that the public sec to rs size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Data are presented in Table 17 r-tests (as described previously in chapter 3)
on the differences in the mean differences indicated significantly different size shifts
Public sector leaders demonstrated a larger shift in leadership requirements
than did private sector leaders on vision r - 2488 ip lt 016) entrepreneurial skills
r = 2305 ip lt 022) and approached significance for negotiating r = 1898 ip lt 056)
Public sector leaders indicated that the difference in the requirements for these
competencies will increase more so than in the private sector
Ranking of Competencies Within Groups
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
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83
Table 17 M ean Differences and Standard Deviations o f the Shift in Ratings by Public Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements
Competency Public Sector Leaders Shift
Private Sector Leaders Shift
Difference
T eamwork 2348 (1644) 2133 (1608) 0215
Problem Solving 0559(1447) 0567(1488) -0008
Ability to Leam 1677 (1511) 1639(1454) 0038
Communication 1596(1442) 1558 (1500) 0038
Vision 1829(1510) 1364(1718) 0465
Interpersonal 1345 (1886) 1479(1641) -0134
Initiative 0482 (1324) 0525 (1270) -0043
Entrepreneurial 1103 (1691) 0678 (1603) 0425
Teaching 1629(1803) 1521 (1473) 0108
Stamina 0372(1745) 0331 (1422) 0041
Ethics 0 959(1484) 0802(1 430) 0157
Organizational -0392(1719) -0227(1475) -0165
BusinessTechnical -0471 (1882) -0142(1502) -0329
Negotiation 1291 (1551) 0975 (1429) 0316
Cosmopolitan 2691 (1500) 2669(1575) 0022
World View
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84
It was hypothesized that each group will perceive som e leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Public sector leaders
To determine if the ratings by public sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table IS
Organizational skills and businesstechnical knowledge indicate lower ratings for
importance than the other competencies p lt 05)
Private sector leaders
To determine if the ratings by private sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table 19
(W atson 2000) Private sector leaders rated a number o f com petencies significantly
higher than others These include vision cosmopolitanworld view ability to learn
communication teamwork and initiative p lt 05)
General population
To determine if the ratings by the general population o f leadership
competencies required in the 21 rdquo century differed in terms o f importance the ratings were
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85
Table 18 Public Sector Leaders Ranking o f Leadership Competency Requirements byMean Ratines With Standard Deviations and Confidence Intervals
Com petency Rank Rating Confidence Interval Lower U pper
Vision 1 6419 (807) 6313 6524
Communication 2 6379 (702) 6288 6470
Team work 3 6242 (740) 6146 6 339
Cosm opolitanW orld View 4 6185 (863) 6073 6297
Ability to Learn 5 6 159 (854) 6048 6271
Ethics 6 6 128 (1007) 5997 6259
Problem Solving 7 6009 (882) 5894 6124
Initiative 8 5969 (840) 5880 6079
Interpersonal 9 5925 (972) 5799 6052
N egotiation 10 5797 (947) 5674 5921
Entrepreneurial 11 5661 (1028) 5527 5795
Stamina 12 5 6 1 9 (1 0 6 5 ) 5481 5758
Teaching 13 5489 (1036) 5354 5624
Organizational 14 4991 (1244) 4829 5153
BusinessT echnical 15 4 8 6 7 (1 2 1 1 ) 4709 5025
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86
Table 19 Private Sector Leadersrsquo Ranking of Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower Upper
Vision 1 6446 (866) 6292 6601
CosmopolitanW orld View 2 6372 (743) 6239 6504
Ability to Learn 3 6248 (849) 6097 6399
Communication 4 6231 (883) 6074 6369
Teamwork 5 6182 (876) 6026 6338
Initiative 6 6116 (829) 5968 6263
Ethics 7 6041 (970) 5869 6214
Problem Solving 8 5982 (946) 5822 6161
Entrepreneurial 9 5843 (885) 5685 6001
Interpersonal 10 5842 ( 944) 5673 6011
Negotiation 11 5835 (916) 5671 5998
Stamina 12 5760(1017) 5579 5941
Teaching 13 5496 (1034) 5312 5680
BusinessT echnical 14 5225 (1104) 5028 5422
Organizational 15 5000 (1174) 4790 5210
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87
ranked and compared using a 95 confidence internal D ata are presented in Table 20
Results indicate that ability to learn communication problem solving ethics initiative
and negotiation were rated as the most important (p lt 05) Organizational skills
entrepreneurial skills teaching stamina and cosmopolitanworld view were rated as less
important p lt 05) The 95 confidence interval was adopted as the cut-off for
significance reflecting research and publication standards
Ranking of Competencies Between Groups
Means associated with the rankings were com pared across groups using a 95
confidence interval Data are presented in Table 21 Public sector and private sector
leaders ranked the competencies similarly Vision communication teamwork
cosmopolitanworld view and ethics were common to both groups as higher rated
competencies Private sector leaders ranked businesstechnical knowledge higher than
did public sector leaders (p lt 05) The competencies rated the highest by the general
population differed from those o f both groups o f leaders ip lt 05) The general
population rated problem solving as more important than did both groups o f leaders and
rated ability to learn higher than did the public sector leaders ip lt 05)
Sum m ary of Results
Public sector leaders perceived a shift in importance o f most leadership
competencies from 20 years ago to the 21 century however they rated
businesstechnical knowledge and organizational as decreasing in importance
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88
Table 20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower U pper
Ability to Learn 1 6 364 (895) 6318 6409
Communication 2 6318 (913) 6272 6365
Problem Solving 3 6290 (948) 6242 6338
Ethics 4 6 262(1 105) 6206 6318
Initiative 5 6 1 7 0 ( 991) 6120 6220
Negotiation 6 6 106(1 022) 6054 6157
Organizational 7 5 998 (1094) 5943 6053
Entrepreneurial 8 5694 (1170) 5635 5754
Teaching 9 5 672(1 238) 5609 5734
Stamina 10 5669 (1197) 5608 5730
Cosmopolitan 11 5668 (1263) 5604 5732
W orld View
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89
Table 21 Ranking o f Leadership Competency Requirements
Rank
Com petency Public Sector Private Sector General
Vision 1 1 na
Communication 2 4 2
Team w ork 3 5 na
CosmopolitanAVorid View 4 2 11
Ability to Leam 5 3 1
Ethics 6 7 4
Problem Solving 7 8 3
Initiative 8 6 5
Interpersonal 9 10 na
Negotiation 10 11 6
Entrepreneurial 11 9 8
Stam ina 12 12 10
Teaching 13 13 9
O rganizational Skills 14 15 7
BusinessT echnical 15 14 na
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90
They rated all external drivers as having influence on the competencies
especially globalization and technology
Public sector leaders rated problem solving ability to leam initiative
teaching ethics and organizational skills lower than the general population and a similar
effect for negotiating approached significance Public sector leaders rated
cosmopolitanworld view as more important than did the general population This may
reflect the differences in organizational versus individual experiences o f the impact o f the
external drivers
Public sector leaders differed from private sector leaders in that they rated
larger shifts in importance for vision entrepreneurial skills and negotiating
Both public and private sector leaders identified the same top five ranked
competencies including vision communication teamwork cosmopolitanworld view
and ability to leam The general population ranked ability to leam as the most important
competency (within a smaller group o f 11 competencies)
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CHAPTER 5
SLHVIMARY CONCLUSIONS AND RECOM M ENDATIONS
This chapter contains a summary overview including a brief review o f the
purpose conclusions and recommendations for further study
Summary
As previously established in chapter 2 the pace o f change in the 21 century is
most evident when considered in the context o f the effects o f globalization technology
diversity and downsizing These external drivers individually as well as in combination
will affect the way in which we think about leadership requirements for the future
Leaders perceptions as to the trend toward particular leadership competencies required
for future leadership will be important input into training and development opportunities
for current managers
In this context the purpose o f this study w as to identify whether public sector
leaders perceive a shift in the required leadership competencies for the 21 century The
hypothesis that the shift would be perceived to be related to a set o f external drivers was
then tested by private sector leaders rating their perception o f the influence o f each
external driver on leadership competency requirements To support the validity that
public sector leaders are subject m atter experts differences between organizational
91
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92
perspective and the individual perspective are then compared Two additional analyses
combine data from the tw o research studies public sector leaders and private sector
leaders using data from a similar study (W atson 2000) Using these com bined data the
size o f shift in leadership requirements over time was compared between the tw o sectors
The other analysis com pared top-ranked competencies across groups specifically public
sector leaders private sector leaders and the general public
Finding 1
As described in chapter 4 public sector leaders perceive that the following
leadership com petencies will be more im portant in the 21ldquo century team w ork problem
solving ability to leam communication vision interpersonal initiative entrepreneurial
teaching stamina ethics negotiation and cosmopolitanworld view At the same time
public sector leaders perceive that both organizational and businesstechnical
competencies will be less important for leaders in the 21ldquo century than 20 years ago
Finding 2
Respondents identified both globalization and technology as im portant
environmental factors which are driving the requirem ents for leadership com petencies
into the 21ldquo century While there was more divergence o f perceptions the respondents
further identified both diversity and downsizing as having an impact on the com petencies
for 21 ldquo-century public sector leaders
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
93
Finding 3
Because the external drivers impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflective o f an organizational perspective rather than that o f an individual The
public sector leaders rated cosmopolitanworld view higher than did the general public
The general public rated problem solving ability to leam initiative teaching ethics
organizational skills and negotiating higher than public sector leaders
F inding 4
In comparing public sector leaders and private sector leaders the variation in
perception is m easured by the size or degree o f shifts between these tw o groups o f
leaders As noted in chapter 4 public sector leaders demonstrated a larger shift in
leadership requirem ents for vision and entrepreneurial skills than did private sector
leaders
Both public and private sector leaders ranked the competencies similarly with
the exception that public sector leaders ranked businesstechnical knowledge somewhat
less than private sector leaders The general public rated problem solving as more
important than both groups o f leaders and rated ability to leam higher than did the public
sector leaders
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future Very simply
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94
this study dem onstrated that public sector leaders acknowledged that future leadership
competencies will be different than they were in the past Adding to this simple finding is
that another researcher (W atson 2000) has found that private sector leaders in general
acknowledge a similar shift in leadership competencies for the future A key question is
Why Both groups experience the external drivers firsthand in the daily operation o f
their organization At the same time both groups o f leaders operate within different
organizational structures and have recognizably different organizational values In the
past there was general though unspoken acceptance that notwithstanding similar
external drivers public and private sectors required very different leaders The results o f
this study would indicate that a shared understanding o f the leadership competencies
which will be needed in the future is being developed By understanding the external
drivers and their influence on the 21 century the convergence on particular leadership
competencies can be better understood
AS established previously the 21 century is characterized by the
interdependence o f the external drivers including globalization technology diversity and
downsizing The speed o f technology has facilitated increased globalization in the same
way that diversity is demanded to address complex global issues The complex
interdependence o f the external drivers has created an environment in which the increased
speed o f change is not only accepted but assumed The findings in this study confirm that
the external drivers o f globalization and technology are perceived by public sector leaders
as pervasive influences in their vision o f the future Diversity and downsizing have a
somewhat lesser yet still important influence in modelling the future for leaders
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
95
W hat is notable in the 21ldquo century is leadersrsquo consensus w ith respect to the
perception that the external drivers including globalization technology diversity and
downsizing will have in shaping future leadership requirements For the public sector
the convergence o f required leadership competencies among sectors both public and
private is an im portant consideration given the urgent need to recruit and retain
leadership candidates at the federal level
The discussion o f the findings o f this study is facilitated by grouping the
15 competencies in this study into the five clusters as described in Table 22 Each cluster
is discussed individually
Table 22 Leadership Competencies Grouped in Clusters
Cluster Competencies
Future VisionCosmopolitan World V iew
Relational T eamworkCommunicationInterpersonalTeachingNegotiation
Intellectual Ability to LeamProblem Solving
Personal EthicsInitiativeStamina
Managerial EntrepreneurialOrganizationalBusiness Technical
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
96
In considering the top five ranked future leadership competencies for the
public sector leaders-vision communication teamwork cosmopolitanworld view and
ability to leam -a compelling story can be told about future leadership and the trend
toward future and relational clusters o f competencies for leaders It is a story that can be
explained in large part by understanding the interaction that the external environmental
drivers have had on shaping leaders perception o f the future This is particularly evident
when the various clusters o f com petencies and their ranking in the 2 T lsquo century are
considered
Future Competencies
Public sector leaders ranked vision and cosmopolitanworld view as among
the most im portant competencies Furthermore the public sector leaders demonstrated a
larger shift in vision leadership requirements than did private sector leaders Finally
there was a convergence o f perceptions between the public sector leaders and private
sector leaders who ranked vision and cosmopolitanworld view as the most important
At the same time the general public ranked cosmopolitanworld view last
among their 11 rated competencies
Relating these results to the external drivers is useful Globalization and
technology are causing the velocity o f change to increase exponentially Current public
sector leadersrsquo perception that the importance o f future-related competencies such as
vision cannot be surprising in this environment The need for a diversity o f ideas
perceptions and biases in order to solve tom orrow rsquos challenges is to some extent
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
97
captured by the dem onstrated preference o f public sector leaders for a leadership
competency called cosmopolitan world view It is worth noting that while this term has
not been formally defined the term has sufficient significance to elicit a consensus among
public sector leaders that future leaders need to have this competency
The fact that public sector leaders rated cosmopolitanworld view higher than
did the general public and that the general public ranked this competency last is
consistent with the theory that the external drivers may have a different effect depending
on whether the individual is considering the external driver from an organizational versus
an individual perspective The ranking comparisons between the three groups starkly
demonstrate a difference in perspective from top-ranked competency among the leader
groups to last among the general public It is quite possible that globalization and
diversity have not influenced the individualrsquos perspective o f future leadership to the same
extent that they have organizations Which is not to say that the external drivers have not
influenced the individual perspective they have but with differing results The
individual perspective for future leadership competencies follows a trend toward personal
and intellectual clusters competencies Individuals may be very interested in how the
external drivers influence their place o f work but take an individual perspective when
asked about future leadership competencies
The results o f this study would at a minimum confirm that from an
organizational perspective the trend toward cosmopolitan competencies is more evident
This result is similar in the private sector leadersrsquo analysis which provides more evidence
from an organizational perspective regarding the emerging importance o f cosmopolitan
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98
world view Adding to this finding was the lower ranking by the general public for
cosmopolitanworld view While both public and private sector leaders ranked this future
competency near the top the general public indicated their quite different perception by
ranking it near the bottom
In seeking to understand why there was such a break between the
organizational and the individual perspectives on this competency it may be useful to
examine the environment beyond the four external drivers The public debate regarding
pay equity employment quotas and affirmative action plans have all been part o f the
corporate debate for some time This in a sense has positioned organizations to be
prepared for the speed with which organizations have had to cope with global change
global markets and global custom ers The diversity that legislation in many cases
encouraged organizations to seek beyond their normal scope in fact positioned them for
the demands o f the 21 century
bullAnother trend which is evident in examining the future competencies
identified by the public sector leaders is the similarities with the perceptions and rankings
o f the private sector leaders In a world where external drivers such as technology both
its development and transfer and downsizing are compelling organizations to form
partnerships trade information and personnel the finding that both public sector and
private sector leaders have very similar perceptions with respect to future leadership
competencies provides for significant opportunities between the tw o sectors The
convergence despite different organizational values and objectives creates potential for
increased exchange opportunities as well as shared training and development
opportunities
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99
Relational Competencies
A second trend that is evident is the public sector leadersrsquo perception that in
the 21ldquo century there will be an increased reliance on the cluster o f relational
competencies for leaders In particular the ranking o f both team w ork and
communication competencies am ong the top-rated competencies is w orthy o f note
These competencies along with interpersonal teaching and negotiation were all
perceived by public sector leaders to shift towards greater im portance for future leaders
The ranking o f team work and communication was similarly ranked by private sector
leaders as among the top five future competencies
The 21ldquo century has been characterized as the relationship age
(Renesch 1992) and the perceptions o f current public sector leaders would seem to
confirm that view The ability to communicate has always been im portant But with the
increased diversity o f the workplace and the demands o f a constantly changing
work-place with new technologies and applications the capacity to envision the future
may not be sufficient Leaders must be able to communicate the vision And
communicate that vision to various teams
The concept o f team w ork as being the organizational construct o f choice in
the 21ldquo century is confirmed by the results in this study Problems in the 21ldquo century
have become more complex and multi-faceted Resolving issues in the 21ldquo century will
require multi-dimensional team s o f individuals and perhaps even organizations who come
together with a shared objective to resolve a particular problem W e are already seeing
evidence o f this in the increased partnership arrangements am ong Canadian government
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100
departments as well as in the corporate field W here organizations do not have the
existing capacity or the diversity o f experience required for a particular project they seek
it out more and more on a short-term basis N ot only are organizations as a result o f
downsizing embracing this organizational construct but as importantly workers
especially new entrants into the workforce and women are taking advantage o f
project-specific employment as a means to preserve their flexibility as well as a means to
ensure a dynamic work environment which is constantly contributing to their personal
experience base In this paradigm teamwork becomes essential Again the results o f this
study demonstrate that there is convergence between the public sector leaders and the
private sector leaders with respect to the importance o f the cluster o f relationship
competencies
Intellectual Competencies
Ability to leam was ranked by public sector leaders as among the top five
rated leadership competencies for the 21ldquo century The general population ranked this
leadership competency as their number one ranked priority with the private sector leaders
ranking ability to leam third The cluster o f intellectual competencies typically includes
both ability to leam as well as problem solving Taken together these intellectual
competencies were ranked by leaders in the top eight competencies It is noteworthy that
ability to leam ranked higher than even problem solving in the context o f the 21ldquo century
In an environment where change is commonplace and technologies are
evolving at a pace never seen before the ability to leam and adapt is essential It differs
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101
from the 1980srsquo term o f leaders as change agents which reflected the need for leaders to
convince organizations o f the need to either downsize or catch up with the latest
technology Leaders were seen to be the catalyst for change In the 21ldquo century the
salient competency has become an ability to leam The term itself is neutral in term s o f
leadership The competency ability to leam fits into a 21 ldquo-century context because it
suggests that in the 21ldquo century the changes which an organization will face will not be
predictable Instead the changes will be fast and qualitatively different from the status
quo In this environment the ability to leam and integrate will be key The convergence
o f the public sector leaders and the private sector leaders on this cluster o f com petencies
is consistent with a view o f the 21ldquo century as one o f interdependent leadership
Personal Competencies
The personal competencies including ethics initiative and
staminaresilienceself-renewal are consistently ranked in the middle tier o f the
15 competencies Both public and private sector leaders ranked the personal
competencies similarly
It is interesting that the public sector leaders ranked ethics higher than
initiative whereas the situation is reversed with respect to the private sector leaders In
part this may be understood by considering the differing values that exist in the tw o
sectors The public sector prom otes the public good and in this context it is not surprising
that the public sector would rank ethics higher than the private sector In a highly
competitive environment such as the private sector where innovation and first m overs are
prized the higher ranking o f initiate by the private sector is in part explainable
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102
Managerial Competencies
In the 21 century across both sectors there is a clear perception that the
cluster o f m anagerial competencies especially organizational skills and
businesstechnical knowledge will be less important than other competencies
Entrepreneurial skills are ranked higher by the private sector leaders which is consistent
with the organizational values o f that sector In the 21ldquo century with the perception o f
the velocity o f change the need for static skills is less important To some extent this
will represent a dramatic shift in the planning for leadership development training The
assumption in the 21ldquo century will be that the business or technical skills will be so
precise and project specific that it will be m ore efficient to buy or borrow them for the
specific project This is especially true if projects are o f short duration
Leadership Development
The results o f this study suggest that public sector leaders perceive an
important shift in the required leadership competencies for the 21ldquo century The trend is
mirrored by leaders in the private sector (W atson 2000) This information enables
current leaders to re-evaluate and modify current training and development plans in
preparation for a dynamic future environment Directionally the trend tow ards clusters
o f future com petencies and relationship competencies is clear As importantly especially
in a public sec to r dynamic the general public perceives the same future to a large extent
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103
Recommendations
The following are recommendations for further research
Recom m endation I Implement a quantitative study which would test whether
or not the convergence o f view o f Canadian public sector leaders with respect to the shift
in leadership competencies for the 21ldquo century is reflected in other countries
Recom m endation 2 Implement a quantitative study to ascertain if leaders
perceive the effects o f the external drivers as having differing impacts on the individual
leadership competencies
Recom m endation 3 Repeat the general population telephone survey to ensure
that all 15 o f the com petencies are ranked
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APPENDIX I
LEADERSHIP COMPETENCIES FOR ADMs AND SENIOR EXECUTIVES Correspondance with other organizations
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CDDOQC
gQ
DCD
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o3O
APPENDIX 1 LEADERSHIP C O M P E T E N C IE S FOR ADMs AND SENIOR EXECUTIVESCorrespondence with oilier organizations
Table 23 CORRESPONDENCE WITH BEST PRACTICES IN EXECUTIVE SELECTION
8D( O 3
i3CD
nc33 CD
CDDOQCaO3
DO
CDQ
DCD
()()
ConipctciicicsBank Instiraitcc Manttfacturiitg Technology Trans-
ponaiiottTraining
CentreProvGovt
ForeignGovts
CIBC B of M Royal Sun Life G E GM Xerox Nortel CN ENAP Oitl US(OPM)
NZ
1 C ogiiilivc C apacity
2 C reativ ity
V V isioning
4 A ction M anagcincn t 1
3 O rg an i^ tio n a l A w areness
6 T eam w ork
7 Irsquoa tlncring
N Interpersonal R ela tions
9 C om m u n ica tio n
1(1 S tam inaS ttc ss R esistance
11 lith ies and V alues
12 Personality
IV B ehavioural Flexibility
14 Self-C onfidence
OLA
APPENDIX 2
LEA D ERSH IP CO M PETEN CIES FOR ADMs AND SEN IO R EXECUTIVES
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107
Public Servce Commission Commission de la fonction pJblique j of Canada du Canada
Leadership Competencies for ADMs and Senior Executives
The Public Service C om m ission and Deputy M inisters recognize there are a certain number o f com petencies required to ensure an individualrsquos success at senior m anagem ent levels These com petencies form the basis o f a standard o f leadership behaviour that can be consistently applied across the executive com m unity
Assistant Deputy M inisters are champions o f the Canadian Public Service In the m idst o f change and am biguity they elicit com m itm ent and enthusiasm for the Public Service vision o f the future ADM s develop and carry out government policies that are in the best interests o f the public They plan strategies to help move toward the vision com m itting to action and achieving their goals in the most efficient and effective manner W orking w ith o ther ADMs they jo in forces in the interest o f serving the public good ADMs build partnerships w ith other organizations to better meet the objectives o f all partners and in the interest o f better serving the public
Intellectual Competencies
Cognitive Capacity
ADM s possess the cognitive capacity to understand and respond strategically to the com plexities inherent in public service The cognitive capacity o f the ADM allow s him or her to understand com plex and divergent issues and to interpret key messages and trends They recognize how these relate to their organization and develop policies that are acceptable from m ultip le points o f view W hile focusing on their u ltim ate goal o f the public good they recognize that a m ultip licity o f different facets must work together to achieve that goal ADMs use their cognitive capacity to protect the public interest they create order out o f chaos and develop long-term and short-term strategies that w ill prevent as well as solve problem s
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108
Creativity
ADM s respond to challenges w ith innovative solutions and policies They demonstrate a w illingness to question conventional m eans o f serving the public They may use intuition non-linear thinking fresh perspectives and inform ation from non-traditional fields to generate new and im aginative ways to succeed They will often address several objectives sim ultaneously solving m ultip le problem s at once To prepare for future challenges A D M s enhance their creativity by continuous learning
Future Building Competency
Visioning
ADMs cham pion the vision o f the Public Service They describe the future o f service to the public in com pelling terms prom oting enthusiasm and com m itm ent in others The leaders com m itm ent to the vision sends a message to others that change is a positive endeavour thus creating an atmosphere that generates new ideas They explain how the vision incorporates the Public Service culture and values and how it responds to external factors at the local national and international level This includes opportunities for partnerships w orldw ide com petition and com m unity involvem ent A D M s foresee potential roadblocks to success and take action to avoid or overcom e them
Management Competencies
Action Management
ADM s are action-oriented individuals w ho anticipate the short- and long-term consequences o f the ir strategies They consider strategies as they relate to their own organization the Public Service as a w hole and the com m on good T heir efficiency in carrying out policies ensures the public is properly served They develop backup strategies to deal w ith potential negative outcom es As A D M s deal w ith serious tim e-sensitive issues and may have to m anage a num ber o f crises sim ultaneously they remain focused in the face o f m ultiple distractions They know that m ost decisions must be taken before all the facts are available and are at ease w ith am biguity and risk in this regard They have the courage to propose courses o f action that others may hesitate to suggest These sk ills enable ADM s to m ake things happen and get th ings done they are known for their ab ility to accomplish objectives
Organizational Awareness
ADM s understand the inner workings o f the governm ent the Public Service and their own organizations in term s o f structure processes and key players They actively develop this awareness in order to effectively position them selves to achieve strategic
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109
objectives This requires acute sensitiv ity to the relationships betw een key players in the organization in addition to both acknow ledged and private agendas ADMs actively seek out opportunities to keep the ir organizational awareness comprehensive and current O rganizational awareness allow s one to set the stage w hen m aking strategic decisions^ in both the short- and long-term This com petency must be actively m aintained by the individual using good judgem ent about the relationships that influence the organization A D M s use this com petency to steer decision-m aking in the d irection that w ill m ost effectively serve the public interest Learning from experience A D M s develop the w isdom to know when to cut their losses o r when to pursue an issue more aggressively O rganizational awareness com es from a range o f sources from intuitive perception to factual data
Teamwork
ADMs are aware that service to the public com pels them to contribute actively and fu lly to team projects by working w ith o ther A D M s and colleagues collaboratively as opposed to com petitively which includes working tow ards consensual solutions that enhance the output o f the team A D M s so lic it and provide inform ation that could affect the planning or the decision-m aking process by dem onstrating a genuine interest in receiving inform ation from others and encouraging others to offer their ideas or opinions A D M s negotiate m utually acceptable so lu tions by trying to understand the positions thoughts concerns and feelings o f others ADM s assure all parties that fair solutions and better options will be identified A D M s develop and m ain tain sm ooth cooperative w orking relationships by showing consideration concern and respect for others They recognize that a diversity o f experience and knowledge can only enhance the quality o f the team s work They are sym pathetic to and tolerant o f differing needs and view points w hile m eeting com m on goals
Partnering
A D M s w ork w ith partners to create the policies that support integrated service delivery and elim inate red tape and bureaucracy in the interest o f the public good ADM s develop a com m unity o f shared interests w ith diverse levels o f governm ent interest groups and the non-profit and private sectors Partners use their diversity o f experience and know ledge to make the best decisions Partners share com m on goals solve com m on problem s and work hand in hand for the com m on good not on ly o f each partner but o f the C anadian public A n essential feature o f this com m unity is that it functions on the basis o f shared power and responsibility T his allows m em bers to avoid waste inefficiency and duplication o f effort w h ile retaining the iden tity o f their own organization This allow s them to serve the country to the best o f their abilities both individually and collectively Fundam ental to successful partnering are com m itm ent trust and the open com m unication tha t helps to articulate and align the objectives and expectations o f all members Partnering is an expression o f team w ork outside onersquos organization It requires the same sp irit o f collaboration and diplom acy however e lic iting the cooperation o f external partners may require even keener collaborative skills
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no
Relationship Competencies
Interpersonal Relations
ADM s interact effectively w ith public and private sector individuals in order to advance the work o f the Public Service T heir interactions are based on respect and an appreciation that people w ith varying backgrounds and view points enrich the organizational environm ent Their negotiating skills a llow them to m aintain relationships and produce w in-w in results Through persuasion and assertiveness they gain support for ideas and in itiatives influence peers and superiors and effectively represent their organization s interests to other groups A D M s have the ab ility to deal w ith difficult and com plex interpersonal situations and to take firm control in order to actualize the agenda or to protect the public interest For an ADM interpersonal skills are a means o f achieving im portant management objectives
Communication
ADM s com m unicate in a com pelling and articulate m anner that instills com m itm ent They adapt their com m unication to ensure tha t different audiences understand key messages They use a variety o f com m unications vehicles to foster open com m unication w ith in their own organization and across the Public Service ADM s effectively represent the Public Service as a protector o f the com m on good to special interest groups clients and the media They also appreciate the importance o f being a good listener providing opportunities for others to have input listening for underlying nuances and m essages and conveying an understanding o f the key points being com m unicated
Personal Competencies
StaminaStress Resistance
A D M s must sustain high energy levels to greet the ongoing challenge o f protecting the public interest Their ab ility to resist stress and remain energized in the face o f d ifficult dem ands and prolonged exposure to stressors often has an uplifting effect on others A D M s are realistic about the ir own lim its They respond to the early signs o f burnout to ensure that their energy reserves rem ain high over the long term
Ethics and Values
A D M s treat people fairly and w ith dignity They are w illing to adm it their m istakes even in the face o f adverse consequences These individuals honour their com m itm ents and consistently strive to act in the public interest by ensuring that the public trust is not violated Their principles act as an internal compass to guide their behaviour a llow ing them to consistently uphold the personal social and ethical norms o f the Public Service
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
I l l
They protect fairness avoid conflicts o f interest and m aintain political and interpersonal neutrality They pursue proper goals and are resilient in the face o f distracting external pressures AD M s are known for doing the right thing for the right reasons they ensure that their actions are aligned w ith their principles
Personality
ADMs possess the am bition to set challenging goals and the tenacity to pursue them over the long term They have the stability and self-control to m aintain fbcus and composure in the midst o f com plex logical problems or em otionally stressful interactions A D M s are m otivated by the challenge o f protecting and serving the public good For A DM s power is pursued as a tool to accom plish objectives rather than an end in itself
Behavioural Flexibility
ADMs adjust their behaviour to the dem ands o f a changing w ork environm ent in order to remain productive through periods o f transition am biguity or uncertainty They can adapt the expression o f their com petencies to different situations and respond quickly to emerging opportunities and risks Behavioural flexibility allow s them to work effectively w ith a broad range o f situations people and groups A D M s use behavioural flexibility to m ove both horizontally and vertically in the Public Service This competency enables them to adapt to the characteristics o f particular situations to acquire new and more effective behaviours and to discard others as contexts and roles change It allow s them to learn from the behavioural styles o f others to expand the ir ow n repertoire The essence o f this com petency is the ability to continuously develop new ways o f interacting that are more effective in certain situations in order to accom plish one s objectives
Self-Confidence
ADMs possess realistic confidence in their abilities They are secure and are self-directed as opposed to other-directed T his inner strength is the backbone that enables them to use their com petencies to the fullest and to distinguish a challenging task from an impossible m ission ADM s seek and consider input but they are not dependent on the judgem ent o f others They make the ir decisions independently and take ownership o f and responsibility for them A D M s express their opinions w illing ly and take calculated risks even when their ideas are not endorsed by others They handle failures and criticism in a constructive manner They project an air o f assurance that quells the fears o f others which especially in tim es o f transition helps to m aintain productive w orking conditions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 3
EXANIPLES OF P L ^L IC AND PRIV A TE SECTOR PROFILES
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
xjCDoOQCsQ
oCD
C)
o3
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8euml
Appendix 3 Examples of Public and Private Sector Profiles
CANADA (La Relegraveve - Framework)
Intellectual C om petencies Cognitive Capacity Creativity
NEW ZEALAND (State Services Commission)
O utcom es amp R esultsC oncep tual ThinkingO utcom e Action amp E xcellence O rientation
3CD
Cp
CDoOQCaO3
oO
CDQ
Future Building C om petencies Visioning
M anagem ent C om petenc ies Action M anagem ent O rganizational A w areness Team w ork Partnering
Relational C om petenciesInterpersonal Relations Com m unication
LeadingM anagingTeam w ork amp Com m itm entM anagersh ipL eadersh ip
Client FocusC lientS takeholder Service Com m itm entInfluencing o thersG overnm ent amp S ec to r A w areness
oCD
()()
P ersona l C om petenciesS tam inaS tress R esist Ethics amp V alues Behavioural Flexibility Self-C onfidence
K now ledge C om petencies Knowledge
CDOOQC
8Q
OCD
C)C)
CD
8Olsquolt3 (O
3CD
CDOOQC
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amp
Oc8
C)(0o3
BANK OF MONTREAL (Managerial Leadership Capabilities)
A chievem ent Orientation Relationship M anagem ent B usiness Acum en C h an g e Leadership C ontinuous Learning Client Service Focus C oncep tual amp S trategic Thinking P ersona l E ffectiveness M anagerial Orientation
73CDOOQC
gQ
OCD
O
CD
33 CD
CDO
O
CDQ
OCD
CicircC)
GM (Competencies X Domain)
In terpersonal E ffectivenessBuilds R elationships amp Partnersh ips Com m unication Skills
o Visionary Leadership2 C ustom er Focus
LeadershipSupervision C oaching Em pow erm ent T eam D evelopm ent C h an g e L eadership
P ersona l Q ualities amp Traits0 Motivational Patterna Maturity mdash1 R esu lts Orientation Ucirco Diversity
Technical K now ledge amp M anagem ent Decision Making M anaging the Jo b Functional Expertise Integrating amp Functioning Globally S tra teg ic Thinking and Execution
73CDOOQC
3Q
OCD
(gt(go3
3CD
Cp3 CD
CDOOUcircCaO3
OO
O
SCOTIABANK (Competencies X Cluster)
Action amp A chievem ent R esults Focus Decision Making EfficiencyA ccuracy amp T horoughness
sect P e rse v e ran c e
Problem SolvingAnalytical Thinking S tra teg ic Thinking Fonward Thinking Innovation
M anagerial E ffectiveness T eam FocusD evelopm ent of O thers ^
T eam L eadersh ip
g P ersona l E ffectivenessg C om m unicationf P ersuasion
Flexibilitysect O rganizational Com m itm ent
Self-developm ent Em pathy
O rganizational ImpactRelationship Building Influence C onfidence
C ustom er Sen iceC ustom er focus
CDOOQC
8Q
OCD
()C)
OCUcirc
Bank of Canada (Competency Dictionary) SUN LIFE (Core Values)
deg L eadership C ustom er Focus^ Team work Valuing our P eop lew Com m unication Team w ork8 Planning amp O rganizing (Project M anagem ent) Excellence
Delegation IntegrityCoaching amp F eed b ack Financial S trengthDeveloping Self amp O thers Relationship M anagem ent Analytic ThinkingProblem Solving Innovation Client FocusFlexibilityFacilitating C h an g eD ecisiveness
sect- T horoughnessQ ualitya Initiativedeg Future Thinking (Vision)3 Self-C onfidence~ R esults Focus
I
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118
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 4
QUESTIONNAIRE
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
120
Cmiadwr V icircre o Cei laquoe anarfiumlerV a r j o f OeN-e^oof^e Ce j^fsion
Svrtembvr 1 1999
Dear SirM adam
A5 w e move into the 21raquo Century there is an on-going and important debate as to what skills and abilities will be required of future leaders This is a debate which is of interest to both the public sector and private sector I would like to invite you to participate in this important debate by m aking your views known on these issues The attached survey is being sent to an elite cadre of public and private sector leaders so that their views can shape and influence the debate and subsequent direction of policy in this area
Your contribution to this debate can be secured by completing the attached questionnaire and returning it as soon as possible using the envelope provided Know ing how limited your time is every effort has been m ade to ensure the questiormaire is brief and to the point
All of your responses will be completely confidential mdash your name or the name of your organization will never be linked to any of your answers There is no way to track the completed questionnaires we receive mdash there are no hidden codes or identifiers We would appreciate it i f you could answer the questionnaire as soon as possible and return it to us in the envelope provided If you have any questions about the study please do not hesitate to call Dr Sheila Redmond Project Co-ordinator at Ekos Research Associates Inc at (613) 235-7215 (ccecr)
To thank you for your input we would like to send you an executive sum m ary of the report when the project is completed If you are interested please enclose your business card w ith the questionnaire o r if you prefer send us a note separately
Thank you in advance for taking the tim e to complete the questionnaire and for contributing to the debate on the abilities required for leaders of the future
Sincerely
LM aunce Demers Director General Strategic Planning and Research
D e La SalleT el (613) lt115-2263 Fraquoraquo lt613) lsquo 4 3 -3 2 6 1
D e U SaUeT e le p h o n e (6 1 3 ) raquo52 2 6 3 T eacute leacute c o p ie u r 6133 4 3 -3 2 6 1 Canada
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
121
While the purpose of this survey is to identify the key leadership abilities for the 21st century (ie 20 years from now) initially it will be important to get your views as to the most important leadetsftip abilities which were required 20 years ago
a
b
cd
f
ghi
i-
k
I
m
n
0
R a tf tho im p o r ta n c e o t th e t o l lo w m g a b il i t ie s fo r le a d e r s 2 0 y e a r s a g o Plcitblt- rnte your response on a scae from I not at all important to 7 extremely iinportiint where the niul-point 4 is moderately important
M e tM a uiMfoanar
MoMmniTtneeeraiT
CmoMLTiMMwraitT
Team w orL
Preblctn sollaquoin( (vatfatiC dtm nt leiitm tnc anoaow)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Ability to learn (im p m t mtUipna danfupm )-
Com inuniaiions ik i l l i_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
IfitioB (a titm tf)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Interperunal (rtkondnp oH tagravetatm K trm fihm )
Initiative (m cm ai)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Entrepreneurial (m i aagravetr opm am t)-
T eadiin (atdm i am tom f) ___
Staminaresiliencetcif-renewal_ _
Ethicj funrfhtf n tm )_ _ _ _ _ _ _
O rpnita liona l (tH m stntm )mdash
B u sin eu tK h n ia l knovrledfe _
N efotiationconsult and e n p p _
Cosaiopolitaneerld v iew _ _ _ _ _
2 3 6 7
3
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
122
2a
b
c
d
t
f
lhIIkt
m
n
0
R a te t h e im p o r t a n c e o f th e fo l lo w in g a b i l i t ie s f o r l e a d e r s o f th e 21st c e n tu r y (i e - 20 t a r s from now) Please rate your response on a scale from I not at all im portant to 7 extremely important loltere the mid-point 4 is moderately important
WOT AT h i lnoooTwr
M O O C U T U TIH R M T U T
Teamwork
Problem solving (u a ^ a lirnonmt)-----------------------------Ability to learn (intrfntn uitrlliftKe claaHtnr)bdquo
Communications skills----------------------------------
Vision (craontf)-----------------------------------------
Interpersonal (rcuumlnoarJup celUbontm urwifottienl
Initiative (moonrtd)---------------------------------------
Entrepreneurial (mkakrr aptrmttn)
Teaching poicMf memaruiJ-----------
Staminaresilienceself-renewal_____
Ethics (mrepitjr aua)-------------------
Qtganitltional tdntatamnt) mdash
Businesstechnical knowledge mdash
Negotiationconsult and engage
Cosmopolitanworld view_____
E i n K H I l TiMranuT
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
123
b N o w p le a s e id e n t i f y w h ic h tw o o f th e a b i l i t i e s l is te d a b o v e w il l b e m o s t c r i t ic a l f o r le a d e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t ie s w il l b e e a s y o r d i f f i c u l t to f in d in 20 y e a r s
v n r t i n Eit k m it DirncuirTo Fm N u n n To Fwo
I I I i I i I 1 2 3 4 5 6 7
1 2 3 4 5 6 7
3 A r e th e r e a n y a b i l i t ie s n e e d e d f o r l e a d e r s o v e r th e n e x t 20 y e a r s th a t y o u fe e l h a v e n o t b e e n i n c l u d e d in th is s u r v e y
4 H o w im p o r t a n t d o y o u t h i n k l e a d e r s h i p is in r e la t io n to in te l l ig e n c e Please rate your response on a scale from 1 not at all important to 7 extremely important where the mid-point 4 is moderately important
NOTAT h i M a o o A i a T E x m i i f i TiM F O IT U n N VW TAN T tMOOOTiOT
I I I I I I I1 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1 2 4
Sa
ib
c
d
ecirc
f
1-kI
m
n
0
R a te th e im p o r ta n c e o f t h e f o l lo w in g a b i l i t ie s f o r w o r k e r s o f th e 2 1 st c e n tu r y (ie 20 years from now ) Please rate uuumliir response on a scale front I not at all important to 7 extremelu important where the mid-point 4 is moderatelu important
MoTAracircuiwatTMr
MosfumrInrciM ii
reamwork_
Problem solving (nalfBal dtaunludimtaL iitnonrnt)___________________________
Ability 10 Inrn fiMtfamt lettllifma d iu ftiptitl-__
CoRimuniaiions skills_______________________
Vision (aaantf)____________________________
Interpersonal (nugraveoomiip alUicnmt iemn[othm)
Initiative (manttd)__________________________
Entrepreneurial (miatertipenmtnr)
Teaching (catdunf attnamf)_______
Staminaresilienceself-renewal_____
Ethics (attpitf nluts)------------------
Organizational (idm m m tnt)__
Businesstechnical knowledge__
Negotiationconsult and engage
Cosmopolitanworld view_____
2 3
EmWMfLTInrotTUT
6 7
6
36
6666
6666i
i
6
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
125
b N o w p le a s e id e n t i fy w h ic h tw o o f t h e a b i l i t ie s l i s te d a b o v e w il l b e m o s t c r i t ic a l f o r w o r k e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t i e s w i l l b e e a s y o r d i f f i c u l t to f in d in 2 0 y e a r s
Von EtiT ExmmiT OirncuirTo r a e No tm i To f i n
I 1------ 1------ 1------ 1------ 1------ 1______________________________ 1 2 3 4 5 6 7
___________________________________________ 1 2 3 4 5 6 7
T h in k i n g o f t h e a b il i t ie s C a n a d i a n l e a d e r s a n d w o r k e r s w il l r e q u i r e o v e r t h e n e x t 2 0 y e a r s h o w d i f f e r e n t w o u l d y o u s a y th e a b i l i t ie s r e q u i r e d f o r l e a d e r s w il l b e c o m p a r e d to t h o s e r e q u i r e d o f t h e a v e r a g e w o r k e r Please respond using a 7-point scale tuhere 1 means not at all different 7 means very different and the mid-point 4 m ean s somewhat different
NOTacircTOU SOMTMMr VlfTOanimT OvRoar Oinmvr
I-------1-------1-------1----- 1------- 1-----11 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
d
126
I h in k in g igtt 20 v e a r s a ^ o p le a s e r a te th e d e g r e e to v h ic h y o u a g r e e o r d i - a g r e e w i th e a c h o t th e f o l lo w in g s ta te m e n ts u s in g a 7 - p o in t s c a le w h e r e 1 m e a n s v o u s t r o n g ly d i s a g r e e 7 m e a n s v o u s t r o n g lv a g r e e a n d th e m id - p o i n t A m e a n s v o u n e i t h e r a g r e e n o r d is a g re e
Si mdash IT No t m i OHiCM i SraoacirD o i c i n n m i c m i i c m
1 ifiink that iKitty his the si in nd 1erdesigM ttd I t id tn In th public ind p rin tesKtors as it did 20 jrwrs ago____________________ 1 2 J
Givtn higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there is less need for designatedleaden than there was 20 yean ago_______________I 2 3
The abilities for private sector leaden 20 yean ago were fundamentally the same as those for public sector leaden
If you responded 12 or 3 (ie ldquodisagree) to question 7c What is the key difference
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
127
I
N o w th in k in g 2 0 y e a r s f r o m to d a y p le a s e r a te th e d e g r e e to w h ic h y o u a g r e e o r d i s a g r e e w i th e a c h o f t h e fo l lo w in g s t a te m e n ts u s i n g a 7 -p o in t s c a le w h e r e 1 m e a n s y o u s t r o n g l y d i s a g r e e 7 m e a n s y o u s t r o n g l y a g r e e a n d th e m id - p o in t 4 m e a n s y o u n e i t h e r a g r e e n o r d i s a g r e e
SimdashlaquoT WitmOnmdashii SimdashcirOnican Hoamdashn poundlaquoii
1I think that socitty will halaquoc the same need for designated leaders in the public and private sectors20 years from now as it does to d ay --------------------- 1 2 3 4 5
Given higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there will be less need fordesignated leaden 20 yean from now than there istoday---------------------------------------------------------- 1 2 3 4 5
The abilities required for private sector leaders 20 years from now will be fundamentally the sameas those for public sector leaden_________________ 1 2 3 4 5
If you responded 12 or 3 (ie disagree) to question 8c What is the key differencersquo
9a In y o u r o p in io n is t h e choice o f a b i l i t i e s fo r le a d e r s i n d ic a t iv e o f a t r e n d to w a r d s g e n e r a l i s t s o r t o w a r d s s p e c ia l i s t s P le a s e r a te y o u r r e s p o n s e o n a 7 -p o in t s c a le w h e r e I m e a n s a t r e n d to w a r d s g e n e r a l i s t s 7 m e a n s a t r e n d to w a r d s s p e c ia l i s t s a n d 4 m e a n s n o t r e n d
Towuos Mo Towmdash 1Cmdash M usn Tk m s n c u u in
n Imdash I I4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
128
In y o u r o p in io n to w h a t e x te n t w il l th e f o l lo w in g f a c to r s in f lu e n c e th e a b i l i t ie s r e q u i r e d fo r le a d e r s 20 y e a r s f ro m n o w Please rate your response on a scale from J not at all to 7 a great deal where the mid-point 4 is somewhat
teoAcirciDtAL
a
b
c
de
Globalization
Ttdinologr mdash
Downsizingmdash
Onronity (raw gender culture etc) _
Otber (please specify)____________
10
a
b
W h ic h b e s t d e s c r ib e s th e s ty le o f l e a d e r s h ip
ConnauioioeMmuwKMKHooaoni
1-----120 years ago
20 years from now
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
129
B B a c k g r o u n dC h a r a c t e r is t ic s
N o w w e h a v e a f e w f i n a l q u e s t i o n s f o r s t a t i s t i c a l p u r p o s e s o n ly
II In w h a t y e a r w e re y o u b o m
h raquo I I I
12 W h a t is y o u r g e n d e r
(lilt
1 3 W h a t s e c to r d o y o u r w o r k in
Public Sectorfedrral--------------------------------------ProTincialitmtarial- Mumiopal--------------Private SectorHanufacturing------H i-W __________Financial Semices___EnwrtainmrntMriia Tsuriun___________Oihrr (pllaquoaw sptcify) _ Voluntary SectorHealth_____________Social SemceuOther (please specifj)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
130
14 H o w m a n y e m p lo y e e s w o r k in y o u r o r g a n iz a t io n
Under 1 0 0 1Between 100 and 3 0 0 2Between 301 and 5 0 0 3Over 500 ^
15 H o w lo n g h a v e y o u b e e n m a l e a d e r s h ip p o s i t io n
I I I Tdub
16 W h a t is th e h ig h e s t le v e l o f s c h o o l in g t h a t y o u h a v e c o m p le te d
Publictlttnenuiy school or less (grade 1-8)-------------------------------------------- ISome high schoolGraduated from high school (grade 12-13)Vocationaltechnical college or CEGEP------Trade certification____________________Some university_____________________Bachelorrsquos degree-------------------------------Professional certification Graduate degree----------
17 H o w lo n g h a v e y o u b e e n in y o u r p r e s e n t o r g a n iz a t io n
Under 3 years 3-S years------6-10 years___11-20 years__Over 20 years
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
131
18 H o w lo n g h a v e y o u b e e n a m e m b e r o f th e w o rk fo rc e
Under 5 yean 5-10 yean___11-20 yean__21-30 yean__Over 30 yean-
1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
SELECTED BIBLIOGRAPHY
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Abramson M (1996 September) In search o f the new leadership G overnm entExecutive 39
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Andersen Consulting Change managem ent - thought leadership - the evolving role o j executive leadership Retrieved October 5 1999 from the World Wide Web htttpwwwaccomserviceschangechan_tI_evoIrole6htmI
Applegate LM amp Elam JJ (1992 December) New information systems leaders A change role in a changing world T5 Quarterly 16A) 469-491
Arnold WE VlcCroskey JC amp Prichard SVO (1967) The Likert-type scaleiodity Speech 15 3 1 -33
Arredondo P 1996) Successful d iversity management initiatives Thousand Oaks CA Sage Publications
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Attwell P amp Rule J ( 1984) Computing and organization What we know and what we don t know Communication o f the JCT 27 1184-1192
Baker JK (1995) Leadership 101 Indianapolis Guild Press o f Indiana
Bales RF amp Slater PE (1955) Role differentiation in sm all-decision-m aking groups In T Parsons and RF Bales (Eds) Family socialization and interaction processes New York Free Press
132
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1J J
Bartosh B (1995 Winter) Adventures in downsizing A case study Information Strategy The Executive Journal I (2) 47
Bass BM amp Stogdill RM ( 1990) Bass a n d S to g d il lrsquos handbook on leadership theory research a n d m anageria l applications (3 ed) New York Free Press
Bennis W ( 1989) On becoming a leader Reading MA Addison-Wesley
Bennis W (1994) Learning to lead A workbook on becom in g a leader Reading MA Addison-Wesley
Bennis W (1995) The 21st century organization R einventing through reengineering A m sterdam Pfeiffer amp Co
Bennis W ( 1997) O rganizing genius The secrets o f c rea tive collaboration London Nicholas Brealey
Bennis W ( 1998 Februan ) Rethinking leadership E xecutive Excellence 15(2)7 - 8
Bennis W amp Nanus B ( 1985) Leaders S tra teg ies fo r taking charge New ork Marper amp Row
Betcherman G M cM ullen K amp Davidman K (1998) Training fo r the new economy Ottawa Renoul
Blake RR amp M outon JS (1985) The m anagerial g r id III Houston TX G ulfPublishing
Boberg A L amp Morris-Khoo SA (1992 A pril-M ay) T he Delphi method A review o f m ethodology and an application in the evaluation o f a higher education program Canadian Journal o f Program Evaluation Revue canadienne d evaluation de program me 7(1) 27-39
Bossidy L (1998 August-September) Reality-based leadership Executive Speeches 13() 10
Bourgon J ( 1998) Fifth annual report to the Prim e M in ister on the public service of Canada Ottawa Government o f Canada
Boyatzis RE ( 1982) The competent m anager- A m odel f o r effective perform ance New York John Wiley amp Sons
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134
Boyd HW amp Westfall R (1972) M arketing research (3rd ed) Homewood Ill Richard D Irwin
Briscoe J amp Hall D (1999 Autumn) An alternative approach and new guidelines for practice O rganizaiional Dynamics 2S(2) 37
Brooks SS (1995 June) Managing a horizontal revolution M agazine40(6) 52
Brosnahan J ( 1996 June) Nurturing leaders Princeton Harkness Fellow
Brown MM amp Brudney JL ( 1998 Septem ber) Public sector information technology initiatives Administration amp Society 30(4) 421-443
Byham W (1999 Februarv) Grooming next millennium leaders HR M agazine46-50
Cam pbell R Sessa V amp Taylor J (1995) Choosing top leaders Learning to do better Issues amp Observations 75(4) 1-5
Canadian Centre for Management Development Accelerated Executive De elopm ent Program (1996) Ottawa Government o f Canada
Canadian Centre for Management Development (2000) The learning-centred public service Leadership at every level Ottawa Government o f Canada
Carr NG ( 1999 May-June) Being virtual Character and the new economyIlarvard Business Review 7(3) 181
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Chesbrough H amp Teece D (1996 Januarv-February) When is virtual virtuous H arvard Business Review 65-73
Coates J amp Jarratt J (1992 July) Exploring the future A 200-year record of expanding com petence Annals o f the American A cadem y o f Political a n d Social Sciences 522 12
Co I de way AE ( 1989) Using basic statistics in the behavioral sciences Scarborough Prentice-Hall
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135
Corporate Leadership Council (1999 October) International competencies li orpurcite Leadership Cuuncil Fuel Brief) London Corporate Leadership Council
Covey S ( 1992) Principle-centered leadership London Simon amp Schuster
Covey S (1994 December) Veursquo wine old bottles Executive Excellence 12
Cox T Jr (1995) Cultural diversity in organizations theory research amp practice San Francisco Berretl-Koehler
Critten P ( 1993) Investing in people towards corporate capabilityrsquo Oxford Butteruorth-Heinem ann
CyberAtlas The Web M arketers Guide to Online Facts (2000a) Consumables Market Takes Larger Scale o f E-Commerce Retrieved April 24 2000 from the World Wide Web httpcyberatlasintemetcombig_picturedemographicsarticle013235931_273531 OOhtml
CyberAtlas The Web Marketers Guide to Online Facts (2000b) Wireless Portal I sers Growing in Fumber Retrieved April 24 2000 from the World Wide WebImp cyberatlasinternetcombig_picturedemographicsarticle(gt1323593 1_309191OOhtml
Dalton GW Thompson PH amp Price RL (1977 Summer) The four stages o f professional careers Organizational Dynamics 19-42
Davis S amp Meyer C (1998) Blur Reading Addison-W esley
Deavers KL Lyons M R amp Hattiangadi AU (1999) A century o f p rogress a century of change Washington DC Employment Policy Foundation
Denneh- RF ( 1999 March) The executive as storvteller Management Review40-43
De Pree M (1992) Leadership jazz New York Dell Publishing
De Pree M (1989) Leadership is an art New York Dell Publishing
Dess G G amp Picken JC (2000) Changing roles Leadership in the 2T centurxOrganizational Dynamics 28(3) 181
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
136
Diaz EJO (1999) Identifying knowledge skills and abilities (KSA sj required hv human resources managers to fa ce twenty-first-century challenges The case o f I cnezuela Ann Arbor UMI Company
Donnelly RG amp Kezbom DS (1994 M ay) Overcoming the responsibiliiy- auihority gap An investigation o f effective project team leadership for a new decade Cost Engineering 365) 33-41
Dror Y (1997) Delta-type senior civil service for the 21 century International Review o f Administrative Sciences 63 7-23
Drucker P (1967) The effective executive New York Harper amp Row
Druckcr P ( 1995) Managing in a time o f great change New York Truman 1 alley Books
Drucker P ( 1999 Winter) Knowledge m anagem ent and competition in the consulting industry California M anagement Review 4 (2 ) 79
Dubrin AJ (1995) Leadership research findings practice and skills Boston Houghton M ifflin
Dumaine B amp Faircloth A ( 1995 April 15) D istilled wisdom Buddy can youparadigm Fortune Magazine 131(9) 205
Duncan AM amp Harlacher EL (1991 Spring) The twenty-first century executive leader Community College Review 18(4) 39-48
Edwards A (1957) Techniques o f attitude scale construction New York Appleton Centur^ amp Crofts
Farazmand A (1999 November-December) Globalization and public administration Public Administration Review 59(6) 509-525
Farewell to the pyramid chart (1993 D ecem ber 20) Business (Peek 122
Fiedler F ( 1987) ew approaches to effective leadership New York JohnWiley
Fiedler F (1996 June) Research on leadership selection and training one view o f the future Administrative Science Quarterly 41 241
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
137
Foot DK amp Stoffman D (1996) Boom bust amp echo How to pro fit fro m the coming demographic shift Toronto M acFarlane W alter amp Ross
Fulmer RM amp W agner S (1999 M arch) Lessons from the best Training andDcwdopnient 5 3 0 ) 28-32
Gannon J (2000 Februar) 1) The CIA in the new world order Intelligence challenges through 2015 Remarks made at Cam pus on the Mall Smithsonian Associates W ashington DC
Ghisclli EE (1963 October) M anagerial talent -Imercan Psychologist 18 631-641
Giber DJ Carter LL amp G oldsm ith M (Eds) (2000) Linkage Incs best practices in leadership development handbook Case studies instruments training Jossey-Bass San Francisco
Gilbertson TF (1999) Leadership and teams in the marketing environm ent Journal o f Professional Services Marketing I9 ) 61
Grant L (1994 February 28) New jew el in the crown US News amp W orld Report lt8) 55
Grosser J (1995) Piloting through chaos Sausalito Five Rings Press
Guggenheimer P amp Szulc MD (1998) Understanding leadership competencies United Stales o f America Crisp Publications
Hamel G amp Prahalad CK (1994) Com peting fo r the fu ture Boston Harvard Business School PressMcGraw-Hill
Hargreaves A amp Fullan M (2000 W inter) Mentoring in the new m illennium Theory into Practice 39(1) 50
Hennessey J amp Thomas J (1998 November-December) Reinventing go ernment Does leadership make the difference Public Administration Review 5S6)
Hensey Mel (1992) Collective excellence Building effective teams N ew York American Society o f Civil Engineers
Hesselbein F Goldsmith M Beckhard R amp Schubert RF (Eds) (1998) The community o f the fu ture San Francisco Jossey-Bass
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
138
Hill VIA amp fCeals BW ( 1992) Strategic leadership and restructuring A reciprocal interdependence In RL Phillips amp JG Hunt (Eds) Siraiegic leadership A nmUiorganizadonal-level perspective Westport Quorum
Hodgetts R amp Luthans F (1999 Autumn) Redefining roles and boundaries linking competencies and resources Organizational Dynamics 25(2) 7
Hogan R amp Curphy H J (1994 June) WTiat vve know about leadership American Psychologist 49(6) 493
Hogg R amp Tanis E (1993) Probability and statistical inference (4rsquorsquo ed) New )ork Prentice-Hall
Hooijberg R amp Hunt JG (1997) Leadership complexity and development o f the leaderplex model Journal o f Management 22(3) 375-409
Hyden H (1994 December) From manager to leader Executive Excellence ( 1 2 ) 1 0
Jackson SE amp Associates (1992) Diversity in the workplace New York Guilford Press
Jackson SE Brett JF Sessa VI Cooper DVL Julian JA amp Peyrormin K (1991) Some differences make a difference Individual dissimilarity and group heteroginity as correlates o f recruitment promotion and turnover Journal o f Applied Psychology 75(5) 675-689
Jacobs R amp Rao RM (1995 April 3) The struggle to create an organization tor the 2 r lsquo century Fortune Magazine 131(6) 90
Jacques E amp Clement SD (1991) Executive leadership Cambridge MA Cason Hall amp Co
Jamieson D amp O M ara J (1991) M anaging workjbrce 2000 gaining the diversity advantage San Francisco Jossey-Bass
Johnston WB amp Packer AE (1987) Workforce 2000 Work and workers fo r the 21 century Indianapolis Hudson Institute
Jordan D ( 1998 October) Leadership the state o f the research Parks amp Recreation 55(10) 32
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
139
Kahn RL amp Katz D (1953) Leadership practices in relation to productivity and morale ID Cartwright and A Zander (Eds) Croup dy namics New York Harper amp Row
Kanter R (2000) In W ooldridge A (Ed) (2000 M arch 5) Come back company man New York Times Section 6 p 82 col 1
Kanuk L amp Berenson C (1975) Mail survey response rates literaturerc iew Journal of M arketing Research 12 440 - 453
Kapp KV1 (1997) M easuring (raining competencies using the analytic hierarchy process Ann Arbor UMI Company (University o f Pittsburgh)
Katzenbach J amp Sm ith D (1993 March-April) The discipline o f teams Harvard Business Review I I I
Keen P (1981) Shaping the fu ture Boston Harvard Business School Press
Keen P (1986) Com peting in time Cambridge MA Bellinger
Kelly R ( 1991 ) Com bining follow ership and leadership into partnership Making organizations competitive Enhancing networks and relationships across traditional boundaries San Francisco Bass
Kets de Vries VI (1994) The leadership mystique Academ y o f M anagem entExecutive cV(3)
Kets de Vries M M iller D amp Noel A (1993 January) Understanding the leader-strategy interlace Application o f the strategic relationship interview methodHuman Relations 46( 1 ) 5
Keys G ( 1994) Effective leaders need to be good coaches Personnel Management 26 1 1 ) 52
Kingwell J (1995 October) Why Johnny can t lead Saturday Night 22-27
Koffler A (1998 Vlarch) Digital Europe 1998 Policies technological developm ent and im plem entation o f the emerging information society Innovation The European Journal o f Social Sciences 7 (1) 53-72
Kofodimos J R ( 1989) Why executives lose their balance Greensboro NC Centre for Creative Leadership
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140
Kotter JP (1990) A force fo r change H ow leadership differs from management New York Free Press
Kotter JP (1995) The new rules How to succeed in todays post-corporate world New York Free Press
Kotter JP (1996) Leading change Boston MA Hars ard Business School Press
Kotter JP (1998a March) Cultures and coalitions Executive Excellence 15(3)14-15
Kotter JP (1998b May) 21ldquo century leadership Executive Excellence 15(5) 5
Kouzes JM amp Posner BZ (1995) The leadership challenge San FranciscoJossey-Bass
Larson PE amp Coe A (1998) M anaging change The evolving role o f the commonwealth s top public servants Ottawa Public Policy Forum
Larson P amp Mingie R (1992) Leadership fo r a changing world The Conference Board o f Canada Report 95-92 Ottawa Conference Board o f Canada
Leadership Network (1998) La Releve O ttawa Public Service Commission
Lewin K (1939) Field theory and experim entation in social psychologyConcepts and methods American Journal o f Sociology 44 868-896
Liken R ( 1961 ) Sew patterns o f management New YorkyTorontoLondon MeCJraw Hill
Loeb M (1994) Where leaders come from Fortune Magazine 130(6) 241-242
Lom bardo MM amp Eichinger (1989) Preventing derailment What to do before its too late G reensboro NC Centre for Creative Leadership
Lorine J (1991 June) Managing when there s no middle Canadian Business 64(6) 86
Luck DJ Wales HG amp Taylor DA (1970) M arketing research New York Prentice-Hall
M acLachlan R (1995 March 23) Flatter structures create problems o f their own People Management 1(6) 16
R eproduced with perm ission of the copyright owner Further reproduction prohibited without perm ission
141
Maslow A Kaplan AR Stephens DC amp Hell G (1998) M aslow on numagemeni New York John Wiley amp Sons
Maxwell JC (1999) The 21 indispensable qualities o f a leader Nashville Thom as Nelson
McCauley CD Moxley RS amp Van Velsor E (Eds) (1998) The center fo r creative leadership handbook o f leadership development Jossey-Bass San Francisco
McClelland D amp Burnham D (1995 January-February ) Power is the great motivator Harvard Business Review 54 (2) 100-110
McClelland D C (1973 January) Testing for competence rater than for neVgerce American Psychologist 28 1-14
McDaniel SW amp Rao CP (1980) The effect o f monetargt inducem ent on mailed questionnaire response rate and quality Journal o f Marketing Research H 265 -208
McFarland LJ Senn LE amp Childress JR (1994) 2T century leadership Dialogues with 100 lop leaders Los Angeles Leadership Press
McGoon C (1994 May) After downsizing then what 4BC Communications W orld (5 ) 16-19
McGregor D (1960) Human side o f enterprise Tokyo M cGraw-Hill Kogakusha
VIcLagan P ( 1997 May) Competencies The next generation Training and Development 5 (5 ) 40
Meisel SI amp Fearon DS (1999 April) The new leadership construct Wliat happens when a flat organization builds a tall tower Journal o f M anagement Education 25(2) 180
Miles J ( 1999) The La Releve com petencies - a fresh look Ottawa Government o f Canada Public Service Commission
Miles J (2000 February) Developing and implementing senior management and leadership competency profiles and tools Ottawa Government o f Canada Public Service Commission
Miller FA (1998 Summer) Strategic cultural change The tools to achieving high performance and inclusion Public Personnel Management 27(2) 151-162
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
142
Morris B amp Tarpiey N (2000 February 21) So you re a player Do you need a coach Fortune Magazine - (4 ) 144
Morrison AM (1992) The new leaders G uidelines on leadership diversity in America San Francisco Jossey-Bass
Nadler D amp Tushman M (1999 Summer) The organization o f the future Strategic imperatives and core competencies for the 2T century Organizational Dynamics 2ltV( 1 ) 45
Nanus B ( 1992) I isionary leadership Creating a com pelling sense o f direction tor your organization San Francisco Jossey-Bass
Noer D ( 1993) H ealing the wounds Overcoming the traum a o f layoffs and revitalizing downsized organizations San Francisco Jossey-Bass
Nua Internet Sur eys ( 1999a) How many online worldwide Graphs and charts comparisoiupredictions Hua Analysis Retrieved April 24 2000 from the World Wide Web http7wwwnuaiesureysanalysisgraphs_chartscom parisons hou_m any_onlinehtm l
Nua Internet Surveys ( 1999b) Internet generated revenue 1996-2002 Graphs amp charts - comparisonspredictions Nua Analysis Retrieved April 24 2000 from the World Wide Web httpvAvwnuaiesureysanalysisgraphs_chartscomparisons loial_revenue_generatcd_2002html
O Connor W (1999 July 1) The workplace o f the new millennium Vital Speeches o f the Day 45(18) 561
Oli er E amp Sealy J ( 1999) Using power and influence to change the gam e or the rules of the game Retrieved November 4 1999 from the World Wide Web hup vwwkpmgcoukkpm guLwervicesmanageebookpowerindewhtml
Olson MS (1999 March) Giving voice to leadership Association Management 5 (3 ) 14
Opstal D Van (1998-1999 Winter) The new com petitive landscape Issues in Science amp Technology^ 15(2) 47-55
Organization for Economic Coordination and D evelopm ent (OECD) (1999 August 12) Beyond training Developing and nurturing leaders fo r the public sector (Publication no 80532) (97)139 Paris OECD
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
143
Ostroff F (1995 April 3) Is a horizontal organization for you Fortune Magazine 73(6) 90
Pellet J (1999 March) Leadership challenges for the third millennium C h ie f Lxcciitive 142 24-29
Peters T (1987) Thriving on chaos New York Harper amp Row
Peters T (1997) The circle o f innovation London Hodder amp Stoughton
Pettigrew PS (1999) The new politics o f confidence Toronto Stoddart
Pinchot G amp E ( 1996) The intelligent organization San Francisco Berrett- Koehler
Pilurro M (1999 March) What are you doing about the new global realities Management Review AV(3) 17-23
Porter ME ( 1998) Competitive advantage Boston H arard Business
Portnoy RA (1999) Leadership 4 com petencies fo r success Upper Saddle River NJ Simon and Schuster
Price W aterHouse Coopers (1999 Septem ber 14-15) Endowment fo r the hits mess o f government Future government leaders survey Proceedings from Ssmposium on beyond training Developing and nurturing leaders for the public sector
Public Service Commission (1997 January) La releve survey o f selected private sector competencies O ttawa Public Service Com m ission
Quinn R E ( 1990) Becoming a master manager 4 competence fram ew ork Toronto Wiley amp Sons
Reich R ( 1992) The work o f nations Preparing ourselves fo r 2 T century capitalism New York Random House
Renesch J (1992) Ven- traditions in business San Francisco Berrett-Kochler
Reynes R (1999 September-October) Training to manage across silos Research Technology Management 42(5) 20
Richards A (1999 March) Focused drive Fxecutive Excellence 9-10
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
144
Richards D amp Engel S (1994) After the vision Suggestions to corporate visionaries and vision champions In JD Adams (Ed) Transforming leadership From vision to results Alexandria Miles R iver Press
Richman LS ( 1990 January 29) Lets change the immigration law - now iurtiine Magazine 12
R iihin J (1995) The end oj work New York GP Putnam amp Sons
Rosell S A (1999) Renewing governance Oxford University Press
Sandwith P (1993) A hierarchy o f management training requirem ents The com petency domain model Public Personnel Management 22(1) 43-62
Scholtes P ( 1999 July) The new competencies o f leadership Total Quality Management 6(45 ) S704
Schrage M (1995) So more team s Mastering the dynamics o f creative collaboration New York Currency Doubleday
Schwartz P (1989 January-February) Management women and the new facts o f life H arvard Business Review 65-76
Sengc PM ( 1990a) The fifth discipline London century business
Senge PM ( 1990b Fall) The leaders new work Building learning organizations Sloan Management Review 66-75
Senge PM ( 1994) The fifth discipline fie ld book London N icholas Brealey
Senge PM (1997a March) C reating learning communities Executive Excellence 4 (3) 17-18
Senge PM (1997b September-October) Communities o f leaders and learnersI larvard Business Review 5(5) 30-21
Sexton DL (1994) The state o f the art o f entrepreneurship Boston PWS Kent
Sherm an S (1997 November 27) How tom orrow s best leaders are learning their stuff Fortune Magazine 132 1) 90
Shoch J (2000 March) C ontesting globalization Organized labor NAFTA and the 1997 and 1998 fast-track fights Politics and Society 2ltS(1) 119
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
145
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Slivinski L amp Miles J (1997a) The wholistic competency profile A model I^ersonnel P sych o lo g y Centre Government o f Canada Public Service Commission
Slivinski L amp Miles J (1997b) Leadership competencies fo r ADMs and senior executives Ottawa Government o f Canada Public Service Commission
Smith AW (1997) Leadership is a living system Learning leaders and organizations Human Systems Management d(4) 277-285
Spencer L amp Spencer SM (1993) Competence at work Models fo r superior perfonnunce Somerset John Wiley amp Sons
Stalk G Jr amp Black JE (1994 Winter) The m yth o f the horizontal organization Canadian Business Review 2 (4) 26
Stogdill RM (1974) Handbook o f leadership A survey o f theory and research New York Free Press
Strube MJ amp Garcia JE (1981) A meta-analytic investigation o f Fiedlerscontingency model o f leadership effectiveness Psychological Bulletin 90 307-321
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146
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
147
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R eproduced with perm ission of the copyright owner Further reproduction prohibited without perm ission
- Leadership Requirements in the 21st Century the Perceptions of Canadian Public Sector Leaders
-
- Recommended Citation
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- tmp1443533580pdf8v1nh
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Andrews University
School o f Education
LEADERSHIP REQUIREM ENTS IN TH E 21= CENTURY THE PERCEPTIONS OF C AN ADIAN
PUBLIC SECTOR LEADERS
A Dissertation
Presented in Partial Fulfilment
o f the Requirements for the Degree
D octor o f Philosophy
by
M Ruth Dantzer
July 2000
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
UMI Number 9979881
Copyright 2000 by Dantzer M Ruth
All rights reserved
UMIUMI Microform9979881
Copyright 2000 by Bell amp Howell Information and Learning Company All rights reserved This microform edition is protected against
unauthorized copying under Title 17 United States Code
Bell amp Howell Information and Learning Company 300 North Zeeb Road
PO Box 1346 Ann Arbor Ml 48106-1346
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Q Copyright by M Ruth Dantzer 2000 All R iahts Reserved
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
LEADERSHIP REQUIREM ENTS IN TH E 2 1 ^ CENTURY THE PERCEPTIONS OF C A N A D IA N
PUBLIC SECTOR LEADERS
A dissertation presented in partial fulfillm ent
o f the requirements for the degree D octor o f Philosophy
by
M argaret Ruth Dantzer
APPROVAL BY THE CO M M ITTEE
Chair Shirley A Freed
embenXIames A Tucker
MembecrlCaren R Graham
E x a m in ^ Jacquelyn WarwickX L
o f Education aham PhD
Date A pproved
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT
LE ADERSHIP REQUIREMENTS IN THE 2 1 ^ CENTURY THE PERCEPTIONS OF CANADIAN
PUBLIC SECTOR LEADERS
by
M Ruth Dantzer
Chair Shirlev Freed
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT OF GRADUATE STLTDENT RESEARCH
Dissertation
Andrews University
School o f Education
Title LEADERSHIP REQLTREM ENTS IN THE 21 CENTLTIY THE PERCEPTIONS OF CANADIAN PUBLIC SECTOR LEADERS
Name o f researcher M Ruth D antzer
Name and degree o f faculty chair Shirley Freed PhD
Date completed July 2000
Problem
Since 1995 with the realization that by 2005 m ore than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop competent leaders has become a m atter o f
urgent attention
M ethod
Public sector leaders w ere surveyed by mail-in questionnaires as to their
ratings o f a set o f leadership competencies Analogue research for private sector leaders
conducted by a colleague was incorporated for some analysis A stratified sample o f the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
general public was also surveyed by telephone regarding a subset o f the same
competencies
Results
Public sector leaders perceived a shift in im portance for the following
competencies cosm opolitanworld view vision team w ork ability to learn teaching
skills negotiation interpersonal skills ethics entrepreneurial skills problem solving
initiative and stamina from 20 years ago to the 21 century however they rated
businesstechnical and organizational as decreasing in importance
Public sector leaders identified globalization technology diversity and
downsizing as important influences on the required leadership competencies for the
21 century
Public sector leaders rated problem solving ability to learn initiative
teaching ethics and organizational skills lower than the general population Public
sector leaders rated cosmopolitanworld view as m ore im portant than did the general
population
When public and private sector leadersrsquo data w ere combined public sector
leaders rated significantly larger shifts in importance for vision entrepreneurial skills and
negotiating
Public and private sector leaders ranked the top five competencies o f vision
communication team work cosmopolitanworld view and ability to learn similarly The
general public identified the ability to learn as the top-ranked competency
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future This study
suggests that public sector leaders perceive significant changes are needed in future
leadership competencies
In considering the top five ranked future leadership competencies for the
public sector leaders vision communication teamwork cosmopolitanworld view and
ability to learn a compelling story can be told about future leadership and the emphasis
on future and relational clusters o f competencies for leaders
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
DEDICATION
This work is dedicated with love to my parents Vince and Mary
leaders who taught me all about leadership through their example
Ill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
TABLE OF CONTENTS
LIST OF TABLES i i
A C K N O W L E D G E M E N TS ix
Chapter
I THE P R O B L E M 1
Background o f the Problem 1Statement o f the P ro b le m 5The Canadian Context 6Purpose o f the Study IIResearch Questions 13Collaborative Study 14M ethodology 15LimitationsDelimitations 16
Limitations 16D elim itations 17
Definitions 17Contribution o f the Research 22FundingSponsors23
II LITERATLRE R E V IE W 24
In tro d u c tio n 24Leadership M o d e ls 25
Traitist T h e o r ie s 27Behavioral Theories 28Situational Theories 31C o m p e ten c ie s 32
21 Century F o rc e s 36G lobalization36T echno logy 38D ow nsiz ing 40D iv e rs ity 42
IV
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Preparing for the Future Survey o f Leadersrsquo Perspectiveo f C o m p e ten c y 46Introduction 46Spencer and Spencer A General M o d e l 47Duncan and Harlacher Competencies for an
Educational S e t t in g 48Donnelly and Kezbom Competencies for Project Leaders 50W atson Wyatt Global C o m p e ten c ies 51Diaz Competencies for Human Resources Specialists52
III M E T H O D O L O G Y 54
In tro d u c tio n 54M ethodology 56
Phase 1 Identifying the M ethodology and the Survey Pool 56Quantitative Survey 57
Public Sector Leaders Population 57General Public Sample P o p u la tio n 58
Telephone S u rv e y 62Private Sector Leaders P o p u la tio n 62
Phase 2 Developing the Survey Instrument andReviewing Competencies 64Survey In strum en t 64
Mail-in ldquoPublic Sector Survey rsquo 64Reviewing and Identifying the C om petencies 66
Phase 3 Administering the S u rv ey 67Mail-in Leaders S u rv e y 67Telephone Survey o f a Random Sample o f the
General Population 67Phase 4 Analysing the R esu lts 68
Public Sector Leaders Analysis 68External Drivers Analysis 69Comparison o f Results Between the Public Sector
Leadersrsquo Survey and the General P u b lic 70Comparison o f Results Between the Public Sector
and the Private Sector Leadersrsquo S u rv e y 71Ranking Within G ro u p s 71Ranking Between G roups 72
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
i- Risi [ r s 73
Inirodiiction 73Shifi 20 Years Ago to 2 P lsquo Cenlurgt-74External Driver Influence on Competency R equirem ents 76Leader and General Population Perspectives 78Combined Data Public and Private Sector Leaders and
General Population D ifferences81Degree o f S h i f t 82Ranking o f Competencies Within G r o u p s 82
Public Secinr Leaders 84Priate Sector L e a d e rs 84General Population84
Ranking ot L ompetencies Between Groups 87Summarx- of R esu lts 87
V SUMMARY CONCLUSIONS AND RECOMMENDATIONS91
Siimmarv 91Finding 1 92binding 2 92binding 3 93binding 4 93
C o n c lu s io n s 93Future C o m p e ten c ie s 96Relational C om petenc ies 99Intellectual Competencies 100Personal Competencies 101Managerial Competencies 102Leadership D evelopm ent 102
Recommendations 103
ppeniii
1 LEADERSHIP COMPETENCIES FOR ADMS AND SENIOREXECUTIVES CORRESPONDENCE WITH OTHER O R G A N IZ A T IO N S 104
2 LEADERSHIP COMPETENCIES FOR ADMS AND SENIORE X E C U T IV E S106
EXAMPLES OF PUBLIC AND PRIVATE SECTOR PROFILES 112
-t O U E S T IO N N A IR E 119
SELECTED BIBLIOGRYPHY 132
VI
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LIST OF TABLES
1 Comparison o f Com petency Profile 49
2 Sample Size and Selection Criteria for the Public Sector L e a d e rs 59
3 Response Rate for the 1999 Survey Among the Various Sectors in thePublic Sector Target P o p u la tio n 59
4 Response History o f the Rethinking Governm ent National Survey forthe Public Sector Target S a m p le 60
5 Gender Distribution o f Public Sector L e a d e rs 60
6 Age Distribution o f Public Sector Leaders (=227) 61
7 Educational Achievement o f Public Sector Leaders ( = 2 2 7 ) 61
8 Gender o f General Population Telephone Survey (= 1503) 63
9 Age Breakdown o f the General Population Sample (= 1 4 9 9 ) 63
10 Sample Stratified by Region (= 1503) 65
11 Response by Number o f Employees (=121) 65
12 Response History o f the Rethinking G overnm ent National Suivey 66
13 Means and Standard Deviations o f the Ratings by Public Sector Leaderso f Leadership Competency Requirements 20 Years Ago andin the 2 r lsquo Century 75
14 Significance o f Shift Degrees o f Freedom t Values and Probabilitieso f the Ratings by Public Sector Leaders o f Past and Future Leadership Com petency R eq u irem en ts 77
VII
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Means Standard Deviations and Percentages o f the Ratings byPublic Sector Leaders o f the Influence o f External Driverson Leadership Competency Requirements for the 2D Centurv78
1 (( Means and Standard Deviations o f the Ratings by Public Sector Leadersand the General Population o f Leadership Competency Requirements for the 2D C e n tu r y 80
1 Mean Differences and Standard Deviations o f the Shift in Ratings byPublic Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements 83
I X Public Sector Leadersrsquo Ranking o f Leadership Competency Requirementsh Mean Ratings With Standard Deviations and Confidence Intervals 85
I P Pri ate Sector Leadersrsquo Ranking o f Leadership Competency Requirementsby Mean Ratings With Standard Deviations and Confidence Intervals 86
20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals 88
- Ranking o f I cadership Lrsquoompetenc) R equirem ents 89
22 Leadership C ompetencies Grouped in C lu s te r s 95
V l l l
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ACKNOW LEDGEM ENTS
Completing this research would not have been possible without the direct intervention o f a community o f friends and associates throughout the development implementation and completion of this document Along with thanking the dissertation committee for their time and input 1 would like to gratefully acknowledge the following
Shirlev Freed my advisor dissertation committee chair and fellow Canadian whose invaluable perspective and practical suggestions ensured that this project came to fruition mdash even from a distance of 1200 kilometres
Sarny Watson the better half o f my learning group and dearest friend who first suggested that we should embark on this learning journey and whose constant encouragement and belief that we could finish made it a reality 1 have been blessed to find in Samy a mentor a champion and above all else a kindred spirit in whom 1 tmst
1 he Canadian Centre for Management Development and its President Jocelyne Bourgon u ho supported this research from its inception As a leader Jocelynes vision for the renewal o f the Public Service of Canada was instrumental in defining this research
Jennifer Miles who was a constant reminder o f how selfless academics are with their time whose competencies go well beyond the statistics and leadership models she coached me through and Alex Himelfarb who was always willing to contribute his insightful perspectives
Lena Tobin who patiently devoted countless hours o f her own time single-handedly ensuring that ev ery page o f this document met the rigorous standards set by the university and whose heroic effort and constant attention to managing my time enabled me to survive trying to complete a research project at the same time as working full time
Linda St Amour for her constant words o f encouragement and for being there when Samy was not and for my staff who never missed a chance to help me out
EKOS Research Associates Inc especially Frank Graves who from the outset supported this project and his s taff Christian Boucher and Manon Desgroseilliers whose patience never seemed to run out
1 inallv a long list o f individuals who gave o f their time either debating with me on a particular aspect o f the work reading an initial draft or providing abundant hospitality in the form o f dinners and conversation after a long day Each o f them contributed to my learning
ix
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 1
THE PROBLEM
Background of the Problem
In considering leadership into the 2T century there is increasing
acknowledgment that the traditional concept o f leadership and the competencies which
leaders will require to be effective will be different from what they are today (Abramson
1996 Byham 1999 Dess amp Picken 2000 Diaz 1999 Donnelly amp Kezbom 1994
Hennessey amp Thomas 1998 Jacobs amp Rao 1995 Kotter 1990 1996 Nadler amp
Tushman 1999 Nanus 1992 Rifkin 1995) Many authors business writers and
students o f leadership point to the increasingly complex nature o f the issues and
environment with which leaders o f the future will have to contend to be effective
(Applegate amp Elam 1992 Arredondo 1996 Brooks 1995 Farazmand 1999 Gannon
2000 Grosser 1995 Jackson amp Associates 1992 Jamieson amp O M ara 1991 Koffler
1998 Lorine 1991 Ostroff 1995 Peters 1997)
Leadership in the 21 century will be influenced by external drivers such as
globalization (Farazmand 1999 Pettigrew 1999) technology (Brown amp Brudney 1998
Rifkin 1995) do wnsizing (Abbasi amp Hollman 1998 Bartosh 1995) and diversity
(Arredondo 1996 Jamieson amp O M ara 1991 Jackson amp Associates 1992)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Organizations need a sense o f how these external drivers will change the requirements for
leadership This knowledge will enable organizations to design developmental program s
that will enhance the skill sets that are relevant for future leadership Without a sense o f
how these external drivers are affecting the requirements for leadership competencies
there is the potential for organizations to develop training program s that promote skill
sets in their leadership cadre which are best suited to another era and not relevant for the
future environment (Diaz 1999 Sherman 1997 W atson W yatt 1998)
The increasingly complex nature o f the issues both in the public and private
sector may be traced to the external drivers specifically globalization technology
diversity and downsizing which have had an immense effect on management in the
recent past and will continue to influence management and leadership into the 21rdquo century
(Diaz 1999) Therefore conceptually it will be important to understand the perceived
impact o f the individual external drivers as well as their combined influence
The effects o f globalization are widely recognized by many leading authors
(Farazmand 1999 Kotter 1998b Porter 1998 Reich 1992 Senge 1997a Shoch
2000) In general the notion o f globalization refers to the conceptual breaking down o f
traditional barriers with the attendant increase in access to transnational ideas and models
Pettigrew (1999) notes that globalization truly became a reality in the mid-1980s when
the major stock exchanges in the world became linked and it becam e possible to trade
stocks and bonds around the clock With globalization com es the threat o f more hazards
and more opportunities (K otter 1998b) One such hazard w as the economic impact o f
the so-called Asian flu in which one countryrsquos economic crisis was felt around the world
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
3
A second external driver which is likely to influence the job o f leadership into
the 21 St century is technology specifically the increased access to information both in
terms o f quantity but as importantly in terms o f decreased costs to access (Attwell amp
Rule 1984 Celeste 1996 Koffler 1998 Rifkin 1995 Twiss 1992) While access to
increased technology is not a new factor in leadership the speed at which technology is
evolving to provide more access and development opportunities is unparalleled (Rifkin
1995)
The 1980s trend toward downsizing was initially a cost-saving measure but
increasingly became an opportunity to enhance partnership and cooperative models with a
clear goal o f improving efficiency (Abbasi amp Hollman 1998 Bartosh 1995 M cGoon
1994 Noer 1993) As an external driver downsizing in many companies had the effect
o f accelerating the demand for different leadership skills (Lorine 1991)
Finally authors have reported on the growing need for diversity including age
gender and cultural perspectives as an external driver which will affect the way in which
leadership is viewed (Jackson et al 1991 Jackson amp Associates 1992 Johnston amp
Packer 1987 Thomas 1990) According to Bennis (1998) the world in which an
individual leader however gifted however tireless can save the enterprise single-
handedly no longer exists
It is difficult to isolate the effects o f the individual external drivers on
leadership Instead it may be more appropriate to think o f globalization as being made
possible because o f the increased access to technology or the fact that downsizing acted
as a catalyst for increased acceptance o f technological advances It is the interaction
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
between the external drivers and the manner in which they move together the synergy
that is created and the speed at which the change is occurring which will mark the
2 r lsquo century
While none o f these individual themes is new taken together globalization
technology diversity and downsizing will have a dramatic impact on the leadership
competencies required for future leaders As recently as August 1999 the Organization
for Economic Coordination and Development (OECD) stated
Many observers have written about the likely shape o f organizations in the future and how they will be flatter or less layered than is now the norm This delayering o f public sector organizations will create the need for m ore leadership skills throughout the organization The rapid advance o f the Internet and electronic com m erce will only accelerate this trend as they break down the barriers to inform ation flow between and within governments Consequently leadership developm ent will have to become a priority o f public sector senior executives It can no longer be an optional activity o f top executives In both the public and private sectors there is widespread recognition that leadership is a key ingredient in the recipe for creating effective responsive and value creating organizations (p 97)
The OECD also said Cultural and linguistic diversity is important in the developm ent of
global electronic commerce (p 97) In addition to the OECD other authors have noted
the importance o f these trends and the view that given these trends leadership in the
future will require additional competencies such as collaboration team building
visioning and entrepreneurship (Bennis 1998 Kotter 1998b Nanus 1992 Peters 1997
Renesch 1992 Schrage 1995 Senge 1997b Sexton 1994 Wall amp Wall 1995
Zoglio 1993) While the perceptions o f academics and business writers inform theories
regarding leadership competencies a more direct source o f information may be the
perception o f actual leaders Because leaders actually experience the impact o f the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
5
external drivers on their organizations they could be in the best position to define their
vision and goals for the future and the process required to achieve them
It is important to understand how these forces are shaping leadership in both
the public and private sectors in order to ensure that the selection and development o f
leaders is consistent with the competencies that organizations will demand to remain
competitive in the coming decades (Diaz 1999 Hesselbein Goldsmith Beckhard amp
Schubert 1998 and Renesch 1992) Edward Lawler o f the leadership program at the
University o f Southern Californias business school captures this issue noting that ldquoIBM
invested the most money o f any organization in developing executive talent but they
taught people about a world that doesn t exist any more They shrank their gene pool
down to people who were very good at managing for the 1970s-so when the 1990s
arrived IBM had lots o f people who w ere very good at the w rong time (cited in
Sherman 1997 p 90) Unlike IBM in the 1970s leaders are seeking to understand the
external pressures as they shape the w ork o f their organizations (Farazmand 1999 Hamel
amp Prahalad 1994 Jacobs amp Rao 1995)
Statement of the Problem
In a rapidly changing environment requirements for leadership also change
rapidly Yet how are the new requirements discovered articulated and developed An
important factor for accurate prediction is not only knowing which external drivers will
affect an organization but understanding how requirements change over time This
requires historical information WTtat were the requirements in the past and how have
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
6
they changed over time Is it possible to track changes to discover emerging
requirements for leaders
The com petency literature includes many studies o f current leadership
competencies as well as both the hypotheses o f researchers and surveys o f leaders
inquiring about their views on future leadership com petencies (Coates amp Jarratt 1992
Corporate Leadership Council 1999 Dess amp Picken 2000 Diaz 1999 Dror 1997
Duncan amp Harlacher 1991 Kotter 1990 1996 Kouzes amp Posner 1995 M cLagan 1997
Miles 1999 Quinn 1990 Sandwith 1993 Scholtes 1999 Slivinski amp Miles 1997a
Walsh-Minor 1997) H ow ever the literature is lacking any surveys o f leaders inquiring
about their perceptions about how leadership competencies will shift from the present to
the future These perceptions are important as they will play a key role in determining
organizationsrsquo recruitment and selection criteria and their training and development
efforts In turn these human resource processes will be influential for future
organizational performance
The Canadian Context
Since 1995 w ith the realization that by 2005 more than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop com petent leaders has become a m atter o f
urgent attention It is im portant to note that in Canada the federal public service is a
professional cadre which is prom oted on the basis o f merit through competitive
processes These professionals do not change with the election o f new political leaders
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7
As a professional non-partisan public service the Canadian Public Service is expected to
provide unbiased advice to the government on all matters related to the priorities o f the
government The executive ranks o f Canadian Public Service are structured as follows
1 The Clerk o f the Privy Council is the head o f the Public Service The
Clerk is appointed by the Prime Minister o f Canada by an Order in Council
2 D eputy Ministers are appointed by the Prime Minister by Orders in
Council There are two levels o f Deputy Ministers including an Associate Deputy
Minister and a Deputy Minister (who normally is a deputy head in that he or she is in
charge o f a government department such as Finance Industry or Agriculture) While all
departments have a deputy head not all departments have an Associate Deputy Minister
The decision as to which department is allocated an Associate Deputy M inister is the
Prime M inisters on the advice o f the Clerk o f the Privy Council in hisher capacity as
head o f the Public Service In the Canadian system by tradition this rank is permanent
regardless o f which political party is governing
3 Assistant Deputy Minister is the top non-appointed rank o f the federal
public service In the Canadian system this rank is permanent regardless o f which
political party is governing It is the top executive category within the public service
In 1998 in acknowledging the urgent need to develop and train leaders to
meet the expected leadership shortage the Clerk o f the Privy Council as head o f the
Canadian Public Service expressed the vision for public sector leadership (Bourgon
1998) which spoke to a renewed leadership cadre The Public Service Commission (the
agency legislatively responsible for recruitment and promotion based on merit for the
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8
federal public service) through a process o f research and validation identified
competencies to be used as the basis for selection to the senior executive ranks o f the
federal public service (Treasury Board o f Canada Secretariat amp the Public Service
Commission 1999)
This research was undertaken under the auspices o f the Canadian Centre for
M anagement Development as the entity responsible in Canada for the training o f
managers at all levels o f the Canadian federal public service It is expected that this
research will inform the debate regarding the training required to prepare the federal
public service for the future Because o f increased partnership and co-operation between
the public and private sector this research also examined the perception o f private sector
organizations In this regard human resource management models are becoming
increasingly similar for both the public and private sector as may be evidenced by
common employment equity and diversity considerations
In examining the perceptions o f current Canadian leaders with respect to the
required competencies for leaders in the future the researcher initially examined how an
understanding o f leadership has evolved from a static trait-based approach (Stogdill
1974) to a more fluid competency model (Boyatzis 1982 McClelland 1973 Spencer amp
Spencer 1993)
The 15 leadership competencies which were used for this research are taken
from various sources The Canadian federal public service has developed a leadership
com petency profile comprised o f 14 competencies (Public Service Commission 1997)
In order to keep the number o f competencies to a reasonable number researchers
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9
consulted with the developers o f the Leadership competency profile to determine which if
any o f the competencies could be removed The developers suggested that personality
and self-confidence could be removed from the list because ( 1 ) they are reflected to some
degree in several o f the o ther competencies and (2) they are considered to be personal
internal characteristics that relate more to an individualrsquos ease in a leadership role as
opposed to com petencies that would be assessed or developed in any formal corporate
program In total 12 o f the 15 leadership competencies rated in the current study were
taken from the Canadian public service profile Businesstechnical knowledge was added
to be reflective o f the private sector (Diaz 1999 Donnelly amp Kezbom 1994) and because
o f feedback by scientific groups within the federal public service that the existing generic
competencies did not measure specific areas o f knowledge Teaching was added to be
reflective o f the literature in which authors are citing the need to develop learning
organizations (Senge 1990b 1994 1997b Smith 1997Tichy 1997) with coaching and
mentoring values and competencies (Hargreaves amp Fullan 2000 Keys 1994 Morris amp
Tarpley 2000) Finally cosm opolitanworld view came from the business literature
(Gannon 2000 Larson amp Mingie 1992 Piturro 1999) which indicates the need for
leaders to have a global aw areness to be able to succeed in a globalized economy
The researcher did verify that the Canadian public servicersquos 14 leadership
competencies w ere basically consistent with other organizations both public and private
(Appendix I) The set o f competencies used for this research w as compared to those
identified by the United Kingdom and the American federal public service New Zealand
and Australia and found to be generally consistent In addition similarities in leadership
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10
requirements were identified for large private sector companies such as the Scotia Bank
o f Canada Sun Life Insurance General M otors and Canadian National (Miles 1999)
Recognizing that leadership requirements constantly change as a result o f
environmental drivers the researcher sought to understand the current environmental
drivers that are impacting the way that current leaders may be considering future
leadership competencies The literature review provides for a synopsis o f the academic
perspective on the effects o f globalization technology downsizing and diversity I f a
case can be made that the environmental drivers are significant one could expect that the
leadership competencies required to operate effectively in this new environment should
also evolve Current leaders both in the public and the private sector who are closest to
these environmental changes may be best positioned to predict how the environment will
modify the required leadership competencies into the 21ldquo century
Leadership competencies which are important in today s context are reported
in Diazs Venezuela study (Diaz 1999) and in the W atson Wyatt Executive Report
(W atson Wyatt 1998) The Leadership Competencies Profile for Assistant Deputy
Ministers and Senior Executives identifies current requirements for the Canadian Public
Service (Appendix 2) This study focused on leaders perceptions o f past and future
leadership competencies rather than perceptions o f the competencies required for the
present This allowed the researcher to understand how current external drivers are
affecting the design and application o f future leadership competencies Leaders
experience o f current external drivers allows them to make predictions o f w hat future
competencies will be and how best to design development courses to develop these
skills
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Il
Purpose o f the Study
Surveys to identify competencies have been done in particular sectors (eg
Diaz 1999 Donnelly amp Kezbom 1994 Duncan amp Harlacher 1991) Surveys to identify
skills and competencies for specific job functions are undertaken by firms such as
Hay McBer KPMG and Saville and Holdsworth To date no survey has been
undertaken that would attempt to determine if current Canadian leaders have a consensus
o f views with respect to the shift in leadership competencies required to be effective in
the 21rdquo centurv By examining the perception o f current leaders who are most apt to
have experienced the effects o f external drivers on how they lead it may be possible to
predict future shifts in the required leadership competencies for the 21 rdquo century This
information while based on perceptions will provide the baseline data important for
charting the direction for the leadership training required to ensure effectiveness in the
coming years
In addition this study explored the similarities or the differences between the
perceptions o f leaders and the perceptions o f the general public with respect to the
required leadership competencies for the future This issue is significant By comparing
the perceptions o f the required leadership competencies for the 21rdquo century from both the
organizational and the individual perspective it may be possible to determine whether the
perceptions o f leaders were a function o f their organizational perspective or the general
impact o f the external drivers O f interest to the researcher is w hether the external drivers
have affected the perceptions o f individuals outside the leadership cadre Has the
acknowledgment o f the required skills for leaders into the future m oved beyond the
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12
organizational perspective that current leaders would be expected to have to an individual
recognition as denoted by the general public proxy The research focuses on the future
perceptions because the planning and development o f appropriate leadership training will
be future orientated The perceptions o f the general public w ith respect to the future
leadership competencies is o f interest as a practical m atter to the extent that in both the
public and the private sector the support o f the general public either as taxpayers o r as
shareholders is necessary to invest in training and development expenditures Thus to
the extent that there is a shared understanding o f the training challenge there is a greater
chance that development program s will proceed
Finally this study evaluates the differences in the perceptions o f public sector
and private sector leaders with respect to the required leadership competencies for the
21 century Recognizing that the tw o sectors have traditionally had differing strategic
objectives andor organizational values it examines w hether these sectors differ
fundamentally with respect to the general direction that leadership competencies must
move As partnerships and strategic alliances between the various levels o f the public
sector (Canadian Provincial Federal Councils) between public and private sector (eg
Interchange Canada Program) and between international governm ents and companies
(United Nations World Bank O rganization for Economic C o-operation and
Development) become more commonplace the need to explore the differences with
respect to perceptions o f future leadership competencies becom es critical
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13
Research Questions
This research project responds to the following four research questions
Question I Has there been a shift in public sector leadersrsquo perception as to
the leadership competencies required in the past as compared to the leadership
com petencies required for the 21 century
It was hypothesized that the ratings o f leadership com petencies required will
differ from the past as com pared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following tw o questions guided the data analysis regarding this
hypothesis
Question la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Question Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 centuryrsquo
Qttesiion 2 If there is a shift in perceptions are the external environmental
drivers-globalization technology downsizing and diversity-related to that shift
It was hypothesized that leaders will rate the external drivers as influencing
leadership competency requirements
Question 3 Is there a divergence or convergence o f views between leaders in
the public sector and the general public as to the required leadership competencies in the
21 century
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14
It was hypothesized that leaders ratings o f leadership competencies required
for the 21ldquo century will differ when compared to the general publics ratings o f leadership
competencies required for the 21ldquo century
In addition consensus between groups was tested to determine
Question 4a Is there a consensus o f views between leaders in the public
sector and those i the private sector as to the size o f the shift between 20 years ago and
in the 21ldquo century
It was hypothesized that the public sectors size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
It was hypothesized that each group will perceive some leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Collaborative Study
This paper forms part o f a collaborative research project focusing on the shift
in perceptions o f public sector leaders tow ard the required leadership competencies for
the 21ldquo century At the same time a colleague (W atson 2000) is researching the shift in
perceptions o f private sector leaders tow ard the required leadership competencies for the
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15
21 century In addition to analyzing the shift in perceptions in their respective target
populations each research project then compares its target population results w ith the
perceptions o f a sample o f the general population After fully exploring the results o f
their respective populations the researchers combined their results and therefore a third
area o f research was added to each respective research project that o f comparing the
research associated with the public sector population with the private sector population
It must be noted that in chapter 4 where the two researchers combine their
individual data for the purpose o f comparison between the public sector and the private
sector (research question 3) the analysis is reported in both theses
Methodology
To facilitate the management o f the research this study was delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the competencies
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector (defined as the public sector leadersrsquo survey)
b Comparing the results obtained from the public sector leaders
survey with results obtained from the general public population identifying
any similarities and reviewing any differences
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16
c Comparison o f public sector leaders results with results from
the private sector leadersrsquo survey and general public survey results
The four phases o f the research are explained and detailed in chapter 3 o f this
research
LimitationsDelimitations
Limitations
This research was limited by the following conditions
1 The normal risk associated with mailed survey questionnaires which
includes heavy demand on the respondents time dropout rate o f the participants and
the validity o f the responses
2 The sample for the public sector leadersrsquo population was no t stratified by
age o r by gender
3 The sample for the private sector leadersrsquo population was not stratified by
age o r by gender
4 Data collection methodology differed for groups the leader responses
were collected by mail-in survey whereas the general population responses were
collected through telephone survey
5 W ith respect to the telephone survey inter rater reliability o f the surveyors
evaluated was not adjusted
6 The data used for this research is based on indhidualsrsquo perceptions o f
future requirements
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17
Delimitations
The research was delimited by the following conditions
1 Data were gathered from July 1999 to N ovem ber 1999
2 The telephone survey used for the sample o f the general population could
accommodate 11 leadership competencies
3 The mail survey was limited to senior executives In the public sector this
included only those executives above the Assistant Deputy Minister level at both the
federal and provincial level mayors and senior administers at the municipal level and
elected officials at the federal and provincial levels
4 The mail survey was limited to senior executives In the private sector this
included C hief Executive Officers
5 The descriptions for the leadership com petencies are largely taken from the
descriptions used by the Canadian Public Service Commission (specifically for 12 o f the
15 competencies used in the survey)
6 The terms globalization technology diversity and downsizing were not
operationally defined for the purpose o f the survey therefore leaders could interpret the
terms in their ow n context
Definitions
For the purpose o f this research the following operational definitions were
employed
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18
Elxtenuil Driver Denotes one o f the four external environmental forces which
are said to be characterizing the 21 ldquo century including globalization technology
downsizing and diversity
Leadership Competencies Twelve o f the 15 leadership competencies
assessed in this research w ere taken directly from the com petencies developed by the
Canadian Federal Public Service (Public Service Commission 1997) and are paraphrased
as follows
Ability to Learn (Behavioral Flexibility) People with the ability to adjust
behavior to the demands o f a changing work environment in order to remain productive
through periods o f transition ambiguity or uncertainty They adapt the expression o f
their competencies to different situations and respond quickly to emerging opportunities
and risks They work effectively with a broad range o f situations people and groups
This competency enables ADM s to adapt to the characteristics o f particular situations to
acquire new and more effective behaviors and to discard others as contexts and roles
change It allows them to leam from the behavioral styles o f others to expand their own
repertoire The essence o f this competency is the ability to continuously develop new
ways o f interacting that are more effective in certain situations in order to accomplish
onersquos objectives (Public Service Commission 1997)
Business Technical Knowledge Added to be reflective o f the private sector
(Diaz 1999 Donnelly amp Kezbom 1994)
Communications Skills People who communicate in a compelling and
articulate manner that instills commitment They adapt communication to ensure that
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19
different audiences understand key messages They use a variety o f communications
vehicles to foster open communication within their own organization and across the
Public Service They appreciate the importance o f being a good listener provide
opportunities for others to have input listen for underlying nuances and messages and
convey an understanding o f key points being communicated (Public Service Commission
1997)
Cosmopolitan W orld View From the business literature (Gannon 2000
Larson amp Mingie 1992 Piturro 1999) which indicates the need for leaders to have a
global awareness to be able to succeed in a globalized economy
Entrepreneurial (Creativity) People who respond to challenges with
innovative solutions and policies They dem onstrate a willingness to question
conventional means o f serving the public They use intuition non-linear thinking fresh
perspectives and information from non-traditional fields to generate new and imaginative
ways to succeed They will often address several objectives simultaneously solving
multiple problems at once To prepare for future challenges they enhance their creativity
by continuous learning They build a continuous learning environment in their
organizations by supporting a culture where the cutting edge is highly valued (Public
Service Commission 1997)
Ethics People with ethics treat people fairly and with dignity and are willing
to admit their mistakes even in the face o f adverse consequences They honor their
commitments and consistently strive to act in the public interest by ensuring that the
public trust is not violated Their principles act as an internal compass to guide their
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20
behavior allowing them to consistently uphold the personal social and ethical norms of
the Public Service They protect fairness avoid conflicts o f interest and maintain
political and interpersonal neutrality They pursue proper goals and are resilient in the
face o f distracting external pressures They are known for doing the right thing for the
right reasons and ensure that their actions are aligned with their principles (Public Service
Commission 1997)
Initiative (Action Management) People with the abilitgt to anticipate the
short- and long-term consequences o f their strategies They have courage to propose
courses o f action that others may hesitate to suggest They have the ability to make things
happen and get things done and are known for their ability to accomplish objectives
(Public Service Commission 1997)
Interpersonal People who interact effectively with public and private sector
individuals superiors peers and subordinates in order to advance the w ork o f the Public
Service Their interactions are based on respect and an appreciation that people with
varying backgrounds and viewpoints enrich the organizational environment They have
the ability to deal with difficult and complex interpersonal situations Interpersonal skills
are not social graces they are a means o f achieving important management objectives
(Public Service Commission 1997)
N egotiation (Partnering) People who work to create the policies that support
integrated service delivery and eliminate red tape and bureaucracy in the interest o f the
public good They develop a community o f shared interests with diverse levels o f
government vested interest groups and the non-profit and private sectors They use their
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21
diversity o f experience and knowledge to make the best decisions They share common
goals solve common problems and work hand in hand for the common good not only o f
each partner but o f the Canadian public An essential feature o f this community is that it
functions on the basis o f shared power and responsibility This allows members to avoid
waste inefficiency and duplication o f effort while retaining the identity o f their own
organization (Public Service Commission 1997)
Organizational People who understand the inner workings o f the
government the Public Service and their own organizations in terms of structure
processes and key players They actively develop this awareness in order to effectively
position themselves to achieve strategic objectives This requires acute sensitivity to the
relationships between key players in the organization in addition to both acknowledged
and private agendas They actively seek out opportunities to keep their organizational
awareness comprehensive and current Their organizational awareness comes from a
range o f sources from intuitive perception to factual data (Public Service Commission
1997)
Problem Solving (Cognitive Capacity) People who understand and respond
strategically to the complexities inherent in service to the public They have the ability to
perceive both parallel and divergent issues within various responsibilities and to interpret
key messages and trends They create order out o f chaos and develop long- and
short-term strategies that will prevent as well as solve problems (Public Service
Commission 1997)
Stamina People must sustain high energy levels to greet the ongoing
challenge o f protecting the public interest Their ability to resist stress and remain
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
22
energized in the face o f difficult demands and prolonged exposure to stressors often has
an uplifting effect on others (Public Service Commission 1997)
Teaching- Added to be reflective o f the literature in which authors are citing
the need to develop learning organizations (Senge 1990b 1994 1997b Smith 1997
Tichy 1997) with coaching and mentoring values and com petencies (Hargreaves amp
Fullan 2000 Keys 1994 M orris amp Tarpley 2000)
Teamwork People who contribute actively and fully to team projects by
working with other Assistant Deputy Ministers (A D M ) and colleagues collaboratively as
opposed to competitively which includes working tow ards consensual solutions that
enhance the output o f the team ADMs recognize that a diversity o f experience and
knowledge can only enhance the quality o f the team rsquos w ork (Public Service Commission
1997)
I ision People who champion the vision o f the Public Service They have the
ability to describe the future o f service to the public in compelling terms promoting
enthusiasm and commitment from others The leaderrsquos comm itm ent to the vision sends a
message to others that change is a positive endeavor thus creating an atmosphere that
breeds new ideas They foresee potential roadblocks to success and take action to avoid
them (Public Service Commission 1997)
Contribution of the Research
The value o f establishing a reliable research database for this information is
significant especially as trainers seek to train o r hire leaders for the future The Canadian
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
23
Public Service has undergone a major downsizing in the last 5 years and the num ber o f
executives required to replace existing executives who are expected to retire in the next
10 years has made training o f future leaders a critical preoccupation
In addition there are exchanges betw een the public and private sectors to
provide their executives with training or recruitment opportunities o r to further expertise
in a specific area Therefore the variation in perceived leadership com petencies between
public and private sector leaders will be important in determining appropriate training
opportunities
FundingSponsors
The Canadian Centre for M anagement Development (CCM D) and Ekos
Research Associates have both agreed to sponsor the research costs (expected to be
S40000 Canadian) because o f the research gap tha t exists CCMD is responsible for
training all managers and executives in the Canadian public service Ekos Research a
private sector firm is involved with public and private sector policy developm ent
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 2
LITERATURE REVIEW
Introduction
This century is characterized by the development o f a global economy the
pace and nature o f technological change downsizing and increasing cultural diversity
(Abbasi amp Hollman 1998 Betcherman McMullen amp Davidman 1998 Foot amp
Stoffman 1996 Hamel amp Prahalad 1994 Jackson amp Associates 1992)
This chapter reviews the key nature o f leadership in a changing world by
discussing two major topics leadership models and 21 -century forces O ur very
understanding o f leadership qualities has evolved from static trait-based approaches to
more fluid competency-based identification as the demands o f leadership have changed
This chapter describes and explains this evolution o f our understanding o f leadership and
discusses possible future developments
There has always been change There have always been leaders Leadership
is and always has been an essential element o f any organized activity Wars politics and
religion all required leadership This thesis argues that changes in the external
environment influence the form o f leadership that is required to deal with the new
challenges presented While there have always been leaders it was the age o f the
24
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
25
industrial revolution that introduced the science and role o f leadership in the making or
breaking o f an organization The industrial revolution marked the beginning o f modem
business as the demands o f managing that dramatic change in the economy gave birth to
organizationalmanagement science as we know it (Bass amp Stogdill 1990) Over time
this revolution also introduced new demands on governm ents to regulate the manner in
which these businesses operated and specifically how they utilized human resources
This heralded the institutionalization o f mechanisms to manage the economy such as
central banks labor laws and health and safety regulations Thus inherent and ongoing
tension between government and business emerged in this era Since the industrial
revolution environmental factors including a dram atic increase in the numbers o f
educated people technological breakthroughs the development and implementation of
efficient means o f transportation and communication have accelerated both the speed and
impact o f this change As a result the importance o f leadership has escalated In the
2 Tlsquo century the prevalence and pace o f change will be so acute that it will necessitate a
redefinition o f leadership This chapter discusses models o f leadership and key
environmental factors influencing leaders
Leadership Models
While there is consistency in the understanding o f the actions o f leadership
the diversity in what makes a leader successful in these actions is reflected in the
numerous models described in the research literature (Boyatzis 1982 Fiedler 1987
Ghiselli 1963 Likert 1961 McClelland 1973 M cG regor 1960 Stogdill 1974
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
26
Tannenbaum amp Schmidt 1973 Vroom amp Yetton 1973) Leaders are generally
understood to identify a vision design strategies and mobilize w ork to achieve it (H itt amp
Keats 1992 Jacques amp Clement 1991 Richards amp Engel 1994) Leaders also monitor
changes in the internal and external environment to adjust and re-frame the vision andor
the means to achieve it Researchersrsquo models differ in explanations o f the variables that
underlie an individualrsquos ability to carry out these actions These differences reflect not
only which facets o f the individual are o f interest in explaining success but may also
reflect changes in the nature o f organizations For example traditional stable command
and control-based organizations may be best described in term s o f the stable traits
associated with their leaders Organizations where strategies m ust adapt quickly to
changes such as geopolitical events may require shifts in ability sets that are just as fast
and an emphasis on adaptability and creativity in their leaders As previously noted for
the majority o f organizations external factors have been changing rapidly over the past
decades and are bound to change even faster in the future The goal o f many human
resource m anagers today is not only to respond to external factors quickly but to take
advantage o f cues in the environment to predict what will be required and pro-actively
plan for the future (Diaz 1999)
An important factor in accurate prediction is not only knowing probabilities
for future requirements but in understanding how requirem ents change over time This
necessitates a baseline an appreciation o f what was required in the past and how those
requirements were reflected in models for successful leadership These earlier models for
leadership will be considered in term s o f the competencies that w ere the focus for
success
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
27
Leadership models can generally be characterized into four groupings
1 Traitist theories also known as the ldquogreat manrdquo theory Traitist theories
which centered on identifying the personal characteristics o f leaders were appropriate for
the post-w ar world in which they were developed Organizations were viewed as
relatively enduring unchanging and predictable Change was perceived to be linear
2 Behaxioral theories an emphasis on how the managerleader should act
Behavioral theorists began viewing leadership as an interaction between leaders and
followers The introduction by behavioralists o f this concept o f relationship was a
valuable addition to leadership models However behavioralists had difficulty predicting
the link between leadership behavior and outcomes
3 Situational theories an emphasis on behavioral flexibility and situational
adaptability As the complexity o f organizations grew in the 1960s situational theories
were developed to reflect the need for different skills in different situations The
situational leadership model was beginning to reflect that the assumptions about
constancy were no longer valid
Competency m odels an attempt to define underlying variables that predict
job performance Competencies are the most recent approach to human resource
management The approach grew from a need to better predict Job performance
Traitist Theories
Early studies on leadership centered largely on the personal characteristics o f
the leader The researcher m ost closely associated with this theory is Ralph Stogdill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
28
(1974) whose w ork spans more than 30 years beginning after the Second W orld War
Stogdill looked at managers from various functional backgrounds including
transportation insurance communications finance and manufacturing and concluded
that traits related to intelligence education responsibility independence and
socioeconomic status were important traits for effective leadership Further studies
demonstrated that some traits were more important than others in determining leadership
EE Ghiselli (1963) in particular noted that supervisory ability the need for occupational
achievement intelligence decisiveness self-assurance and initiative were particularly
important as leadership traits
And while these early studies o f traits advanced our knowledge o f leaders the
general dissatisfaction among some researchers with the traitistrsquos underlying assumption
that leaders are bom and not made encouraged further study which attempted to fill in the
role o f behavior and the environment in defining leadership
Behavioral Theories
At the core o f the behavioral theories is the query as to which leadership
behaviors are im portant to be effective Kurt Lewin and his associatesrsquo research
emphasized three behavioral styles o f leadership including directive democratic and
participatory (Lewin 1939) Further research popularized the importance o f the beliefs
that a manager has about his or her subordinates in determining their leadership style
(M cGregor 1960) In the Theory X and Theory Y model the Theory X manager
commands and tells people what to do because heshe believes their subordinates are lazy
and need to be told w hat to do The Theory Y m anager uses a democratic approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
29
believing that subordinates want more responsibility and are concerned about the
well-being o f the organization
Behavioral researchers identified tw o general behavioral configurations which
could be delineated as task versus socio-em otional (Bales amp Slater 1955) o r production
versus employee orientated (Kahn amp Katz 1953)
Rensis Likert ( 1961 ) further delineated the behavior research by identifying a
continuum o f leadership styles from task orientation to employee orientation which
included four distinct systems including the exploitative-authoritative person the
benevolent-authoritative person the consultative-democratic person and finally the
participative-democratic person
The managerial grid concept (Figure 1 ) which was advanced by Blake and
M outon ( 1985) has become one o f the m ore popular behavioral theories Styles o f
leadership are plotted on a grid with the axis depicting the managerrsquos concern for people
and concern for production While there are up to 81 possible positions on the grid five
leadership styles are overtly delineated
1 (19) Country Club M anagement M anager uses a permissive approach
and is ready to sacrifice production to keep a happy family
2 (11) Impoverished M anagement M anager has little concern for people or
for production
3 (99) Team M anagement M ost effective style o f management leader
expresses concern for people and production and is an advocate o f participative
managerial approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
30
t ^oo
^ I - OP
X C
1-9(Country Club)
9-9(Team)
5-5CLS (Middle Road)
ucO mdash
U
(Impoverished)1-1
(Task)9-1
0 1 2 3 4 5 6 7 8 9Concern for Production (High)
Figure 1 The managerial grid leadership styles
4 (91) Task Management Leader is autocratic has total concern for
production and little for people
5 (55) M iddle Road Management Leader has balanced concern for
production and people is known as a compromiser
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
31
While studies confirmed two reliable dimensions o f leader behavior people
versus production it proved more difficult to confirm any predictable link between leader
behaviors and organizational outcomes It is in this context that researchers began to
suggest that leadership analysis should move beyond the study o f the leader to include the
situational factors
Situational Theories
Recognizing that no single leadership trait or style was effective in all
environments situational theorists Robert Tannenbaum and Warren H Schmidt (1973)
were two early researchers who identified three characteristics that affect leadership style
including the manager the subordinates and the situation (Tannenbaum Kallejian amp
Weschler 1954) Further work by these researchers identified a leadership continuum in
which the leader is influenced by his or her background knowledge values and
experience
The first comprehensive situational model developed in 1960 was known as
the Contingency Theory (Wren 1994) Fred Fiedler s (1987) model integrated situational
parameters into the leadership equation by developing a scale o f situational control which
was based on the following three features
1 leader-member relations ie degree o f trust and support for leader
2 task structure degree to which goals are specified
3 position power leaderrsquos formal authority to reward and punish
Fiedler believed that the most important situational dimension was the degree o f
predictability and control that the leader had
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32
To do his research Fiedler developed the Least Preferred Co-worker (LPC)
questionnaire and scale that allowed him to measure basic motivational factors that made
a leader act in a certain way The Contingency Model and the LPC scale have been the
subject o f much debate though in the final analysis there is some basis for accepting that
the predictions o f the theory are strongly supported by data from both organizational and
laboratory studies (Strube amp Garcia 1981)
The Normative Decision Theory as presented by Vroom and Yetton (1973) is
in many respects similar to Fiedlers model especially with respect to its predictive
qualities Participatory decisions will have better results when there is little clarity or
support on the other hand autocratic decisions will be more efficient when there is strong
leader support and a specific task A striking difference between the situational models is
their assumptions with respect to the leader The Normative Decision Theory sees the
leader as adaptable to fit particular situations whereas the Contingency Model assumes
leadership style is based on learned personality traits which are difficult to modify
What has remained consistent is that the models o f leadership evolve with the
environment Competencies have become the pre-eminent approach to understanding the
makeup o f modern leadership
Competencies
Launched in 1973 in a paper by McClelland the com petency movement seeks
to identify- through research m ethods ldquocompetencyrdquo variables variables that predict job
performance A job competency is an underlying characteristic o f a person which results
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
in effective or superior perform ance in a job lsquoA job com petency is an underlying
characteristic o f a person in that it may be a motive trait skill aspect o f ones self-image
o r social role or a body o f knowledge which he or she usesrdquo (Boyatzis 1982 p 21)
As described by McClelland ldquoThe com petency method emphasizes criterion
validity what actually causes superior performance in a job not what factors most
reliably describe all o f the characteristics o f a person in the hope that some o f them will
relate to job perform ancerdquo (David C McClelland cited in Spencer amp Spencer 1993
p 7)
Over the past decade Spencer and Spencers Competence at Work has been
the seminal text for com petency-based human resources management The work reflects
years o f competency activities including data collected by the Hay McBer company This
is important because the originator o f the competency movem ent David McClelland was
a founding member o f that firm and designed the firm s approach to competency profiling
and data acquisition Currently there are a number o f m odels for profiling but all are
founded on this basic approach
Spencer and Spencer (1993) describe a fully integrated competency-based
human resource management system In this system
recruiters recruit and select for competencies required by jobs Training and development is focused on those competencies tha t lead to superior performance in jobs Succession planning is done by com paring em ployees competencies with the competency requirem ents o f future jobs Com pensation includes competency- based pay elem ents to encourage employees to develop needed competenciesThe performance appraisal system assesses em ployeesrsquo competencies at least yearly and inputs these data to the data base to be sure that the system has up-to- date assessments o f individualsrsquo competencies (Spencer amp Spencer 1993 p 23)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
34
In practice the primary functions to which management competencies have
been applied in organizations are training and development Management competencies
have also been integrated into the performance appraisal system Application o f
management competencies to compensation has been very limited (Walsh-Minor 1997)
The model for generating competency profiles consists o f four parts (Slivinski
amp Miles 1997a) the identification o f external drivers and influences the identification
o f the objectives and values o f the organization the identification o f the work required to
achieve objectives and values and the identification o f the competencies required to
accomplish the work
Based on this approach we can assume that external drivers such as
globalization technology downsizing and diversity impact on both the public and
private sectors However there are differences in the values and objectives o f
organizations in the public sector compared to those in the private sector Public sector
organizations are more values-based since their activity and their functions are related to
the public good They operate within a legislative fram ework and are responsive to
citizens o f the state Public sector organizations are moving towards being more results-
based and skills-based while still attempting to retain their values-based focus (Boyatzis
1982)
Alternatively private sector organizations have as their objective to make a
profit As a result they value specific business knowledge competencies relevant to the
companyrsquos business lines They are moving towards defining values such as embracing
diversity in their w orkforce and promoting familywork balance Both sectors are striving
towards becoming learning organizations and instilling leadership at all levels It is
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35
evident that public and private sector competencies requirements are converging as the
public sector adopts private sector business models and the private sector becomes more
citizen-focused to remain competitive Appendix 3 provides examples o f competency
profiles o f several public sector organizations the public service organizations o f the
United States the United Kingdom Australia New Zealand and o f several private sector
organizations
In summary there are several reasons why the competencies required for work
may differ between the public and private sectors First the objectives o f the public and
private sector may differ While the primary focus o f the public sector is the common
good for the private sector it is profitability In addition the environments o f the public
and private sector are different Organizations in the private sector have ready access to
timely performance indicators such as profits revenues and market share The nature o f
work the structure o f jobs and the measures o f performance used in the public sector do
not allow for as clear and quick feedback on performance Furthermore there are
differences in time horizon institutional response time and policy-directed objectives
(Boyatzis 1982)
While there are important differences between the two sectors there are also
important similarities which may result in similar competencies being required to
accomplish the work in the two sectors Both are exposed to the same external drivers in
particular globalization rapid technological change downsizing and increasing cultural
diversity Neither sector is divorced from society as a whole nor from each other as
there are significant interactions between the two sectors For example the public sector
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36
through its pow er to tax regulate and disperse public funds has a significant effect upon
the private sec to rrsquos pursuit o f its objectives In turn actions o f the private sector may
assist or hinder significantly the public sec to rrsquos success in achieving its objectives
Increasingly the public and private sector are collaborating in service delivery through
contracting out and other partnership arrangem ents As another example changes in
private sector management techniques have influenced public sector management
practices
2 r lsquo-Centurgt- Forces
To be able to define the leadership competencies required for the 2 T lsquo century
it is im portant to understand the unique and unprecedented nature o f the changes taking
place today The 21 century is defined by interconnectedness A new global picture o f
reality is em erging that as Terry Mollner (cited in Renesch 1992) indicates is a new
system formed beyond capitalism and socialism Basic to this ldquothird wayrdquo is a shift from
a Material Age world view to a Relationship Age world view In the former the universe
is a collection o f separate parts where there is competition based on self-interest In the
latter the universe is comprised o f connected parts that cooperate in the interest o f the
whole Globalization technology downsizing and cultural diversity are key interrelated
com ponents that are contributing to this new world order Understanding this
environment is the first step in identifying the competencies required for future success
Globalization
For centuries the economies o f countries were largely self-sufficient and trade
was limited to areas where transportation m ade access possible The em ergence o f
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37
communications technology and efficient transportation brought with it interdependence
and the emergence o f a borderless economy Events that occur far from ones country
have an immediate impact a t home For example the recent Asian economic crisis
affected the economies o f the world Corporate competition and cooperation are now
global in scope Lee lacocca (M cFarland Senn amp Childress 1994) marks the end o f the
Cold War as the event that is moving us to one world Symbolically globalization came
to being in the mid-1980s (M cFarland et al 1994 Pettigrew 1999) the day the three
major stock exchanges w ere linked electronically enabling stock and commodities
markets to trade 24 hours a day 7 days a week
It is clear that this interconnectedness has changed the nature o f corporate
competition increased the complexity o f issues accelerated the pace o f change and
contributed to the de-layering o f organizations This set o f im pacts has resulted in a
world where leaders have to leam to cope with continual uncertainty
Furthermore the nature and magnitude o f globalization have altered the
relationship between business and the state Prior to globalization the state s vertical
power was critical for the determ ination o f military and econom ic choices International
relations were determined betw een nation states For example treaties were commonly
negotiated on a bilateral basis between nation states consistent w ith the understanding
that each nation state controlled choices within its border in a m anner that could honor
the obligations o f the agreem ent This simple formula is clearly altered by the rise o f
global competition mergers and the increased presence o f transnational strategic
alliances (Pettigrew 1999)
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38
With globalization the strength o f the market is derived from its horizontal
interdependence This merging o f economic spaces is occurring at the same time as there
is a dismantling o f the vertical power o f the state (Farazmand 1999 McFarland et al
1994 Pettigrew 1999) This imbalance is creating ldquoa major change in the configuration
o f public-private spheres in favor o f the globalizing corporate sectorrdquo (Farazmand 1999
p 11) State efforts have been redoubled to find means to become more horizontal to
maintain influence This has created a concerted attem pt to shift towards the
professionalization o f public administration (Farazmand 1999) but at the same time has
resulted in state efforts to create supranational organizations such as the World Trade
Organization
The total impact o f globalization is still to be determined What is
indisputable however is that it is causing a transformation and realignment o f activity
and relationship in and between every organizationmdashpublic or private
Technology
ldquoNew technologies are compressing time and distance diffusing knowledge
transforming old industries and creating new ones at a pace that is hard to grasprdquo (Opstal
199899 p 2) Jeremy Rifkin (1995) warns that this Third Industrial Revolutionrdquo while
creating a new knowledge economy will displace many Jobs and mark the end o f work
Computers have revolutionized the nature o f work In 1920 85 o f the cost o f
manufacturing an automobile went to workers and investors By 1990 they were
receiving less than 60 (Reich 1992) The knowledge workers the engineers financial
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
39
analysts designers are the new elite But the dawn o f computers over the last 30 years
has also demanded much o f managers and decision makers This is evidenced by the
results o f a recent survey o f 365 public and private sector Information Technology (IT)
executive managers which indicated that one third o f all IT projects were canceled before
completion The Standish Group estimates that American companies and agencies spent
581 billion on canceled IT projects (Brown amp Brudney 1998) ldquoCurrent senior IS
[Information System] executives who have not broadened their own knowledge skills
and experiences in business operations strategy and management should gain these
valuable perspectivesrdquo (Applegate amp Elam 1992 p 13)
John Scull notes that in this age the strategic resources are no longer coal oil
and wheat but ldquothe ideas and knowledge that com es out o f our mindsrdquo (cited in
McFarland et al 1994 p 43) Information is the germ o f ideas and the Internet provides
access to information to a rapidly increasing population The growth is phenom enal-the
number o f individuals online increased from 26 million in 1995 to 205 million in 1999
and is projected to increase to 350 million by 2005 (Nua Internet Survey 1999a) The
Internet is more than information it is also the new market place Online retail sales are
estimated to be SUS660 billion in 1999 and projected to increase to SUS 1234 billion by
2002 (Cyber Atlas 2000a) The next wave o f access to the Internet is wireless portal
users With this technology it will be possible to ldquodeliver time-sensitive localized and
customized content to a variety o f devices in a mobile environmentrdquo (Cyber Atlas
2000b) The number o f wireless subscribers is estimated to be 300000 in 2000 and
projected to increase to 248 million in 2006 (CyberAtlas 2000a) Clearly this explosion
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40
in technology and information fiiels the new global economy The speed o f access to
information and the diflhision o f access to millions o f people presents challenges to
leaders Hoarding information is no longer power Sharing information and using it to
add value is the challenge o f today U nder these circumstances the talent is the arena o f
competition
Long-term competitive success requires access to the best and the brightest globally W ithout people to create apply and exploit new ideas there is no innovation process Capital and information and even m anufacturing may move across borders but the talent pool needed to facilitate irmovation does not transfer as readily (Opstal 199899 p 6)
But even with a talent pool and access to information there is a continuing
debate as to the outputs from technology Attwell and Rule ( 1984) noted tha t people
remain so willing to speak and write as though the overall effects o f com puting
technologies w ere a foregone conclusion But there is a gap betw een technology and
improved productidty Drucker (1995) Keen (1981 1986) and Brown and Brudney
(1998) indicate that there is a need to understand the gap between investm ents in
technology and performance And m odem leaders will have to rise to this challenge
Downsizing
The layoffs o f the 1980s have changed not only the shape o f organizations but
the social contract between employers and employees ldquoThe average American 32 year-
old has already w orked for nine different jobs W orkers today fantasize not about landing
a dream jo b rsquo but about having a rsquoportfolio careerrsquomdash one dream job after ano therrsquo
(W ooldridge 2000 p 82) According to M cG oon (1994) in the future employees who
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
41
stay current with their skills who contribute measurable value to their organizations year
after year and who develop new skills will be rew arded-unlike the past where loyalty
was rewarded
Organizations restructure o r re-engineer to increase efficiency reduce payroll
costs shed redundancy after a m erger or takeover o r contract out functions to stay
focused on competencies Some feel that the major challenge for business is to continue
to improve business position with fewer employee dislocations (Abbasi amp Ho liman
1998 Pfeffer 2000 as cited in W ooldridge 2000) O thers are o f the view that the
company manrsquo days rewarded longevity rather than value added (Kanter 2000
M cGoon 1994)
Kanter states that in this environment companies must earn loyalty ldquoBuilding
long-term commitment depends on four things the nature o f the work itself the
opportunity to grow the chance to speak up and be listened to and the feeling o f making
a differencerdquo (Kanter 2000 p 82) There is no doubt that in the first waves o f
downsizing there was a loss o f cumulative skills and experience o f those who endure
the wrenching human drama o f losing their jo b rdquo (Abbasi amp Hollman 1998 p 4)
The outcries and conflict that characterized the layoffs o f the 1980s and early
1990s are muted Labor unions instead o f protesting are more likely to help laid-off
workers make the transition to other jobs Executives are more likely to blame global
forces rather than the need for larger profit margins in their decisions to downsize
(Uchitelle 1998b)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
42
While reorganization may have occurred for the most part for reasons o f profit
or cost reduction it also created flatter organizations o r horizontal organizations (Jacobs
amp Rao 1995 O stroff 1995) Post-downsizing the need to manage differently became
apparent Imperial Oil after three downsizings began to focus on helping the organization
rationalize the work to the core Imperial is rethinking the ldquoold traditional supervisory
modelrdquo The manager o f executive development says ldquow e are starting to leam some
things about what is really crucial in a leadership contextrdquo Hierarchical reporting will
give way to teams representing a mix o f disciplines W ith fewer resources the amount
o f time managers can devote to their staff decreases their need for more autonomy for
staff (Lorine 1991) Post-downsizing managing a flat organization requires a complete
overhaul o f the culture o f the form er pyramid structure
Companies have to organize workers into self-managing teams senior
managers must relinquish control and lower-level managers must take responsibility for
wider issues (Abramson 1996) All these managerial changes may seem obvious but
they demand a new set o f leadership competencies to succeed
Diversity
Technological advancements in transportation communications and
information have contributed to the creation o f a global economy that is complex This
new world is still emerging and as a result the rate and nature o f change it presents are
redefining leadership and w ork and the structure o f organization As was noted above
the pyramid organization is giving way to the horizontal organization Talent is more
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
43
valued than seniority ldquoTodayrsquos workforce has also changed significantly from six
perspectives age gender culture education disabilities and valuesrdquo (Jamieson amp
O rsquoMara 1991 p 6)
W orkforce diversity will be a key driver in understanding the leadership
competencies tha t will be required in the 2 T lsquo century By briefly reviewing some key
components o f diversity such as age gender and culture the scope and importance o f
diversity for tom orrow s leader can be established The US Bureau o f the Census
predicts that the age distribution o f the w orkforce will change in the next 20 years The
prime-age labor force will shrink while the w orkforce over the age o f 55 will begin to
increase For example in 1990 one in nine Americans were over age 65 By 2020 one in
six Americans will be over 65 This increase is being created by three phenomena the
Baby Boom the Baby Bust and advances in health care (Jamieson amp O M ara 1991)
The Baby Boom (1947-1966) cohort will exert a strong influence on public
policy and w orkforce demographic shifts Canada had the strongest baby boom in the
industrialized world
ldquoThe largest single-year age group in the mid 1990s is those bom in 1961rdquo
(Foot amp Stoffman 1996 p 18) The Baby B ust (1967-1979) a decline in birth rate is
attributable to tw o main factors the introduction o f the birth control pill in 1961 and the
increase in the participation o f women in the labor market (Foot amp Stoffman 1996) Foot
adds another cohort that he named the baby-boom echo (1980-1995) These are the
children o f the boom ers This cohort and the other tw o demographic shifts combine to
create a w orkforce where increasingly younger persons will manage older persons
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
44
Career development for baby boomers will become increasingly lateral competition to
attract and retain entry-level workers will be fierce (Jamieson amp O Mara 1991)
In addition to the birth patterns o f the population shifts in the gender
dimension o f the population can be seen through increasing participation o f women in the
labor force This has been the most dramatic change in the w orkforce mix US data
indicate that while their share o f the population has not changed significantly their
workforce participation numbers have almost doubled since 1970 (Deavers Lyons amp
Hattiangadi 1999) Participation o f married women with children has risen from 28 in
1960 to over 70 in 1998 As women form a greater proportion o f the workforce and to
ensure that their talents and contribution to the productivity o f the organized are
maximized it will be im portant to meet three challenges o f gender diversity in the
workforce (Jackson amp Associates 1992 Johnston amp Packer 1987 Schwartz 1989)
1 ensuring that w om enrsquos talent and competencies are fully utilized
2 removing the artificial barriers o f male-dominated organizations
3 adjusting to the fact that women shoulder a disproportionate share o f the
responsibility for family care and ensuring that the leave policies w ork flexibility and
artificial prom otion restraints are reformed
Finally racial and ethnic diversity in the w orkforce has increased through
immigration In the US immigration has accounted for more than 50 o f the increase
in the w orkforce in the 1990s (Deavers et al 1999) In both the US and Canada about
half o f all immigrants originated from northern Europe in the 1950s and 1960s In the
later 1960s and 1970s immigrants were more likely to be from southern Europe
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
45
including Greece Spain and Portugal Beginning in the 1970s and 1980s and
culminating in the 1990s southern Asia became the main source o f newcomers to both
Canada and the US In the late 1990s and into the next century it is predicted that Latin
America will increasingly becom e Canadas main source o f immigrants When people
with different habits and world views are in the workplace misunderstandings and
conflicts occur Some writers question whether cultural diversity is anything new In the
US the proportion o f the population that is African-American has remained fairly stable
while the number o f immigrants entering the country is only slightly higher (Richman
1990) However there are other factors to take into account other than percentage o f
cultures in the population In the US the affirmative action era has increased integration
in areas where African-Americans were not traditionally employed (Jackson amp
Associates 1992) Also as was noted above the source countries o f immigrants are
much more varied than at the turn o f the century Furthermore with the creation o f more
horizontal organizations and team-based management styles the interaction o f different
cultures increases ldquoDiversity describes the make-up o f the group Inclusion describes
which individuals are allowed to participaterdquo (Miller 1998 p 1) Cox (1995) indicates
that diversity in the workplace potentially lowers members morale and makes
communication more difficult One empirical study indicates that heterogenous groups
experience more turnover than homogenous groups (Jackson et al 1991) Creating an
inclusive organization is therefore important and difficult ldquoOrganizations are beginning
to identify diversity as a potential asset and are making inclusion o f differences a part o f
their culture and success M ost organizations however require a fundamental culture
change to value difference as an assetrdquo (Miller 1998 p 4)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
46
Preparing Tor the Future Survey of LeadersrsquoPerspective o f Competency
Introduction
Globalization technology downsizing and diversity are creating an
increasingly complex environment o f rapid change and driving organizations to become
less hierarchical with more emphasis on teamwork
The leadership competencies required to succeed in this fast-changing
unpredictable environment are constantly being redefined In fact both the structural
changes in organizations and the complexity o f the issues indicate that no one individual
or one trait or behavior or situation can be sufficient for success in this environment
The interconnectedness o f our global community requires an interdependent view of
leadership This approach is being critically examined by a wide num ber o f academic
practitioners (Bennis 1994 1995 1997 Covey 1992 Hamel amp Prahalad 1994 Kotter
1995 1996 Senge 1994)
In this section we will discuss several surveys o f leaders The first is a
general com petency model developed by Spencer and Spencer (1993) The second is a
survey by Duncan and Harlacher (1991) designed to determine the competency profile o f
leaders in an educational setting Donnelly and Kezbom (1994) investigated critical
leadership qualities required for effective project management W atson W yatt ( 1998)
provides a competency-based leadership framework that is global in scope Finally this
section ends w ith a survey conducted by Diaz ( 1999) designed to determ ine the
competency profile required for human resource managers in the 21ldquo century The Diaz
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
47
w ork is particularly relevant since human resource specialists implement the selection and
recruitment strategies related to a particular com petency profile and are more recently part
o f the decision-making process for the development o f the workforce
Spencer and Spencer A General Model
Spencer and Spencer (1993) present a series o f competencies that they and
other researchers see as increasingly important for executives managers and employees
in organizations in the future These perspectives are based on external drivers alm ost
identical to those discussed previously
For executives these competencies consist o f strategic thinking change
leadership and relationship management For m anagers these consist o f flexibility
change implementation entrepreneurial innovation interpersonal understanding
empowering team facilitation and portability Spencer and Spencer (1993) provide
detailed descriptions o f these competencies
From a comprehensive review o f the com petency research literature Slivinski
and Miles (1997a) conclude that although term inologies for competencies differ across
profiles and time the constructs underlying successful perform ance are generally
equivalent They argue that the focus should be on the understanding rather than the
nomenclature (Slivinski amp Miles 1997a)
Accordingly for the purpose o f the survey undertaken by the authors the
competencies identified by Spencer and Spencer (1993) as being increasingly im portant
in the future for executives and managers were redefined to terminology in m ore com m on
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
48
usage W ork motivation under time pressure which was identified by Spencer and
Spencer (1993) as increasingly important only for employees was also included In
addition ethics and base job requirements o f organizational (administrative) ability and
businesstechnical knowledge were added
The definitions for teamwork visioning organizational interpersonal
relations communication skills stamina ethics and values are those used by the Public
Service Commission o f Canada This agency is legislatively responsible for promotion
recruitment and development o f public service employees o f the Government o f Canada
in accordance with the principle o f merit Problem solving ability to leam
entrepreneurial competencies and negotiationconsultationengagement are defined by
the Public Service Commission as subsets o f cognitive capacity behavioral flexibility
and communications respectively Teaching and businesstechnical knowledge as well
as cosmopolitanworld view were added to test their continued applicability in the
z r-cen tu ry environment Table 1 provides a comparison o f the Spencer and Spencer
competency model and the profile used in the survey for this thesis
Duncan and Harlacher Competencies for an Educational Setting
For example Duncan and Harlacher (1991) conducted a survey to determine a
competency profile for an ideal executive leader o f an American community college for
the 2 r lsquo century They surveyed the Chief Executive Officers o f 10 institutions The
results o f this survey were characterized into five dimensions (1) institutional vision and
revitalizationmdashstrategic analysis o f the long-term impact o f pending decisions (2) ethical
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
49
Table 1 Comparison o f Competency Profile
Spencer and Spencer Competency Competency Used in Survey1
Strategic thinking Problem solving (anaKiical decisive judgment innovative)Ability to leam (integrative intelligence change agent)
Change leadership Vision (creativity) Communications skills
Relationship management Interpersonal (relationship collaborative serving others)Negotiationconsult and engage
1 Flexibility
1
Ability to leam (integrative intelligence change agent)Entrepreneurial (risk taker experiment)
1 Change implementationi1
Communications skills TeamworkTeaching (coaching mentoring)
Entrepreneurial innovation Initiative (m otivated)
Interpersonal understanding Interpersonal (relationship collaborative serving others)
i Team facilitation Teamwork
i Portability Cosmopolitanworld view
W ork motivation under time pressure1
Staminaresilienceself-renewal
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
50
leadershipmdashintegrating personal philosophies into the institutions value system (3 )
institutional power and transform ationmdashestablishing an environment which fosters
innovation and creative problem solving (4) political leadership-m aintaining coalitions
to advance the cause o f the institution and (5) institutional conceptualization and
survival mdashthe ability to perceive and analyze institutional issues from a global
perspective
Donnelly and Kezbom Competencies for Project Leaders
Another study by Donnelly and Kezbom ( 1994) investigated those critical
leadership qualities most im portant for effective project management In this study a
distinction is made between competency and know-how Com petency was defined as an
augmentable quality o f leadership that appears to be a personality construct but is
capable o f modification via skills awareness and developm entrdquo (Donnelly amp Kezbom
1994 p 3) Know-how w as defined as strictly learned information that is ldquoan elem ent o f
leadership comprising a body o f knowledge that is largely learned via education training
and on-the-job experiencesrdquo (Donnelly amp Kezbom 1994 p 3) This study indicated that
in the future more and m ore organizations will have matrix structures with few er
hierarchical structures and largely composed o f horizontal teams There was a m arked
distinction between those subjects o f the study that had matrix o r hierarchical experience
Those in hierarchical structures ranked know-how higher than competencies relative to
matrix organizations This study concluded that project leaders ldquoin addition to being
astute at managing subordinates must be more analytical m ore integrative more
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
51
Watson Wyatt Global Competencies
W atson W yatt (1998) a private sector managerial consulting firm conducted
a survey o f 11000 employees in the US and Canada as well as a survey o f 2000 senior
managers from 24 countries around the world to update a 1977 model o f a competency-
based framework developed by Dalton Thom pson and Price (1977) They assumed that
individuals progressed through competency stages linearly stage 1 following
directionsmdashthe apprentice stage 2 contributing independentlymdashthe colleague stage 3
contributing through othersmdashthe mentor and stage 4 influencing organizational
directionmdashthe sponsor Watson W yattrsquos motivation for updating this study is that in the
20 years since the original study organizations have become flatter and less hierarchical
AJso the im portance o f information and technology has increased the number o f
knowledge workers The study developed what they term the ldquovalue-creation
continuum
A key difference between W atson W yattrsquos perspective and that o f
Dalton et al is that individuals instead o f following a linear progression through
competencies can contribute on multiple dimensions depending on their role at a given
moment In the W atson Wyatt model a new dimension has been added called
contributing through expertisemdashdimension three This was added to capture particularly
workers in technology fields They added another factor to the fourth dim ension-
contributing through othersmdashwhich is the ability to accomplish things through others
which is a higher standard than merely being proficient in more than one area A fifth
dimension has been added called contributing through vision This is seen as higher than
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
52
the sponsor role as it defines individuals who not only have a significant influence on the
whole organization but whose organization extends outside their w ork group
The W atson Wyatt study recognizes the pace o f change and the complexity o f
the world today through its flexible structure through a seemingly simple but profound
shift from the concept o f stages to dimensions It recognizes that in the 21 century
individuals move back and forth through dimensions as their roles o r positions change An individual may return to dimension one or two when he or she needs to leam a new technology or role and then move back to dimension three four or five as knowledge skills and expertise grow (W atson Wyatt 1998 p 6)
Diaz Competencies for Human Resources Specialists
Diaz (1999) in his March 1999 study o f challenges facing Venezuelan human
resource managers in the 21 century surveyed the opinions o f a sample o f 400
individuals com posed of executives human resource practitioners university professors
and students In his findings Diaz found no significant differences in the opinions of
these groups o f participants about the skills required for the 21 century Interpersonal
skills such as teamwork achievement motivation pro-active attitude and ethical values
and directive skills such as vision leadership entrepreneur spirit able to develop
strategic alliances were ranked extremely important (Diaz 1999 p iv) Ranked low in
importance w ere knowledge o f specific areas such as psychology labor statistics and
statistics Diaz sets his study against the backdrop o f a number o f trends affecting
Venezuela including globalization an increasingly multi-cultural workplace the rapid
growth o f new information technology and increased organizational downsizing These
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53
are similar to the drivers that motivated the study o f future com petencies o f Watson
Wyatt and the hypotheses o f Spencer and Spencer
In response to ongoing increasingly rapid change organizations o f the future
will be less liierarchical more organizationally flexible and include more horizontal
teams (Spencer amp Spencer 1993) Just as IBM had by the beginning o f the 1990s trained
managers fo r a world that no longer existed leaders to be successful in the future must
have the com petencies necessary for both the continually changing environment o f the
future and the organizational structures that will need to be adopted to function
effectively In a world where relationship defines success and where change is at an
increasingly fast pace tom orrow rsquos leaders must be able to deal with ambiguity while
maintaining multiple relationships-both horizontally and vertically
Reproduced with permission of tfie copyrigfit owner Furtfier reproduction profiibited witfiout permission
CHAPTER 3
M ETHODOLOGY
Introduction
This chapter describes the design and methodology o f the study This study
responds to the following four research questions
Research Question 1 Has there been a shift in public sector leaders
perception as to the leadership com petencies required in the past as compared to the
leadership competencies required for the 21rdquo century
Hypothesis 1 The ratings o f leadership competencies required will differ
from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
1 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies for leaders 20 years ago
2 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies fo r leaders in the 21ldquo century
54
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55
Research Question 2 If there is a shift in perceptions are external
environmental drivers globalization technology downsizing and diversity related to that
shift
Hypothesis 2 Leaders will rate the external drivers as influencing leadership
competency requirements
Research Question 3 Is there a divergence or convergence o f views between
leaders in the public sector and the general public as to the required leadership
competencies in the 21 century
Hypothesis 3 Leadersrsquo ratings o f leadership competencies required for the
21 century will differ when com pared to the general publicrsquos ratings o f leadership
competencies required for the 21 century
In addition consensus between groups will be tested to determine
Research Question 4a Is there a consensus o f views between leaders in the
public sector and those in the private sector as to the size o f the shift between 20 years
ago and in the 21 century
Hypothesis 4a The public sectorrsquos size o f shift between past and present
required leadership competencies will differ from that o f the private sectorrsquos
Research Question 4b Is there a consensus o f views between public and
private sector leaders and the general population on which if any o f the leadership
competencies are the most important
Hypothesis 4b Each group will perceive some leadership com petencies as
more important than others
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56
It is hypothesized that leaders in both sectors will differ from the general
population
Methodology
To facilitate the management o f the research this study may be delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the leadership
competencies to be investigated
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector leaders
b Comparing the results obtained from the public sector leadersrsquo
survey question 2 with results obtained from the general public population
identifying any similarities and reviewing any differences
c Comparison o f public sector leadersrsquo results with results from the
private sector leadersrsquo survey
The four phases o f the research are explained and detailed below
Phase 1 Identifying the Methodology and the Survey Pool
In order to develop an appropriate instrument for identifying current leadersrsquo
perceptions o f the competencies for the 21ldquo century two distinct methodologies w ere
considered the Delphi technique and the survey method
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57
The Delphi technique has been used quite successfully when attem pting to
ascertain nevvs on an issue or problem related to the prediction o f the future The
technique also affords an opportunity to develop a consensus o f views for topics which
are highly subjective The purpose o f the Delphi method which was developed in 1953
by the Rand Corporation to ascertain if there was a consensus view among military
experts on the issue o f the atomic bomb is to elicit perceptions o r Judgments held by
experts knowledgeable in a specialized area (Boberg amp M orris-Khoo 1992) However
given that the purpose o f this research was to establish whether it was possible to identify
some generic attributes for leadership in the IT century the possibility o f finding experts
who would provide the breadth o f experience without being linked too closely to a
particular field proved difficult Since the authors could not identify any specific
empirical base for the study it was decided that while a qualitative study might have
provided a m ore nuanced description o f the competencies for the 2T century a
quantitative survey based on the shifting perceptions o f Canadian leaders w ould make the
greatest contribution to the field in ensuring baseline data for further study in the field
Quantitative Survey
For the purposes o f this study there were two target survey populations the
public sector leaders population and the general public population The following
describes each sample population and the survey methodology employed
Public sector leaders population
In responding to the first research question (Has there been a shift in public
sector leadersrsquo perception as to the competencies required in the past as com pared to the
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58
competencies required for the 2 P lsquo century) the survey pool used for this study comes
from an existing database o f senior public servants at municipal provincial and the
federal levels o f government Table 2 delineates the various clusters o f individuals that
made up the survey pool and the proposed basis for sampling for the survey As is noted
in Table 2 where the sample size was not based on a census the methodologgt for
choosing the sample has been identified
Table 3 delineates the response rate for the 1999 survey among the various
sectors in the public sector target population
-A 12 response rate is within the 10-15 range common to mail-in surveys
(Boyd amp Westfall 1972 Kanuk amp Berenson 1975 Luck Wales amp Taylor 1970
McDaniel amp Rao 1980 W under amp Wynn 1988 Yu amp Couper 1983)
The response rate o f 12 was deemed acceptable based on historical data for
this database Table 4 provides the most recent response history o f the Rethinking
Government national survey for the public sector target sample
While the sample was not stratified by gender age or region Tables 5 6 and
7 describe the gender age and educational level o f the sample population
General public sample population
In order to consider the third research question (Is there a divergence or
convergence o f views between leaders in the public sector and the general public as to the
required leadership competencies in the 21ldquo century) the results o f the public sector
leadersrsquo survey were com pared to a sample o f the general public (laquo=1503) The general
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59
Table 2 Sample Size and Selection Criteria for the Public Sector Leaders
Leaders Selection Criteria Population Sample
Federal 431 431Federal MPs All 301Federal DMsADMs All 130
Provincial 1390 758Provincial MPPsMLAs Random 765Provincial DMsADMs All DMsRandom ADMs 625
Municipal 480 411MayorReeves Descending city size 255Municipal clerks Descending city size 225
Table 3 Response Rate for the 1999 Survey Among the Various Sectors in the PublicSector Target Population
Sector Percentage
Total Federal
Total Provincial
Total Municipal
127
136
167
Total Public Sector 142
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60
Table 4 Response History o f the Rethinking Governm ent National Survey for the PublicSector Target Sample
Y ear Percentage
1996 14
1997 12
1998 17
1999 142
Table 5 Gender Distribution o f Public Sector Leaders
G ender Percentage
Male 69
Female 3 1
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61
Table 6 Age Distribution o f Public Sector Leaders (=227)
Age Percentage
lt35 26
35-44 181
45-54 551
55-64 211
654- 3 1
Table 7 Educational Achievement o f Public Sector Leaders (raquo=227)
Educational Level Percentage
Graduated from high school (grade 12-13) 3
Vocationaltechnical college or CEGEP 2
Trade certification 1
Some university 8
B achelors degree 25
Professional certification 17
G raduate degree 44
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62
public survey sample o f 1503 was randomly generated from the Canadian population o f
persons over the age o f 16 and was conducted by means o f a centralized com puter-
assisted telephone interviewing facility The sample was stratified along age gender and
regional lines (Atlantic Quebec Ontario Prairies and British Columbia) as described in
the following tables (Tables 8 9 10)
The full sample yielded a margin o f error o f -r- 18 percentage points
19 times out o f 20
The research question noted above was embedded in the Ekos Research
bullAssociates Rethinking Government survey and represented 1 o f the 21 questions posed in
the survey
Telephone Survey
The intent is to compare the results o f public sector leadersrsquo perception o f
required leadership competencies for the 21ldquo century with results obtained from a
telephone survey o f the general populationrsquos perception o f the requirement for 11 o f the
same leadership competencies as were tested in the public sector leaders survey Not
included in the survey o f the general population were interpersonal teamwork
businesstechnical knowledge and vision
Private sector leaders population
In responding to the fourth research question (Is there a consensus o f views
between public and private sector leaders and the general population on which if any o f
the leadership competencies are the most important) data from a separate research study
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63
Table 8 Gender o f General Population Telephone Survey (t=1503)
Gender Percentage
Female 51
Male 49
Table 9 Age Breakdown o f the General Population Sample (=1499)
Age Percentage
lt25 17
25-34 18
35-44 22
45-54 20
55-64 7
65+ 15
DKNR I
donrsquot know no response
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64
were used (W atson 2000) The Private Sector L eader survey data com e from an existing
pool o f senior Canadian leaders including C h ief Executive Officers (CEOs) and senior
executives from the private sector A sample o f 960 CEOs of the top econom ic
perform ing Canadian companies as identified by total revenues was sent a sur ey
questionnaire w ith a m ail-in response
The sam ple was not stratified by gender age o r region Table 11 delineates
the response rate for the 1999 suiwey between private sector companies w ith differing
numbers o f em ployees
A response rate o f 126 was deem ed acceptable based on historical data for
this group which has been identified by Ekos for a longitudinal study Table 12 provides
the most recent response history o f the Rethinking Government national survey
Phase 2 Developing the Surv ey Instrument and Reviewing Competencies
Survey Instrument
M ail-in Public Sector Survey
The survey instrument was developed as a m ail-in surv ey G iven the tim e
constraints o f the individuals being surveyed and the num ber of surv eys these individuals
see in any given period the length and the presentation o f the questionnaire w ere key
considerations
Respondents were asked to use a L ikert scale to rank their perceptions o f the
leadership com petencies required 20 years ago and those that will be necessary 20 years
from now The researcher chose a Likert scale because o f the advantages o f this scaling
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65
Table 10 Sample Stratified by Region (=I503)
Region
British Columbia
Alberta
Prairies
Ontario
Quebec
Atlantic
Percentage
13
10
7
38
24
8
Table 11 Response by Number o f Employees (= 121)
Percentage Number Number o f Employees
31
29
40
38
35
48
lt100
100-500
over 500
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66
Table 12 Response History of the Rethinking Government National Survey
Year Percentage
1996 14
1997 12
1998 17
1999 142
technique First individuals typically have the same understanding o f the differences
between the points on the scale which enables comparison o f rankings Second this
approach has been found to yield data which can be analyzed by statistics for normal
distributions For both reasons this type o f scale provides informative and uncomplicated
data (Arnold McCroskey amp Prichard 1967 Edwards 1957)
A sample questionnaire is provided in Appendix 4 o f this paper
Reviewing and identifying the competencies
The 15 competencies were identified by the sponsors o f the research and
therefore closely track the competencies currently used in the Canadian federal public
service The competencies including teamwork problem solving ability to learn
communication skills vision interpersonal entrepreneurial initiative stamina ethics
organizational and negotiationconsultengage are identified as part o f the Public Service
Commissionrsquos competencies for public service managers In addition businesstechnical
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67
knowledge cosmopolitanworld view and teaching were added to be consistent with the
literature
Phase 3 Administering the Survey
Mail-in Leaders Survey
The survey was sent by mail to all leaders in the survey pool in
September 1999 to maximize the response rate by avoiding both the summer holiday
season and any fiscal year-end considerations Included in the package was a letter
describing the study the questionnaire and the response envelope Respondents were
reminded to complete the survey 21 days after the initial mail-out Once a 12-15
response rate had been achieved and a minimum o f 4 weeks had elapsed the results were
tabulated for analysis The sample o f public sector leaders for the purposes o f this study
included 227 individuals (=227) The sample o f private sector leaders for the purpose o f
this study included 121 individuals (=121) (Watson 2000)
Telephone Survey of a Random Sample of the General Population
The telephone survey o f the general population with respect to question 2 was
embedded in an existing Rethinking Government survey with a sample population o f
1503 (laquo=1503) This survey w as administered by Ekos Research Association
The results o f this national random sample o f Canadians over the age o f 16
were gathered between July 15 and July 30 1999 The time lag between the mail-in
survey and the telephone survey is not deemed to be significant as there were no
outstanding short-term econom ic or political events during the period that would have
influenced perceptions
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68
Phase 4 Analyzing the Results
In analyang the results the Statistical Program for Social Sciences (SPSS)
was used The results were tabulated with the data analyzed to respond to the research
questions
Public Sector Leadersrsquo Analysis
The focus o f the analysis was to determine if am ong the sample population
there has been a shift in perception as to the required leadership competencies The
comparison o f the leadersrsquo perceptions o f the required skills for leaders 20 years ago and
their perceptions o f the required skills for leaders in the 21ldquo century provides some basis
to evaluate w hether training and development needs o f potential leaders should be altered
as a result o f the changing requirements This analysis was completed by comparing
responses and adjusting statistically for the variance in the responses
f-tests for dependent paired means were applied for within group comparisons
as the actual population variance is unknown Tw o-tailed probabilities are reported as the
direction o f the differences could not be predicted from the research base for every
competency
In com paring shifts in competency ratings only cases where a rating was
provided for both 20 years ago and the 21ldquo century w ere included in the analysis To
compute a mean within one time epoch all ratings are included In the paired -test that is
applied to determine the significance o f changes betw een tim e epochs only where ratings
are provided for both time epochs are they included in com puting a change One effect o f
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69
paired ratings can be that means computed for each time epoch separately may not match
exactly means that are based on paired ratings For example if a respondent rates a
competency as im portant in the past that rating is included in computing the mean for the
past When com puting the mean difference over time that rating would be excluded if
the respondent did not also provide a rating for that competency in the future Because
some ratings that contribute to the mean in one time epoch may not be included in the
computation o f the shift in a competency rating means may differ when the data contain
missing cases
The 95 confidence level was adopted as the cut-off for significance
reflecting research and publication standards (Coldeway 1989) When probabilities were
slightly above 05 but less than 10 differences were described as approaching
significance
Although there is some hesitation in applying inferential statistics such as t to
ordinal scale data it is a commonly used approach for Likert data as responses are
generally normally distributed and results are considered relevant for discussions o f
general trends (Arnold et al 1967 Edwards 1957)
External Drivers Analysis
To support the premise that changes in perceived competency requirements
are related to external drivers the leaders ratings o f the importance o f each o f the four
drivers was analyzed Respondents were asked to rate the importance o f each external
driver on a scale o f 1 -7 from low to high importance
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70
In testing for significance the researcher chose a two-tailed -test applied on
the differences betw een dependent means o f the external driver ratings This test was
chosen based on one group o f subjects with a repeated measure and not more than two
observations per subject (Coldeway 1989)
Comparison of Results Between the Public Sector Leadersrsquo Survey and the General Public
The results obtained from the public sector leadersrsquo survey (survey question 2)
were compared with results obtained for the same survey question from the General
Public population survey identifying any similarities and reviewing any differences This
analysis is important in testing how broadly the future competencies are acknowledged
In addition this allows a comparison o f individual versus organizational perspectives
j-tests w ere applied on comparisons o f means between groups r-tests are
commonly used when population variance is known and -tests when population variance
is unknown However -tests for differences even for independent means are based on
the assumption that sample variances are equal even though they are unknown In this
case the variance o f the general population and leadersrsquo samples could not be assumed to
be equal because the leaders by virtue o f their position would be likely to differ in at
least demographic variables such as age or education A modified r formula does not
require the equal sample variance assumption and was therefore considered to be the
more appropriate statistic in addition the large sample size supports the application o f
the z formula because convergence with population variance increases with sample size
(Hogg amp Tanis 1993)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
71
Comparison o f Results Between the Public Sector and the Private Sector Leaders Survey
The shifts in perceptions o f the required competencies for leaders in the
21 century as measured by the survey o f the public sector were compared to the shifts in
perceptions as measured by the analysis o f the private sec to r survey
This analysis is particularly useful in determining if there is a convergence o f
perceptions by both public sector and private sector leaders as to the importance o f
leadership competencies for the 21 century To the extent that both sectors are seeking to
cross fertilize their leadership personnel the extent to which both sectors share a
common perception o f the future com petencies facilitates that transfer o f personnel
Ranking W ithin groups
The ratings for the com petencies were ranked to establish an order o f level o f
importance Mean rankings were tested for significance to determine if any com petencies
are o f higher importance This was applied for each leaders group and the general
population
To determine if any com petencies were perceived as being m ore im portant
than others the mean ratings for each competency were ranked in descending order
Confidence interval comparisons w ere used to determine i f the ranked mean for one
com petency rating differs significantly from the ranked m ean for another com petency If
the confidence intervals for two com petencies overlap it cannot be inferred that the ir
m eans differ significantly Therefore only when the confidence intervals do not overlap
can ranked means be described as significantly higher or low er than another
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
72
Ranking Between groups
The order in w hich the competencies were ranked was com pared across
groups to determine if both leaders groups rated sim ilar sets o f competencies as m ore
im portant than other competencies The general populations rankings w ere com pared to
the public and private sector leaders to identify organizational versus individual
perspective differences
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 4
RESL^LTS
Introduction
The ratings by public sector leaders o f leadership competencies were used to
determine if there is a difference between perceived importance 20 years ago and in the
21 century The hypothesis that a shift would be due to a set o f external drivers was
tested by public sector leaders rating the importance o f each driver To support the
validity o f considering public sector leaders as subject m atter experts differences
between organizational perceptions those o f the leaders and individual perceptions
those o f a sample o f the general population were compared Tw o additional analyses
combine data from the two research studies public sector leaders and private sector
leaders One addresses the size o f shift in requirements over time Will the changes be
larger for one sector than anotherrsquo The other analysis compares the top ranked
competencies across groups Is there a difference in what public and private leaders
consider the most im portant competencies and do they differ from what individuals in the
general population perceive
j
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
74
Shift 20 Years Ago to 21ldquo Century
Q uestion 1 Has there been a shift in public sector leadersrsquo perception as to
the leadership com petencies required in the past as compared to the leadership
competencies required for the 21ldquo century
It w as hypothesized that the ratings o f leadership competencies required will
differ from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
Q uestion la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Q uestion Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 ldquo centuryrsquo
The im portance o f each competency was rated by public sector leaders
20 years ago and in the 21ldquo century
The variability o f responses is greater for the ratings o f competencies in the
past as com pared to the future For the ratings o f the 21ldquo century there is less variability
especially am ong the top-rated competencies demonstrating a strong consensus o f views
In examining Table 13 it is apparent that the relative ordering o f importance
for some com petencies has changed from the past as compared to the future For
example 20 years ago cosmopolitanworld view had the lowest mean at 3 493 whereas
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
75
Table 13 M eans and Standard Deviations o f the Ratings by Public Sector Leaders o f Leadership Competency Requirements 20 Years Ago and in the 21ldquo Century
Competency 20 Years Ago Competency 21ldquo Century
Initiative 5486 (1199) Vision 6419 (807)
Problem Solving 5450 (1143) Communication 6379 (702)
Organizational 5390 (1188) Teamwork 6242 (740)
BusinessTechnical 5344 (1306) CosmoW orld View 6185 (863)
Stamina 5256 (1227) Ability to Leam 6159 (854)
Ethics 5158 (1381) Ethics 6128 (1007)
Communication 4789(1272) Problem Solving 6009 (882)
Vision 4586 (1391) Initiative 5969 (840)
Interpersonal 4574 (1374) Interpersonal 5925 (972)
Entrepreneurial 4561 (1546) Negotiation 5797 (947)
Negotiation 4516 (1237) Entrepreneurial 5661 (1028)
Ability to Leam 4491 (1291) Stamina 5619 (1065)
T eamwork 3897(1440) Teaching 5489 (1036)
T eaching 3857 (1318) Organizational 4991 (1244)
Cosmopolitan 3493 (1345) BusinessT echnical 4867(1 211)
World View
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
76
in the 21 century respondents gave a mean response o f 6185 With respect to
businesstechnical knowledge 20 years ago the mean response o f 5344 was among the
top five mean scores whereas for the 21 century this competency received the lowest
mean score
-tests two-tailed were used to compare rating means for past and future
requirements Results are presented in Table 14 Differences were significant for all
competencies with ratings higher for the 21 century than for the past across all
competencies except for businesstechnical knowledge and organizational skills where
21 -century ratings were lower
External Driver Influence on Competency Requirements
Q uestion 2 If there is a shift in perceptions are the external drivers-
globalization technology downsizing and diversity-related to that shiftlsquod
It was hypothesized that leaders will rate the external drivers as influencing
leadership com petency requirements
It has been previously suggested that the external drivers used in this research
are influencing the need for leadership competencies To support this relationship public
sector leaders were asked to rate the importance o f each external driver on the 1-7 point
scale Responses were described at high moderate or low points on the scale and
percentages calculated for each driver at each descriptor -tests two-tailed were applied
to the means Data are presented in Table 15
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
77
Table 14 Significance o f Shift Degrees o f Freedom Values and Probabilities o f the Ratings by Public Sector Leaders o f Past and Future Leadership Competency
Requirements
Competency J f
CosmopolitanAVorld View 222 26782 p lt 000
Team work 223 21375 p lt 000
Vision 221 17946 p lt 000
Ability to Leam 222 16577 p lt 000
Communication 222 16531 p lt 000
Teaching 220 15103 p lt 000
Negotiation 222 12434 p lt 000
Interpersonal 222 12056 p lt 000
Ethics 221 9834 p lt 000
Entrepreneurial 222 9743 p lt 000
Problem Solving 221 5 751 p lt 000
Initiative 221 5424 p lt 000
Stamina 222 3165 p lt 002
Organizational 221 -3397 p lt 001
BusinessT echnical 222 -3777 p lt 002
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
78
Table 15 Means Standard Deviations and Percentages o f the Ratings by Public Sector Leaders o f the Influence o f External Drivers on Leadership Competency Requirem ents
for the 21ldquo Century
External Driver Ratings High M oderate Low
Globalization 5911 (1014) 86 10 1
Technology 5964 (1024) 90 7 3
Diversity 4920(1386) 65 19 15
Downsizing 4200(1323) 39 32 28
Comparison o f mean ratings indicates that globalization and technology are
considered equally important Globalization and technology are considered to have more
influence than diversity t (224) = 9 303 (p lt 000) t (223) = 9222 (jj lt 000) and than
downsizing i (224) = 15500 p lt 000) t (223) = 17060 p lt 000) Diversity is
considered to have more influence than downsizing t (224) = 6324 p lt 000)
The ranking o f the drivers is significant in that some are considered more
important than others however it should be noted that almost 40 o f the sample
considered even the lowest rated driver downsizing to have a high influence and 71
considered it to have at least a moderate influence
Leader and General Population Perspectives
Question 3 Is there a divergence o r convergence o f views between leaders in
the public sector and the general public as to the required leadership com petencies in the
21 ldquo centuryrsquo
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
79
It w as hypothesized that leaders ratings o f leadership competencies required
for the 2T centurs will differ when compared to the general publicrsquos ratings o f leadership
competencies required for the 21rdquo century
Because the external driversrsquo impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflecting an organizational perspective rather than that o f an individual
Individuals may experience the external drivers as more general influences without
consideration o f specific strategic objectives values or work while leaders may
experience them specifically as they affect their organizationrsquos objectives values and
work An individual may rate the importance o f leadership competencies from the point
o f view o f what they personally would need to focus on to take a leadership role whereas
an organizational perspective would frame a response in terms o f the needs o f the
organization itself
To determine if there were differences in the perceptions o f the general
population and public sector leaders r-tests (as described previously) on the independent
sample means w ere calculated Results are presented in Table 16
W hile it is important to note that a direct comparison betw een the rankings o f
competencies betw een the leaders and the general population is somewhat constrained
given the fact that four o f the competencies (businesstechnical knowledge interpersonal
teamwork and vision) rated by the leaders w ere not ranked by the general populations it
is nonetheless possible to make some general observations with respect to the
comparisons betw een the two groups The general population rated a number o f
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
80
Table 16 Means and Standard Deviations o f the Ratings by Public Sector Leaders and the General Population o f Leadership Competency Requirements for the 21ldquo Century
Competency Public Sector General DifferenceLeaders Population
Problem Solving 6009 (882) 6290 (948) -0281
Ability to Leam 6159 (854) 6364 (695) -0205
Communication 6379 (702) 6318 (913) 0061
Initiative 5969 (840) 6170 (991) -0201
Entrepreneurial 5661 (1028) 5694(1170) -0033
Teaching 5489 (1036) 5672 (1239) -0183
Stamina 5619 (1065) 5668 (1197) -0049
Ethics 6128 (1007) 6262(1106) -0134
Organizational 4991 (1244) 5998 (1094) -1007
Negotiation 5797 (1947) 6106 (1022) -0309
CosmopolitanAVorld View 6185 (1863) 5668 (1283) 0517
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81
competencies as more important for the 21ldquo century than did public sector leaders O f
these the following were statistically significant problem solving r = -4795 p lt 000)
ability to leam z = -3595 p lt 000) initiative r = -3597 p lt 000) teaching z = -2646
ip lt 008) ethics z = -2008 p lt 044) organizational skills z = -12171 p lt 000) and
negotiating z = -4905 p lt 000)
Public sector leaders rated cosm opolitanworld view at a significantly higher
rate than did the general population z = 9028 p lt 000)
In reporting these results it is im portant to note that significance is achieved
even when actual mean differences are small This results from the high degree o f
consensus am ong the raters regarding the im portance o f each competency for each epoch
Combined Data Public and Private Sector Leaders and General Population Diflerences
This section o f the results combines findings from the public sector leaders
group and the private sector leaders group (W atson 2000) It has been established for
both groups that there is a shift in the perception o f leadership competency requirements
between the past and the 21ldquo century It has been supported that this shift is a function to
some extent o f the set o f external drivers defined for this study Additional analysis
indicates that each group o f leaders differs from the general population in their
perspective o f how important each competency will be in the future
Comparisons o f ratings by public and private sector leaders are reported to
address two issues First is there a difference in the size o r degree o f shift between these
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82
groups o f leaders that is is there a bigger change for leaders in one sector o r the other
Second is there a difference in which o f the leadership competencies is perceived as the
most important and does that differ from the perspective o f the general population
Degree of Shift
Question -fa Is there a consensus o f views between leaders in the public
sector and those in the private sector as to the size o f the shift between 20 years ago and
in the 21 century
It was hypothesized that the public sec to rs size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Data are presented in Table 17 r-tests (as described previously in chapter 3)
on the differences in the mean differences indicated significantly different size shifts
Public sector leaders demonstrated a larger shift in leadership requirements
than did private sector leaders on vision r - 2488 ip lt 016) entrepreneurial skills
r = 2305 ip lt 022) and approached significance for negotiating r = 1898 ip lt 056)
Public sector leaders indicated that the difference in the requirements for these
competencies will increase more so than in the private sector
Ranking of Competencies Within Groups
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
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83
Table 17 M ean Differences and Standard Deviations o f the Shift in Ratings by Public Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements
Competency Public Sector Leaders Shift
Private Sector Leaders Shift
Difference
T eamwork 2348 (1644) 2133 (1608) 0215
Problem Solving 0559(1447) 0567(1488) -0008
Ability to Leam 1677 (1511) 1639(1454) 0038
Communication 1596(1442) 1558 (1500) 0038
Vision 1829(1510) 1364(1718) 0465
Interpersonal 1345 (1886) 1479(1641) -0134
Initiative 0482 (1324) 0525 (1270) -0043
Entrepreneurial 1103 (1691) 0678 (1603) 0425
Teaching 1629(1803) 1521 (1473) 0108
Stamina 0372(1745) 0331 (1422) 0041
Ethics 0 959(1484) 0802(1 430) 0157
Organizational -0392(1719) -0227(1475) -0165
BusinessTechnical -0471 (1882) -0142(1502) -0329
Negotiation 1291 (1551) 0975 (1429) 0316
Cosmopolitan 2691 (1500) 2669(1575) 0022
World View
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84
It was hypothesized that each group will perceive som e leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Public sector leaders
To determine if the ratings by public sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table IS
Organizational skills and businesstechnical knowledge indicate lower ratings for
importance than the other competencies p lt 05)
Private sector leaders
To determine if the ratings by private sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table 19
(W atson 2000) Private sector leaders rated a number o f com petencies significantly
higher than others These include vision cosmopolitanworld view ability to learn
communication teamwork and initiative p lt 05)
General population
To determine if the ratings by the general population o f leadership
competencies required in the 21 rdquo century differed in terms o f importance the ratings were
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85
Table 18 Public Sector Leaders Ranking o f Leadership Competency Requirements byMean Ratines With Standard Deviations and Confidence Intervals
Com petency Rank Rating Confidence Interval Lower U pper
Vision 1 6419 (807) 6313 6524
Communication 2 6379 (702) 6288 6470
Team work 3 6242 (740) 6146 6 339
Cosm opolitanW orld View 4 6185 (863) 6073 6297
Ability to Learn 5 6 159 (854) 6048 6271
Ethics 6 6 128 (1007) 5997 6259
Problem Solving 7 6009 (882) 5894 6124
Initiative 8 5969 (840) 5880 6079
Interpersonal 9 5925 (972) 5799 6052
N egotiation 10 5797 (947) 5674 5921
Entrepreneurial 11 5661 (1028) 5527 5795
Stamina 12 5 6 1 9 (1 0 6 5 ) 5481 5758
Teaching 13 5489 (1036) 5354 5624
Organizational 14 4991 (1244) 4829 5153
BusinessT echnical 15 4 8 6 7 (1 2 1 1 ) 4709 5025
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86
Table 19 Private Sector Leadersrsquo Ranking of Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower Upper
Vision 1 6446 (866) 6292 6601
CosmopolitanW orld View 2 6372 (743) 6239 6504
Ability to Learn 3 6248 (849) 6097 6399
Communication 4 6231 (883) 6074 6369
Teamwork 5 6182 (876) 6026 6338
Initiative 6 6116 (829) 5968 6263
Ethics 7 6041 (970) 5869 6214
Problem Solving 8 5982 (946) 5822 6161
Entrepreneurial 9 5843 (885) 5685 6001
Interpersonal 10 5842 ( 944) 5673 6011
Negotiation 11 5835 (916) 5671 5998
Stamina 12 5760(1017) 5579 5941
Teaching 13 5496 (1034) 5312 5680
BusinessT echnical 14 5225 (1104) 5028 5422
Organizational 15 5000 (1174) 4790 5210
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87
ranked and compared using a 95 confidence internal D ata are presented in Table 20
Results indicate that ability to learn communication problem solving ethics initiative
and negotiation were rated as the most important (p lt 05) Organizational skills
entrepreneurial skills teaching stamina and cosmopolitanworld view were rated as less
important p lt 05) The 95 confidence interval was adopted as the cut-off for
significance reflecting research and publication standards
Ranking of Competencies Between Groups
Means associated with the rankings were com pared across groups using a 95
confidence interval Data are presented in Table 21 Public sector and private sector
leaders ranked the competencies similarly Vision communication teamwork
cosmopolitanworld view and ethics were common to both groups as higher rated
competencies Private sector leaders ranked businesstechnical knowledge higher than
did public sector leaders (p lt 05) The competencies rated the highest by the general
population differed from those o f both groups o f leaders ip lt 05) The general
population rated problem solving as more important than did both groups o f leaders and
rated ability to learn higher than did the public sector leaders ip lt 05)
Sum m ary of Results
Public sector leaders perceived a shift in importance o f most leadership
competencies from 20 years ago to the 21 century however they rated
businesstechnical knowledge and organizational as decreasing in importance
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88
Table 20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower U pper
Ability to Learn 1 6 364 (895) 6318 6409
Communication 2 6318 (913) 6272 6365
Problem Solving 3 6290 (948) 6242 6338
Ethics 4 6 262(1 105) 6206 6318
Initiative 5 6 1 7 0 ( 991) 6120 6220
Negotiation 6 6 106(1 022) 6054 6157
Organizational 7 5 998 (1094) 5943 6053
Entrepreneurial 8 5694 (1170) 5635 5754
Teaching 9 5 672(1 238) 5609 5734
Stamina 10 5669 (1197) 5608 5730
Cosmopolitan 11 5668 (1263) 5604 5732
W orld View
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89
Table 21 Ranking o f Leadership Competency Requirements
Rank
Com petency Public Sector Private Sector General
Vision 1 1 na
Communication 2 4 2
Team w ork 3 5 na
CosmopolitanAVorid View 4 2 11
Ability to Leam 5 3 1
Ethics 6 7 4
Problem Solving 7 8 3
Initiative 8 6 5
Interpersonal 9 10 na
Negotiation 10 11 6
Entrepreneurial 11 9 8
Stam ina 12 12 10
Teaching 13 13 9
O rganizational Skills 14 15 7
BusinessT echnical 15 14 na
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90
They rated all external drivers as having influence on the competencies
especially globalization and technology
Public sector leaders rated problem solving ability to leam initiative
teaching ethics and organizational skills lower than the general population and a similar
effect for negotiating approached significance Public sector leaders rated
cosmopolitanworld view as more important than did the general population This may
reflect the differences in organizational versus individual experiences o f the impact o f the
external drivers
Public sector leaders differed from private sector leaders in that they rated
larger shifts in importance for vision entrepreneurial skills and negotiating
Both public and private sector leaders identified the same top five ranked
competencies including vision communication teamwork cosmopolitanworld view
and ability to leam The general population ranked ability to leam as the most important
competency (within a smaller group o f 11 competencies)
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CHAPTER 5
SLHVIMARY CONCLUSIONS AND RECOM M ENDATIONS
This chapter contains a summary overview including a brief review o f the
purpose conclusions and recommendations for further study
Summary
As previously established in chapter 2 the pace o f change in the 21 century is
most evident when considered in the context o f the effects o f globalization technology
diversity and downsizing These external drivers individually as well as in combination
will affect the way in which we think about leadership requirements for the future
Leaders perceptions as to the trend toward particular leadership competencies required
for future leadership will be important input into training and development opportunities
for current managers
In this context the purpose o f this study w as to identify whether public sector
leaders perceive a shift in the required leadership competencies for the 21 century The
hypothesis that the shift would be perceived to be related to a set o f external drivers was
then tested by private sector leaders rating their perception o f the influence o f each
external driver on leadership competency requirements To support the validity that
public sector leaders are subject m atter experts differences between organizational
91
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92
perspective and the individual perspective are then compared Two additional analyses
combine data from the tw o research studies public sector leaders and private sector
leaders using data from a similar study (W atson 2000) Using these com bined data the
size o f shift in leadership requirements over time was compared between the tw o sectors
The other analysis com pared top-ranked competencies across groups specifically public
sector leaders private sector leaders and the general public
Finding 1
As described in chapter 4 public sector leaders perceive that the following
leadership com petencies will be more im portant in the 21ldquo century team w ork problem
solving ability to leam communication vision interpersonal initiative entrepreneurial
teaching stamina ethics negotiation and cosmopolitanworld view At the same time
public sector leaders perceive that both organizational and businesstechnical
competencies will be less important for leaders in the 21ldquo century than 20 years ago
Finding 2
Respondents identified both globalization and technology as im portant
environmental factors which are driving the requirem ents for leadership com petencies
into the 21ldquo century While there was more divergence o f perceptions the respondents
further identified both diversity and downsizing as having an impact on the com petencies
for 21 ldquo-century public sector leaders
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93
Finding 3
Because the external drivers impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflective o f an organizational perspective rather than that o f an individual The
public sector leaders rated cosmopolitanworld view higher than did the general public
The general public rated problem solving ability to leam initiative teaching ethics
organizational skills and negotiating higher than public sector leaders
F inding 4
In comparing public sector leaders and private sector leaders the variation in
perception is m easured by the size or degree o f shifts between these tw o groups o f
leaders As noted in chapter 4 public sector leaders demonstrated a larger shift in
leadership requirem ents for vision and entrepreneurial skills than did private sector
leaders
Both public and private sector leaders ranked the competencies similarly with
the exception that public sector leaders ranked businesstechnical knowledge somewhat
less than private sector leaders The general public rated problem solving as more
important than both groups o f leaders and rated ability to leam higher than did the public
sector leaders
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future Very simply
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94
this study dem onstrated that public sector leaders acknowledged that future leadership
competencies will be different than they were in the past Adding to this simple finding is
that another researcher (W atson 2000) has found that private sector leaders in general
acknowledge a similar shift in leadership competencies for the future A key question is
Why Both groups experience the external drivers firsthand in the daily operation o f
their organization At the same time both groups o f leaders operate within different
organizational structures and have recognizably different organizational values In the
past there was general though unspoken acceptance that notwithstanding similar
external drivers public and private sectors required very different leaders The results o f
this study would indicate that a shared understanding o f the leadership competencies
which will be needed in the future is being developed By understanding the external
drivers and their influence on the 21 century the convergence on particular leadership
competencies can be better understood
AS established previously the 21 century is characterized by the
interdependence o f the external drivers including globalization technology diversity and
downsizing The speed o f technology has facilitated increased globalization in the same
way that diversity is demanded to address complex global issues The complex
interdependence o f the external drivers has created an environment in which the increased
speed o f change is not only accepted but assumed The findings in this study confirm that
the external drivers o f globalization and technology are perceived by public sector leaders
as pervasive influences in their vision o f the future Diversity and downsizing have a
somewhat lesser yet still important influence in modelling the future for leaders
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95
W hat is notable in the 21ldquo century is leadersrsquo consensus w ith respect to the
perception that the external drivers including globalization technology diversity and
downsizing will have in shaping future leadership requirements For the public sector
the convergence o f required leadership competencies among sectors both public and
private is an im portant consideration given the urgent need to recruit and retain
leadership candidates at the federal level
The discussion o f the findings o f this study is facilitated by grouping the
15 competencies in this study into the five clusters as described in Table 22 Each cluster
is discussed individually
Table 22 Leadership Competencies Grouped in Clusters
Cluster Competencies
Future VisionCosmopolitan World V iew
Relational T eamworkCommunicationInterpersonalTeachingNegotiation
Intellectual Ability to LeamProblem Solving
Personal EthicsInitiativeStamina
Managerial EntrepreneurialOrganizationalBusiness Technical
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96
In considering the top five ranked future leadership competencies for the
public sector leaders-vision communication teamwork cosmopolitanworld view and
ability to leam -a compelling story can be told about future leadership and the trend
toward future and relational clusters o f competencies for leaders It is a story that can be
explained in large part by understanding the interaction that the external environmental
drivers have had on shaping leaders perception o f the future This is particularly evident
when the various clusters o f com petencies and their ranking in the 2 T lsquo century are
considered
Future Competencies
Public sector leaders ranked vision and cosmopolitanworld view as among
the most im portant competencies Furthermore the public sector leaders demonstrated a
larger shift in vision leadership requirements than did private sector leaders Finally
there was a convergence o f perceptions between the public sector leaders and private
sector leaders who ranked vision and cosmopolitanworld view as the most important
At the same time the general public ranked cosmopolitanworld view last
among their 11 rated competencies
Relating these results to the external drivers is useful Globalization and
technology are causing the velocity o f change to increase exponentially Current public
sector leadersrsquo perception that the importance o f future-related competencies such as
vision cannot be surprising in this environment The need for a diversity o f ideas
perceptions and biases in order to solve tom orrow rsquos challenges is to some extent
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97
captured by the dem onstrated preference o f public sector leaders for a leadership
competency called cosmopolitan world view It is worth noting that while this term has
not been formally defined the term has sufficient significance to elicit a consensus among
public sector leaders that future leaders need to have this competency
The fact that public sector leaders rated cosmopolitanworld view higher than
did the general public and that the general public ranked this competency last is
consistent with the theory that the external drivers may have a different effect depending
on whether the individual is considering the external driver from an organizational versus
an individual perspective The ranking comparisons between the three groups starkly
demonstrate a difference in perspective from top-ranked competency among the leader
groups to last among the general public It is quite possible that globalization and
diversity have not influenced the individualrsquos perspective o f future leadership to the same
extent that they have organizations Which is not to say that the external drivers have not
influenced the individual perspective they have but with differing results The
individual perspective for future leadership competencies follows a trend toward personal
and intellectual clusters competencies Individuals may be very interested in how the
external drivers influence their place o f work but take an individual perspective when
asked about future leadership competencies
The results o f this study would at a minimum confirm that from an
organizational perspective the trend toward cosmopolitan competencies is more evident
This result is similar in the private sector leadersrsquo analysis which provides more evidence
from an organizational perspective regarding the emerging importance o f cosmopolitan
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98
world view Adding to this finding was the lower ranking by the general public for
cosmopolitanworld view While both public and private sector leaders ranked this future
competency near the top the general public indicated their quite different perception by
ranking it near the bottom
In seeking to understand why there was such a break between the
organizational and the individual perspectives on this competency it may be useful to
examine the environment beyond the four external drivers The public debate regarding
pay equity employment quotas and affirmative action plans have all been part o f the
corporate debate for some time This in a sense has positioned organizations to be
prepared for the speed with which organizations have had to cope with global change
global markets and global custom ers The diversity that legislation in many cases
encouraged organizations to seek beyond their normal scope in fact positioned them for
the demands o f the 21 century
bullAnother trend which is evident in examining the future competencies
identified by the public sector leaders is the similarities with the perceptions and rankings
o f the private sector leaders In a world where external drivers such as technology both
its development and transfer and downsizing are compelling organizations to form
partnerships trade information and personnel the finding that both public sector and
private sector leaders have very similar perceptions with respect to future leadership
competencies provides for significant opportunities between the tw o sectors The
convergence despite different organizational values and objectives creates potential for
increased exchange opportunities as well as shared training and development
opportunities
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99
Relational Competencies
A second trend that is evident is the public sector leadersrsquo perception that in
the 21ldquo century there will be an increased reliance on the cluster o f relational
competencies for leaders In particular the ranking o f both team w ork and
communication competencies am ong the top-rated competencies is w orthy o f note
These competencies along with interpersonal teaching and negotiation were all
perceived by public sector leaders to shift towards greater im portance for future leaders
The ranking o f team work and communication was similarly ranked by private sector
leaders as among the top five future competencies
The 21ldquo century has been characterized as the relationship age
(Renesch 1992) and the perceptions o f current public sector leaders would seem to
confirm that view The ability to communicate has always been im portant But with the
increased diversity o f the workplace and the demands o f a constantly changing
work-place with new technologies and applications the capacity to envision the future
may not be sufficient Leaders must be able to communicate the vision And
communicate that vision to various teams
The concept o f team w ork as being the organizational construct o f choice in
the 21ldquo century is confirmed by the results in this study Problems in the 21ldquo century
have become more complex and multi-faceted Resolving issues in the 21ldquo century will
require multi-dimensional team s o f individuals and perhaps even organizations who come
together with a shared objective to resolve a particular problem W e are already seeing
evidence o f this in the increased partnership arrangements am ong Canadian government
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100
departments as well as in the corporate field W here organizations do not have the
existing capacity or the diversity o f experience required for a particular project they seek
it out more and more on a short-term basis N ot only are organizations as a result o f
downsizing embracing this organizational construct but as importantly workers
especially new entrants into the workforce and women are taking advantage o f
project-specific employment as a means to preserve their flexibility as well as a means to
ensure a dynamic work environment which is constantly contributing to their personal
experience base In this paradigm teamwork becomes essential Again the results o f this
study demonstrate that there is convergence between the public sector leaders and the
private sector leaders with respect to the importance o f the cluster o f relationship
competencies
Intellectual Competencies
Ability to leam was ranked by public sector leaders as among the top five
rated leadership competencies for the 21ldquo century The general population ranked this
leadership competency as their number one ranked priority with the private sector leaders
ranking ability to leam third The cluster o f intellectual competencies typically includes
both ability to leam as well as problem solving Taken together these intellectual
competencies were ranked by leaders in the top eight competencies It is noteworthy that
ability to leam ranked higher than even problem solving in the context o f the 21ldquo century
In an environment where change is commonplace and technologies are
evolving at a pace never seen before the ability to leam and adapt is essential It differs
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101
from the 1980srsquo term o f leaders as change agents which reflected the need for leaders to
convince organizations o f the need to either downsize or catch up with the latest
technology Leaders were seen to be the catalyst for change In the 21ldquo century the
salient competency has become an ability to leam The term itself is neutral in term s o f
leadership The competency ability to leam fits into a 21 ldquo-century context because it
suggests that in the 21ldquo century the changes which an organization will face will not be
predictable Instead the changes will be fast and qualitatively different from the status
quo In this environment the ability to leam and integrate will be key The convergence
o f the public sector leaders and the private sector leaders on this cluster o f com petencies
is consistent with a view o f the 21ldquo century as one o f interdependent leadership
Personal Competencies
The personal competencies including ethics initiative and
staminaresilienceself-renewal are consistently ranked in the middle tier o f the
15 competencies Both public and private sector leaders ranked the personal
competencies similarly
It is interesting that the public sector leaders ranked ethics higher than
initiative whereas the situation is reversed with respect to the private sector leaders In
part this may be understood by considering the differing values that exist in the tw o
sectors The public sector prom otes the public good and in this context it is not surprising
that the public sector would rank ethics higher than the private sector In a highly
competitive environment such as the private sector where innovation and first m overs are
prized the higher ranking o f initiate by the private sector is in part explainable
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102
Managerial Competencies
In the 21 century across both sectors there is a clear perception that the
cluster o f m anagerial competencies especially organizational skills and
businesstechnical knowledge will be less important than other competencies
Entrepreneurial skills are ranked higher by the private sector leaders which is consistent
with the organizational values o f that sector In the 21ldquo century with the perception o f
the velocity o f change the need for static skills is less important To some extent this
will represent a dramatic shift in the planning for leadership development training The
assumption in the 21ldquo century will be that the business or technical skills will be so
precise and project specific that it will be m ore efficient to buy or borrow them for the
specific project This is especially true if projects are o f short duration
Leadership Development
The results o f this study suggest that public sector leaders perceive an
important shift in the required leadership competencies for the 21ldquo century The trend is
mirrored by leaders in the private sector (W atson 2000) This information enables
current leaders to re-evaluate and modify current training and development plans in
preparation for a dynamic future environment Directionally the trend tow ards clusters
o f future com petencies and relationship competencies is clear As importantly especially
in a public sec to r dynamic the general public perceives the same future to a large extent
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103
Recommendations
The following are recommendations for further research
Recom m endation I Implement a quantitative study which would test whether
or not the convergence o f view o f Canadian public sector leaders with respect to the shift
in leadership competencies for the 21ldquo century is reflected in other countries
Recom m endation 2 Implement a quantitative study to ascertain if leaders
perceive the effects o f the external drivers as having differing impacts on the individual
leadership competencies
Recom m endation 3 Repeat the general population telephone survey to ensure
that all 15 o f the com petencies are ranked
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX I
LEADERSHIP COMPETENCIES FOR ADMs AND SENIOR EXECUTIVES Correspondance with other organizations
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CDDOQC
gQ
DCD
C)
o3O
APPENDIX 1 LEADERSHIP C O M P E T E N C IE S FOR ADMs AND SENIOR EXECUTIVESCorrespondence with oilier organizations
Table 23 CORRESPONDENCE WITH BEST PRACTICES IN EXECUTIVE SELECTION
8D( O 3
i3CD
nc33 CD
CDDOQCaO3
DO
CDQ
DCD
()()
ConipctciicicsBank Instiraitcc Manttfacturiitg Technology Trans-
ponaiiottTraining
CentreProvGovt
ForeignGovts
CIBC B of M Royal Sun Life G E GM Xerox Nortel CN ENAP Oitl US(OPM)
NZ
1 C ogiiilivc C apacity
2 C reativ ity
V V isioning
4 A ction M anagcincn t 1
3 O rg an i^ tio n a l A w areness
6 T eam w ork
7 Irsquoa tlncring
N Interpersonal R ela tions
9 C om m u n ica tio n
1(1 S tam inaS ttc ss R esistance
11 lith ies and V alues
12 Personality
IV B ehavioural Flexibility
14 Self-C onfidence
OLA
APPENDIX 2
LEA D ERSH IP CO M PETEN CIES FOR ADMs AND SEN IO R EXECUTIVES
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107
Public Servce Commission Commission de la fonction pJblique j of Canada du Canada
Leadership Competencies for ADMs and Senior Executives
The Public Service C om m ission and Deputy M inisters recognize there are a certain number o f com petencies required to ensure an individualrsquos success at senior m anagem ent levels These com petencies form the basis o f a standard o f leadership behaviour that can be consistently applied across the executive com m unity
Assistant Deputy M inisters are champions o f the Canadian Public Service In the m idst o f change and am biguity they elicit com m itm ent and enthusiasm for the Public Service vision o f the future ADM s develop and carry out government policies that are in the best interests o f the public They plan strategies to help move toward the vision com m itting to action and achieving their goals in the most efficient and effective manner W orking w ith o ther ADMs they jo in forces in the interest o f serving the public good ADMs build partnerships w ith other organizations to better meet the objectives o f all partners and in the interest o f better serving the public
Intellectual Competencies
Cognitive Capacity
ADM s possess the cognitive capacity to understand and respond strategically to the com plexities inherent in public service The cognitive capacity o f the ADM allow s him or her to understand com plex and divergent issues and to interpret key messages and trends They recognize how these relate to their organization and develop policies that are acceptable from m ultip le points o f view W hile focusing on their u ltim ate goal o f the public good they recognize that a m ultip licity o f different facets must work together to achieve that goal ADMs use their cognitive capacity to protect the public interest they create order out o f chaos and develop long-term and short-term strategies that w ill prevent as well as solve problem s
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
108
Creativity
ADM s respond to challenges w ith innovative solutions and policies They demonstrate a w illingness to question conventional m eans o f serving the public They may use intuition non-linear thinking fresh perspectives and inform ation from non-traditional fields to generate new and im aginative ways to succeed They will often address several objectives sim ultaneously solving m ultip le problem s at once To prepare for future challenges A D M s enhance their creativity by continuous learning
Future Building Competency
Visioning
ADMs cham pion the vision o f the Public Service They describe the future o f service to the public in com pelling terms prom oting enthusiasm and com m itm ent in others The leaders com m itm ent to the vision sends a message to others that change is a positive endeavour thus creating an atmosphere that generates new ideas They explain how the vision incorporates the Public Service culture and values and how it responds to external factors at the local national and international level This includes opportunities for partnerships w orldw ide com petition and com m unity involvem ent A D M s foresee potential roadblocks to success and take action to avoid or overcom e them
Management Competencies
Action Management
ADM s are action-oriented individuals w ho anticipate the short- and long-term consequences o f the ir strategies They consider strategies as they relate to their own organization the Public Service as a w hole and the com m on good T heir efficiency in carrying out policies ensures the public is properly served They develop backup strategies to deal w ith potential negative outcom es As A D M s deal w ith serious tim e-sensitive issues and may have to m anage a num ber o f crises sim ultaneously they remain focused in the face o f m ultiple distractions They know that m ost decisions must be taken before all the facts are available and are at ease w ith am biguity and risk in this regard They have the courage to propose courses o f action that others may hesitate to suggest These sk ills enable ADM s to m ake things happen and get th ings done they are known for their ab ility to accomplish objectives
Organizational Awareness
ADM s understand the inner workings o f the governm ent the Public Service and their own organizations in term s o f structure processes and key players They actively develop this awareness in order to effectively position them selves to achieve strategic
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109
objectives This requires acute sensitiv ity to the relationships betw een key players in the organization in addition to both acknow ledged and private agendas ADMs actively seek out opportunities to keep the ir organizational awareness comprehensive and current O rganizational awareness allow s one to set the stage w hen m aking strategic decisions^ in both the short- and long-term This com petency must be actively m aintained by the individual using good judgem ent about the relationships that influence the organization A D M s use this com petency to steer decision-m aking in the d irection that w ill m ost effectively serve the public interest Learning from experience A D M s develop the w isdom to know when to cut their losses o r when to pursue an issue more aggressively O rganizational awareness com es from a range o f sources from intuitive perception to factual data
Teamwork
ADMs are aware that service to the public com pels them to contribute actively and fu lly to team projects by working w ith o ther A D M s and colleagues collaboratively as opposed to com petitively which includes working tow ards consensual solutions that enhance the output o f the team A D M s so lic it and provide inform ation that could affect the planning or the decision-m aking process by dem onstrating a genuine interest in receiving inform ation from others and encouraging others to offer their ideas or opinions A D M s negotiate m utually acceptable so lu tions by trying to understand the positions thoughts concerns and feelings o f others ADM s assure all parties that fair solutions and better options will be identified A D M s develop and m ain tain sm ooth cooperative w orking relationships by showing consideration concern and respect for others They recognize that a diversity o f experience and knowledge can only enhance the quality o f the team s work They are sym pathetic to and tolerant o f differing needs and view points w hile m eeting com m on goals
Partnering
A D M s w ork w ith partners to create the policies that support integrated service delivery and elim inate red tape and bureaucracy in the interest o f the public good ADM s develop a com m unity o f shared interests w ith diverse levels o f governm ent interest groups and the non-profit and private sectors Partners use their diversity o f experience and know ledge to make the best decisions Partners share com m on goals solve com m on problem s and work hand in hand for the com m on good not on ly o f each partner but o f the C anadian public A n essential feature o f this com m unity is that it functions on the basis o f shared power and responsibility T his allows m em bers to avoid waste inefficiency and duplication o f effort w h ile retaining the iden tity o f their own organization This allow s them to serve the country to the best o f their abilities both individually and collectively Fundam ental to successful partnering are com m itm ent trust and the open com m unication tha t helps to articulate and align the objectives and expectations o f all members Partnering is an expression o f team w ork outside onersquos organization It requires the same sp irit o f collaboration and diplom acy however e lic iting the cooperation o f external partners may require even keener collaborative skills
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no
Relationship Competencies
Interpersonal Relations
ADM s interact effectively w ith public and private sector individuals in order to advance the work o f the Public Service T heir interactions are based on respect and an appreciation that people w ith varying backgrounds and view points enrich the organizational environm ent Their negotiating skills a llow them to m aintain relationships and produce w in-w in results Through persuasion and assertiveness they gain support for ideas and in itiatives influence peers and superiors and effectively represent their organization s interests to other groups A D M s have the ab ility to deal w ith difficult and com plex interpersonal situations and to take firm control in order to actualize the agenda or to protect the public interest For an ADM interpersonal skills are a means o f achieving im portant management objectives
Communication
ADM s com m unicate in a com pelling and articulate m anner that instills com m itm ent They adapt their com m unication to ensure tha t different audiences understand key messages They use a variety o f com m unications vehicles to foster open com m unication w ith in their own organization and across the Public Service ADM s effectively represent the Public Service as a protector o f the com m on good to special interest groups clients and the media They also appreciate the importance o f being a good listener providing opportunities for others to have input listening for underlying nuances and m essages and conveying an understanding o f the key points being com m unicated
Personal Competencies
StaminaStress Resistance
A D M s must sustain high energy levels to greet the ongoing challenge o f protecting the public interest Their ab ility to resist stress and remain energized in the face o f d ifficult dem ands and prolonged exposure to stressors often has an uplifting effect on others A D M s are realistic about the ir own lim its They respond to the early signs o f burnout to ensure that their energy reserves rem ain high over the long term
Ethics and Values
A D M s treat people fairly and w ith dignity They are w illing to adm it their m istakes even in the face o f adverse consequences These individuals honour their com m itm ents and consistently strive to act in the public interest by ensuring that the public trust is not violated Their principles act as an internal compass to guide their behaviour a llow ing them to consistently uphold the personal social and ethical norms o f the Public Service
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I l l
They protect fairness avoid conflicts o f interest and m aintain political and interpersonal neutrality They pursue proper goals and are resilient in the face o f distracting external pressures AD M s are known for doing the right thing for the right reasons they ensure that their actions are aligned w ith their principles
Personality
ADMs possess the am bition to set challenging goals and the tenacity to pursue them over the long term They have the stability and self-control to m aintain fbcus and composure in the midst o f com plex logical problems or em otionally stressful interactions A D M s are m otivated by the challenge o f protecting and serving the public good For A DM s power is pursued as a tool to accom plish objectives rather than an end in itself
Behavioural Flexibility
ADMs adjust their behaviour to the dem ands o f a changing w ork environm ent in order to remain productive through periods o f transition am biguity or uncertainty They can adapt the expression o f their com petencies to different situations and respond quickly to emerging opportunities and risks Behavioural flexibility allow s them to work effectively w ith a broad range o f situations people and groups A D M s use behavioural flexibility to m ove both horizontally and vertically in the Public Service This competency enables them to adapt to the characteristics o f particular situations to acquire new and more effective behaviours and to discard others as contexts and roles change It allow s them to learn from the behavioural styles o f others to expand the ir ow n repertoire The essence o f this com petency is the ability to continuously develop new ways o f interacting that are more effective in certain situations in order to accom plish one s objectives
Self-Confidence
ADMs possess realistic confidence in their abilities They are secure and are self-directed as opposed to other-directed T his inner strength is the backbone that enables them to use their com petencies to the fullest and to distinguish a challenging task from an impossible m ission ADM s seek and consider input but they are not dependent on the judgem ent o f others They make the ir decisions independently and take ownership o f and responsibility for them A D M s express their opinions w illing ly and take calculated risks even when their ideas are not endorsed by others They handle failures and criticism in a constructive manner They project an air o f assurance that quells the fears o f others which especially in tim es o f transition helps to m aintain productive w orking conditions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 3
EXANIPLES OF P L ^L IC AND PRIV A TE SECTOR PROFILES
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
xjCDoOQCsQ
oCD
C)
o3
CD
8euml
Appendix 3 Examples of Public and Private Sector Profiles
CANADA (La Relegraveve - Framework)
Intellectual C om petencies Cognitive Capacity Creativity
NEW ZEALAND (State Services Commission)
O utcom es amp R esultsC oncep tual ThinkingO utcom e Action amp E xcellence O rientation
3CD
Cp
CDoOQCaO3
oO
CDQ
Future Building C om petencies Visioning
M anagem ent C om petenc ies Action M anagem ent O rganizational A w areness Team w ork Partnering
Relational C om petenciesInterpersonal Relations Com m unication
LeadingM anagingTeam w ork amp Com m itm entM anagersh ipL eadersh ip
Client FocusC lientS takeholder Service Com m itm entInfluencing o thersG overnm ent amp S ec to r A w areness
oCD
()()
P ersona l C om petenciesS tam inaS tress R esist Ethics amp V alues Behavioural Flexibility Self-C onfidence
K now ledge C om petencies Knowledge
CDOOQC
8Q
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CD
8Olsquolt3 (O
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amp
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BANK OF MONTREAL (Managerial Leadership Capabilities)
A chievem ent Orientation Relationship M anagem ent B usiness Acum en C h an g e Leadership C ontinuous Learning Client Service Focus C oncep tual amp S trategic Thinking P ersona l E ffectiveness M anagerial Orientation
73CDOOQC
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33 CD
CDO
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CicircC)
GM (Competencies X Domain)
In terpersonal E ffectivenessBuilds R elationships amp Partnersh ips Com m unication Skills
o Visionary Leadership2 C ustom er Focus
LeadershipSupervision C oaching Em pow erm ent T eam D evelopm ent C h an g e L eadership
P ersona l Q ualities amp Traits0 Motivational Patterna Maturity mdash1 R esu lts Orientation Ucirco Diversity
Technical K now ledge amp M anagem ent Decision Making M anaging the Jo b Functional Expertise Integrating amp Functioning Globally S tra teg ic Thinking and Execution
73CDOOQC
3Q
OCD
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SCOTIABANK (Competencies X Cluster)
Action amp A chievem ent R esults Focus Decision Making EfficiencyA ccuracy amp T horoughness
sect P e rse v e ran c e
Problem SolvingAnalytical Thinking S tra teg ic Thinking Fonward Thinking Innovation
M anagerial E ffectiveness T eam FocusD evelopm ent of O thers ^
T eam L eadersh ip
g P ersona l E ffectivenessg C om m unicationf P ersuasion
Flexibilitysect O rganizational Com m itm ent
Self-developm ent Em pathy
O rganizational ImpactRelationship Building Influence C onfidence
C ustom er Sen iceC ustom er focus
CDOOQC
8Q
OCD
()C)
OCUcirc
Bank of Canada (Competency Dictionary) SUN LIFE (Core Values)
deg L eadership C ustom er Focus^ Team work Valuing our P eop lew Com m unication Team w ork8 Planning amp O rganizing (Project M anagem ent) Excellence
Delegation IntegrityCoaching amp F eed b ack Financial S trengthDeveloping Self amp O thers Relationship M anagem ent Analytic ThinkingProblem Solving Innovation Client FocusFlexibilityFacilitating C h an g eD ecisiveness
sect- T horoughnessQ ualitya Initiativedeg Future Thinking (Vision)3 Self-C onfidence~ R esults Focus
I
OcoCD
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118
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 4
QUESTIONNAIRE
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120
Cmiadwr V icircre o Cei laquoe anarfiumlerV a r j o f OeN-e^oof^e Ce j^fsion
Svrtembvr 1 1999
Dear SirM adam
A5 w e move into the 21raquo Century there is an on-going and important debate as to what skills and abilities will be required of future leaders This is a debate which is of interest to both the public sector and private sector I would like to invite you to participate in this important debate by m aking your views known on these issues The attached survey is being sent to an elite cadre of public and private sector leaders so that their views can shape and influence the debate and subsequent direction of policy in this area
Your contribution to this debate can be secured by completing the attached questionnaire and returning it as soon as possible using the envelope provided Know ing how limited your time is every effort has been m ade to ensure the questiormaire is brief and to the point
All of your responses will be completely confidential mdash your name or the name of your organization will never be linked to any of your answers There is no way to track the completed questionnaires we receive mdash there are no hidden codes or identifiers We would appreciate it i f you could answer the questionnaire as soon as possible and return it to us in the envelope provided If you have any questions about the study please do not hesitate to call Dr Sheila Redmond Project Co-ordinator at Ekos Research Associates Inc at (613) 235-7215 (ccecr)
To thank you for your input we would like to send you an executive sum m ary of the report when the project is completed If you are interested please enclose your business card w ith the questionnaire o r if you prefer send us a note separately
Thank you in advance for taking the tim e to complete the questionnaire and for contributing to the debate on the abilities required for leaders of the future
Sincerely
LM aunce Demers Director General Strategic Planning and Research
D e La SalleT el (613) lt115-2263 Fraquoraquo lt613) lsquo 4 3 -3 2 6 1
D e U SaUeT e le p h o n e (6 1 3 ) raquo52 2 6 3 T eacute leacute c o p ie u r 6133 4 3 -3 2 6 1 Canada
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
121
While the purpose of this survey is to identify the key leadership abilities for the 21st century (ie 20 years from now) initially it will be important to get your views as to the most important leadetsftip abilities which were required 20 years ago
a
b
cd
f
ghi
i-
k
I
m
n
0
R a tf tho im p o r ta n c e o t th e t o l lo w m g a b il i t ie s fo r le a d e r s 2 0 y e a r s a g o Plcitblt- rnte your response on a scae from I not at all important to 7 extremely iinportiint where the niul-point 4 is moderately important
M e tM a uiMfoanar
MoMmniTtneeeraiT
CmoMLTiMMwraitT
Team w orL
Preblctn sollaquoin( (vatfatiC dtm nt leiitm tnc anoaow)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Ability to learn (im p m t mtUipna danfupm )-
Com inuniaiions ik i l l i_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
IfitioB (a titm tf)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Interperunal (rtkondnp oH tagravetatm K trm fihm )
Initiative (m cm ai)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Entrepreneurial (m i aagravetr opm am t)-
T eadiin (atdm i am tom f) ___
Staminaresiliencetcif-renewal_ _
Ethicj funrfhtf n tm )_ _ _ _ _ _ _
O rpnita liona l (tH m stntm )mdash
B u sin eu tK h n ia l knovrledfe _
N efotiationconsult and e n p p _
Cosaiopolitaneerld v iew _ _ _ _ _
2 3 6 7
3
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122
2a
b
c
d
t
f
lhIIkt
m
n
0
R a te t h e im p o r t a n c e o f th e fo l lo w in g a b i l i t ie s f o r l e a d e r s o f th e 21st c e n tu r y (i e - 20 t a r s from now) Please rate your response on a scale from I not at all im portant to 7 extremely important loltere the mid-point 4 is moderately important
WOT AT h i lnoooTwr
M O O C U T U TIH R M T U T
Teamwork
Problem solving (u a ^ a lirnonmt)-----------------------------Ability to learn (intrfntn uitrlliftKe claaHtnr)bdquo
Communications skills----------------------------------
Vision (craontf)-----------------------------------------
Interpersonal (rcuumlnoarJup celUbontm urwifottienl
Initiative (moonrtd)---------------------------------------
Entrepreneurial (mkakrr aptrmttn)
Teaching poicMf memaruiJ-----------
Staminaresilienceself-renewal_____
Ethics (mrepitjr aua)-------------------
Qtganitltional tdntatamnt) mdash
Businesstechnical knowledge mdash
Negotiationconsult and engage
Cosmopolitanworld view_____
E i n K H I l TiMranuT
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123
b N o w p le a s e id e n t i f y w h ic h tw o o f th e a b i l i t i e s l is te d a b o v e w il l b e m o s t c r i t ic a l f o r le a d e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t ie s w il l b e e a s y o r d i f f i c u l t to f in d in 20 y e a r s
v n r t i n Eit k m it DirncuirTo Fm N u n n To Fwo
I I I i I i I 1 2 3 4 5 6 7
1 2 3 4 5 6 7
3 A r e th e r e a n y a b i l i t ie s n e e d e d f o r l e a d e r s o v e r th e n e x t 20 y e a r s th a t y o u fe e l h a v e n o t b e e n i n c l u d e d in th is s u r v e y
4 H o w im p o r t a n t d o y o u t h i n k l e a d e r s h i p is in r e la t io n to in te l l ig e n c e Please rate your response on a scale from 1 not at all important to 7 extremely important where the mid-point 4 is moderately important
NOTAT h i M a o o A i a T E x m i i f i TiM F O IT U n N VW TAN T tMOOOTiOT
I I I I I I I1 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1 2 4
Sa
ib
c
d
ecirc
f
1-kI
m
n
0
R a te th e im p o r ta n c e o f t h e f o l lo w in g a b i l i t ie s f o r w o r k e r s o f th e 2 1 st c e n tu r y (ie 20 years from now ) Please rate uuumliir response on a scale front I not at all important to 7 extremelu important where the mid-point 4 is moderatelu important
MoTAracircuiwatTMr
MosfumrInrciM ii
reamwork_
Problem solving (nalfBal dtaunludimtaL iitnonrnt)___________________________
Ability 10 Inrn fiMtfamt lettllifma d iu ftiptitl-__
CoRimuniaiions skills_______________________
Vision (aaantf)____________________________
Interpersonal (nugraveoomiip alUicnmt iemn[othm)
Initiative (manttd)__________________________
Entrepreneurial (miatertipenmtnr)
Teaching (catdunf attnamf)_______
Staminaresilienceself-renewal_____
Ethics (attpitf nluts)------------------
Organizational (idm m m tnt)__
Businesstechnical knowledge__
Negotiationconsult and engage
Cosmopolitanworld view_____
2 3
EmWMfLTInrotTUT
6 7
6
36
6666
6666i
i
6
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125
b N o w p le a s e id e n t i fy w h ic h tw o o f t h e a b i l i t ie s l i s te d a b o v e w il l b e m o s t c r i t ic a l f o r w o r k e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t i e s w i l l b e e a s y o r d i f f i c u l t to f in d in 2 0 y e a r s
Von EtiT ExmmiT OirncuirTo r a e No tm i To f i n
I 1------ 1------ 1------ 1------ 1------ 1______________________________ 1 2 3 4 5 6 7
___________________________________________ 1 2 3 4 5 6 7
T h in k i n g o f t h e a b il i t ie s C a n a d i a n l e a d e r s a n d w o r k e r s w il l r e q u i r e o v e r t h e n e x t 2 0 y e a r s h o w d i f f e r e n t w o u l d y o u s a y th e a b i l i t ie s r e q u i r e d f o r l e a d e r s w il l b e c o m p a r e d to t h o s e r e q u i r e d o f t h e a v e r a g e w o r k e r Please respond using a 7-point scale tuhere 1 means not at all different 7 means very different and the mid-point 4 m ean s somewhat different
NOTacircTOU SOMTMMr VlfTOanimT OvRoar Oinmvr
I-------1-------1-------1----- 1------- 1-----11 2 3 4 5 6 7
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d
126
I h in k in g igtt 20 v e a r s a ^ o p le a s e r a te th e d e g r e e to v h ic h y o u a g r e e o r d i - a g r e e w i th e a c h o t th e f o l lo w in g s ta te m e n ts u s in g a 7 - p o in t s c a le w h e r e 1 m e a n s v o u s t r o n g ly d i s a g r e e 7 m e a n s v o u s t r o n g lv a g r e e a n d th e m id - p o i n t A m e a n s v o u n e i t h e r a g r e e n o r d is a g re e
Si mdash IT No t m i OHiCM i SraoacirD o i c i n n m i c m i i c m
1 ifiink that iKitty his the si in nd 1erdesigM ttd I t id tn In th public ind p rin tesKtors as it did 20 jrwrs ago____________________ 1 2 J
Givtn higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there is less need for designatedleaden than there was 20 yean ago_______________I 2 3
The abilities for private sector leaden 20 yean ago were fundamentally the same as those for public sector leaden
If you responded 12 or 3 (ie ldquodisagree) to question 7c What is the key difference
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127
I
N o w th in k in g 2 0 y e a r s f r o m to d a y p le a s e r a te th e d e g r e e to w h ic h y o u a g r e e o r d i s a g r e e w i th e a c h o f t h e fo l lo w in g s t a te m e n ts u s i n g a 7 -p o in t s c a le w h e r e 1 m e a n s y o u s t r o n g l y d i s a g r e e 7 m e a n s y o u s t r o n g l y a g r e e a n d th e m id - p o in t 4 m e a n s y o u n e i t h e r a g r e e n o r d i s a g r e e
SimdashlaquoT WitmOnmdashii SimdashcirOnican Hoamdashn poundlaquoii
1I think that socitty will halaquoc the same need for designated leaders in the public and private sectors20 years from now as it does to d ay --------------------- 1 2 3 4 5
Given higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there will be less need fordesignated leaden 20 yean from now than there istoday---------------------------------------------------------- 1 2 3 4 5
The abilities required for private sector leaders 20 years from now will be fundamentally the sameas those for public sector leaden_________________ 1 2 3 4 5
If you responded 12 or 3 (ie disagree) to question 8c What is the key differencersquo
9a In y o u r o p in io n is t h e choice o f a b i l i t i e s fo r le a d e r s i n d ic a t iv e o f a t r e n d to w a r d s g e n e r a l i s t s o r t o w a r d s s p e c ia l i s t s P le a s e r a te y o u r r e s p o n s e o n a 7 -p o in t s c a le w h e r e I m e a n s a t r e n d to w a r d s g e n e r a l i s t s 7 m e a n s a t r e n d to w a r d s s p e c ia l i s t s a n d 4 m e a n s n o t r e n d
Towuos Mo Towmdash 1Cmdash M usn Tk m s n c u u in
n Imdash I I4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
128
In y o u r o p in io n to w h a t e x te n t w il l th e f o l lo w in g f a c to r s in f lu e n c e th e a b i l i t ie s r e q u i r e d fo r le a d e r s 20 y e a r s f ro m n o w Please rate your response on a scale from J not at all to 7 a great deal where the mid-point 4 is somewhat
teoAcirciDtAL
a
b
c
de
Globalization
Ttdinologr mdash
Downsizingmdash
Onronity (raw gender culture etc) _
Otber (please specify)____________
10
a
b
W h ic h b e s t d e s c r ib e s th e s ty le o f l e a d e r s h ip
ConnauioioeMmuwKMKHooaoni
1-----120 years ago
20 years from now
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129
B B a c k g r o u n dC h a r a c t e r is t ic s
N o w w e h a v e a f e w f i n a l q u e s t i o n s f o r s t a t i s t i c a l p u r p o s e s o n ly
II In w h a t y e a r w e re y o u b o m
h raquo I I I
12 W h a t is y o u r g e n d e r
(lilt
1 3 W h a t s e c to r d o y o u r w o r k in
Public Sectorfedrral--------------------------------------ProTincialitmtarial- Mumiopal--------------Private SectorHanufacturing------H i-W __________Financial Semices___EnwrtainmrntMriia Tsuriun___________Oihrr (pllaquoaw sptcify) _ Voluntary SectorHealth_____________Social SemceuOther (please specifj)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
130
14 H o w m a n y e m p lo y e e s w o r k in y o u r o r g a n iz a t io n
Under 1 0 0 1Between 100 and 3 0 0 2Between 301 and 5 0 0 3Over 500 ^
15 H o w lo n g h a v e y o u b e e n m a l e a d e r s h ip p o s i t io n
I I I Tdub
16 W h a t is th e h ig h e s t le v e l o f s c h o o l in g t h a t y o u h a v e c o m p le te d
Publictlttnenuiy school or less (grade 1-8)-------------------------------------------- ISome high schoolGraduated from high school (grade 12-13)Vocationaltechnical college or CEGEP------Trade certification____________________Some university_____________________Bachelorrsquos degree-------------------------------Professional certification Graduate degree----------
17 H o w lo n g h a v e y o u b e e n in y o u r p r e s e n t o r g a n iz a t io n
Under 3 years 3-S years------6-10 years___11-20 years__Over 20 years
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
131
18 H o w lo n g h a v e y o u b e e n a m e m b e r o f th e w o rk fo rc e
Under 5 yean 5-10 yean___11-20 yean__21-30 yean__Over 30 yean-
1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
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1J J
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134
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135
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Covey S (1994 December) Veursquo wine old bottles Executive Excellence 12
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136
Diaz EJO (1999) Identifying knowledge skills and abilities (KSA sj required hv human resources managers to fa ce twenty-first-century challenges The case o f I cnezuela Ann Arbor UMI Company
Donnelly RG amp Kezbom DS (1994 M ay) Overcoming the responsibiliiy- auihority gap An investigation o f effective project team leadership for a new decade Cost Engineering 365) 33-41
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Drucker P (1967) The effective executive New York Harper amp Row
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Drucker P ( 1999 Winter) Knowledge m anagem ent and competition in the consulting industry California M anagement Review 4 (2 ) 79
Dubrin AJ (1995) Leadership research findings practice and skills Boston Houghton M ifflin
Dumaine B amp Faircloth A ( 1995 April 15) D istilled wisdom Buddy can youparadigm Fortune Magazine 131(9) 205
Duncan AM amp Harlacher EL (1991 Spring) The twenty-first century executive leader Community College Review 18(4) 39-48
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137
Foot DK amp Stoffman D (1996) Boom bust amp echo How to pro fit fro m the coming demographic shift Toronto M acFarlane W alter amp Ross
Fulmer RM amp W agner S (1999 M arch) Lessons from the best Training andDcwdopnient 5 3 0 ) 28-32
Gannon J (2000 Februar) 1) The CIA in the new world order Intelligence challenges through 2015 Remarks made at Cam pus on the Mall Smithsonian Associates W ashington DC
Ghisclli EE (1963 October) M anagerial talent -Imercan Psychologist 18 631-641
Giber DJ Carter LL amp G oldsm ith M (Eds) (2000) Linkage Incs best practices in leadership development handbook Case studies instruments training Jossey-Bass San Francisco
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Hensey Mel (1992) Collective excellence Building effective teams N ew York American Society o f Civil Engineers
Hesselbein F Goldsmith M Beckhard R amp Schubert RF (Eds) (1998) The community o f the fu ture San Francisco Jossey-Bass
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138
Hill VIA amp fCeals BW ( 1992) Strategic leadership and restructuring A reciprocal interdependence In RL Phillips amp JG Hunt (Eds) Siraiegic leadership A nmUiorganizadonal-level perspective Westport Quorum
Hodgetts R amp Luthans F (1999 Autumn) Redefining roles and boundaries linking competencies and resources Organizational Dynamics 25(2) 7
Hogan R amp Curphy H J (1994 June) WTiat vve know about leadership American Psychologist 49(6) 493
Hogg R amp Tanis E (1993) Probability and statistical inference (4rsquorsquo ed) New )ork Prentice-Hall
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Hyden H (1994 December) From manager to leader Executive Excellence ( 1 2 ) 1 0
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Jackson SE Brett JF Sessa VI Cooper DVL Julian JA amp Peyrormin K (1991) Some differences make a difference Individual dissimilarity and group heteroginity as correlates o f recruitment promotion and turnover Journal o f Applied Psychology 75(5) 675-689
Jacobs R amp Rao RM (1995 April 3) The struggle to create an organization tor the 2 r lsquo century Fortune Magazine 131(6) 90
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Jamieson D amp O M ara J (1991) M anaging workjbrce 2000 gaining the diversity advantage San Francisco Jossey-Bass
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139
Kahn RL amp Katz D (1953) Leadership practices in relation to productivity and morale ID Cartwright and A Zander (Eds) Croup dy namics New York Harper amp Row
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140
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141
Maslow A Kaplan AR Stephens DC amp Hell G (1998) M aslow on numagemeni New York John Wiley amp Sons
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142
Morris B amp Tarpiey N (2000 February 21) So you re a player Do you need a coach Fortune Magazine - (4 ) 144
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O Connor W (1999 July 1) The workplace o f the new millennium Vital Speeches o f the Day 45(18) 561
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Organization for Economic Coordination and D evelopm ent (OECD) (1999 August 12) Beyond training Developing and nurturing leaders fo r the public sector (Publication no 80532) (97)139 Paris OECD
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143
Ostroff F (1995 April 3) Is a horizontal organization for you Fortune Magazine 73(6) 90
Pellet J (1999 March) Leadership challenges for the third millennium C h ie f Lxcciitive 142 24-29
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144
Richards D amp Engel S (1994) After the vision Suggestions to corporate visionaries and vision champions In JD Adams (Ed) Transforming leadership From vision to results Alexandria Miles R iver Press
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145
Shtogren A (Ed) (1999) Skyhooks fo r leadership A new fram ew ork that brings logether fiv e decades o f thought New York AMACOM
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146
Trcasur Board o f Canada Secretariat (1998) Profile o f public service leaders and managers Ottawa G overnm ent o f Canada
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Wall L ( 1998 Septem ber) Making sense o f the global chaos Afanagement Review S7(8) 31
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147
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- Leadership Requirements in the 21st Century the Perceptions of Canadian Public Sector Leaders
-
- Recommended Citation
-
- tmp1443533580pdf8v1nh
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Andrews University
School o f Education
LEADERSHIP REQUIREM ENTS IN TH E 21= CENTURY THE PERCEPTIONS OF C AN ADIAN
PUBLIC SECTOR LEADERS
A Dissertation
Presented in Partial Fulfilment
o f the Requirements for the Degree
D octor o f Philosophy
by
M Ruth Dantzer
July 2000
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
UMI Number 9979881
Copyright 2000 by Dantzer M Ruth
All rights reserved
UMIUMI Microform9979881
Copyright 2000 by Bell amp Howell Information and Learning Company All rights reserved This microform edition is protected against
unauthorized copying under Title 17 United States Code
Bell amp Howell Information and Learning Company 300 North Zeeb Road
PO Box 1346 Ann Arbor Ml 48106-1346
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Q Copyright by M Ruth Dantzer 2000 All R iahts Reserved
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
LEADERSHIP REQUIREM ENTS IN TH E 2 1 ^ CENTURY THE PERCEPTIONS OF C A N A D IA N
PUBLIC SECTOR LEADERS
A dissertation presented in partial fulfillm ent
o f the requirements for the degree D octor o f Philosophy
by
M argaret Ruth Dantzer
APPROVAL BY THE CO M M ITTEE
Chair Shirley A Freed
embenXIames A Tucker
MembecrlCaren R Graham
E x a m in ^ Jacquelyn WarwickX L
o f Education aham PhD
Date A pproved
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT
LE ADERSHIP REQUIREMENTS IN THE 2 1 ^ CENTURY THE PERCEPTIONS OF CANADIAN
PUBLIC SECTOR LEADERS
by
M Ruth Dantzer
Chair Shirlev Freed
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT OF GRADUATE STLTDENT RESEARCH
Dissertation
Andrews University
School o f Education
Title LEADERSHIP REQLTREM ENTS IN THE 21 CENTLTIY THE PERCEPTIONS OF CANADIAN PUBLIC SECTOR LEADERS
Name o f researcher M Ruth D antzer
Name and degree o f faculty chair Shirley Freed PhD
Date completed July 2000
Problem
Since 1995 with the realization that by 2005 m ore than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop competent leaders has become a m atter o f
urgent attention
M ethod
Public sector leaders w ere surveyed by mail-in questionnaires as to their
ratings o f a set o f leadership competencies Analogue research for private sector leaders
conducted by a colleague was incorporated for some analysis A stratified sample o f the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
general public was also surveyed by telephone regarding a subset o f the same
competencies
Results
Public sector leaders perceived a shift in im portance for the following
competencies cosm opolitanworld view vision team w ork ability to learn teaching
skills negotiation interpersonal skills ethics entrepreneurial skills problem solving
initiative and stamina from 20 years ago to the 21 century however they rated
businesstechnical and organizational as decreasing in importance
Public sector leaders identified globalization technology diversity and
downsizing as important influences on the required leadership competencies for the
21 century
Public sector leaders rated problem solving ability to learn initiative
teaching ethics and organizational skills lower than the general population Public
sector leaders rated cosmopolitanworld view as m ore im portant than did the general
population
When public and private sector leadersrsquo data w ere combined public sector
leaders rated significantly larger shifts in importance for vision entrepreneurial skills and
negotiating
Public and private sector leaders ranked the top five competencies o f vision
communication team work cosmopolitanworld view and ability to learn similarly The
general public identified the ability to learn as the top-ranked competency
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Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future This study
suggests that public sector leaders perceive significant changes are needed in future
leadership competencies
In considering the top five ranked future leadership competencies for the
public sector leaders vision communication teamwork cosmopolitanworld view and
ability to learn a compelling story can be told about future leadership and the emphasis
on future and relational clusters o f competencies for leaders
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DEDICATION
This work is dedicated with love to my parents Vince and Mary
leaders who taught me all about leadership through their example
Ill
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TABLE OF CONTENTS
LIST OF TABLES i i
A C K N O W L E D G E M E N TS ix
Chapter
I THE P R O B L E M 1
Background o f the Problem 1Statement o f the P ro b le m 5The Canadian Context 6Purpose o f the Study IIResearch Questions 13Collaborative Study 14M ethodology 15LimitationsDelimitations 16
Limitations 16D elim itations 17
Definitions 17Contribution o f the Research 22FundingSponsors23
II LITERATLRE R E V IE W 24
In tro d u c tio n 24Leadership M o d e ls 25
Traitist T h e o r ie s 27Behavioral Theories 28Situational Theories 31C o m p e ten c ie s 32
21 Century F o rc e s 36G lobalization36T echno logy 38D ow nsiz ing 40D iv e rs ity 42
IV
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Preparing for the Future Survey o f Leadersrsquo Perspectiveo f C o m p e ten c y 46Introduction 46Spencer and Spencer A General M o d e l 47Duncan and Harlacher Competencies for an
Educational S e t t in g 48Donnelly and Kezbom Competencies for Project Leaders 50W atson Wyatt Global C o m p e ten c ies 51Diaz Competencies for Human Resources Specialists52
III M E T H O D O L O G Y 54
In tro d u c tio n 54M ethodology 56
Phase 1 Identifying the M ethodology and the Survey Pool 56Quantitative Survey 57
Public Sector Leaders Population 57General Public Sample P o p u la tio n 58
Telephone S u rv e y 62Private Sector Leaders P o p u la tio n 62
Phase 2 Developing the Survey Instrument andReviewing Competencies 64Survey In strum en t 64
Mail-in ldquoPublic Sector Survey rsquo 64Reviewing and Identifying the C om petencies 66
Phase 3 Administering the S u rv ey 67Mail-in Leaders S u rv e y 67Telephone Survey o f a Random Sample o f the
General Population 67Phase 4 Analysing the R esu lts 68
Public Sector Leaders Analysis 68External Drivers Analysis 69Comparison o f Results Between the Public Sector
Leadersrsquo Survey and the General P u b lic 70Comparison o f Results Between the Public Sector
and the Private Sector Leadersrsquo S u rv e y 71Ranking Within G ro u p s 71Ranking Between G roups 72
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i- Risi [ r s 73
Inirodiiction 73Shifi 20 Years Ago to 2 P lsquo Cenlurgt-74External Driver Influence on Competency R equirem ents 76Leader and General Population Perspectives 78Combined Data Public and Private Sector Leaders and
General Population D ifferences81Degree o f S h i f t 82Ranking o f Competencies Within G r o u p s 82
Public Secinr Leaders 84Priate Sector L e a d e rs 84General Population84
Ranking ot L ompetencies Between Groups 87Summarx- of R esu lts 87
V SUMMARY CONCLUSIONS AND RECOMMENDATIONS91
Siimmarv 91Finding 1 92binding 2 92binding 3 93binding 4 93
C o n c lu s io n s 93Future C o m p e ten c ie s 96Relational C om petenc ies 99Intellectual Competencies 100Personal Competencies 101Managerial Competencies 102Leadership D evelopm ent 102
Recommendations 103
ppeniii
1 LEADERSHIP COMPETENCIES FOR ADMS AND SENIOREXECUTIVES CORRESPONDENCE WITH OTHER O R G A N IZ A T IO N S 104
2 LEADERSHIP COMPETENCIES FOR ADMS AND SENIORE X E C U T IV E S106
EXAMPLES OF PUBLIC AND PRIVATE SECTOR PROFILES 112
-t O U E S T IO N N A IR E 119
SELECTED BIBLIOGRYPHY 132
VI
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LIST OF TABLES
1 Comparison o f Com petency Profile 49
2 Sample Size and Selection Criteria for the Public Sector L e a d e rs 59
3 Response Rate for the 1999 Survey Among the Various Sectors in thePublic Sector Target P o p u la tio n 59
4 Response History o f the Rethinking Governm ent National Survey forthe Public Sector Target S a m p le 60
5 Gender Distribution o f Public Sector L e a d e rs 60
6 Age Distribution o f Public Sector Leaders (=227) 61
7 Educational Achievement o f Public Sector Leaders ( = 2 2 7 ) 61
8 Gender o f General Population Telephone Survey (= 1503) 63
9 Age Breakdown o f the General Population Sample (= 1 4 9 9 ) 63
10 Sample Stratified by Region (= 1503) 65
11 Response by Number o f Employees (=121) 65
12 Response History o f the Rethinking G overnm ent National Suivey 66
13 Means and Standard Deviations o f the Ratings by Public Sector Leaderso f Leadership Competency Requirements 20 Years Ago andin the 2 r lsquo Century 75
14 Significance o f Shift Degrees o f Freedom t Values and Probabilitieso f the Ratings by Public Sector Leaders o f Past and Future Leadership Com petency R eq u irem en ts 77
VII
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Means Standard Deviations and Percentages o f the Ratings byPublic Sector Leaders o f the Influence o f External Driverson Leadership Competency Requirements for the 2D Centurv78
1 (( Means and Standard Deviations o f the Ratings by Public Sector Leadersand the General Population o f Leadership Competency Requirements for the 2D C e n tu r y 80
1 Mean Differences and Standard Deviations o f the Shift in Ratings byPublic Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements 83
I X Public Sector Leadersrsquo Ranking o f Leadership Competency Requirementsh Mean Ratings With Standard Deviations and Confidence Intervals 85
I P Pri ate Sector Leadersrsquo Ranking o f Leadership Competency Requirementsby Mean Ratings With Standard Deviations and Confidence Intervals 86
20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals 88
- Ranking o f I cadership Lrsquoompetenc) R equirem ents 89
22 Leadership C ompetencies Grouped in C lu s te r s 95
V l l l
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ACKNOW LEDGEM ENTS
Completing this research would not have been possible without the direct intervention o f a community o f friends and associates throughout the development implementation and completion of this document Along with thanking the dissertation committee for their time and input 1 would like to gratefully acknowledge the following
Shirlev Freed my advisor dissertation committee chair and fellow Canadian whose invaluable perspective and practical suggestions ensured that this project came to fruition mdash even from a distance of 1200 kilometres
Sarny Watson the better half o f my learning group and dearest friend who first suggested that we should embark on this learning journey and whose constant encouragement and belief that we could finish made it a reality 1 have been blessed to find in Samy a mentor a champion and above all else a kindred spirit in whom 1 tmst
1 he Canadian Centre for Management Development and its President Jocelyne Bourgon u ho supported this research from its inception As a leader Jocelynes vision for the renewal o f the Public Service of Canada was instrumental in defining this research
Jennifer Miles who was a constant reminder o f how selfless academics are with their time whose competencies go well beyond the statistics and leadership models she coached me through and Alex Himelfarb who was always willing to contribute his insightful perspectives
Lena Tobin who patiently devoted countless hours o f her own time single-handedly ensuring that ev ery page o f this document met the rigorous standards set by the university and whose heroic effort and constant attention to managing my time enabled me to survive trying to complete a research project at the same time as working full time
Linda St Amour for her constant words o f encouragement and for being there when Samy was not and for my staff who never missed a chance to help me out
EKOS Research Associates Inc especially Frank Graves who from the outset supported this project and his s taff Christian Boucher and Manon Desgroseilliers whose patience never seemed to run out
1 inallv a long list o f individuals who gave o f their time either debating with me on a particular aspect o f the work reading an initial draft or providing abundant hospitality in the form o f dinners and conversation after a long day Each o f them contributed to my learning
ix
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CHAPTER 1
THE PROBLEM
Background of the Problem
In considering leadership into the 2T century there is increasing
acknowledgment that the traditional concept o f leadership and the competencies which
leaders will require to be effective will be different from what they are today (Abramson
1996 Byham 1999 Dess amp Picken 2000 Diaz 1999 Donnelly amp Kezbom 1994
Hennessey amp Thomas 1998 Jacobs amp Rao 1995 Kotter 1990 1996 Nadler amp
Tushman 1999 Nanus 1992 Rifkin 1995) Many authors business writers and
students o f leadership point to the increasingly complex nature o f the issues and
environment with which leaders o f the future will have to contend to be effective
(Applegate amp Elam 1992 Arredondo 1996 Brooks 1995 Farazmand 1999 Gannon
2000 Grosser 1995 Jackson amp Associates 1992 Jamieson amp O M ara 1991 Koffler
1998 Lorine 1991 Ostroff 1995 Peters 1997)
Leadership in the 21 century will be influenced by external drivers such as
globalization (Farazmand 1999 Pettigrew 1999) technology (Brown amp Brudney 1998
Rifkin 1995) do wnsizing (Abbasi amp Hollman 1998 Bartosh 1995) and diversity
(Arredondo 1996 Jamieson amp O M ara 1991 Jackson amp Associates 1992)
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Organizations need a sense o f how these external drivers will change the requirements for
leadership This knowledge will enable organizations to design developmental program s
that will enhance the skill sets that are relevant for future leadership Without a sense o f
how these external drivers are affecting the requirements for leadership competencies
there is the potential for organizations to develop training program s that promote skill
sets in their leadership cadre which are best suited to another era and not relevant for the
future environment (Diaz 1999 Sherman 1997 W atson W yatt 1998)
The increasingly complex nature o f the issues both in the public and private
sector may be traced to the external drivers specifically globalization technology
diversity and downsizing which have had an immense effect on management in the
recent past and will continue to influence management and leadership into the 21rdquo century
(Diaz 1999) Therefore conceptually it will be important to understand the perceived
impact o f the individual external drivers as well as their combined influence
The effects o f globalization are widely recognized by many leading authors
(Farazmand 1999 Kotter 1998b Porter 1998 Reich 1992 Senge 1997a Shoch
2000) In general the notion o f globalization refers to the conceptual breaking down o f
traditional barriers with the attendant increase in access to transnational ideas and models
Pettigrew (1999) notes that globalization truly became a reality in the mid-1980s when
the major stock exchanges in the world became linked and it becam e possible to trade
stocks and bonds around the clock With globalization com es the threat o f more hazards
and more opportunities (K otter 1998b) One such hazard w as the economic impact o f
the so-called Asian flu in which one countryrsquos economic crisis was felt around the world
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3
A second external driver which is likely to influence the job o f leadership into
the 21 St century is technology specifically the increased access to information both in
terms o f quantity but as importantly in terms o f decreased costs to access (Attwell amp
Rule 1984 Celeste 1996 Koffler 1998 Rifkin 1995 Twiss 1992) While access to
increased technology is not a new factor in leadership the speed at which technology is
evolving to provide more access and development opportunities is unparalleled (Rifkin
1995)
The 1980s trend toward downsizing was initially a cost-saving measure but
increasingly became an opportunity to enhance partnership and cooperative models with a
clear goal o f improving efficiency (Abbasi amp Hollman 1998 Bartosh 1995 M cGoon
1994 Noer 1993) As an external driver downsizing in many companies had the effect
o f accelerating the demand for different leadership skills (Lorine 1991)
Finally authors have reported on the growing need for diversity including age
gender and cultural perspectives as an external driver which will affect the way in which
leadership is viewed (Jackson et al 1991 Jackson amp Associates 1992 Johnston amp
Packer 1987 Thomas 1990) According to Bennis (1998) the world in which an
individual leader however gifted however tireless can save the enterprise single-
handedly no longer exists
It is difficult to isolate the effects o f the individual external drivers on
leadership Instead it may be more appropriate to think o f globalization as being made
possible because o f the increased access to technology or the fact that downsizing acted
as a catalyst for increased acceptance o f technological advances It is the interaction
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between the external drivers and the manner in which they move together the synergy
that is created and the speed at which the change is occurring which will mark the
2 r lsquo century
While none o f these individual themes is new taken together globalization
technology diversity and downsizing will have a dramatic impact on the leadership
competencies required for future leaders As recently as August 1999 the Organization
for Economic Coordination and Development (OECD) stated
Many observers have written about the likely shape o f organizations in the future and how they will be flatter or less layered than is now the norm This delayering o f public sector organizations will create the need for m ore leadership skills throughout the organization The rapid advance o f the Internet and electronic com m erce will only accelerate this trend as they break down the barriers to inform ation flow between and within governments Consequently leadership developm ent will have to become a priority o f public sector senior executives It can no longer be an optional activity o f top executives In both the public and private sectors there is widespread recognition that leadership is a key ingredient in the recipe for creating effective responsive and value creating organizations (p 97)
The OECD also said Cultural and linguistic diversity is important in the developm ent of
global electronic commerce (p 97) In addition to the OECD other authors have noted
the importance o f these trends and the view that given these trends leadership in the
future will require additional competencies such as collaboration team building
visioning and entrepreneurship (Bennis 1998 Kotter 1998b Nanus 1992 Peters 1997
Renesch 1992 Schrage 1995 Senge 1997b Sexton 1994 Wall amp Wall 1995
Zoglio 1993) While the perceptions o f academics and business writers inform theories
regarding leadership competencies a more direct source o f information may be the
perception o f actual leaders Because leaders actually experience the impact o f the
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5
external drivers on their organizations they could be in the best position to define their
vision and goals for the future and the process required to achieve them
It is important to understand how these forces are shaping leadership in both
the public and private sectors in order to ensure that the selection and development o f
leaders is consistent with the competencies that organizations will demand to remain
competitive in the coming decades (Diaz 1999 Hesselbein Goldsmith Beckhard amp
Schubert 1998 and Renesch 1992) Edward Lawler o f the leadership program at the
University o f Southern Californias business school captures this issue noting that ldquoIBM
invested the most money o f any organization in developing executive talent but they
taught people about a world that doesn t exist any more They shrank their gene pool
down to people who were very good at managing for the 1970s-so when the 1990s
arrived IBM had lots o f people who w ere very good at the w rong time (cited in
Sherman 1997 p 90) Unlike IBM in the 1970s leaders are seeking to understand the
external pressures as they shape the w ork o f their organizations (Farazmand 1999 Hamel
amp Prahalad 1994 Jacobs amp Rao 1995)
Statement of the Problem
In a rapidly changing environment requirements for leadership also change
rapidly Yet how are the new requirements discovered articulated and developed An
important factor for accurate prediction is not only knowing which external drivers will
affect an organization but understanding how requirements change over time This
requires historical information WTtat were the requirements in the past and how have
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6
they changed over time Is it possible to track changes to discover emerging
requirements for leaders
The com petency literature includes many studies o f current leadership
competencies as well as both the hypotheses o f researchers and surveys o f leaders
inquiring about their views on future leadership com petencies (Coates amp Jarratt 1992
Corporate Leadership Council 1999 Dess amp Picken 2000 Diaz 1999 Dror 1997
Duncan amp Harlacher 1991 Kotter 1990 1996 Kouzes amp Posner 1995 M cLagan 1997
Miles 1999 Quinn 1990 Sandwith 1993 Scholtes 1999 Slivinski amp Miles 1997a
Walsh-Minor 1997) H ow ever the literature is lacking any surveys o f leaders inquiring
about their perceptions about how leadership competencies will shift from the present to
the future These perceptions are important as they will play a key role in determining
organizationsrsquo recruitment and selection criteria and their training and development
efforts In turn these human resource processes will be influential for future
organizational performance
The Canadian Context
Since 1995 w ith the realization that by 2005 more than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop com petent leaders has become a m atter o f
urgent attention It is im portant to note that in Canada the federal public service is a
professional cadre which is prom oted on the basis o f merit through competitive
processes These professionals do not change with the election o f new political leaders
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7
As a professional non-partisan public service the Canadian Public Service is expected to
provide unbiased advice to the government on all matters related to the priorities o f the
government The executive ranks o f Canadian Public Service are structured as follows
1 The Clerk o f the Privy Council is the head o f the Public Service The
Clerk is appointed by the Prime Minister o f Canada by an Order in Council
2 D eputy Ministers are appointed by the Prime Minister by Orders in
Council There are two levels o f Deputy Ministers including an Associate Deputy
Minister and a Deputy Minister (who normally is a deputy head in that he or she is in
charge o f a government department such as Finance Industry or Agriculture) While all
departments have a deputy head not all departments have an Associate Deputy Minister
The decision as to which department is allocated an Associate Deputy M inister is the
Prime M inisters on the advice o f the Clerk o f the Privy Council in hisher capacity as
head o f the Public Service In the Canadian system by tradition this rank is permanent
regardless o f which political party is governing
3 Assistant Deputy Minister is the top non-appointed rank o f the federal
public service In the Canadian system this rank is permanent regardless o f which
political party is governing It is the top executive category within the public service
In 1998 in acknowledging the urgent need to develop and train leaders to
meet the expected leadership shortage the Clerk o f the Privy Council as head o f the
Canadian Public Service expressed the vision for public sector leadership (Bourgon
1998) which spoke to a renewed leadership cadre The Public Service Commission (the
agency legislatively responsible for recruitment and promotion based on merit for the
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8
federal public service) through a process o f research and validation identified
competencies to be used as the basis for selection to the senior executive ranks o f the
federal public service (Treasury Board o f Canada Secretariat amp the Public Service
Commission 1999)
This research was undertaken under the auspices o f the Canadian Centre for
M anagement Development as the entity responsible in Canada for the training o f
managers at all levels o f the Canadian federal public service It is expected that this
research will inform the debate regarding the training required to prepare the federal
public service for the future Because o f increased partnership and co-operation between
the public and private sector this research also examined the perception o f private sector
organizations In this regard human resource management models are becoming
increasingly similar for both the public and private sector as may be evidenced by
common employment equity and diversity considerations
In examining the perceptions o f current Canadian leaders with respect to the
required competencies for leaders in the future the researcher initially examined how an
understanding o f leadership has evolved from a static trait-based approach (Stogdill
1974) to a more fluid competency model (Boyatzis 1982 McClelland 1973 Spencer amp
Spencer 1993)
The 15 leadership competencies which were used for this research are taken
from various sources The Canadian federal public service has developed a leadership
com petency profile comprised o f 14 competencies (Public Service Commission 1997)
In order to keep the number o f competencies to a reasonable number researchers
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9
consulted with the developers o f the Leadership competency profile to determine which if
any o f the competencies could be removed The developers suggested that personality
and self-confidence could be removed from the list because ( 1 ) they are reflected to some
degree in several o f the o ther competencies and (2) they are considered to be personal
internal characteristics that relate more to an individualrsquos ease in a leadership role as
opposed to com petencies that would be assessed or developed in any formal corporate
program In total 12 o f the 15 leadership competencies rated in the current study were
taken from the Canadian public service profile Businesstechnical knowledge was added
to be reflective o f the private sector (Diaz 1999 Donnelly amp Kezbom 1994) and because
o f feedback by scientific groups within the federal public service that the existing generic
competencies did not measure specific areas o f knowledge Teaching was added to be
reflective o f the literature in which authors are citing the need to develop learning
organizations (Senge 1990b 1994 1997b Smith 1997Tichy 1997) with coaching and
mentoring values and competencies (Hargreaves amp Fullan 2000 Keys 1994 Morris amp
Tarpley 2000) Finally cosm opolitanworld view came from the business literature
(Gannon 2000 Larson amp Mingie 1992 Piturro 1999) which indicates the need for
leaders to have a global aw areness to be able to succeed in a globalized economy
The researcher did verify that the Canadian public servicersquos 14 leadership
competencies w ere basically consistent with other organizations both public and private
(Appendix I) The set o f competencies used for this research w as compared to those
identified by the United Kingdom and the American federal public service New Zealand
and Australia and found to be generally consistent In addition similarities in leadership
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10
requirements were identified for large private sector companies such as the Scotia Bank
o f Canada Sun Life Insurance General M otors and Canadian National (Miles 1999)
Recognizing that leadership requirements constantly change as a result o f
environmental drivers the researcher sought to understand the current environmental
drivers that are impacting the way that current leaders may be considering future
leadership competencies The literature review provides for a synopsis o f the academic
perspective on the effects o f globalization technology downsizing and diversity I f a
case can be made that the environmental drivers are significant one could expect that the
leadership competencies required to operate effectively in this new environment should
also evolve Current leaders both in the public and the private sector who are closest to
these environmental changes may be best positioned to predict how the environment will
modify the required leadership competencies into the 21ldquo century
Leadership competencies which are important in today s context are reported
in Diazs Venezuela study (Diaz 1999) and in the W atson Wyatt Executive Report
(W atson Wyatt 1998) The Leadership Competencies Profile for Assistant Deputy
Ministers and Senior Executives identifies current requirements for the Canadian Public
Service (Appendix 2) This study focused on leaders perceptions o f past and future
leadership competencies rather than perceptions o f the competencies required for the
present This allowed the researcher to understand how current external drivers are
affecting the design and application o f future leadership competencies Leaders
experience o f current external drivers allows them to make predictions o f w hat future
competencies will be and how best to design development courses to develop these
skills
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Il
Purpose o f the Study
Surveys to identify competencies have been done in particular sectors (eg
Diaz 1999 Donnelly amp Kezbom 1994 Duncan amp Harlacher 1991) Surveys to identify
skills and competencies for specific job functions are undertaken by firms such as
Hay McBer KPMG and Saville and Holdsworth To date no survey has been
undertaken that would attempt to determine if current Canadian leaders have a consensus
o f views with respect to the shift in leadership competencies required to be effective in
the 21rdquo centurv By examining the perception o f current leaders who are most apt to
have experienced the effects o f external drivers on how they lead it may be possible to
predict future shifts in the required leadership competencies for the 21 rdquo century This
information while based on perceptions will provide the baseline data important for
charting the direction for the leadership training required to ensure effectiveness in the
coming years
In addition this study explored the similarities or the differences between the
perceptions o f leaders and the perceptions o f the general public with respect to the
required leadership competencies for the future This issue is significant By comparing
the perceptions o f the required leadership competencies for the 21rdquo century from both the
organizational and the individual perspective it may be possible to determine whether the
perceptions o f leaders were a function o f their organizational perspective or the general
impact o f the external drivers O f interest to the researcher is w hether the external drivers
have affected the perceptions o f individuals outside the leadership cadre Has the
acknowledgment o f the required skills for leaders into the future m oved beyond the
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12
organizational perspective that current leaders would be expected to have to an individual
recognition as denoted by the general public proxy The research focuses on the future
perceptions because the planning and development o f appropriate leadership training will
be future orientated The perceptions o f the general public w ith respect to the future
leadership competencies is o f interest as a practical m atter to the extent that in both the
public and the private sector the support o f the general public either as taxpayers o r as
shareholders is necessary to invest in training and development expenditures Thus to
the extent that there is a shared understanding o f the training challenge there is a greater
chance that development program s will proceed
Finally this study evaluates the differences in the perceptions o f public sector
and private sector leaders with respect to the required leadership competencies for the
21 century Recognizing that the tw o sectors have traditionally had differing strategic
objectives andor organizational values it examines w hether these sectors differ
fundamentally with respect to the general direction that leadership competencies must
move As partnerships and strategic alliances between the various levels o f the public
sector (Canadian Provincial Federal Councils) between public and private sector (eg
Interchange Canada Program) and between international governm ents and companies
(United Nations World Bank O rganization for Economic C o-operation and
Development) become more commonplace the need to explore the differences with
respect to perceptions o f future leadership competencies becom es critical
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13
Research Questions
This research project responds to the following four research questions
Question I Has there been a shift in public sector leadersrsquo perception as to
the leadership competencies required in the past as compared to the leadership
com petencies required for the 21 century
It was hypothesized that the ratings o f leadership com petencies required will
differ from the past as com pared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following tw o questions guided the data analysis regarding this
hypothesis
Question la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Question Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 centuryrsquo
Qttesiion 2 If there is a shift in perceptions are the external environmental
drivers-globalization technology downsizing and diversity-related to that shift
It was hypothesized that leaders will rate the external drivers as influencing
leadership competency requirements
Question 3 Is there a divergence or convergence o f views between leaders in
the public sector and the general public as to the required leadership competencies in the
21 century
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
14
It was hypothesized that leaders ratings o f leadership competencies required
for the 21ldquo century will differ when compared to the general publics ratings o f leadership
competencies required for the 21ldquo century
In addition consensus between groups was tested to determine
Question 4a Is there a consensus o f views between leaders in the public
sector and those i the private sector as to the size o f the shift between 20 years ago and
in the 21ldquo century
It was hypothesized that the public sectors size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
It was hypothesized that each group will perceive some leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Collaborative Study
This paper forms part o f a collaborative research project focusing on the shift
in perceptions o f public sector leaders tow ard the required leadership competencies for
the 21ldquo century At the same time a colleague (W atson 2000) is researching the shift in
perceptions o f private sector leaders tow ard the required leadership competencies for the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
15
21 century In addition to analyzing the shift in perceptions in their respective target
populations each research project then compares its target population results w ith the
perceptions o f a sample o f the general population After fully exploring the results o f
their respective populations the researchers combined their results and therefore a third
area o f research was added to each respective research project that o f comparing the
research associated with the public sector population with the private sector population
It must be noted that in chapter 4 where the two researchers combine their
individual data for the purpose o f comparison between the public sector and the private
sector (research question 3) the analysis is reported in both theses
Methodology
To facilitate the management o f the research this study was delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the competencies
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector (defined as the public sector leadersrsquo survey)
b Comparing the results obtained from the public sector leaders
survey with results obtained from the general public population identifying
any similarities and reviewing any differences
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16
c Comparison o f public sector leaders results with results from
the private sector leadersrsquo survey and general public survey results
The four phases o f the research are explained and detailed in chapter 3 o f this
research
LimitationsDelimitations
Limitations
This research was limited by the following conditions
1 The normal risk associated with mailed survey questionnaires which
includes heavy demand on the respondents time dropout rate o f the participants and
the validity o f the responses
2 The sample for the public sector leadersrsquo population was no t stratified by
age o r by gender
3 The sample for the private sector leadersrsquo population was not stratified by
age o r by gender
4 Data collection methodology differed for groups the leader responses
were collected by mail-in survey whereas the general population responses were
collected through telephone survey
5 W ith respect to the telephone survey inter rater reliability o f the surveyors
evaluated was not adjusted
6 The data used for this research is based on indhidualsrsquo perceptions o f
future requirements
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17
Delimitations
The research was delimited by the following conditions
1 Data were gathered from July 1999 to N ovem ber 1999
2 The telephone survey used for the sample o f the general population could
accommodate 11 leadership competencies
3 The mail survey was limited to senior executives In the public sector this
included only those executives above the Assistant Deputy Minister level at both the
federal and provincial level mayors and senior administers at the municipal level and
elected officials at the federal and provincial levels
4 The mail survey was limited to senior executives In the private sector this
included C hief Executive Officers
5 The descriptions for the leadership com petencies are largely taken from the
descriptions used by the Canadian Public Service Commission (specifically for 12 o f the
15 competencies used in the survey)
6 The terms globalization technology diversity and downsizing were not
operationally defined for the purpose o f the survey therefore leaders could interpret the
terms in their ow n context
Definitions
For the purpose o f this research the following operational definitions were
employed
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18
Elxtenuil Driver Denotes one o f the four external environmental forces which
are said to be characterizing the 21 ldquo century including globalization technology
downsizing and diversity
Leadership Competencies Twelve o f the 15 leadership competencies
assessed in this research w ere taken directly from the com petencies developed by the
Canadian Federal Public Service (Public Service Commission 1997) and are paraphrased
as follows
Ability to Learn (Behavioral Flexibility) People with the ability to adjust
behavior to the demands o f a changing work environment in order to remain productive
through periods o f transition ambiguity or uncertainty They adapt the expression o f
their competencies to different situations and respond quickly to emerging opportunities
and risks They work effectively with a broad range o f situations people and groups
This competency enables ADM s to adapt to the characteristics o f particular situations to
acquire new and more effective behaviors and to discard others as contexts and roles
change It allows them to leam from the behavioral styles o f others to expand their own
repertoire The essence o f this competency is the ability to continuously develop new
ways o f interacting that are more effective in certain situations in order to accomplish
onersquos objectives (Public Service Commission 1997)
Business Technical Knowledge Added to be reflective o f the private sector
(Diaz 1999 Donnelly amp Kezbom 1994)
Communications Skills People who communicate in a compelling and
articulate manner that instills commitment They adapt communication to ensure that
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19
different audiences understand key messages They use a variety o f communications
vehicles to foster open communication within their own organization and across the
Public Service They appreciate the importance o f being a good listener provide
opportunities for others to have input listen for underlying nuances and messages and
convey an understanding o f key points being communicated (Public Service Commission
1997)
Cosmopolitan W orld View From the business literature (Gannon 2000
Larson amp Mingie 1992 Piturro 1999) which indicates the need for leaders to have a
global awareness to be able to succeed in a globalized economy
Entrepreneurial (Creativity) People who respond to challenges with
innovative solutions and policies They dem onstrate a willingness to question
conventional means o f serving the public They use intuition non-linear thinking fresh
perspectives and information from non-traditional fields to generate new and imaginative
ways to succeed They will often address several objectives simultaneously solving
multiple problems at once To prepare for future challenges they enhance their creativity
by continuous learning They build a continuous learning environment in their
organizations by supporting a culture where the cutting edge is highly valued (Public
Service Commission 1997)
Ethics People with ethics treat people fairly and with dignity and are willing
to admit their mistakes even in the face o f adverse consequences They honor their
commitments and consistently strive to act in the public interest by ensuring that the
public trust is not violated Their principles act as an internal compass to guide their
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20
behavior allowing them to consistently uphold the personal social and ethical norms of
the Public Service They protect fairness avoid conflicts o f interest and maintain
political and interpersonal neutrality They pursue proper goals and are resilient in the
face o f distracting external pressures They are known for doing the right thing for the
right reasons and ensure that their actions are aligned with their principles (Public Service
Commission 1997)
Initiative (Action Management) People with the abilitgt to anticipate the
short- and long-term consequences o f their strategies They have courage to propose
courses o f action that others may hesitate to suggest They have the ability to make things
happen and get things done and are known for their ability to accomplish objectives
(Public Service Commission 1997)
Interpersonal People who interact effectively with public and private sector
individuals superiors peers and subordinates in order to advance the w ork o f the Public
Service Their interactions are based on respect and an appreciation that people with
varying backgrounds and viewpoints enrich the organizational environment They have
the ability to deal with difficult and complex interpersonal situations Interpersonal skills
are not social graces they are a means o f achieving important management objectives
(Public Service Commission 1997)
N egotiation (Partnering) People who work to create the policies that support
integrated service delivery and eliminate red tape and bureaucracy in the interest o f the
public good They develop a community o f shared interests with diverse levels o f
government vested interest groups and the non-profit and private sectors They use their
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21
diversity o f experience and knowledge to make the best decisions They share common
goals solve common problems and work hand in hand for the common good not only o f
each partner but o f the Canadian public An essential feature o f this community is that it
functions on the basis o f shared power and responsibility This allows members to avoid
waste inefficiency and duplication o f effort while retaining the identity o f their own
organization (Public Service Commission 1997)
Organizational People who understand the inner workings o f the
government the Public Service and their own organizations in terms of structure
processes and key players They actively develop this awareness in order to effectively
position themselves to achieve strategic objectives This requires acute sensitivity to the
relationships between key players in the organization in addition to both acknowledged
and private agendas They actively seek out opportunities to keep their organizational
awareness comprehensive and current Their organizational awareness comes from a
range o f sources from intuitive perception to factual data (Public Service Commission
1997)
Problem Solving (Cognitive Capacity) People who understand and respond
strategically to the complexities inherent in service to the public They have the ability to
perceive both parallel and divergent issues within various responsibilities and to interpret
key messages and trends They create order out o f chaos and develop long- and
short-term strategies that will prevent as well as solve problems (Public Service
Commission 1997)
Stamina People must sustain high energy levels to greet the ongoing
challenge o f protecting the public interest Their ability to resist stress and remain
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22
energized in the face o f difficult demands and prolonged exposure to stressors often has
an uplifting effect on others (Public Service Commission 1997)
Teaching- Added to be reflective o f the literature in which authors are citing
the need to develop learning organizations (Senge 1990b 1994 1997b Smith 1997
Tichy 1997) with coaching and mentoring values and com petencies (Hargreaves amp
Fullan 2000 Keys 1994 M orris amp Tarpley 2000)
Teamwork People who contribute actively and fully to team projects by
working with other Assistant Deputy Ministers (A D M ) and colleagues collaboratively as
opposed to competitively which includes working tow ards consensual solutions that
enhance the output o f the team ADMs recognize that a diversity o f experience and
knowledge can only enhance the quality o f the team rsquos w ork (Public Service Commission
1997)
I ision People who champion the vision o f the Public Service They have the
ability to describe the future o f service to the public in compelling terms promoting
enthusiasm and commitment from others The leaderrsquos comm itm ent to the vision sends a
message to others that change is a positive endeavor thus creating an atmosphere that
breeds new ideas They foresee potential roadblocks to success and take action to avoid
them (Public Service Commission 1997)
Contribution of the Research
The value o f establishing a reliable research database for this information is
significant especially as trainers seek to train o r hire leaders for the future The Canadian
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23
Public Service has undergone a major downsizing in the last 5 years and the num ber o f
executives required to replace existing executives who are expected to retire in the next
10 years has made training o f future leaders a critical preoccupation
In addition there are exchanges betw een the public and private sectors to
provide their executives with training or recruitment opportunities o r to further expertise
in a specific area Therefore the variation in perceived leadership com petencies between
public and private sector leaders will be important in determining appropriate training
opportunities
FundingSponsors
The Canadian Centre for M anagement Development (CCM D) and Ekos
Research Associates have both agreed to sponsor the research costs (expected to be
S40000 Canadian) because o f the research gap tha t exists CCMD is responsible for
training all managers and executives in the Canadian public service Ekos Research a
private sector firm is involved with public and private sector policy developm ent
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 2
LITERATURE REVIEW
Introduction
This century is characterized by the development o f a global economy the
pace and nature o f technological change downsizing and increasing cultural diversity
(Abbasi amp Hollman 1998 Betcherman McMullen amp Davidman 1998 Foot amp
Stoffman 1996 Hamel amp Prahalad 1994 Jackson amp Associates 1992)
This chapter reviews the key nature o f leadership in a changing world by
discussing two major topics leadership models and 21 -century forces O ur very
understanding o f leadership qualities has evolved from static trait-based approaches to
more fluid competency-based identification as the demands o f leadership have changed
This chapter describes and explains this evolution o f our understanding o f leadership and
discusses possible future developments
There has always been change There have always been leaders Leadership
is and always has been an essential element o f any organized activity Wars politics and
religion all required leadership This thesis argues that changes in the external
environment influence the form o f leadership that is required to deal with the new
challenges presented While there have always been leaders it was the age o f the
24
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25
industrial revolution that introduced the science and role o f leadership in the making or
breaking o f an organization The industrial revolution marked the beginning o f modem
business as the demands o f managing that dramatic change in the economy gave birth to
organizationalmanagement science as we know it (Bass amp Stogdill 1990) Over time
this revolution also introduced new demands on governm ents to regulate the manner in
which these businesses operated and specifically how they utilized human resources
This heralded the institutionalization o f mechanisms to manage the economy such as
central banks labor laws and health and safety regulations Thus inherent and ongoing
tension between government and business emerged in this era Since the industrial
revolution environmental factors including a dram atic increase in the numbers o f
educated people technological breakthroughs the development and implementation of
efficient means o f transportation and communication have accelerated both the speed and
impact o f this change As a result the importance o f leadership has escalated In the
2 Tlsquo century the prevalence and pace o f change will be so acute that it will necessitate a
redefinition o f leadership This chapter discusses models o f leadership and key
environmental factors influencing leaders
Leadership Models
While there is consistency in the understanding o f the actions o f leadership
the diversity in what makes a leader successful in these actions is reflected in the
numerous models described in the research literature (Boyatzis 1982 Fiedler 1987
Ghiselli 1963 Likert 1961 McClelland 1973 M cG regor 1960 Stogdill 1974
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26
Tannenbaum amp Schmidt 1973 Vroom amp Yetton 1973) Leaders are generally
understood to identify a vision design strategies and mobilize w ork to achieve it (H itt amp
Keats 1992 Jacques amp Clement 1991 Richards amp Engel 1994) Leaders also monitor
changes in the internal and external environment to adjust and re-frame the vision andor
the means to achieve it Researchersrsquo models differ in explanations o f the variables that
underlie an individualrsquos ability to carry out these actions These differences reflect not
only which facets o f the individual are o f interest in explaining success but may also
reflect changes in the nature o f organizations For example traditional stable command
and control-based organizations may be best described in term s o f the stable traits
associated with their leaders Organizations where strategies m ust adapt quickly to
changes such as geopolitical events may require shifts in ability sets that are just as fast
and an emphasis on adaptability and creativity in their leaders As previously noted for
the majority o f organizations external factors have been changing rapidly over the past
decades and are bound to change even faster in the future The goal o f many human
resource m anagers today is not only to respond to external factors quickly but to take
advantage o f cues in the environment to predict what will be required and pro-actively
plan for the future (Diaz 1999)
An important factor in accurate prediction is not only knowing probabilities
for future requirements but in understanding how requirem ents change over time This
necessitates a baseline an appreciation o f what was required in the past and how those
requirements were reflected in models for successful leadership These earlier models for
leadership will be considered in term s o f the competencies that w ere the focus for
success
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27
Leadership models can generally be characterized into four groupings
1 Traitist theories also known as the ldquogreat manrdquo theory Traitist theories
which centered on identifying the personal characteristics o f leaders were appropriate for
the post-w ar world in which they were developed Organizations were viewed as
relatively enduring unchanging and predictable Change was perceived to be linear
2 Behaxioral theories an emphasis on how the managerleader should act
Behavioral theorists began viewing leadership as an interaction between leaders and
followers The introduction by behavioralists o f this concept o f relationship was a
valuable addition to leadership models However behavioralists had difficulty predicting
the link between leadership behavior and outcomes
3 Situational theories an emphasis on behavioral flexibility and situational
adaptability As the complexity o f organizations grew in the 1960s situational theories
were developed to reflect the need for different skills in different situations The
situational leadership model was beginning to reflect that the assumptions about
constancy were no longer valid
Competency m odels an attempt to define underlying variables that predict
job performance Competencies are the most recent approach to human resource
management The approach grew from a need to better predict Job performance
Traitist Theories
Early studies on leadership centered largely on the personal characteristics o f
the leader The researcher m ost closely associated with this theory is Ralph Stogdill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
28
(1974) whose w ork spans more than 30 years beginning after the Second W orld War
Stogdill looked at managers from various functional backgrounds including
transportation insurance communications finance and manufacturing and concluded
that traits related to intelligence education responsibility independence and
socioeconomic status were important traits for effective leadership Further studies
demonstrated that some traits were more important than others in determining leadership
EE Ghiselli (1963) in particular noted that supervisory ability the need for occupational
achievement intelligence decisiveness self-assurance and initiative were particularly
important as leadership traits
And while these early studies o f traits advanced our knowledge o f leaders the
general dissatisfaction among some researchers with the traitistrsquos underlying assumption
that leaders are bom and not made encouraged further study which attempted to fill in the
role o f behavior and the environment in defining leadership
Behavioral Theories
At the core o f the behavioral theories is the query as to which leadership
behaviors are im portant to be effective Kurt Lewin and his associatesrsquo research
emphasized three behavioral styles o f leadership including directive democratic and
participatory (Lewin 1939) Further research popularized the importance o f the beliefs
that a manager has about his or her subordinates in determining their leadership style
(M cGregor 1960) In the Theory X and Theory Y model the Theory X manager
commands and tells people what to do because heshe believes their subordinates are lazy
and need to be told w hat to do The Theory Y m anager uses a democratic approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
29
believing that subordinates want more responsibility and are concerned about the
well-being o f the organization
Behavioral researchers identified tw o general behavioral configurations which
could be delineated as task versus socio-em otional (Bales amp Slater 1955) o r production
versus employee orientated (Kahn amp Katz 1953)
Rensis Likert ( 1961 ) further delineated the behavior research by identifying a
continuum o f leadership styles from task orientation to employee orientation which
included four distinct systems including the exploitative-authoritative person the
benevolent-authoritative person the consultative-democratic person and finally the
participative-democratic person
The managerial grid concept (Figure 1 ) which was advanced by Blake and
M outon ( 1985) has become one o f the m ore popular behavioral theories Styles o f
leadership are plotted on a grid with the axis depicting the managerrsquos concern for people
and concern for production While there are up to 81 possible positions on the grid five
leadership styles are overtly delineated
1 (19) Country Club M anagement M anager uses a permissive approach
and is ready to sacrifice production to keep a happy family
2 (11) Impoverished M anagement M anager has little concern for people or
for production
3 (99) Team M anagement M ost effective style o f management leader
expresses concern for people and production and is an advocate o f participative
managerial approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
30
t ^oo
^ I - OP
X C
1-9(Country Club)
9-9(Team)
5-5CLS (Middle Road)
ucO mdash
U
(Impoverished)1-1
(Task)9-1
0 1 2 3 4 5 6 7 8 9Concern for Production (High)
Figure 1 The managerial grid leadership styles
4 (91) Task Management Leader is autocratic has total concern for
production and little for people
5 (55) M iddle Road Management Leader has balanced concern for
production and people is known as a compromiser
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
31
While studies confirmed two reliable dimensions o f leader behavior people
versus production it proved more difficult to confirm any predictable link between leader
behaviors and organizational outcomes It is in this context that researchers began to
suggest that leadership analysis should move beyond the study o f the leader to include the
situational factors
Situational Theories
Recognizing that no single leadership trait or style was effective in all
environments situational theorists Robert Tannenbaum and Warren H Schmidt (1973)
were two early researchers who identified three characteristics that affect leadership style
including the manager the subordinates and the situation (Tannenbaum Kallejian amp
Weschler 1954) Further work by these researchers identified a leadership continuum in
which the leader is influenced by his or her background knowledge values and
experience
The first comprehensive situational model developed in 1960 was known as
the Contingency Theory (Wren 1994) Fred Fiedler s (1987) model integrated situational
parameters into the leadership equation by developing a scale o f situational control which
was based on the following three features
1 leader-member relations ie degree o f trust and support for leader
2 task structure degree to which goals are specified
3 position power leaderrsquos formal authority to reward and punish
Fiedler believed that the most important situational dimension was the degree o f
predictability and control that the leader had
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
32
To do his research Fiedler developed the Least Preferred Co-worker (LPC)
questionnaire and scale that allowed him to measure basic motivational factors that made
a leader act in a certain way The Contingency Model and the LPC scale have been the
subject o f much debate though in the final analysis there is some basis for accepting that
the predictions o f the theory are strongly supported by data from both organizational and
laboratory studies (Strube amp Garcia 1981)
The Normative Decision Theory as presented by Vroom and Yetton (1973) is
in many respects similar to Fiedlers model especially with respect to its predictive
qualities Participatory decisions will have better results when there is little clarity or
support on the other hand autocratic decisions will be more efficient when there is strong
leader support and a specific task A striking difference between the situational models is
their assumptions with respect to the leader The Normative Decision Theory sees the
leader as adaptable to fit particular situations whereas the Contingency Model assumes
leadership style is based on learned personality traits which are difficult to modify
What has remained consistent is that the models o f leadership evolve with the
environment Competencies have become the pre-eminent approach to understanding the
makeup o f modern leadership
Competencies
Launched in 1973 in a paper by McClelland the com petency movement seeks
to identify- through research m ethods ldquocompetencyrdquo variables variables that predict job
performance A job competency is an underlying characteristic o f a person which results
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
in effective or superior perform ance in a job lsquoA job com petency is an underlying
characteristic o f a person in that it may be a motive trait skill aspect o f ones self-image
o r social role or a body o f knowledge which he or she usesrdquo (Boyatzis 1982 p 21)
As described by McClelland ldquoThe com petency method emphasizes criterion
validity what actually causes superior performance in a job not what factors most
reliably describe all o f the characteristics o f a person in the hope that some o f them will
relate to job perform ancerdquo (David C McClelland cited in Spencer amp Spencer 1993
p 7)
Over the past decade Spencer and Spencers Competence at Work has been
the seminal text for com petency-based human resources management The work reflects
years o f competency activities including data collected by the Hay McBer company This
is important because the originator o f the competency movem ent David McClelland was
a founding member o f that firm and designed the firm s approach to competency profiling
and data acquisition Currently there are a number o f m odels for profiling but all are
founded on this basic approach
Spencer and Spencer (1993) describe a fully integrated competency-based
human resource management system In this system
recruiters recruit and select for competencies required by jobs Training and development is focused on those competencies tha t lead to superior performance in jobs Succession planning is done by com paring em ployees competencies with the competency requirem ents o f future jobs Com pensation includes competency- based pay elem ents to encourage employees to develop needed competenciesThe performance appraisal system assesses em ployeesrsquo competencies at least yearly and inputs these data to the data base to be sure that the system has up-to- date assessments o f individualsrsquo competencies (Spencer amp Spencer 1993 p 23)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
34
In practice the primary functions to which management competencies have
been applied in organizations are training and development Management competencies
have also been integrated into the performance appraisal system Application o f
management competencies to compensation has been very limited (Walsh-Minor 1997)
The model for generating competency profiles consists o f four parts (Slivinski
amp Miles 1997a) the identification o f external drivers and influences the identification
o f the objectives and values o f the organization the identification o f the work required to
achieve objectives and values and the identification o f the competencies required to
accomplish the work
Based on this approach we can assume that external drivers such as
globalization technology downsizing and diversity impact on both the public and
private sectors However there are differences in the values and objectives o f
organizations in the public sector compared to those in the private sector Public sector
organizations are more values-based since their activity and their functions are related to
the public good They operate within a legislative fram ework and are responsive to
citizens o f the state Public sector organizations are moving towards being more results-
based and skills-based while still attempting to retain their values-based focus (Boyatzis
1982)
Alternatively private sector organizations have as their objective to make a
profit As a result they value specific business knowledge competencies relevant to the
companyrsquos business lines They are moving towards defining values such as embracing
diversity in their w orkforce and promoting familywork balance Both sectors are striving
towards becoming learning organizations and instilling leadership at all levels It is
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
35
evident that public and private sector competencies requirements are converging as the
public sector adopts private sector business models and the private sector becomes more
citizen-focused to remain competitive Appendix 3 provides examples o f competency
profiles o f several public sector organizations the public service organizations o f the
United States the United Kingdom Australia New Zealand and o f several private sector
organizations
In summary there are several reasons why the competencies required for work
may differ between the public and private sectors First the objectives o f the public and
private sector may differ While the primary focus o f the public sector is the common
good for the private sector it is profitability In addition the environments o f the public
and private sector are different Organizations in the private sector have ready access to
timely performance indicators such as profits revenues and market share The nature o f
work the structure o f jobs and the measures o f performance used in the public sector do
not allow for as clear and quick feedback on performance Furthermore there are
differences in time horizon institutional response time and policy-directed objectives
(Boyatzis 1982)
While there are important differences between the two sectors there are also
important similarities which may result in similar competencies being required to
accomplish the work in the two sectors Both are exposed to the same external drivers in
particular globalization rapid technological change downsizing and increasing cultural
diversity Neither sector is divorced from society as a whole nor from each other as
there are significant interactions between the two sectors For example the public sector
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
36
through its pow er to tax regulate and disperse public funds has a significant effect upon
the private sec to rrsquos pursuit o f its objectives In turn actions o f the private sector may
assist or hinder significantly the public sec to rrsquos success in achieving its objectives
Increasingly the public and private sector are collaborating in service delivery through
contracting out and other partnership arrangem ents As another example changes in
private sector management techniques have influenced public sector management
practices
2 r lsquo-Centurgt- Forces
To be able to define the leadership competencies required for the 2 T lsquo century
it is im portant to understand the unique and unprecedented nature o f the changes taking
place today The 21 century is defined by interconnectedness A new global picture o f
reality is em erging that as Terry Mollner (cited in Renesch 1992) indicates is a new
system formed beyond capitalism and socialism Basic to this ldquothird wayrdquo is a shift from
a Material Age world view to a Relationship Age world view In the former the universe
is a collection o f separate parts where there is competition based on self-interest In the
latter the universe is comprised o f connected parts that cooperate in the interest o f the
whole Globalization technology downsizing and cultural diversity are key interrelated
com ponents that are contributing to this new world order Understanding this
environment is the first step in identifying the competencies required for future success
Globalization
For centuries the economies o f countries were largely self-sufficient and trade
was limited to areas where transportation m ade access possible The em ergence o f
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
37
communications technology and efficient transportation brought with it interdependence
and the emergence o f a borderless economy Events that occur far from ones country
have an immediate impact a t home For example the recent Asian economic crisis
affected the economies o f the world Corporate competition and cooperation are now
global in scope Lee lacocca (M cFarland Senn amp Childress 1994) marks the end o f the
Cold War as the event that is moving us to one world Symbolically globalization came
to being in the mid-1980s (M cFarland et al 1994 Pettigrew 1999) the day the three
major stock exchanges w ere linked electronically enabling stock and commodities
markets to trade 24 hours a day 7 days a week
It is clear that this interconnectedness has changed the nature o f corporate
competition increased the complexity o f issues accelerated the pace o f change and
contributed to the de-layering o f organizations This set o f im pacts has resulted in a
world where leaders have to leam to cope with continual uncertainty
Furthermore the nature and magnitude o f globalization have altered the
relationship between business and the state Prior to globalization the state s vertical
power was critical for the determ ination o f military and econom ic choices International
relations were determined betw een nation states For example treaties were commonly
negotiated on a bilateral basis between nation states consistent w ith the understanding
that each nation state controlled choices within its border in a m anner that could honor
the obligations o f the agreem ent This simple formula is clearly altered by the rise o f
global competition mergers and the increased presence o f transnational strategic
alliances (Pettigrew 1999)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
38
With globalization the strength o f the market is derived from its horizontal
interdependence This merging o f economic spaces is occurring at the same time as there
is a dismantling o f the vertical power o f the state (Farazmand 1999 McFarland et al
1994 Pettigrew 1999) This imbalance is creating ldquoa major change in the configuration
o f public-private spheres in favor o f the globalizing corporate sectorrdquo (Farazmand 1999
p 11) State efforts have been redoubled to find means to become more horizontal to
maintain influence This has created a concerted attem pt to shift towards the
professionalization o f public administration (Farazmand 1999) but at the same time has
resulted in state efforts to create supranational organizations such as the World Trade
Organization
The total impact o f globalization is still to be determined What is
indisputable however is that it is causing a transformation and realignment o f activity
and relationship in and between every organizationmdashpublic or private
Technology
ldquoNew technologies are compressing time and distance diffusing knowledge
transforming old industries and creating new ones at a pace that is hard to grasprdquo (Opstal
199899 p 2) Jeremy Rifkin (1995) warns that this Third Industrial Revolutionrdquo while
creating a new knowledge economy will displace many Jobs and mark the end o f work
Computers have revolutionized the nature o f work In 1920 85 o f the cost o f
manufacturing an automobile went to workers and investors By 1990 they were
receiving less than 60 (Reich 1992) The knowledge workers the engineers financial
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
39
analysts designers are the new elite But the dawn o f computers over the last 30 years
has also demanded much o f managers and decision makers This is evidenced by the
results o f a recent survey o f 365 public and private sector Information Technology (IT)
executive managers which indicated that one third o f all IT projects were canceled before
completion The Standish Group estimates that American companies and agencies spent
581 billion on canceled IT projects (Brown amp Brudney 1998) ldquoCurrent senior IS
[Information System] executives who have not broadened their own knowledge skills
and experiences in business operations strategy and management should gain these
valuable perspectivesrdquo (Applegate amp Elam 1992 p 13)
John Scull notes that in this age the strategic resources are no longer coal oil
and wheat but ldquothe ideas and knowledge that com es out o f our mindsrdquo (cited in
McFarland et al 1994 p 43) Information is the germ o f ideas and the Internet provides
access to information to a rapidly increasing population The growth is phenom enal-the
number o f individuals online increased from 26 million in 1995 to 205 million in 1999
and is projected to increase to 350 million by 2005 (Nua Internet Survey 1999a) The
Internet is more than information it is also the new market place Online retail sales are
estimated to be SUS660 billion in 1999 and projected to increase to SUS 1234 billion by
2002 (Cyber Atlas 2000a) The next wave o f access to the Internet is wireless portal
users With this technology it will be possible to ldquodeliver time-sensitive localized and
customized content to a variety o f devices in a mobile environmentrdquo (Cyber Atlas
2000b) The number o f wireless subscribers is estimated to be 300000 in 2000 and
projected to increase to 248 million in 2006 (CyberAtlas 2000a) Clearly this explosion
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
40
in technology and information fiiels the new global economy The speed o f access to
information and the diflhision o f access to millions o f people presents challenges to
leaders Hoarding information is no longer power Sharing information and using it to
add value is the challenge o f today U nder these circumstances the talent is the arena o f
competition
Long-term competitive success requires access to the best and the brightest globally W ithout people to create apply and exploit new ideas there is no innovation process Capital and information and even m anufacturing may move across borders but the talent pool needed to facilitate irmovation does not transfer as readily (Opstal 199899 p 6)
But even with a talent pool and access to information there is a continuing
debate as to the outputs from technology Attwell and Rule ( 1984) noted tha t people
remain so willing to speak and write as though the overall effects o f com puting
technologies w ere a foregone conclusion But there is a gap betw een technology and
improved productidty Drucker (1995) Keen (1981 1986) and Brown and Brudney
(1998) indicate that there is a need to understand the gap between investm ents in
technology and performance And m odem leaders will have to rise to this challenge
Downsizing
The layoffs o f the 1980s have changed not only the shape o f organizations but
the social contract between employers and employees ldquoThe average American 32 year-
old has already w orked for nine different jobs W orkers today fantasize not about landing
a dream jo b rsquo but about having a rsquoportfolio careerrsquomdash one dream job after ano therrsquo
(W ooldridge 2000 p 82) According to M cG oon (1994) in the future employees who
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
41
stay current with their skills who contribute measurable value to their organizations year
after year and who develop new skills will be rew arded-unlike the past where loyalty
was rewarded
Organizations restructure o r re-engineer to increase efficiency reduce payroll
costs shed redundancy after a m erger or takeover o r contract out functions to stay
focused on competencies Some feel that the major challenge for business is to continue
to improve business position with fewer employee dislocations (Abbasi amp Ho liman
1998 Pfeffer 2000 as cited in W ooldridge 2000) O thers are o f the view that the
company manrsquo days rewarded longevity rather than value added (Kanter 2000
M cGoon 1994)
Kanter states that in this environment companies must earn loyalty ldquoBuilding
long-term commitment depends on four things the nature o f the work itself the
opportunity to grow the chance to speak up and be listened to and the feeling o f making
a differencerdquo (Kanter 2000 p 82) There is no doubt that in the first waves o f
downsizing there was a loss o f cumulative skills and experience o f those who endure
the wrenching human drama o f losing their jo b rdquo (Abbasi amp Hollman 1998 p 4)
The outcries and conflict that characterized the layoffs o f the 1980s and early
1990s are muted Labor unions instead o f protesting are more likely to help laid-off
workers make the transition to other jobs Executives are more likely to blame global
forces rather than the need for larger profit margins in their decisions to downsize
(Uchitelle 1998b)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
42
While reorganization may have occurred for the most part for reasons o f profit
or cost reduction it also created flatter organizations o r horizontal organizations (Jacobs
amp Rao 1995 O stroff 1995) Post-downsizing the need to manage differently became
apparent Imperial Oil after three downsizings began to focus on helping the organization
rationalize the work to the core Imperial is rethinking the ldquoold traditional supervisory
modelrdquo The manager o f executive development says ldquow e are starting to leam some
things about what is really crucial in a leadership contextrdquo Hierarchical reporting will
give way to teams representing a mix o f disciplines W ith fewer resources the amount
o f time managers can devote to their staff decreases their need for more autonomy for
staff (Lorine 1991) Post-downsizing managing a flat organization requires a complete
overhaul o f the culture o f the form er pyramid structure
Companies have to organize workers into self-managing teams senior
managers must relinquish control and lower-level managers must take responsibility for
wider issues (Abramson 1996) All these managerial changes may seem obvious but
they demand a new set o f leadership competencies to succeed
Diversity
Technological advancements in transportation communications and
information have contributed to the creation o f a global economy that is complex This
new world is still emerging and as a result the rate and nature o f change it presents are
redefining leadership and w ork and the structure o f organization As was noted above
the pyramid organization is giving way to the horizontal organization Talent is more
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
43
valued than seniority ldquoTodayrsquos workforce has also changed significantly from six
perspectives age gender culture education disabilities and valuesrdquo (Jamieson amp
O rsquoMara 1991 p 6)
W orkforce diversity will be a key driver in understanding the leadership
competencies tha t will be required in the 2 T lsquo century By briefly reviewing some key
components o f diversity such as age gender and culture the scope and importance o f
diversity for tom orrow s leader can be established The US Bureau o f the Census
predicts that the age distribution o f the w orkforce will change in the next 20 years The
prime-age labor force will shrink while the w orkforce over the age o f 55 will begin to
increase For example in 1990 one in nine Americans were over age 65 By 2020 one in
six Americans will be over 65 This increase is being created by three phenomena the
Baby Boom the Baby Bust and advances in health care (Jamieson amp O M ara 1991)
The Baby Boom (1947-1966) cohort will exert a strong influence on public
policy and w orkforce demographic shifts Canada had the strongest baby boom in the
industrialized world
ldquoThe largest single-year age group in the mid 1990s is those bom in 1961rdquo
(Foot amp Stoffman 1996 p 18) The Baby B ust (1967-1979) a decline in birth rate is
attributable to tw o main factors the introduction o f the birth control pill in 1961 and the
increase in the participation o f women in the labor market (Foot amp Stoffman 1996) Foot
adds another cohort that he named the baby-boom echo (1980-1995) These are the
children o f the boom ers This cohort and the other tw o demographic shifts combine to
create a w orkforce where increasingly younger persons will manage older persons
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44
Career development for baby boomers will become increasingly lateral competition to
attract and retain entry-level workers will be fierce (Jamieson amp O Mara 1991)
In addition to the birth patterns o f the population shifts in the gender
dimension o f the population can be seen through increasing participation o f women in the
labor force This has been the most dramatic change in the w orkforce mix US data
indicate that while their share o f the population has not changed significantly their
workforce participation numbers have almost doubled since 1970 (Deavers Lyons amp
Hattiangadi 1999) Participation o f married women with children has risen from 28 in
1960 to over 70 in 1998 As women form a greater proportion o f the workforce and to
ensure that their talents and contribution to the productivity o f the organized are
maximized it will be im portant to meet three challenges o f gender diversity in the
workforce (Jackson amp Associates 1992 Johnston amp Packer 1987 Schwartz 1989)
1 ensuring that w om enrsquos talent and competencies are fully utilized
2 removing the artificial barriers o f male-dominated organizations
3 adjusting to the fact that women shoulder a disproportionate share o f the
responsibility for family care and ensuring that the leave policies w ork flexibility and
artificial prom otion restraints are reformed
Finally racial and ethnic diversity in the w orkforce has increased through
immigration In the US immigration has accounted for more than 50 o f the increase
in the w orkforce in the 1990s (Deavers et al 1999) In both the US and Canada about
half o f all immigrants originated from northern Europe in the 1950s and 1960s In the
later 1960s and 1970s immigrants were more likely to be from southern Europe
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
45
including Greece Spain and Portugal Beginning in the 1970s and 1980s and
culminating in the 1990s southern Asia became the main source o f newcomers to both
Canada and the US In the late 1990s and into the next century it is predicted that Latin
America will increasingly becom e Canadas main source o f immigrants When people
with different habits and world views are in the workplace misunderstandings and
conflicts occur Some writers question whether cultural diversity is anything new In the
US the proportion o f the population that is African-American has remained fairly stable
while the number o f immigrants entering the country is only slightly higher (Richman
1990) However there are other factors to take into account other than percentage o f
cultures in the population In the US the affirmative action era has increased integration
in areas where African-Americans were not traditionally employed (Jackson amp
Associates 1992) Also as was noted above the source countries o f immigrants are
much more varied than at the turn o f the century Furthermore with the creation o f more
horizontal organizations and team-based management styles the interaction o f different
cultures increases ldquoDiversity describes the make-up o f the group Inclusion describes
which individuals are allowed to participaterdquo (Miller 1998 p 1) Cox (1995) indicates
that diversity in the workplace potentially lowers members morale and makes
communication more difficult One empirical study indicates that heterogenous groups
experience more turnover than homogenous groups (Jackson et al 1991) Creating an
inclusive organization is therefore important and difficult ldquoOrganizations are beginning
to identify diversity as a potential asset and are making inclusion o f differences a part o f
their culture and success M ost organizations however require a fundamental culture
change to value difference as an assetrdquo (Miller 1998 p 4)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
46
Preparing Tor the Future Survey of LeadersrsquoPerspective o f Competency
Introduction
Globalization technology downsizing and diversity are creating an
increasingly complex environment o f rapid change and driving organizations to become
less hierarchical with more emphasis on teamwork
The leadership competencies required to succeed in this fast-changing
unpredictable environment are constantly being redefined In fact both the structural
changes in organizations and the complexity o f the issues indicate that no one individual
or one trait or behavior or situation can be sufficient for success in this environment
The interconnectedness o f our global community requires an interdependent view of
leadership This approach is being critically examined by a wide num ber o f academic
practitioners (Bennis 1994 1995 1997 Covey 1992 Hamel amp Prahalad 1994 Kotter
1995 1996 Senge 1994)
In this section we will discuss several surveys o f leaders The first is a
general com petency model developed by Spencer and Spencer (1993) The second is a
survey by Duncan and Harlacher (1991) designed to determine the competency profile o f
leaders in an educational setting Donnelly and Kezbom (1994) investigated critical
leadership qualities required for effective project management W atson W yatt ( 1998)
provides a competency-based leadership framework that is global in scope Finally this
section ends w ith a survey conducted by Diaz ( 1999) designed to determ ine the
competency profile required for human resource managers in the 21ldquo century The Diaz
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
47
w ork is particularly relevant since human resource specialists implement the selection and
recruitment strategies related to a particular com petency profile and are more recently part
o f the decision-making process for the development o f the workforce
Spencer and Spencer A General Model
Spencer and Spencer (1993) present a series o f competencies that they and
other researchers see as increasingly important for executives managers and employees
in organizations in the future These perspectives are based on external drivers alm ost
identical to those discussed previously
For executives these competencies consist o f strategic thinking change
leadership and relationship management For m anagers these consist o f flexibility
change implementation entrepreneurial innovation interpersonal understanding
empowering team facilitation and portability Spencer and Spencer (1993) provide
detailed descriptions o f these competencies
From a comprehensive review o f the com petency research literature Slivinski
and Miles (1997a) conclude that although term inologies for competencies differ across
profiles and time the constructs underlying successful perform ance are generally
equivalent They argue that the focus should be on the understanding rather than the
nomenclature (Slivinski amp Miles 1997a)
Accordingly for the purpose o f the survey undertaken by the authors the
competencies identified by Spencer and Spencer (1993) as being increasingly im portant
in the future for executives and managers were redefined to terminology in m ore com m on
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
48
usage W ork motivation under time pressure which was identified by Spencer and
Spencer (1993) as increasingly important only for employees was also included In
addition ethics and base job requirements o f organizational (administrative) ability and
businesstechnical knowledge were added
The definitions for teamwork visioning organizational interpersonal
relations communication skills stamina ethics and values are those used by the Public
Service Commission o f Canada This agency is legislatively responsible for promotion
recruitment and development o f public service employees o f the Government o f Canada
in accordance with the principle o f merit Problem solving ability to leam
entrepreneurial competencies and negotiationconsultationengagement are defined by
the Public Service Commission as subsets o f cognitive capacity behavioral flexibility
and communications respectively Teaching and businesstechnical knowledge as well
as cosmopolitanworld view were added to test their continued applicability in the
z r-cen tu ry environment Table 1 provides a comparison o f the Spencer and Spencer
competency model and the profile used in the survey for this thesis
Duncan and Harlacher Competencies for an Educational Setting
For example Duncan and Harlacher (1991) conducted a survey to determine a
competency profile for an ideal executive leader o f an American community college for
the 2 r lsquo century They surveyed the Chief Executive Officers o f 10 institutions The
results o f this survey were characterized into five dimensions (1) institutional vision and
revitalizationmdashstrategic analysis o f the long-term impact o f pending decisions (2) ethical
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
49
Table 1 Comparison o f Competency Profile
Spencer and Spencer Competency Competency Used in Survey1
Strategic thinking Problem solving (anaKiical decisive judgment innovative)Ability to leam (integrative intelligence change agent)
Change leadership Vision (creativity) Communications skills
Relationship management Interpersonal (relationship collaborative serving others)Negotiationconsult and engage
1 Flexibility
1
Ability to leam (integrative intelligence change agent)Entrepreneurial (risk taker experiment)
1 Change implementationi1
Communications skills TeamworkTeaching (coaching mentoring)
Entrepreneurial innovation Initiative (m otivated)
Interpersonal understanding Interpersonal (relationship collaborative serving others)
i Team facilitation Teamwork
i Portability Cosmopolitanworld view
W ork motivation under time pressure1
Staminaresilienceself-renewal
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
50
leadershipmdashintegrating personal philosophies into the institutions value system (3 )
institutional power and transform ationmdashestablishing an environment which fosters
innovation and creative problem solving (4) political leadership-m aintaining coalitions
to advance the cause o f the institution and (5) institutional conceptualization and
survival mdashthe ability to perceive and analyze institutional issues from a global
perspective
Donnelly and Kezbom Competencies for Project Leaders
Another study by Donnelly and Kezbom ( 1994) investigated those critical
leadership qualities most im portant for effective project management In this study a
distinction is made between competency and know-how Com petency was defined as an
augmentable quality o f leadership that appears to be a personality construct but is
capable o f modification via skills awareness and developm entrdquo (Donnelly amp Kezbom
1994 p 3) Know-how w as defined as strictly learned information that is ldquoan elem ent o f
leadership comprising a body o f knowledge that is largely learned via education training
and on-the-job experiencesrdquo (Donnelly amp Kezbom 1994 p 3) This study indicated that
in the future more and m ore organizations will have matrix structures with few er
hierarchical structures and largely composed o f horizontal teams There was a m arked
distinction between those subjects o f the study that had matrix o r hierarchical experience
Those in hierarchical structures ranked know-how higher than competencies relative to
matrix organizations This study concluded that project leaders ldquoin addition to being
astute at managing subordinates must be more analytical m ore integrative more
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
51
Watson Wyatt Global Competencies
W atson W yatt (1998) a private sector managerial consulting firm conducted
a survey o f 11000 employees in the US and Canada as well as a survey o f 2000 senior
managers from 24 countries around the world to update a 1977 model o f a competency-
based framework developed by Dalton Thom pson and Price (1977) They assumed that
individuals progressed through competency stages linearly stage 1 following
directionsmdashthe apprentice stage 2 contributing independentlymdashthe colleague stage 3
contributing through othersmdashthe mentor and stage 4 influencing organizational
directionmdashthe sponsor Watson W yattrsquos motivation for updating this study is that in the
20 years since the original study organizations have become flatter and less hierarchical
AJso the im portance o f information and technology has increased the number o f
knowledge workers The study developed what they term the ldquovalue-creation
continuum
A key difference between W atson W yattrsquos perspective and that o f
Dalton et al is that individuals instead o f following a linear progression through
competencies can contribute on multiple dimensions depending on their role at a given
moment In the W atson Wyatt model a new dimension has been added called
contributing through expertisemdashdimension three This was added to capture particularly
workers in technology fields They added another factor to the fourth dim ension-
contributing through othersmdashwhich is the ability to accomplish things through others
which is a higher standard than merely being proficient in more than one area A fifth
dimension has been added called contributing through vision This is seen as higher than
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
52
the sponsor role as it defines individuals who not only have a significant influence on the
whole organization but whose organization extends outside their w ork group
The W atson Wyatt study recognizes the pace o f change and the complexity o f
the world today through its flexible structure through a seemingly simple but profound
shift from the concept o f stages to dimensions It recognizes that in the 21 century
individuals move back and forth through dimensions as their roles o r positions change An individual may return to dimension one or two when he or she needs to leam a new technology or role and then move back to dimension three four or five as knowledge skills and expertise grow (W atson Wyatt 1998 p 6)
Diaz Competencies for Human Resources Specialists
Diaz (1999) in his March 1999 study o f challenges facing Venezuelan human
resource managers in the 21 century surveyed the opinions o f a sample o f 400
individuals com posed of executives human resource practitioners university professors
and students In his findings Diaz found no significant differences in the opinions of
these groups o f participants about the skills required for the 21 century Interpersonal
skills such as teamwork achievement motivation pro-active attitude and ethical values
and directive skills such as vision leadership entrepreneur spirit able to develop
strategic alliances were ranked extremely important (Diaz 1999 p iv) Ranked low in
importance w ere knowledge o f specific areas such as psychology labor statistics and
statistics Diaz sets his study against the backdrop o f a number o f trends affecting
Venezuela including globalization an increasingly multi-cultural workplace the rapid
growth o f new information technology and increased organizational downsizing These
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
53
are similar to the drivers that motivated the study o f future com petencies o f Watson
Wyatt and the hypotheses o f Spencer and Spencer
In response to ongoing increasingly rapid change organizations o f the future
will be less liierarchical more organizationally flexible and include more horizontal
teams (Spencer amp Spencer 1993) Just as IBM had by the beginning o f the 1990s trained
managers fo r a world that no longer existed leaders to be successful in the future must
have the com petencies necessary for both the continually changing environment o f the
future and the organizational structures that will need to be adopted to function
effectively In a world where relationship defines success and where change is at an
increasingly fast pace tom orrow rsquos leaders must be able to deal with ambiguity while
maintaining multiple relationships-both horizontally and vertically
Reproduced with permission of tfie copyrigfit owner Furtfier reproduction profiibited witfiout permission
CHAPTER 3
M ETHODOLOGY
Introduction
This chapter describes the design and methodology o f the study This study
responds to the following four research questions
Research Question 1 Has there been a shift in public sector leaders
perception as to the leadership com petencies required in the past as compared to the
leadership competencies required for the 21rdquo century
Hypothesis 1 The ratings o f leadership competencies required will differ
from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
1 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies for leaders 20 years ago
2 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies fo r leaders in the 21ldquo century
54
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
55
Research Question 2 If there is a shift in perceptions are external
environmental drivers globalization technology downsizing and diversity related to that
shift
Hypothesis 2 Leaders will rate the external drivers as influencing leadership
competency requirements
Research Question 3 Is there a divergence or convergence o f views between
leaders in the public sector and the general public as to the required leadership
competencies in the 21 century
Hypothesis 3 Leadersrsquo ratings o f leadership competencies required for the
21 century will differ when com pared to the general publicrsquos ratings o f leadership
competencies required for the 21 century
In addition consensus between groups will be tested to determine
Research Question 4a Is there a consensus o f views between leaders in the
public sector and those in the private sector as to the size o f the shift between 20 years
ago and in the 21 century
Hypothesis 4a The public sectorrsquos size o f shift between past and present
required leadership competencies will differ from that o f the private sectorrsquos
Research Question 4b Is there a consensus o f views between public and
private sector leaders and the general population on which if any o f the leadership
competencies are the most important
Hypothesis 4b Each group will perceive some leadership com petencies as
more important than others
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
56
It is hypothesized that leaders in both sectors will differ from the general
population
Methodology
To facilitate the management o f the research this study may be delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the leadership
competencies to be investigated
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector leaders
b Comparing the results obtained from the public sector leadersrsquo
survey question 2 with results obtained from the general public population
identifying any similarities and reviewing any differences
c Comparison o f public sector leadersrsquo results with results from the
private sector leadersrsquo survey
The four phases o f the research are explained and detailed below
Phase 1 Identifying the Methodology and the Survey Pool
In order to develop an appropriate instrument for identifying current leadersrsquo
perceptions o f the competencies for the 21ldquo century two distinct methodologies w ere
considered the Delphi technique and the survey method
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
57
The Delphi technique has been used quite successfully when attem pting to
ascertain nevvs on an issue or problem related to the prediction o f the future The
technique also affords an opportunity to develop a consensus o f views for topics which
are highly subjective The purpose o f the Delphi method which was developed in 1953
by the Rand Corporation to ascertain if there was a consensus view among military
experts on the issue o f the atomic bomb is to elicit perceptions o r Judgments held by
experts knowledgeable in a specialized area (Boberg amp M orris-Khoo 1992) However
given that the purpose o f this research was to establish whether it was possible to identify
some generic attributes for leadership in the IT century the possibility o f finding experts
who would provide the breadth o f experience without being linked too closely to a
particular field proved difficult Since the authors could not identify any specific
empirical base for the study it was decided that while a qualitative study might have
provided a m ore nuanced description o f the competencies for the 2T century a
quantitative survey based on the shifting perceptions o f Canadian leaders w ould make the
greatest contribution to the field in ensuring baseline data for further study in the field
Quantitative Survey
For the purposes o f this study there were two target survey populations the
public sector leaders population and the general public population The following
describes each sample population and the survey methodology employed
Public sector leaders population
In responding to the first research question (Has there been a shift in public
sector leadersrsquo perception as to the competencies required in the past as com pared to the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
58
competencies required for the 2 P lsquo century) the survey pool used for this study comes
from an existing database o f senior public servants at municipal provincial and the
federal levels o f government Table 2 delineates the various clusters o f individuals that
made up the survey pool and the proposed basis for sampling for the survey As is noted
in Table 2 where the sample size was not based on a census the methodologgt for
choosing the sample has been identified
Table 3 delineates the response rate for the 1999 survey among the various
sectors in the public sector target population
-A 12 response rate is within the 10-15 range common to mail-in surveys
(Boyd amp Westfall 1972 Kanuk amp Berenson 1975 Luck Wales amp Taylor 1970
McDaniel amp Rao 1980 W under amp Wynn 1988 Yu amp Couper 1983)
The response rate o f 12 was deemed acceptable based on historical data for
this database Table 4 provides the most recent response history o f the Rethinking
Government national survey for the public sector target sample
While the sample was not stratified by gender age or region Tables 5 6 and
7 describe the gender age and educational level o f the sample population
General public sample population
In order to consider the third research question (Is there a divergence or
convergence o f views between leaders in the public sector and the general public as to the
required leadership competencies in the 21ldquo century) the results o f the public sector
leadersrsquo survey were com pared to a sample o f the general public (laquo=1503) The general
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
59
Table 2 Sample Size and Selection Criteria for the Public Sector Leaders
Leaders Selection Criteria Population Sample
Federal 431 431Federal MPs All 301Federal DMsADMs All 130
Provincial 1390 758Provincial MPPsMLAs Random 765Provincial DMsADMs All DMsRandom ADMs 625
Municipal 480 411MayorReeves Descending city size 255Municipal clerks Descending city size 225
Table 3 Response Rate for the 1999 Survey Among the Various Sectors in the PublicSector Target Population
Sector Percentage
Total Federal
Total Provincial
Total Municipal
127
136
167
Total Public Sector 142
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
60
Table 4 Response History o f the Rethinking Governm ent National Survey for the PublicSector Target Sample
Y ear Percentage
1996 14
1997 12
1998 17
1999 142
Table 5 Gender Distribution o f Public Sector Leaders
G ender Percentage
Male 69
Female 3 1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
61
Table 6 Age Distribution o f Public Sector Leaders (=227)
Age Percentage
lt35 26
35-44 181
45-54 551
55-64 211
654- 3 1
Table 7 Educational Achievement o f Public Sector Leaders (raquo=227)
Educational Level Percentage
Graduated from high school (grade 12-13) 3
Vocationaltechnical college or CEGEP 2
Trade certification 1
Some university 8
B achelors degree 25
Professional certification 17
G raduate degree 44
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
62
public survey sample o f 1503 was randomly generated from the Canadian population o f
persons over the age o f 16 and was conducted by means o f a centralized com puter-
assisted telephone interviewing facility The sample was stratified along age gender and
regional lines (Atlantic Quebec Ontario Prairies and British Columbia) as described in
the following tables (Tables 8 9 10)
The full sample yielded a margin o f error o f -r- 18 percentage points
19 times out o f 20
The research question noted above was embedded in the Ekos Research
bullAssociates Rethinking Government survey and represented 1 o f the 21 questions posed in
the survey
Telephone Survey
The intent is to compare the results o f public sector leadersrsquo perception o f
required leadership competencies for the 21ldquo century with results obtained from a
telephone survey o f the general populationrsquos perception o f the requirement for 11 o f the
same leadership competencies as were tested in the public sector leaders survey Not
included in the survey o f the general population were interpersonal teamwork
businesstechnical knowledge and vision
Private sector leaders population
In responding to the fourth research question (Is there a consensus o f views
between public and private sector leaders and the general population on which if any o f
the leadership competencies are the most important) data from a separate research study
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
63
Table 8 Gender o f General Population Telephone Survey (t=1503)
Gender Percentage
Female 51
Male 49
Table 9 Age Breakdown o f the General Population Sample (=1499)
Age Percentage
lt25 17
25-34 18
35-44 22
45-54 20
55-64 7
65+ 15
DKNR I
donrsquot know no response
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
64
were used (W atson 2000) The Private Sector L eader survey data com e from an existing
pool o f senior Canadian leaders including C h ief Executive Officers (CEOs) and senior
executives from the private sector A sample o f 960 CEOs of the top econom ic
perform ing Canadian companies as identified by total revenues was sent a sur ey
questionnaire w ith a m ail-in response
The sam ple was not stratified by gender age o r region Table 11 delineates
the response rate for the 1999 suiwey between private sector companies w ith differing
numbers o f em ployees
A response rate o f 126 was deem ed acceptable based on historical data for
this group which has been identified by Ekos for a longitudinal study Table 12 provides
the most recent response history o f the Rethinking Government national survey
Phase 2 Developing the Surv ey Instrument and Reviewing Competencies
Survey Instrument
M ail-in Public Sector Survey
The survey instrument was developed as a m ail-in surv ey G iven the tim e
constraints o f the individuals being surveyed and the num ber of surv eys these individuals
see in any given period the length and the presentation o f the questionnaire w ere key
considerations
Respondents were asked to use a L ikert scale to rank their perceptions o f the
leadership com petencies required 20 years ago and those that will be necessary 20 years
from now The researcher chose a Likert scale because o f the advantages o f this scaling
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
65
Table 10 Sample Stratified by Region (=I503)
Region
British Columbia
Alberta
Prairies
Ontario
Quebec
Atlantic
Percentage
13
10
7
38
24
8
Table 11 Response by Number o f Employees (= 121)
Percentage Number Number o f Employees
31
29
40
38
35
48
lt100
100-500
over 500
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66
Table 12 Response History of the Rethinking Government National Survey
Year Percentage
1996 14
1997 12
1998 17
1999 142
technique First individuals typically have the same understanding o f the differences
between the points on the scale which enables comparison o f rankings Second this
approach has been found to yield data which can be analyzed by statistics for normal
distributions For both reasons this type o f scale provides informative and uncomplicated
data (Arnold McCroskey amp Prichard 1967 Edwards 1957)
A sample questionnaire is provided in Appendix 4 o f this paper
Reviewing and identifying the competencies
The 15 competencies were identified by the sponsors o f the research and
therefore closely track the competencies currently used in the Canadian federal public
service The competencies including teamwork problem solving ability to learn
communication skills vision interpersonal entrepreneurial initiative stamina ethics
organizational and negotiationconsultengage are identified as part o f the Public Service
Commissionrsquos competencies for public service managers In addition businesstechnical
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67
knowledge cosmopolitanworld view and teaching were added to be consistent with the
literature
Phase 3 Administering the Survey
Mail-in Leaders Survey
The survey was sent by mail to all leaders in the survey pool in
September 1999 to maximize the response rate by avoiding both the summer holiday
season and any fiscal year-end considerations Included in the package was a letter
describing the study the questionnaire and the response envelope Respondents were
reminded to complete the survey 21 days after the initial mail-out Once a 12-15
response rate had been achieved and a minimum o f 4 weeks had elapsed the results were
tabulated for analysis The sample o f public sector leaders for the purposes o f this study
included 227 individuals (=227) The sample o f private sector leaders for the purpose o f
this study included 121 individuals (=121) (Watson 2000)
Telephone Survey of a Random Sample of the General Population
The telephone survey o f the general population with respect to question 2 was
embedded in an existing Rethinking Government survey with a sample population o f
1503 (laquo=1503) This survey w as administered by Ekos Research Association
The results o f this national random sample o f Canadians over the age o f 16
were gathered between July 15 and July 30 1999 The time lag between the mail-in
survey and the telephone survey is not deemed to be significant as there were no
outstanding short-term econom ic or political events during the period that would have
influenced perceptions
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68
Phase 4 Analyzing the Results
In analyang the results the Statistical Program for Social Sciences (SPSS)
was used The results were tabulated with the data analyzed to respond to the research
questions
Public Sector Leadersrsquo Analysis
The focus o f the analysis was to determine if am ong the sample population
there has been a shift in perception as to the required leadership competencies The
comparison o f the leadersrsquo perceptions o f the required skills for leaders 20 years ago and
their perceptions o f the required skills for leaders in the 21ldquo century provides some basis
to evaluate w hether training and development needs o f potential leaders should be altered
as a result o f the changing requirements This analysis was completed by comparing
responses and adjusting statistically for the variance in the responses
f-tests for dependent paired means were applied for within group comparisons
as the actual population variance is unknown Tw o-tailed probabilities are reported as the
direction o f the differences could not be predicted from the research base for every
competency
In com paring shifts in competency ratings only cases where a rating was
provided for both 20 years ago and the 21ldquo century w ere included in the analysis To
compute a mean within one time epoch all ratings are included In the paired -test that is
applied to determine the significance o f changes betw een tim e epochs only where ratings
are provided for both time epochs are they included in com puting a change One effect o f
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69
paired ratings can be that means computed for each time epoch separately may not match
exactly means that are based on paired ratings For example if a respondent rates a
competency as im portant in the past that rating is included in computing the mean for the
past When com puting the mean difference over time that rating would be excluded if
the respondent did not also provide a rating for that competency in the future Because
some ratings that contribute to the mean in one time epoch may not be included in the
computation o f the shift in a competency rating means may differ when the data contain
missing cases
The 95 confidence level was adopted as the cut-off for significance
reflecting research and publication standards (Coldeway 1989) When probabilities were
slightly above 05 but less than 10 differences were described as approaching
significance
Although there is some hesitation in applying inferential statistics such as t to
ordinal scale data it is a commonly used approach for Likert data as responses are
generally normally distributed and results are considered relevant for discussions o f
general trends (Arnold et al 1967 Edwards 1957)
External Drivers Analysis
To support the premise that changes in perceived competency requirements
are related to external drivers the leaders ratings o f the importance o f each o f the four
drivers was analyzed Respondents were asked to rate the importance o f each external
driver on a scale o f 1 -7 from low to high importance
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70
In testing for significance the researcher chose a two-tailed -test applied on
the differences betw een dependent means o f the external driver ratings This test was
chosen based on one group o f subjects with a repeated measure and not more than two
observations per subject (Coldeway 1989)
Comparison of Results Between the Public Sector Leadersrsquo Survey and the General Public
The results obtained from the public sector leadersrsquo survey (survey question 2)
were compared with results obtained for the same survey question from the General
Public population survey identifying any similarities and reviewing any differences This
analysis is important in testing how broadly the future competencies are acknowledged
In addition this allows a comparison o f individual versus organizational perspectives
j-tests w ere applied on comparisons o f means between groups r-tests are
commonly used when population variance is known and -tests when population variance
is unknown However -tests for differences even for independent means are based on
the assumption that sample variances are equal even though they are unknown In this
case the variance o f the general population and leadersrsquo samples could not be assumed to
be equal because the leaders by virtue o f their position would be likely to differ in at
least demographic variables such as age or education A modified r formula does not
require the equal sample variance assumption and was therefore considered to be the
more appropriate statistic in addition the large sample size supports the application o f
the z formula because convergence with population variance increases with sample size
(Hogg amp Tanis 1993)
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71
Comparison o f Results Between the Public Sector and the Private Sector Leaders Survey
The shifts in perceptions o f the required competencies for leaders in the
21 century as measured by the survey o f the public sector were compared to the shifts in
perceptions as measured by the analysis o f the private sec to r survey
This analysis is particularly useful in determining if there is a convergence o f
perceptions by both public sector and private sector leaders as to the importance o f
leadership competencies for the 21 century To the extent that both sectors are seeking to
cross fertilize their leadership personnel the extent to which both sectors share a
common perception o f the future com petencies facilitates that transfer o f personnel
Ranking W ithin groups
The ratings for the com petencies were ranked to establish an order o f level o f
importance Mean rankings were tested for significance to determine if any com petencies
are o f higher importance This was applied for each leaders group and the general
population
To determine if any com petencies were perceived as being m ore im portant
than others the mean ratings for each competency were ranked in descending order
Confidence interval comparisons w ere used to determine i f the ranked mean for one
com petency rating differs significantly from the ranked m ean for another com petency If
the confidence intervals for two com petencies overlap it cannot be inferred that the ir
m eans differ significantly Therefore only when the confidence intervals do not overlap
can ranked means be described as significantly higher or low er than another
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72
Ranking Between groups
The order in w hich the competencies were ranked was com pared across
groups to determine if both leaders groups rated sim ilar sets o f competencies as m ore
im portant than other competencies The general populations rankings w ere com pared to
the public and private sector leaders to identify organizational versus individual
perspective differences
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CHAPTER 4
RESL^LTS
Introduction
The ratings by public sector leaders o f leadership competencies were used to
determine if there is a difference between perceived importance 20 years ago and in the
21 century The hypothesis that a shift would be due to a set o f external drivers was
tested by public sector leaders rating the importance o f each driver To support the
validity o f considering public sector leaders as subject m atter experts differences
between organizational perceptions those o f the leaders and individual perceptions
those o f a sample o f the general population were compared Tw o additional analyses
combine data from the two research studies public sector leaders and private sector
leaders One addresses the size o f shift in requirements over time Will the changes be
larger for one sector than anotherrsquo The other analysis compares the top ranked
competencies across groups Is there a difference in what public and private leaders
consider the most im portant competencies and do they differ from what individuals in the
general population perceive
j
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74
Shift 20 Years Ago to 21ldquo Century
Q uestion 1 Has there been a shift in public sector leadersrsquo perception as to
the leadership com petencies required in the past as compared to the leadership
competencies required for the 21ldquo century
It w as hypothesized that the ratings o f leadership competencies required will
differ from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
Q uestion la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Q uestion Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 ldquo centuryrsquo
The im portance o f each competency was rated by public sector leaders
20 years ago and in the 21ldquo century
The variability o f responses is greater for the ratings o f competencies in the
past as com pared to the future For the ratings o f the 21ldquo century there is less variability
especially am ong the top-rated competencies demonstrating a strong consensus o f views
In examining Table 13 it is apparent that the relative ordering o f importance
for some com petencies has changed from the past as compared to the future For
example 20 years ago cosmopolitanworld view had the lowest mean at 3 493 whereas
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75
Table 13 M eans and Standard Deviations o f the Ratings by Public Sector Leaders o f Leadership Competency Requirements 20 Years Ago and in the 21ldquo Century
Competency 20 Years Ago Competency 21ldquo Century
Initiative 5486 (1199) Vision 6419 (807)
Problem Solving 5450 (1143) Communication 6379 (702)
Organizational 5390 (1188) Teamwork 6242 (740)
BusinessTechnical 5344 (1306) CosmoW orld View 6185 (863)
Stamina 5256 (1227) Ability to Leam 6159 (854)
Ethics 5158 (1381) Ethics 6128 (1007)
Communication 4789(1272) Problem Solving 6009 (882)
Vision 4586 (1391) Initiative 5969 (840)
Interpersonal 4574 (1374) Interpersonal 5925 (972)
Entrepreneurial 4561 (1546) Negotiation 5797 (947)
Negotiation 4516 (1237) Entrepreneurial 5661 (1028)
Ability to Leam 4491 (1291) Stamina 5619 (1065)
T eamwork 3897(1440) Teaching 5489 (1036)
T eaching 3857 (1318) Organizational 4991 (1244)
Cosmopolitan 3493 (1345) BusinessT echnical 4867(1 211)
World View
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76
in the 21 century respondents gave a mean response o f 6185 With respect to
businesstechnical knowledge 20 years ago the mean response o f 5344 was among the
top five mean scores whereas for the 21 century this competency received the lowest
mean score
-tests two-tailed were used to compare rating means for past and future
requirements Results are presented in Table 14 Differences were significant for all
competencies with ratings higher for the 21 century than for the past across all
competencies except for businesstechnical knowledge and organizational skills where
21 -century ratings were lower
External Driver Influence on Competency Requirements
Q uestion 2 If there is a shift in perceptions are the external drivers-
globalization technology downsizing and diversity-related to that shiftlsquod
It was hypothesized that leaders will rate the external drivers as influencing
leadership com petency requirements
It has been previously suggested that the external drivers used in this research
are influencing the need for leadership competencies To support this relationship public
sector leaders were asked to rate the importance o f each external driver on the 1-7 point
scale Responses were described at high moderate or low points on the scale and
percentages calculated for each driver at each descriptor -tests two-tailed were applied
to the means Data are presented in Table 15
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77
Table 14 Significance o f Shift Degrees o f Freedom Values and Probabilities o f the Ratings by Public Sector Leaders o f Past and Future Leadership Competency
Requirements
Competency J f
CosmopolitanAVorld View 222 26782 p lt 000
Team work 223 21375 p lt 000
Vision 221 17946 p lt 000
Ability to Leam 222 16577 p lt 000
Communication 222 16531 p lt 000
Teaching 220 15103 p lt 000
Negotiation 222 12434 p lt 000
Interpersonal 222 12056 p lt 000
Ethics 221 9834 p lt 000
Entrepreneurial 222 9743 p lt 000
Problem Solving 221 5 751 p lt 000
Initiative 221 5424 p lt 000
Stamina 222 3165 p lt 002
Organizational 221 -3397 p lt 001
BusinessT echnical 222 -3777 p lt 002
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78
Table 15 Means Standard Deviations and Percentages o f the Ratings by Public Sector Leaders o f the Influence o f External Drivers on Leadership Competency Requirem ents
for the 21ldquo Century
External Driver Ratings High M oderate Low
Globalization 5911 (1014) 86 10 1
Technology 5964 (1024) 90 7 3
Diversity 4920(1386) 65 19 15
Downsizing 4200(1323) 39 32 28
Comparison o f mean ratings indicates that globalization and technology are
considered equally important Globalization and technology are considered to have more
influence than diversity t (224) = 9 303 (p lt 000) t (223) = 9222 (jj lt 000) and than
downsizing i (224) = 15500 p lt 000) t (223) = 17060 p lt 000) Diversity is
considered to have more influence than downsizing t (224) = 6324 p lt 000)
The ranking o f the drivers is significant in that some are considered more
important than others however it should be noted that almost 40 o f the sample
considered even the lowest rated driver downsizing to have a high influence and 71
considered it to have at least a moderate influence
Leader and General Population Perspectives
Question 3 Is there a divergence o r convergence o f views between leaders in
the public sector and the general public as to the required leadership com petencies in the
21 ldquo centuryrsquo
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79
It w as hypothesized that leaders ratings o f leadership competencies required
for the 2T centurs will differ when compared to the general publicrsquos ratings o f leadership
competencies required for the 21rdquo century
Because the external driversrsquo impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflecting an organizational perspective rather than that o f an individual
Individuals may experience the external drivers as more general influences without
consideration o f specific strategic objectives values or work while leaders may
experience them specifically as they affect their organizationrsquos objectives values and
work An individual may rate the importance o f leadership competencies from the point
o f view o f what they personally would need to focus on to take a leadership role whereas
an organizational perspective would frame a response in terms o f the needs o f the
organization itself
To determine if there were differences in the perceptions o f the general
population and public sector leaders r-tests (as described previously) on the independent
sample means w ere calculated Results are presented in Table 16
W hile it is important to note that a direct comparison betw een the rankings o f
competencies betw een the leaders and the general population is somewhat constrained
given the fact that four o f the competencies (businesstechnical knowledge interpersonal
teamwork and vision) rated by the leaders w ere not ranked by the general populations it
is nonetheless possible to make some general observations with respect to the
comparisons betw een the two groups The general population rated a number o f
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80
Table 16 Means and Standard Deviations o f the Ratings by Public Sector Leaders and the General Population o f Leadership Competency Requirements for the 21ldquo Century
Competency Public Sector General DifferenceLeaders Population
Problem Solving 6009 (882) 6290 (948) -0281
Ability to Leam 6159 (854) 6364 (695) -0205
Communication 6379 (702) 6318 (913) 0061
Initiative 5969 (840) 6170 (991) -0201
Entrepreneurial 5661 (1028) 5694(1170) -0033
Teaching 5489 (1036) 5672 (1239) -0183
Stamina 5619 (1065) 5668 (1197) -0049
Ethics 6128 (1007) 6262(1106) -0134
Organizational 4991 (1244) 5998 (1094) -1007
Negotiation 5797 (1947) 6106 (1022) -0309
CosmopolitanAVorld View 6185 (1863) 5668 (1283) 0517
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81
competencies as more important for the 21ldquo century than did public sector leaders O f
these the following were statistically significant problem solving r = -4795 p lt 000)
ability to leam z = -3595 p lt 000) initiative r = -3597 p lt 000) teaching z = -2646
ip lt 008) ethics z = -2008 p lt 044) organizational skills z = -12171 p lt 000) and
negotiating z = -4905 p lt 000)
Public sector leaders rated cosm opolitanworld view at a significantly higher
rate than did the general population z = 9028 p lt 000)
In reporting these results it is im portant to note that significance is achieved
even when actual mean differences are small This results from the high degree o f
consensus am ong the raters regarding the im portance o f each competency for each epoch
Combined Data Public and Private Sector Leaders and General Population Diflerences
This section o f the results combines findings from the public sector leaders
group and the private sector leaders group (W atson 2000) It has been established for
both groups that there is a shift in the perception o f leadership competency requirements
between the past and the 21ldquo century It has been supported that this shift is a function to
some extent o f the set o f external drivers defined for this study Additional analysis
indicates that each group o f leaders differs from the general population in their
perspective o f how important each competency will be in the future
Comparisons o f ratings by public and private sector leaders are reported to
address two issues First is there a difference in the size o r degree o f shift between these
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82
groups o f leaders that is is there a bigger change for leaders in one sector o r the other
Second is there a difference in which o f the leadership competencies is perceived as the
most important and does that differ from the perspective o f the general population
Degree of Shift
Question -fa Is there a consensus o f views between leaders in the public
sector and those in the private sector as to the size o f the shift between 20 years ago and
in the 21 century
It was hypothesized that the public sec to rs size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Data are presented in Table 17 r-tests (as described previously in chapter 3)
on the differences in the mean differences indicated significantly different size shifts
Public sector leaders demonstrated a larger shift in leadership requirements
than did private sector leaders on vision r - 2488 ip lt 016) entrepreneurial skills
r = 2305 ip lt 022) and approached significance for negotiating r = 1898 ip lt 056)
Public sector leaders indicated that the difference in the requirements for these
competencies will increase more so than in the private sector
Ranking of Competencies Within Groups
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
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83
Table 17 M ean Differences and Standard Deviations o f the Shift in Ratings by Public Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements
Competency Public Sector Leaders Shift
Private Sector Leaders Shift
Difference
T eamwork 2348 (1644) 2133 (1608) 0215
Problem Solving 0559(1447) 0567(1488) -0008
Ability to Leam 1677 (1511) 1639(1454) 0038
Communication 1596(1442) 1558 (1500) 0038
Vision 1829(1510) 1364(1718) 0465
Interpersonal 1345 (1886) 1479(1641) -0134
Initiative 0482 (1324) 0525 (1270) -0043
Entrepreneurial 1103 (1691) 0678 (1603) 0425
Teaching 1629(1803) 1521 (1473) 0108
Stamina 0372(1745) 0331 (1422) 0041
Ethics 0 959(1484) 0802(1 430) 0157
Organizational -0392(1719) -0227(1475) -0165
BusinessTechnical -0471 (1882) -0142(1502) -0329
Negotiation 1291 (1551) 0975 (1429) 0316
Cosmopolitan 2691 (1500) 2669(1575) 0022
World View
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
84
It was hypothesized that each group will perceive som e leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Public sector leaders
To determine if the ratings by public sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table IS
Organizational skills and businesstechnical knowledge indicate lower ratings for
importance than the other competencies p lt 05)
Private sector leaders
To determine if the ratings by private sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table 19
(W atson 2000) Private sector leaders rated a number o f com petencies significantly
higher than others These include vision cosmopolitanworld view ability to learn
communication teamwork and initiative p lt 05)
General population
To determine if the ratings by the general population o f leadership
competencies required in the 21 rdquo century differed in terms o f importance the ratings were
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85
Table 18 Public Sector Leaders Ranking o f Leadership Competency Requirements byMean Ratines With Standard Deviations and Confidence Intervals
Com petency Rank Rating Confidence Interval Lower U pper
Vision 1 6419 (807) 6313 6524
Communication 2 6379 (702) 6288 6470
Team work 3 6242 (740) 6146 6 339
Cosm opolitanW orld View 4 6185 (863) 6073 6297
Ability to Learn 5 6 159 (854) 6048 6271
Ethics 6 6 128 (1007) 5997 6259
Problem Solving 7 6009 (882) 5894 6124
Initiative 8 5969 (840) 5880 6079
Interpersonal 9 5925 (972) 5799 6052
N egotiation 10 5797 (947) 5674 5921
Entrepreneurial 11 5661 (1028) 5527 5795
Stamina 12 5 6 1 9 (1 0 6 5 ) 5481 5758
Teaching 13 5489 (1036) 5354 5624
Organizational 14 4991 (1244) 4829 5153
BusinessT echnical 15 4 8 6 7 (1 2 1 1 ) 4709 5025
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
86
Table 19 Private Sector Leadersrsquo Ranking of Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower Upper
Vision 1 6446 (866) 6292 6601
CosmopolitanW orld View 2 6372 (743) 6239 6504
Ability to Learn 3 6248 (849) 6097 6399
Communication 4 6231 (883) 6074 6369
Teamwork 5 6182 (876) 6026 6338
Initiative 6 6116 (829) 5968 6263
Ethics 7 6041 (970) 5869 6214
Problem Solving 8 5982 (946) 5822 6161
Entrepreneurial 9 5843 (885) 5685 6001
Interpersonal 10 5842 ( 944) 5673 6011
Negotiation 11 5835 (916) 5671 5998
Stamina 12 5760(1017) 5579 5941
Teaching 13 5496 (1034) 5312 5680
BusinessT echnical 14 5225 (1104) 5028 5422
Organizational 15 5000 (1174) 4790 5210
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
87
ranked and compared using a 95 confidence internal D ata are presented in Table 20
Results indicate that ability to learn communication problem solving ethics initiative
and negotiation were rated as the most important (p lt 05) Organizational skills
entrepreneurial skills teaching stamina and cosmopolitanworld view were rated as less
important p lt 05) The 95 confidence interval was adopted as the cut-off for
significance reflecting research and publication standards
Ranking of Competencies Between Groups
Means associated with the rankings were com pared across groups using a 95
confidence interval Data are presented in Table 21 Public sector and private sector
leaders ranked the competencies similarly Vision communication teamwork
cosmopolitanworld view and ethics were common to both groups as higher rated
competencies Private sector leaders ranked businesstechnical knowledge higher than
did public sector leaders (p lt 05) The competencies rated the highest by the general
population differed from those o f both groups o f leaders ip lt 05) The general
population rated problem solving as more important than did both groups o f leaders and
rated ability to learn higher than did the public sector leaders ip lt 05)
Sum m ary of Results
Public sector leaders perceived a shift in importance o f most leadership
competencies from 20 years ago to the 21 century however they rated
businesstechnical knowledge and organizational as decreasing in importance
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88
Table 20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower U pper
Ability to Learn 1 6 364 (895) 6318 6409
Communication 2 6318 (913) 6272 6365
Problem Solving 3 6290 (948) 6242 6338
Ethics 4 6 262(1 105) 6206 6318
Initiative 5 6 1 7 0 ( 991) 6120 6220
Negotiation 6 6 106(1 022) 6054 6157
Organizational 7 5 998 (1094) 5943 6053
Entrepreneurial 8 5694 (1170) 5635 5754
Teaching 9 5 672(1 238) 5609 5734
Stamina 10 5669 (1197) 5608 5730
Cosmopolitan 11 5668 (1263) 5604 5732
W orld View
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
89
Table 21 Ranking o f Leadership Competency Requirements
Rank
Com petency Public Sector Private Sector General
Vision 1 1 na
Communication 2 4 2
Team w ork 3 5 na
CosmopolitanAVorid View 4 2 11
Ability to Leam 5 3 1
Ethics 6 7 4
Problem Solving 7 8 3
Initiative 8 6 5
Interpersonal 9 10 na
Negotiation 10 11 6
Entrepreneurial 11 9 8
Stam ina 12 12 10
Teaching 13 13 9
O rganizational Skills 14 15 7
BusinessT echnical 15 14 na
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
90
They rated all external drivers as having influence on the competencies
especially globalization and technology
Public sector leaders rated problem solving ability to leam initiative
teaching ethics and organizational skills lower than the general population and a similar
effect for negotiating approached significance Public sector leaders rated
cosmopolitanworld view as more important than did the general population This may
reflect the differences in organizational versus individual experiences o f the impact o f the
external drivers
Public sector leaders differed from private sector leaders in that they rated
larger shifts in importance for vision entrepreneurial skills and negotiating
Both public and private sector leaders identified the same top five ranked
competencies including vision communication teamwork cosmopolitanworld view
and ability to leam The general population ranked ability to leam as the most important
competency (within a smaller group o f 11 competencies)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 5
SLHVIMARY CONCLUSIONS AND RECOM M ENDATIONS
This chapter contains a summary overview including a brief review o f the
purpose conclusions and recommendations for further study
Summary
As previously established in chapter 2 the pace o f change in the 21 century is
most evident when considered in the context o f the effects o f globalization technology
diversity and downsizing These external drivers individually as well as in combination
will affect the way in which we think about leadership requirements for the future
Leaders perceptions as to the trend toward particular leadership competencies required
for future leadership will be important input into training and development opportunities
for current managers
In this context the purpose o f this study w as to identify whether public sector
leaders perceive a shift in the required leadership competencies for the 21 century The
hypothesis that the shift would be perceived to be related to a set o f external drivers was
then tested by private sector leaders rating their perception o f the influence o f each
external driver on leadership competency requirements To support the validity that
public sector leaders are subject m atter experts differences between organizational
91
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
92
perspective and the individual perspective are then compared Two additional analyses
combine data from the tw o research studies public sector leaders and private sector
leaders using data from a similar study (W atson 2000) Using these com bined data the
size o f shift in leadership requirements over time was compared between the tw o sectors
The other analysis com pared top-ranked competencies across groups specifically public
sector leaders private sector leaders and the general public
Finding 1
As described in chapter 4 public sector leaders perceive that the following
leadership com petencies will be more im portant in the 21ldquo century team w ork problem
solving ability to leam communication vision interpersonal initiative entrepreneurial
teaching stamina ethics negotiation and cosmopolitanworld view At the same time
public sector leaders perceive that both organizational and businesstechnical
competencies will be less important for leaders in the 21ldquo century than 20 years ago
Finding 2
Respondents identified both globalization and technology as im portant
environmental factors which are driving the requirem ents for leadership com petencies
into the 21ldquo century While there was more divergence o f perceptions the respondents
further identified both diversity and downsizing as having an impact on the com petencies
for 21 ldquo-century public sector leaders
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93
Finding 3
Because the external drivers impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflective o f an organizational perspective rather than that o f an individual The
public sector leaders rated cosmopolitanworld view higher than did the general public
The general public rated problem solving ability to leam initiative teaching ethics
organizational skills and negotiating higher than public sector leaders
F inding 4
In comparing public sector leaders and private sector leaders the variation in
perception is m easured by the size or degree o f shifts between these tw o groups o f
leaders As noted in chapter 4 public sector leaders demonstrated a larger shift in
leadership requirem ents for vision and entrepreneurial skills than did private sector
leaders
Both public and private sector leaders ranked the competencies similarly with
the exception that public sector leaders ranked businesstechnical knowledge somewhat
less than private sector leaders The general public rated problem solving as more
important than both groups o f leaders and rated ability to leam higher than did the public
sector leaders
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future Very simply
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94
this study dem onstrated that public sector leaders acknowledged that future leadership
competencies will be different than they were in the past Adding to this simple finding is
that another researcher (W atson 2000) has found that private sector leaders in general
acknowledge a similar shift in leadership competencies for the future A key question is
Why Both groups experience the external drivers firsthand in the daily operation o f
their organization At the same time both groups o f leaders operate within different
organizational structures and have recognizably different organizational values In the
past there was general though unspoken acceptance that notwithstanding similar
external drivers public and private sectors required very different leaders The results o f
this study would indicate that a shared understanding o f the leadership competencies
which will be needed in the future is being developed By understanding the external
drivers and their influence on the 21 century the convergence on particular leadership
competencies can be better understood
AS established previously the 21 century is characterized by the
interdependence o f the external drivers including globalization technology diversity and
downsizing The speed o f technology has facilitated increased globalization in the same
way that diversity is demanded to address complex global issues The complex
interdependence o f the external drivers has created an environment in which the increased
speed o f change is not only accepted but assumed The findings in this study confirm that
the external drivers o f globalization and technology are perceived by public sector leaders
as pervasive influences in their vision o f the future Diversity and downsizing have a
somewhat lesser yet still important influence in modelling the future for leaders
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95
W hat is notable in the 21ldquo century is leadersrsquo consensus w ith respect to the
perception that the external drivers including globalization technology diversity and
downsizing will have in shaping future leadership requirements For the public sector
the convergence o f required leadership competencies among sectors both public and
private is an im portant consideration given the urgent need to recruit and retain
leadership candidates at the federal level
The discussion o f the findings o f this study is facilitated by grouping the
15 competencies in this study into the five clusters as described in Table 22 Each cluster
is discussed individually
Table 22 Leadership Competencies Grouped in Clusters
Cluster Competencies
Future VisionCosmopolitan World V iew
Relational T eamworkCommunicationInterpersonalTeachingNegotiation
Intellectual Ability to LeamProblem Solving
Personal EthicsInitiativeStamina
Managerial EntrepreneurialOrganizationalBusiness Technical
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96
In considering the top five ranked future leadership competencies for the
public sector leaders-vision communication teamwork cosmopolitanworld view and
ability to leam -a compelling story can be told about future leadership and the trend
toward future and relational clusters o f competencies for leaders It is a story that can be
explained in large part by understanding the interaction that the external environmental
drivers have had on shaping leaders perception o f the future This is particularly evident
when the various clusters o f com petencies and their ranking in the 2 T lsquo century are
considered
Future Competencies
Public sector leaders ranked vision and cosmopolitanworld view as among
the most im portant competencies Furthermore the public sector leaders demonstrated a
larger shift in vision leadership requirements than did private sector leaders Finally
there was a convergence o f perceptions between the public sector leaders and private
sector leaders who ranked vision and cosmopolitanworld view as the most important
At the same time the general public ranked cosmopolitanworld view last
among their 11 rated competencies
Relating these results to the external drivers is useful Globalization and
technology are causing the velocity o f change to increase exponentially Current public
sector leadersrsquo perception that the importance o f future-related competencies such as
vision cannot be surprising in this environment The need for a diversity o f ideas
perceptions and biases in order to solve tom orrow rsquos challenges is to some extent
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97
captured by the dem onstrated preference o f public sector leaders for a leadership
competency called cosmopolitan world view It is worth noting that while this term has
not been formally defined the term has sufficient significance to elicit a consensus among
public sector leaders that future leaders need to have this competency
The fact that public sector leaders rated cosmopolitanworld view higher than
did the general public and that the general public ranked this competency last is
consistent with the theory that the external drivers may have a different effect depending
on whether the individual is considering the external driver from an organizational versus
an individual perspective The ranking comparisons between the three groups starkly
demonstrate a difference in perspective from top-ranked competency among the leader
groups to last among the general public It is quite possible that globalization and
diversity have not influenced the individualrsquos perspective o f future leadership to the same
extent that they have organizations Which is not to say that the external drivers have not
influenced the individual perspective they have but with differing results The
individual perspective for future leadership competencies follows a trend toward personal
and intellectual clusters competencies Individuals may be very interested in how the
external drivers influence their place o f work but take an individual perspective when
asked about future leadership competencies
The results o f this study would at a minimum confirm that from an
organizational perspective the trend toward cosmopolitan competencies is more evident
This result is similar in the private sector leadersrsquo analysis which provides more evidence
from an organizational perspective regarding the emerging importance o f cosmopolitan
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98
world view Adding to this finding was the lower ranking by the general public for
cosmopolitanworld view While both public and private sector leaders ranked this future
competency near the top the general public indicated their quite different perception by
ranking it near the bottom
In seeking to understand why there was such a break between the
organizational and the individual perspectives on this competency it may be useful to
examine the environment beyond the four external drivers The public debate regarding
pay equity employment quotas and affirmative action plans have all been part o f the
corporate debate for some time This in a sense has positioned organizations to be
prepared for the speed with which organizations have had to cope with global change
global markets and global custom ers The diversity that legislation in many cases
encouraged organizations to seek beyond their normal scope in fact positioned them for
the demands o f the 21 century
bullAnother trend which is evident in examining the future competencies
identified by the public sector leaders is the similarities with the perceptions and rankings
o f the private sector leaders In a world where external drivers such as technology both
its development and transfer and downsizing are compelling organizations to form
partnerships trade information and personnel the finding that both public sector and
private sector leaders have very similar perceptions with respect to future leadership
competencies provides for significant opportunities between the tw o sectors The
convergence despite different organizational values and objectives creates potential for
increased exchange opportunities as well as shared training and development
opportunities
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99
Relational Competencies
A second trend that is evident is the public sector leadersrsquo perception that in
the 21ldquo century there will be an increased reliance on the cluster o f relational
competencies for leaders In particular the ranking o f both team w ork and
communication competencies am ong the top-rated competencies is w orthy o f note
These competencies along with interpersonal teaching and negotiation were all
perceived by public sector leaders to shift towards greater im portance for future leaders
The ranking o f team work and communication was similarly ranked by private sector
leaders as among the top five future competencies
The 21ldquo century has been characterized as the relationship age
(Renesch 1992) and the perceptions o f current public sector leaders would seem to
confirm that view The ability to communicate has always been im portant But with the
increased diversity o f the workplace and the demands o f a constantly changing
work-place with new technologies and applications the capacity to envision the future
may not be sufficient Leaders must be able to communicate the vision And
communicate that vision to various teams
The concept o f team w ork as being the organizational construct o f choice in
the 21ldquo century is confirmed by the results in this study Problems in the 21ldquo century
have become more complex and multi-faceted Resolving issues in the 21ldquo century will
require multi-dimensional team s o f individuals and perhaps even organizations who come
together with a shared objective to resolve a particular problem W e are already seeing
evidence o f this in the increased partnership arrangements am ong Canadian government
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100
departments as well as in the corporate field W here organizations do not have the
existing capacity or the diversity o f experience required for a particular project they seek
it out more and more on a short-term basis N ot only are organizations as a result o f
downsizing embracing this organizational construct but as importantly workers
especially new entrants into the workforce and women are taking advantage o f
project-specific employment as a means to preserve their flexibility as well as a means to
ensure a dynamic work environment which is constantly contributing to their personal
experience base In this paradigm teamwork becomes essential Again the results o f this
study demonstrate that there is convergence between the public sector leaders and the
private sector leaders with respect to the importance o f the cluster o f relationship
competencies
Intellectual Competencies
Ability to leam was ranked by public sector leaders as among the top five
rated leadership competencies for the 21ldquo century The general population ranked this
leadership competency as their number one ranked priority with the private sector leaders
ranking ability to leam third The cluster o f intellectual competencies typically includes
both ability to leam as well as problem solving Taken together these intellectual
competencies were ranked by leaders in the top eight competencies It is noteworthy that
ability to leam ranked higher than even problem solving in the context o f the 21ldquo century
In an environment where change is commonplace and technologies are
evolving at a pace never seen before the ability to leam and adapt is essential It differs
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101
from the 1980srsquo term o f leaders as change agents which reflected the need for leaders to
convince organizations o f the need to either downsize or catch up with the latest
technology Leaders were seen to be the catalyst for change In the 21ldquo century the
salient competency has become an ability to leam The term itself is neutral in term s o f
leadership The competency ability to leam fits into a 21 ldquo-century context because it
suggests that in the 21ldquo century the changes which an organization will face will not be
predictable Instead the changes will be fast and qualitatively different from the status
quo In this environment the ability to leam and integrate will be key The convergence
o f the public sector leaders and the private sector leaders on this cluster o f com petencies
is consistent with a view o f the 21ldquo century as one o f interdependent leadership
Personal Competencies
The personal competencies including ethics initiative and
staminaresilienceself-renewal are consistently ranked in the middle tier o f the
15 competencies Both public and private sector leaders ranked the personal
competencies similarly
It is interesting that the public sector leaders ranked ethics higher than
initiative whereas the situation is reversed with respect to the private sector leaders In
part this may be understood by considering the differing values that exist in the tw o
sectors The public sector prom otes the public good and in this context it is not surprising
that the public sector would rank ethics higher than the private sector In a highly
competitive environment such as the private sector where innovation and first m overs are
prized the higher ranking o f initiate by the private sector is in part explainable
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102
Managerial Competencies
In the 21 century across both sectors there is a clear perception that the
cluster o f m anagerial competencies especially organizational skills and
businesstechnical knowledge will be less important than other competencies
Entrepreneurial skills are ranked higher by the private sector leaders which is consistent
with the organizational values o f that sector In the 21ldquo century with the perception o f
the velocity o f change the need for static skills is less important To some extent this
will represent a dramatic shift in the planning for leadership development training The
assumption in the 21ldquo century will be that the business or technical skills will be so
precise and project specific that it will be m ore efficient to buy or borrow them for the
specific project This is especially true if projects are o f short duration
Leadership Development
The results o f this study suggest that public sector leaders perceive an
important shift in the required leadership competencies for the 21ldquo century The trend is
mirrored by leaders in the private sector (W atson 2000) This information enables
current leaders to re-evaluate and modify current training and development plans in
preparation for a dynamic future environment Directionally the trend tow ards clusters
o f future com petencies and relationship competencies is clear As importantly especially
in a public sec to r dynamic the general public perceives the same future to a large extent
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103
Recommendations
The following are recommendations for further research
Recom m endation I Implement a quantitative study which would test whether
or not the convergence o f view o f Canadian public sector leaders with respect to the shift
in leadership competencies for the 21ldquo century is reflected in other countries
Recom m endation 2 Implement a quantitative study to ascertain if leaders
perceive the effects o f the external drivers as having differing impacts on the individual
leadership competencies
Recom m endation 3 Repeat the general population telephone survey to ensure
that all 15 o f the com petencies are ranked
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APPENDIX I
LEADERSHIP COMPETENCIES FOR ADMs AND SENIOR EXECUTIVES Correspondance with other organizations
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APPENDIX 1 LEADERSHIP C O M P E T E N C IE S FOR ADMs AND SENIOR EXECUTIVESCorrespondence with oilier organizations
Table 23 CORRESPONDENCE WITH BEST PRACTICES IN EXECUTIVE SELECTION
8D( O 3
i3CD
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ConipctciicicsBank Instiraitcc Manttfacturiitg Technology Trans-
ponaiiottTraining
CentreProvGovt
ForeignGovts
CIBC B of M Royal Sun Life G E GM Xerox Nortel CN ENAP Oitl US(OPM)
NZ
1 C ogiiilivc C apacity
2 C reativ ity
V V isioning
4 A ction M anagcincn t 1
3 O rg an i^ tio n a l A w areness
6 T eam w ork
7 Irsquoa tlncring
N Interpersonal R ela tions
9 C om m u n ica tio n
1(1 S tam inaS ttc ss R esistance
11 lith ies and V alues
12 Personality
IV B ehavioural Flexibility
14 Self-C onfidence
OLA
APPENDIX 2
LEA D ERSH IP CO M PETEN CIES FOR ADMs AND SEN IO R EXECUTIVES
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107
Public Servce Commission Commission de la fonction pJblique j of Canada du Canada
Leadership Competencies for ADMs and Senior Executives
The Public Service C om m ission and Deputy M inisters recognize there are a certain number o f com petencies required to ensure an individualrsquos success at senior m anagem ent levels These com petencies form the basis o f a standard o f leadership behaviour that can be consistently applied across the executive com m unity
Assistant Deputy M inisters are champions o f the Canadian Public Service In the m idst o f change and am biguity they elicit com m itm ent and enthusiasm for the Public Service vision o f the future ADM s develop and carry out government policies that are in the best interests o f the public They plan strategies to help move toward the vision com m itting to action and achieving their goals in the most efficient and effective manner W orking w ith o ther ADMs they jo in forces in the interest o f serving the public good ADMs build partnerships w ith other organizations to better meet the objectives o f all partners and in the interest o f better serving the public
Intellectual Competencies
Cognitive Capacity
ADM s possess the cognitive capacity to understand and respond strategically to the com plexities inherent in public service The cognitive capacity o f the ADM allow s him or her to understand com plex and divergent issues and to interpret key messages and trends They recognize how these relate to their organization and develop policies that are acceptable from m ultip le points o f view W hile focusing on their u ltim ate goal o f the public good they recognize that a m ultip licity o f different facets must work together to achieve that goal ADMs use their cognitive capacity to protect the public interest they create order out o f chaos and develop long-term and short-term strategies that w ill prevent as well as solve problem s
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108
Creativity
ADM s respond to challenges w ith innovative solutions and policies They demonstrate a w illingness to question conventional m eans o f serving the public They may use intuition non-linear thinking fresh perspectives and inform ation from non-traditional fields to generate new and im aginative ways to succeed They will often address several objectives sim ultaneously solving m ultip le problem s at once To prepare for future challenges A D M s enhance their creativity by continuous learning
Future Building Competency
Visioning
ADMs cham pion the vision o f the Public Service They describe the future o f service to the public in com pelling terms prom oting enthusiasm and com m itm ent in others The leaders com m itm ent to the vision sends a message to others that change is a positive endeavour thus creating an atmosphere that generates new ideas They explain how the vision incorporates the Public Service culture and values and how it responds to external factors at the local national and international level This includes opportunities for partnerships w orldw ide com petition and com m unity involvem ent A D M s foresee potential roadblocks to success and take action to avoid or overcom e them
Management Competencies
Action Management
ADM s are action-oriented individuals w ho anticipate the short- and long-term consequences o f the ir strategies They consider strategies as they relate to their own organization the Public Service as a w hole and the com m on good T heir efficiency in carrying out policies ensures the public is properly served They develop backup strategies to deal w ith potential negative outcom es As A D M s deal w ith serious tim e-sensitive issues and may have to m anage a num ber o f crises sim ultaneously they remain focused in the face o f m ultiple distractions They know that m ost decisions must be taken before all the facts are available and are at ease w ith am biguity and risk in this regard They have the courage to propose courses o f action that others may hesitate to suggest These sk ills enable ADM s to m ake things happen and get th ings done they are known for their ab ility to accomplish objectives
Organizational Awareness
ADM s understand the inner workings o f the governm ent the Public Service and their own organizations in term s o f structure processes and key players They actively develop this awareness in order to effectively position them selves to achieve strategic
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109
objectives This requires acute sensitiv ity to the relationships betw een key players in the organization in addition to both acknow ledged and private agendas ADMs actively seek out opportunities to keep the ir organizational awareness comprehensive and current O rganizational awareness allow s one to set the stage w hen m aking strategic decisions^ in both the short- and long-term This com petency must be actively m aintained by the individual using good judgem ent about the relationships that influence the organization A D M s use this com petency to steer decision-m aking in the d irection that w ill m ost effectively serve the public interest Learning from experience A D M s develop the w isdom to know when to cut their losses o r when to pursue an issue more aggressively O rganizational awareness com es from a range o f sources from intuitive perception to factual data
Teamwork
ADMs are aware that service to the public com pels them to contribute actively and fu lly to team projects by working w ith o ther A D M s and colleagues collaboratively as opposed to com petitively which includes working tow ards consensual solutions that enhance the output o f the team A D M s so lic it and provide inform ation that could affect the planning or the decision-m aking process by dem onstrating a genuine interest in receiving inform ation from others and encouraging others to offer their ideas or opinions A D M s negotiate m utually acceptable so lu tions by trying to understand the positions thoughts concerns and feelings o f others ADM s assure all parties that fair solutions and better options will be identified A D M s develop and m ain tain sm ooth cooperative w orking relationships by showing consideration concern and respect for others They recognize that a diversity o f experience and knowledge can only enhance the quality o f the team s work They are sym pathetic to and tolerant o f differing needs and view points w hile m eeting com m on goals
Partnering
A D M s w ork w ith partners to create the policies that support integrated service delivery and elim inate red tape and bureaucracy in the interest o f the public good ADM s develop a com m unity o f shared interests w ith diverse levels o f governm ent interest groups and the non-profit and private sectors Partners use their diversity o f experience and know ledge to make the best decisions Partners share com m on goals solve com m on problem s and work hand in hand for the com m on good not on ly o f each partner but o f the C anadian public A n essential feature o f this com m unity is that it functions on the basis o f shared power and responsibility T his allows m em bers to avoid waste inefficiency and duplication o f effort w h ile retaining the iden tity o f their own organization This allow s them to serve the country to the best o f their abilities both individually and collectively Fundam ental to successful partnering are com m itm ent trust and the open com m unication tha t helps to articulate and align the objectives and expectations o f all members Partnering is an expression o f team w ork outside onersquos organization It requires the same sp irit o f collaboration and diplom acy however e lic iting the cooperation o f external partners may require even keener collaborative skills
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
no
Relationship Competencies
Interpersonal Relations
ADM s interact effectively w ith public and private sector individuals in order to advance the work o f the Public Service T heir interactions are based on respect and an appreciation that people w ith varying backgrounds and view points enrich the organizational environm ent Their negotiating skills a llow them to m aintain relationships and produce w in-w in results Through persuasion and assertiveness they gain support for ideas and in itiatives influence peers and superiors and effectively represent their organization s interests to other groups A D M s have the ab ility to deal w ith difficult and com plex interpersonal situations and to take firm control in order to actualize the agenda or to protect the public interest For an ADM interpersonal skills are a means o f achieving im portant management objectives
Communication
ADM s com m unicate in a com pelling and articulate m anner that instills com m itm ent They adapt their com m unication to ensure tha t different audiences understand key messages They use a variety o f com m unications vehicles to foster open com m unication w ith in their own organization and across the Public Service ADM s effectively represent the Public Service as a protector o f the com m on good to special interest groups clients and the media They also appreciate the importance o f being a good listener providing opportunities for others to have input listening for underlying nuances and m essages and conveying an understanding o f the key points being com m unicated
Personal Competencies
StaminaStress Resistance
A D M s must sustain high energy levels to greet the ongoing challenge o f protecting the public interest Their ab ility to resist stress and remain energized in the face o f d ifficult dem ands and prolonged exposure to stressors often has an uplifting effect on others A D M s are realistic about the ir own lim its They respond to the early signs o f burnout to ensure that their energy reserves rem ain high over the long term
Ethics and Values
A D M s treat people fairly and w ith dignity They are w illing to adm it their m istakes even in the face o f adverse consequences These individuals honour their com m itm ents and consistently strive to act in the public interest by ensuring that the public trust is not violated Their principles act as an internal compass to guide their behaviour a llow ing them to consistently uphold the personal social and ethical norms o f the Public Service
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
I l l
They protect fairness avoid conflicts o f interest and m aintain political and interpersonal neutrality They pursue proper goals and are resilient in the face o f distracting external pressures AD M s are known for doing the right thing for the right reasons they ensure that their actions are aligned w ith their principles
Personality
ADMs possess the am bition to set challenging goals and the tenacity to pursue them over the long term They have the stability and self-control to m aintain fbcus and composure in the midst o f com plex logical problems or em otionally stressful interactions A D M s are m otivated by the challenge o f protecting and serving the public good For A DM s power is pursued as a tool to accom plish objectives rather than an end in itself
Behavioural Flexibility
ADMs adjust their behaviour to the dem ands o f a changing w ork environm ent in order to remain productive through periods o f transition am biguity or uncertainty They can adapt the expression o f their com petencies to different situations and respond quickly to emerging opportunities and risks Behavioural flexibility allow s them to work effectively w ith a broad range o f situations people and groups A D M s use behavioural flexibility to m ove both horizontally and vertically in the Public Service This competency enables them to adapt to the characteristics o f particular situations to acquire new and more effective behaviours and to discard others as contexts and roles change It allow s them to learn from the behavioural styles o f others to expand the ir ow n repertoire The essence o f this com petency is the ability to continuously develop new ways o f interacting that are more effective in certain situations in order to accom plish one s objectives
Self-Confidence
ADMs possess realistic confidence in their abilities They are secure and are self-directed as opposed to other-directed T his inner strength is the backbone that enables them to use their com petencies to the fullest and to distinguish a challenging task from an impossible m ission ADM s seek and consider input but they are not dependent on the judgem ent o f others They make the ir decisions independently and take ownership o f and responsibility for them A D M s express their opinions w illing ly and take calculated risks even when their ideas are not endorsed by others They handle failures and criticism in a constructive manner They project an air o f assurance that quells the fears o f others which especially in tim es o f transition helps to m aintain productive w orking conditions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 3
EXANIPLES OF P L ^L IC AND PRIV A TE SECTOR PROFILES
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
xjCDoOQCsQ
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Appendix 3 Examples of Public and Private Sector Profiles
CANADA (La Relegraveve - Framework)
Intellectual C om petencies Cognitive Capacity Creativity
NEW ZEALAND (State Services Commission)
O utcom es amp R esultsC oncep tual ThinkingO utcom e Action amp E xcellence O rientation
3CD
Cp
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Future Building C om petencies Visioning
M anagem ent C om petenc ies Action M anagem ent O rganizational A w areness Team w ork Partnering
Relational C om petenciesInterpersonal Relations Com m unication
LeadingM anagingTeam w ork amp Com m itm entM anagersh ipL eadersh ip
Client FocusC lientS takeholder Service Com m itm entInfluencing o thersG overnm ent amp S ec to r A w areness
oCD
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P ersona l C om petenciesS tam inaS tress R esist Ethics amp V alues Behavioural Flexibility Self-C onfidence
K now ledge C om petencies Knowledge
CDOOQC
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BANK OF MONTREAL (Managerial Leadership Capabilities)
A chievem ent Orientation Relationship M anagem ent B usiness Acum en C h an g e Leadership C ontinuous Learning Client Service Focus C oncep tual amp S trategic Thinking P ersona l E ffectiveness M anagerial Orientation
73CDOOQC
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GM (Competencies X Domain)
In terpersonal E ffectivenessBuilds R elationships amp Partnersh ips Com m unication Skills
o Visionary Leadership2 C ustom er Focus
LeadershipSupervision C oaching Em pow erm ent T eam D evelopm ent C h an g e L eadership
P ersona l Q ualities amp Traits0 Motivational Patterna Maturity mdash1 R esu lts Orientation Ucirco Diversity
Technical K now ledge amp M anagem ent Decision Making M anaging the Jo b Functional Expertise Integrating amp Functioning Globally S tra teg ic Thinking and Execution
73CDOOQC
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SCOTIABANK (Competencies X Cluster)
Action amp A chievem ent R esults Focus Decision Making EfficiencyA ccuracy amp T horoughness
sect P e rse v e ran c e
Problem SolvingAnalytical Thinking S tra teg ic Thinking Fonward Thinking Innovation
M anagerial E ffectiveness T eam FocusD evelopm ent of O thers ^
T eam L eadersh ip
g P ersona l E ffectivenessg C om m unicationf P ersuasion
Flexibilitysect O rganizational Com m itm ent
Self-developm ent Em pathy
O rganizational ImpactRelationship Building Influence C onfidence
C ustom er Sen iceC ustom er focus
CDOOQC
8Q
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Bank of Canada (Competency Dictionary) SUN LIFE (Core Values)
deg L eadership C ustom er Focus^ Team work Valuing our P eop lew Com m unication Team w ork8 Planning amp O rganizing (Project M anagem ent) Excellence
Delegation IntegrityCoaching amp F eed b ack Financial S trengthDeveloping Self amp O thers Relationship M anagem ent Analytic ThinkingProblem Solving Innovation Client FocusFlexibilityFacilitating C h an g eD ecisiveness
sect- T horoughnessQ ualitya Initiativedeg Future Thinking (Vision)3 Self-C onfidence~ R esults Focus
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-euml(0
LU o (U (U Ccedil 3() O OS i t - i o
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 4
QUESTIONNAIRE
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
120
Cmiadwr V icircre o Cei laquoe anarfiumlerV a r j o f OeN-e^oof^e Ce j^fsion
Svrtembvr 1 1999
Dear SirM adam
A5 w e move into the 21raquo Century there is an on-going and important debate as to what skills and abilities will be required of future leaders This is a debate which is of interest to both the public sector and private sector I would like to invite you to participate in this important debate by m aking your views known on these issues The attached survey is being sent to an elite cadre of public and private sector leaders so that their views can shape and influence the debate and subsequent direction of policy in this area
Your contribution to this debate can be secured by completing the attached questionnaire and returning it as soon as possible using the envelope provided Know ing how limited your time is every effort has been m ade to ensure the questiormaire is brief and to the point
All of your responses will be completely confidential mdash your name or the name of your organization will never be linked to any of your answers There is no way to track the completed questionnaires we receive mdash there are no hidden codes or identifiers We would appreciate it i f you could answer the questionnaire as soon as possible and return it to us in the envelope provided If you have any questions about the study please do not hesitate to call Dr Sheila Redmond Project Co-ordinator at Ekos Research Associates Inc at (613) 235-7215 (ccecr)
To thank you for your input we would like to send you an executive sum m ary of the report when the project is completed If you are interested please enclose your business card w ith the questionnaire o r if you prefer send us a note separately
Thank you in advance for taking the tim e to complete the questionnaire and for contributing to the debate on the abilities required for leaders of the future
Sincerely
LM aunce Demers Director General Strategic Planning and Research
D e La SalleT el (613) lt115-2263 Fraquoraquo lt613) lsquo 4 3 -3 2 6 1
D e U SaUeT e le p h o n e (6 1 3 ) raquo52 2 6 3 T eacute leacute c o p ie u r 6133 4 3 -3 2 6 1 Canada
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
121
While the purpose of this survey is to identify the key leadership abilities for the 21st century (ie 20 years from now) initially it will be important to get your views as to the most important leadetsftip abilities which were required 20 years ago
a
b
cd
f
ghi
i-
k
I
m
n
0
R a tf tho im p o r ta n c e o t th e t o l lo w m g a b il i t ie s fo r le a d e r s 2 0 y e a r s a g o Plcitblt- rnte your response on a scae from I not at all important to 7 extremely iinportiint where the niul-point 4 is moderately important
M e tM a uiMfoanar
MoMmniTtneeeraiT
CmoMLTiMMwraitT
Team w orL
Preblctn sollaquoin( (vatfatiC dtm nt leiitm tnc anoaow)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Ability to learn (im p m t mtUipna danfupm )-
Com inuniaiions ik i l l i_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
IfitioB (a titm tf)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Interperunal (rtkondnp oH tagravetatm K trm fihm )
Initiative (m cm ai)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Entrepreneurial (m i aagravetr opm am t)-
T eadiin (atdm i am tom f) ___
Staminaresiliencetcif-renewal_ _
Ethicj funrfhtf n tm )_ _ _ _ _ _ _
O rpnita liona l (tH m stntm )mdash
B u sin eu tK h n ia l knovrledfe _
N efotiationconsult and e n p p _
Cosaiopolitaneerld v iew _ _ _ _ _
2 3 6 7
3
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
122
2a
b
c
d
t
f
lhIIkt
m
n
0
R a te t h e im p o r t a n c e o f th e fo l lo w in g a b i l i t ie s f o r l e a d e r s o f th e 21st c e n tu r y (i e - 20 t a r s from now) Please rate your response on a scale from I not at all im portant to 7 extremely important loltere the mid-point 4 is moderately important
WOT AT h i lnoooTwr
M O O C U T U TIH R M T U T
Teamwork
Problem solving (u a ^ a lirnonmt)-----------------------------Ability to learn (intrfntn uitrlliftKe claaHtnr)bdquo
Communications skills----------------------------------
Vision (craontf)-----------------------------------------
Interpersonal (rcuumlnoarJup celUbontm urwifottienl
Initiative (moonrtd)---------------------------------------
Entrepreneurial (mkakrr aptrmttn)
Teaching poicMf memaruiJ-----------
Staminaresilienceself-renewal_____
Ethics (mrepitjr aua)-------------------
Qtganitltional tdntatamnt) mdash
Businesstechnical knowledge mdash
Negotiationconsult and engage
Cosmopolitanworld view_____
E i n K H I l TiMranuT
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
123
b N o w p le a s e id e n t i f y w h ic h tw o o f th e a b i l i t i e s l is te d a b o v e w il l b e m o s t c r i t ic a l f o r le a d e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t ie s w il l b e e a s y o r d i f f i c u l t to f in d in 20 y e a r s
v n r t i n Eit k m it DirncuirTo Fm N u n n To Fwo
I I I i I i I 1 2 3 4 5 6 7
1 2 3 4 5 6 7
3 A r e th e r e a n y a b i l i t ie s n e e d e d f o r l e a d e r s o v e r th e n e x t 20 y e a r s th a t y o u fe e l h a v e n o t b e e n i n c l u d e d in th is s u r v e y
4 H o w im p o r t a n t d o y o u t h i n k l e a d e r s h i p is in r e la t io n to in te l l ig e n c e Please rate your response on a scale from 1 not at all important to 7 extremely important where the mid-point 4 is moderately important
NOTAT h i M a o o A i a T E x m i i f i TiM F O IT U n N VW TAN T tMOOOTiOT
I I I I I I I1 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1 2 4
Sa
ib
c
d
ecirc
f
1-kI
m
n
0
R a te th e im p o r ta n c e o f t h e f o l lo w in g a b i l i t ie s f o r w o r k e r s o f th e 2 1 st c e n tu r y (ie 20 years from now ) Please rate uuumliir response on a scale front I not at all important to 7 extremelu important where the mid-point 4 is moderatelu important
MoTAracircuiwatTMr
MosfumrInrciM ii
reamwork_
Problem solving (nalfBal dtaunludimtaL iitnonrnt)___________________________
Ability 10 Inrn fiMtfamt lettllifma d iu ftiptitl-__
CoRimuniaiions skills_______________________
Vision (aaantf)____________________________
Interpersonal (nugraveoomiip alUicnmt iemn[othm)
Initiative (manttd)__________________________
Entrepreneurial (miatertipenmtnr)
Teaching (catdunf attnamf)_______
Staminaresilienceself-renewal_____
Ethics (attpitf nluts)------------------
Organizational (idm m m tnt)__
Businesstechnical knowledge__
Negotiationconsult and engage
Cosmopolitanworld view_____
2 3
EmWMfLTInrotTUT
6 7
6
36
6666
6666i
i
6
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
125
b N o w p le a s e id e n t i fy w h ic h tw o o f t h e a b i l i t ie s l i s te d a b o v e w il l b e m o s t c r i t ic a l f o r w o r k e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t i e s w i l l b e e a s y o r d i f f i c u l t to f in d in 2 0 y e a r s
Von EtiT ExmmiT OirncuirTo r a e No tm i To f i n
I 1------ 1------ 1------ 1------ 1------ 1______________________________ 1 2 3 4 5 6 7
___________________________________________ 1 2 3 4 5 6 7
T h in k i n g o f t h e a b il i t ie s C a n a d i a n l e a d e r s a n d w o r k e r s w il l r e q u i r e o v e r t h e n e x t 2 0 y e a r s h o w d i f f e r e n t w o u l d y o u s a y th e a b i l i t ie s r e q u i r e d f o r l e a d e r s w il l b e c o m p a r e d to t h o s e r e q u i r e d o f t h e a v e r a g e w o r k e r Please respond using a 7-point scale tuhere 1 means not at all different 7 means very different and the mid-point 4 m ean s somewhat different
NOTacircTOU SOMTMMr VlfTOanimT OvRoar Oinmvr
I-------1-------1-------1----- 1------- 1-----11 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
d
126
I h in k in g igtt 20 v e a r s a ^ o p le a s e r a te th e d e g r e e to v h ic h y o u a g r e e o r d i - a g r e e w i th e a c h o t th e f o l lo w in g s ta te m e n ts u s in g a 7 - p o in t s c a le w h e r e 1 m e a n s v o u s t r o n g ly d i s a g r e e 7 m e a n s v o u s t r o n g lv a g r e e a n d th e m id - p o i n t A m e a n s v o u n e i t h e r a g r e e n o r d is a g re e
Si mdash IT No t m i OHiCM i SraoacirD o i c i n n m i c m i i c m
1 ifiink that iKitty his the si in nd 1erdesigM ttd I t id tn In th public ind p rin tesKtors as it did 20 jrwrs ago____________________ 1 2 J
Givtn higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there is less need for designatedleaden than there was 20 yean ago_______________I 2 3
The abilities for private sector leaden 20 yean ago were fundamentally the same as those for public sector leaden
If you responded 12 or 3 (ie ldquodisagree) to question 7c What is the key difference
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
127
I
N o w th in k in g 2 0 y e a r s f r o m to d a y p le a s e r a te th e d e g r e e to w h ic h y o u a g r e e o r d i s a g r e e w i th e a c h o f t h e fo l lo w in g s t a te m e n ts u s i n g a 7 -p o in t s c a le w h e r e 1 m e a n s y o u s t r o n g l y d i s a g r e e 7 m e a n s y o u s t r o n g l y a g r e e a n d th e m id - p o in t 4 m e a n s y o u n e i t h e r a g r e e n o r d i s a g r e e
SimdashlaquoT WitmOnmdashii SimdashcirOnican Hoamdashn poundlaquoii
1I think that socitty will halaquoc the same need for designated leaders in the public and private sectors20 years from now as it does to d ay --------------------- 1 2 3 4 5
Given higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there will be less need fordesignated leaden 20 yean from now than there istoday---------------------------------------------------------- 1 2 3 4 5
The abilities required for private sector leaders 20 years from now will be fundamentally the sameas those for public sector leaden_________________ 1 2 3 4 5
If you responded 12 or 3 (ie disagree) to question 8c What is the key differencersquo
9a In y o u r o p in io n is t h e choice o f a b i l i t i e s fo r le a d e r s i n d ic a t iv e o f a t r e n d to w a r d s g e n e r a l i s t s o r t o w a r d s s p e c ia l i s t s P le a s e r a te y o u r r e s p o n s e o n a 7 -p o in t s c a le w h e r e I m e a n s a t r e n d to w a r d s g e n e r a l i s t s 7 m e a n s a t r e n d to w a r d s s p e c ia l i s t s a n d 4 m e a n s n o t r e n d
Towuos Mo Towmdash 1Cmdash M usn Tk m s n c u u in
n Imdash I I4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
128
In y o u r o p in io n to w h a t e x te n t w il l th e f o l lo w in g f a c to r s in f lu e n c e th e a b i l i t ie s r e q u i r e d fo r le a d e r s 20 y e a r s f ro m n o w Please rate your response on a scale from J not at all to 7 a great deal where the mid-point 4 is somewhat
teoAcirciDtAL
a
b
c
de
Globalization
Ttdinologr mdash
Downsizingmdash
Onronity (raw gender culture etc) _
Otber (please specify)____________
10
a
b
W h ic h b e s t d e s c r ib e s th e s ty le o f l e a d e r s h ip
ConnauioioeMmuwKMKHooaoni
1-----120 years ago
20 years from now
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
129
B B a c k g r o u n dC h a r a c t e r is t ic s
N o w w e h a v e a f e w f i n a l q u e s t i o n s f o r s t a t i s t i c a l p u r p o s e s o n ly
II In w h a t y e a r w e re y o u b o m
h raquo I I I
12 W h a t is y o u r g e n d e r
(lilt
1 3 W h a t s e c to r d o y o u r w o r k in
Public Sectorfedrral--------------------------------------ProTincialitmtarial- Mumiopal--------------Private SectorHanufacturing------H i-W __________Financial Semices___EnwrtainmrntMriia Tsuriun___________Oihrr (pllaquoaw sptcify) _ Voluntary SectorHealth_____________Social SemceuOther (please specifj)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
130
14 H o w m a n y e m p lo y e e s w o r k in y o u r o r g a n iz a t io n
Under 1 0 0 1Between 100 and 3 0 0 2Between 301 and 5 0 0 3Over 500 ^
15 H o w lo n g h a v e y o u b e e n m a l e a d e r s h ip p o s i t io n
I I I Tdub
16 W h a t is th e h ig h e s t le v e l o f s c h o o l in g t h a t y o u h a v e c o m p le te d
Publictlttnenuiy school or less (grade 1-8)-------------------------------------------- ISome high schoolGraduated from high school (grade 12-13)Vocationaltechnical college or CEGEP------Trade certification____________________Some university_____________________Bachelorrsquos degree-------------------------------Professional certification Graduate degree----------
17 H o w lo n g h a v e y o u b e e n in y o u r p r e s e n t o r g a n iz a t io n
Under 3 years 3-S years------6-10 years___11-20 years__Over 20 years
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
131
18 H o w lo n g h a v e y o u b e e n a m e m b e r o f th e w o rk fo rc e
Under 5 yean 5-10 yean___11-20 yean__21-30 yean__Over 30 yean-
1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
SELECTED BIBLIOGRAPHY
Abbasi S amp Hollman K (1998) The myth and realities o f downsizing Records Sfcmagemeni Quarterly 2 31
Abramson M (1996 September) In search o f the new leadership G overnm entExecutive 39
Adler VL amp Ziglio E ( 1996) G azing into the oracle Applications on the D elphi nnjihuds to socia l policy and public health London Jessica Kingsley
Andersen Consulting Change managem ent - thought leadership - the evolving role o j executive leadership Retrieved October 5 1999 from the World Wide Web htttpwwwaccomserviceschangechan_tI_evoIrole6htmI
Applegate LM amp Elam JJ (1992 December) New information systems leaders A change role in a changing world T5 Quarterly 16A) 469-491
Arnold WE VlcCroskey JC amp Prichard SVO (1967) The Likert-type scaleiodity Speech 15 3 1 -33
Arredondo P 1996) Successful d iversity management initiatives Thousand Oaks CA Sage Publications
Association o f Professional Executives (APEX) (1999) Report on EX selection am i prom otion - part 1 -principles values and m odernizing the system Ottawa Canadian Centre for M anagement Development
Attwell P amp Rule J ( 1984) Computing and organization What we know and what we don t know Communication o f the JCT 27 1184-1192
Baker JK (1995) Leadership 101 Indianapolis Guild Press o f Indiana
Bales RF amp Slater PE (1955) Role differentiation in sm all-decision-m aking groups In T Parsons and RF Bales (Eds) Family socialization and interaction processes New York Free Press
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1J J
Bartosh B (1995 Winter) Adventures in downsizing A case study Information Strategy The Executive Journal I (2) 47
Bass BM amp Stogdill RM ( 1990) Bass a n d S to g d il lrsquos handbook on leadership theory research a n d m anageria l applications (3 ed) New York Free Press
Bennis W ( 1989) On becoming a leader Reading MA Addison-Wesley
Bennis W (1994) Learning to lead A workbook on becom in g a leader Reading MA Addison-Wesley
Bennis W (1995) The 21st century organization R einventing through reengineering A m sterdam Pfeiffer amp Co
Bennis W ( 1997) O rganizing genius The secrets o f c rea tive collaboration London Nicholas Brealey
Bennis W ( 1998 Februan ) Rethinking leadership E xecutive Excellence 15(2)7 - 8
Bennis W amp Nanus B ( 1985) Leaders S tra teg ies fo r taking charge New ork Marper amp Row
Betcherman G M cM ullen K amp Davidman K (1998) Training fo r the new economy Ottawa Renoul
Blake RR amp M outon JS (1985) The m anagerial g r id III Houston TX G ulfPublishing
Boberg A L amp Morris-Khoo SA (1992 A pril-M ay) T he Delphi method A review o f m ethodology and an application in the evaluation o f a higher education program Canadian Journal o f Program Evaluation Revue canadienne d evaluation de program me 7(1) 27-39
Bossidy L (1998 August-September) Reality-based leadership Executive Speeches 13() 10
Bourgon J ( 1998) Fifth annual report to the Prim e M in ister on the public service of Canada Ottawa Government o f Canada
Boyatzis RE ( 1982) The competent m anager- A m odel f o r effective perform ance New York John Wiley amp Sons
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134
Boyd HW amp Westfall R (1972) M arketing research (3rd ed) Homewood Ill Richard D Irwin
Briscoe J amp Hall D (1999 Autumn) An alternative approach and new guidelines for practice O rganizaiional Dynamics 2S(2) 37
Brooks SS (1995 June) Managing a horizontal revolution M agazine40(6) 52
Brosnahan J ( 1996 June) Nurturing leaders Princeton Harkness Fellow
Brown MM amp Brudney JL ( 1998 Septem ber) Public sector information technology initiatives Administration amp Society 30(4) 421-443
Byham W (1999 Februarv) Grooming next millennium leaders HR M agazine46-50
Cam pbell R Sessa V amp Taylor J (1995) Choosing top leaders Learning to do better Issues amp Observations 75(4) 1-5
Canadian Centre for Management Development Accelerated Executive De elopm ent Program (1996) Ottawa Government o f Canada
Canadian Centre for Management Development (2000) The learning-centred public service Leadership at every level Ottawa Government o f Canada
Carr NG ( 1999 May-June) Being virtual Character and the new economyIlarvard Business Review 7(3) 181
Celeste RF ( 1996 Winter) Strategic alliances for innovation Emerging models ol technology-based iwenty-llrsl centurv economic development Economic Development Review 74(1) 4-9
Chesbrough H amp Teece D (1996 Januarv-February) When is virtual virtuous H arvard Business Review 65-73
Coates J amp Jarratt J (1992 July) Exploring the future A 200-year record of expanding com petence Annals o f the American A cadem y o f Political a n d Social Sciences 522 12
Co I de way AE ( 1989) Using basic statistics in the behavioral sciences Scarborough Prentice-Hall
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135
Corporate Leadership Council (1999 October) International competencies li orpurcite Leadership Cuuncil Fuel Brief) London Corporate Leadership Council
Covey S ( 1992) Principle-centered leadership London Simon amp Schuster
Covey S (1994 December) Veursquo wine old bottles Executive Excellence 12
Cox T Jr (1995) Cultural diversity in organizations theory research amp practice San Francisco Berretl-Koehler
Critten P ( 1993) Investing in people towards corporate capabilityrsquo Oxford Butteruorth-Heinem ann
CyberAtlas The Web M arketers Guide to Online Facts (2000a) Consumables Market Takes Larger Scale o f E-Commerce Retrieved April 24 2000 from the World Wide Web httpcyberatlasintemetcombig_picturedemographicsarticle013235931_273531 OOhtml
CyberAtlas The Web Marketers Guide to Online Facts (2000b) Wireless Portal I sers Growing in Fumber Retrieved April 24 2000 from the World Wide WebImp cyberatlasinternetcombig_picturedemographicsarticle(gt1323593 1_309191OOhtml
Dalton GW Thompson PH amp Price RL (1977 Summer) The four stages o f professional careers Organizational Dynamics 19-42
Davis S amp Meyer C (1998) Blur Reading Addison-W esley
Deavers KL Lyons M R amp Hattiangadi AU (1999) A century o f p rogress a century of change Washington DC Employment Policy Foundation
Denneh- RF ( 1999 March) The executive as storvteller Management Review40-43
De Pree M (1992) Leadership jazz New York Dell Publishing
De Pree M (1989) Leadership is an art New York Dell Publishing
Dess G G amp Picken JC (2000) Changing roles Leadership in the 2T centurxOrganizational Dynamics 28(3) 181
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136
Diaz EJO (1999) Identifying knowledge skills and abilities (KSA sj required hv human resources managers to fa ce twenty-first-century challenges The case o f I cnezuela Ann Arbor UMI Company
Donnelly RG amp Kezbom DS (1994 M ay) Overcoming the responsibiliiy- auihority gap An investigation o f effective project team leadership for a new decade Cost Engineering 365) 33-41
Dror Y (1997) Delta-type senior civil service for the 21 century International Review o f Administrative Sciences 63 7-23
Drucker P (1967) The effective executive New York Harper amp Row
Druckcr P ( 1995) Managing in a time o f great change New York Truman 1 alley Books
Drucker P ( 1999 Winter) Knowledge m anagem ent and competition in the consulting industry California M anagement Review 4 (2 ) 79
Dubrin AJ (1995) Leadership research findings practice and skills Boston Houghton M ifflin
Dumaine B amp Faircloth A ( 1995 April 15) D istilled wisdom Buddy can youparadigm Fortune Magazine 131(9) 205
Duncan AM amp Harlacher EL (1991 Spring) The twenty-first century executive leader Community College Review 18(4) 39-48
Edwards A (1957) Techniques o f attitude scale construction New York Appleton Centur^ amp Crofts
Farazmand A (1999 November-December) Globalization and public administration Public Administration Review 59(6) 509-525
Farewell to the pyramid chart (1993 D ecem ber 20) Business (Peek 122
Fiedler F ( 1987) ew approaches to effective leadership New York JohnWiley
Fiedler F (1996 June) Research on leadership selection and training one view o f the future Administrative Science Quarterly 41 241
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
137
Foot DK amp Stoffman D (1996) Boom bust amp echo How to pro fit fro m the coming demographic shift Toronto M acFarlane W alter amp Ross
Fulmer RM amp W agner S (1999 M arch) Lessons from the best Training andDcwdopnient 5 3 0 ) 28-32
Gannon J (2000 Februar) 1) The CIA in the new world order Intelligence challenges through 2015 Remarks made at Cam pus on the Mall Smithsonian Associates W ashington DC
Ghisclli EE (1963 October) M anagerial talent -Imercan Psychologist 18 631-641
Giber DJ Carter LL amp G oldsm ith M (Eds) (2000) Linkage Incs best practices in leadership development handbook Case studies instruments training Jossey-Bass San Francisco
Gilbertson TF (1999) Leadership and teams in the marketing environm ent Journal o f Professional Services Marketing I9 ) 61
Grant L (1994 February 28) New jew el in the crown US News amp W orld Report lt8) 55
Grosser J (1995) Piloting through chaos Sausalito Five Rings Press
Guggenheimer P amp Szulc MD (1998) Understanding leadership competencies United Stales o f America Crisp Publications
Hamel G amp Prahalad CK (1994) Com peting fo r the fu ture Boston Harvard Business School PressMcGraw-Hill
Hargreaves A amp Fullan M (2000 W inter) Mentoring in the new m illennium Theory into Practice 39(1) 50
Hennessey J amp Thomas J (1998 November-December) Reinventing go ernment Does leadership make the difference Public Administration Review 5S6)
Hensey Mel (1992) Collective excellence Building effective teams N ew York American Society o f Civil Engineers
Hesselbein F Goldsmith M Beckhard R amp Schubert RF (Eds) (1998) The community o f the fu ture San Francisco Jossey-Bass
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
138
Hill VIA amp fCeals BW ( 1992) Strategic leadership and restructuring A reciprocal interdependence In RL Phillips amp JG Hunt (Eds) Siraiegic leadership A nmUiorganizadonal-level perspective Westport Quorum
Hodgetts R amp Luthans F (1999 Autumn) Redefining roles and boundaries linking competencies and resources Organizational Dynamics 25(2) 7
Hogan R amp Curphy H J (1994 June) WTiat vve know about leadership American Psychologist 49(6) 493
Hogg R amp Tanis E (1993) Probability and statistical inference (4rsquorsquo ed) New )ork Prentice-Hall
Hooijberg R amp Hunt JG (1997) Leadership complexity and development o f the leaderplex model Journal o f Management 22(3) 375-409
Hyden H (1994 December) From manager to leader Executive Excellence ( 1 2 ) 1 0
Jackson SE amp Associates (1992) Diversity in the workplace New York Guilford Press
Jackson SE Brett JF Sessa VI Cooper DVL Julian JA amp Peyrormin K (1991) Some differences make a difference Individual dissimilarity and group heteroginity as correlates o f recruitment promotion and turnover Journal o f Applied Psychology 75(5) 675-689
Jacobs R amp Rao RM (1995 April 3) The struggle to create an organization tor the 2 r lsquo century Fortune Magazine 131(6) 90
Jacques E amp Clement SD (1991) Executive leadership Cambridge MA Cason Hall amp Co
Jamieson D amp O M ara J (1991) M anaging workjbrce 2000 gaining the diversity advantage San Francisco Jossey-Bass
Johnston WB amp Packer AE (1987) Workforce 2000 Work and workers fo r the 21 century Indianapolis Hudson Institute
Jordan D ( 1998 October) Leadership the state o f the research Parks amp Recreation 55(10) 32
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
139
Kahn RL amp Katz D (1953) Leadership practices in relation to productivity and morale ID Cartwright and A Zander (Eds) Croup dy namics New York Harper amp Row
Kanter R (2000) In W ooldridge A (Ed) (2000 M arch 5) Come back company man New York Times Section 6 p 82 col 1
Kanuk L amp Berenson C (1975) Mail survey response rates literaturerc iew Journal of M arketing Research 12 440 - 453
Kapp KV1 (1997) M easuring (raining competencies using the analytic hierarchy process Ann Arbor UMI Company (University o f Pittsburgh)
Katzenbach J amp Sm ith D (1993 March-April) The discipline o f teams Harvard Business Review I I I
Keen P (1981) Shaping the fu ture Boston Harvard Business School Press
Keen P (1986) Com peting in time Cambridge MA Bellinger
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140
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Kotter JP (1998b May) 21ldquo century leadership Executive Excellence 15(5) 5
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141
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
142
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
143
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Peters T (1997) The circle o f innovation London Hodder amp Stoughton
Pettigrew PS (1999) The new politics o f confidence Toronto Stoddart
Pinchot G amp E ( 1996) The intelligent organization San Francisco Berrett- Koehler
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144
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145
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Slivinski L amp Miles J (1997a) The wholistic competency profile A model I^ersonnel P sych o lo g y Centre Government o f Canada Public Service Commission
Slivinski L amp Miles J (1997b) Leadership competencies fo r ADMs and senior executives Ottawa Government o f Canada Public Service Commission
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146
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W alsh-Minor R ( 1997) n analysis ol management com petencies and their iinplemeniation in selected health care institutions in South Florida Doctoral dissertation Ann Arbor UMI Company (University o f Miami)
Watson SH (2000) Leadership requirements in the 21 century The perceptions o f Canadian priva te sector leaders Unpublished doctoral dissertation Andrews University M ichigan
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147
Watson W ail Worldwide (1998) Competencies and the competitive edge( Drpurate strategies for creating competitive advantage through people Retrieved 1 cbruargt- 9 2000 from the World Wide Web ht[pw w w w atsonw attcomhomepaae indexasp
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Wunder G C amp Wynn GW (1988) The effects o f address personalisation on mailed questionnaires response rate time and quality Journal o f the M arket Research Society 30 91-101
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R eproduced with perm ission of the copyright owner Further reproduction prohibited without perm ission
- Leadership Requirements in the 21st Century the Perceptions of Canadian Public Sector Leaders
-
- Recommended Citation
-
- tmp1443533580pdf8v1nh
-
Andrews University
School o f Education
LEADERSHIP REQUIREM ENTS IN TH E 21= CENTURY THE PERCEPTIONS OF C AN ADIAN
PUBLIC SECTOR LEADERS
A Dissertation
Presented in Partial Fulfilment
o f the Requirements for the Degree
D octor o f Philosophy
by
M Ruth Dantzer
July 2000
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
UMI Number 9979881
Copyright 2000 by Dantzer M Ruth
All rights reserved
UMIUMI Microform9979881
Copyright 2000 by Bell amp Howell Information and Learning Company All rights reserved This microform edition is protected against
unauthorized copying under Title 17 United States Code
Bell amp Howell Information and Learning Company 300 North Zeeb Road
PO Box 1346 Ann Arbor Ml 48106-1346
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Q Copyright by M Ruth Dantzer 2000 All R iahts Reserved
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
LEADERSHIP REQUIREM ENTS IN TH E 2 1 ^ CENTURY THE PERCEPTIONS OF C A N A D IA N
PUBLIC SECTOR LEADERS
A dissertation presented in partial fulfillm ent
o f the requirements for the degree D octor o f Philosophy
by
M argaret Ruth Dantzer
APPROVAL BY THE CO M M ITTEE
Chair Shirley A Freed
embenXIames A Tucker
MembecrlCaren R Graham
E x a m in ^ Jacquelyn WarwickX L
o f Education aham PhD
Date A pproved
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT
LE ADERSHIP REQUIREMENTS IN THE 2 1 ^ CENTURY THE PERCEPTIONS OF CANADIAN
PUBLIC SECTOR LEADERS
by
M Ruth Dantzer
Chair Shirlev Freed
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT OF GRADUATE STLTDENT RESEARCH
Dissertation
Andrews University
School o f Education
Title LEADERSHIP REQLTREM ENTS IN THE 21 CENTLTIY THE PERCEPTIONS OF CANADIAN PUBLIC SECTOR LEADERS
Name o f researcher M Ruth D antzer
Name and degree o f faculty chair Shirley Freed PhD
Date completed July 2000
Problem
Since 1995 with the realization that by 2005 m ore than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop competent leaders has become a m atter o f
urgent attention
M ethod
Public sector leaders w ere surveyed by mail-in questionnaires as to their
ratings o f a set o f leadership competencies Analogue research for private sector leaders
conducted by a colleague was incorporated for some analysis A stratified sample o f the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
general public was also surveyed by telephone regarding a subset o f the same
competencies
Results
Public sector leaders perceived a shift in im portance for the following
competencies cosm opolitanworld view vision team w ork ability to learn teaching
skills negotiation interpersonal skills ethics entrepreneurial skills problem solving
initiative and stamina from 20 years ago to the 21 century however they rated
businesstechnical and organizational as decreasing in importance
Public sector leaders identified globalization technology diversity and
downsizing as important influences on the required leadership competencies for the
21 century
Public sector leaders rated problem solving ability to learn initiative
teaching ethics and organizational skills lower than the general population Public
sector leaders rated cosmopolitanworld view as m ore im portant than did the general
population
When public and private sector leadersrsquo data w ere combined public sector
leaders rated significantly larger shifts in importance for vision entrepreneurial skills and
negotiating
Public and private sector leaders ranked the top five competencies o f vision
communication team work cosmopolitanworld view and ability to learn similarly The
general public identified the ability to learn as the top-ranked competency
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future This study
suggests that public sector leaders perceive significant changes are needed in future
leadership competencies
In considering the top five ranked future leadership competencies for the
public sector leaders vision communication teamwork cosmopolitanworld view and
ability to learn a compelling story can be told about future leadership and the emphasis
on future and relational clusters o f competencies for leaders
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
DEDICATION
This work is dedicated with love to my parents Vince and Mary
leaders who taught me all about leadership through their example
Ill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
TABLE OF CONTENTS
LIST OF TABLES i i
A C K N O W L E D G E M E N TS ix
Chapter
I THE P R O B L E M 1
Background o f the Problem 1Statement o f the P ro b le m 5The Canadian Context 6Purpose o f the Study IIResearch Questions 13Collaborative Study 14M ethodology 15LimitationsDelimitations 16
Limitations 16D elim itations 17
Definitions 17Contribution o f the Research 22FundingSponsors23
II LITERATLRE R E V IE W 24
In tro d u c tio n 24Leadership M o d e ls 25
Traitist T h e o r ie s 27Behavioral Theories 28Situational Theories 31C o m p e ten c ie s 32
21 Century F o rc e s 36G lobalization36T echno logy 38D ow nsiz ing 40D iv e rs ity 42
IV
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Preparing for the Future Survey o f Leadersrsquo Perspectiveo f C o m p e ten c y 46Introduction 46Spencer and Spencer A General M o d e l 47Duncan and Harlacher Competencies for an
Educational S e t t in g 48Donnelly and Kezbom Competencies for Project Leaders 50W atson Wyatt Global C o m p e ten c ies 51Diaz Competencies for Human Resources Specialists52
III M E T H O D O L O G Y 54
In tro d u c tio n 54M ethodology 56
Phase 1 Identifying the M ethodology and the Survey Pool 56Quantitative Survey 57
Public Sector Leaders Population 57General Public Sample P o p u la tio n 58
Telephone S u rv e y 62Private Sector Leaders P o p u la tio n 62
Phase 2 Developing the Survey Instrument andReviewing Competencies 64Survey In strum en t 64
Mail-in ldquoPublic Sector Survey rsquo 64Reviewing and Identifying the C om petencies 66
Phase 3 Administering the S u rv ey 67Mail-in Leaders S u rv e y 67Telephone Survey o f a Random Sample o f the
General Population 67Phase 4 Analysing the R esu lts 68
Public Sector Leaders Analysis 68External Drivers Analysis 69Comparison o f Results Between the Public Sector
Leadersrsquo Survey and the General P u b lic 70Comparison o f Results Between the Public Sector
and the Private Sector Leadersrsquo S u rv e y 71Ranking Within G ro u p s 71Ranking Between G roups 72
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
i- Risi [ r s 73
Inirodiiction 73Shifi 20 Years Ago to 2 P lsquo Cenlurgt-74External Driver Influence on Competency R equirem ents 76Leader and General Population Perspectives 78Combined Data Public and Private Sector Leaders and
General Population D ifferences81Degree o f S h i f t 82Ranking o f Competencies Within G r o u p s 82
Public Secinr Leaders 84Priate Sector L e a d e rs 84General Population84
Ranking ot L ompetencies Between Groups 87Summarx- of R esu lts 87
V SUMMARY CONCLUSIONS AND RECOMMENDATIONS91
Siimmarv 91Finding 1 92binding 2 92binding 3 93binding 4 93
C o n c lu s io n s 93Future C o m p e ten c ie s 96Relational C om petenc ies 99Intellectual Competencies 100Personal Competencies 101Managerial Competencies 102Leadership D evelopm ent 102
Recommendations 103
ppeniii
1 LEADERSHIP COMPETENCIES FOR ADMS AND SENIOREXECUTIVES CORRESPONDENCE WITH OTHER O R G A N IZ A T IO N S 104
2 LEADERSHIP COMPETENCIES FOR ADMS AND SENIORE X E C U T IV E S106
EXAMPLES OF PUBLIC AND PRIVATE SECTOR PROFILES 112
-t O U E S T IO N N A IR E 119
SELECTED BIBLIOGRYPHY 132
VI
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LIST OF TABLES
1 Comparison o f Com petency Profile 49
2 Sample Size and Selection Criteria for the Public Sector L e a d e rs 59
3 Response Rate for the 1999 Survey Among the Various Sectors in thePublic Sector Target P o p u la tio n 59
4 Response History o f the Rethinking Governm ent National Survey forthe Public Sector Target S a m p le 60
5 Gender Distribution o f Public Sector L e a d e rs 60
6 Age Distribution o f Public Sector Leaders (=227) 61
7 Educational Achievement o f Public Sector Leaders ( = 2 2 7 ) 61
8 Gender o f General Population Telephone Survey (= 1503) 63
9 Age Breakdown o f the General Population Sample (= 1 4 9 9 ) 63
10 Sample Stratified by Region (= 1503) 65
11 Response by Number o f Employees (=121) 65
12 Response History o f the Rethinking G overnm ent National Suivey 66
13 Means and Standard Deviations o f the Ratings by Public Sector Leaderso f Leadership Competency Requirements 20 Years Ago andin the 2 r lsquo Century 75
14 Significance o f Shift Degrees o f Freedom t Values and Probabilitieso f the Ratings by Public Sector Leaders o f Past and Future Leadership Com petency R eq u irem en ts 77
VII
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Means Standard Deviations and Percentages o f the Ratings byPublic Sector Leaders o f the Influence o f External Driverson Leadership Competency Requirements for the 2D Centurv78
1 (( Means and Standard Deviations o f the Ratings by Public Sector Leadersand the General Population o f Leadership Competency Requirements for the 2D C e n tu r y 80
1 Mean Differences and Standard Deviations o f the Shift in Ratings byPublic Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements 83
I X Public Sector Leadersrsquo Ranking o f Leadership Competency Requirementsh Mean Ratings With Standard Deviations and Confidence Intervals 85
I P Pri ate Sector Leadersrsquo Ranking o f Leadership Competency Requirementsby Mean Ratings With Standard Deviations and Confidence Intervals 86
20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals 88
- Ranking o f I cadership Lrsquoompetenc) R equirem ents 89
22 Leadership C ompetencies Grouped in C lu s te r s 95
V l l l
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ACKNOW LEDGEM ENTS
Completing this research would not have been possible without the direct intervention o f a community o f friends and associates throughout the development implementation and completion of this document Along with thanking the dissertation committee for their time and input 1 would like to gratefully acknowledge the following
Shirlev Freed my advisor dissertation committee chair and fellow Canadian whose invaluable perspective and practical suggestions ensured that this project came to fruition mdash even from a distance of 1200 kilometres
Sarny Watson the better half o f my learning group and dearest friend who first suggested that we should embark on this learning journey and whose constant encouragement and belief that we could finish made it a reality 1 have been blessed to find in Samy a mentor a champion and above all else a kindred spirit in whom 1 tmst
1 he Canadian Centre for Management Development and its President Jocelyne Bourgon u ho supported this research from its inception As a leader Jocelynes vision for the renewal o f the Public Service of Canada was instrumental in defining this research
Jennifer Miles who was a constant reminder o f how selfless academics are with their time whose competencies go well beyond the statistics and leadership models she coached me through and Alex Himelfarb who was always willing to contribute his insightful perspectives
Lena Tobin who patiently devoted countless hours o f her own time single-handedly ensuring that ev ery page o f this document met the rigorous standards set by the university and whose heroic effort and constant attention to managing my time enabled me to survive trying to complete a research project at the same time as working full time
Linda St Amour for her constant words o f encouragement and for being there when Samy was not and for my staff who never missed a chance to help me out
EKOS Research Associates Inc especially Frank Graves who from the outset supported this project and his s taff Christian Boucher and Manon Desgroseilliers whose patience never seemed to run out
1 inallv a long list o f individuals who gave o f their time either debating with me on a particular aspect o f the work reading an initial draft or providing abundant hospitality in the form o f dinners and conversation after a long day Each o f them contributed to my learning
ix
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 1
THE PROBLEM
Background of the Problem
In considering leadership into the 2T century there is increasing
acknowledgment that the traditional concept o f leadership and the competencies which
leaders will require to be effective will be different from what they are today (Abramson
1996 Byham 1999 Dess amp Picken 2000 Diaz 1999 Donnelly amp Kezbom 1994
Hennessey amp Thomas 1998 Jacobs amp Rao 1995 Kotter 1990 1996 Nadler amp
Tushman 1999 Nanus 1992 Rifkin 1995) Many authors business writers and
students o f leadership point to the increasingly complex nature o f the issues and
environment with which leaders o f the future will have to contend to be effective
(Applegate amp Elam 1992 Arredondo 1996 Brooks 1995 Farazmand 1999 Gannon
2000 Grosser 1995 Jackson amp Associates 1992 Jamieson amp O M ara 1991 Koffler
1998 Lorine 1991 Ostroff 1995 Peters 1997)
Leadership in the 21 century will be influenced by external drivers such as
globalization (Farazmand 1999 Pettigrew 1999) technology (Brown amp Brudney 1998
Rifkin 1995) do wnsizing (Abbasi amp Hollman 1998 Bartosh 1995) and diversity
(Arredondo 1996 Jamieson amp O M ara 1991 Jackson amp Associates 1992)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Organizations need a sense o f how these external drivers will change the requirements for
leadership This knowledge will enable organizations to design developmental program s
that will enhance the skill sets that are relevant for future leadership Without a sense o f
how these external drivers are affecting the requirements for leadership competencies
there is the potential for organizations to develop training program s that promote skill
sets in their leadership cadre which are best suited to another era and not relevant for the
future environment (Diaz 1999 Sherman 1997 W atson W yatt 1998)
The increasingly complex nature o f the issues both in the public and private
sector may be traced to the external drivers specifically globalization technology
diversity and downsizing which have had an immense effect on management in the
recent past and will continue to influence management and leadership into the 21rdquo century
(Diaz 1999) Therefore conceptually it will be important to understand the perceived
impact o f the individual external drivers as well as their combined influence
The effects o f globalization are widely recognized by many leading authors
(Farazmand 1999 Kotter 1998b Porter 1998 Reich 1992 Senge 1997a Shoch
2000) In general the notion o f globalization refers to the conceptual breaking down o f
traditional barriers with the attendant increase in access to transnational ideas and models
Pettigrew (1999) notes that globalization truly became a reality in the mid-1980s when
the major stock exchanges in the world became linked and it becam e possible to trade
stocks and bonds around the clock With globalization com es the threat o f more hazards
and more opportunities (K otter 1998b) One such hazard w as the economic impact o f
the so-called Asian flu in which one countryrsquos economic crisis was felt around the world
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
3
A second external driver which is likely to influence the job o f leadership into
the 21 St century is technology specifically the increased access to information both in
terms o f quantity but as importantly in terms o f decreased costs to access (Attwell amp
Rule 1984 Celeste 1996 Koffler 1998 Rifkin 1995 Twiss 1992) While access to
increased technology is not a new factor in leadership the speed at which technology is
evolving to provide more access and development opportunities is unparalleled (Rifkin
1995)
The 1980s trend toward downsizing was initially a cost-saving measure but
increasingly became an opportunity to enhance partnership and cooperative models with a
clear goal o f improving efficiency (Abbasi amp Hollman 1998 Bartosh 1995 M cGoon
1994 Noer 1993) As an external driver downsizing in many companies had the effect
o f accelerating the demand for different leadership skills (Lorine 1991)
Finally authors have reported on the growing need for diversity including age
gender and cultural perspectives as an external driver which will affect the way in which
leadership is viewed (Jackson et al 1991 Jackson amp Associates 1992 Johnston amp
Packer 1987 Thomas 1990) According to Bennis (1998) the world in which an
individual leader however gifted however tireless can save the enterprise single-
handedly no longer exists
It is difficult to isolate the effects o f the individual external drivers on
leadership Instead it may be more appropriate to think o f globalization as being made
possible because o f the increased access to technology or the fact that downsizing acted
as a catalyst for increased acceptance o f technological advances It is the interaction
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between the external drivers and the manner in which they move together the synergy
that is created and the speed at which the change is occurring which will mark the
2 r lsquo century
While none o f these individual themes is new taken together globalization
technology diversity and downsizing will have a dramatic impact on the leadership
competencies required for future leaders As recently as August 1999 the Organization
for Economic Coordination and Development (OECD) stated
Many observers have written about the likely shape o f organizations in the future and how they will be flatter or less layered than is now the norm This delayering o f public sector organizations will create the need for m ore leadership skills throughout the organization The rapid advance o f the Internet and electronic com m erce will only accelerate this trend as they break down the barriers to inform ation flow between and within governments Consequently leadership developm ent will have to become a priority o f public sector senior executives It can no longer be an optional activity o f top executives In both the public and private sectors there is widespread recognition that leadership is a key ingredient in the recipe for creating effective responsive and value creating organizations (p 97)
The OECD also said Cultural and linguistic diversity is important in the developm ent of
global electronic commerce (p 97) In addition to the OECD other authors have noted
the importance o f these trends and the view that given these trends leadership in the
future will require additional competencies such as collaboration team building
visioning and entrepreneurship (Bennis 1998 Kotter 1998b Nanus 1992 Peters 1997
Renesch 1992 Schrage 1995 Senge 1997b Sexton 1994 Wall amp Wall 1995
Zoglio 1993) While the perceptions o f academics and business writers inform theories
regarding leadership competencies a more direct source o f information may be the
perception o f actual leaders Because leaders actually experience the impact o f the
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5
external drivers on their organizations they could be in the best position to define their
vision and goals for the future and the process required to achieve them
It is important to understand how these forces are shaping leadership in both
the public and private sectors in order to ensure that the selection and development o f
leaders is consistent with the competencies that organizations will demand to remain
competitive in the coming decades (Diaz 1999 Hesselbein Goldsmith Beckhard amp
Schubert 1998 and Renesch 1992) Edward Lawler o f the leadership program at the
University o f Southern Californias business school captures this issue noting that ldquoIBM
invested the most money o f any organization in developing executive talent but they
taught people about a world that doesn t exist any more They shrank their gene pool
down to people who were very good at managing for the 1970s-so when the 1990s
arrived IBM had lots o f people who w ere very good at the w rong time (cited in
Sherman 1997 p 90) Unlike IBM in the 1970s leaders are seeking to understand the
external pressures as they shape the w ork o f their organizations (Farazmand 1999 Hamel
amp Prahalad 1994 Jacobs amp Rao 1995)
Statement of the Problem
In a rapidly changing environment requirements for leadership also change
rapidly Yet how are the new requirements discovered articulated and developed An
important factor for accurate prediction is not only knowing which external drivers will
affect an organization but understanding how requirements change over time This
requires historical information WTtat were the requirements in the past and how have
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6
they changed over time Is it possible to track changes to discover emerging
requirements for leaders
The com petency literature includes many studies o f current leadership
competencies as well as both the hypotheses o f researchers and surveys o f leaders
inquiring about their views on future leadership com petencies (Coates amp Jarratt 1992
Corporate Leadership Council 1999 Dess amp Picken 2000 Diaz 1999 Dror 1997
Duncan amp Harlacher 1991 Kotter 1990 1996 Kouzes amp Posner 1995 M cLagan 1997
Miles 1999 Quinn 1990 Sandwith 1993 Scholtes 1999 Slivinski amp Miles 1997a
Walsh-Minor 1997) H ow ever the literature is lacking any surveys o f leaders inquiring
about their perceptions about how leadership competencies will shift from the present to
the future These perceptions are important as they will play a key role in determining
organizationsrsquo recruitment and selection criteria and their training and development
efforts In turn these human resource processes will be influential for future
organizational performance
The Canadian Context
Since 1995 w ith the realization that by 2005 more than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop com petent leaders has become a m atter o f
urgent attention It is im portant to note that in Canada the federal public service is a
professional cadre which is prom oted on the basis o f merit through competitive
processes These professionals do not change with the election o f new political leaders
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7
As a professional non-partisan public service the Canadian Public Service is expected to
provide unbiased advice to the government on all matters related to the priorities o f the
government The executive ranks o f Canadian Public Service are structured as follows
1 The Clerk o f the Privy Council is the head o f the Public Service The
Clerk is appointed by the Prime Minister o f Canada by an Order in Council
2 D eputy Ministers are appointed by the Prime Minister by Orders in
Council There are two levels o f Deputy Ministers including an Associate Deputy
Minister and a Deputy Minister (who normally is a deputy head in that he or she is in
charge o f a government department such as Finance Industry or Agriculture) While all
departments have a deputy head not all departments have an Associate Deputy Minister
The decision as to which department is allocated an Associate Deputy M inister is the
Prime M inisters on the advice o f the Clerk o f the Privy Council in hisher capacity as
head o f the Public Service In the Canadian system by tradition this rank is permanent
regardless o f which political party is governing
3 Assistant Deputy Minister is the top non-appointed rank o f the federal
public service In the Canadian system this rank is permanent regardless o f which
political party is governing It is the top executive category within the public service
In 1998 in acknowledging the urgent need to develop and train leaders to
meet the expected leadership shortage the Clerk o f the Privy Council as head o f the
Canadian Public Service expressed the vision for public sector leadership (Bourgon
1998) which spoke to a renewed leadership cadre The Public Service Commission (the
agency legislatively responsible for recruitment and promotion based on merit for the
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8
federal public service) through a process o f research and validation identified
competencies to be used as the basis for selection to the senior executive ranks o f the
federal public service (Treasury Board o f Canada Secretariat amp the Public Service
Commission 1999)
This research was undertaken under the auspices o f the Canadian Centre for
M anagement Development as the entity responsible in Canada for the training o f
managers at all levels o f the Canadian federal public service It is expected that this
research will inform the debate regarding the training required to prepare the federal
public service for the future Because o f increased partnership and co-operation between
the public and private sector this research also examined the perception o f private sector
organizations In this regard human resource management models are becoming
increasingly similar for both the public and private sector as may be evidenced by
common employment equity and diversity considerations
In examining the perceptions o f current Canadian leaders with respect to the
required competencies for leaders in the future the researcher initially examined how an
understanding o f leadership has evolved from a static trait-based approach (Stogdill
1974) to a more fluid competency model (Boyatzis 1982 McClelland 1973 Spencer amp
Spencer 1993)
The 15 leadership competencies which were used for this research are taken
from various sources The Canadian federal public service has developed a leadership
com petency profile comprised o f 14 competencies (Public Service Commission 1997)
In order to keep the number o f competencies to a reasonable number researchers
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9
consulted with the developers o f the Leadership competency profile to determine which if
any o f the competencies could be removed The developers suggested that personality
and self-confidence could be removed from the list because ( 1 ) they are reflected to some
degree in several o f the o ther competencies and (2) they are considered to be personal
internal characteristics that relate more to an individualrsquos ease in a leadership role as
opposed to com petencies that would be assessed or developed in any formal corporate
program In total 12 o f the 15 leadership competencies rated in the current study were
taken from the Canadian public service profile Businesstechnical knowledge was added
to be reflective o f the private sector (Diaz 1999 Donnelly amp Kezbom 1994) and because
o f feedback by scientific groups within the federal public service that the existing generic
competencies did not measure specific areas o f knowledge Teaching was added to be
reflective o f the literature in which authors are citing the need to develop learning
organizations (Senge 1990b 1994 1997b Smith 1997Tichy 1997) with coaching and
mentoring values and competencies (Hargreaves amp Fullan 2000 Keys 1994 Morris amp
Tarpley 2000) Finally cosm opolitanworld view came from the business literature
(Gannon 2000 Larson amp Mingie 1992 Piturro 1999) which indicates the need for
leaders to have a global aw areness to be able to succeed in a globalized economy
The researcher did verify that the Canadian public servicersquos 14 leadership
competencies w ere basically consistent with other organizations both public and private
(Appendix I) The set o f competencies used for this research w as compared to those
identified by the United Kingdom and the American federal public service New Zealand
and Australia and found to be generally consistent In addition similarities in leadership
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10
requirements were identified for large private sector companies such as the Scotia Bank
o f Canada Sun Life Insurance General M otors and Canadian National (Miles 1999)
Recognizing that leadership requirements constantly change as a result o f
environmental drivers the researcher sought to understand the current environmental
drivers that are impacting the way that current leaders may be considering future
leadership competencies The literature review provides for a synopsis o f the academic
perspective on the effects o f globalization technology downsizing and diversity I f a
case can be made that the environmental drivers are significant one could expect that the
leadership competencies required to operate effectively in this new environment should
also evolve Current leaders both in the public and the private sector who are closest to
these environmental changes may be best positioned to predict how the environment will
modify the required leadership competencies into the 21ldquo century
Leadership competencies which are important in today s context are reported
in Diazs Venezuela study (Diaz 1999) and in the W atson Wyatt Executive Report
(W atson Wyatt 1998) The Leadership Competencies Profile for Assistant Deputy
Ministers and Senior Executives identifies current requirements for the Canadian Public
Service (Appendix 2) This study focused on leaders perceptions o f past and future
leadership competencies rather than perceptions o f the competencies required for the
present This allowed the researcher to understand how current external drivers are
affecting the design and application o f future leadership competencies Leaders
experience o f current external drivers allows them to make predictions o f w hat future
competencies will be and how best to design development courses to develop these
skills
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Il
Purpose o f the Study
Surveys to identify competencies have been done in particular sectors (eg
Diaz 1999 Donnelly amp Kezbom 1994 Duncan amp Harlacher 1991) Surveys to identify
skills and competencies for specific job functions are undertaken by firms such as
Hay McBer KPMG and Saville and Holdsworth To date no survey has been
undertaken that would attempt to determine if current Canadian leaders have a consensus
o f views with respect to the shift in leadership competencies required to be effective in
the 21rdquo centurv By examining the perception o f current leaders who are most apt to
have experienced the effects o f external drivers on how they lead it may be possible to
predict future shifts in the required leadership competencies for the 21 rdquo century This
information while based on perceptions will provide the baseline data important for
charting the direction for the leadership training required to ensure effectiveness in the
coming years
In addition this study explored the similarities or the differences between the
perceptions o f leaders and the perceptions o f the general public with respect to the
required leadership competencies for the future This issue is significant By comparing
the perceptions o f the required leadership competencies for the 21rdquo century from both the
organizational and the individual perspective it may be possible to determine whether the
perceptions o f leaders were a function o f their organizational perspective or the general
impact o f the external drivers O f interest to the researcher is w hether the external drivers
have affected the perceptions o f individuals outside the leadership cadre Has the
acknowledgment o f the required skills for leaders into the future m oved beyond the
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12
organizational perspective that current leaders would be expected to have to an individual
recognition as denoted by the general public proxy The research focuses on the future
perceptions because the planning and development o f appropriate leadership training will
be future orientated The perceptions o f the general public w ith respect to the future
leadership competencies is o f interest as a practical m atter to the extent that in both the
public and the private sector the support o f the general public either as taxpayers o r as
shareholders is necessary to invest in training and development expenditures Thus to
the extent that there is a shared understanding o f the training challenge there is a greater
chance that development program s will proceed
Finally this study evaluates the differences in the perceptions o f public sector
and private sector leaders with respect to the required leadership competencies for the
21 century Recognizing that the tw o sectors have traditionally had differing strategic
objectives andor organizational values it examines w hether these sectors differ
fundamentally with respect to the general direction that leadership competencies must
move As partnerships and strategic alliances between the various levels o f the public
sector (Canadian Provincial Federal Councils) between public and private sector (eg
Interchange Canada Program) and between international governm ents and companies
(United Nations World Bank O rganization for Economic C o-operation and
Development) become more commonplace the need to explore the differences with
respect to perceptions o f future leadership competencies becom es critical
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13
Research Questions
This research project responds to the following four research questions
Question I Has there been a shift in public sector leadersrsquo perception as to
the leadership competencies required in the past as compared to the leadership
com petencies required for the 21 century
It was hypothesized that the ratings o f leadership com petencies required will
differ from the past as com pared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following tw o questions guided the data analysis regarding this
hypothesis
Question la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Question Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 centuryrsquo
Qttesiion 2 If there is a shift in perceptions are the external environmental
drivers-globalization technology downsizing and diversity-related to that shift
It was hypothesized that leaders will rate the external drivers as influencing
leadership competency requirements
Question 3 Is there a divergence or convergence o f views between leaders in
the public sector and the general public as to the required leadership competencies in the
21 century
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14
It was hypothesized that leaders ratings o f leadership competencies required
for the 21ldquo century will differ when compared to the general publics ratings o f leadership
competencies required for the 21ldquo century
In addition consensus between groups was tested to determine
Question 4a Is there a consensus o f views between leaders in the public
sector and those i the private sector as to the size o f the shift between 20 years ago and
in the 21ldquo century
It was hypothesized that the public sectors size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
It was hypothesized that each group will perceive some leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Collaborative Study
This paper forms part o f a collaborative research project focusing on the shift
in perceptions o f public sector leaders tow ard the required leadership competencies for
the 21ldquo century At the same time a colleague (W atson 2000) is researching the shift in
perceptions o f private sector leaders tow ard the required leadership competencies for the
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15
21 century In addition to analyzing the shift in perceptions in their respective target
populations each research project then compares its target population results w ith the
perceptions o f a sample o f the general population After fully exploring the results o f
their respective populations the researchers combined their results and therefore a third
area o f research was added to each respective research project that o f comparing the
research associated with the public sector population with the private sector population
It must be noted that in chapter 4 where the two researchers combine their
individual data for the purpose o f comparison between the public sector and the private
sector (research question 3) the analysis is reported in both theses
Methodology
To facilitate the management o f the research this study was delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the competencies
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector (defined as the public sector leadersrsquo survey)
b Comparing the results obtained from the public sector leaders
survey with results obtained from the general public population identifying
any similarities and reviewing any differences
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16
c Comparison o f public sector leaders results with results from
the private sector leadersrsquo survey and general public survey results
The four phases o f the research are explained and detailed in chapter 3 o f this
research
LimitationsDelimitations
Limitations
This research was limited by the following conditions
1 The normal risk associated with mailed survey questionnaires which
includes heavy demand on the respondents time dropout rate o f the participants and
the validity o f the responses
2 The sample for the public sector leadersrsquo population was no t stratified by
age o r by gender
3 The sample for the private sector leadersrsquo population was not stratified by
age o r by gender
4 Data collection methodology differed for groups the leader responses
were collected by mail-in survey whereas the general population responses were
collected through telephone survey
5 W ith respect to the telephone survey inter rater reliability o f the surveyors
evaluated was not adjusted
6 The data used for this research is based on indhidualsrsquo perceptions o f
future requirements
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17
Delimitations
The research was delimited by the following conditions
1 Data were gathered from July 1999 to N ovem ber 1999
2 The telephone survey used for the sample o f the general population could
accommodate 11 leadership competencies
3 The mail survey was limited to senior executives In the public sector this
included only those executives above the Assistant Deputy Minister level at both the
federal and provincial level mayors and senior administers at the municipal level and
elected officials at the federal and provincial levels
4 The mail survey was limited to senior executives In the private sector this
included C hief Executive Officers
5 The descriptions for the leadership com petencies are largely taken from the
descriptions used by the Canadian Public Service Commission (specifically for 12 o f the
15 competencies used in the survey)
6 The terms globalization technology diversity and downsizing were not
operationally defined for the purpose o f the survey therefore leaders could interpret the
terms in their ow n context
Definitions
For the purpose o f this research the following operational definitions were
employed
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18
Elxtenuil Driver Denotes one o f the four external environmental forces which
are said to be characterizing the 21 ldquo century including globalization technology
downsizing and diversity
Leadership Competencies Twelve o f the 15 leadership competencies
assessed in this research w ere taken directly from the com petencies developed by the
Canadian Federal Public Service (Public Service Commission 1997) and are paraphrased
as follows
Ability to Learn (Behavioral Flexibility) People with the ability to adjust
behavior to the demands o f a changing work environment in order to remain productive
through periods o f transition ambiguity or uncertainty They adapt the expression o f
their competencies to different situations and respond quickly to emerging opportunities
and risks They work effectively with a broad range o f situations people and groups
This competency enables ADM s to adapt to the characteristics o f particular situations to
acquire new and more effective behaviors and to discard others as contexts and roles
change It allows them to leam from the behavioral styles o f others to expand their own
repertoire The essence o f this competency is the ability to continuously develop new
ways o f interacting that are more effective in certain situations in order to accomplish
onersquos objectives (Public Service Commission 1997)
Business Technical Knowledge Added to be reflective o f the private sector
(Diaz 1999 Donnelly amp Kezbom 1994)
Communications Skills People who communicate in a compelling and
articulate manner that instills commitment They adapt communication to ensure that
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19
different audiences understand key messages They use a variety o f communications
vehicles to foster open communication within their own organization and across the
Public Service They appreciate the importance o f being a good listener provide
opportunities for others to have input listen for underlying nuances and messages and
convey an understanding o f key points being communicated (Public Service Commission
1997)
Cosmopolitan W orld View From the business literature (Gannon 2000
Larson amp Mingie 1992 Piturro 1999) which indicates the need for leaders to have a
global awareness to be able to succeed in a globalized economy
Entrepreneurial (Creativity) People who respond to challenges with
innovative solutions and policies They dem onstrate a willingness to question
conventional means o f serving the public They use intuition non-linear thinking fresh
perspectives and information from non-traditional fields to generate new and imaginative
ways to succeed They will often address several objectives simultaneously solving
multiple problems at once To prepare for future challenges they enhance their creativity
by continuous learning They build a continuous learning environment in their
organizations by supporting a culture where the cutting edge is highly valued (Public
Service Commission 1997)
Ethics People with ethics treat people fairly and with dignity and are willing
to admit their mistakes even in the face o f adverse consequences They honor their
commitments and consistently strive to act in the public interest by ensuring that the
public trust is not violated Their principles act as an internal compass to guide their
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20
behavior allowing them to consistently uphold the personal social and ethical norms of
the Public Service They protect fairness avoid conflicts o f interest and maintain
political and interpersonal neutrality They pursue proper goals and are resilient in the
face o f distracting external pressures They are known for doing the right thing for the
right reasons and ensure that their actions are aligned with their principles (Public Service
Commission 1997)
Initiative (Action Management) People with the abilitgt to anticipate the
short- and long-term consequences o f their strategies They have courage to propose
courses o f action that others may hesitate to suggest They have the ability to make things
happen and get things done and are known for their ability to accomplish objectives
(Public Service Commission 1997)
Interpersonal People who interact effectively with public and private sector
individuals superiors peers and subordinates in order to advance the w ork o f the Public
Service Their interactions are based on respect and an appreciation that people with
varying backgrounds and viewpoints enrich the organizational environment They have
the ability to deal with difficult and complex interpersonal situations Interpersonal skills
are not social graces they are a means o f achieving important management objectives
(Public Service Commission 1997)
N egotiation (Partnering) People who work to create the policies that support
integrated service delivery and eliminate red tape and bureaucracy in the interest o f the
public good They develop a community o f shared interests with diverse levels o f
government vested interest groups and the non-profit and private sectors They use their
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
21
diversity o f experience and knowledge to make the best decisions They share common
goals solve common problems and work hand in hand for the common good not only o f
each partner but o f the Canadian public An essential feature o f this community is that it
functions on the basis o f shared power and responsibility This allows members to avoid
waste inefficiency and duplication o f effort while retaining the identity o f their own
organization (Public Service Commission 1997)
Organizational People who understand the inner workings o f the
government the Public Service and their own organizations in terms of structure
processes and key players They actively develop this awareness in order to effectively
position themselves to achieve strategic objectives This requires acute sensitivity to the
relationships between key players in the organization in addition to both acknowledged
and private agendas They actively seek out opportunities to keep their organizational
awareness comprehensive and current Their organizational awareness comes from a
range o f sources from intuitive perception to factual data (Public Service Commission
1997)
Problem Solving (Cognitive Capacity) People who understand and respond
strategically to the complexities inherent in service to the public They have the ability to
perceive both parallel and divergent issues within various responsibilities and to interpret
key messages and trends They create order out o f chaos and develop long- and
short-term strategies that will prevent as well as solve problems (Public Service
Commission 1997)
Stamina People must sustain high energy levels to greet the ongoing
challenge o f protecting the public interest Their ability to resist stress and remain
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
22
energized in the face o f difficult demands and prolonged exposure to stressors often has
an uplifting effect on others (Public Service Commission 1997)
Teaching- Added to be reflective o f the literature in which authors are citing
the need to develop learning organizations (Senge 1990b 1994 1997b Smith 1997
Tichy 1997) with coaching and mentoring values and com petencies (Hargreaves amp
Fullan 2000 Keys 1994 M orris amp Tarpley 2000)
Teamwork People who contribute actively and fully to team projects by
working with other Assistant Deputy Ministers (A D M ) and colleagues collaboratively as
opposed to competitively which includes working tow ards consensual solutions that
enhance the output o f the team ADMs recognize that a diversity o f experience and
knowledge can only enhance the quality o f the team rsquos w ork (Public Service Commission
1997)
I ision People who champion the vision o f the Public Service They have the
ability to describe the future o f service to the public in compelling terms promoting
enthusiasm and commitment from others The leaderrsquos comm itm ent to the vision sends a
message to others that change is a positive endeavor thus creating an atmosphere that
breeds new ideas They foresee potential roadblocks to success and take action to avoid
them (Public Service Commission 1997)
Contribution of the Research
The value o f establishing a reliable research database for this information is
significant especially as trainers seek to train o r hire leaders for the future The Canadian
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
23
Public Service has undergone a major downsizing in the last 5 years and the num ber o f
executives required to replace existing executives who are expected to retire in the next
10 years has made training o f future leaders a critical preoccupation
In addition there are exchanges betw een the public and private sectors to
provide their executives with training or recruitment opportunities o r to further expertise
in a specific area Therefore the variation in perceived leadership com petencies between
public and private sector leaders will be important in determining appropriate training
opportunities
FundingSponsors
The Canadian Centre for M anagement Development (CCM D) and Ekos
Research Associates have both agreed to sponsor the research costs (expected to be
S40000 Canadian) because o f the research gap tha t exists CCMD is responsible for
training all managers and executives in the Canadian public service Ekos Research a
private sector firm is involved with public and private sector policy developm ent
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 2
LITERATURE REVIEW
Introduction
This century is characterized by the development o f a global economy the
pace and nature o f technological change downsizing and increasing cultural diversity
(Abbasi amp Hollman 1998 Betcherman McMullen amp Davidman 1998 Foot amp
Stoffman 1996 Hamel amp Prahalad 1994 Jackson amp Associates 1992)
This chapter reviews the key nature o f leadership in a changing world by
discussing two major topics leadership models and 21 -century forces O ur very
understanding o f leadership qualities has evolved from static trait-based approaches to
more fluid competency-based identification as the demands o f leadership have changed
This chapter describes and explains this evolution o f our understanding o f leadership and
discusses possible future developments
There has always been change There have always been leaders Leadership
is and always has been an essential element o f any organized activity Wars politics and
religion all required leadership This thesis argues that changes in the external
environment influence the form o f leadership that is required to deal with the new
challenges presented While there have always been leaders it was the age o f the
24
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
25
industrial revolution that introduced the science and role o f leadership in the making or
breaking o f an organization The industrial revolution marked the beginning o f modem
business as the demands o f managing that dramatic change in the economy gave birth to
organizationalmanagement science as we know it (Bass amp Stogdill 1990) Over time
this revolution also introduced new demands on governm ents to regulate the manner in
which these businesses operated and specifically how they utilized human resources
This heralded the institutionalization o f mechanisms to manage the economy such as
central banks labor laws and health and safety regulations Thus inherent and ongoing
tension between government and business emerged in this era Since the industrial
revolution environmental factors including a dram atic increase in the numbers o f
educated people technological breakthroughs the development and implementation of
efficient means o f transportation and communication have accelerated both the speed and
impact o f this change As a result the importance o f leadership has escalated In the
2 Tlsquo century the prevalence and pace o f change will be so acute that it will necessitate a
redefinition o f leadership This chapter discusses models o f leadership and key
environmental factors influencing leaders
Leadership Models
While there is consistency in the understanding o f the actions o f leadership
the diversity in what makes a leader successful in these actions is reflected in the
numerous models described in the research literature (Boyatzis 1982 Fiedler 1987
Ghiselli 1963 Likert 1961 McClelland 1973 M cG regor 1960 Stogdill 1974
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
26
Tannenbaum amp Schmidt 1973 Vroom amp Yetton 1973) Leaders are generally
understood to identify a vision design strategies and mobilize w ork to achieve it (H itt amp
Keats 1992 Jacques amp Clement 1991 Richards amp Engel 1994) Leaders also monitor
changes in the internal and external environment to adjust and re-frame the vision andor
the means to achieve it Researchersrsquo models differ in explanations o f the variables that
underlie an individualrsquos ability to carry out these actions These differences reflect not
only which facets o f the individual are o f interest in explaining success but may also
reflect changes in the nature o f organizations For example traditional stable command
and control-based organizations may be best described in term s o f the stable traits
associated with their leaders Organizations where strategies m ust adapt quickly to
changes such as geopolitical events may require shifts in ability sets that are just as fast
and an emphasis on adaptability and creativity in their leaders As previously noted for
the majority o f organizations external factors have been changing rapidly over the past
decades and are bound to change even faster in the future The goal o f many human
resource m anagers today is not only to respond to external factors quickly but to take
advantage o f cues in the environment to predict what will be required and pro-actively
plan for the future (Diaz 1999)
An important factor in accurate prediction is not only knowing probabilities
for future requirements but in understanding how requirem ents change over time This
necessitates a baseline an appreciation o f what was required in the past and how those
requirements were reflected in models for successful leadership These earlier models for
leadership will be considered in term s o f the competencies that w ere the focus for
success
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
27
Leadership models can generally be characterized into four groupings
1 Traitist theories also known as the ldquogreat manrdquo theory Traitist theories
which centered on identifying the personal characteristics o f leaders were appropriate for
the post-w ar world in which they were developed Organizations were viewed as
relatively enduring unchanging and predictable Change was perceived to be linear
2 Behaxioral theories an emphasis on how the managerleader should act
Behavioral theorists began viewing leadership as an interaction between leaders and
followers The introduction by behavioralists o f this concept o f relationship was a
valuable addition to leadership models However behavioralists had difficulty predicting
the link between leadership behavior and outcomes
3 Situational theories an emphasis on behavioral flexibility and situational
adaptability As the complexity o f organizations grew in the 1960s situational theories
were developed to reflect the need for different skills in different situations The
situational leadership model was beginning to reflect that the assumptions about
constancy were no longer valid
Competency m odels an attempt to define underlying variables that predict
job performance Competencies are the most recent approach to human resource
management The approach grew from a need to better predict Job performance
Traitist Theories
Early studies on leadership centered largely on the personal characteristics o f
the leader The researcher m ost closely associated with this theory is Ralph Stogdill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
28
(1974) whose w ork spans more than 30 years beginning after the Second W orld War
Stogdill looked at managers from various functional backgrounds including
transportation insurance communications finance and manufacturing and concluded
that traits related to intelligence education responsibility independence and
socioeconomic status were important traits for effective leadership Further studies
demonstrated that some traits were more important than others in determining leadership
EE Ghiselli (1963) in particular noted that supervisory ability the need for occupational
achievement intelligence decisiveness self-assurance and initiative were particularly
important as leadership traits
And while these early studies o f traits advanced our knowledge o f leaders the
general dissatisfaction among some researchers with the traitistrsquos underlying assumption
that leaders are bom and not made encouraged further study which attempted to fill in the
role o f behavior and the environment in defining leadership
Behavioral Theories
At the core o f the behavioral theories is the query as to which leadership
behaviors are im portant to be effective Kurt Lewin and his associatesrsquo research
emphasized three behavioral styles o f leadership including directive democratic and
participatory (Lewin 1939) Further research popularized the importance o f the beliefs
that a manager has about his or her subordinates in determining their leadership style
(M cGregor 1960) In the Theory X and Theory Y model the Theory X manager
commands and tells people what to do because heshe believes their subordinates are lazy
and need to be told w hat to do The Theory Y m anager uses a democratic approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
29
believing that subordinates want more responsibility and are concerned about the
well-being o f the organization
Behavioral researchers identified tw o general behavioral configurations which
could be delineated as task versus socio-em otional (Bales amp Slater 1955) o r production
versus employee orientated (Kahn amp Katz 1953)
Rensis Likert ( 1961 ) further delineated the behavior research by identifying a
continuum o f leadership styles from task orientation to employee orientation which
included four distinct systems including the exploitative-authoritative person the
benevolent-authoritative person the consultative-democratic person and finally the
participative-democratic person
The managerial grid concept (Figure 1 ) which was advanced by Blake and
M outon ( 1985) has become one o f the m ore popular behavioral theories Styles o f
leadership are plotted on a grid with the axis depicting the managerrsquos concern for people
and concern for production While there are up to 81 possible positions on the grid five
leadership styles are overtly delineated
1 (19) Country Club M anagement M anager uses a permissive approach
and is ready to sacrifice production to keep a happy family
2 (11) Impoverished M anagement M anager has little concern for people or
for production
3 (99) Team M anagement M ost effective style o f management leader
expresses concern for people and production and is an advocate o f participative
managerial approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
30
t ^oo
^ I - OP
X C
1-9(Country Club)
9-9(Team)
5-5CLS (Middle Road)
ucO mdash
U
(Impoverished)1-1
(Task)9-1
0 1 2 3 4 5 6 7 8 9Concern for Production (High)
Figure 1 The managerial grid leadership styles
4 (91) Task Management Leader is autocratic has total concern for
production and little for people
5 (55) M iddle Road Management Leader has balanced concern for
production and people is known as a compromiser
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
31
While studies confirmed two reliable dimensions o f leader behavior people
versus production it proved more difficult to confirm any predictable link between leader
behaviors and organizational outcomes It is in this context that researchers began to
suggest that leadership analysis should move beyond the study o f the leader to include the
situational factors
Situational Theories
Recognizing that no single leadership trait or style was effective in all
environments situational theorists Robert Tannenbaum and Warren H Schmidt (1973)
were two early researchers who identified three characteristics that affect leadership style
including the manager the subordinates and the situation (Tannenbaum Kallejian amp
Weschler 1954) Further work by these researchers identified a leadership continuum in
which the leader is influenced by his or her background knowledge values and
experience
The first comprehensive situational model developed in 1960 was known as
the Contingency Theory (Wren 1994) Fred Fiedler s (1987) model integrated situational
parameters into the leadership equation by developing a scale o f situational control which
was based on the following three features
1 leader-member relations ie degree o f trust and support for leader
2 task structure degree to which goals are specified
3 position power leaderrsquos formal authority to reward and punish
Fiedler believed that the most important situational dimension was the degree o f
predictability and control that the leader had
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
32
To do his research Fiedler developed the Least Preferred Co-worker (LPC)
questionnaire and scale that allowed him to measure basic motivational factors that made
a leader act in a certain way The Contingency Model and the LPC scale have been the
subject o f much debate though in the final analysis there is some basis for accepting that
the predictions o f the theory are strongly supported by data from both organizational and
laboratory studies (Strube amp Garcia 1981)
The Normative Decision Theory as presented by Vroom and Yetton (1973) is
in many respects similar to Fiedlers model especially with respect to its predictive
qualities Participatory decisions will have better results when there is little clarity or
support on the other hand autocratic decisions will be more efficient when there is strong
leader support and a specific task A striking difference between the situational models is
their assumptions with respect to the leader The Normative Decision Theory sees the
leader as adaptable to fit particular situations whereas the Contingency Model assumes
leadership style is based on learned personality traits which are difficult to modify
What has remained consistent is that the models o f leadership evolve with the
environment Competencies have become the pre-eminent approach to understanding the
makeup o f modern leadership
Competencies
Launched in 1973 in a paper by McClelland the com petency movement seeks
to identify- through research m ethods ldquocompetencyrdquo variables variables that predict job
performance A job competency is an underlying characteristic o f a person which results
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
in effective or superior perform ance in a job lsquoA job com petency is an underlying
characteristic o f a person in that it may be a motive trait skill aspect o f ones self-image
o r social role or a body o f knowledge which he or she usesrdquo (Boyatzis 1982 p 21)
As described by McClelland ldquoThe com petency method emphasizes criterion
validity what actually causes superior performance in a job not what factors most
reliably describe all o f the characteristics o f a person in the hope that some o f them will
relate to job perform ancerdquo (David C McClelland cited in Spencer amp Spencer 1993
p 7)
Over the past decade Spencer and Spencers Competence at Work has been
the seminal text for com petency-based human resources management The work reflects
years o f competency activities including data collected by the Hay McBer company This
is important because the originator o f the competency movem ent David McClelland was
a founding member o f that firm and designed the firm s approach to competency profiling
and data acquisition Currently there are a number o f m odels for profiling but all are
founded on this basic approach
Spencer and Spencer (1993) describe a fully integrated competency-based
human resource management system In this system
recruiters recruit and select for competencies required by jobs Training and development is focused on those competencies tha t lead to superior performance in jobs Succession planning is done by com paring em ployees competencies with the competency requirem ents o f future jobs Com pensation includes competency- based pay elem ents to encourage employees to develop needed competenciesThe performance appraisal system assesses em ployeesrsquo competencies at least yearly and inputs these data to the data base to be sure that the system has up-to- date assessments o f individualsrsquo competencies (Spencer amp Spencer 1993 p 23)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
34
In practice the primary functions to which management competencies have
been applied in organizations are training and development Management competencies
have also been integrated into the performance appraisal system Application o f
management competencies to compensation has been very limited (Walsh-Minor 1997)
The model for generating competency profiles consists o f four parts (Slivinski
amp Miles 1997a) the identification o f external drivers and influences the identification
o f the objectives and values o f the organization the identification o f the work required to
achieve objectives and values and the identification o f the competencies required to
accomplish the work
Based on this approach we can assume that external drivers such as
globalization technology downsizing and diversity impact on both the public and
private sectors However there are differences in the values and objectives o f
organizations in the public sector compared to those in the private sector Public sector
organizations are more values-based since their activity and their functions are related to
the public good They operate within a legislative fram ework and are responsive to
citizens o f the state Public sector organizations are moving towards being more results-
based and skills-based while still attempting to retain their values-based focus (Boyatzis
1982)
Alternatively private sector organizations have as their objective to make a
profit As a result they value specific business knowledge competencies relevant to the
companyrsquos business lines They are moving towards defining values such as embracing
diversity in their w orkforce and promoting familywork balance Both sectors are striving
towards becoming learning organizations and instilling leadership at all levels It is
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
35
evident that public and private sector competencies requirements are converging as the
public sector adopts private sector business models and the private sector becomes more
citizen-focused to remain competitive Appendix 3 provides examples o f competency
profiles o f several public sector organizations the public service organizations o f the
United States the United Kingdom Australia New Zealand and o f several private sector
organizations
In summary there are several reasons why the competencies required for work
may differ between the public and private sectors First the objectives o f the public and
private sector may differ While the primary focus o f the public sector is the common
good for the private sector it is profitability In addition the environments o f the public
and private sector are different Organizations in the private sector have ready access to
timely performance indicators such as profits revenues and market share The nature o f
work the structure o f jobs and the measures o f performance used in the public sector do
not allow for as clear and quick feedback on performance Furthermore there are
differences in time horizon institutional response time and policy-directed objectives
(Boyatzis 1982)
While there are important differences between the two sectors there are also
important similarities which may result in similar competencies being required to
accomplish the work in the two sectors Both are exposed to the same external drivers in
particular globalization rapid technological change downsizing and increasing cultural
diversity Neither sector is divorced from society as a whole nor from each other as
there are significant interactions between the two sectors For example the public sector
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36
through its pow er to tax regulate and disperse public funds has a significant effect upon
the private sec to rrsquos pursuit o f its objectives In turn actions o f the private sector may
assist or hinder significantly the public sec to rrsquos success in achieving its objectives
Increasingly the public and private sector are collaborating in service delivery through
contracting out and other partnership arrangem ents As another example changes in
private sector management techniques have influenced public sector management
practices
2 r lsquo-Centurgt- Forces
To be able to define the leadership competencies required for the 2 T lsquo century
it is im portant to understand the unique and unprecedented nature o f the changes taking
place today The 21 century is defined by interconnectedness A new global picture o f
reality is em erging that as Terry Mollner (cited in Renesch 1992) indicates is a new
system formed beyond capitalism and socialism Basic to this ldquothird wayrdquo is a shift from
a Material Age world view to a Relationship Age world view In the former the universe
is a collection o f separate parts where there is competition based on self-interest In the
latter the universe is comprised o f connected parts that cooperate in the interest o f the
whole Globalization technology downsizing and cultural diversity are key interrelated
com ponents that are contributing to this new world order Understanding this
environment is the first step in identifying the competencies required for future success
Globalization
For centuries the economies o f countries were largely self-sufficient and trade
was limited to areas where transportation m ade access possible The em ergence o f
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
37
communications technology and efficient transportation brought with it interdependence
and the emergence o f a borderless economy Events that occur far from ones country
have an immediate impact a t home For example the recent Asian economic crisis
affected the economies o f the world Corporate competition and cooperation are now
global in scope Lee lacocca (M cFarland Senn amp Childress 1994) marks the end o f the
Cold War as the event that is moving us to one world Symbolically globalization came
to being in the mid-1980s (M cFarland et al 1994 Pettigrew 1999) the day the three
major stock exchanges w ere linked electronically enabling stock and commodities
markets to trade 24 hours a day 7 days a week
It is clear that this interconnectedness has changed the nature o f corporate
competition increased the complexity o f issues accelerated the pace o f change and
contributed to the de-layering o f organizations This set o f im pacts has resulted in a
world where leaders have to leam to cope with continual uncertainty
Furthermore the nature and magnitude o f globalization have altered the
relationship between business and the state Prior to globalization the state s vertical
power was critical for the determ ination o f military and econom ic choices International
relations were determined betw een nation states For example treaties were commonly
negotiated on a bilateral basis between nation states consistent w ith the understanding
that each nation state controlled choices within its border in a m anner that could honor
the obligations o f the agreem ent This simple formula is clearly altered by the rise o f
global competition mergers and the increased presence o f transnational strategic
alliances (Pettigrew 1999)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
38
With globalization the strength o f the market is derived from its horizontal
interdependence This merging o f economic spaces is occurring at the same time as there
is a dismantling o f the vertical power o f the state (Farazmand 1999 McFarland et al
1994 Pettigrew 1999) This imbalance is creating ldquoa major change in the configuration
o f public-private spheres in favor o f the globalizing corporate sectorrdquo (Farazmand 1999
p 11) State efforts have been redoubled to find means to become more horizontal to
maintain influence This has created a concerted attem pt to shift towards the
professionalization o f public administration (Farazmand 1999) but at the same time has
resulted in state efforts to create supranational organizations such as the World Trade
Organization
The total impact o f globalization is still to be determined What is
indisputable however is that it is causing a transformation and realignment o f activity
and relationship in and between every organizationmdashpublic or private
Technology
ldquoNew technologies are compressing time and distance diffusing knowledge
transforming old industries and creating new ones at a pace that is hard to grasprdquo (Opstal
199899 p 2) Jeremy Rifkin (1995) warns that this Third Industrial Revolutionrdquo while
creating a new knowledge economy will displace many Jobs and mark the end o f work
Computers have revolutionized the nature o f work In 1920 85 o f the cost o f
manufacturing an automobile went to workers and investors By 1990 they were
receiving less than 60 (Reich 1992) The knowledge workers the engineers financial
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
39
analysts designers are the new elite But the dawn o f computers over the last 30 years
has also demanded much o f managers and decision makers This is evidenced by the
results o f a recent survey o f 365 public and private sector Information Technology (IT)
executive managers which indicated that one third o f all IT projects were canceled before
completion The Standish Group estimates that American companies and agencies spent
581 billion on canceled IT projects (Brown amp Brudney 1998) ldquoCurrent senior IS
[Information System] executives who have not broadened their own knowledge skills
and experiences in business operations strategy and management should gain these
valuable perspectivesrdquo (Applegate amp Elam 1992 p 13)
John Scull notes that in this age the strategic resources are no longer coal oil
and wheat but ldquothe ideas and knowledge that com es out o f our mindsrdquo (cited in
McFarland et al 1994 p 43) Information is the germ o f ideas and the Internet provides
access to information to a rapidly increasing population The growth is phenom enal-the
number o f individuals online increased from 26 million in 1995 to 205 million in 1999
and is projected to increase to 350 million by 2005 (Nua Internet Survey 1999a) The
Internet is more than information it is also the new market place Online retail sales are
estimated to be SUS660 billion in 1999 and projected to increase to SUS 1234 billion by
2002 (Cyber Atlas 2000a) The next wave o f access to the Internet is wireless portal
users With this technology it will be possible to ldquodeliver time-sensitive localized and
customized content to a variety o f devices in a mobile environmentrdquo (Cyber Atlas
2000b) The number o f wireless subscribers is estimated to be 300000 in 2000 and
projected to increase to 248 million in 2006 (CyberAtlas 2000a) Clearly this explosion
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
40
in technology and information fiiels the new global economy The speed o f access to
information and the diflhision o f access to millions o f people presents challenges to
leaders Hoarding information is no longer power Sharing information and using it to
add value is the challenge o f today U nder these circumstances the talent is the arena o f
competition
Long-term competitive success requires access to the best and the brightest globally W ithout people to create apply and exploit new ideas there is no innovation process Capital and information and even m anufacturing may move across borders but the talent pool needed to facilitate irmovation does not transfer as readily (Opstal 199899 p 6)
But even with a talent pool and access to information there is a continuing
debate as to the outputs from technology Attwell and Rule ( 1984) noted tha t people
remain so willing to speak and write as though the overall effects o f com puting
technologies w ere a foregone conclusion But there is a gap betw een technology and
improved productidty Drucker (1995) Keen (1981 1986) and Brown and Brudney
(1998) indicate that there is a need to understand the gap between investm ents in
technology and performance And m odem leaders will have to rise to this challenge
Downsizing
The layoffs o f the 1980s have changed not only the shape o f organizations but
the social contract between employers and employees ldquoThe average American 32 year-
old has already w orked for nine different jobs W orkers today fantasize not about landing
a dream jo b rsquo but about having a rsquoportfolio careerrsquomdash one dream job after ano therrsquo
(W ooldridge 2000 p 82) According to M cG oon (1994) in the future employees who
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
41
stay current with their skills who contribute measurable value to their organizations year
after year and who develop new skills will be rew arded-unlike the past where loyalty
was rewarded
Organizations restructure o r re-engineer to increase efficiency reduce payroll
costs shed redundancy after a m erger or takeover o r contract out functions to stay
focused on competencies Some feel that the major challenge for business is to continue
to improve business position with fewer employee dislocations (Abbasi amp Ho liman
1998 Pfeffer 2000 as cited in W ooldridge 2000) O thers are o f the view that the
company manrsquo days rewarded longevity rather than value added (Kanter 2000
M cGoon 1994)
Kanter states that in this environment companies must earn loyalty ldquoBuilding
long-term commitment depends on four things the nature o f the work itself the
opportunity to grow the chance to speak up and be listened to and the feeling o f making
a differencerdquo (Kanter 2000 p 82) There is no doubt that in the first waves o f
downsizing there was a loss o f cumulative skills and experience o f those who endure
the wrenching human drama o f losing their jo b rdquo (Abbasi amp Hollman 1998 p 4)
The outcries and conflict that characterized the layoffs o f the 1980s and early
1990s are muted Labor unions instead o f protesting are more likely to help laid-off
workers make the transition to other jobs Executives are more likely to blame global
forces rather than the need for larger profit margins in their decisions to downsize
(Uchitelle 1998b)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
42
While reorganization may have occurred for the most part for reasons o f profit
or cost reduction it also created flatter organizations o r horizontal organizations (Jacobs
amp Rao 1995 O stroff 1995) Post-downsizing the need to manage differently became
apparent Imperial Oil after three downsizings began to focus on helping the organization
rationalize the work to the core Imperial is rethinking the ldquoold traditional supervisory
modelrdquo The manager o f executive development says ldquow e are starting to leam some
things about what is really crucial in a leadership contextrdquo Hierarchical reporting will
give way to teams representing a mix o f disciplines W ith fewer resources the amount
o f time managers can devote to their staff decreases their need for more autonomy for
staff (Lorine 1991) Post-downsizing managing a flat organization requires a complete
overhaul o f the culture o f the form er pyramid structure
Companies have to organize workers into self-managing teams senior
managers must relinquish control and lower-level managers must take responsibility for
wider issues (Abramson 1996) All these managerial changes may seem obvious but
they demand a new set o f leadership competencies to succeed
Diversity
Technological advancements in transportation communications and
information have contributed to the creation o f a global economy that is complex This
new world is still emerging and as a result the rate and nature o f change it presents are
redefining leadership and w ork and the structure o f organization As was noted above
the pyramid organization is giving way to the horizontal organization Talent is more
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
43
valued than seniority ldquoTodayrsquos workforce has also changed significantly from six
perspectives age gender culture education disabilities and valuesrdquo (Jamieson amp
O rsquoMara 1991 p 6)
W orkforce diversity will be a key driver in understanding the leadership
competencies tha t will be required in the 2 T lsquo century By briefly reviewing some key
components o f diversity such as age gender and culture the scope and importance o f
diversity for tom orrow s leader can be established The US Bureau o f the Census
predicts that the age distribution o f the w orkforce will change in the next 20 years The
prime-age labor force will shrink while the w orkforce over the age o f 55 will begin to
increase For example in 1990 one in nine Americans were over age 65 By 2020 one in
six Americans will be over 65 This increase is being created by three phenomena the
Baby Boom the Baby Bust and advances in health care (Jamieson amp O M ara 1991)
The Baby Boom (1947-1966) cohort will exert a strong influence on public
policy and w orkforce demographic shifts Canada had the strongest baby boom in the
industrialized world
ldquoThe largest single-year age group in the mid 1990s is those bom in 1961rdquo
(Foot amp Stoffman 1996 p 18) The Baby B ust (1967-1979) a decline in birth rate is
attributable to tw o main factors the introduction o f the birth control pill in 1961 and the
increase in the participation o f women in the labor market (Foot amp Stoffman 1996) Foot
adds another cohort that he named the baby-boom echo (1980-1995) These are the
children o f the boom ers This cohort and the other tw o demographic shifts combine to
create a w orkforce where increasingly younger persons will manage older persons
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
44
Career development for baby boomers will become increasingly lateral competition to
attract and retain entry-level workers will be fierce (Jamieson amp O Mara 1991)
In addition to the birth patterns o f the population shifts in the gender
dimension o f the population can be seen through increasing participation o f women in the
labor force This has been the most dramatic change in the w orkforce mix US data
indicate that while their share o f the population has not changed significantly their
workforce participation numbers have almost doubled since 1970 (Deavers Lyons amp
Hattiangadi 1999) Participation o f married women with children has risen from 28 in
1960 to over 70 in 1998 As women form a greater proportion o f the workforce and to
ensure that their talents and contribution to the productivity o f the organized are
maximized it will be im portant to meet three challenges o f gender diversity in the
workforce (Jackson amp Associates 1992 Johnston amp Packer 1987 Schwartz 1989)
1 ensuring that w om enrsquos talent and competencies are fully utilized
2 removing the artificial barriers o f male-dominated organizations
3 adjusting to the fact that women shoulder a disproportionate share o f the
responsibility for family care and ensuring that the leave policies w ork flexibility and
artificial prom otion restraints are reformed
Finally racial and ethnic diversity in the w orkforce has increased through
immigration In the US immigration has accounted for more than 50 o f the increase
in the w orkforce in the 1990s (Deavers et al 1999) In both the US and Canada about
half o f all immigrants originated from northern Europe in the 1950s and 1960s In the
later 1960s and 1970s immigrants were more likely to be from southern Europe
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
45
including Greece Spain and Portugal Beginning in the 1970s and 1980s and
culminating in the 1990s southern Asia became the main source o f newcomers to both
Canada and the US In the late 1990s and into the next century it is predicted that Latin
America will increasingly becom e Canadas main source o f immigrants When people
with different habits and world views are in the workplace misunderstandings and
conflicts occur Some writers question whether cultural diversity is anything new In the
US the proportion o f the population that is African-American has remained fairly stable
while the number o f immigrants entering the country is only slightly higher (Richman
1990) However there are other factors to take into account other than percentage o f
cultures in the population In the US the affirmative action era has increased integration
in areas where African-Americans were not traditionally employed (Jackson amp
Associates 1992) Also as was noted above the source countries o f immigrants are
much more varied than at the turn o f the century Furthermore with the creation o f more
horizontal organizations and team-based management styles the interaction o f different
cultures increases ldquoDiversity describes the make-up o f the group Inclusion describes
which individuals are allowed to participaterdquo (Miller 1998 p 1) Cox (1995) indicates
that diversity in the workplace potentially lowers members morale and makes
communication more difficult One empirical study indicates that heterogenous groups
experience more turnover than homogenous groups (Jackson et al 1991) Creating an
inclusive organization is therefore important and difficult ldquoOrganizations are beginning
to identify diversity as a potential asset and are making inclusion o f differences a part o f
their culture and success M ost organizations however require a fundamental culture
change to value difference as an assetrdquo (Miller 1998 p 4)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
46
Preparing Tor the Future Survey of LeadersrsquoPerspective o f Competency
Introduction
Globalization technology downsizing and diversity are creating an
increasingly complex environment o f rapid change and driving organizations to become
less hierarchical with more emphasis on teamwork
The leadership competencies required to succeed in this fast-changing
unpredictable environment are constantly being redefined In fact both the structural
changes in organizations and the complexity o f the issues indicate that no one individual
or one trait or behavior or situation can be sufficient for success in this environment
The interconnectedness o f our global community requires an interdependent view of
leadership This approach is being critically examined by a wide num ber o f academic
practitioners (Bennis 1994 1995 1997 Covey 1992 Hamel amp Prahalad 1994 Kotter
1995 1996 Senge 1994)
In this section we will discuss several surveys o f leaders The first is a
general com petency model developed by Spencer and Spencer (1993) The second is a
survey by Duncan and Harlacher (1991) designed to determine the competency profile o f
leaders in an educational setting Donnelly and Kezbom (1994) investigated critical
leadership qualities required for effective project management W atson W yatt ( 1998)
provides a competency-based leadership framework that is global in scope Finally this
section ends w ith a survey conducted by Diaz ( 1999) designed to determ ine the
competency profile required for human resource managers in the 21ldquo century The Diaz
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
47
w ork is particularly relevant since human resource specialists implement the selection and
recruitment strategies related to a particular com petency profile and are more recently part
o f the decision-making process for the development o f the workforce
Spencer and Spencer A General Model
Spencer and Spencer (1993) present a series o f competencies that they and
other researchers see as increasingly important for executives managers and employees
in organizations in the future These perspectives are based on external drivers alm ost
identical to those discussed previously
For executives these competencies consist o f strategic thinking change
leadership and relationship management For m anagers these consist o f flexibility
change implementation entrepreneurial innovation interpersonal understanding
empowering team facilitation and portability Spencer and Spencer (1993) provide
detailed descriptions o f these competencies
From a comprehensive review o f the com petency research literature Slivinski
and Miles (1997a) conclude that although term inologies for competencies differ across
profiles and time the constructs underlying successful perform ance are generally
equivalent They argue that the focus should be on the understanding rather than the
nomenclature (Slivinski amp Miles 1997a)
Accordingly for the purpose o f the survey undertaken by the authors the
competencies identified by Spencer and Spencer (1993) as being increasingly im portant
in the future for executives and managers were redefined to terminology in m ore com m on
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
48
usage W ork motivation under time pressure which was identified by Spencer and
Spencer (1993) as increasingly important only for employees was also included In
addition ethics and base job requirements o f organizational (administrative) ability and
businesstechnical knowledge were added
The definitions for teamwork visioning organizational interpersonal
relations communication skills stamina ethics and values are those used by the Public
Service Commission o f Canada This agency is legislatively responsible for promotion
recruitment and development o f public service employees o f the Government o f Canada
in accordance with the principle o f merit Problem solving ability to leam
entrepreneurial competencies and negotiationconsultationengagement are defined by
the Public Service Commission as subsets o f cognitive capacity behavioral flexibility
and communications respectively Teaching and businesstechnical knowledge as well
as cosmopolitanworld view were added to test their continued applicability in the
z r-cen tu ry environment Table 1 provides a comparison o f the Spencer and Spencer
competency model and the profile used in the survey for this thesis
Duncan and Harlacher Competencies for an Educational Setting
For example Duncan and Harlacher (1991) conducted a survey to determine a
competency profile for an ideal executive leader o f an American community college for
the 2 r lsquo century They surveyed the Chief Executive Officers o f 10 institutions The
results o f this survey were characterized into five dimensions (1) institutional vision and
revitalizationmdashstrategic analysis o f the long-term impact o f pending decisions (2) ethical
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49
Table 1 Comparison o f Competency Profile
Spencer and Spencer Competency Competency Used in Survey1
Strategic thinking Problem solving (anaKiical decisive judgment innovative)Ability to leam (integrative intelligence change agent)
Change leadership Vision (creativity) Communications skills
Relationship management Interpersonal (relationship collaborative serving others)Negotiationconsult and engage
1 Flexibility
1
Ability to leam (integrative intelligence change agent)Entrepreneurial (risk taker experiment)
1 Change implementationi1
Communications skills TeamworkTeaching (coaching mentoring)
Entrepreneurial innovation Initiative (m otivated)
Interpersonal understanding Interpersonal (relationship collaborative serving others)
i Team facilitation Teamwork
i Portability Cosmopolitanworld view
W ork motivation under time pressure1
Staminaresilienceself-renewal
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50
leadershipmdashintegrating personal philosophies into the institutions value system (3 )
institutional power and transform ationmdashestablishing an environment which fosters
innovation and creative problem solving (4) political leadership-m aintaining coalitions
to advance the cause o f the institution and (5) institutional conceptualization and
survival mdashthe ability to perceive and analyze institutional issues from a global
perspective
Donnelly and Kezbom Competencies for Project Leaders
Another study by Donnelly and Kezbom ( 1994) investigated those critical
leadership qualities most im portant for effective project management In this study a
distinction is made between competency and know-how Com petency was defined as an
augmentable quality o f leadership that appears to be a personality construct but is
capable o f modification via skills awareness and developm entrdquo (Donnelly amp Kezbom
1994 p 3) Know-how w as defined as strictly learned information that is ldquoan elem ent o f
leadership comprising a body o f knowledge that is largely learned via education training
and on-the-job experiencesrdquo (Donnelly amp Kezbom 1994 p 3) This study indicated that
in the future more and m ore organizations will have matrix structures with few er
hierarchical structures and largely composed o f horizontal teams There was a m arked
distinction between those subjects o f the study that had matrix o r hierarchical experience
Those in hierarchical structures ranked know-how higher than competencies relative to
matrix organizations This study concluded that project leaders ldquoin addition to being
astute at managing subordinates must be more analytical m ore integrative more
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51
Watson Wyatt Global Competencies
W atson W yatt (1998) a private sector managerial consulting firm conducted
a survey o f 11000 employees in the US and Canada as well as a survey o f 2000 senior
managers from 24 countries around the world to update a 1977 model o f a competency-
based framework developed by Dalton Thom pson and Price (1977) They assumed that
individuals progressed through competency stages linearly stage 1 following
directionsmdashthe apprentice stage 2 contributing independentlymdashthe colleague stage 3
contributing through othersmdashthe mentor and stage 4 influencing organizational
directionmdashthe sponsor Watson W yattrsquos motivation for updating this study is that in the
20 years since the original study organizations have become flatter and less hierarchical
AJso the im portance o f information and technology has increased the number o f
knowledge workers The study developed what they term the ldquovalue-creation
continuum
A key difference between W atson W yattrsquos perspective and that o f
Dalton et al is that individuals instead o f following a linear progression through
competencies can contribute on multiple dimensions depending on their role at a given
moment In the W atson Wyatt model a new dimension has been added called
contributing through expertisemdashdimension three This was added to capture particularly
workers in technology fields They added another factor to the fourth dim ension-
contributing through othersmdashwhich is the ability to accomplish things through others
which is a higher standard than merely being proficient in more than one area A fifth
dimension has been added called contributing through vision This is seen as higher than
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52
the sponsor role as it defines individuals who not only have a significant influence on the
whole organization but whose organization extends outside their w ork group
The W atson Wyatt study recognizes the pace o f change and the complexity o f
the world today through its flexible structure through a seemingly simple but profound
shift from the concept o f stages to dimensions It recognizes that in the 21 century
individuals move back and forth through dimensions as their roles o r positions change An individual may return to dimension one or two when he or she needs to leam a new technology or role and then move back to dimension three four or five as knowledge skills and expertise grow (W atson Wyatt 1998 p 6)
Diaz Competencies for Human Resources Specialists
Diaz (1999) in his March 1999 study o f challenges facing Venezuelan human
resource managers in the 21 century surveyed the opinions o f a sample o f 400
individuals com posed of executives human resource practitioners university professors
and students In his findings Diaz found no significant differences in the opinions of
these groups o f participants about the skills required for the 21 century Interpersonal
skills such as teamwork achievement motivation pro-active attitude and ethical values
and directive skills such as vision leadership entrepreneur spirit able to develop
strategic alliances were ranked extremely important (Diaz 1999 p iv) Ranked low in
importance w ere knowledge o f specific areas such as psychology labor statistics and
statistics Diaz sets his study against the backdrop o f a number o f trends affecting
Venezuela including globalization an increasingly multi-cultural workplace the rapid
growth o f new information technology and increased organizational downsizing These
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53
are similar to the drivers that motivated the study o f future com petencies o f Watson
Wyatt and the hypotheses o f Spencer and Spencer
In response to ongoing increasingly rapid change organizations o f the future
will be less liierarchical more organizationally flexible and include more horizontal
teams (Spencer amp Spencer 1993) Just as IBM had by the beginning o f the 1990s trained
managers fo r a world that no longer existed leaders to be successful in the future must
have the com petencies necessary for both the continually changing environment o f the
future and the organizational structures that will need to be adopted to function
effectively In a world where relationship defines success and where change is at an
increasingly fast pace tom orrow rsquos leaders must be able to deal with ambiguity while
maintaining multiple relationships-both horizontally and vertically
Reproduced with permission of tfie copyrigfit owner Furtfier reproduction profiibited witfiout permission
CHAPTER 3
M ETHODOLOGY
Introduction
This chapter describes the design and methodology o f the study This study
responds to the following four research questions
Research Question 1 Has there been a shift in public sector leaders
perception as to the leadership com petencies required in the past as compared to the
leadership competencies required for the 21rdquo century
Hypothesis 1 The ratings o f leadership competencies required will differ
from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
1 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies for leaders 20 years ago
2 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies fo r leaders in the 21ldquo century
54
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
55
Research Question 2 If there is a shift in perceptions are external
environmental drivers globalization technology downsizing and diversity related to that
shift
Hypothesis 2 Leaders will rate the external drivers as influencing leadership
competency requirements
Research Question 3 Is there a divergence or convergence o f views between
leaders in the public sector and the general public as to the required leadership
competencies in the 21 century
Hypothesis 3 Leadersrsquo ratings o f leadership competencies required for the
21 century will differ when com pared to the general publicrsquos ratings o f leadership
competencies required for the 21 century
In addition consensus between groups will be tested to determine
Research Question 4a Is there a consensus o f views between leaders in the
public sector and those in the private sector as to the size o f the shift between 20 years
ago and in the 21 century
Hypothesis 4a The public sectorrsquos size o f shift between past and present
required leadership competencies will differ from that o f the private sectorrsquos
Research Question 4b Is there a consensus o f views between public and
private sector leaders and the general population on which if any o f the leadership
competencies are the most important
Hypothesis 4b Each group will perceive some leadership com petencies as
more important than others
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56
It is hypothesized that leaders in both sectors will differ from the general
population
Methodology
To facilitate the management o f the research this study may be delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the leadership
competencies to be investigated
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector leaders
b Comparing the results obtained from the public sector leadersrsquo
survey question 2 with results obtained from the general public population
identifying any similarities and reviewing any differences
c Comparison o f public sector leadersrsquo results with results from the
private sector leadersrsquo survey
The four phases o f the research are explained and detailed below
Phase 1 Identifying the Methodology and the Survey Pool
In order to develop an appropriate instrument for identifying current leadersrsquo
perceptions o f the competencies for the 21ldquo century two distinct methodologies w ere
considered the Delphi technique and the survey method
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57
The Delphi technique has been used quite successfully when attem pting to
ascertain nevvs on an issue or problem related to the prediction o f the future The
technique also affords an opportunity to develop a consensus o f views for topics which
are highly subjective The purpose o f the Delphi method which was developed in 1953
by the Rand Corporation to ascertain if there was a consensus view among military
experts on the issue o f the atomic bomb is to elicit perceptions o r Judgments held by
experts knowledgeable in a specialized area (Boberg amp M orris-Khoo 1992) However
given that the purpose o f this research was to establish whether it was possible to identify
some generic attributes for leadership in the IT century the possibility o f finding experts
who would provide the breadth o f experience without being linked too closely to a
particular field proved difficult Since the authors could not identify any specific
empirical base for the study it was decided that while a qualitative study might have
provided a m ore nuanced description o f the competencies for the 2T century a
quantitative survey based on the shifting perceptions o f Canadian leaders w ould make the
greatest contribution to the field in ensuring baseline data for further study in the field
Quantitative Survey
For the purposes o f this study there were two target survey populations the
public sector leaders population and the general public population The following
describes each sample population and the survey methodology employed
Public sector leaders population
In responding to the first research question (Has there been a shift in public
sector leadersrsquo perception as to the competencies required in the past as com pared to the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
58
competencies required for the 2 P lsquo century) the survey pool used for this study comes
from an existing database o f senior public servants at municipal provincial and the
federal levels o f government Table 2 delineates the various clusters o f individuals that
made up the survey pool and the proposed basis for sampling for the survey As is noted
in Table 2 where the sample size was not based on a census the methodologgt for
choosing the sample has been identified
Table 3 delineates the response rate for the 1999 survey among the various
sectors in the public sector target population
-A 12 response rate is within the 10-15 range common to mail-in surveys
(Boyd amp Westfall 1972 Kanuk amp Berenson 1975 Luck Wales amp Taylor 1970
McDaniel amp Rao 1980 W under amp Wynn 1988 Yu amp Couper 1983)
The response rate o f 12 was deemed acceptable based on historical data for
this database Table 4 provides the most recent response history o f the Rethinking
Government national survey for the public sector target sample
While the sample was not stratified by gender age or region Tables 5 6 and
7 describe the gender age and educational level o f the sample population
General public sample population
In order to consider the third research question (Is there a divergence or
convergence o f views between leaders in the public sector and the general public as to the
required leadership competencies in the 21ldquo century) the results o f the public sector
leadersrsquo survey were com pared to a sample o f the general public (laquo=1503) The general
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
59
Table 2 Sample Size and Selection Criteria for the Public Sector Leaders
Leaders Selection Criteria Population Sample
Federal 431 431Federal MPs All 301Federal DMsADMs All 130
Provincial 1390 758Provincial MPPsMLAs Random 765Provincial DMsADMs All DMsRandom ADMs 625
Municipal 480 411MayorReeves Descending city size 255Municipal clerks Descending city size 225
Table 3 Response Rate for the 1999 Survey Among the Various Sectors in the PublicSector Target Population
Sector Percentage
Total Federal
Total Provincial
Total Municipal
127
136
167
Total Public Sector 142
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60
Table 4 Response History o f the Rethinking Governm ent National Survey for the PublicSector Target Sample
Y ear Percentage
1996 14
1997 12
1998 17
1999 142
Table 5 Gender Distribution o f Public Sector Leaders
G ender Percentage
Male 69
Female 3 1
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61
Table 6 Age Distribution o f Public Sector Leaders (=227)
Age Percentage
lt35 26
35-44 181
45-54 551
55-64 211
654- 3 1
Table 7 Educational Achievement o f Public Sector Leaders (raquo=227)
Educational Level Percentage
Graduated from high school (grade 12-13) 3
Vocationaltechnical college or CEGEP 2
Trade certification 1
Some university 8
B achelors degree 25
Professional certification 17
G raduate degree 44
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
62
public survey sample o f 1503 was randomly generated from the Canadian population o f
persons over the age o f 16 and was conducted by means o f a centralized com puter-
assisted telephone interviewing facility The sample was stratified along age gender and
regional lines (Atlantic Quebec Ontario Prairies and British Columbia) as described in
the following tables (Tables 8 9 10)
The full sample yielded a margin o f error o f -r- 18 percentage points
19 times out o f 20
The research question noted above was embedded in the Ekos Research
bullAssociates Rethinking Government survey and represented 1 o f the 21 questions posed in
the survey
Telephone Survey
The intent is to compare the results o f public sector leadersrsquo perception o f
required leadership competencies for the 21ldquo century with results obtained from a
telephone survey o f the general populationrsquos perception o f the requirement for 11 o f the
same leadership competencies as were tested in the public sector leaders survey Not
included in the survey o f the general population were interpersonal teamwork
businesstechnical knowledge and vision
Private sector leaders population
In responding to the fourth research question (Is there a consensus o f views
between public and private sector leaders and the general population on which if any o f
the leadership competencies are the most important) data from a separate research study
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63
Table 8 Gender o f General Population Telephone Survey (t=1503)
Gender Percentage
Female 51
Male 49
Table 9 Age Breakdown o f the General Population Sample (=1499)
Age Percentage
lt25 17
25-34 18
35-44 22
45-54 20
55-64 7
65+ 15
DKNR I
donrsquot know no response
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
64
were used (W atson 2000) The Private Sector L eader survey data com e from an existing
pool o f senior Canadian leaders including C h ief Executive Officers (CEOs) and senior
executives from the private sector A sample o f 960 CEOs of the top econom ic
perform ing Canadian companies as identified by total revenues was sent a sur ey
questionnaire w ith a m ail-in response
The sam ple was not stratified by gender age o r region Table 11 delineates
the response rate for the 1999 suiwey between private sector companies w ith differing
numbers o f em ployees
A response rate o f 126 was deem ed acceptable based on historical data for
this group which has been identified by Ekos for a longitudinal study Table 12 provides
the most recent response history o f the Rethinking Government national survey
Phase 2 Developing the Surv ey Instrument and Reviewing Competencies
Survey Instrument
M ail-in Public Sector Survey
The survey instrument was developed as a m ail-in surv ey G iven the tim e
constraints o f the individuals being surveyed and the num ber of surv eys these individuals
see in any given period the length and the presentation o f the questionnaire w ere key
considerations
Respondents were asked to use a L ikert scale to rank their perceptions o f the
leadership com petencies required 20 years ago and those that will be necessary 20 years
from now The researcher chose a Likert scale because o f the advantages o f this scaling
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65
Table 10 Sample Stratified by Region (=I503)
Region
British Columbia
Alberta
Prairies
Ontario
Quebec
Atlantic
Percentage
13
10
7
38
24
8
Table 11 Response by Number o f Employees (= 121)
Percentage Number Number o f Employees
31
29
40
38
35
48
lt100
100-500
over 500
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66
Table 12 Response History of the Rethinking Government National Survey
Year Percentage
1996 14
1997 12
1998 17
1999 142
technique First individuals typically have the same understanding o f the differences
between the points on the scale which enables comparison o f rankings Second this
approach has been found to yield data which can be analyzed by statistics for normal
distributions For both reasons this type o f scale provides informative and uncomplicated
data (Arnold McCroskey amp Prichard 1967 Edwards 1957)
A sample questionnaire is provided in Appendix 4 o f this paper
Reviewing and identifying the competencies
The 15 competencies were identified by the sponsors o f the research and
therefore closely track the competencies currently used in the Canadian federal public
service The competencies including teamwork problem solving ability to learn
communication skills vision interpersonal entrepreneurial initiative stamina ethics
organizational and negotiationconsultengage are identified as part o f the Public Service
Commissionrsquos competencies for public service managers In addition businesstechnical
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
67
knowledge cosmopolitanworld view and teaching were added to be consistent with the
literature
Phase 3 Administering the Survey
Mail-in Leaders Survey
The survey was sent by mail to all leaders in the survey pool in
September 1999 to maximize the response rate by avoiding both the summer holiday
season and any fiscal year-end considerations Included in the package was a letter
describing the study the questionnaire and the response envelope Respondents were
reminded to complete the survey 21 days after the initial mail-out Once a 12-15
response rate had been achieved and a minimum o f 4 weeks had elapsed the results were
tabulated for analysis The sample o f public sector leaders for the purposes o f this study
included 227 individuals (=227) The sample o f private sector leaders for the purpose o f
this study included 121 individuals (=121) (Watson 2000)
Telephone Survey of a Random Sample of the General Population
The telephone survey o f the general population with respect to question 2 was
embedded in an existing Rethinking Government survey with a sample population o f
1503 (laquo=1503) This survey w as administered by Ekos Research Association
The results o f this national random sample o f Canadians over the age o f 16
were gathered between July 15 and July 30 1999 The time lag between the mail-in
survey and the telephone survey is not deemed to be significant as there were no
outstanding short-term econom ic or political events during the period that would have
influenced perceptions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
68
Phase 4 Analyzing the Results
In analyang the results the Statistical Program for Social Sciences (SPSS)
was used The results were tabulated with the data analyzed to respond to the research
questions
Public Sector Leadersrsquo Analysis
The focus o f the analysis was to determine if am ong the sample population
there has been a shift in perception as to the required leadership competencies The
comparison o f the leadersrsquo perceptions o f the required skills for leaders 20 years ago and
their perceptions o f the required skills for leaders in the 21ldquo century provides some basis
to evaluate w hether training and development needs o f potential leaders should be altered
as a result o f the changing requirements This analysis was completed by comparing
responses and adjusting statistically for the variance in the responses
f-tests for dependent paired means were applied for within group comparisons
as the actual population variance is unknown Tw o-tailed probabilities are reported as the
direction o f the differences could not be predicted from the research base for every
competency
In com paring shifts in competency ratings only cases where a rating was
provided for both 20 years ago and the 21ldquo century w ere included in the analysis To
compute a mean within one time epoch all ratings are included In the paired -test that is
applied to determine the significance o f changes betw een tim e epochs only where ratings
are provided for both time epochs are they included in com puting a change One effect o f
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
69
paired ratings can be that means computed for each time epoch separately may not match
exactly means that are based on paired ratings For example if a respondent rates a
competency as im portant in the past that rating is included in computing the mean for the
past When com puting the mean difference over time that rating would be excluded if
the respondent did not also provide a rating for that competency in the future Because
some ratings that contribute to the mean in one time epoch may not be included in the
computation o f the shift in a competency rating means may differ when the data contain
missing cases
The 95 confidence level was adopted as the cut-off for significance
reflecting research and publication standards (Coldeway 1989) When probabilities were
slightly above 05 but less than 10 differences were described as approaching
significance
Although there is some hesitation in applying inferential statistics such as t to
ordinal scale data it is a commonly used approach for Likert data as responses are
generally normally distributed and results are considered relevant for discussions o f
general trends (Arnold et al 1967 Edwards 1957)
External Drivers Analysis
To support the premise that changes in perceived competency requirements
are related to external drivers the leaders ratings o f the importance o f each o f the four
drivers was analyzed Respondents were asked to rate the importance o f each external
driver on a scale o f 1 -7 from low to high importance
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
70
In testing for significance the researcher chose a two-tailed -test applied on
the differences betw een dependent means o f the external driver ratings This test was
chosen based on one group o f subjects with a repeated measure and not more than two
observations per subject (Coldeway 1989)
Comparison of Results Between the Public Sector Leadersrsquo Survey and the General Public
The results obtained from the public sector leadersrsquo survey (survey question 2)
were compared with results obtained for the same survey question from the General
Public population survey identifying any similarities and reviewing any differences This
analysis is important in testing how broadly the future competencies are acknowledged
In addition this allows a comparison o f individual versus organizational perspectives
j-tests w ere applied on comparisons o f means between groups r-tests are
commonly used when population variance is known and -tests when population variance
is unknown However -tests for differences even for independent means are based on
the assumption that sample variances are equal even though they are unknown In this
case the variance o f the general population and leadersrsquo samples could not be assumed to
be equal because the leaders by virtue o f their position would be likely to differ in at
least demographic variables such as age or education A modified r formula does not
require the equal sample variance assumption and was therefore considered to be the
more appropriate statistic in addition the large sample size supports the application o f
the z formula because convergence with population variance increases with sample size
(Hogg amp Tanis 1993)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
71
Comparison o f Results Between the Public Sector and the Private Sector Leaders Survey
The shifts in perceptions o f the required competencies for leaders in the
21 century as measured by the survey o f the public sector were compared to the shifts in
perceptions as measured by the analysis o f the private sec to r survey
This analysis is particularly useful in determining if there is a convergence o f
perceptions by both public sector and private sector leaders as to the importance o f
leadership competencies for the 21 century To the extent that both sectors are seeking to
cross fertilize their leadership personnel the extent to which both sectors share a
common perception o f the future com petencies facilitates that transfer o f personnel
Ranking W ithin groups
The ratings for the com petencies were ranked to establish an order o f level o f
importance Mean rankings were tested for significance to determine if any com petencies
are o f higher importance This was applied for each leaders group and the general
population
To determine if any com petencies were perceived as being m ore im portant
than others the mean ratings for each competency were ranked in descending order
Confidence interval comparisons w ere used to determine i f the ranked mean for one
com petency rating differs significantly from the ranked m ean for another com petency If
the confidence intervals for two com petencies overlap it cannot be inferred that the ir
m eans differ significantly Therefore only when the confidence intervals do not overlap
can ranked means be described as significantly higher or low er than another
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
72
Ranking Between groups
The order in w hich the competencies were ranked was com pared across
groups to determine if both leaders groups rated sim ilar sets o f competencies as m ore
im portant than other competencies The general populations rankings w ere com pared to
the public and private sector leaders to identify organizational versus individual
perspective differences
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 4
RESL^LTS
Introduction
The ratings by public sector leaders o f leadership competencies were used to
determine if there is a difference between perceived importance 20 years ago and in the
21 century The hypothesis that a shift would be due to a set o f external drivers was
tested by public sector leaders rating the importance o f each driver To support the
validity o f considering public sector leaders as subject m atter experts differences
between organizational perceptions those o f the leaders and individual perceptions
those o f a sample o f the general population were compared Tw o additional analyses
combine data from the two research studies public sector leaders and private sector
leaders One addresses the size o f shift in requirements over time Will the changes be
larger for one sector than anotherrsquo The other analysis compares the top ranked
competencies across groups Is there a difference in what public and private leaders
consider the most im portant competencies and do they differ from what individuals in the
general population perceive
j
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
74
Shift 20 Years Ago to 21ldquo Century
Q uestion 1 Has there been a shift in public sector leadersrsquo perception as to
the leadership com petencies required in the past as compared to the leadership
competencies required for the 21ldquo century
It w as hypothesized that the ratings o f leadership competencies required will
differ from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
Q uestion la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Q uestion Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 ldquo centuryrsquo
The im portance o f each competency was rated by public sector leaders
20 years ago and in the 21ldquo century
The variability o f responses is greater for the ratings o f competencies in the
past as com pared to the future For the ratings o f the 21ldquo century there is less variability
especially am ong the top-rated competencies demonstrating a strong consensus o f views
In examining Table 13 it is apparent that the relative ordering o f importance
for some com petencies has changed from the past as compared to the future For
example 20 years ago cosmopolitanworld view had the lowest mean at 3 493 whereas
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
75
Table 13 M eans and Standard Deviations o f the Ratings by Public Sector Leaders o f Leadership Competency Requirements 20 Years Ago and in the 21ldquo Century
Competency 20 Years Ago Competency 21ldquo Century
Initiative 5486 (1199) Vision 6419 (807)
Problem Solving 5450 (1143) Communication 6379 (702)
Organizational 5390 (1188) Teamwork 6242 (740)
BusinessTechnical 5344 (1306) CosmoW orld View 6185 (863)
Stamina 5256 (1227) Ability to Leam 6159 (854)
Ethics 5158 (1381) Ethics 6128 (1007)
Communication 4789(1272) Problem Solving 6009 (882)
Vision 4586 (1391) Initiative 5969 (840)
Interpersonal 4574 (1374) Interpersonal 5925 (972)
Entrepreneurial 4561 (1546) Negotiation 5797 (947)
Negotiation 4516 (1237) Entrepreneurial 5661 (1028)
Ability to Leam 4491 (1291) Stamina 5619 (1065)
T eamwork 3897(1440) Teaching 5489 (1036)
T eaching 3857 (1318) Organizational 4991 (1244)
Cosmopolitan 3493 (1345) BusinessT echnical 4867(1 211)
World View
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
76
in the 21 century respondents gave a mean response o f 6185 With respect to
businesstechnical knowledge 20 years ago the mean response o f 5344 was among the
top five mean scores whereas for the 21 century this competency received the lowest
mean score
-tests two-tailed were used to compare rating means for past and future
requirements Results are presented in Table 14 Differences were significant for all
competencies with ratings higher for the 21 century than for the past across all
competencies except for businesstechnical knowledge and organizational skills where
21 -century ratings were lower
External Driver Influence on Competency Requirements
Q uestion 2 If there is a shift in perceptions are the external drivers-
globalization technology downsizing and diversity-related to that shiftlsquod
It was hypothesized that leaders will rate the external drivers as influencing
leadership com petency requirements
It has been previously suggested that the external drivers used in this research
are influencing the need for leadership competencies To support this relationship public
sector leaders were asked to rate the importance o f each external driver on the 1-7 point
scale Responses were described at high moderate or low points on the scale and
percentages calculated for each driver at each descriptor -tests two-tailed were applied
to the means Data are presented in Table 15
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
77
Table 14 Significance o f Shift Degrees o f Freedom Values and Probabilities o f the Ratings by Public Sector Leaders o f Past and Future Leadership Competency
Requirements
Competency J f
CosmopolitanAVorld View 222 26782 p lt 000
Team work 223 21375 p lt 000
Vision 221 17946 p lt 000
Ability to Leam 222 16577 p lt 000
Communication 222 16531 p lt 000
Teaching 220 15103 p lt 000
Negotiation 222 12434 p lt 000
Interpersonal 222 12056 p lt 000
Ethics 221 9834 p lt 000
Entrepreneurial 222 9743 p lt 000
Problem Solving 221 5 751 p lt 000
Initiative 221 5424 p lt 000
Stamina 222 3165 p lt 002
Organizational 221 -3397 p lt 001
BusinessT echnical 222 -3777 p lt 002
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78
Table 15 Means Standard Deviations and Percentages o f the Ratings by Public Sector Leaders o f the Influence o f External Drivers on Leadership Competency Requirem ents
for the 21ldquo Century
External Driver Ratings High M oderate Low
Globalization 5911 (1014) 86 10 1
Technology 5964 (1024) 90 7 3
Diversity 4920(1386) 65 19 15
Downsizing 4200(1323) 39 32 28
Comparison o f mean ratings indicates that globalization and technology are
considered equally important Globalization and technology are considered to have more
influence than diversity t (224) = 9 303 (p lt 000) t (223) = 9222 (jj lt 000) and than
downsizing i (224) = 15500 p lt 000) t (223) = 17060 p lt 000) Diversity is
considered to have more influence than downsizing t (224) = 6324 p lt 000)
The ranking o f the drivers is significant in that some are considered more
important than others however it should be noted that almost 40 o f the sample
considered even the lowest rated driver downsizing to have a high influence and 71
considered it to have at least a moderate influence
Leader and General Population Perspectives
Question 3 Is there a divergence o r convergence o f views between leaders in
the public sector and the general public as to the required leadership com petencies in the
21 ldquo centuryrsquo
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79
It w as hypothesized that leaders ratings o f leadership competencies required
for the 2T centurs will differ when compared to the general publicrsquos ratings o f leadership
competencies required for the 21rdquo century
Because the external driversrsquo impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflecting an organizational perspective rather than that o f an individual
Individuals may experience the external drivers as more general influences without
consideration o f specific strategic objectives values or work while leaders may
experience them specifically as they affect their organizationrsquos objectives values and
work An individual may rate the importance o f leadership competencies from the point
o f view o f what they personally would need to focus on to take a leadership role whereas
an organizational perspective would frame a response in terms o f the needs o f the
organization itself
To determine if there were differences in the perceptions o f the general
population and public sector leaders r-tests (as described previously) on the independent
sample means w ere calculated Results are presented in Table 16
W hile it is important to note that a direct comparison betw een the rankings o f
competencies betw een the leaders and the general population is somewhat constrained
given the fact that four o f the competencies (businesstechnical knowledge interpersonal
teamwork and vision) rated by the leaders w ere not ranked by the general populations it
is nonetheless possible to make some general observations with respect to the
comparisons betw een the two groups The general population rated a number o f
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80
Table 16 Means and Standard Deviations o f the Ratings by Public Sector Leaders and the General Population o f Leadership Competency Requirements for the 21ldquo Century
Competency Public Sector General DifferenceLeaders Population
Problem Solving 6009 (882) 6290 (948) -0281
Ability to Leam 6159 (854) 6364 (695) -0205
Communication 6379 (702) 6318 (913) 0061
Initiative 5969 (840) 6170 (991) -0201
Entrepreneurial 5661 (1028) 5694(1170) -0033
Teaching 5489 (1036) 5672 (1239) -0183
Stamina 5619 (1065) 5668 (1197) -0049
Ethics 6128 (1007) 6262(1106) -0134
Organizational 4991 (1244) 5998 (1094) -1007
Negotiation 5797 (1947) 6106 (1022) -0309
CosmopolitanAVorld View 6185 (1863) 5668 (1283) 0517
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81
competencies as more important for the 21ldquo century than did public sector leaders O f
these the following were statistically significant problem solving r = -4795 p lt 000)
ability to leam z = -3595 p lt 000) initiative r = -3597 p lt 000) teaching z = -2646
ip lt 008) ethics z = -2008 p lt 044) organizational skills z = -12171 p lt 000) and
negotiating z = -4905 p lt 000)
Public sector leaders rated cosm opolitanworld view at a significantly higher
rate than did the general population z = 9028 p lt 000)
In reporting these results it is im portant to note that significance is achieved
even when actual mean differences are small This results from the high degree o f
consensus am ong the raters regarding the im portance o f each competency for each epoch
Combined Data Public and Private Sector Leaders and General Population Diflerences
This section o f the results combines findings from the public sector leaders
group and the private sector leaders group (W atson 2000) It has been established for
both groups that there is a shift in the perception o f leadership competency requirements
between the past and the 21ldquo century It has been supported that this shift is a function to
some extent o f the set o f external drivers defined for this study Additional analysis
indicates that each group o f leaders differs from the general population in their
perspective o f how important each competency will be in the future
Comparisons o f ratings by public and private sector leaders are reported to
address two issues First is there a difference in the size o r degree o f shift between these
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82
groups o f leaders that is is there a bigger change for leaders in one sector o r the other
Second is there a difference in which o f the leadership competencies is perceived as the
most important and does that differ from the perspective o f the general population
Degree of Shift
Question -fa Is there a consensus o f views between leaders in the public
sector and those in the private sector as to the size o f the shift between 20 years ago and
in the 21 century
It was hypothesized that the public sec to rs size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Data are presented in Table 17 r-tests (as described previously in chapter 3)
on the differences in the mean differences indicated significantly different size shifts
Public sector leaders demonstrated a larger shift in leadership requirements
than did private sector leaders on vision r - 2488 ip lt 016) entrepreneurial skills
r = 2305 ip lt 022) and approached significance for negotiating r = 1898 ip lt 056)
Public sector leaders indicated that the difference in the requirements for these
competencies will increase more so than in the private sector
Ranking of Competencies Within Groups
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
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83
Table 17 M ean Differences and Standard Deviations o f the Shift in Ratings by Public Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements
Competency Public Sector Leaders Shift
Private Sector Leaders Shift
Difference
T eamwork 2348 (1644) 2133 (1608) 0215
Problem Solving 0559(1447) 0567(1488) -0008
Ability to Leam 1677 (1511) 1639(1454) 0038
Communication 1596(1442) 1558 (1500) 0038
Vision 1829(1510) 1364(1718) 0465
Interpersonal 1345 (1886) 1479(1641) -0134
Initiative 0482 (1324) 0525 (1270) -0043
Entrepreneurial 1103 (1691) 0678 (1603) 0425
Teaching 1629(1803) 1521 (1473) 0108
Stamina 0372(1745) 0331 (1422) 0041
Ethics 0 959(1484) 0802(1 430) 0157
Organizational -0392(1719) -0227(1475) -0165
BusinessTechnical -0471 (1882) -0142(1502) -0329
Negotiation 1291 (1551) 0975 (1429) 0316
Cosmopolitan 2691 (1500) 2669(1575) 0022
World View
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84
It was hypothesized that each group will perceive som e leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Public sector leaders
To determine if the ratings by public sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table IS
Organizational skills and businesstechnical knowledge indicate lower ratings for
importance than the other competencies p lt 05)
Private sector leaders
To determine if the ratings by private sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table 19
(W atson 2000) Private sector leaders rated a number o f com petencies significantly
higher than others These include vision cosmopolitanworld view ability to learn
communication teamwork and initiative p lt 05)
General population
To determine if the ratings by the general population o f leadership
competencies required in the 21 rdquo century differed in terms o f importance the ratings were
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85
Table 18 Public Sector Leaders Ranking o f Leadership Competency Requirements byMean Ratines With Standard Deviations and Confidence Intervals
Com petency Rank Rating Confidence Interval Lower U pper
Vision 1 6419 (807) 6313 6524
Communication 2 6379 (702) 6288 6470
Team work 3 6242 (740) 6146 6 339
Cosm opolitanW orld View 4 6185 (863) 6073 6297
Ability to Learn 5 6 159 (854) 6048 6271
Ethics 6 6 128 (1007) 5997 6259
Problem Solving 7 6009 (882) 5894 6124
Initiative 8 5969 (840) 5880 6079
Interpersonal 9 5925 (972) 5799 6052
N egotiation 10 5797 (947) 5674 5921
Entrepreneurial 11 5661 (1028) 5527 5795
Stamina 12 5 6 1 9 (1 0 6 5 ) 5481 5758
Teaching 13 5489 (1036) 5354 5624
Organizational 14 4991 (1244) 4829 5153
BusinessT echnical 15 4 8 6 7 (1 2 1 1 ) 4709 5025
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86
Table 19 Private Sector Leadersrsquo Ranking of Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower Upper
Vision 1 6446 (866) 6292 6601
CosmopolitanW orld View 2 6372 (743) 6239 6504
Ability to Learn 3 6248 (849) 6097 6399
Communication 4 6231 (883) 6074 6369
Teamwork 5 6182 (876) 6026 6338
Initiative 6 6116 (829) 5968 6263
Ethics 7 6041 (970) 5869 6214
Problem Solving 8 5982 (946) 5822 6161
Entrepreneurial 9 5843 (885) 5685 6001
Interpersonal 10 5842 ( 944) 5673 6011
Negotiation 11 5835 (916) 5671 5998
Stamina 12 5760(1017) 5579 5941
Teaching 13 5496 (1034) 5312 5680
BusinessT echnical 14 5225 (1104) 5028 5422
Organizational 15 5000 (1174) 4790 5210
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87
ranked and compared using a 95 confidence internal D ata are presented in Table 20
Results indicate that ability to learn communication problem solving ethics initiative
and negotiation were rated as the most important (p lt 05) Organizational skills
entrepreneurial skills teaching stamina and cosmopolitanworld view were rated as less
important p lt 05) The 95 confidence interval was adopted as the cut-off for
significance reflecting research and publication standards
Ranking of Competencies Between Groups
Means associated with the rankings were com pared across groups using a 95
confidence interval Data are presented in Table 21 Public sector and private sector
leaders ranked the competencies similarly Vision communication teamwork
cosmopolitanworld view and ethics were common to both groups as higher rated
competencies Private sector leaders ranked businesstechnical knowledge higher than
did public sector leaders (p lt 05) The competencies rated the highest by the general
population differed from those o f both groups o f leaders ip lt 05) The general
population rated problem solving as more important than did both groups o f leaders and
rated ability to learn higher than did the public sector leaders ip lt 05)
Sum m ary of Results
Public sector leaders perceived a shift in importance o f most leadership
competencies from 20 years ago to the 21 century however they rated
businesstechnical knowledge and organizational as decreasing in importance
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88
Table 20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower U pper
Ability to Learn 1 6 364 (895) 6318 6409
Communication 2 6318 (913) 6272 6365
Problem Solving 3 6290 (948) 6242 6338
Ethics 4 6 262(1 105) 6206 6318
Initiative 5 6 1 7 0 ( 991) 6120 6220
Negotiation 6 6 106(1 022) 6054 6157
Organizational 7 5 998 (1094) 5943 6053
Entrepreneurial 8 5694 (1170) 5635 5754
Teaching 9 5 672(1 238) 5609 5734
Stamina 10 5669 (1197) 5608 5730
Cosmopolitan 11 5668 (1263) 5604 5732
W orld View
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89
Table 21 Ranking o f Leadership Competency Requirements
Rank
Com petency Public Sector Private Sector General
Vision 1 1 na
Communication 2 4 2
Team w ork 3 5 na
CosmopolitanAVorid View 4 2 11
Ability to Leam 5 3 1
Ethics 6 7 4
Problem Solving 7 8 3
Initiative 8 6 5
Interpersonal 9 10 na
Negotiation 10 11 6
Entrepreneurial 11 9 8
Stam ina 12 12 10
Teaching 13 13 9
O rganizational Skills 14 15 7
BusinessT echnical 15 14 na
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90
They rated all external drivers as having influence on the competencies
especially globalization and technology
Public sector leaders rated problem solving ability to leam initiative
teaching ethics and organizational skills lower than the general population and a similar
effect for negotiating approached significance Public sector leaders rated
cosmopolitanworld view as more important than did the general population This may
reflect the differences in organizational versus individual experiences o f the impact o f the
external drivers
Public sector leaders differed from private sector leaders in that they rated
larger shifts in importance for vision entrepreneurial skills and negotiating
Both public and private sector leaders identified the same top five ranked
competencies including vision communication teamwork cosmopolitanworld view
and ability to leam The general population ranked ability to leam as the most important
competency (within a smaller group o f 11 competencies)
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CHAPTER 5
SLHVIMARY CONCLUSIONS AND RECOM M ENDATIONS
This chapter contains a summary overview including a brief review o f the
purpose conclusions and recommendations for further study
Summary
As previously established in chapter 2 the pace o f change in the 21 century is
most evident when considered in the context o f the effects o f globalization technology
diversity and downsizing These external drivers individually as well as in combination
will affect the way in which we think about leadership requirements for the future
Leaders perceptions as to the trend toward particular leadership competencies required
for future leadership will be important input into training and development opportunities
for current managers
In this context the purpose o f this study w as to identify whether public sector
leaders perceive a shift in the required leadership competencies for the 21 century The
hypothesis that the shift would be perceived to be related to a set o f external drivers was
then tested by private sector leaders rating their perception o f the influence o f each
external driver on leadership competency requirements To support the validity that
public sector leaders are subject m atter experts differences between organizational
91
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92
perspective and the individual perspective are then compared Two additional analyses
combine data from the tw o research studies public sector leaders and private sector
leaders using data from a similar study (W atson 2000) Using these com bined data the
size o f shift in leadership requirements over time was compared between the tw o sectors
The other analysis com pared top-ranked competencies across groups specifically public
sector leaders private sector leaders and the general public
Finding 1
As described in chapter 4 public sector leaders perceive that the following
leadership com petencies will be more im portant in the 21ldquo century team w ork problem
solving ability to leam communication vision interpersonal initiative entrepreneurial
teaching stamina ethics negotiation and cosmopolitanworld view At the same time
public sector leaders perceive that both organizational and businesstechnical
competencies will be less important for leaders in the 21ldquo century than 20 years ago
Finding 2
Respondents identified both globalization and technology as im portant
environmental factors which are driving the requirem ents for leadership com petencies
into the 21ldquo century While there was more divergence o f perceptions the respondents
further identified both diversity and downsizing as having an impact on the com petencies
for 21 ldquo-century public sector leaders
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93
Finding 3
Because the external drivers impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflective o f an organizational perspective rather than that o f an individual The
public sector leaders rated cosmopolitanworld view higher than did the general public
The general public rated problem solving ability to leam initiative teaching ethics
organizational skills and negotiating higher than public sector leaders
F inding 4
In comparing public sector leaders and private sector leaders the variation in
perception is m easured by the size or degree o f shifts between these tw o groups o f
leaders As noted in chapter 4 public sector leaders demonstrated a larger shift in
leadership requirem ents for vision and entrepreneurial skills than did private sector
leaders
Both public and private sector leaders ranked the competencies similarly with
the exception that public sector leaders ranked businesstechnical knowledge somewhat
less than private sector leaders The general public rated problem solving as more
important than both groups o f leaders and rated ability to leam higher than did the public
sector leaders
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future Very simply
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94
this study dem onstrated that public sector leaders acknowledged that future leadership
competencies will be different than they were in the past Adding to this simple finding is
that another researcher (W atson 2000) has found that private sector leaders in general
acknowledge a similar shift in leadership competencies for the future A key question is
Why Both groups experience the external drivers firsthand in the daily operation o f
their organization At the same time both groups o f leaders operate within different
organizational structures and have recognizably different organizational values In the
past there was general though unspoken acceptance that notwithstanding similar
external drivers public and private sectors required very different leaders The results o f
this study would indicate that a shared understanding o f the leadership competencies
which will be needed in the future is being developed By understanding the external
drivers and their influence on the 21 century the convergence on particular leadership
competencies can be better understood
AS established previously the 21 century is characterized by the
interdependence o f the external drivers including globalization technology diversity and
downsizing The speed o f technology has facilitated increased globalization in the same
way that diversity is demanded to address complex global issues The complex
interdependence o f the external drivers has created an environment in which the increased
speed o f change is not only accepted but assumed The findings in this study confirm that
the external drivers o f globalization and technology are perceived by public sector leaders
as pervasive influences in their vision o f the future Diversity and downsizing have a
somewhat lesser yet still important influence in modelling the future for leaders
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95
W hat is notable in the 21ldquo century is leadersrsquo consensus w ith respect to the
perception that the external drivers including globalization technology diversity and
downsizing will have in shaping future leadership requirements For the public sector
the convergence o f required leadership competencies among sectors both public and
private is an im portant consideration given the urgent need to recruit and retain
leadership candidates at the federal level
The discussion o f the findings o f this study is facilitated by grouping the
15 competencies in this study into the five clusters as described in Table 22 Each cluster
is discussed individually
Table 22 Leadership Competencies Grouped in Clusters
Cluster Competencies
Future VisionCosmopolitan World V iew
Relational T eamworkCommunicationInterpersonalTeachingNegotiation
Intellectual Ability to LeamProblem Solving
Personal EthicsInitiativeStamina
Managerial EntrepreneurialOrganizationalBusiness Technical
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96
In considering the top five ranked future leadership competencies for the
public sector leaders-vision communication teamwork cosmopolitanworld view and
ability to leam -a compelling story can be told about future leadership and the trend
toward future and relational clusters o f competencies for leaders It is a story that can be
explained in large part by understanding the interaction that the external environmental
drivers have had on shaping leaders perception o f the future This is particularly evident
when the various clusters o f com petencies and their ranking in the 2 T lsquo century are
considered
Future Competencies
Public sector leaders ranked vision and cosmopolitanworld view as among
the most im portant competencies Furthermore the public sector leaders demonstrated a
larger shift in vision leadership requirements than did private sector leaders Finally
there was a convergence o f perceptions between the public sector leaders and private
sector leaders who ranked vision and cosmopolitanworld view as the most important
At the same time the general public ranked cosmopolitanworld view last
among their 11 rated competencies
Relating these results to the external drivers is useful Globalization and
technology are causing the velocity o f change to increase exponentially Current public
sector leadersrsquo perception that the importance o f future-related competencies such as
vision cannot be surprising in this environment The need for a diversity o f ideas
perceptions and biases in order to solve tom orrow rsquos challenges is to some extent
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97
captured by the dem onstrated preference o f public sector leaders for a leadership
competency called cosmopolitan world view It is worth noting that while this term has
not been formally defined the term has sufficient significance to elicit a consensus among
public sector leaders that future leaders need to have this competency
The fact that public sector leaders rated cosmopolitanworld view higher than
did the general public and that the general public ranked this competency last is
consistent with the theory that the external drivers may have a different effect depending
on whether the individual is considering the external driver from an organizational versus
an individual perspective The ranking comparisons between the three groups starkly
demonstrate a difference in perspective from top-ranked competency among the leader
groups to last among the general public It is quite possible that globalization and
diversity have not influenced the individualrsquos perspective o f future leadership to the same
extent that they have organizations Which is not to say that the external drivers have not
influenced the individual perspective they have but with differing results The
individual perspective for future leadership competencies follows a trend toward personal
and intellectual clusters competencies Individuals may be very interested in how the
external drivers influence their place o f work but take an individual perspective when
asked about future leadership competencies
The results o f this study would at a minimum confirm that from an
organizational perspective the trend toward cosmopolitan competencies is more evident
This result is similar in the private sector leadersrsquo analysis which provides more evidence
from an organizational perspective regarding the emerging importance o f cosmopolitan
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
98
world view Adding to this finding was the lower ranking by the general public for
cosmopolitanworld view While both public and private sector leaders ranked this future
competency near the top the general public indicated their quite different perception by
ranking it near the bottom
In seeking to understand why there was such a break between the
organizational and the individual perspectives on this competency it may be useful to
examine the environment beyond the four external drivers The public debate regarding
pay equity employment quotas and affirmative action plans have all been part o f the
corporate debate for some time This in a sense has positioned organizations to be
prepared for the speed with which organizations have had to cope with global change
global markets and global custom ers The diversity that legislation in many cases
encouraged organizations to seek beyond their normal scope in fact positioned them for
the demands o f the 21 century
bullAnother trend which is evident in examining the future competencies
identified by the public sector leaders is the similarities with the perceptions and rankings
o f the private sector leaders In a world where external drivers such as technology both
its development and transfer and downsizing are compelling organizations to form
partnerships trade information and personnel the finding that both public sector and
private sector leaders have very similar perceptions with respect to future leadership
competencies provides for significant opportunities between the tw o sectors The
convergence despite different organizational values and objectives creates potential for
increased exchange opportunities as well as shared training and development
opportunities
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
99
Relational Competencies
A second trend that is evident is the public sector leadersrsquo perception that in
the 21ldquo century there will be an increased reliance on the cluster o f relational
competencies for leaders In particular the ranking o f both team w ork and
communication competencies am ong the top-rated competencies is w orthy o f note
These competencies along with interpersonal teaching and negotiation were all
perceived by public sector leaders to shift towards greater im portance for future leaders
The ranking o f team work and communication was similarly ranked by private sector
leaders as among the top five future competencies
The 21ldquo century has been characterized as the relationship age
(Renesch 1992) and the perceptions o f current public sector leaders would seem to
confirm that view The ability to communicate has always been im portant But with the
increased diversity o f the workplace and the demands o f a constantly changing
work-place with new technologies and applications the capacity to envision the future
may not be sufficient Leaders must be able to communicate the vision And
communicate that vision to various teams
The concept o f team w ork as being the organizational construct o f choice in
the 21ldquo century is confirmed by the results in this study Problems in the 21ldquo century
have become more complex and multi-faceted Resolving issues in the 21ldquo century will
require multi-dimensional team s o f individuals and perhaps even organizations who come
together with a shared objective to resolve a particular problem W e are already seeing
evidence o f this in the increased partnership arrangements am ong Canadian government
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
100
departments as well as in the corporate field W here organizations do not have the
existing capacity or the diversity o f experience required for a particular project they seek
it out more and more on a short-term basis N ot only are organizations as a result o f
downsizing embracing this organizational construct but as importantly workers
especially new entrants into the workforce and women are taking advantage o f
project-specific employment as a means to preserve their flexibility as well as a means to
ensure a dynamic work environment which is constantly contributing to their personal
experience base In this paradigm teamwork becomes essential Again the results o f this
study demonstrate that there is convergence between the public sector leaders and the
private sector leaders with respect to the importance o f the cluster o f relationship
competencies
Intellectual Competencies
Ability to leam was ranked by public sector leaders as among the top five
rated leadership competencies for the 21ldquo century The general population ranked this
leadership competency as their number one ranked priority with the private sector leaders
ranking ability to leam third The cluster o f intellectual competencies typically includes
both ability to leam as well as problem solving Taken together these intellectual
competencies were ranked by leaders in the top eight competencies It is noteworthy that
ability to leam ranked higher than even problem solving in the context o f the 21ldquo century
In an environment where change is commonplace and technologies are
evolving at a pace never seen before the ability to leam and adapt is essential It differs
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101
from the 1980srsquo term o f leaders as change agents which reflected the need for leaders to
convince organizations o f the need to either downsize or catch up with the latest
technology Leaders were seen to be the catalyst for change In the 21ldquo century the
salient competency has become an ability to leam The term itself is neutral in term s o f
leadership The competency ability to leam fits into a 21 ldquo-century context because it
suggests that in the 21ldquo century the changes which an organization will face will not be
predictable Instead the changes will be fast and qualitatively different from the status
quo In this environment the ability to leam and integrate will be key The convergence
o f the public sector leaders and the private sector leaders on this cluster o f com petencies
is consistent with a view o f the 21ldquo century as one o f interdependent leadership
Personal Competencies
The personal competencies including ethics initiative and
staminaresilienceself-renewal are consistently ranked in the middle tier o f the
15 competencies Both public and private sector leaders ranked the personal
competencies similarly
It is interesting that the public sector leaders ranked ethics higher than
initiative whereas the situation is reversed with respect to the private sector leaders In
part this may be understood by considering the differing values that exist in the tw o
sectors The public sector prom otes the public good and in this context it is not surprising
that the public sector would rank ethics higher than the private sector In a highly
competitive environment such as the private sector where innovation and first m overs are
prized the higher ranking o f initiate by the private sector is in part explainable
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102
Managerial Competencies
In the 21 century across both sectors there is a clear perception that the
cluster o f m anagerial competencies especially organizational skills and
businesstechnical knowledge will be less important than other competencies
Entrepreneurial skills are ranked higher by the private sector leaders which is consistent
with the organizational values o f that sector In the 21ldquo century with the perception o f
the velocity o f change the need for static skills is less important To some extent this
will represent a dramatic shift in the planning for leadership development training The
assumption in the 21ldquo century will be that the business or technical skills will be so
precise and project specific that it will be m ore efficient to buy or borrow them for the
specific project This is especially true if projects are o f short duration
Leadership Development
The results o f this study suggest that public sector leaders perceive an
important shift in the required leadership competencies for the 21ldquo century The trend is
mirrored by leaders in the private sector (W atson 2000) This information enables
current leaders to re-evaluate and modify current training and development plans in
preparation for a dynamic future environment Directionally the trend tow ards clusters
o f future com petencies and relationship competencies is clear As importantly especially
in a public sec to r dynamic the general public perceives the same future to a large extent
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103
Recommendations
The following are recommendations for further research
Recom m endation I Implement a quantitative study which would test whether
or not the convergence o f view o f Canadian public sector leaders with respect to the shift
in leadership competencies for the 21ldquo century is reflected in other countries
Recom m endation 2 Implement a quantitative study to ascertain if leaders
perceive the effects o f the external drivers as having differing impacts on the individual
leadership competencies
Recom m endation 3 Repeat the general population telephone survey to ensure
that all 15 o f the com petencies are ranked
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APPENDIX I
LEADERSHIP COMPETENCIES FOR ADMs AND SENIOR EXECUTIVES Correspondance with other organizations
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APPENDIX 1 LEADERSHIP C O M P E T E N C IE S FOR ADMs AND SENIOR EXECUTIVESCorrespondence with oilier organizations
Table 23 CORRESPONDENCE WITH BEST PRACTICES IN EXECUTIVE SELECTION
8D( O 3
i3CD
nc33 CD
CDDOQCaO3
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CDQ
DCD
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ConipctciicicsBank Instiraitcc Manttfacturiitg Technology Trans-
ponaiiottTraining
CentreProvGovt
ForeignGovts
CIBC B of M Royal Sun Life G E GM Xerox Nortel CN ENAP Oitl US(OPM)
NZ
1 C ogiiilivc C apacity
2 C reativ ity
V V isioning
4 A ction M anagcincn t 1
3 O rg an i^ tio n a l A w areness
6 T eam w ork
7 Irsquoa tlncring
N Interpersonal R ela tions
9 C om m u n ica tio n
1(1 S tam inaS ttc ss R esistance
11 lith ies and V alues
12 Personality
IV B ehavioural Flexibility
14 Self-C onfidence
OLA
APPENDIX 2
LEA D ERSH IP CO M PETEN CIES FOR ADMs AND SEN IO R EXECUTIVES
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107
Public Servce Commission Commission de la fonction pJblique j of Canada du Canada
Leadership Competencies for ADMs and Senior Executives
The Public Service C om m ission and Deputy M inisters recognize there are a certain number o f com petencies required to ensure an individualrsquos success at senior m anagem ent levels These com petencies form the basis o f a standard o f leadership behaviour that can be consistently applied across the executive com m unity
Assistant Deputy M inisters are champions o f the Canadian Public Service In the m idst o f change and am biguity they elicit com m itm ent and enthusiasm for the Public Service vision o f the future ADM s develop and carry out government policies that are in the best interests o f the public They plan strategies to help move toward the vision com m itting to action and achieving their goals in the most efficient and effective manner W orking w ith o ther ADMs they jo in forces in the interest o f serving the public good ADMs build partnerships w ith other organizations to better meet the objectives o f all partners and in the interest o f better serving the public
Intellectual Competencies
Cognitive Capacity
ADM s possess the cognitive capacity to understand and respond strategically to the com plexities inherent in public service The cognitive capacity o f the ADM allow s him or her to understand com plex and divergent issues and to interpret key messages and trends They recognize how these relate to their organization and develop policies that are acceptable from m ultip le points o f view W hile focusing on their u ltim ate goal o f the public good they recognize that a m ultip licity o f different facets must work together to achieve that goal ADMs use their cognitive capacity to protect the public interest they create order out o f chaos and develop long-term and short-term strategies that w ill prevent as well as solve problem s
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108
Creativity
ADM s respond to challenges w ith innovative solutions and policies They demonstrate a w illingness to question conventional m eans o f serving the public They may use intuition non-linear thinking fresh perspectives and inform ation from non-traditional fields to generate new and im aginative ways to succeed They will often address several objectives sim ultaneously solving m ultip le problem s at once To prepare for future challenges A D M s enhance their creativity by continuous learning
Future Building Competency
Visioning
ADMs cham pion the vision o f the Public Service They describe the future o f service to the public in com pelling terms prom oting enthusiasm and com m itm ent in others The leaders com m itm ent to the vision sends a message to others that change is a positive endeavour thus creating an atmosphere that generates new ideas They explain how the vision incorporates the Public Service culture and values and how it responds to external factors at the local national and international level This includes opportunities for partnerships w orldw ide com petition and com m unity involvem ent A D M s foresee potential roadblocks to success and take action to avoid or overcom e them
Management Competencies
Action Management
ADM s are action-oriented individuals w ho anticipate the short- and long-term consequences o f the ir strategies They consider strategies as they relate to their own organization the Public Service as a w hole and the com m on good T heir efficiency in carrying out policies ensures the public is properly served They develop backup strategies to deal w ith potential negative outcom es As A D M s deal w ith serious tim e-sensitive issues and may have to m anage a num ber o f crises sim ultaneously they remain focused in the face o f m ultiple distractions They know that m ost decisions must be taken before all the facts are available and are at ease w ith am biguity and risk in this regard They have the courage to propose courses o f action that others may hesitate to suggest These sk ills enable ADM s to m ake things happen and get th ings done they are known for their ab ility to accomplish objectives
Organizational Awareness
ADM s understand the inner workings o f the governm ent the Public Service and their own organizations in term s o f structure processes and key players They actively develop this awareness in order to effectively position them selves to achieve strategic
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109
objectives This requires acute sensitiv ity to the relationships betw een key players in the organization in addition to both acknow ledged and private agendas ADMs actively seek out opportunities to keep the ir organizational awareness comprehensive and current O rganizational awareness allow s one to set the stage w hen m aking strategic decisions^ in both the short- and long-term This com petency must be actively m aintained by the individual using good judgem ent about the relationships that influence the organization A D M s use this com petency to steer decision-m aking in the d irection that w ill m ost effectively serve the public interest Learning from experience A D M s develop the w isdom to know when to cut their losses o r when to pursue an issue more aggressively O rganizational awareness com es from a range o f sources from intuitive perception to factual data
Teamwork
ADMs are aware that service to the public com pels them to contribute actively and fu lly to team projects by working w ith o ther A D M s and colleagues collaboratively as opposed to com petitively which includes working tow ards consensual solutions that enhance the output o f the team A D M s so lic it and provide inform ation that could affect the planning or the decision-m aking process by dem onstrating a genuine interest in receiving inform ation from others and encouraging others to offer their ideas or opinions A D M s negotiate m utually acceptable so lu tions by trying to understand the positions thoughts concerns and feelings o f others ADM s assure all parties that fair solutions and better options will be identified A D M s develop and m ain tain sm ooth cooperative w orking relationships by showing consideration concern and respect for others They recognize that a diversity o f experience and knowledge can only enhance the quality o f the team s work They are sym pathetic to and tolerant o f differing needs and view points w hile m eeting com m on goals
Partnering
A D M s w ork w ith partners to create the policies that support integrated service delivery and elim inate red tape and bureaucracy in the interest o f the public good ADM s develop a com m unity o f shared interests w ith diverse levels o f governm ent interest groups and the non-profit and private sectors Partners use their diversity o f experience and know ledge to make the best decisions Partners share com m on goals solve com m on problem s and work hand in hand for the com m on good not on ly o f each partner but o f the C anadian public A n essential feature o f this com m unity is that it functions on the basis o f shared power and responsibility T his allows m em bers to avoid waste inefficiency and duplication o f effort w h ile retaining the iden tity o f their own organization This allow s them to serve the country to the best o f their abilities both individually and collectively Fundam ental to successful partnering are com m itm ent trust and the open com m unication tha t helps to articulate and align the objectives and expectations o f all members Partnering is an expression o f team w ork outside onersquos organization It requires the same sp irit o f collaboration and diplom acy however e lic iting the cooperation o f external partners may require even keener collaborative skills
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no
Relationship Competencies
Interpersonal Relations
ADM s interact effectively w ith public and private sector individuals in order to advance the work o f the Public Service T heir interactions are based on respect and an appreciation that people w ith varying backgrounds and view points enrich the organizational environm ent Their negotiating skills a llow them to m aintain relationships and produce w in-w in results Through persuasion and assertiveness they gain support for ideas and in itiatives influence peers and superiors and effectively represent their organization s interests to other groups A D M s have the ab ility to deal w ith difficult and com plex interpersonal situations and to take firm control in order to actualize the agenda or to protect the public interest For an ADM interpersonal skills are a means o f achieving im portant management objectives
Communication
ADM s com m unicate in a com pelling and articulate m anner that instills com m itm ent They adapt their com m unication to ensure tha t different audiences understand key messages They use a variety o f com m unications vehicles to foster open com m unication w ith in their own organization and across the Public Service ADM s effectively represent the Public Service as a protector o f the com m on good to special interest groups clients and the media They also appreciate the importance o f being a good listener providing opportunities for others to have input listening for underlying nuances and m essages and conveying an understanding o f the key points being com m unicated
Personal Competencies
StaminaStress Resistance
A D M s must sustain high energy levels to greet the ongoing challenge o f protecting the public interest Their ab ility to resist stress and remain energized in the face o f d ifficult dem ands and prolonged exposure to stressors often has an uplifting effect on others A D M s are realistic about the ir own lim its They respond to the early signs o f burnout to ensure that their energy reserves rem ain high over the long term
Ethics and Values
A D M s treat people fairly and w ith dignity They are w illing to adm it their m istakes even in the face o f adverse consequences These individuals honour their com m itm ents and consistently strive to act in the public interest by ensuring that the public trust is not violated Their principles act as an internal compass to guide their behaviour a llow ing them to consistently uphold the personal social and ethical norms o f the Public Service
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I l l
They protect fairness avoid conflicts o f interest and m aintain political and interpersonal neutrality They pursue proper goals and are resilient in the face o f distracting external pressures AD M s are known for doing the right thing for the right reasons they ensure that their actions are aligned w ith their principles
Personality
ADMs possess the am bition to set challenging goals and the tenacity to pursue them over the long term They have the stability and self-control to m aintain fbcus and composure in the midst o f com plex logical problems or em otionally stressful interactions A D M s are m otivated by the challenge o f protecting and serving the public good For A DM s power is pursued as a tool to accom plish objectives rather than an end in itself
Behavioural Flexibility
ADMs adjust their behaviour to the dem ands o f a changing w ork environm ent in order to remain productive through periods o f transition am biguity or uncertainty They can adapt the expression o f their com petencies to different situations and respond quickly to emerging opportunities and risks Behavioural flexibility allow s them to work effectively w ith a broad range o f situations people and groups A D M s use behavioural flexibility to m ove both horizontally and vertically in the Public Service This competency enables them to adapt to the characteristics o f particular situations to acquire new and more effective behaviours and to discard others as contexts and roles change It allow s them to learn from the behavioural styles o f others to expand the ir ow n repertoire The essence o f this com petency is the ability to continuously develop new ways o f interacting that are more effective in certain situations in order to accom plish one s objectives
Self-Confidence
ADMs possess realistic confidence in their abilities They are secure and are self-directed as opposed to other-directed T his inner strength is the backbone that enables them to use their com petencies to the fullest and to distinguish a challenging task from an impossible m ission ADM s seek and consider input but they are not dependent on the judgem ent o f others They make the ir decisions independently and take ownership o f and responsibility for them A D M s express their opinions w illing ly and take calculated risks even when their ideas are not endorsed by others They handle failures and criticism in a constructive manner They project an air o f assurance that quells the fears o f others which especially in tim es o f transition helps to m aintain productive w orking conditions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 3
EXANIPLES OF P L ^L IC AND PRIV A TE SECTOR PROFILES
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Appendix 3 Examples of Public and Private Sector Profiles
CANADA (La Relegraveve - Framework)
Intellectual C om petencies Cognitive Capacity Creativity
NEW ZEALAND (State Services Commission)
O utcom es amp R esultsC oncep tual ThinkingO utcom e Action amp E xcellence O rientation
3CD
Cp
CDoOQCaO3
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Future Building C om petencies Visioning
M anagem ent C om petenc ies Action M anagem ent O rganizational A w areness Team w ork Partnering
Relational C om petenciesInterpersonal Relations Com m unication
LeadingM anagingTeam w ork amp Com m itm entM anagersh ipL eadersh ip
Client FocusC lientS takeholder Service Com m itm entInfluencing o thersG overnm ent amp S ec to r A w areness
oCD
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P ersona l C om petenciesS tam inaS tress R esist Ethics amp V alues Behavioural Flexibility Self-C onfidence
K now ledge C om petencies Knowledge
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BANK OF MONTREAL (Managerial Leadership Capabilities)
A chievem ent Orientation Relationship M anagem ent B usiness Acum en C h an g e Leadership C ontinuous Learning Client Service Focus C oncep tual amp S trategic Thinking P ersona l E ffectiveness M anagerial Orientation
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GM (Competencies X Domain)
In terpersonal E ffectivenessBuilds R elationships amp Partnersh ips Com m unication Skills
o Visionary Leadership2 C ustom er Focus
LeadershipSupervision C oaching Em pow erm ent T eam D evelopm ent C h an g e L eadership
P ersona l Q ualities amp Traits0 Motivational Patterna Maturity mdash1 R esu lts Orientation Ucirco Diversity
Technical K now ledge amp M anagem ent Decision Making M anaging the Jo b Functional Expertise Integrating amp Functioning Globally S tra teg ic Thinking and Execution
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SCOTIABANK (Competencies X Cluster)
Action amp A chievem ent R esults Focus Decision Making EfficiencyA ccuracy amp T horoughness
sect P e rse v e ran c e
Problem SolvingAnalytical Thinking S tra teg ic Thinking Fonward Thinking Innovation
M anagerial E ffectiveness T eam FocusD evelopm ent of O thers ^
T eam L eadersh ip
g P ersona l E ffectivenessg C om m unicationf P ersuasion
Flexibilitysect O rganizational Com m itm ent
Self-developm ent Em pathy
O rganizational ImpactRelationship Building Influence C onfidence
C ustom er Sen iceC ustom er focus
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Bank of Canada (Competency Dictionary) SUN LIFE (Core Values)
deg L eadership C ustom er Focus^ Team work Valuing our P eop lew Com m unication Team w ork8 Planning amp O rganizing (Project M anagem ent) Excellence
Delegation IntegrityCoaching amp F eed b ack Financial S trengthDeveloping Self amp O thers Relationship M anagem ent Analytic ThinkingProblem Solving Innovation Client FocusFlexibilityFacilitating C h an g eD ecisiveness
sect- T horoughnessQ ualitya Initiativedeg Future Thinking (Vision)3 Self-C onfidence~ R esults Focus
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APPENDIX 4
QUESTIONNAIRE
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120
Cmiadwr V icircre o Cei laquoe anarfiumlerV a r j o f OeN-e^oof^e Ce j^fsion
Svrtembvr 1 1999
Dear SirM adam
A5 w e move into the 21raquo Century there is an on-going and important debate as to what skills and abilities will be required of future leaders This is a debate which is of interest to both the public sector and private sector I would like to invite you to participate in this important debate by m aking your views known on these issues The attached survey is being sent to an elite cadre of public and private sector leaders so that their views can shape and influence the debate and subsequent direction of policy in this area
Your contribution to this debate can be secured by completing the attached questionnaire and returning it as soon as possible using the envelope provided Know ing how limited your time is every effort has been m ade to ensure the questiormaire is brief and to the point
All of your responses will be completely confidential mdash your name or the name of your organization will never be linked to any of your answers There is no way to track the completed questionnaires we receive mdash there are no hidden codes or identifiers We would appreciate it i f you could answer the questionnaire as soon as possible and return it to us in the envelope provided If you have any questions about the study please do not hesitate to call Dr Sheila Redmond Project Co-ordinator at Ekos Research Associates Inc at (613) 235-7215 (ccecr)
To thank you for your input we would like to send you an executive sum m ary of the report when the project is completed If you are interested please enclose your business card w ith the questionnaire o r if you prefer send us a note separately
Thank you in advance for taking the tim e to complete the questionnaire and for contributing to the debate on the abilities required for leaders of the future
Sincerely
LM aunce Demers Director General Strategic Planning and Research
D e La SalleT el (613) lt115-2263 Fraquoraquo lt613) lsquo 4 3 -3 2 6 1
D e U SaUeT e le p h o n e (6 1 3 ) raquo52 2 6 3 T eacute leacute c o p ie u r 6133 4 3 -3 2 6 1 Canada
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121
While the purpose of this survey is to identify the key leadership abilities for the 21st century (ie 20 years from now) initially it will be important to get your views as to the most important leadetsftip abilities which were required 20 years ago
a
b
cd
f
ghi
i-
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0
R a tf tho im p o r ta n c e o t th e t o l lo w m g a b il i t ie s fo r le a d e r s 2 0 y e a r s a g o Plcitblt- rnte your response on a scae from I not at all important to 7 extremely iinportiint where the niul-point 4 is moderately important
M e tM a uiMfoanar
MoMmniTtneeeraiT
CmoMLTiMMwraitT
Team w orL
Preblctn sollaquoin( (vatfatiC dtm nt leiitm tnc anoaow)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Ability to learn (im p m t mtUipna danfupm )-
Com inuniaiions ik i l l i_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
IfitioB (a titm tf)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Interperunal (rtkondnp oH tagravetatm K trm fihm )
Initiative (m cm ai)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Entrepreneurial (m i aagravetr opm am t)-
T eadiin (atdm i am tom f) ___
Staminaresiliencetcif-renewal_ _
Ethicj funrfhtf n tm )_ _ _ _ _ _ _
O rpnita liona l (tH m stntm )mdash
B u sin eu tK h n ia l knovrledfe _
N efotiationconsult and e n p p _
Cosaiopolitaneerld v iew _ _ _ _ _
2 3 6 7
3
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122
2a
b
c
d
t
f
lhIIkt
m
n
0
R a te t h e im p o r t a n c e o f th e fo l lo w in g a b i l i t ie s f o r l e a d e r s o f th e 21st c e n tu r y (i e - 20 t a r s from now) Please rate your response on a scale from I not at all im portant to 7 extremely important loltere the mid-point 4 is moderately important
WOT AT h i lnoooTwr
M O O C U T U TIH R M T U T
Teamwork
Problem solving (u a ^ a lirnonmt)-----------------------------Ability to learn (intrfntn uitrlliftKe claaHtnr)bdquo
Communications skills----------------------------------
Vision (craontf)-----------------------------------------
Interpersonal (rcuumlnoarJup celUbontm urwifottienl
Initiative (moonrtd)---------------------------------------
Entrepreneurial (mkakrr aptrmttn)
Teaching poicMf memaruiJ-----------
Staminaresilienceself-renewal_____
Ethics (mrepitjr aua)-------------------
Qtganitltional tdntatamnt) mdash
Businesstechnical knowledge mdash
Negotiationconsult and engage
Cosmopolitanworld view_____
E i n K H I l TiMranuT
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123
b N o w p le a s e id e n t i f y w h ic h tw o o f th e a b i l i t i e s l is te d a b o v e w il l b e m o s t c r i t ic a l f o r le a d e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t ie s w il l b e e a s y o r d i f f i c u l t to f in d in 20 y e a r s
v n r t i n Eit k m it DirncuirTo Fm N u n n To Fwo
I I I i I i I 1 2 3 4 5 6 7
1 2 3 4 5 6 7
3 A r e th e r e a n y a b i l i t ie s n e e d e d f o r l e a d e r s o v e r th e n e x t 20 y e a r s th a t y o u fe e l h a v e n o t b e e n i n c l u d e d in th is s u r v e y
4 H o w im p o r t a n t d o y o u t h i n k l e a d e r s h i p is in r e la t io n to in te l l ig e n c e Please rate your response on a scale from 1 not at all important to 7 extremely important where the mid-point 4 is moderately important
NOTAT h i M a o o A i a T E x m i i f i TiM F O IT U n N VW TAN T tMOOOTiOT
I I I I I I I1 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1 2 4
Sa
ib
c
d
ecirc
f
1-kI
m
n
0
R a te th e im p o r ta n c e o f t h e f o l lo w in g a b i l i t ie s f o r w o r k e r s o f th e 2 1 st c e n tu r y (ie 20 years from now ) Please rate uuumliir response on a scale front I not at all important to 7 extremelu important where the mid-point 4 is moderatelu important
MoTAracircuiwatTMr
MosfumrInrciM ii
reamwork_
Problem solving (nalfBal dtaunludimtaL iitnonrnt)___________________________
Ability 10 Inrn fiMtfamt lettllifma d iu ftiptitl-__
CoRimuniaiions skills_______________________
Vision (aaantf)____________________________
Interpersonal (nugraveoomiip alUicnmt iemn[othm)
Initiative (manttd)__________________________
Entrepreneurial (miatertipenmtnr)
Teaching (catdunf attnamf)_______
Staminaresilienceself-renewal_____
Ethics (attpitf nluts)------------------
Organizational (idm m m tnt)__
Businesstechnical knowledge__
Negotiationconsult and engage
Cosmopolitanworld view_____
2 3
EmWMfLTInrotTUT
6 7
6
36
6666
6666i
i
6
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
125
b N o w p le a s e id e n t i fy w h ic h tw o o f t h e a b i l i t ie s l i s te d a b o v e w il l b e m o s t c r i t ic a l f o r w o r k e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t i e s w i l l b e e a s y o r d i f f i c u l t to f in d in 2 0 y e a r s
Von EtiT ExmmiT OirncuirTo r a e No tm i To f i n
I 1------ 1------ 1------ 1------ 1------ 1______________________________ 1 2 3 4 5 6 7
___________________________________________ 1 2 3 4 5 6 7
T h in k i n g o f t h e a b il i t ie s C a n a d i a n l e a d e r s a n d w o r k e r s w il l r e q u i r e o v e r t h e n e x t 2 0 y e a r s h o w d i f f e r e n t w o u l d y o u s a y th e a b i l i t ie s r e q u i r e d f o r l e a d e r s w il l b e c o m p a r e d to t h o s e r e q u i r e d o f t h e a v e r a g e w o r k e r Please respond using a 7-point scale tuhere 1 means not at all different 7 means very different and the mid-point 4 m ean s somewhat different
NOTacircTOU SOMTMMr VlfTOanimT OvRoar Oinmvr
I-------1-------1-------1----- 1------- 1-----11 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
d
126
I h in k in g igtt 20 v e a r s a ^ o p le a s e r a te th e d e g r e e to v h ic h y o u a g r e e o r d i - a g r e e w i th e a c h o t th e f o l lo w in g s ta te m e n ts u s in g a 7 - p o in t s c a le w h e r e 1 m e a n s v o u s t r o n g ly d i s a g r e e 7 m e a n s v o u s t r o n g lv a g r e e a n d th e m id - p o i n t A m e a n s v o u n e i t h e r a g r e e n o r d is a g re e
Si mdash IT No t m i OHiCM i SraoacirD o i c i n n m i c m i i c m
1 ifiink that iKitty his the si in nd 1erdesigM ttd I t id tn In th public ind p rin tesKtors as it did 20 jrwrs ago____________________ 1 2 J
Givtn higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there is less need for designatedleaden than there was 20 yean ago_______________I 2 3
The abilities for private sector leaden 20 yean ago were fundamentally the same as those for public sector leaden
If you responded 12 or 3 (ie ldquodisagree) to question 7c What is the key difference
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
127
I
N o w th in k in g 2 0 y e a r s f r o m to d a y p le a s e r a te th e d e g r e e to w h ic h y o u a g r e e o r d i s a g r e e w i th e a c h o f t h e fo l lo w in g s t a te m e n ts u s i n g a 7 -p o in t s c a le w h e r e 1 m e a n s y o u s t r o n g l y d i s a g r e e 7 m e a n s y o u s t r o n g l y a g r e e a n d th e m id - p o in t 4 m e a n s y o u n e i t h e r a g r e e n o r d i s a g r e e
SimdashlaquoT WitmOnmdashii SimdashcirOnican Hoamdashn poundlaquoii
1I think that socitty will halaquoc the same need for designated leaders in the public and private sectors20 years from now as it does to d ay --------------------- 1 2 3 4 5
Given higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there will be less need fordesignated leaden 20 yean from now than there istoday---------------------------------------------------------- 1 2 3 4 5
The abilities required for private sector leaders 20 years from now will be fundamentally the sameas those for public sector leaden_________________ 1 2 3 4 5
If you responded 12 or 3 (ie disagree) to question 8c What is the key differencersquo
9a In y o u r o p in io n is t h e choice o f a b i l i t i e s fo r le a d e r s i n d ic a t iv e o f a t r e n d to w a r d s g e n e r a l i s t s o r t o w a r d s s p e c ia l i s t s P le a s e r a te y o u r r e s p o n s e o n a 7 -p o in t s c a le w h e r e I m e a n s a t r e n d to w a r d s g e n e r a l i s t s 7 m e a n s a t r e n d to w a r d s s p e c ia l i s t s a n d 4 m e a n s n o t r e n d
Towuos Mo Towmdash 1Cmdash M usn Tk m s n c u u in
n Imdash I I4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
128
In y o u r o p in io n to w h a t e x te n t w il l th e f o l lo w in g f a c to r s in f lu e n c e th e a b i l i t ie s r e q u i r e d fo r le a d e r s 20 y e a r s f ro m n o w Please rate your response on a scale from J not at all to 7 a great deal where the mid-point 4 is somewhat
teoAcirciDtAL
a
b
c
de
Globalization
Ttdinologr mdash
Downsizingmdash
Onronity (raw gender culture etc) _
Otber (please specify)____________
10
a
b
W h ic h b e s t d e s c r ib e s th e s ty le o f l e a d e r s h ip
ConnauioioeMmuwKMKHooaoni
1-----120 years ago
20 years from now
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
129
B B a c k g r o u n dC h a r a c t e r is t ic s
N o w w e h a v e a f e w f i n a l q u e s t i o n s f o r s t a t i s t i c a l p u r p o s e s o n ly
II In w h a t y e a r w e re y o u b o m
h raquo I I I
12 W h a t is y o u r g e n d e r
(lilt
1 3 W h a t s e c to r d o y o u r w o r k in
Public Sectorfedrral--------------------------------------ProTincialitmtarial- Mumiopal--------------Private SectorHanufacturing------H i-W __________Financial Semices___EnwrtainmrntMriia Tsuriun___________Oihrr (pllaquoaw sptcify) _ Voluntary SectorHealth_____________Social SemceuOther (please specifj)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
130
14 H o w m a n y e m p lo y e e s w o r k in y o u r o r g a n iz a t io n
Under 1 0 0 1Between 100 and 3 0 0 2Between 301 and 5 0 0 3Over 500 ^
15 H o w lo n g h a v e y o u b e e n m a l e a d e r s h ip p o s i t io n
I I I Tdub
16 W h a t is th e h ig h e s t le v e l o f s c h o o l in g t h a t y o u h a v e c o m p le te d
Publictlttnenuiy school or less (grade 1-8)-------------------------------------------- ISome high schoolGraduated from high school (grade 12-13)Vocationaltechnical college or CEGEP------Trade certification____________________Some university_____________________Bachelorrsquos degree-------------------------------Professional certification Graduate degree----------
17 H o w lo n g h a v e y o u b e e n in y o u r p r e s e n t o r g a n iz a t io n
Under 3 years 3-S years------6-10 years___11-20 years__Over 20 years
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
131
18 H o w lo n g h a v e y o u b e e n a m e m b e r o f th e w o rk fo rc e
Under 5 yean 5-10 yean___11-20 yean__21-30 yean__Over 30 yean-
1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
SELECTED BIBLIOGRAPHY
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Andersen Consulting Change managem ent - thought leadership - the evolving role o j executive leadership Retrieved October 5 1999 from the World Wide Web htttpwwwaccomserviceschangechan_tI_evoIrole6htmI
Applegate LM amp Elam JJ (1992 December) New information systems leaders A change role in a changing world T5 Quarterly 16A) 469-491
Arnold WE VlcCroskey JC amp Prichard SVO (1967) The Likert-type scaleiodity Speech 15 3 1 -33
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Attwell P amp Rule J ( 1984) Computing and organization What we know and what we don t know Communication o f the JCT 27 1184-1192
Baker JK (1995) Leadership 101 Indianapolis Guild Press o f Indiana
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1J J
Bartosh B (1995 Winter) Adventures in downsizing A case study Information Strategy The Executive Journal I (2) 47
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Bennis W ( 1998 Februan ) Rethinking leadership E xecutive Excellence 15(2)7 - 8
Bennis W amp Nanus B ( 1985) Leaders S tra teg ies fo r taking charge New ork Marper amp Row
Betcherman G M cM ullen K amp Davidman K (1998) Training fo r the new economy Ottawa Renoul
Blake RR amp M outon JS (1985) The m anagerial g r id III Houston TX G ulfPublishing
Boberg A L amp Morris-Khoo SA (1992 A pril-M ay) T he Delphi method A review o f m ethodology and an application in the evaluation o f a higher education program Canadian Journal o f Program Evaluation Revue canadienne d evaluation de program me 7(1) 27-39
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Bourgon J ( 1998) Fifth annual report to the Prim e M in ister on the public service of Canada Ottawa Government o f Canada
Boyatzis RE ( 1982) The competent m anager- A m odel f o r effective perform ance New York John Wiley amp Sons
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134
Boyd HW amp Westfall R (1972) M arketing research (3rd ed) Homewood Ill Richard D Irwin
Briscoe J amp Hall D (1999 Autumn) An alternative approach and new guidelines for practice O rganizaiional Dynamics 2S(2) 37
Brooks SS (1995 June) Managing a horizontal revolution M agazine40(6) 52
Brosnahan J ( 1996 June) Nurturing leaders Princeton Harkness Fellow
Brown MM amp Brudney JL ( 1998 Septem ber) Public sector information technology initiatives Administration amp Society 30(4) 421-443
Byham W (1999 Februarv) Grooming next millennium leaders HR M agazine46-50
Cam pbell R Sessa V amp Taylor J (1995) Choosing top leaders Learning to do better Issues amp Observations 75(4) 1-5
Canadian Centre for Management Development Accelerated Executive De elopm ent Program (1996) Ottawa Government o f Canada
Canadian Centre for Management Development (2000) The learning-centred public service Leadership at every level Ottawa Government o f Canada
Carr NG ( 1999 May-June) Being virtual Character and the new economyIlarvard Business Review 7(3) 181
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Chesbrough H amp Teece D (1996 Januarv-February) When is virtual virtuous H arvard Business Review 65-73
Coates J amp Jarratt J (1992 July) Exploring the future A 200-year record of expanding com petence Annals o f the American A cadem y o f Political a n d Social Sciences 522 12
Co I de way AE ( 1989) Using basic statistics in the behavioral sciences Scarborough Prentice-Hall
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135
Corporate Leadership Council (1999 October) International competencies li orpurcite Leadership Cuuncil Fuel Brief) London Corporate Leadership Council
Covey S ( 1992) Principle-centered leadership London Simon amp Schuster
Covey S (1994 December) Veursquo wine old bottles Executive Excellence 12
Cox T Jr (1995) Cultural diversity in organizations theory research amp practice San Francisco Berretl-Koehler
Critten P ( 1993) Investing in people towards corporate capabilityrsquo Oxford Butteruorth-Heinem ann
CyberAtlas The Web M arketers Guide to Online Facts (2000a) Consumables Market Takes Larger Scale o f E-Commerce Retrieved April 24 2000 from the World Wide Web httpcyberatlasintemetcombig_picturedemographicsarticle013235931_273531 OOhtml
CyberAtlas The Web Marketers Guide to Online Facts (2000b) Wireless Portal I sers Growing in Fumber Retrieved April 24 2000 from the World Wide WebImp cyberatlasinternetcombig_picturedemographicsarticle(gt1323593 1_309191OOhtml
Dalton GW Thompson PH amp Price RL (1977 Summer) The four stages o f professional careers Organizational Dynamics 19-42
Davis S amp Meyer C (1998) Blur Reading Addison-W esley
Deavers KL Lyons M R amp Hattiangadi AU (1999) A century o f p rogress a century of change Washington DC Employment Policy Foundation
Denneh- RF ( 1999 March) The executive as storvteller Management Review40-43
De Pree M (1992) Leadership jazz New York Dell Publishing
De Pree M (1989) Leadership is an art New York Dell Publishing
Dess G G amp Picken JC (2000) Changing roles Leadership in the 2T centurxOrganizational Dynamics 28(3) 181
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136
Diaz EJO (1999) Identifying knowledge skills and abilities (KSA sj required hv human resources managers to fa ce twenty-first-century challenges The case o f I cnezuela Ann Arbor UMI Company
Donnelly RG amp Kezbom DS (1994 M ay) Overcoming the responsibiliiy- auihority gap An investigation o f effective project team leadership for a new decade Cost Engineering 365) 33-41
Dror Y (1997) Delta-type senior civil service for the 21 century International Review o f Administrative Sciences 63 7-23
Drucker P (1967) The effective executive New York Harper amp Row
Druckcr P ( 1995) Managing in a time o f great change New York Truman 1 alley Books
Drucker P ( 1999 Winter) Knowledge m anagem ent and competition in the consulting industry California M anagement Review 4 (2 ) 79
Dubrin AJ (1995) Leadership research findings practice and skills Boston Houghton M ifflin
Dumaine B amp Faircloth A ( 1995 April 15) D istilled wisdom Buddy can youparadigm Fortune Magazine 131(9) 205
Duncan AM amp Harlacher EL (1991 Spring) The twenty-first century executive leader Community College Review 18(4) 39-48
Edwards A (1957) Techniques o f attitude scale construction New York Appleton Centur^ amp Crofts
Farazmand A (1999 November-December) Globalization and public administration Public Administration Review 59(6) 509-525
Farewell to the pyramid chart (1993 D ecem ber 20) Business (Peek 122
Fiedler F ( 1987) ew approaches to effective leadership New York JohnWiley
Fiedler F (1996 June) Research on leadership selection and training one view o f the future Administrative Science Quarterly 41 241
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
137
Foot DK amp Stoffman D (1996) Boom bust amp echo How to pro fit fro m the coming demographic shift Toronto M acFarlane W alter amp Ross
Fulmer RM amp W agner S (1999 M arch) Lessons from the best Training andDcwdopnient 5 3 0 ) 28-32
Gannon J (2000 Februar) 1) The CIA in the new world order Intelligence challenges through 2015 Remarks made at Cam pus on the Mall Smithsonian Associates W ashington DC
Ghisclli EE (1963 October) M anagerial talent -Imercan Psychologist 18 631-641
Giber DJ Carter LL amp G oldsm ith M (Eds) (2000) Linkage Incs best practices in leadership development handbook Case studies instruments training Jossey-Bass San Francisco
Gilbertson TF (1999) Leadership and teams in the marketing environm ent Journal o f Professional Services Marketing I9 ) 61
Grant L (1994 February 28) New jew el in the crown US News amp W orld Report lt8) 55
Grosser J (1995) Piloting through chaos Sausalito Five Rings Press
Guggenheimer P amp Szulc MD (1998) Understanding leadership competencies United Stales o f America Crisp Publications
Hamel G amp Prahalad CK (1994) Com peting fo r the fu ture Boston Harvard Business School PressMcGraw-Hill
Hargreaves A amp Fullan M (2000 W inter) Mentoring in the new m illennium Theory into Practice 39(1) 50
Hennessey J amp Thomas J (1998 November-December) Reinventing go ernment Does leadership make the difference Public Administration Review 5S6)
Hensey Mel (1992) Collective excellence Building effective teams N ew York American Society o f Civil Engineers
Hesselbein F Goldsmith M Beckhard R amp Schubert RF (Eds) (1998) The community o f the fu ture San Francisco Jossey-Bass
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
138
Hill VIA amp fCeals BW ( 1992) Strategic leadership and restructuring A reciprocal interdependence In RL Phillips amp JG Hunt (Eds) Siraiegic leadership A nmUiorganizadonal-level perspective Westport Quorum
Hodgetts R amp Luthans F (1999 Autumn) Redefining roles and boundaries linking competencies and resources Organizational Dynamics 25(2) 7
Hogan R amp Curphy H J (1994 June) WTiat vve know about leadership American Psychologist 49(6) 493
Hogg R amp Tanis E (1993) Probability and statistical inference (4rsquorsquo ed) New )ork Prentice-Hall
Hooijberg R amp Hunt JG (1997) Leadership complexity and development o f the leaderplex model Journal o f Management 22(3) 375-409
Hyden H (1994 December) From manager to leader Executive Excellence ( 1 2 ) 1 0
Jackson SE amp Associates (1992) Diversity in the workplace New York Guilford Press
Jackson SE Brett JF Sessa VI Cooper DVL Julian JA amp Peyrormin K (1991) Some differences make a difference Individual dissimilarity and group heteroginity as correlates o f recruitment promotion and turnover Journal o f Applied Psychology 75(5) 675-689
Jacobs R amp Rao RM (1995 April 3) The struggle to create an organization tor the 2 r lsquo century Fortune Magazine 131(6) 90
Jacques E amp Clement SD (1991) Executive leadership Cambridge MA Cason Hall amp Co
Jamieson D amp O M ara J (1991) M anaging workjbrce 2000 gaining the diversity advantage San Francisco Jossey-Bass
Johnston WB amp Packer AE (1987) Workforce 2000 Work and workers fo r the 21 century Indianapolis Hudson Institute
Jordan D ( 1998 October) Leadership the state o f the research Parks amp Recreation 55(10) 32
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
139
Kahn RL amp Katz D (1953) Leadership practices in relation to productivity and morale ID Cartwright and A Zander (Eds) Croup dy namics New York Harper amp Row
Kanter R (2000) In W ooldridge A (Ed) (2000 M arch 5) Come back company man New York Times Section 6 p 82 col 1
Kanuk L amp Berenson C (1975) Mail survey response rates literaturerc iew Journal of M arketing Research 12 440 - 453
Kapp KV1 (1997) M easuring (raining competencies using the analytic hierarchy process Ann Arbor UMI Company (University o f Pittsburgh)
Katzenbach J amp Sm ith D (1993 March-April) The discipline o f teams Harvard Business Review I I I
Keen P (1981) Shaping the fu ture Boston Harvard Business School Press
Keen P (1986) Com peting in time Cambridge MA Bellinger
Kelly R ( 1991 ) Com bining follow ership and leadership into partnership Making organizations competitive Enhancing networks and relationships across traditional boundaries San Francisco Bass
Kets de Vries VI (1994) The leadership mystique Academ y o f M anagem entExecutive cV(3)
Kets de Vries M M iller D amp Noel A (1993 January) Understanding the leader-strategy interlace Application o f the strategic relationship interview methodHuman Relations 46( 1 ) 5
Keys G ( 1994) Effective leaders need to be good coaches Personnel Management 26 1 1 ) 52
Kingwell J (1995 October) Why Johnny can t lead Saturday Night 22-27
Koffler A (1998 Vlarch) Digital Europe 1998 Policies technological developm ent and im plem entation o f the emerging information society Innovation The European Journal o f Social Sciences 7 (1) 53-72
Kofodimos J R ( 1989) Why executives lose their balance Greensboro NC Centre for Creative Leadership
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140
Kotter JP (1990) A force fo r change H ow leadership differs from management New York Free Press
Kotter JP (1995) The new rules How to succeed in todays post-corporate world New York Free Press
Kotter JP (1996) Leading change Boston MA Hars ard Business School Press
Kotter JP (1998a March) Cultures and coalitions Executive Excellence 15(3)14-15
Kotter JP (1998b May) 21ldquo century leadership Executive Excellence 15(5) 5
Kouzes JM amp Posner BZ (1995) The leadership challenge San FranciscoJossey-Bass
Larson PE amp Coe A (1998) M anaging change The evolving role o f the commonwealth s top public servants Ottawa Public Policy Forum
Larson P amp Mingie R (1992) Leadership fo r a changing world The Conference Board o f Canada Report 95-92 Ottawa Conference Board o f Canada
Leadership Network (1998) La Releve O ttawa Public Service Commission
Lewin K (1939) Field theory and experim entation in social psychologyConcepts and methods American Journal o f Sociology 44 868-896
Liken R ( 1961 ) Sew patterns o f management New YorkyTorontoLondon MeCJraw Hill
Loeb M (1994) Where leaders come from Fortune Magazine 130(6) 241-242
Lom bardo MM amp Eichinger (1989) Preventing derailment What to do before its too late G reensboro NC Centre for Creative Leadership
Lorine J (1991 June) Managing when there s no middle Canadian Business 64(6) 86
Luck DJ Wales HG amp Taylor DA (1970) M arketing research New York Prentice-Hall
M acLachlan R (1995 March 23) Flatter structures create problems o f their own People Management 1(6) 16
R eproduced with perm ission of the copyright owner Further reproduction prohibited without perm ission
141
Maslow A Kaplan AR Stephens DC amp Hell G (1998) M aslow on numagemeni New York John Wiley amp Sons
Maxwell JC (1999) The 21 indispensable qualities o f a leader Nashville Thom as Nelson
McCauley CD Moxley RS amp Van Velsor E (Eds) (1998) The center fo r creative leadership handbook o f leadership development Jossey-Bass San Francisco
McClelland D amp Burnham D (1995 January-February ) Power is the great motivator Harvard Business Review 54 (2) 100-110
McClelland D C (1973 January) Testing for competence rater than for neVgerce American Psychologist 28 1-14
McDaniel SW amp Rao CP (1980) The effect o f monetargt inducem ent on mailed questionnaire response rate and quality Journal o f Marketing Research H 265 -208
McFarland LJ Senn LE amp Childress JR (1994) 2T century leadership Dialogues with 100 lop leaders Los Angeles Leadership Press
McGoon C (1994 May) After downsizing then what 4BC Communications W orld (5 ) 16-19
McGregor D (1960) Human side o f enterprise Tokyo M cGraw-Hill Kogakusha
VIcLagan P ( 1997 May) Competencies The next generation Training and Development 5 (5 ) 40
Meisel SI amp Fearon DS (1999 April) The new leadership construct Wliat happens when a flat organization builds a tall tower Journal o f M anagement Education 25(2) 180
Miles J ( 1999) The La Releve com petencies - a fresh look Ottawa Government o f Canada Public Service Commission
Miles J (2000 February) Developing and implementing senior management and leadership competency profiles and tools Ottawa Government o f Canada Public Service Commission
Miller FA (1998 Summer) Strategic cultural change The tools to achieving high performance and inclusion Public Personnel Management 27(2) 151-162
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
142
Morris B amp Tarpiey N (2000 February 21) So you re a player Do you need a coach Fortune Magazine - (4 ) 144
Morrison AM (1992) The new leaders G uidelines on leadership diversity in America San Francisco Jossey-Bass
Nadler D amp Tushman M (1999 Summer) The organization o f the future Strategic imperatives and core competencies for the 2T century Organizational Dynamics 2ltV( 1 ) 45
Nanus B ( 1992) I isionary leadership Creating a com pelling sense o f direction tor your organization San Francisco Jossey-Bass
Noer D ( 1993) H ealing the wounds Overcoming the traum a o f layoffs and revitalizing downsized organizations San Francisco Jossey-Bass
Nua Internet Sur eys ( 1999a) How many online worldwide Graphs and charts comparisoiupredictions Hua Analysis Retrieved April 24 2000 from the World Wide Web http7wwwnuaiesureysanalysisgraphs_chartscom parisons hou_m any_onlinehtm l
Nua Internet Surveys ( 1999b) Internet generated revenue 1996-2002 Graphs amp charts - comparisonspredictions Nua Analysis Retrieved April 24 2000 from the World Wide Web httpvAvwnuaiesureysanalysisgraphs_chartscomparisons loial_revenue_generatcd_2002html
O Connor W (1999 July 1) The workplace o f the new millennium Vital Speeches o f the Day 45(18) 561
Oli er E amp Sealy J ( 1999) Using power and influence to change the gam e or the rules of the game Retrieved November 4 1999 from the World Wide Web hup vwwkpmgcoukkpm guLwervicesmanageebookpowerindewhtml
Olson MS (1999 March) Giving voice to leadership Association Management 5 (3 ) 14
Opstal D Van (1998-1999 Winter) The new com petitive landscape Issues in Science amp Technology^ 15(2) 47-55
Organization for Economic Coordination and D evelopm ent (OECD) (1999 August 12) Beyond training Developing and nurturing leaders fo r the public sector (Publication no 80532) (97)139 Paris OECD
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
143
Ostroff F (1995 April 3) Is a horizontal organization for you Fortune Magazine 73(6) 90
Pellet J (1999 March) Leadership challenges for the third millennium C h ie f Lxcciitive 142 24-29
Peters T (1987) Thriving on chaos New York Harper amp Row
Peters T (1997) The circle o f innovation London Hodder amp Stoughton
Pettigrew PS (1999) The new politics o f confidence Toronto Stoddart
Pinchot G amp E ( 1996) The intelligent organization San Francisco Berrett- Koehler
Pilurro M (1999 March) What are you doing about the new global realities Management Review AV(3) 17-23
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Richards A (1999 March) Focused drive Fxecutive Excellence 9-10
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144
Richards D amp Engel S (1994) After the vision Suggestions to corporate visionaries and vision champions In JD Adams (Ed) Transforming leadership From vision to results Alexandria Miles R iver Press
Richman LS ( 1990 January 29) Lets change the immigration law - now iurtiine Magazine 12
R iihin J (1995) The end oj work New York GP Putnam amp Sons
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Shoch J (2000 March) C ontesting globalization Organized labor NAFTA and the 1997 and 1998 fast-track fights Politics and Society 2ltS(1) 119
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145
Shtogren A (Ed) (1999) Skyhooks fo r leadership A new fram ew ork that brings logether fiv e decades o f thought New York AMACOM
Slivinski L amp Miles J (1997a) The wholistic competency profile A model I^ersonnel P sych o lo g y Centre Government o f Canada Public Service Commission
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Smith AW (1997) Leadership is a living system Learning leaders and organizations Human Systems Management d(4) 277-285
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Stogdill RM (1974) Handbook o f leadership A survey o f theory and research New York Free Press
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Tannenbaum R Weschler IR amp Massarik F (1961) Leadership and Organization New York McGraw-Hill
Thack L amp Heinselman T (1999 March) Executive coaching definedTraining a nd Development 53(3) 34
Thom as RR 1990 March-April) From affirmative action to affirming dix ersity H arvard Business Review 90(2) 107
Tichy NM with Cohen E (1997) The leadership engine New York Harper Collins
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146
Trcasur Board o f Canada Secretariat (1998) Profile o f public service leaders and managers Ottawa G overnm ent o f Canada
Treasurgt- Board o f Canada Secretariat (2000) HR connections Retrieved March 14 2000 from the W orld Wide Web httpwvvwtbs-sctgccaHR CONNEXIONS RHHRX m enu fhtml
Treasuiv- Board o f Canada Secretariat and the Public Service Com m ission (1999) Framework fo r com petency-based management in the pub lic service o f Canada Ottawa Government o f Canada
Twiss B (1992) Vfanaging technological innovation (4rsquo ed) London Pitman Publishing
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Uchitelle L (1998b December 7) Downsizing com es back but the outer is muted Mew York Times Section A p 1 col 1
Ulrich D amp Lake D (1991 Februatv) Organizational capability creating competitive advantage 4cademy o f Management Executive 5(1) 77-92
Vroom VH amp Yetton PW ( 1973) Leadership and decision-makingPittsburgh University o f Pittsburgh
Wall L ( 1998 Septem ber) Making sense o f the global chaos Afanagement Review S7(8) 31
Wall SJ amp W all SR (1995) The new strategists Creating leaders at all levels New York Free Press
W alsh-Minor R ( 1997) n analysis ol management com petencies and their iinplemeniation in selected health care institutions in South Florida Doctoral dissertation Ann Arbor UMI Company (University o f Miami)
Watson SH (2000) Leadership requirements in the 21 century The perceptions o f Canadian priva te sector leaders Unpublished doctoral dissertation Andrews University M ichigan
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
147
Watson W ail Worldwide (1998) Competencies and the competitive edge( Drpurate strategies for creating competitive advantage through people Retrieved 1 cbruargt- 9 2000 from the World Wide Web ht[pw w w w atsonw attcomhomepaae indexasp
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Wheatley MJ (1996) A simpler way San Francisco Berrett-Koehler
W ooldridge A (2000 March 5) Come back company man ew York Times Section 6 p 82 col 1
Wren DA (1994) The evolution o f management thought N ew York Wiley1994
Wunder G C amp Wynn GW (1988) The effects o f address personalisation on mailed questionnaires response rate time and quality Journal o f the M arket Research Society 30 91-101
Yu J amp C ooper H (1983) A quantitative review o f research design effects on response rates to questionnaires Votrna o f M arketing Research 20 36-44
Zoglio SW (1993) Teams at work 7 keys to success D oylestown PA Tower Hill Press
R eproduced with perm ission of the copyright owner Further reproduction prohibited without perm ission
- Leadership Requirements in the 21st Century the Perceptions of Canadian Public Sector Leaders
-
- Recommended Citation
-
- tmp1443533580pdf8v1nh
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UMI Number 9979881
Copyright 2000 by Dantzer M Ruth
All rights reserved
UMIUMI Microform9979881
Copyright 2000 by Bell amp Howell Information and Learning Company All rights reserved This microform edition is protected against
unauthorized copying under Title 17 United States Code
Bell amp Howell Information and Learning Company 300 North Zeeb Road
PO Box 1346 Ann Arbor Ml 48106-1346
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Q Copyright by M Ruth Dantzer 2000 All R iahts Reserved
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
LEADERSHIP REQUIREM ENTS IN TH E 2 1 ^ CENTURY THE PERCEPTIONS OF C A N A D IA N
PUBLIC SECTOR LEADERS
A dissertation presented in partial fulfillm ent
o f the requirements for the degree D octor o f Philosophy
by
M argaret Ruth Dantzer
APPROVAL BY THE CO M M ITTEE
Chair Shirley A Freed
embenXIames A Tucker
MembecrlCaren R Graham
E x a m in ^ Jacquelyn WarwickX L
o f Education aham PhD
Date A pproved
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT
LE ADERSHIP REQUIREMENTS IN THE 2 1 ^ CENTURY THE PERCEPTIONS OF CANADIAN
PUBLIC SECTOR LEADERS
by
M Ruth Dantzer
Chair Shirlev Freed
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT OF GRADUATE STLTDENT RESEARCH
Dissertation
Andrews University
School o f Education
Title LEADERSHIP REQLTREM ENTS IN THE 21 CENTLTIY THE PERCEPTIONS OF CANADIAN PUBLIC SECTOR LEADERS
Name o f researcher M Ruth D antzer
Name and degree o f faculty chair Shirley Freed PhD
Date completed July 2000
Problem
Since 1995 with the realization that by 2005 m ore than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop competent leaders has become a m atter o f
urgent attention
M ethod
Public sector leaders w ere surveyed by mail-in questionnaires as to their
ratings o f a set o f leadership competencies Analogue research for private sector leaders
conducted by a colleague was incorporated for some analysis A stratified sample o f the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
general public was also surveyed by telephone regarding a subset o f the same
competencies
Results
Public sector leaders perceived a shift in im portance for the following
competencies cosm opolitanworld view vision team w ork ability to learn teaching
skills negotiation interpersonal skills ethics entrepreneurial skills problem solving
initiative and stamina from 20 years ago to the 21 century however they rated
businesstechnical and organizational as decreasing in importance
Public sector leaders identified globalization technology diversity and
downsizing as important influences on the required leadership competencies for the
21 century
Public sector leaders rated problem solving ability to learn initiative
teaching ethics and organizational skills lower than the general population Public
sector leaders rated cosmopolitanworld view as m ore im portant than did the general
population
When public and private sector leadersrsquo data w ere combined public sector
leaders rated significantly larger shifts in importance for vision entrepreneurial skills and
negotiating
Public and private sector leaders ranked the top five competencies o f vision
communication team work cosmopolitanworld view and ability to learn similarly The
general public identified the ability to learn as the top-ranked competency
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future This study
suggests that public sector leaders perceive significant changes are needed in future
leadership competencies
In considering the top five ranked future leadership competencies for the
public sector leaders vision communication teamwork cosmopolitanworld view and
ability to learn a compelling story can be told about future leadership and the emphasis
on future and relational clusters o f competencies for leaders
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
DEDICATION
This work is dedicated with love to my parents Vince and Mary
leaders who taught me all about leadership through their example
Ill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
TABLE OF CONTENTS
LIST OF TABLES i i
A C K N O W L E D G E M E N TS ix
Chapter
I THE P R O B L E M 1
Background o f the Problem 1Statement o f the P ro b le m 5The Canadian Context 6Purpose o f the Study IIResearch Questions 13Collaborative Study 14M ethodology 15LimitationsDelimitations 16
Limitations 16D elim itations 17
Definitions 17Contribution o f the Research 22FundingSponsors23
II LITERATLRE R E V IE W 24
In tro d u c tio n 24Leadership M o d e ls 25
Traitist T h e o r ie s 27Behavioral Theories 28Situational Theories 31C o m p e ten c ie s 32
21 Century F o rc e s 36G lobalization36T echno logy 38D ow nsiz ing 40D iv e rs ity 42
IV
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Preparing for the Future Survey o f Leadersrsquo Perspectiveo f C o m p e ten c y 46Introduction 46Spencer and Spencer A General M o d e l 47Duncan and Harlacher Competencies for an
Educational S e t t in g 48Donnelly and Kezbom Competencies for Project Leaders 50W atson Wyatt Global C o m p e ten c ies 51Diaz Competencies for Human Resources Specialists52
III M E T H O D O L O G Y 54
In tro d u c tio n 54M ethodology 56
Phase 1 Identifying the M ethodology and the Survey Pool 56Quantitative Survey 57
Public Sector Leaders Population 57General Public Sample P o p u la tio n 58
Telephone S u rv e y 62Private Sector Leaders P o p u la tio n 62
Phase 2 Developing the Survey Instrument andReviewing Competencies 64Survey In strum en t 64
Mail-in ldquoPublic Sector Survey rsquo 64Reviewing and Identifying the C om petencies 66
Phase 3 Administering the S u rv ey 67Mail-in Leaders S u rv e y 67Telephone Survey o f a Random Sample o f the
General Population 67Phase 4 Analysing the R esu lts 68
Public Sector Leaders Analysis 68External Drivers Analysis 69Comparison o f Results Between the Public Sector
Leadersrsquo Survey and the General P u b lic 70Comparison o f Results Between the Public Sector
and the Private Sector Leadersrsquo S u rv e y 71Ranking Within G ro u p s 71Ranking Between G roups 72
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i- Risi [ r s 73
Inirodiiction 73Shifi 20 Years Ago to 2 P lsquo Cenlurgt-74External Driver Influence on Competency R equirem ents 76Leader and General Population Perspectives 78Combined Data Public and Private Sector Leaders and
General Population D ifferences81Degree o f S h i f t 82Ranking o f Competencies Within G r o u p s 82
Public Secinr Leaders 84Priate Sector L e a d e rs 84General Population84
Ranking ot L ompetencies Between Groups 87Summarx- of R esu lts 87
V SUMMARY CONCLUSIONS AND RECOMMENDATIONS91
Siimmarv 91Finding 1 92binding 2 92binding 3 93binding 4 93
C o n c lu s io n s 93Future C o m p e ten c ie s 96Relational C om petenc ies 99Intellectual Competencies 100Personal Competencies 101Managerial Competencies 102Leadership D evelopm ent 102
Recommendations 103
ppeniii
1 LEADERSHIP COMPETENCIES FOR ADMS AND SENIOREXECUTIVES CORRESPONDENCE WITH OTHER O R G A N IZ A T IO N S 104
2 LEADERSHIP COMPETENCIES FOR ADMS AND SENIORE X E C U T IV E S106
EXAMPLES OF PUBLIC AND PRIVATE SECTOR PROFILES 112
-t O U E S T IO N N A IR E 119
SELECTED BIBLIOGRYPHY 132
VI
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LIST OF TABLES
1 Comparison o f Com petency Profile 49
2 Sample Size and Selection Criteria for the Public Sector L e a d e rs 59
3 Response Rate for the 1999 Survey Among the Various Sectors in thePublic Sector Target P o p u la tio n 59
4 Response History o f the Rethinking Governm ent National Survey forthe Public Sector Target S a m p le 60
5 Gender Distribution o f Public Sector L e a d e rs 60
6 Age Distribution o f Public Sector Leaders (=227) 61
7 Educational Achievement o f Public Sector Leaders ( = 2 2 7 ) 61
8 Gender o f General Population Telephone Survey (= 1503) 63
9 Age Breakdown o f the General Population Sample (= 1 4 9 9 ) 63
10 Sample Stratified by Region (= 1503) 65
11 Response by Number o f Employees (=121) 65
12 Response History o f the Rethinking G overnm ent National Suivey 66
13 Means and Standard Deviations o f the Ratings by Public Sector Leaderso f Leadership Competency Requirements 20 Years Ago andin the 2 r lsquo Century 75
14 Significance o f Shift Degrees o f Freedom t Values and Probabilitieso f the Ratings by Public Sector Leaders o f Past and Future Leadership Com petency R eq u irem en ts 77
VII
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Means Standard Deviations and Percentages o f the Ratings byPublic Sector Leaders o f the Influence o f External Driverson Leadership Competency Requirements for the 2D Centurv78
1 (( Means and Standard Deviations o f the Ratings by Public Sector Leadersand the General Population o f Leadership Competency Requirements for the 2D C e n tu r y 80
1 Mean Differences and Standard Deviations o f the Shift in Ratings byPublic Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements 83
I X Public Sector Leadersrsquo Ranking o f Leadership Competency Requirementsh Mean Ratings With Standard Deviations and Confidence Intervals 85
I P Pri ate Sector Leadersrsquo Ranking o f Leadership Competency Requirementsby Mean Ratings With Standard Deviations and Confidence Intervals 86
20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals 88
- Ranking o f I cadership Lrsquoompetenc) R equirem ents 89
22 Leadership C ompetencies Grouped in C lu s te r s 95
V l l l
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ACKNOW LEDGEM ENTS
Completing this research would not have been possible without the direct intervention o f a community o f friends and associates throughout the development implementation and completion of this document Along with thanking the dissertation committee for their time and input 1 would like to gratefully acknowledge the following
Shirlev Freed my advisor dissertation committee chair and fellow Canadian whose invaluable perspective and practical suggestions ensured that this project came to fruition mdash even from a distance of 1200 kilometres
Sarny Watson the better half o f my learning group and dearest friend who first suggested that we should embark on this learning journey and whose constant encouragement and belief that we could finish made it a reality 1 have been blessed to find in Samy a mentor a champion and above all else a kindred spirit in whom 1 tmst
1 he Canadian Centre for Management Development and its President Jocelyne Bourgon u ho supported this research from its inception As a leader Jocelynes vision for the renewal o f the Public Service of Canada was instrumental in defining this research
Jennifer Miles who was a constant reminder o f how selfless academics are with their time whose competencies go well beyond the statistics and leadership models she coached me through and Alex Himelfarb who was always willing to contribute his insightful perspectives
Lena Tobin who patiently devoted countless hours o f her own time single-handedly ensuring that ev ery page o f this document met the rigorous standards set by the university and whose heroic effort and constant attention to managing my time enabled me to survive trying to complete a research project at the same time as working full time
Linda St Amour for her constant words o f encouragement and for being there when Samy was not and for my staff who never missed a chance to help me out
EKOS Research Associates Inc especially Frank Graves who from the outset supported this project and his s taff Christian Boucher and Manon Desgroseilliers whose patience never seemed to run out
1 inallv a long list o f individuals who gave o f their time either debating with me on a particular aspect o f the work reading an initial draft or providing abundant hospitality in the form o f dinners and conversation after a long day Each o f them contributed to my learning
ix
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CHAPTER 1
THE PROBLEM
Background of the Problem
In considering leadership into the 2T century there is increasing
acknowledgment that the traditional concept o f leadership and the competencies which
leaders will require to be effective will be different from what they are today (Abramson
1996 Byham 1999 Dess amp Picken 2000 Diaz 1999 Donnelly amp Kezbom 1994
Hennessey amp Thomas 1998 Jacobs amp Rao 1995 Kotter 1990 1996 Nadler amp
Tushman 1999 Nanus 1992 Rifkin 1995) Many authors business writers and
students o f leadership point to the increasingly complex nature o f the issues and
environment with which leaders o f the future will have to contend to be effective
(Applegate amp Elam 1992 Arredondo 1996 Brooks 1995 Farazmand 1999 Gannon
2000 Grosser 1995 Jackson amp Associates 1992 Jamieson amp O M ara 1991 Koffler
1998 Lorine 1991 Ostroff 1995 Peters 1997)
Leadership in the 21 century will be influenced by external drivers such as
globalization (Farazmand 1999 Pettigrew 1999) technology (Brown amp Brudney 1998
Rifkin 1995) do wnsizing (Abbasi amp Hollman 1998 Bartosh 1995) and diversity
(Arredondo 1996 Jamieson amp O M ara 1991 Jackson amp Associates 1992)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Organizations need a sense o f how these external drivers will change the requirements for
leadership This knowledge will enable organizations to design developmental program s
that will enhance the skill sets that are relevant for future leadership Without a sense o f
how these external drivers are affecting the requirements for leadership competencies
there is the potential for organizations to develop training program s that promote skill
sets in their leadership cadre which are best suited to another era and not relevant for the
future environment (Diaz 1999 Sherman 1997 W atson W yatt 1998)
The increasingly complex nature o f the issues both in the public and private
sector may be traced to the external drivers specifically globalization technology
diversity and downsizing which have had an immense effect on management in the
recent past and will continue to influence management and leadership into the 21rdquo century
(Diaz 1999) Therefore conceptually it will be important to understand the perceived
impact o f the individual external drivers as well as their combined influence
The effects o f globalization are widely recognized by many leading authors
(Farazmand 1999 Kotter 1998b Porter 1998 Reich 1992 Senge 1997a Shoch
2000) In general the notion o f globalization refers to the conceptual breaking down o f
traditional barriers with the attendant increase in access to transnational ideas and models
Pettigrew (1999) notes that globalization truly became a reality in the mid-1980s when
the major stock exchanges in the world became linked and it becam e possible to trade
stocks and bonds around the clock With globalization com es the threat o f more hazards
and more opportunities (K otter 1998b) One such hazard w as the economic impact o f
the so-called Asian flu in which one countryrsquos economic crisis was felt around the world
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3
A second external driver which is likely to influence the job o f leadership into
the 21 St century is technology specifically the increased access to information both in
terms o f quantity but as importantly in terms o f decreased costs to access (Attwell amp
Rule 1984 Celeste 1996 Koffler 1998 Rifkin 1995 Twiss 1992) While access to
increased technology is not a new factor in leadership the speed at which technology is
evolving to provide more access and development opportunities is unparalleled (Rifkin
1995)
The 1980s trend toward downsizing was initially a cost-saving measure but
increasingly became an opportunity to enhance partnership and cooperative models with a
clear goal o f improving efficiency (Abbasi amp Hollman 1998 Bartosh 1995 M cGoon
1994 Noer 1993) As an external driver downsizing in many companies had the effect
o f accelerating the demand for different leadership skills (Lorine 1991)
Finally authors have reported on the growing need for diversity including age
gender and cultural perspectives as an external driver which will affect the way in which
leadership is viewed (Jackson et al 1991 Jackson amp Associates 1992 Johnston amp
Packer 1987 Thomas 1990) According to Bennis (1998) the world in which an
individual leader however gifted however tireless can save the enterprise single-
handedly no longer exists
It is difficult to isolate the effects o f the individual external drivers on
leadership Instead it may be more appropriate to think o f globalization as being made
possible because o f the increased access to technology or the fact that downsizing acted
as a catalyst for increased acceptance o f technological advances It is the interaction
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between the external drivers and the manner in which they move together the synergy
that is created and the speed at which the change is occurring which will mark the
2 r lsquo century
While none o f these individual themes is new taken together globalization
technology diversity and downsizing will have a dramatic impact on the leadership
competencies required for future leaders As recently as August 1999 the Organization
for Economic Coordination and Development (OECD) stated
Many observers have written about the likely shape o f organizations in the future and how they will be flatter or less layered than is now the norm This delayering o f public sector organizations will create the need for m ore leadership skills throughout the organization The rapid advance o f the Internet and electronic com m erce will only accelerate this trend as they break down the barriers to inform ation flow between and within governments Consequently leadership developm ent will have to become a priority o f public sector senior executives It can no longer be an optional activity o f top executives In both the public and private sectors there is widespread recognition that leadership is a key ingredient in the recipe for creating effective responsive and value creating organizations (p 97)
The OECD also said Cultural and linguistic diversity is important in the developm ent of
global electronic commerce (p 97) In addition to the OECD other authors have noted
the importance o f these trends and the view that given these trends leadership in the
future will require additional competencies such as collaboration team building
visioning and entrepreneurship (Bennis 1998 Kotter 1998b Nanus 1992 Peters 1997
Renesch 1992 Schrage 1995 Senge 1997b Sexton 1994 Wall amp Wall 1995
Zoglio 1993) While the perceptions o f academics and business writers inform theories
regarding leadership competencies a more direct source o f information may be the
perception o f actual leaders Because leaders actually experience the impact o f the
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5
external drivers on their organizations they could be in the best position to define their
vision and goals for the future and the process required to achieve them
It is important to understand how these forces are shaping leadership in both
the public and private sectors in order to ensure that the selection and development o f
leaders is consistent with the competencies that organizations will demand to remain
competitive in the coming decades (Diaz 1999 Hesselbein Goldsmith Beckhard amp
Schubert 1998 and Renesch 1992) Edward Lawler o f the leadership program at the
University o f Southern Californias business school captures this issue noting that ldquoIBM
invested the most money o f any organization in developing executive talent but they
taught people about a world that doesn t exist any more They shrank their gene pool
down to people who were very good at managing for the 1970s-so when the 1990s
arrived IBM had lots o f people who w ere very good at the w rong time (cited in
Sherman 1997 p 90) Unlike IBM in the 1970s leaders are seeking to understand the
external pressures as they shape the w ork o f their organizations (Farazmand 1999 Hamel
amp Prahalad 1994 Jacobs amp Rao 1995)
Statement of the Problem
In a rapidly changing environment requirements for leadership also change
rapidly Yet how are the new requirements discovered articulated and developed An
important factor for accurate prediction is not only knowing which external drivers will
affect an organization but understanding how requirements change over time This
requires historical information WTtat were the requirements in the past and how have
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6
they changed over time Is it possible to track changes to discover emerging
requirements for leaders
The com petency literature includes many studies o f current leadership
competencies as well as both the hypotheses o f researchers and surveys o f leaders
inquiring about their views on future leadership com petencies (Coates amp Jarratt 1992
Corporate Leadership Council 1999 Dess amp Picken 2000 Diaz 1999 Dror 1997
Duncan amp Harlacher 1991 Kotter 1990 1996 Kouzes amp Posner 1995 M cLagan 1997
Miles 1999 Quinn 1990 Sandwith 1993 Scholtes 1999 Slivinski amp Miles 1997a
Walsh-Minor 1997) H ow ever the literature is lacking any surveys o f leaders inquiring
about their perceptions about how leadership competencies will shift from the present to
the future These perceptions are important as they will play a key role in determining
organizationsrsquo recruitment and selection criteria and their training and development
efforts In turn these human resource processes will be influential for future
organizational performance
The Canadian Context
Since 1995 w ith the realization that by 2005 more than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop com petent leaders has become a m atter o f
urgent attention It is im portant to note that in Canada the federal public service is a
professional cadre which is prom oted on the basis o f merit through competitive
processes These professionals do not change with the election o f new political leaders
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7
As a professional non-partisan public service the Canadian Public Service is expected to
provide unbiased advice to the government on all matters related to the priorities o f the
government The executive ranks o f Canadian Public Service are structured as follows
1 The Clerk o f the Privy Council is the head o f the Public Service The
Clerk is appointed by the Prime Minister o f Canada by an Order in Council
2 D eputy Ministers are appointed by the Prime Minister by Orders in
Council There are two levels o f Deputy Ministers including an Associate Deputy
Minister and a Deputy Minister (who normally is a deputy head in that he or she is in
charge o f a government department such as Finance Industry or Agriculture) While all
departments have a deputy head not all departments have an Associate Deputy Minister
The decision as to which department is allocated an Associate Deputy M inister is the
Prime M inisters on the advice o f the Clerk o f the Privy Council in hisher capacity as
head o f the Public Service In the Canadian system by tradition this rank is permanent
regardless o f which political party is governing
3 Assistant Deputy Minister is the top non-appointed rank o f the federal
public service In the Canadian system this rank is permanent regardless o f which
political party is governing It is the top executive category within the public service
In 1998 in acknowledging the urgent need to develop and train leaders to
meet the expected leadership shortage the Clerk o f the Privy Council as head o f the
Canadian Public Service expressed the vision for public sector leadership (Bourgon
1998) which spoke to a renewed leadership cadre The Public Service Commission (the
agency legislatively responsible for recruitment and promotion based on merit for the
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8
federal public service) through a process o f research and validation identified
competencies to be used as the basis for selection to the senior executive ranks o f the
federal public service (Treasury Board o f Canada Secretariat amp the Public Service
Commission 1999)
This research was undertaken under the auspices o f the Canadian Centre for
M anagement Development as the entity responsible in Canada for the training o f
managers at all levels o f the Canadian federal public service It is expected that this
research will inform the debate regarding the training required to prepare the federal
public service for the future Because o f increased partnership and co-operation between
the public and private sector this research also examined the perception o f private sector
organizations In this regard human resource management models are becoming
increasingly similar for both the public and private sector as may be evidenced by
common employment equity and diversity considerations
In examining the perceptions o f current Canadian leaders with respect to the
required competencies for leaders in the future the researcher initially examined how an
understanding o f leadership has evolved from a static trait-based approach (Stogdill
1974) to a more fluid competency model (Boyatzis 1982 McClelland 1973 Spencer amp
Spencer 1993)
The 15 leadership competencies which were used for this research are taken
from various sources The Canadian federal public service has developed a leadership
com petency profile comprised o f 14 competencies (Public Service Commission 1997)
In order to keep the number o f competencies to a reasonable number researchers
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9
consulted with the developers o f the Leadership competency profile to determine which if
any o f the competencies could be removed The developers suggested that personality
and self-confidence could be removed from the list because ( 1 ) they are reflected to some
degree in several o f the o ther competencies and (2) they are considered to be personal
internal characteristics that relate more to an individualrsquos ease in a leadership role as
opposed to com petencies that would be assessed or developed in any formal corporate
program In total 12 o f the 15 leadership competencies rated in the current study were
taken from the Canadian public service profile Businesstechnical knowledge was added
to be reflective o f the private sector (Diaz 1999 Donnelly amp Kezbom 1994) and because
o f feedback by scientific groups within the federal public service that the existing generic
competencies did not measure specific areas o f knowledge Teaching was added to be
reflective o f the literature in which authors are citing the need to develop learning
organizations (Senge 1990b 1994 1997b Smith 1997Tichy 1997) with coaching and
mentoring values and competencies (Hargreaves amp Fullan 2000 Keys 1994 Morris amp
Tarpley 2000) Finally cosm opolitanworld view came from the business literature
(Gannon 2000 Larson amp Mingie 1992 Piturro 1999) which indicates the need for
leaders to have a global aw areness to be able to succeed in a globalized economy
The researcher did verify that the Canadian public servicersquos 14 leadership
competencies w ere basically consistent with other organizations both public and private
(Appendix I) The set o f competencies used for this research w as compared to those
identified by the United Kingdom and the American federal public service New Zealand
and Australia and found to be generally consistent In addition similarities in leadership
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
10
requirements were identified for large private sector companies such as the Scotia Bank
o f Canada Sun Life Insurance General M otors and Canadian National (Miles 1999)
Recognizing that leadership requirements constantly change as a result o f
environmental drivers the researcher sought to understand the current environmental
drivers that are impacting the way that current leaders may be considering future
leadership competencies The literature review provides for a synopsis o f the academic
perspective on the effects o f globalization technology downsizing and diversity I f a
case can be made that the environmental drivers are significant one could expect that the
leadership competencies required to operate effectively in this new environment should
also evolve Current leaders both in the public and the private sector who are closest to
these environmental changes may be best positioned to predict how the environment will
modify the required leadership competencies into the 21ldquo century
Leadership competencies which are important in today s context are reported
in Diazs Venezuela study (Diaz 1999) and in the W atson Wyatt Executive Report
(W atson Wyatt 1998) The Leadership Competencies Profile for Assistant Deputy
Ministers and Senior Executives identifies current requirements for the Canadian Public
Service (Appendix 2) This study focused on leaders perceptions o f past and future
leadership competencies rather than perceptions o f the competencies required for the
present This allowed the researcher to understand how current external drivers are
affecting the design and application o f future leadership competencies Leaders
experience o f current external drivers allows them to make predictions o f w hat future
competencies will be and how best to design development courses to develop these
skills
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Il
Purpose o f the Study
Surveys to identify competencies have been done in particular sectors (eg
Diaz 1999 Donnelly amp Kezbom 1994 Duncan amp Harlacher 1991) Surveys to identify
skills and competencies for specific job functions are undertaken by firms such as
Hay McBer KPMG and Saville and Holdsworth To date no survey has been
undertaken that would attempt to determine if current Canadian leaders have a consensus
o f views with respect to the shift in leadership competencies required to be effective in
the 21rdquo centurv By examining the perception o f current leaders who are most apt to
have experienced the effects o f external drivers on how they lead it may be possible to
predict future shifts in the required leadership competencies for the 21 rdquo century This
information while based on perceptions will provide the baseline data important for
charting the direction for the leadership training required to ensure effectiveness in the
coming years
In addition this study explored the similarities or the differences between the
perceptions o f leaders and the perceptions o f the general public with respect to the
required leadership competencies for the future This issue is significant By comparing
the perceptions o f the required leadership competencies for the 21rdquo century from both the
organizational and the individual perspective it may be possible to determine whether the
perceptions o f leaders were a function o f their organizational perspective or the general
impact o f the external drivers O f interest to the researcher is w hether the external drivers
have affected the perceptions o f individuals outside the leadership cadre Has the
acknowledgment o f the required skills for leaders into the future m oved beyond the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
12
organizational perspective that current leaders would be expected to have to an individual
recognition as denoted by the general public proxy The research focuses on the future
perceptions because the planning and development o f appropriate leadership training will
be future orientated The perceptions o f the general public w ith respect to the future
leadership competencies is o f interest as a practical m atter to the extent that in both the
public and the private sector the support o f the general public either as taxpayers o r as
shareholders is necessary to invest in training and development expenditures Thus to
the extent that there is a shared understanding o f the training challenge there is a greater
chance that development program s will proceed
Finally this study evaluates the differences in the perceptions o f public sector
and private sector leaders with respect to the required leadership competencies for the
21 century Recognizing that the tw o sectors have traditionally had differing strategic
objectives andor organizational values it examines w hether these sectors differ
fundamentally with respect to the general direction that leadership competencies must
move As partnerships and strategic alliances between the various levels o f the public
sector (Canadian Provincial Federal Councils) between public and private sector (eg
Interchange Canada Program) and between international governm ents and companies
(United Nations World Bank O rganization for Economic C o-operation and
Development) become more commonplace the need to explore the differences with
respect to perceptions o f future leadership competencies becom es critical
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
13
Research Questions
This research project responds to the following four research questions
Question I Has there been a shift in public sector leadersrsquo perception as to
the leadership competencies required in the past as compared to the leadership
com petencies required for the 21 century
It was hypothesized that the ratings o f leadership com petencies required will
differ from the past as com pared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following tw o questions guided the data analysis regarding this
hypothesis
Question la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Question Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 centuryrsquo
Qttesiion 2 If there is a shift in perceptions are the external environmental
drivers-globalization technology downsizing and diversity-related to that shift
It was hypothesized that leaders will rate the external drivers as influencing
leadership competency requirements
Question 3 Is there a divergence or convergence o f views between leaders in
the public sector and the general public as to the required leadership competencies in the
21 century
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14
It was hypothesized that leaders ratings o f leadership competencies required
for the 21ldquo century will differ when compared to the general publics ratings o f leadership
competencies required for the 21ldquo century
In addition consensus between groups was tested to determine
Question 4a Is there a consensus o f views between leaders in the public
sector and those i the private sector as to the size o f the shift between 20 years ago and
in the 21ldquo century
It was hypothesized that the public sectors size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
It was hypothesized that each group will perceive some leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Collaborative Study
This paper forms part o f a collaborative research project focusing on the shift
in perceptions o f public sector leaders tow ard the required leadership competencies for
the 21ldquo century At the same time a colleague (W atson 2000) is researching the shift in
perceptions o f private sector leaders tow ard the required leadership competencies for the
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15
21 century In addition to analyzing the shift in perceptions in their respective target
populations each research project then compares its target population results w ith the
perceptions o f a sample o f the general population After fully exploring the results o f
their respective populations the researchers combined their results and therefore a third
area o f research was added to each respective research project that o f comparing the
research associated with the public sector population with the private sector population
It must be noted that in chapter 4 where the two researchers combine their
individual data for the purpose o f comparison between the public sector and the private
sector (research question 3) the analysis is reported in both theses
Methodology
To facilitate the management o f the research this study was delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the competencies
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector (defined as the public sector leadersrsquo survey)
b Comparing the results obtained from the public sector leaders
survey with results obtained from the general public population identifying
any similarities and reviewing any differences
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16
c Comparison o f public sector leaders results with results from
the private sector leadersrsquo survey and general public survey results
The four phases o f the research are explained and detailed in chapter 3 o f this
research
LimitationsDelimitations
Limitations
This research was limited by the following conditions
1 The normal risk associated with mailed survey questionnaires which
includes heavy demand on the respondents time dropout rate o f the participants and
the validity o f the responses
2 The sample for the public sector leadersrsquo population was no t stratified by
age o r by gender
3 The sample for the private sector leadersrsquo population was not stratified by
age o r by gender
4 Data collection methodology differed for groups the leader responses
were collected by mail-in survey whereas the general population responses were
collected through telephone survey
5 W ith respect to the telephone survey inter rater reliability o f the surveyors
evaluated was not adjusted
6 The data used for this research is based on indhidualsrsquo perceptions o f
future requirements
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17
Delimitations
The research was delimited by the following conditions
1 Data were gathered from July 1999 to N ovem ber 1999
2 The telephone survey used for the sample o f the general population could
accommodate 11 leadership competencies
3 The mail survey was limited to senior executives In the public sector this
included only those executives above the Assistant Deputy Minister level at both the
federal and provincial level mayors and senior administers at the municipal level and
elected officials at the federal and provincial levels
4 The mail survey was limited to senior executives In the private sector this
included C hief Executive Officers
5 The descriptions for the leadership com petencies are largely taken from the
descriptions used by the Canadian Public Service Commission (specifically for 12 o f the
15 competencies used in the survey)
6 The terms globalization technology diversity and downsizing were not
operationally defined for the purpose o f the survey therefore leaders could interpret the
terms in their ow n context
Definitions
For the purpose o f this research the following operational definitions were
employed
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18
Elxtenuil Driver Denotes one o f the four external environmental forces which
are said to be characterizing the 21 ldquo century including globalization technology
downsizing and diversity
Leadership Competencies Twelve o f the 15 leadership competencies
assessed in this research w ere taken directly from the com petencies developed by the
Canadian Federal Public Service (Public Service Commission 1997) and are paraphrased
as follows
Ability to Learn (Behavioral Flexibility) People with the ability to adjust
behavior to the demands o f a changing work environment in order to remain productive
through periods o f transition ambiguity or uncertainty They adapt the expression o f
their competencies to different situations and respond quickly to emerging opportunities
and risks They work effectively with a broad range o f situations people and groups
This competency enables ADM s to adapt to the characteristics o f particular situations to
acquire new and more effective behaviors and to discard others as contexts and roles
change It allows them to leam from the behavioral styles o f others to expand their own
repertoire The essence o f this competency is the ability to continuously develop new
ways o f interacting that are more effective in certain situations in order to accomplish
onersquos objectives (Public Service Commission 1997)
Business Technical Knowledge Added to be reflective o f the private sector
(Diaz 1999 Donnelly amp Kezbom 1994)
Communications Skills People who communicate in a compelling and
articulate manner that instills commitment They adapt communication to ensure that
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19
different audiences understand key messages They use a variety o f communications
vehicles to foster open communication within their own organization and across the
Public Service They appreciate the importance o f being a good listener provide
opportunities for others to have input listen for underlying nuances and messages and
convey an understanding o f key points being communicated (Public Service Commission
1997)
Cosmopolitan W orld View From the business literature (Gannon 2000
Larson amp Mingie 1992 Piturro 1999) which indicates the need for leaders to have a
global awareness to be able to succeed in a globalized economy
Entrepreneurial (Creativity) People who respond to challenges with
innovative solutions and policies They dem onstrate a willingness to question
conventional means o f serving the public They use intuition non-linear thinking fresh
perspectives and information from non-traditional fields to generate new and imaginative
ways to succeed They will often address several objectives simultaneously solving
multiple problems at once To prepare for future challenges they enhance their creativity
by continuous learning They build a continuous learning environment in their
organizations by supporting a culture where the cutting edge is highly valued (Public
Service Commission 1997)
Ethics People with ethics treat people fairly and with dignity and are willing
to admit their mistakes even in the face o f adverse consequences They honor their
commitments and consistently strive to act in the public interest by ensuring that the
public trust is not violated Their principles act as an internal compass to guide their
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20
behavior allowing them to consistently uphold the personal social and ethical norms of
the Public Service They protect fairness avoid conflicts o f interest and maintain
political and interpersonal neutrality They pursue proper goals and are resilient in the
face o f distracting external pressures They are known for doing the right thing for the
right reasons and ensure that their actions are aligned with their principles (Public Service
Commission 1997)
Initiative (Action Management) People with the abilitgt to anticipate the
short- and long-term consequences o f their strategies They have courage to propose
courses o f action that others may hesitate to suggest They have the ability to make things
happen and get things done and are known for their ability to accomplish objectives
(Public Service Commission 1997)
Interpersonal People who interact effectively with public and private sector
individuals superiors peers and subordinates in order to advance the w ork o f the Public
Service Their interactions are based on respect and an appreciation that people with
varying backgrounds and viewpoints enrich the organizational environment They have
the ability to deal with difficult and complex interpersonal situations Interpersonal skills
are not social graces they are a means o f achieving important management objectives
(Public Service Commission 1997)
N egotiation (Partnering) People who work to create the policies that support
integrated service delivery and eliminate red tape and bureaucracy in the interest o f the
public good They develop a community o f shared interests with diverse levels o f
government vested interest groups and the non-profit and private sectors They use their
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21
diversity o f experience and knowledge to make the best decisions They share common
goals solve common problems and work hand in hand for the common good not only o f
each partner but o f the Canadian public An essential feature o f this community is that it
functions on the basis o f shared power and responsibility This allows members to avoid
waste inefficiency and duplication o f effort while retaining the identity o f their own
organization (Public Service Commission 1997)
Organizational People who understand the inner workings o f the
government the Public Service and their own organizations in terms of structure
processes and key players They actively develop this awareness in order to effectively
position themselves to achieve strategic objectives This requires acute sensitivity to the
relationships between key players in the organization in addition to both acknowledged
and private agendas They actively seek out opportunities to keep their organizational
awareness comprehensive and current Their organizational awareness comes from a
range o f sources from intuitive perception to factual data (Public Service Commission
1997)
Problem Solving (Cognitive Capacity) People who understand and respond
strategically to the complexities inherent in service to the public They have the ability to
perceive both parallel and divergent issues within various responsibilities and to interpret
key messages and trends They create order out o f chaos and develop long- and
short-term strategies that will prevent as well as solve problems (Public Service
Commission 1997)
Stamina People must sustain high energy levels to greet the ongoing
challenge o f protecting the public interest Their ability to resist stress and remain
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22
energized in the face o f difficult demands and prolonged exposure to stressors often has
an uplifting effect on others (Public Service Commission 1997)
Teaching- Added to be reflective o f the literature in which authors are citing
the need to develop learning organizations (Senge 1990b 1994 1997b Smith 1997
Tichy 1997) with coaching and mentoring values and com petencies (Hargreaves amp
Fullan 2000 Keys 1994 M orris amp Tarpley 2000)
Teamwork People who contribute actively and fully to team projects by
working with other Assistant Deputy Ministers (A D M ) and colleagues collaboratively as
opposed to competitively which includes working tow ards consensual solutions that
enhance the output o f the team ADMs recognize that a diversity o f experience and
knowledge can only enhance the quality o f the team rsquos w ork (Public Service Commission
1997)
I ision People who champion the vision o f the Public Service They have the
ability to describe the future o f service to the public in compelling terms promoting
enthusiasm and commitment from others The leaderrsquos comm itm ent to the vision sends a
message to others that change is a positive endeavor thus creating an atmosphere that
breeds new ideas They foresee potential roadblocks to success and take action to avoid
them (Public Service Commission 1997)
Contribution of the Research
The value o f establishing a reliable research database for this information is
significant especially as trainers seek to train o r hire leaders for the future The Canadian
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23
Public Service has undergone a major downsizing in the last 5 years and the num ber o f
executives required to replace existing executives who are expected to retire in the next
10 years has made training o f future leaders a critical preoccupation
In addition there are exchanges betw een the public and private sectors to
provide their executives with training or recruitment opportunities o r to further expertise
in a specific area Therefore the variation in perceived leadership com petencies between
public and private sector leaders will be important in determining appropriate training
opportunities
FundingSponsors
The Canadian Centre for M anagement Development (CCM D) and Ekos
Research Associates have both agreed to sponsor the research costs (expected to be
S40000 Canadian) because o f the research gap tha t exists CCMD is responsible for
training all managers and executives in the Canadian public service Ekos Research a
private sector firm is involved with public and private sector policy developm ent
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 2
LITERATURE REVIEW
Introduction
This century is characterized by the development o f a global economy the
pace and nature o f technological change downsizing and increasing cultural diversity
(Abbasi amp Hollman 1998 Betcherman McMullen amp Davidman 1998 Foot amp
Stoffman 1996 Hamel amp Prahalad 1994 Jackson amp Associates 1992)
This chapter reviews the key nature o f leadership in a changing world by
discussing two major topics leadership models and 21 -century forces O ur very
understanding o f leadership qualities has evolved from static trait-based approaches to
more fluid competency-based identification as the demands o f leadership have changed
This chapter describes and explains this evolution o f our understanding o f leadership and
discusses possible future developments
There has always been change There have always been leaders Leadership
is and always has been an essential element o f any organized activity Wars politics and
religion all required leadership This thesis argues that changes in the external
environment influence the form o f leadership that is required to deal with the new
challenges presented While there have always been leaders it was the age o f the
24
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25
industrial revolution that introduced the science and role o f leadership in the making or
breaking o f an organization The industrial revolution marked the beginning o f modem
business as the demands o f managing that dramatic change in the economy gave birth to
organizationalmanagement science as we know it (Bass amp Stogdill 1990) Over time
this revolution also introduced new demands on governm ents to regulate the manner in
which these businesses operated and specifically how they utilized human resources
This heralded the institutionalization o f mechanisms to manage the economy such as
central banks labor laws and health and safety regulations Thus inherent and ongoing
tension between government and business emerged in this era Since the industrial
revolution environmental factors including a dram atic increase in the numbers o f
educated people technological breakthroughs the development and implementation of
efficient means o f transportation and communication have accelerated both the speed and
impact o f this change As a result the importance o f leadership has escalated In the
2 Tlsquo century the prevalence and pace o f change will be so acute that it will necessitate a
redefinition o f leadership This chapter discusses models o f leadership and key
environmental factors influencing leaders
Leadership Models
While there is consistency in the understanding o f the actions o f leadership
the diversity in what makes a leader successful in these actions is reflected in the
numerous models described in the research literature (Boyatzis 1982 Fiedler 1987
Ghiselli 1963 Likert 1961 McClelland 1973 M cG regor 1960 Stogdill 1974
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26
Tannenbaum amp Schmidt 1973 Vroom amp Yetton 1973) Leaders are generally
understood to identify a vision design strategies and mobilize w ork to achieve it (H itt amp
Keats 1992 Jacques amp Clement 1991 Richards amp Engel 1994) Leaders also monitor
changes in the internal and external environment to adjust and re-frame the vision andor
the means to achieve it Researchersrsquo models differ in explanations o f the variables that
underlie an individualrsquos ability to carry out these actions These differences reflect not
only which facets o f the individual are o f interest in explaining success but may also
reflect changes in the nature o f organizations For example traditional stable command
and control-based organizations may be best described in term s o f the stable traits
associated with their leaders Organizations where strategies m ust adapt quickly to
changes such as geopolitical events may require shifts in ability sets that are just as fast
and an emphasis on adaptability and creativity in their leaders As previously noted for
the majority o f organizations external factors have been changing rapidly over the past
decades and are bound to change even faster in the future The goal o f many human
resource m anagers today is not only to respond to external factors quickly but to take
advantage o f cues in the environment to predict what will be required and pro-actively
plan for the future (Diaz 1999)
An important factor in accurate prediction is not only knowing probabilities
for future requirements but in understanding how requirem ents change over time This
necessitates a baseline an appreciation o f what was required in the past and how those
requirements were reflected in models for successful leadership These earlier models for
leadership will be considered in term s o f the competencies that w ere the focus for
success
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27
Leadership models can generally be characterized into four groupings
1 Traitist theories also known as the ldquogreat manrdquo theory Traitist theories
which centered on identifying the personal characteristics o f leaders were appropriate for
the post-w ar world in which they were developed Organizations were viewed as
relatively enduring unchanging and predictable Change was perceived to be linear
2 Behaxioral theories an emphasis on how the managerleader should act
Behavioral theorists began viewing leadership as an interaction between leaders and
followers The introduction by behavioralists o f this concept o f relationship was a
valuable addition to leadership models However behavioralists had difficulty predicting
the link between leadership behavior and outcomes
3 Situational theories an emphasis on behavioral flexibility and situational
adaptability As the complexity o f organizations grew in the 1960s situational theories
were developed to reflect the need for different skills in different situations The
situational leadership model was beginning to reflect that the assumptions about
constancy were no longer valid
Competency m odels an attempt to define underlying variables that predict
job performance Competencies are the most recent approach to human resource
management The approach grew from a need to better predict Job performance
Traitist Theories
Early studies on leadership centered largely on the personal characteristics o f
the leader The researcher m ost closely associated with this theory is Ralph Stogdill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
28
(1974) whose w ork spans more than 30 years beginning after the Second W orld War
Stogdill looked at managers from various functional backgrounds including
transportation insurance communications finance and manufacturing and concluded
that traits related to intelligence education responsibility independence and
socioeconomic status were important traits for effective leadership Further studies
demonstrated that some traits were more important than others in determining leadership
EE Ghiselli (1963) in particular noted that supervisory ability the need for occupational
achievement intelligence decisiveness self-assurance and initiative were particularly
important as leadership traits
And while these early studies o f traits advanced our knowledge o f leaders the
general dissatisfaction among some researchers with the traitistrsquos underlying assumption
that leaders are bom and not made encouraged further study which attempted to fill in the
role o f behavior and the environment in defining leadership
Behavioral Theories
At the core o f the behavioral theories is the query as to which leadership
behaviors are im portant to be effective Kurt Lewin and his associatesrsquo research
emphasized three behavioral styles o f leadership including directive democratic and
participatory (Lewin 1939) Further research popularized the importance o f the beliefs
that a manager has about his or her subordinates in determining their leadership style
(M cGregor 1960) In the Theory X and Theory Y model the Theory X manager
commands and tells people what to do because heshe believes their subordinates are lazy
and need to be told w hat to do The Theory Y m anager uses a democratic approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
29
believing that subordinates want more responsibility and are concerned about the
well-being o f the organization
Behavioral researchers identified tw o general behavioral configurations which
could be delineated as task versus socio-em otional (Bales amp Slater 1955) o r production
versus employee orientated (Kahn amp Katz 1953)
Rensis Likert ( 1961 ) further delineated the behavior research by identifying a
continuum o f leadership styles from task orientation to employee orientation which
included four distinct systems including the exploitative-authoritative person the
benevolent-authoritative person the consultative-democratic person and finally the
participative-democratic person
The managerial grid concept (Figure 1 ) which was advanced by Blake and
M outon ( 1985) has become one o f the m ore popular behavioral theories Styles o f
leadership are plotted on a grid with the axis depicting the managerrsquos concern for people
and concern for production While there are up to 81 possible positions on the grid five
leadership styles are overtly delineated
1 (19) Country Club M anagement M anager uses a permissive approach
and is ready to sacrifice production to keep a happy family
2 (11) Impoverished M anagement M anager has little concern for people or
for production
3 (99) Team M anagement M ost effective style o f management leader
expresses concern for people and production and is an advocate o f participative
managerial approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
30
t ^oo
^ I - OP
X C
1-9(Country Club)
9-9(Team)
5-5CLS (Middle Road)
ucO mdash
U
(Impoverished)1-1
(Task)9-1
0 1 2 3 4 5 6 7 8 9Concern for Production (High)
Figure 1 The managerial grid leadership styles
4 (91) Task Management Leader is autocratic has total concern for
production and little for people
5 (55) M iddle Road Management Leader has balanced concern for
production and people is known as a compromiser
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
31
While studies confirmed two reliable dimensions o f leader behavior people
versus production it proved more difficult to confirm any predictable link between leader
behaviors and organizational outcomes It is in this context that researchers began to
suggest that leadership analysis should move beyond the study o f the leader to include the
situational factors
Situational Theories
Recognizing that no single leadership trait or style was effective in all
environments situational theorists Robert Tannenbaum and Warren H Schmidt (1973)
were two early researchers who identified three characteristics that affect leadership style
including the manager the subordinates and the situation (Tannenbaum Kallejian amp
Weschler 1954) Further work by these researchers identified a leadership continuum in
which the leader is influenced by his or her background knowledge values and
experience
The first comprehensive situational model developed in 1960 was known as
the Contingency Theory (Wren 1994) Fred Fiedler s (1987) model integrated situational
parameters into the leadership equation by developing a scale o f situational control which
was based on the following three features
1 leader-member relations ie degree o f trust and support for leader
2 task structure degree to which goals are specified
3 position power leaderrsquos formal authority to reward and punish
Fiedler believed that the most important situational dimension was the degree o f
predictability and control that the leader had
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
32
To do his research Fiedler developed the Least Preferred Co-worker (LPC)
questionnaire and scale that allowed him to measure basic motivational factors that made
a leader act in a certain way The Contingency Model and the LPC scale have been the
subject o f much debate though in the final analysis there is some basis for accepting that
the predictions o f the theory are strongly supported by data from both organizational and
laboratory studies (Strube amp Garcia 1981)
The Normative Decision Theory as presented by Vroom and Yetton (1973) is
in many respects similar to Fiedlers model especially with respect to its predictive
qualities Participatory decisions will have better results when there is little clarity or
support on the other hand autocratic decisions will be more efficient when there is strong
leader support and a specific task A striking difference between the situational models is
their assumptions with respect to the leader The Normative Decision Theory sees the
leader as adaptable to fit particular situations whereas the Contingency Model assumes
leadership style is based on learned personality traits which are difficult to modify
What has remained consistent is that the models o f leadership evolve with the
environment Competencies have become the pre-eminent approach to understanding the
makeup o f modern leadership
Competencies
Launched in 1973 in a paper by McClelland the com petency movement seeks
to identify- through research m ethods ldquocompetencyrdquo variables variables that predict job
performance A job competency is an underlying characteristic o f a person which results
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
in effective or superior perform ance in a job lsquoA job com petency is an underlying
characteristic o f a person in that it may be a motive trait skill aspect o f ones self-image
o r social role or a body o f knowledge which he or she usesrdquo (Boyatzis 1982 p 21)
As described by McClelland ldquoThe com petency method emphasizes criterion
validity what actually causes superior performance in a job not what factors most
reliably describe all o f the characteristics o f a person in the hope that some o f them will
relate to job perform ancerdquo (David C McClelland cited in Spencer amp Spencer 1993
p 7)
Over the past decade Spencer and Spencers Competence at Work has been
the seminal text for com petency-based human resources management The work reflects
years o f competency activities including data collected by the Hay McBer company This
is important because the originator o f the competency movem ent David McClelland was
a founding member o f that firm and designed the firm s approach to competency profiling
and data acquisition Currently there are a number o f m odels for profiling but all are
founded on this basic approach
Spencer and Spencer (1993) describe a fully integrated competency-based
human resource management system In this system
recruiters recruit and select for competencies required by jobs Training and development is focused on those competencies tha t lead to superior performance in jobs Succession planning is done by com paring em ployees competencies with the competency requirem ents o f future jobs Com pensation includes competency- based pay elem ents to encourage employees to develop needed competenciesThe performance appraisal system assesses em ployeesrsquo competencies at least yearly and inputs these data to the data base to be sure that the system has up-to- date assessments o f individualsrsquo competencies (Spencer amp Spencer 1993 p 23)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
34
In practice the primary functions to which management competencies have
been applied in organizations are training and development Management competencies
have also been integrated into the performance appraisal system Application o f
management competencies to compensation has been very limited (Walsh-Minor 1997)
The model for generating competency profiles consists o f four parts (Slivinski
amp Miles 1997a) the identification o f external drivers and influences the identification
o f the objectives and values o f the organization the identification o f the work required to
achieve objectives and values and the identification o f the competencies required to
accomplish the work
Based on this approach we can assume that external drivers such as
globalization technology downsizing and diversity impact on both the public and
private sectors However there are differences in the values and objectives o f
organizations in the public sector compared to those in the private sector Public sector
organizations are more values-based since their activity and their functions are related to
the public good They operate within a legislative fram ework and are responsive to
citizens o f the state Public sector organizations are moving towards being more results-
based and skills-based while still attempting to retain their values-based focus (Boyatzis
1982)
Alternatively private sector organizations have as their objective to make a
profit As a result they value specific business knowledge competencies relevant to the
companyrsquos business lines They are moving towards defining values such as embracing
diversity in their w orkforce and promoting familywork balance Both sectors are striving
towards becoming learning organizations and instilling leadership at all levels It is
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
35
evident that public and private sector competencies requirements are converging as the
public sector adopts private sector business models and the private sector becomes more
citizen-focused to remain competitive Appendix 3 provides examples o f competency
profiles o f several public sector organizations the public service organizations o f the
United States the United Kingdom Australia New Zealand and o f several private sector
organizations
In summary there are several reasons why the competencies required for work
may differ between the public and private sectors First the objectives o f the public and
private sector may differ While the primary focus o f the public sector is the common
good for the private sector it is profitability In addition the environments o f the public
and private sector are different Organizations in the private sector have ready access to
timely performance indicators such as profits revenues and market share The nature o f
work the structure o f jobs and the measures o f performance used in the public sector do
not allow for as clear and quick feedback on performance Furthermore there are
differences in time horizon institutional response time and policy-directed objectives
(Boyatzis 1982)
While there are important differences between the two sectors there are also
important similarities which may result in similar competencies being required to
accomplish the work in the two sectors Both are exposed to the same external drivers in
particular globalization rapid technological change downsizing and increasing cultural
diversity Neither sector is divorced from society as a whole nor from each other as
there are significant interactions between the two sectors For example the public sector
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
36
through its pow er to tax regulate and disperse public funds has a significant effect upon
the private sec to rrsquos pursuit o f its objectives In turn actions o f the private sector may
assist or hinder significantly the public sec to rrsquos success in achieving its objectives
Increasingly the public and private sector are collaborating in service delivery through
contracting out and other partnership arrangem ents As another example changes in
private sector management techniques have influenced public sector management
practices
2 r lsquo-Centurgt- Forces
To be able to define the leadership competencies required for the 2 T lsquo century
it is im portant to understand the unique and unprecedented nature o f the changes taking
place today The 21 century is defined by interconnectedness A new global picture o f
reality is em erging that as Terry Mollner (cited in Renesch 1992) indicates is a new
system formed beyond capitalism and socialism Basic to this ldquothird wayrdquo is a shift from
a Material Age world view to a Relationship Age world view In the former the universe
is a collection o f separate parts where there is competition based on self-interest In the
latter the universe is comprised o f connected parts that cooperate in the interest o f the
whole Globalization technology downsizing and cultural diversity are key interrelated
com ponents that are contributing to this new world order Understanding this
environment is the first step in identifying the competencies required for future success
Globalization
For centuries the economies o f countries were largely self-sufficient and trade
was limited to areas where transportation m ade access possible The em ergence o f
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
37
communications technology and efficient transportation brought with it interdependence
and the emergence o f a borderless economy Events that occur far from ones country
have an immediate impact a t home For example the recent Asian economic crisis
affected the economies o f the world Corporate competition and cooperation are now
global in scope Lee lacocca (M cFarland Senn amp Childress 1994) marks the end o f the
Cold War as the event that is moving us to one world Symbolically globalization came
to being in the mid-1980s (M cFarland et al 1994 Pettigrew 1999) the day the three
major stock exchanges w ere linked electronically enabling stock and commodities
markets to trade 24 hours a day 7 days a week
It is clear that this interconnectedness has changed the nature o f corporate
competition increased the complexity o f issues accelerated the pace o f change and
contributed to the de-layering o f organizations This set o f im pacts has resulted in a
world where leaders have to leam to cope with continual uncertainty
Furthermore the nature and magnitude o f globalization have altered the
relationship between business and the state Prior to globalization the state s vertical
power was critical for the determ ination o f military and econom ic choices International
relations were determined betw een nation states For example treaties were commonly
negotiated on a bilateral basis between nation states consistent w ith the understanding
that each nation state controlled choices within its border in a m anner that could honor
the obligations o f the agreem ent This simple formula is clearly altered by the rise o f
global competition mergers and the increased presence o f transnational strategic
alliances (Pettigrew 1999)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
38
With globalization the strength o f the market is derived from its horizontal
interdependence This merging o f economic spaces is occurring at the same time as there
is a dismantling o f the vertical power o f the state (Farazmand 1999 McFarland et al
1994 Pettigrew 1999) This imbalance is creating ldquoa major change in the configuration
o f public-private spheres in favor o f the globalizing corporate sectorrdquo (Farazmand 1999
p 11) State efforts have been redoubled to find means to become more horizontal to
maintain influence This has created a concerted attem pt to shift towards the
professionalization o f public administration (Farazmand 1999) but at the same time has
resulted in state efforts to create supranational organizations such as the World Trade
Organization
The total impact o f globalization is still to be determined What is
indisputable however is that it is causing a transformation and realignment o f activity
and relationship in and between every organizationmdashpublic or private
Technology
ldquoNew technologies are compressing time and distance diffusing knowledge
transforming old industries and creating new ones at a pace that is hard to grasprdquo (Opstal
199899 p 2) Jeremy Rifkin (1995) warns that this Third Industrial Revolutionrdquo while
creating a new knowledge economy will displace many Jobs and mark the end o f work
Computers have revolutionized the nature o f work In 1920 85 o f the cost o f
manufacturing an automobile went to workers and investors By 1990 they were
receiving less than 60 (Reich 1992) The knowledge workers the engineers financial
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
39
analysts designers are the new elite But the dawn o f computers over the last 30 years
has also demanded much o f managers and decision makers This is evidenced by the
results o f a recent survey o f 365 public and private sector Information Technology (IT)
executive managers which indicated that one third o f all IT projects were canceled before
completion The Standish Group estimates that American companies and agencies spent
581 billion on canceled IT projects (Brown amp Brudney 1998) ldquoCurrent senior IS
[Information System] executives who have not broadened their own knowledge skills
and experiences in business operations strategy and management should gain these
valuable perspectivesrdquo (Applegate amp Elam 1992 p 13)
John Scull notes that in this age the strategic resources are no longer coal oil
and wheat but ldquothe ideas and knowledge that com es out o f our mindsrdquo (cited in
McFarland et al 1994 p 43) Information is the germ o f ideas and the Internet provides
access to information to a rapidly increasing population The growth is phenom enal-the
number o f individuals online increased from 26 million in 1995 to 205 million in 1999
and is projected to increase to 350 million by 2005 (Nua Internet Survey 1999a) The
Internet is more than information it is also the new market place Online retail sales are
estimated to be SUS660 billion in 1999 and projected to increase to SUS 1234 billion by
2002 (Cyber Atlas 2000a) The next wave o f access to the Internet is wireless portal
users With this technology it will be possible to ldquodeliver time-sensitive localized and
customized content to a variety o f devices in a mobile environmentrdquo (Cyber Atlas
2000b) The number o f wireless subscribers is estimated to be 300000 in 2000 and
projected to increase to 248 million in 2006 (CyberAtlas 2000a) Clearly this explosion
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40
in technology and information fiiels the new global economy The speed o f access to
information and the diflhision o f access to millions o f people presents challenges to
leaders Hoarding information is no longer power Sharing information and using it to
add value is the challenge o f today U nder these circumstances the talent is the arena o f
competition
Long-term competitive success requires access to the best and the brightest globally W ithout people to create apply and exploit new ideas there is no innovation process Capital and information and even m anufacturing may move across borders but the talent pool needed to facilitate irmovation does not transfer as readily (Opstal 199899 p 6)
But even with a talent pool and access to information there is a continuing
debate as to the outputs from technology Attwell and Rule ( 1984) noted tha t people
remain so willing to speak and write as though the overall effects o f com puting
technologies w ere a foregone conclusion But there is a gap betw een technology and
improved productidty Drucker (1995) Keen (1981 1986) and Brown and Brudney
(1998) indicate that there is a need to understand the gap between investm ents in
technology and performance And m odem leaders will have to rise to this challenge
Downsizing
The layoffs o f the 1980s have changed not only the shape o f organizations but
the social contract between employers and employees ldquoThe average American 32 year-
old has already w orked for nine different jobs W orkers today fantasize not about landing
a dream jo b rsquo but about having a rsquoportfolio careerrsquomdash one dream job after ano therrsquo
(W ooldridge 2000 p 82) According to M cG oon (1994) in the future employees who
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
41
stay current with their skills who contribute measurable value to their organizations year
after year and who develop new skills will be rew arded-unlike the past where loyalty
was rewarded
Organizations restructure o r re-engineer to increase efficiency reduce payroll
costs shed redundancy after a m erger or takeover o r contract out functions to stay
focused on competencies Some feel that the major challenge for business is to continue
to improve business position with fewer employee dislocations (Abbasi amp Ho liman
1998 Pfeffer 2000 as cited in W ooldridge 2000) O thers are o f the view that the
company manrsquo days rewarded longevity rather than value added (Kanter 2000
M cGoon 1994)
Kanter states that in this environment companies must earn loyalty ldquoBuilding
long-term commitment depends on four things the nature o f the work itself the
opportunity to grow the chance to speak up and be listened to and the feeling o f making
a differencerdquo (Kanter 2000 p 82) There is no doubt that in the first waves o f
downsizing there was a loss o f cumulative skills and experience o f those who endure
the wrenching human drama o f losing their jo b rdquo (Abbasi amp Hollman 1998 p 4)
The outcries and conflict that characterized the layoffs o f the 1980s and early
1990s are muted Labor unions instead o f protesting are more likely to help laid-off
workers make the transition to other jobs Executives are more likely to blame global
forces rather than the need for larger profit margins in their decisions to downsize
(Uchitelle 1998b)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
42
While reorganization may have occurred for the most part for reasons o f profit
or cost reduction it also created flatter organizations o r horizontal organizations (Jacobs
amp Rao 1995 O stroff 1995) Post-downsizing the need to manage differently became
apparent Imperial Oil after three downsizings began to focus on helping the organization
rationalize the work to the core Imperial is rethinking the ldquoold traditional supervisory
modelrdquo The manager o f executive development says ldquow e are starting to leam some
things about what is really crucial in a leadership contextrdquo Hierarchical reporting will
give way to teams representing a mix o f disciplines W ith fewer resources the amount
o f time managers can devote to their staff decreases their need for more autonomy for
staff (Lorine 1991) Post-downsizing managing a flat organization requires a complete
overhaul o f the culture o f the form er pyramid structure
Companies have to organize workers into self-managing teams senior
managers must relinquish control and lower-level managers must take responsibility for
wider issues (Abramson 1996) All these managerial changes may seem obvious but
they demand a new set o f leadership competencies to succeed
Diversity
Technological advancements in transportation communications and
information have contributed to the creation o f a global economy that is complex This
new world is still emerging and as a result the rate and nature o f change it presents are
redefining leadership and w ork and the structure o f organization As was noted above
the pyramid organization is giving way to the horizontal organization Talent is more
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43
valued than seniority ldquoTodayrsquos workforce has also changed significantly from six
perspectives age gender culture education disabilities and valuesrdquo (Jamieson amp
O rsquoMara 1991 p 6)
W orkforce diversity will be a key driver in understanding the leadership
competencies tha t will be required in the 2 T lsquo century By briefly reviewing some key
components o f diversity such as age gender and culture the scope and importance o f
diversity for tom orrow s leader can be established The US Bureau o f the Census
predicts that the age distribution o f the w orkforce will change in the next 20 years The
prime-age labor force will shrink while the w orkforce over the age o f 55 will begin to
increase For example in 1990 one in nine Americans were over age 65 By 2020 one in
six Americans will be over 65 This increase is being created by three phenomena the
Baby Boom the Baby Bust and advances in health care (Jamieson amp O M ara 1991)
The Baby Boom (1947-1966) cohort will exert a strong influence on public
policy and w orkforce demographic shifts Canada had the strongest baby boom in the
industrialized world
ldquoThe largest single-year age group in the mid 1990s is those bom in 1961rdquo
(Foot amp Stoffman 1996 p 18) The Baby B ust (1967-1979) a decline in birth rate is
attributable to tw o main factors the introduction o f the birth control pill in 1961 and the
increase in the participation o f women in the labor market (Foot amp Stoffman 1996) Foot
adds another cohort that he named the baby-boom echo (1980-1995) These are the
children o f the boom ers This cohort and the other tw o demographic shifts combine to
create a w orkforce where increasingly younger persons will manage older persons
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44
Career development for baby boomers will become increasingly lateral competition to
attract and retain entry-level workers will be fierce (Jamieson amp O Mara 1991)
In addition to the birth patterns o f the population shifts in the gender
dimension o f the population can be seen through increasing participation o f women in the
labor force This has been the most dramatic change in the w orkforce mix US data
indicate that while their share o f the population has not changed significantly their
workforce participation numbers have almost doubled since 1970 (Deavers Lyons amp
Hattiangadi 1999) Participation o f married women with children has risen from 28 in
1960 to over 70 in 1998 As women form a greater proportion o f the workforce and to
ensure that their talents and contribution to the productivity o f the organized are
maximized it will be im portant to meet three challenges o f gender diversity in the
workforce (Jackson amp Associates 1992 Johnston amp Packer 1987 Schwartz 1989)
1 ensuring that w om enrsquos talent and competencies are fully utilized
2 removing the artificial barriers o f male-dominated organizations
3 adjusting to the fact that women shoulder a disproportionate share o f the
responsibility for family care and ensuring that the leave policies w ork flexibility and
artificial prom otion restraints are reformed
Finally racial and ethnic diversity in the w orkforce has increased through
immigration In the US immigration has accounted for more than 50 o f the increase
in the w orkforce in the 1990s (Deavers et al 1999) In both the US and Canada about
half o f all immigrants originated from northern Europe in the 1950s and 1960s In the
later 1960s and 1970s immigrants were more likely to be from southern Europe
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
45
including Greece Spain and Portugal Beginning in the 1970s and 1980s and
culminating in the 1990s southern Asia became the main source o f newcomers to both
Canada and the US In the late 1990s and into the next century it is predicted that Latin
America will increasingly becom e Canadas main source o f immigrants When people
with different habits and world views are in the workplace misunderstandings and
conflicts occur Some writers question whether cultural diversity is anything new In the
US the proportion o f the population that is African-American has remained fairly stable
while the number o f immigrants entering the country is only slightly higher (Richman
1990) However there are other factors to take into account other than percentage o f
cultures in the population In the US the affirmative action era has increased integration
in areas where African-Americans were not traditionally employed (Jackson amp
Associates 1992) Also as was noted above the source countries o f immigrants are
much more varied than at the turn o f the century Furthermore with the creation o f more
horizontal organizations and team-based management styles the interaction o f different
cultures increases ldquoDiversity describes the make-up o f the group Inclusion describes
which individuals are allowed to participaterdquo (Miller 1998 p 1) Cox (1995) indicates
that diversity in the workplace potentially lowers members morale and makes
communication more difficult One empirical study indicates that heterogenous groups
experience more turnover than homogenous groups (Jackson et al 1991) Creating an
inclusive organization is therefore important and difficult ldquoOrganizations are beginning
to identify diversity as a potential asset and are making inclusion o f differences a part o f
their culture and success M ost organizations however require a fundamental culture
change to value difference as an assetrdquo (Miller 1998 p 4)
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46
Preparing Tor the Future Survey of LeadersrsquoPerspective o f Competency
Introduction
Globalization technology downsizing and diversity are creating an
increasingly complex environment o f rapid change and driving organizations to become
less hierarchical with more emphasis on teamwork
The leadership competencies required to succeed in this fast-changing
unpredictable environment are constantly being redefined In fact both the structural
changes in organizations and the complexity o f the issues indicate that no one individual
or one trait or behavior or situation can be sufficient for success in this environment
The interconnectedness o f our global community requires an interdependent view of
leadership This approach is being critically examined by a wide num ber o f academic
practitioners (Bennis 1994 1995 1997 Covey 1992 Hamel amp Prahalad 1994 Kotter
1995 1996 Senge 1994)
In this section we will discuss several surveys o f leaders The first is a
general com petency model developed by Spencer and Spencer (1993) The second is a
survey by Duncan and Harlacher (1991) designed to determine the competency profile o f
leaders in an educational setting Donnelly and Kezbom (1994) investigated critical
leadership qualities required for effective project management W atson W yatt ( 1998)
provides a competency-based leadership framework that is global in scope Finally this
section ends w ith a survey conducted by Diaz ( 1999) designed to determ ine the
competency profile required for human resource managers in the 21ldquo century The Diaz
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
47
w ork is particularly relevant since human resource specialists implement the selection and
recruitment strategies related to a particular com petency profile and are more recently part
o f the decision-making process for the development o f the workforce
Spencer and Spencer A General Model
Spencer and Spencer (1993) present a series o f competencies that they and
other researchers see as increasingly important for executives managers and employees
in organizations in the future These perspectives are based on external drivers alm ost
identical to those discussed previously
For executives these competencies consist o f strategic thinking change
leadership and relationship management For m anagers these consist o f flexibility
change implementation entrepreneurial innovation interpersonal understanding
empowering team facilitation and portability Spencer and Spencer (1993) provide
detailed descriptions o f these competencies
From a comprehensive review o f the com petency research literature Slivinski
and Miles (1997a) conclude that although term inologies for competencies differ across
profiles and time the constructs underlying successful perform ance are generally
equivalent They argue that the focus should be on the understanding rather than the
nomenclature (Slivinski amp Miles 1997a)
Accordingly for the purpose o f the survey undertaken by the authors the
competencies identified by Spencer and Spencer (1993) as being increasingly im portant
in the future for executives and managers were redefined to terminology in m ore com m on
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
48
usage W ork motivation under time pressure which was identified by Spencer and
Spencer (1993) as increasingly important only for employees was also included In
addition ethics and base job requirements o f organizational (administrative) ability and
businesstechnical knowledge were added
The definitions for teamwork visioning organizational interpersonal
relations communication skills stamina ethics and values are those used by the Public
Service Commission o f Canada This agency is legislatively responsible for promotion
recruitment and development o f public service employees o f the Government o f Canada
in accordance with the principle o f merit Problem solving ability to leam
entrepreneurial competencies and negotiationconsultationengagement are defined by
the Public Service Commission as subsets o f cognitive capacity behavioral flexibility
and communications respectively Teaching and businesstechnical knowledge as well
as cosmopolitanworld view were added to test their continued applicability in the
z r-cen tu ry environment Table 1 provides a comparison o f the Spencer and Spencer
competency model and the profile used in the survey for this thesis
Duncan and Harlacher Competencies for an Educational Setting
For example Duncan and Harlacher (1991) conducted a survey to determine a
competency profile for an ideal executive leader o f an American community college for
the 2 r lsquo century They surveyed the Chief Executive Officers o f 10 institutions The
results o f this survey were characterized into five dimensions (1) institutional vision and
revitalizationmdashstrategic analysis o f the long-term impact o f pending decisions (2) ethical
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
49
Table 1 Comparison o f Competency Profile
Spencer and Spencer Competency Competency Used in Survey1
Strategic thinking Problem solving (anaKiical decisive judgment innovative)Ability to leam (integrative intelligence change agent)
Change leadership Vision (creativity) Communications skills
Relationship management Interpersonal (relationship collaborative serving others)Negotiationconsult and engage
1 Flexibility
1
Ability to leam (integrative intelligence change agent)Entrepreneurial (risk taker experiment)
1 Change implementationi1
Communications skills TeamworkTeaching (coaching mentoring)
Entrepreneurial innovation Initiative (m otivated)
Interpersonal understanding Interpersonal (relationship collaborative serving others)
i Team facilitation Teamwork
i Portability Cosmopolitanworld view
W ork motivation under time pressure1
Staminaresilienceself-renewal
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
50
leadershipmdashintegrating personal philosophies into the institutions value system (3 )
institutional power and transform ationmdashestablishing an environment which fosters
innovation and creative problem solving (4) political leadership-m aintaining coalitions
to advance the cause o f the institution and (5) institutional conceptualization and
survival mdashthe ability to perceive and analyze institutional issues from a global
perspective
Donnelly and Kezbom Competencies for Project Leaders
Another study by Donnelly and Kezbom ( 1994) investigated those critical
leadership qualities most im portant for effective project management In this study a
distinction is made between competency and know-how Com petency was defined as an
augmentable quality o f leadership that appears to be a personality construct but is
capable o f modification via skills awareness and developm entrdquo (Donnelly amp Kezbom
1994 p 3) Know-how w as defined as strictly learned information that is ldquoan elem ent o f
leadership comprising a body o f knowledge that is largely learned via education training
and on-the-job experiencesrdquo (Donnelly amp Kezbom 1994 p 3) This study indicated that
in the future more and m ore organizations will have matrix structures with few er
hierarchical structures and largely composed o f horizontal teams There was a m arked
distinction between those subjects o f the study that had matrix o r hierarchical experience
Those in hierarchical structures ranked know-how higher than competencies relative to
matrix organizations This study concluded that project leaders ldquoin addition to being
astute at managing subordinates must be more analytical m ore integrative more
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
51
Watson Wyatt Global Competencies
W atson W yatt (1998) a private sector managerial consulting firm conducted
a survey o f 11000 employees in the US and Canada as well as a survey o f 2000 senior
managers from 24 countries around the world to update a 1977 model o f a competency-
based framework developed by Dalton Thom pson and Price (1977) They assumed that
individuals progressed through competency stages linearly stage 1 following
directionsmdashthe apprentice stage 2 contributing independentlymdashthe colleague stage 3
contributing through othersmdashthe mentor and stage 4 influencing organizational
directionmdashthe sponsor Watson W yattrsquos motivation for updating this study is that in the
20 years since the original study organizations have become flatter and less hierarchical
AJso the im portance o f information and technology has increased the number o f
knowledge workers The study developed what they term the ldquovalue-creation
continuum
A key difference between W atson W yattrsquos perspective and that o f
Dalton et al is that individuals instead o f following a linear progression through
competencies can contribute on multiple dimensions depending on their role at a given
moment In the W atson Wyatt model a new dimension has been added called
contributing through expertisemdashdimension three This was added to capture particularly
workers in technology fields They added another factor to the fourth dim ension-
contributing through othersmdashwhich is the ability to accomplish things through others
which is a higher standard than merely being proficient in more than one area A fifth
dimension has been added called contributing through vision This is seen as higher than
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
52
the sponsor role as it defines individuals who not only have a significant influence on the
whole organization but whose organization extends outside their w ork group
The W atson Wyatt study recognizes the pace o f change and the complexity o f
the world today through its flexible structure through a seemingly simple but profound
shift from the concept o f stages to dimensions It recognizes that in the 21 century
individuals move back and forth through dimensions as their roles o r positions change An individual may return to dimension one or two when he or she needs to leam a new technology or role and then move back to dimension three four or five as knowledge skills and expertise grow (W atson Wyatt 1998 p 6)
Diaz Competencies for Human Resources Specialists
Diaz (1999) in his March 1999 study o f challenges facing Venezuelan human
resource managers in the 21 century surveyed the opinions o f a sample o f 400
individuals com posed of executives human resource practitioners university professors
and students In his findings Diaz found no significant differences in the opinions of
these groups o f participants about the skills required for the 21 century Interpersonal
skills such as teamwork achievement motivation pro-active attitude and ethical values
and directive skills such as vision leadership entrepreneur spirit able to develop
strategic alliances were ranked extremely important (Diaz 1999 p iv) Ranked low in
importance w ere knowledge o f specific areas such as psychology labor statistics and
statistics Diaz sets his study against the backdrop o f a number o f trends affecting
Venezuela including globalization an increasingly multi-cultural workplace the rapid
growth o f new information technology and increased organizational downsizing These
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
53
are similar to the drivers that motivated the study o f future com petencies o f Watson
Wyatt and the hypotheses o f Spencer and Spencer
In response to ongoing increasingly rapid change organizations o f the future
will be less liierarchical more organizationally flexible and include more horizontal
teams (Spencer amp Spencer 1993) Just as IBM had by the beginning o f the 1990s trained
managers fo r a world that no longer existed leaders to be successful in the future must
have the com petencies necessary for both the continually changing environment o f the
future and the organizational structures that will need to be adopted to function
effectively In a world where relationship defines success and where change is at an
increasingly fast pace tom orrow rsquos leaders must be able to deal with ambiguity while
maintaining multiple relationships-both horizontally and vertically
Reproduced with permission of tfie copyrigfit owner Furtfier reproduction profiibited witfiout permission
CHAPTER 3
M ETHODOLOGY
Introduction
This chapter describes the design and methodology o f the study This study
responds to the following four research questions
Research Question 1 Has there been a shift in public sector leaders
perception as to the leadership com petencies required in the past as compared to the
leadership competencies required for the 21rdquo century
Hypothesis 1 The ratings o f leadership competencies required will differ
from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
1 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies for leaders 20 years ago
2 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies fo r leaders in the 21ldquo century
54
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
55
Research Question 2 If there is a shift in perceptions are external
environmental drivers globalization technology downsizing and diversity related to that
shift
Hypothesis 2 Leaders will rate the external drivers as influencing leadership
competency requirements
Research Question 3 Is there a divergence or convergence o f views between
leaders in the public sector and the general public as to the required leadership
competencies in the 21 century
Hypothesis 3 Leadersrsquo ratings o f leadership competencies required for the
21 century will differ when com pared to the general publicrsquos ratings o f leadership
competencies required for the 21 century
In addition consensus between groups will be tested to determine
Research Question 4a Is there a consensus o f views between leaders in the
public sector and those in the private sector as to the size o f the shift between 20 years
ago and in the 21 century
Hypothesis 4a The public sectorrsquos size o f shift between past and present
required leadership competencies will differ from that o f the private sectorrsquos
Research Question 4b Is there a consensus o f views between public and
private sector leaders and the general population on which if any o f the leadership
competencies are the most important
Hypothesis 4b Each group will perceive some leadership com petencies as
more important than others
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
56
It is hypothesized that leaders in both sectors will differ from the general
population
Methodology
To facilitate the management o f the research this study may be delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the leadership
competencies to be investigated
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector leaders
b Comparing the results obtained from the public sector leadersrsquo
survey question 2 with results obtained from the general public population
identifying any similarities and reviewing any differences
c Comparison o f public sector leadersrsquo results with results from the
private sector leadersrsquo survey
The four phases o f the research are explained and detailed below
Phase 1 Identifying the Methodology and the Survey Pool
In order to develop an appropriate instrument for identifying current leadersrsquo
perceptions o f the competencies for the 21ldquo century two distinct methodologies w ere
considered the Delphi technique and the survey method
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
57
The Delphi technique has been used quite successfully when attem pting to
ascertain nevvs on an issue or problem related to the prediction o f the future The
technique also affords an opportunity to develop a consensus o f views for topics which
are highly subjective The purpose o f the Delphi method which was developed in 1953
by the Rand Corporation to ascertain if there was a consensus view among military
experts on the issue o f the atomic bomb is to elicit perceptions o r Judgments held by
experts knowledgeable in a specialized area (Boberg amp M orris-Khoo 1992) However
given that the purpose o f this research was to establish whether it was possible to identify
some generic attributes for leadership in the IT century the possibility o f finding experts
who would provide the breadth o f experience without being linked too closely to a
particular field proved difficult Since the authors could not identify any specific
empirical base for the study it was decided that while a qualitative study might have
provided a m ore nuanced description o f the competencies for the 2T century a
quantitative survey based on the shifting perceptions o f Canadian leaders w ould make the
greatest contribution to the field in ensuring baseline data for further study in the field
Quantitative Survey
For the purposes o f this study there were two target survey populations the
public sector leaders population and the general public population The following
describes each sample population and the survey methodology employed
Public sector leaders population
In responding to the first research question (Has there been a shift in public
sector leadersrsquo perception as to the competencies required in the past as com pared to the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
58
competencies required for the 2 P lsquo century) the survey pool used for this study comes
from an existing database o f senior public servants at municipal provincial and the
federal levels o f government Table 2 delineates the various clusters o f individuals that
made up the survey pool and the proposed basis for sampling for the survey As is noted
in Table 2 where the sample size was not based on a census the methodologgt for
choosing the sample has been identified
Table 3 delineates the response rate for the 1999 survey among the various
sectors in the public sector target population
-A 12 response rate is within the 10-15 range common to mail-in surveys
(Boyd amp Westfall 1972 Kanuk amp Berenson 1975 Luck Wales amp Taylor 1970
McDaniel amp Rao 1980 W under amp Wynn 1988 Yu amp Couper 1983)
The response rate o f 12 was deemed acceptable based on historical data for
this database Table 4 provides the most recent response history o f the Rethinking
Government national survey for the public sector target sample
While the sample was not stratified by gender age or region Tables 5 6 and
7 describe the gender age and educational level o f the sample population
General public sample population
In order to consider the third research question (Is there a divergence or
convergence o f views between leaders in the public sector and the general public as to the
required leadership competencies in the 21ldquo century) the results o f the public sector
leadersrsquo survey were com pared to a sample o f the general public (laquo=1503) The general
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
59
Table 2 Sample Size and Selection Criteria for the Public Sector Leaders
Leaders Selection Criteria Population Sample
Federal 431 431Federal MPs All 301Federal DMsADMs All 130
Provincial 1390 758Provincial MPPsMLAs Random 765Provincial DMsADMs All DMsRandom ADMs 625
Municipal 480 411MayorReeves Descending city size 255Municipal clerks Descending city size 225
Table 3 Response Rate for the 1999 Survey Among the Various Sectors in the PublicSector Target Population
Sector Percentage
Total Federal
Total Provincial
Total Municipal
127
136
167
Total Public Sector 142
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
60
Table 4 Response History o f the Rethinking Governm ent National Survey for the PublicSector Target Sample
Y ear Percentage
1996 14
1997 12
1998 17
1999 142
Table 5 Gender Distribution o f Public Sector Leaders
G ender Percentage
Male 69
Female 3 1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
61
Table 6 Age Distribution o f Public Sector Leaders (=227)
Age Percentage
lt35 26
35-44 181
45-54 551
55-64 211
654- 3 1
Table 7 Educational Achievement o f Public Sector Leaders (raquo=227)
Educational Level Percentage
Graduated from high school (grade 12-13) 3
Vocationaltechnical college or CEGEP 2
Trade certification 1
Some university 8
B achelors degree 25
Professional certification 17
G raduate degree 44
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62
public survey sample o f 1503 was randomly generated from the Canadian population o f
persons over the age o f 16 and was conducted by means o f a centralized com puter-
assisted telephone interviewing facility The sample was stratified along age gender and
regional lines (Atlantic Quebec Ontario Prairies and British Columbia) as described in
the following tables (Tables 8 9 10)
The full sample yielded a margin o f error o f -r- 18 percentage points
19 times out o f 20
The research question noted above was embedded in the Ekos Research
bullAssociates Rethinking Government survey and represented 1 o f the 21 questions posed in
the survey
Telephone Survey
The intent is to compare the results o f public sector leadersrsquo perception o f
required leadership competencies for the 21ldquo century with results obtained from a
telephone survey o f the general populationrsquos perception o f the requirement for 11 o f the
same leadership competencies as were tested in the public sector leaders survey Not
included in the survey o f the general population were interpersonal teamwork
businesstechnical knowledge and vision
Private sector leaders population
In responding to the fourth research question (Is there a consensus o f views
between public and private sector leaders and the general population on which if any o f
the leadership competencies are the most important) data from a separate research study
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63
Table 8 Gender o f General Population Telephone Survey (t=1503)
Gender Percentage
Female 51
Male 49
Table 9 Age Breakdown o f the General Population Sample (=1499)
Age Percentage
lt25 17
25-34 18
35-44 22
45-54 20
55-64 7
65+ 15
DKNR I
donrsquot know no response
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64
were used (W atson 2000) The Private Sector L eader survey data com e from an existing
pool o f senior Canadian leaders including C h ief Executive Officers (CEOs) and senior
executives from the private sector A sample o f 960 CEOs of the top econom ic
perform ing Canadian companies as identified by total revenues was sent a sur ey
questionnaire w ith a m ail-in response
The sam ple was not stratified by gender age o r region Table 11 delineates
the response rate for the 1999 suiwey between private sector companies w ith differing
numbers o f em ployees
A response rate o f 126 was deem ed acceptable based on historical data for
this group which has been identified by Ekos for a longitudinal study Table 12 provides
the most recent response history o f the Rethinking Government national survey
Phase 2 Developing the Surv ey Instrument and Reviewing Competencies
Survey Instrument
M ail-in Public Sector Survey
The survey instrument was developed as a m ail-in surv ey G iven the tim e
constraints o f the individuals being surveyed and the num ber of surv eys these individuals
see in any given period the length and the presentation o f the questionnaire w ere key
considerations
Respondents were asked to use a L ikert scale to rank their perceptions o f the
leadership com petencies required 20 years ago and those that will be necessary 20 years
from now The researcher chose a Likert scale because o f the advantages o f this scaling
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65
Table 10 Sample Stratified by Region (=I503)
Region
British Columbia
Alberta
Prairies
Ontario
Quebec
Atlantic
Percentage
13
10
7
38
24
8
Table 11 Response by Number o f Employees (= 121)
Percentage Number Number o f Employees
31
29
40
38
35
48
lt100
100-500
over 500
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66
Table 12 Response History of the Rethinking Government National Survey
Year Percentage
1996 14
1997 12
1998 17
1999 142
technique First individuals typically have the same understanding o f the differences
between the points on the scale which enables comparison o f rankings Second this
approach has been found to yield data which can be analyzed by statistics for normal
distributions For both reasons this type o f scale provides informative and uncomplicated
data (Arnold McCroskey amp Prichard 1967 Edwards 1957)
A sample questionnaire is provided in Appendix 4 o f this paper
Reviewing and identifying the competencies
The 15 competencies were identified by the sponsors o f the research and
therefore closely track the competencies currently used in the Canadian federal public
service The competencies including teamwork problem solving ability to learn
communication skills vision interpersonal entrepreneurial initiative stamina ethics
organizational and negotiationconsultengage are identified as part o f the Public Service
Commissionrsquos competencies for public service managers In addition businesstechnical
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67
knowledge cosmopolitanworld view and teaching were added to be consistent with the
literature
Phase 3 Administering the Survey
Mail-in Leaders Survey
The survey was sent by mail to all leaders in the survey pool in
September 1999 to maximize the response rate by avoiding both the summer holiday
season and any fiscal year-end considerations Included in the package was a letter
describing the study the questionnaire and the response envelope Respondents were
reminded to complete the survey 21 days after the initial mail-out Once a 12-15
response rate had been achieved and a minimum o f 4 weeks had elapsed the results were
tabulated for analysis The sample o f public sector leaders for the purposes o f this study
included 227 individuals (=227) The sample o f private sector leaders for the purpose o f
this study included 121 individuals (=121) (Watson 2000)
Telephone Survey of a Random Sample of the General Population
The telephone survey o f the general population with respect to question 2 was
embedded in an existing Rethinking Government survey with a sample population o f
1503 (laquo=1503) This survey w as administered by Ekos Research Association
The results o f this national random sample o f Canadians over the age o f 16
were gathered between July 15 and July 30 1999 The time lag between the mail-in
survey and the telephone survey is not deemed to be significant as there were no
outstanding short-term econom ic or political events during the period that would have
influenced perceptions
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68
Phase 4 Analyzing the Results
In analyang the results the Statistical Program for Social Sciences (SPSS)
was used The results were tabulated with the data analyzed to respond to the research
questions
Public Sector Leadersrsquo Analysis
The focus o f the analysis was to determine if am ong the sample population
there has been a shift in perception as to the required leadership competencies The
comparison o f the leadersrsquo perceptions o f the required skills for leaders 20 years ago and
their perceptions o f the required skills for leaders in the 21ldquo century provides some basis
to evaluate w hether training and development needs o f potential leaders should be altered
as a result o f the changing requirements This analysis was completed by comparing
responses and adjusting statistically for the variance in the responses
f-tests for dependent paired means were applied for within group comparisons
as the actual population variance is unknown Tw o-tailed probabilities are reported as the
direction o f the differences could not be predicted from the research base for every
competency
In com paring shifts in competency ratings only cases where a rating was
provided for both 20 years ago and the 21ldquo century w ere included in the analysis To
compute a mean within one time epoch all ratings are included In the paired -test that is
applied to determine the significance o f changes betw een tim e epochs only where ratings
are provided for both time epochs are they included in com puting a change One effect o f
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69
paired ratings can be that means computed for each time epoch separately may not match
exactly means that are based on paired ratings For example if a respondent rates a
competency as im portant in the past that rating is included in computing the mean for the
past When com puting the mean difference over time that rating would be excluded if
the respondent did not also provide a rating for that competency in the future Because
some ratings that contribute to the mean in one time epoch may not be included in the
computation o f the shift in a competency rating means may differ when the data contain
missing cases
The 95 confidence level was adopted as the cut-off for significance
reflecting research and publication standards (Coldeway 1989) When probabilities were
slightly above 05 but less than 10 differences were described as approaching
significance
Although there is some hesitation in applying inferential statistics such as t to
ordinal scale data it is a commonly used approach for Likert data as responses are
generally normally distributed and results are considered relevant for discussions o f
general trends (Arnold et al 1967 Edwards 1957)
External Drivers Analysis
To support the premise that changes in perceived competency requirements
are related to external drivers the leaders ratings o f the importance o f each o f the four
drivers was analyzed Respondents were asked to rate the importance o f each external
driver on a scale o f 1 -7 from low to high importance
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70
In testing for significance the researcher chose a two-tailed -test applied on
the differences betw een dependent means o f the external driver ratings This test was
chosen based on one group o f subjects with a repeated measure and not more than two
observations per subject (Coldeway 1989)
Comparison of Results Between the Public Sector Leadersrsquo Survey and the General Public
The results obtained from the public sector leadersrsquo survey (survey question 2)
were compared with results obtained for the same survey question from the General
Public population survey identifying any similarities and reviewing any differences This
analysis is important in testing how broadly the future competencies are acknowledged
In addition this allows a comparison o f individual versus organizational perspectives
j-tests w ere applied on comparisons o f means between groups r-tests are
commonly used when population variance is known and -tests when population variance
is unknown However -tests for differences even for independent means are based on
the assumption that sample variances are equal even though they are unknown In this
case the variance o f the general population and leadersrsquo samples could not be assumed to
be equal because the leaders by virtue o f their position would be likely to differ in at
least demographic variables such as age or education A modified r formula does not
require the equal sample variance assumption and was therefore considered to be the
more appropriate statistic in addition the large sample size supports the application o f
the z formula because convergence with population variance increases with sample size
(Hogg amp Tanis 1993)
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71
Comparison o f Results Between the Public Sector and the Private Sector Leaders Survey
The shifts in perceptions o f the required competencies for leaders in the
21 century as measured by the survey o f the public sector were compared to the shifts in
perceptions as measured by the analysis o f the private sec to r survey
This analysis is particularly useful in determining if there is a convergence o f
perceptions by both public sector and private sector leaders as to the importance o f
leadership competencies for the 21 century To the extent that both sectors are seeking to
cross fertilize their leadership personnel the extent to which both sectors share a
common perception o f the future com petencies facilitates that transfer o f personnel
Ranking W ithin groups
The ratings for the com petencies were ranked to establish an order o f level o f
importance Mean rankings were tested for significance to determine if any com petencies
are o f higher importance This was applied for each leaders group and the general
population
To determine if any com petencies were perceived as being m ore im portant
than others the mean ratings for each competency were ranked in descending order
Confidence interval comparisons w ere used to determine i f the ranked mean for one
com petency rating differs significantly from the ranked m ean for another com petency If
the confidence intervals for two com petencies overlap it cannot be inferred that the ir
m eans differ significantly Therefore only when the confidence intervals do not overlap
can ranked means be described as significantly higher or low er than another
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72
Ranking Between groups
The order in w hich the competencies were ranked was com pared across
groups to determine if both leaders groups rated sim ilar sets o f competencies as m ore
im portant than other competencies The general populations rankings w ere com pared to
the public and private sector leaders to identify organizational versus individual
perspective differences
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 4
RESL^LTS
Introduction
The ratings by public sector leaders o f leadership competencies were used to
determine if there is a difference between perceived importance 20 years ago and in the
21 century The hypothesis that a shift would be due to a set o f external drivers was
tested by public sector leaders rating the importance o f each driver To support the
validity o f considering public sector leaders as subject m atter experts differences
between organizational perceptions those o f the leaders and individual perceptions
those o f a sample o f the general population were compared Tw o additional analyses
combine data from the two research studies public sector leaders and private sector
leaders One addresses the size o f shift in requirements over time Will the changes be
larger for one sector than anotherrsquo The other analysis compares the top ranked
competencies across groups Is there a difference in what public and private leaders
consider the most im portant competencies and do they differ from what individuals in the
general population perceive
j
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74
Shift 20 Years Ago to 21ldquo Century
Q uestion 1 Has there been a shift in public sector leadersrsquo perception as to
the leadership com petencies required in the past as compared to the leadership
competencies required for the 21ldquo century
It w as hypothesized that the ratings o f leadership competencies required will
differ from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
Q uestion la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Q uestion Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 ldquo centuryrsquo
The im portance o f each competency was rated by public sector leaders
20 years ago and in the 21ldquo century
The variability o f responses is greater for the ratings o f competencies in the
past as com pared to the future For the ratings o f the 21ldquo century there is less variability
especially am ong the top-rated competencies demonstrating a strong consensus o f views
In examining Table 13 it is apparent that the relative ordering o f importance
for some com petencies has changed from the past as compared to the future For
example 20 years ago cosmopolitanworld view had the lowest mean at 3 493 whereas
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75
Table 13 M eans and Standard Deviations o f the Ratings by Public Sector Leaders o f Leadership Competency Requirements 20 Years Ago and in the 21ldquo Century
Competency 20 Years Ago Competency 21ldquo Century
Initiative 5486 (1199) Vision 6419 (807)
Problem Solving 5450 (1143) Communication 6379 (702)
Organizational 5390 (1188) Teamwork 6242 (740)
BusinessTechnical 5344 (1306) CosmoW orld View 6185 (863)
Stamina 5256 (1227) Ability to Leam 6159 (854)
Ethics 5158 (1381) Ethics 6128 (1007)
Communication 4789(1272) Problem Solving 6009 (882)
Vision 4586 (1391) Initiative 5969 (840)
Interpersonal 4574 (1374) Interpersonal 5925 (972)
Entrepreneurial 4561 (1546) Negotiation 5797 (947)
Negotiation 4516 (1237) Entrepreneurial 5661 (1028)
Ability to Leam 4491 (1291) Stamina 5619 (1065)
T eamwork 3897(1440) Teaching 5489 (1036)
T eaching 3857 (1318) Organizational 4991 (1244)
Cosmopolitan 3493 (1345) BusinessT echnical 4867(1 211)
World View
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76
in the 21 century respondents gave a mean response o f 6185 With respect to
businesstechnical knowledge 20 years ago the mean response o f 5344 was among the
top five mean scores whereas for the 21 century this competency received the lowest
mean score
-tests two-tailed were used to compare rating means for past and future
requirements Results are presented in Table 14 Differences were significant for all
competencies with ratings higher for the 21 century than for the past across all
competencies except for businesstechnical knowledge and organizational skills where
21 -century ratings were lower
External Driver Influence on Competency Requirements
Q uestion 2 If there is a shift in perceptions are the external drivers-
globalization technology downsizing and diversity-related to that shiftlsquod
It was hypothesized that leaders will rate the external drivers as influencing
leadership com petency requirements
It has been previously suggested that the external drivers used in this research
are influencing the need for leadership competencies To support this relationship public
sector leaders were asked to rate the importance o f each external driver on the 1-7 point
scale Responses were described at high moderate or low points on the scale and
percentages calculated for each driver at each descriptor -tests two-tailed were applied
to the means Data are presented in Table 15
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77
Table 14 Significance o f Shift Degrees o f Freedom Values and Probabilities o f the Ratings by Public Sector Leaders o f Past and Future Leadership Competency
Requirements
Competency J f
CosmopolitanAVorld View 222 26782 p lt 000
Team work 223 21375 p lt 000
Vision 221 17946 p lt 000
Ability to Leam 222 16577 p lt 000
Communication 222 16531 p lt 000
Teaching 220 15103 p lt 000
Negotiation 222 12434 p lt 000
Interpersonal 222 12056 p lt 000
Ethics 221 9834 p lt 000
Entrepreneurial 222 9743 p lt 000
Problem Solving 221 5 751 p lt 000
Initiative 221 5424 p lt 000
Stamina 222 3165 p lt 002
Organizational 221 -3397 p lt 001
BusinessT echnical 222 -3777 p lt 002
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78
Table 15 Means Standard Deviations and Percentages o f the Ratings by Public Sector Leaders o f the Influence o f External Drivers on Leadership Competency Requirem ents
for the 21ldquo Century
External Driver Ratings High M oderate Low
Globalization 5911 (1014) 86 10 1
Technology 5964 (1024) 90 7 3
Diversity 4920(1386) 65 19 15
Downsizing 4200(1323) 39 32 28
Comparison o f mean ratings indicates that globalization and technology are
considered equally important Globalization and technology are considered to have more
influence than diversity t (224) = 9 303 (p lt 000) t (223) = 9222 (jj lt 000) and than
downsizing i (224) = 15500 p lt 000) t (223) = 17060 p lt 000) Diversity is
considered to have more influence than downsizing t (224) = 6324 p lt 000)
The ranking o f the drivers is significant in that some are considered more
important than others however it should be noted that almost 40 o f the sample
considered even the lowest rated driver downsizing to have a high influence and 71
considered it to have at least a moderate influence
Leader and General Population Perspectives
Question 3 Is there a divergence o r convergence o f views between leaders in
the public sector and the general public as to the required leadership com petencies in the
21 ldquo centuryrsquo
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
79
It w as hypothesized that leaders ratings o f leadership competencies required
for the 2T centurs will differ when compared to the general publicrsquos ratings o f leadership
competencies required for the 21rdquo century
Because the external driversrsquo impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflecting an organizational perspective rather than that o f an individual
Individuals may experience the external drivers as more general influences without
consideration o f specific strategic objectives values or work while leaders may
experience them specifically as they affect their organizationrsquos objectives values and
work An individual may rate the importance o f leadership competencies from the point
o f view o f what they personally would need to focus on to take a leadership role whereas
an organizational perspective would frame a response in terms o f the needs o f the
organization itself
To determine if there were differences in the perceptions o f the general
population and public sector leaders r-tests (as described previously) on the independent
sample means w ere calculated Results are presented in Table 16
W hile it is important to note that a direct comparison betw een the rankings o f
competencies betw een the leaders and the general population is somewhat constrained
given the fact that four o f the competencies (businesstechnical knowledge interpersonal
teamwork and vision) rated by the leaders w ere not ranked by the general populations it
is nonetheless possible to make some general observations with respect to the
comparisons betw een the two groups The general population rated a number o f
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80
Table 16 Means and Standard Deviations o f the Ratings by Public Sector Leaders and the General Population o f Leadership Competency Requirements for the 21ldquo Century
Competency Public Sector General DifferenceLeaders Population
Problem Solving 6009 (882) 6290 (948) -0281
Ability to Leam 6159 (854) 6364 (695) -0205
Communication 6379 (702) 6318 (913) 0061
Initiative 5969 (840) 6170 (991) -0201
Entrepreneurial 5661 (1028) 5694(1170) -0033
Teaching 5489 (1036) 5672 (1239) -0183
Stamina 5619 (1065) 5668 (1197) -0049
Ethics 6128 (1007) 6262(1106) -0134
Organizational 4991 (1244) 5998 (1094) -1007
Negotiation 5797 (1947) 6106 (1022) -0309
CosmopolitanAVorld View 6185 (1863) 5668 (1283) 0517
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
81
competencies as more important for the 21ldquo century than did public sector leaders O f
these the following were statistically significant problem solving r = -4795 p lt 000)
ability to leam z = -3595 p lt 000) initiative r = -3597 p lt 000) teaching z = -2646
ip lt 008) ethics z = -2008 p lt 044) organizational skills z = -12171 p lt 000) and
negotiating z = -4905 p lt 000)
Public sector leaders rated cosm opolitanworld view at a significantly higher
rate than did the general population z = 9028 p lt 000)
In reporting these results it is im portant to note that significance is achieved
even when actual mean differences are small This results from the high degree o f
consensus am ong the raters regarding the im portance o f each competency for each epoch
Combined Data Public and Private Sector Leaders and General Population Diflerences
This section o f the results combines findings from the public sector leaders
group and the private sector leaders group (W atson 2000) It has been established for
both groups that there is a shift in the perception o f leadership competency requirements
between the past and the 21ldquo century It has been supported that this shift is a function to
some extent o f the set o f external drivers defined for this study Additional analysis
indicates that each group o f leaders differs from the general population in their
perspective o f how important each competency will be in the future
Comparisons o f ratings by public and private sector leaders are reported to
address two issues First is there a difference in the size o r degree o f shift between these
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
82
groups o f leaders that is is there a bigger change for leaders in one sector o r the other
Second is there a difference in which o f the leadership competencies is perceived as the
most important and does that differ from the perspective o f the general population
Degree of Shift
Question -fa Is there a consensus o f views between leaders in the public
sector and those in the private sector as to the size o f the shift between 20 years ago and
in the 21 century
It was hypothesized that the public sec to rs size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Data are presented in Table 17 r-tests (as described previously in chapter 3)
on the differences in the mean differences indicated significantly different size shifts
Public sector leaders demonstrated a larger shift in leadership requirements
than did private sector leaders on vision r - 2488 ip lt 016) entrepreneurial skills
r = 2305 ip lt 022) and approached significance for negotiating r = 1898 ip lt 056)
Public sector leaders indicated that the difference in the requirements for these
competencies will increase more so than in the private sector
Ranking of Competencies Within Groups
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
83
Table 17 M ean Differences and Standard Deviations o f the Shift in Ratings by Public Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements
Competency Public Sector Leaders Shift
Private Sector Leaders Shift
Difference
T eamwork 2348 (1644) 2133 (1608) 0215
Problem Solving 0559(1447) 0567(1488) -0008
Ability to Leam 1677 (1511) 1639(1454) 0038
Communication 1596(1442) 1558 (1500) 0038
Vision 1829(1510) 1364(1718) 0465
Interpersonal 1345 (1886) 1479(1641) -0134
Initiative 0482 (1324) 0525 (1270) -0043
Entrepreneurial 1103 (1691) 0678 (1603) 0425
Teaching 1629(1803) 1521 (1473) 0108
Stamina 0372(1745) 0331 (1422) 0041
Ethics 0 959(1484) 0802(1 430) 0157
Organizational -0392(1719) -0227(1475) -0165
BusinessTechnical -0471 (1882) -0142(1502) -0329
Negotiation 1291 (1551) 0975 (1429) 0316
Cosmopolitan 2691 (1500) 2669(1575) 0022
World View
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
84
It was hypothesized that each group will perceive som e leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Public sector leaders
To determine if the ratings by public sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table IS
Organizational skills and businesstechnical knowledge indicate lower ratings for
importance than the other competencies p lt 05)
Private sector leaders
To determine if the ratings by private sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table 19
(W atson 2000) Private sector leaders rated a number o f com petencies significantly
higher than others These include vision cosmopolitanworld view ability to learn
communication teamwork and initiative p lt 05)
General population
To determine if the ratings by the general population o f leadership
competencies required in the 21 rdquo century differed in terms o f importance the ratings were
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
85
Table 18 Public Sector Leaders Ranking o f Leadership Competency Requirements byMean Ratines With Standard Deviations and Confidence Intervals
Com petency Rank Rating Confidence Interval Lower U pper
Vision 1 6419 (807) 6313 6524
Communication 2 6379 (702) 6288 6470
Team work 3 6242 (740) 6146 6 339
Cosm opolitanW orld View 4 6185 (863) 6073 6297
Ability to Learn 5 6 159 (854) 6048 6271
Ethics 6 6 128 (1007) 5997 6259
Problem Solving 7 6009 (882) 5894 6124
Initiative 8 5969 (840) 5880 6079
Interpersonal 9 5925 (972) 5799 6052
N egotiation 10 5797 (947) 5674 5921
Entrepreneurial 11 5661 (1028) 5527 5795
Stamina 12 5 6 1 9 (1 0 6 5 ) 5481 5758
Teaching 13 5489 (1036) 5354 5624
Organizational 14 4991 (1244) 4829 5153
BusinessT echnical 15 4 8 6 7 (1 2 1 1 ) 4709 5025
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
86
Table 19 Private Sector Leadersrsquo Ranking of Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower Upper
Vision 1 6446 (866) 6292 6601
CosmopolitanW orld View 2 6372 (743) 6239 6504
Ability to Learn 3 6248 (849) 6097 6399
Communication 4 6231 (883) 6074 6369
Teamwork 5 6182 (876) 6026 6338
Initiative 6 6116 (829) 5968 6263
Ethics 7 6041 (970) 5869 6214
Problem Solving 8 5982 (946) 5822 6161
Entrepreneurial 9 5843 (885) 5685 6001
Interpersonal 10 5842 ( 944) 5673 6011
Negotiation 11 5835 (916) 5671 5998
Stamina 12 5760(1017) 5579 5941
Teaching 13 5496 (1034) 5312 5680
BusinessT echnical 14 5225 (1104) 5028 5422
Organizational 15 5000 (1174) 4790 5210
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
87
ranked and compared using a 95 confidence internal D ata are presented in Table 20
Results indicate that ability to learn communication problem solving ethics initiative
and negotiation were rated as the most important (p lt 05) Organizational skills
entrepreneurial skills teaching stamina and cosmopolitanworld view were rated as less
important p lt 05) The 95 confidence interval was adopted as the cut-off for
significance reflecting research and publication standards
Ranking of Competencies Between Groups
Means associated with the rankings were com pared across groups using a 95
confidence interval Data are presented in Table 21 Public sector and private sector
leaders ranked the competencies similarly Vision communication teamwork
cosmopolitanworld view and ethics were common to both groups as higher rated
competencies Private sector leaders ranked businesstechnical knowledge higher than
did public sector leaders (p lt 05) The competencies rated the highest by the general
population differed from those o f both groups o f leaders ip lt 05) The general
population rated problem solving as more important than did both groups o f leaders and
rated ability to learn higher than did the public sector leaders ip lt 05)
Sum m ary of Results
Public sector leaders perceived a shift in importance o f most leadership
competencies from 20 years ago to the 21 century however they rated
businesstechnical knowledge and organizational as decreasing in importance
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
88
Table 20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower U pper
Ability to Learn 1 6 364 (895) 6318 6409
Communication 2 6318 (913) 6272 6365
Problem Solving 3 6290 (948) 6242 6338
Ethics 4 6 262(1 105) 6206 6318
Initiative 5 6 1 7 0 ( 991) 6120 6220
Negotiation 6 6 106(1 022) 6054 6157
Organizational 7 5 998 (1094) 5943 6053
Entrepreneurial 8 5694 (1170) 5635 5754
Teaching 9 5 672(1 238) 5609 5734
Stamina 10 5669 (1197) 5608 5730
Cosmopolitan 11 5668 (1263) 5604 5732
W orld View
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89
Table 21 Ranking o f Leadership Competency Requirements
Rank
Com petency Public Sector Private Sector General
Vision 1 1 na
Communication 2 4 2
Team w ork 3 5 na
CosmopolitanAVorid View 4 2 11
Ability to Leam 5 3 1
Ethics 6 7 4
Problem Solving 7 8 3
Initiative 8 6 5
Interpersonal 9 10 na
Negotiation 10 11 6
Entrepreneurial 11 9 8
Stam ina 12 12 10
Teaching 13 13 9
O rganizational Skills 14 15 7
BusinessT echnical 15 14 na
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90
They rated all external drivers as having influence on the competencies
especially globalization and technology
Public sector leaders rated problem solving ability to leam initiative
teaching ethics and organizational skills lower than the general population and a similar
effect for negotiating approached significance Public sector leaders rated
cosmopolitanworld view as more important than did the general population This may
reflect the differences in organizational versus individual experiences o f the impact o f the
external drivers
Public sector leaders differed from private sector leaders in that they rated
larger shifts in importance for vision entrepreneurial skills and negotiating
Both public and private sector leaders identified the same top five ranked
competencies including vision communication teamwork cosmopolitanworld view
and ability to leam The general population ranked ability to leam as the most important
competency (within a smaller group o f 11 competencies)
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CHAPTER 5
SLHVIMARY CONCLUSIONS AND RECOM M ENDATIONS
This chapter contains a summary overview including a brief review o f the
purpose conclusions and recommendations for further study
Summary
As previously established in chapter 2 the pace o f change in the 21 century is
most evident when considered in the context o f the effects o f globalization technology
diversity and downsizing These external drivers individually as well as in combination
will affect the way in which we think about leadership requirements for the future
Leaders perceptions as to the trend toward particular leadership competencies required
for future leadership will be important input into training and development opportunities
for current managers
In this context the purpose o f this study w as to identify whether public sector
leaders perceive a shift in the required leadership competencies for the 21 century The
hypothesis that the shift would be perceived to be related to a set o f external drivers was
then tested by private sector leaders rating their perception o f the influence o f each
external driver on leadership competency requirements To support the validity that
public sector leaders are subject m atter experts differences between organizational
91
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92
perspective and the individual perspective are then compared Two additional analyses
combine data from the tw o research studies public sector leaders and private sector
leaders using data from a similar study (W atson 2000) Using these com bined data the
size o f shift in leadership requirements over time was compared between the tw o sectors
The other analysis com pared top-ranked competencies across groups specifically public
sector leaders private sector leaders and the general public
Finding 1
As described in chapter 4 public sector leaders perceive that the following
leadership com petencies will be more im portant in the 21ldquo century team w ork problem
solving ability to leam communication vision interpersonal initiative entrepreneurial
teaching stamina ethics negotiation and cosmopolitanworld view At the same time
public sector leaders perceive that both organizational and businesstechnical
competencies will be less important for leaders in the 21ldquo century than 20 years ago
Finding 2
Respondents identified both globalization and technology as im portant
environmental factors which are driving the requirem ents for leadership com petencies
into the 21ldquo century While there was more divergence o f perceptions the respondents
further identified both diversity and downsizing as having an impact on the com petencies
for 21 ldquo-century public sector leaders
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93
Finding 3
Because the external drivers impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflective o f an organizational perspective rather than that o f an individual The
public sector leaders rated cosmopolitanworld view higher than did the general public
The general public rated problem solving ability to leam initiative teaching ethics
organizational skills and negotiating higher than public sector leaders
F inding 4
In comparing public sector leaders and private sector leaders the variation in
perception is m easured by the size or degree o f shifts between these tw o groups o f
leaders As noted in chapter 4 public sector leaders demonstrated a larger shift in
leadership requirem ents for vision and entrepreneurial skills than did private sector
leaders
Both public and private sector leaders ranked the competencies similarly with
the exception that public sector leaders ranked businesstechnical knowledge somewhat
less than private sector leaders The general public rated problem solving as more
important than both groups o f leaders and rated ability to leam higher than did the public
sector leaders
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future Very simply
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94
this study dem onstrated that public sector leaders acknowledged that future leadership
competencies will be different than they were in the past Adding to this simple finding is
that another researcher (W atson 2000) has found that private sector leaders in general
acknowledge a similar shift in leadership competencies for the future A key question is
Why Both groups experience the external drivers firsthand in the daily operation o f
their organization At the same time both groups o f leaders operate within different
organizational structures and have recognizably different organizational values In the
past there was general though unspoken acceptance that notwithstanding similar
external drivers public and private sectors required very different leaders The results o f
this study would indicate that a shared understanding o f the leadership competencies
which will be needed in the future is being developed By understanding the external
drivers and their influence on the 21 century the convergence on particular leadership
competencies can be better understood
AS established previously the 21 century is characterized by the
interdependence o f the external drivers including globalization technology diversity and
downsizing The speed o f technology has facilitated increased globalization in the same
way that diversity is demanded to address complex global issues The complex
interdependence o f the external drivers has created an environment in which the increased
speed o f change is not only accepted but assumed The findings in this study confirm that
the external drivers o f globalization and technology are perceived by public sector leaders
as pervasive influences in their vision o f the future Diversity and downsizing have a
somewhat lesser yet still important influence in modelling the future for leaders
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95
W hat is notable in the 21ldquo century is leadersrsquo consensus w ith respect to the
perception that the external drivers including globalization technology diversity and
downsizing will have in shaping future leadership requirements For the public sector
the convergence o f required leadership competencies among sectors both public and
private is an im portant consideration given the urgent need to recruit and retain
leadership candidates at the federal level
The discussion o f the findings o f this study is facilitated by grouping the
15 competencies in this study into the five clusters as described in Table 22 Each cluster
is discussed individually
Table 22 Leadership Competencies Grouped in Clusters
Cluster Competencies
Future VisionCosmopolitan World V iew
Relational T eamworkCommunicationInterpersonalTeachingNegotiation
Intellectual Ability to LeamProblem Solving
Personal EthicsInitiativeStamina
Managerial EntrepreneurialOrganizationalBusiness Technical
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96
In considering the top five ranked future leadership competencies for the
public sector leaders-vision communication teamwork cosmopolitanworld view and
ability to leam -a compelling story can be told about future leadership and the trend
toward future and relational clusters o f competencies for leaders It is a story that can be
explained in large part by understanding the interaction that the external environmental
drivers have had on shaping leaders perception o f the future This is particularly evident
when the various clusters o f com petencies and their ranking in the 2 T lsquo century are
considered
Future Competencies
Public sector leaders ranked vision and cosmopolitanworld view as among
the most im portant competencies Furthermore the public sector leaders demonstrated a
larger shift in vision leadership requirements than did private sector leaders Finally
there was a convergence o f perceptions between the public sector leaders and private
sector leaders who ranked vision and cosmopolitanworld view as the most important
At the same time the general public ranked cosmopolitanworld view last
among their 11 rated competencies
Relating these results to the external drivers is useful Globalization and
technology are causing the velocity o f change to increase exponentially Current public
sector leadersrsquo perception that the importance o f future-related competencies such as
vision cannot be surprising in this environment The need for a diversity o f ideas
perceptions and biases in order to solve tom orrow rsquos challenges is to some extent
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97
captured by the dem onstrated preference o f public sector leaders for a leadership
competency called cosmopolitan world view It is worth noting that while this term has
not been formally defined the term has sufficient significance to elicit a consensus among
public sector leaders that future leaders need to have this competency
The fact that public sector leaders rated cosmopolitanworld view higher than
did the general public and that the general public ranked this competency last is
consistent with the theory that the external drivers may have a different effect depending
on whether the individual is considering the external driver from an organizational versus
an individual perspective The ranking comparisons between the three groups starkly
demonstrate a difference in perspective from top-ranked competency among the leader
groups to last among the general public It is quite possible that globalization and
diversity have not influenced the individualrsquos perspective o f future leadership to the same
extent that they have organizations Which is not to say that the external drivers have not
influenced the individual perspective they have but with differing results The
individual perspective for future leadership competencies follows a trend toward personal
and intellectual clusters competencies Individuals may be very interested in how the
external drivers influence their place o f work but take an individual perspective when
asked about future leadership competencies
The results o f this study would at a minimum confirm that from an
organizational perspective the trend toward cosmopolitan competencies is more evident
This result is similar in the private sector leadersrsquo analysis which provides more evidence
from an organizational perspective regarding the emerging importance o f cosmopolitan
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98
world view Adding to this finding was the lower ranking by the general public for
cosmopolitanworld view While both public and private sector leaders ranked this future
competency near the top the general public indicated their quite different perception by
ranking it near the bottom
In seeking to understand why there was such a break between the
organizational and the individual perspectives on this competency it may be useful to
examine the environment beyond the four external drivers The public debate regarding
pay equity employment quotas and affirmative action plans have all been part o f the
corporate debate for some time This in a sense has positioned organizations to be
prepared for the speed with which organizations have had to cope with global change
global markets and global custom ers The diversity that legislation in many cases
encouraged organizations to seek beyond their normal scope in fact positioned them for
the demands o f the 21 century
bullAnother trend which is evident in examining the future competencies
identified by the public sector leaders is the similarities with the perceptions and rankings
o f the private sector leaders In a world where external drivers such as technology both
its development and transfer and downsizing are compelling organizations to form
partnerships trade information and personnel the finding that both public sector and
private sector leaders have very similar perceptions with respect to future leadership
competencies provides for significant opportunities between the tw o sectors The
convergence despite different organizational values and objectives creates potential for
increased exchange opportunities as well as shared training and development
opportunities
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99
Relational Competencies
A second trend that is evident is the public sector leadersrsquo perception that in
the 21ldquo century there will be an increased reliance on the cluster o f relational
competencies for leaders In particular the ranking o f both team w ork and
communication competencies am ong the top-rated competencies is w orthy o f note
These competencies along with interpersonal teaching and negotiation were all
perceived by public sector leaders to shift towards greater im portance for future leaders
The ranking o f team work and communication was similarly ranked by private sector
leaders as among the top five future competencies
The 21ldquo century has been characterized as the relationship age
(Renesch 1992) and the perceptions o f current public sector leaders would seem to
confirm that view The ability to communicate has always been im portant But with the
increased diversity o f the workplace and the demands o f a constantly changing
work-place with new technologies and applications the capacity to envision the future
may not be sufficient Leaders must be able to communicate the vision And
communicate that vision to various teams
The concept o f team w ork as being the organizational construct o f choice in
the 21ldquo century is confirmed by the results in this study Problems in the 21ldquo century
have become more complex and multi-faceted Resolving issues in the 21ldquo century will
require multi-dimensional team s o f individuals and perhaps even organizations who come
together with a shared objective to resolve a particular problem W e are already seeing
evidence o f this in the increased partnership arrangements am ong Canadian government
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100
departments as well as in the corporate field W here organizations do not have the
existing capacity or the diversity o f experience required for a particular project they seek
it out more and more on a short-term basis N ot only are organizations as a result o f
downsizing embracing this organizational construct but as importantly workers
especially new entrants into the workforce and women are taking advantage o f
project-specific employment as a means to preserve their flexibility as well as a means to
ensure a dynamic work environment which is constantly contributing to their personal
experience base In this paradigm teamwork becomes essential Again the results o f this
study demonstrate that there is convergence between the public sector leaders and the
private sector leaders with respect to the importance o f the cluster o f relationship
competencies
Intellectual Competencies
Ability to leam was ranked by public sector leaders as among the top five
rated leadership competencies for the 21ldquo century The general population ranked this
leadership competency as their number one ranked priority with the private sector leaders
ranking ability to leam third The cluster o f intellectual competencies typically includes
both ability to leam as well as problem solving Taken together these intellectual
competencies were ranked by leaders in the top eight competencies It is noteworthy that
ability to leam ranked higher than even problem solving in the context o f the 21ldquo century
In an environment where change is commonplace and technologies are
evolving at a pace never seen before the ability to leam and adapt is essential It differs
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101
from the 1980srsquo term o f leaders as change agents which reflected the need for leaders to
convince organizations o f the need to either downsize or catch up with the latest
technology Leaders were seen to be the catalyst for change In the 21ldquo century the
salient competency has become an ability to leam The term itself is neutral in term s o f
leadership The competency ability to leam fits into a 21 ldquo-century context because it
suggests that in the 21ldquo century the changes which an organization will face will not be
predictable Instead the changes will be fast and qualitatively different from the status
quo In this environment the ability to leam and integrate will be key The convergence
o f the public sector leaders and the private sector leaders on this cluster o f com petencies
is consistent with a view o f the 21ldquo century as one o f interdependent leadership
Personal Competencies
The personal competencies including ethics initiative and
staminaresilienceself-renewal are consistently ranked in the middle tier o f the
15 competencies Both public and private sector leaders ranked the personal
competencies similarly
It is interesting that the public sector leaders ranked ethics higher than
initiative whereas the situation is reversed with respect to the private sector leaders In
part this may be understood by considering the differing values that exist in the tw o
sectors The public sector prom otes the public good and in this context it is not surprising
that the public sector would rank ethics higher than the private sector In a highly
competitive environment such as the private sector where innovation and first m overs are
prized the higher ranking o f initiate by the private sector is in part explainable
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102
Managerial Competencies
In the 21 century across both sectors there is a clear perception that the
cluster o f m anagerial competencies especially organizational skills and
businesstechnical knowledge will be less important than other competencies
Entrepreneurial skills are ranked higher by the private sector leaders which is consistent
with the organizational values o f that sector In the 21ldquo century with the perception o f
the velocity o f change the need for static skills is less important To some extent this
will represent a dramatic shift in the planning for leadership development training The
assumption in the 21ldquo century will be that the business or technical skills will be so
precise and project specific that it will be m ore efficient to buy or borrow them for the
specific project This is especially true if projects are o f short duration
Leadership Development
The results o f this study suggest that public sector leaders perceive an
important shift in the required leadership competencies for the 21ldquo century The trend is
mirrored by leaders in the private sector (W atson 2000) This information enables
current leaders to re-evaluate and modify current training and development plans in
preparation for a dynamic future environment Directionally the trend tow ards clusters
o f future com petencies and relationship competencies is clear As importantly especially
in a public sec to r dynamic the general public perceives the same future to a large extent
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103
Recommendations
The following are recommendations for further research
Recom m endation I Implement a quantitative study which would test whether
or not the convergence o f view o f Canadian public sector leaders with respect to the shift
in leadership competencies for the 21ldquo century is reflected in other countries
Recom m endation 2 Implement a quantitative study to ascertain if leaders
perceive the effects o f the external drivers as having differing impacts on the individual
leadership competencies
Recom m endation 3 Repeat the general population telephone survey to ensure
that all 15 o f the com petencies are ranked
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APPENDIX I
LEADERSHIP COMPETENCIES FOR ADMs AND SENIOR EXECUTIVES Correspondance with other organizations
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CDDOQC
gQ
DCD
C)
o3O
APPENDIX 1 LEADERSHIP C O M P E T E N C IE S FOR ADMs AND SENIOR EXECUTIVESCorrespondence with oilier organizations
Table 23 CORRESPONDENCE WITH BEST PRACTICES IN EXECUTIVE SELECTION
8D( O 3
i3CD
nc33 CD
CDDOQCaO3
DO
CDQ
DCD
()()
ConipctciicicsBank Instiraitcc Manttfacturiitg Technology Trans-
ponaiiottTraining
CentreProvGovt
ForeignGovts
CIBC B of M Royal Sun Life G E GM Xerox Nortel CN ENAP Oitl US(OPM)
NZ
1 C ogiiilivc C apacity
2 C reativ ity
V V isioning
4 A ction M anagcincn t 1
3 O rg an i^ tio n a l A w areness
6 T eam w ork
7 Irsquoa tlncring
N Interpersonal R ela tions
9 C om m u n ica tio n
1(1 S tam inaS ttc ss R esistance
11 lith ies and V alues
12 Personality
IV B ehavioural Flexibility
14 Self-C onfidence
OLA
APPENDIX 2
LEA D ERSH IP CO M PETEN CIES FOR ADMs AND SEN IO R EXECUTIVES
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107
Public Servce Commission Commission de la fonction pJblique j of Canada du Canada
Leadership Competencies for ADMs and Senior Executives
The Public Service C om m ission and Deputy M inisters recognize there are a certain number o f com petencies required to ensure an individualrsquos success at senior m anagem ent levels These com petencies form the basis o f a standard o f leadership behaviour that can be consistently applied across the executive com m unity
Assistant Deputy M inisters are champions o f the Canadian Public Service In the m idst o f change and am biguity they elicit com m itm ent and enthusiasm for the Public Service vision o f the future ADM s develop and carry out government policies that are in the best interests o f the public They plan strategies to help move toward the vision com m itting to action and achieving their goals in the most efficient and effective manner W orking w ith o ther ADMs they jo in forces in the interest o f serving the public good ADMs build partnerships w ith other organizations to better meet the objectives o f all partners and in the interest o f better serving the public
Intellectual Competencies
Cognitive Capacity
ADM s possess the cognitive capacity to understand and respond strategically to the com plexities inherent in public service The cognitive capacity o f the ADM allow s him or her to understand com plex and divergent issues and to interpret key messages and trends They recognize how these relate to their organization and develop policies that are acceptable from m ultip le points o f view W hile focusing on their u ltim ate goal o f the public good they recognize that a m ultip licity o f different facets must work together to achieve that goal ADMs use their cognitive capacity to protect the public interest they create order out o f chaos and develop long-term and short-term strategies that w ill prevent as well as solve problem s
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108
Creativity
ADM s respond to challenges w ith innovative solutions and policies They demonstrate a w illingness to question conventional m eans o f serving the public They may use intuition non-linear thinking fresh perspectives and inform ation from non-traditional fields to generate new and im aginative ways to succeed They will often address several objectives sim ultaneously solving m ultip le problem s at once To prepare for future challenges A D M s enhance their creativity by continuous learning
Future Building Competency
Visioning
ADMs cham pion the vision o f the Public Service They describe the future o f service to the public in com pelling terms prom oting enthusiasm and com m itm ent in others The leaders com m itm ent to the vision sends a message to others that change is a positive endeavour thus creating an atmosphere that generates new ideas They explain how the vision incorporates the Public Service culture and values and how it responds to external factors at the local national and international level This includes opportunities for partnerships w orldw ide com petition and com m unity involvem ent A D M s foresee potential roadblocks to success and take action to avoid or overcom e them
Management Competencies
Action Management
ADM s are action-oriented individuals w ho anticipate the short- and long-term consequences o f the ir strategies They consider strategies as they relate to their own organization the Public Service as a w hole and the com m on good T heir efficiency in carrying out policies ensures the public is properly served They develop backup strategies to deal w ith potential negative outcom es As A D M s deal w ith serious tim e-sensitive issues and may have to m anage a num ber o f crises sim ultaneously they remain focused in the face o f m ultiple distractions They know that m ost decisions must be taken before all the facts are available and are at ease w ith am biguity and risk in this regard They have the courage to propose courses o f action that others may hesitate to suggest These sk ills enable ADM s to m ake things happen and get th ings done they are known for their ab ility to accomplish objectives
Organizational Awareness
ADM s understand the inner workings o f the governm ent the Public Service and their own organizations in term s o f structure processes and key players They actively develop this awareness in order to effectively position them selves to achieve strategic
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109
objectives This requires acute sensitiv ity to the relationships betw een key players in the organization in addition to both acknow ledged and private agendas ADMs actively seek out opportunities to keep the ir organizational awareness comprehensive and current O rganizational awareness allow s one to set the stage w hen m aking strategic decisions^ in both the short- and long-term This com petency must be actively m aintained by the individual using good judgem ent about the relationships that influence the organization A D M s use this com petency to steer decision-m aking in the d irection that w ill m ost effectively serve the public interest Learning from experience A D M s develop the w isdom to know when to cut their losses o r when to pursue an issue more aggressively O rganizational awareness com es from a range o f sources from intuitive perception to factual data
Teamwork
ADMs are aware that service to the public com pels them to contribute actively and fu lly to team projects by working w ith o ther A D M s and colleagues collaboratively as opposed to com petitively which includes working tow ards consensual solutions that enhance the output o f the team A D M s so lic it and provide inform ation that could affect the planning or the decision-m aking process by dem onstrating a genuine interest in receiving inform ation from others and encouraging others to offer their ideas or opinions A D M s negotiate m utually acceptable so lu tions by trying to understand the positions thoughts concerns and feelings o f others ADM s assure all parties that fair solutions and better options will be identified A D M s develop and m ain tain sm ooth cooperative w orking relationships by showing consideration concern and respect for others They recognize that a diversity o f experience and knowledge can only enhance the quality o f the team s work They are sym pathetic to and tolerant o f differing needs and view points w hile m eeting com m on goals
Partnering
A D M s w ork w ith partners to create the policies that support integrated service delivery and elim inate red tape and bureaucracy in the interest o f the public good ADM s develop a com m unity o f shared interests w ith diverse levels o f governm ent interest groups and the non-profit and private sectors Partners use their diversity o f experience and know ledge to make the best decisions Partners share com m on goals solve com m on problem s and work hand in hand for the com m on good not on ly o f each partner but o f the C anadian public A n essential feature o f this com m unity is that it functions on the basis o f shared power and responsibility T his allows m em bers to avoid waste inefficiency and duplication o f effort w h ile retaining the iden tity o f their own organization This allow s them to serve the country to the best o f their abilities both individually and collectively Fundam ental to successful partnering are com m itm ent trust and the open com m unication tha t helps to articulate and align the objectives and expectations o f all members Partnering is an expression o f team w ork outside onersquos organization It requires the same sp irit o f collaboration and diplom acy however e lic iting the cooperation o f external partners may require even keener collaborative skills
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
no
Relationship Competencies
Interpersonal Relations
ADM s interact effectively w ith public and private sector individuals in order to advance the work o f the Public Service T heir interactions are based on respect and an appreciation that people w ith varying backgrounds and view points enrich the organizational environm ent Their negotiating skills a llow them to m aintain relationships and produce w in-w in results Through persuasion and assertiveness they gain support for ideas and in itiatives influence peers and superiors and effectively represent their organization s interests to other groups A D M s have the ab ility to deal w ith difficult and com plex interpersonal situations and to take firm control in order to actualize the agenda or to protect the public interest For an ADM interpersonal skills are a means o f achieving im portant management objectives
Communication
ADM s com m unicate in a com pelling and articulate m anner that instills com m itm ent They adapt their com m unication to ensure tha t different audiences understand key messages They use a variety o f com m unications vehicles to foster open com m unication w ith in their own organization and across the Public Service ADM s effectively represent the Public Service as a protector o f the com m on good to special interest groups clients and the media They also appreciate the importance o f being a good listener providing opportunities for others to have input listening for underlying nuances and m essages and conveying an understanding o f the key points being com m unicated
Personal Competencies
StaminaStress Resistance
A D M s must sustain high energy levels to greet the ongoing challenge o f protecting the public interest Their ab ility to resist stress and remain energized in the face o f d ifficult dem ands and prolonged exposure to stressors often has an uplifting effect on others A D M s are realistic about the ir own lim its They respond to the early signs o f burnout to ensure that their energy reserves rem ain high over the long term
Ethics and Values
A D M s treat people fairly and w ith dignity They are w illing to adm it their m istakes even in the face o f adverse consequences These individuals honour their com m itm ents and consistently strive to act in the public interest by ensuring that the public trust is not violated Their principles act as an internal compass to guide their behaviour a llow ing them to consistently uphold the personal social and ethical norms o f the Public Service
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
I l l
They protect fairness avoid conflicts o f interest and m aintain political and interpersonal neutrality They pursue proper goals and are resilient in the face o f distracting external pressures AD M s are known for doing the right thing for the right reasons they ensure that their actions are aligned w ith their principles
Personality
ADMs possess the am bition to set challenging goals and the tenacity to pursue them over the long term They have the stability and self-control to m aintain fbcus and composure in the midst o f com plex logical problems or em otionally stressful interactions A D M s are m otivated by the challenge o f protecting and serving the public good For A DM s power is pursued as a tool to accom plish objectives rather than an end in itself
Behavioural Flexibility
ADMs adjust their behaviour to the dem ands o f a changing w ork environm ent in order to remain productive through periods o f transition am biguity or uncertainty They can adapt the expression o f their com petencies to different situations and respond quickly to emerging opportunities and risks Behavioural flexibility allow s them to work effectively w ith a broad range o f situations people and groups A D M s use behavioural flexibility to m ove both horizontally and vertically in the Public Service This competency enables them to adapt to the characteristics o f particular situations to acquire new and more effective behaviours and to discard others as contexts and roles change It allow s them to learn from the behavioural styles o f others to expand the ir ow n repertoire The essence o f this com petency is the ability to continuously develop new ways o f interacting that are more effective in certain situations in order to accom plish one s objectives
Self-Confidence
ADMs possess realistic confidence in their abilities They are secure and are self-directed as opposed to other-directed T his inner strength is the backbone that enables them to use their com petencies to the fullest and to distinguish a challenging task from an impossible m ission ADM s seek and consider input but they are not dependent on the judgem ent o f others They make the ir decisions independently and take ownership o f and responsibility for them A D M s express their opinions w illing ly and take calculated risks even when their ideas are not endorsed by others They handle failures and criticism in a constructive manner They project an air o f assurance that quells the fears o f others which especially in tim es o f transition helps to m aintain productive w orking conditions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 3
EXANIPLES OF P L ^L IC AND PRIV A TE SECTOR PROFILES
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
xjCDoOQCsQ
oCD
C)
o3
CD
8euml
Appendix 3 Examples of Public and Private Sector Profiles
CANADA (La Relegraveve - Framework)
Intellectual C om petencies Cognitive Capacity Creativity
NEW ZEALAND (State Services Commission)
O utcom es amp R esultsC oncep tual ThinkingO utcom e Action amp E xcellence O rientation
3CD
Cp
CDoOQCaO3
oO
CDQ
Future Building C om petencies Visioning
M anagem ent C om petenc ies Action M anagem ent O rganizational A w areness Team w ork Partnering
Relational C om petenciesInterpersonal Relations Com m unication
LeadingM anagingTeam w ork amp Com m itm entM anagersh ipL eadersh ip
Client FocusC lientS takeholder Service Com m itm entInfluencing o thersG overnm ent amp S ec to r A w areness
oCD
()()
P ersona l C om petenciesS tam inaS tress R esist Ethics amp V alues Behavioural Flexibility Self-C onfidence
K now ledge C om petencies Knowledge
CDOOQC
8Q
OCD
C)C)
CD
8Olsquolt3 (O
3CD
CDOOQC
aO3OO
amp
Oc8
C)(0o3
BANK OF MONTREAL (Managerial Leadership Capabilities)
A chievem ent Orientation Relationship M anagem ent B usiness Acum en C h an g e Leadership C ontinuous Learning Client Service Focus C oncep tual amp S trategic Thinking P ersona l E ffectiveness M anagerial Orientation
73CDOOQC
gQ
OCD
O
CD
33 CD
CDO
O
CDQ
OCD
CicircC)
GM (Competencies X Domain)
In terpersonal E ffectivenessBuilds R elationships amp Partnersh ips Com m unication Skills
o Visionary Leadership2 C ustom er Focus
LeadershipSupervision C oaching Em pow erm ent T eam D evelopm ent C h an g e L eadership
P ersona l Q ualities amp Traits0 Motivational Patterna Maturity mdash1 R esu lts Orientation Ucirco Diversity
Technical K now ledge amp M anagem ent Decision Making M anaging the Jo b Functional Expertise Integrating amp Functioning Globally S tra teg ic Thinking and Execution
73CDOOQC
3Q
OCD
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3CD
Cp3 CD
CDOOUcircCaO3
OO
O
SCOTIABANK (Competencies X Cluster)
Action amp A chievem ent R esults Focus Decision Making EfficiencyA ccuracy amp T horoughness
sect P e rse v e ran c e
Problem SolvingAnalytical Thinking S tra teg ic Thinking Fonward Thinking Innovation
M anagerial E ffectiveness T eam FocusD evelopm ent of O thers ^
T eam L eadersh ip
g P ersona l E ffectivenessg C om m unicationf P ersuasion
Flexibilitysect O rganizational Com m itm ent
Self-developm ent Em pathy
O rganizational ImpactRelationship Building Influence C onfidence
C ustom er Sen iceC ustom er focus
CDOOQC
8Q
OCD
()C)
OCUcirc
Bank of Canada (Competency Dictionary) SUN LIFE (Core Values)
deg L eadership C ustom er Focus^ Team work Valuing our P eop lew Com m unication Team w ork8 Planning amp O rganizing (Project M anagem ent) Excellence
Delegation IntegrityCoaching amp F eed b ack Financial S trengthDeveloping Self amp O thers Relationship M anagem ent Analytic ThinkingProblem Solving Innovation Client FocusFlexibilityFacilitating C h an g eD ecisiveness
sect- T horoughnessQ ualitya Initiativedeg Future Thinking (Vision)3 Self-C onfidence~ R esults Focus
I
OcoCD
(gto=3
118
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 4
QUESTIONNAIRE
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
120
Cmiadwr V icircre o Cei laquoe anarfiumlerV a r j o f OeN-e^oof^e Ce j^fsion
Svrtembvr 1 1999
Dear SirM adam
A5 w e move into the 21raquo Century there is an on-going and important debate as to what skills and abilities will be required of future leaders This is a debate which is of interest to both the public sector and private sector I would like to invite you to participate in this important debate by m aking your views known on these issues The attached survey is being sent to an elite cadre of public and private sector leaders so that their views can shape and influence the debate and subsequent direction of policy in this area
Your contribution to this debate can be secured by completing the attached questionnaire and returning it as soon as possible using the envelope provided Know ing how limited your time is every effort has been m ade to ensure the questiormaire is brief and to the point
All of your responses will be completely confidential mdash your name or the name of your organization will never be linked to any of your answers There is no way to track the completed questionnaires we receive mdash there are no hidden codes or identifiers We would appreciate it i f you could answer the questionnaire as soon as possible and return it to us in the envelope provided If you have any questions about the study please do not hesitate to call Dr Sheila Redmond Project Co-ordinator at Ekos Research Associates Inc at (613) 235-7215 (ccecr)
To thank you for your input we would like to send you an executive sum m ary of the report when the project is completed If you are interested please enclose your business card w ith the questionnaire o r if you prefer send us a note separately
Thank you in advance for taking the tim e to complete the questionnaire and for contributing to the debate on the abilities required for leaders of the future
Sincerely
LM aunce Demers Director General Strategic Planning and Research
D e La SalleT el (613) lt115-2263 Fraquoraquo lt613) lsquo 4 3 -3 2 6 1
D e U SaUeT e le p h o n e (6 1 3 ) raquo52 2 6 3 T eacute leacute c o p ie u r 6133 4 3 -3 2 6 1 Canada
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
121
While the purpose of this survey is to identify the key leadership abilities for the 21st century (ie 20 years from now) initially it will be important to get your views as to the most important leadetsftip abilities which were required 20 years ago
a
b
cd
f
ghi
i-
k
I
m
n
0
R a tf tho im p o r ta n c e o t th e t o l lo w m g a b il i t ie s fo r le a d e r s 2 0 y e a r s a g o Plcitblt- rnte your response on a scae from I not at all important to 7 extremely iinportiint where the niul-point 4 is moderately important
M e tM a uiMfoanar
MoMmniTtneeeraiT
CmoMLTiMMwraitT
Team w orL
Preblctn sollaquoin( (vatfatiC dtm nt leiitm tnc anoaow)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Ability to learn (im p m t mtUipna danfupm )-
Com inuniaiions ik i l l i_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
IfitioB (a titm tf)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Interperunal (rtkondnp oH tagravetatm K trm fihm )
Initiative (m cm ai)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Entrepreneurial (m i aagravetr opm am t)-
T eadiin (atdm i am tom f) ___
Staminaresiliencetcif-renewal_ _
Ethicj funrfhtf n tm )_ _ _ _ _ _ _
O rpnita liona l (tH m stntm )mdash
B u sin eu tK h n ia l knovrledfe _
N efotiationconsult and e n p p _
Cosaiopolitaneerld v iew _ _ _ _ _
2 3 6 7
3
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
122
2a
b
c
d
t
f
lhIIkt
m
n
0
R a te t h e im p o r t a n c e o f th e fo l lo w in g a b i l i t ie s f o r l e a d e r s o f th e 21st c e n tu r y (i e - 20 t a r s from now) Please rate your response on a scale from I not at all im portant to 7 extremely important loltere the mid-point 4 is moderately important
WOT AT h i lnoooTwr
M O O C U T U TIH R M T U T
Teamwork
Problem solving (u a ^ a lirnonmt)-----------------------------Ability to learn (intrfntn uitrlliftKe claaHtnr)bdquo
Communications skills----------------------------------
Vision (craontf)-----------------------------------------
Interpersonal (rcuumlnoarJup celUbontm urwifottienl
Initiative (moonrtd)---------------------------------------
Entrepreneurial (mkakrr aptrmttn)
Teaching poicMf memaruiJ-----------
Staminaresilienceself-renewal_____
Ethics (mrepitjr aua)-------------------
Qtganitltional tdntatamnt) mdash
Businesstechnical knowledge mdash
Negotiationconsult and engage
Cosmopolitanworld view_____
E i n K H I l TiMranuT
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
123
b N o w p le a s e id e n t i f y w h ic h tw o o f th e a b i l i t i e s l is te d a b o v e w il l b e m o s t c r i t ic a l f o r le a d e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t ie s w il l b e e a s y o r d i f f i c u l t to f in d in 20 y e a r s
v n r t i n Eit k m it DirncuirTo Fm N u n n To Fwo
I I I i I i I 1 2 3 4 5 6 7
1 2 3 4 5 6 7
3 A r e th e r e a n y a b i l i t ie s n e e d e d f o r l e a d e r s o v e r th e n e x t 20 y e a r s th a t y o u fe e l h a v e n o t b e e n i n c l u d e d in th is s u r v e y
4 H o w im p o r t a n t d o y o u t h i n k l e a d e r s h i p is in r e la t io n to in te l l ig e n c e Please rate your response on a scale from 1 not at all important to 7 extremely important where the mid-point 4 is moderately important
NOTAT h i M a o o A i a T E x m i i f i TiM F O IT U n N VW TAN T tMOOOTiOT
I I I I I I I1 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1 2 4
Sa
ib
c
d
ecirc
f
1-kI
m
n
0
R a te th e im p o r ta n c e o f t h e f o l lo w in g a b i l i t ie s f o r w o r k e r s o f th e 2 1 st c e n tu r y (ie 20 years from now ) Please rate uuumliir response on a scale front I not at all important to 7 extremelu important where the mid-point 4 is moderatelu important
MoTAracircuiwatTMr
MosfumrInrciM ii
reamwork_
Problem solving (nalfBal dtaunludimtaL iitnonrnt)___________________________
Ability 10 Inrn fiMtfamt lettllifma d iu ftiptitl-__
CoRimuniaiions skills_______________________
Vision (aaantf)____________________________
Interpersonal (nugraveoomiip alUicnmt iemn[othm)
Initiative (manttd)__________________________
Entrepreneurial (miatertipenmtnr)
Teaching (catdunf attnamf)_______
Staminaresilienceself-renewal_____
Ethics (attpitf nluts)------------------
Organizational (idm m m tnt)__
Businesstechnical knowledge__
Negotiationconsult and engage
Cosmopolitanworld view_____
2 3
EmWMfLTInrotTUT
6 7
6
36
6666
6666i
i
6
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
125
b N o w p le a s e id e n t i fy w h ic h tw o o f t h e a b i l i t ie s l i s te d a b o v e w il l b e m o s t c r i t ic a l f o r w o r k e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t i e s w i l l b e e a s y o r d i f f i c u l t to f in d in 2 0 y e a r s
Von EtiT ExmmiT OirncuirTo r a e No tm i To f i n
I 1------ 1------ 1------ 1------ 1------ 1______________________________ 1 2 3 4 5 6 7
___________________________________________ 1 2 3 4 5 6 7
T h in k i n g o f t h e a b il i t ie s C a n a d i a n l e a d e r s a n d w o r k e r s w il l r e q u i r e o v e r t h e n e x t 2 0 y e a r s h o w d i f f e r e n t w o u l d y o u s a y th e a b i l i t ie s r e q u i r e d f o r l e a d e r s w il l b e c o m p a r e d to t h o s e r e q u i r e d o f t h e a v e r a g e w o r k e r Please respond using a 7-point scale tuhere 1 means not at all different 7 means very different and the mid-point 4 m ean s somewhat different
NOTacircTOU SOMTMMr VlfTOanimT OvRoar Oinmvr
I-------1-------1-------1----- 1------- 1-----11 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
d
126
I h in k in g igtt 20 v e a r s a ^ o p le a s e r a te th e d e g r e e to v h ic h y o u a g r e e o r d i - a g r e e w i th e a c h o t th e f o l lo w in g s ta te m e n ts u s in g a 7 - p o in t s c a le w h e r e 1 m e a n s v o u s t r o n g ly d i s a g r e e 7 m e a n s v o u s t r o n g lv a g r e e a n d th e m id - p o i n t A m e a n s v o u n e i t h e r a g r e e n o r d is a g re e
Si mdash IT No t m i OHiCM i SraoacirD o i c i n n m i c m i i c m
1 ifiink that iKitty his the si in nd 1erdesigM ttd I t id tn In th public ind p rin tesKtors as it did 20 jrwrs ago____________________ 1 2 J
Givtn higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there is less need for designatedleaden than there was 20 yean ago_______________I 2 3
The abilities for private sector leaden 20 yean ago were fundamentally the same as those for public sector leaden
If you responded 12 or 3 (ie ldquodisagree) to question 7c What is the key difference
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
127
I
N o w th in k in g 2 0 y e a r s f r o m to d a y p le a s e r a te th e d e g r e e to w h ic h y o u a g r e e o r d i s a g r e e w i th e a c h o f t h e fo l lo w in g s t a te m e n ts u s i n g a 7 -p o in t s c a le w h e r e 1 m e a n s y o u s t r o n g l y d i s a g r e e 7 m e a n s y o u s t r o n g l y a g r e e a n d th e m id - p o in t 4 m e a n s y o u n e i t h e r a g r e e n o r d i s a g r e e
SimdashlaquoT WitmOnmdashii SimdashcirOnican Hoamdashn poundlaquoii
1I think that socitty will halaquoc the same need for designated leaders in the public and private sectors20 years from now as it does to d ay --------------------- 1 2 3 4 5
Given higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there will be less need fordesignated leaden 20 yean from now than there istoday---------------------------------------------------------- 1 2 3 4 5
The abilities required for private sector leaders 20 years from now will be fundamentally the sameas those for public sector leaden_________________ 1 2 3 4 5
If you responded 12 or 3 (ie disagree) to question 8c What is the key differencersquo
9a In y o u r o p in io n is t h e choice o f a b i l i t i e s fo r le a d e r s i n d ic a t iv e o f a t r e n d to w a r d s g e n e r a l i s t s o r t o w a r d s s p e c ia l i s t s P le a s e r a te y o u r r e s p o n s e o n a 7 -p o in t s c a le w h e r e I m e a n s a t r e n d to w a r d s g e n e r a l i s t s 7 m e a n s a t r e n d to w a r d s s p e c ia l i s t s a n d 4 m e a n s n o t r e n d
Towuos Mo Towmdash 1Cmdash M usn Tk m s n c u u in
n Imdash I I4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
128
In y o u r o p in io n to w h a t e x te n t w il l th e f o l lo w in g f a c to r s in f lu e n c e th e a b i l i t ie s r e q u i r e d fo r le a d e r s 20 y e a r s f ro m n o w Please rate your response on a scale from J not at all to 7 a great deal where the mid-point 4 is somewhat
teoAcirciDtAL
a
b
c
de
Globalization
Ttdinologr mdash
Downsizingmdash
Onronity (raw gender culture etc) _
Otber (please specify)____________
10
a
b
W h ic h b e s t d e s c r ib e s th e s ty le o f l e a d e r s h ip
ConnauioioeMmuwKMKHooaoni
1-----120 years ago
20 years from now
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
129
B B a c k g r o u n dC h a r a c t e r is t ic s
N o w w e h a v e a f e w f i n a l q u e s t i o n s f o r s t a t i s t i c a l p u r p o s e s o n ly
II In w h a t y e a r w e re y o u b o m
h raquo I I I
12 W h a t is y o u r g e n d e r
(lilt
1 3 W h a t s e c to r d o y o u r w o r k in
Public Sectorfedrral--------------------------------------ProTincialitmtarial- Mumiopal--------------Private SectorHanufacturing------H i-W __________Financial Semices___EnwrtainmrntMriia Tsuriun___________Oihrr (pllaquoaw sptcify) _ Voluntary SectorHealth_____________Social SemceuOther (please specifj)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
130
14 H o w m a n y e m p lo y e e s w o r k in y o u r o r g a n iz a t io n
Under 1 0 0 1Between 100 and 3 0 0 2Between 301 and 5 0 0 3Over 500 ^
15 H o w lo n g h a v e y o u b e e n m a l e a d e r s h ip p o s i t io n
I I I Tdub
16 W h a t is th e h ig h e s t le v e l o f s c h o o l in g t h a t y o u h a v e c o m p le te d
Publictlttnenuiy school or less (grade 1-8)-------------------------------------------- ISome high schoolGraduated from high school (grade 12-13)Vocationaltechnical college or CEGEP------Trade certification____________________Some university_____________________Bachelorrsquos degree-------------------------------Professional certification Graduate degree----------
17 H o w lo n g h a v e y o u b e e n in y o u r p r e s e n t o r g a n iz a t io n
Under 3 years 3-S years------6-10 years___11-20 years__Over 20 years
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
131
18 H o w lo n g h a v e y o u b e e n a m e m b e r o f th e w o rk fo rc e
Under 5 yean 5-10 yean___11-20 yean__21-30 yean__Over 30 yean-
1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
SELECTED BIBLIOGRAPHY
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Abramson M (1996 September) In search o f the new leadership G overnm entExecutive 39
Adler VL amp Ziglio E ( 1996) G azing into the oracle Applications on the D elphi nnjihuds to socia l policy and public health London Jessica Kingsley
Andersen Consulting Change managem ent - thought leadership - the evolving role o j executive leadership Retrieved October 5 1999 from the World Wide Web htttpwwwaccomserviceschangechan_tI_evoIrole6htmI
Applegate LM amp Elam JJ (1992 December) New information systems leaders A change role in a changing world T5 Quarterly 16A) 469-491
Arnold WE VlcCroskey JC amp Prichard SVO (1967) The Likert-type scaleiodity Speech 15 3 1 -33
Arredondo P 1996) Successful d iversity management initiatives Thousand Oaks CA Sage Publications
Association o f Professional Executives (APEX) (1999) Report on EX selection am i prom otion - part 1 -principles values and m odernizing the system Ottawa Canadian Centre for M anagement Development
Attwell P amp Rule J ( 1984) Computing and organization What we know and what we don t know Communication o f the JCT 27 1184-1192
Baker JK (1995) Leadership 101 Indianapolis Guild Press o f Indiana
Bales RF amp Slater PE (1955) Role differentiation in sm all-decision-m aking groups In T Parsons and RF Bales (Eds) Family socialization and interaction processes New York Free Press
132
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1J J
Bartosh B (1995 Winter) Adventures in downsizing A case study Information Strategy The Executive Journal I (2) 47
Bass BM amp Stogdill RM ( 1990) Bass a n d S to g d il lrsquos handbook on leadership theory research a n d m anageria l applications (3 ed) New York Free Press
Bennis W ( 1989) On becoming a leader Reading MA Addison-Wesley
Bennis W (1994) Learning to lead A workbook on becom in g a leader Reading MA Addison-Wesley
Bennis W (1995) The 21st century organization R einventing through reengineering A m sterdam Pfeiffer amp Co
Bennis W ( 1997) O rganizing genius The secrets o f c rea tive collaboration London Nicholas Brealey
Bennis W ( 1998 Februan ) Rethinking leadership E xecutive Excellence 15(2)7 - 8
Bennis W amp Nanus B ( 1985) Leaders S tra teg ies fo r taking charge New ork Marper amp Row
Betcherman G M cM ullen K amp Davidman K (1998) Training fo r the new economy Ottawa Renoul
Blake RR amp M outon JS (1985) The m anagerial g r id III Houston TX G ulfPublishing
Boberg A L amp Morris-Khoo SA (1992 A pril-M ay) T he Delphi method A review o f m ethodology and an application in the evaluation o f a higher education program Canadian Journal o f Program Evaluation Revue canadienne d evaluation de program me 7(1) 27-39
Bossidy L (1998 August-September) Reality-based leadership Executive Speeches 13() 10
Bourgon J ( 1998) Fifth annual report to the Prim e M in ister on the public service of Canada Ottawa Government o f Canada
Boyatzis RE ( 1982) The competent m anager- A m odel f o r effective perform ance New York John Wiley amp Sons
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
134
Boyd HW amp Westfall R (1972) M arketing research (3rd ed) Homewood Ill Richard D Irwin
Briscoe J amp Hall D (1999 Autumn) An alternative approach and new guidelines for practice O rganizaiional Dynamics 2S(2) 37
Brooks SS (1995 June) Managing a horizontal revolution M agazine40(6) 52
Brosnahan J ( 1996 June) Nurturing leaders Princeton Harkness Fellow
Brown MM amp Brudney JL ( 1998 Septem ber) Public sector information technology initiatives Administration amp Society 30(4) 421-443
Byham W (1999 Februarv) Grooming next millennium leaders HR M agazine46-50
Cam pbell R Sessa V amp Taylor J (1995) Choosing top leaders Learning to do better Issues amp Observations 75(4) 1-5
Canadian Centre for Management Development Accelerated Executive De elopm ent Program (1996) Ottawa Government o f Canada
Canadian Centre for Management Development (2000) The learning-centred public service Leadership at every level Ottawa Government o f Canada
Carr NG ( 1999 May-June) Being virtual Character and the new economyIlarvard Business Review 7(3) 181
Celeste RF ( 1996 Winter) Strategic alliances for innovation Emerging models ol technology-based iwenty-llrsl centurv economic development Economic Development Review 74(1) 4-9
Chesbrough H amp Teece D (1996 Januarv-February) When is virtual virtuous H arvard Business Review 65-73
Coates J amp Jarratt J (1992 July) Exploring the future A 200-year record of expanding com petence Annals o f the American A cadem y o f Political a n d Social Sciences 522 12
Co I de way AE ( 1989) Using basic statistics in the behavioral sciences Scarborough Prentice-Hall
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
135
Corporate Leadership Council (1999 October) International competencies li orpurcite Leadership Cuuncil Fuel Brief) London Corporate Leadership Council
Covey S ( 1992) Principle-centered leadership London Simon amp Schuster
Covey S (1994 December) Veursquo wine old bottles Executive Excellence 12
Cox T Jr (1995) Cultural diversity in organizations theory research amp practice San Francisco Berretl-Koehler
Critten P ( 1993) Investing in people towards corporate capabilityrsquo Oxford Butteruorth-Heinem ann
CyberAtlas The Web M arketers Guide to Online Facts (2000a) Consumables Market Takes Larger Scale o f E-Commerce Retrieved April 24 2000 from the World Wide Web httpcyberatlasintemetcombig_picturedemographicsarticle013235931_273531 OOhtml
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Dalton GW Thompson PH amp Price RL (1977 Summer) The four stages o f professional careers Organizational Dynamics 19-42
Davis S amp Meyer C (1998) Blur Reading Addison-W esley
Deavers KL Lyons M R amp Hattiangadi AU (1999) A century o f p rogress a century of change Washington DC Employment Policy Foundation
Denneh- RF ( 1999 March) The executive as storvteller Management Review40-43
De Pree M (1992) Leadership jazz New York Dell Publishing
De Pree M (1989) Leadership is an art New York Dell Publishing
Dess G G amp Picken JC (2000) Changing roles Leadership in the 2T centurxOrganizational Dynamics 28(3) 181
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
136
Diaz EJO (1999) Identifying knowledge skills and abilities (KSA sj required hv human resources managers to fa ce twenty-first-century challenges The case o f I cnezuela Ann Arbor UMI Company
Donnelly RG amp Kezbom DS (1994 M ay) Overcoming the responsibiliiy- auihority gap An investigation o f effective project team leadership for a new decade Cost Engineering 365) 33-41
Dror Y (1997) Delta-type senior civil service for the 21 century International Review o f Administrative Sciences 63 7-23
Drucker P (1967) The effective executive New York Harper amp Row
Druckcr P ( 1995) Managing in a time o f great change New York Truman 1 alley Books
Drucker P ( 1999 Winter) Knowledge m anagem ent and competition in the consulting industry California M anagement Review 4 (2 ) 79
Dubrin AJ (1995) Leadership research findings practice and skills Boston Houghton M ifflin
Dumaine B amp Faircloth A ( 1995 April 15) D istilled wisdom Buddy can youparadigm Fortune Magazine 131(9) 205
Duncan AM amp Harlacher EL (1991 Spring) The twenty-first century executive leader Community College Review 18(4) 39-48
Edwards A (1957) Techniques o f attitude scale construction New York Appleton Centur^ amp Crofts
Farazmand A (1999 November-December) Globalization and public administration Public Administration Review 59(6) 509-525
Farewell to the pyramid chart (1993 D ecem ber 20) Business (Peek 122
Fiedler F ( 1987) ew approaches to effective leadership New York JohnWiley
Fiedler F (1996 June) Research on leadership selection and training one view o f the future Administrative Science Quarterly 41 241
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
137
Foot DK amp Stoffman D (1996) Boom bust amp echo How to pro fit fro m the coming demographic shift Toronto M acFarlane W alter amp Ross
Fulmer RM amp W agner S (1999 M arch) Lessons from the best Training andDcwdopnient 5 3 0 ) 28-32
Gannon J (2000 Februar) 1) The CIA in the new world order Intelligence challenges through 2015 Remarks made at Cam pus on the Mall Smithsonian Associates W ashington DC
Ghisclli EE (1963 October) M anagerial talent -Imercan Psychologist 18 631-641
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Grant L (1994 February 28) New jew el in the crown US News amp W orld Report lt8) 55
Grosser J (1995) Piloting through chaos Sausalito Five Rings Press
Guggenheimer P amp Szulc MD (1998) Understanding leadership competencies United Stales o f America Crisp Publications
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
138
Hill VIA amp fCeals BW ( 1992) Strategic leadership and restructuring A reciprocal interdependence In RL Phillips amp JG Hunt (Eds) Siraiegic leadership A nmUiorganizadonal-level perspective Westport Quorum
Hodgetts R amp Luthans F (1999 Autumn) Redefining roles and boundaries linking competencies and resources Organizational Dynamics 25(2) 7
Hogan R amp Curphy H J (1994 June) WTiat vve know about leadership American Psychologist 49(6) 493
Hogg R amp Tanis E (1993) Probability and statistical inference (4rsquorsquo ed) New )ork Prentice-Hall
Hooijberg R amp Hunt JG (1997) Leadership complexity and development o f the leaderplex model Journal o f Management 22(3) 375-409
Hyden H (1994 December) From manager to leader Executive Excellence ( 1 2 ) 1 0
Jackson SE amp Associates (1992) Diversity in the workplace New York Guilford Press
Jackson SE Brett JF Sessa VI Cooper DVL Julian JA amp Peyrormin K (1991) Some differences make a difference Individual dissimilarity and group heteroginity as correlates o f recruitment promotion and turnover Journal o f Applied Psychology 75(5) 675-689
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Jacques E amp Clement SD (1991) Executive leadership Cambridge MA Cason Hall amp Co
Jamieson D amp O M ara J (1991) M anaging workjbrce 2000 gaining the diversity advantage San Francisco Jossey-Bass
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139
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140
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R eproduced with perm ission of the copyright owner Further reproduction prohibited without perm ission
141
Maslow A Kaplan AR Stephens DC amp Hell G (1998) M aslow on numagemeni New York John Wiley amp Sons
Maxwell JC (1999) The 21 indispensable qualities o f a leader Nashville Thom as Nelson
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Miles J (2000 February) Developing and implementing senior management and leadership competency profiles and tools Ottawa Government o f Canada Public Service Commission
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
142
Morris B amp Tarpiey N (2000 February 21) So you re a player Do you need a coach Fortune Magazine - (4 ) 144
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
143
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Peters T (1987) Thriving on chaos New York Harper amp Row
Peters T (1997) The circle o f innovation London Hodder amp Stoughton
Pettigrew PS (1999) The new politics o f confidence Toronto Stoddart
Pinchot G amp E ( 1996) The intelligent organization San Francisco Berrett- Koehler
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144
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Shoch J (2000 March) C ontesting globalization Organized labor NAFTA and the 1997 and 1998 fast-track fights Politics and Society 2ltS(1) 119
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145
Shtogren A (Ed) (1999) Skyhooks fo r leadership A new fram ew ork that brings logether fiv e decades o f thought New York AMACOM
Slivinski L amp Miles J (1997a) The wholistic competency profile A model I^ersonnel P sych o lo g y Centre Government o f Canada Public Service Commission
Slivinski L amp Miles J (1997b) Leadership competencies fo r ADMs and senior executives Ottawa Government o f Canada Public Service Commission
Smith AW (1997) Leadership is a living system Learning leaders and organizations Human Systems Management d(4) 277-285
Spencer L amp Spencer SM (1993) Competence at work Models fo r superior perfonnunce Somerset John Wiley amp Sons
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Stogdill RM (1974) Handbook o f leadership A survey o f theory and research New York Free Press
Strube MJ amp Garcia JE (1981) A meta-analytic investigation o f Fiedlerscontingency model o f leadership effectiveness Psychological Bulletin 90 307-321
Tannenbaum R Kallejian V amp Weschler lR (1954) Training managers fo r leadership Instructions on industrial relations (So 35) Los Angeles UCLA
Tannenbaum R amp Schmidt WH (1973) How to choose a leadership patternI larvard Business Review 51 162-164
Tannenbaum R Weschler IR amp Massarik F (1961) Leadership and Organization New York McGraw-Hill
Thack L amp Heinselman T (1999 March) Executive coaching definedTraining a nd Development 53(3) 34
Thom as RR 1990 March-April) From affirmative action to affirming dix ersity H arvard Business Review 90(2) 107
Tichy NM with Cohen E (1997) The leadership engine New York Harper Collins
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146
Trcasur Board o f Canada Secretariat (1998) Profile o f public service leaders and managers Ottawa G overnm ent o f Canada
Treasurgt- Board o f Canada Secretariat (2000) HR connections Retrieved March 14 2000 from the W orld Wide Web httpwvvwtbs-sctgccaHR CONNEXIONS RHHRX m enu fhtml
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Twiss B (1992) Vfanaging technological innovation (4rsquo ed) London Pitman Publishing
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Uchitelle L (1998b December 7) Downsizing com es back but the outer is muted Mew York Times Section A p 1 col 1
Ulrich D amp Lake D (1991 Februatv) Organizational capability creating competitive advantage 4cademy o f Management Executive 5(1) 77-92
Vroom VH amp Yetton PW ( 1973) Leadership and decision-makingPittsburgh University o f Pittsburgh
Wall L ( 1998 Septem ber) Making sense o f the global chaos Afanagement Review S7(8) 31
Wall SJ amp W all SR (1995) The new strategists Creating leaders at all levels New York Free Press
W alsh-Minor R ( 1997) n analysis ol management com petencies and their iinplemeniation in selected health care institutions in South Florida Doctoral dissertation Ann Arbor UMI Company (University o f Miami)
Watson SH (2000) Leadership requirements in the 21 century The perceptions o f Canadian priva te sector leaders Unpublished doctoral dissertation Andrews University M ichigan
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
147
Watson W ail Worldwide (1998) Competencies and the competitive edge( Drpurate strategies for creating competitive advantage through people Retrieved 1 cbruargt- 9 2000 from the World Wide Web ht[pw w w w atsonw attcomhomepaae indexasp
Wheatley M J (1992) Leadership and the new science San Francisco Berrett- Koehler
Wheatley MJ (1996) A simpler way San Francisco Berrett-Koehler
W ooldridge A (2000 March 5) Come back company man ew York Times Section 6 p 82 col 1
Wren DA (1994) The evolution o f management thought N ew York Wiley1994
Wunder G C amp Wynn GW (1988) The effects o f address personalisation on mailed questionnaires response rate time and quality Journal o f the M arket Research Society 30 91-101
Yu J amp C ooper H (1983) A quantitative review o f research design effects on response rates to questionnaires Votrna o f M arketing Research 20 36-44
Zoglio SW (1993) Teams at work 7 keys to success D oylestown PA Tower Hill Press
R eproduced with perm ission of the copyright owner Further reproduction prohibited without perm ission
- Leadership Requirements in the 21st Century the Perceptions of Canadian Public Sector Leaders
-
- Recommended Citation
-
- tmp1443533580pdf8v1nh
-
Q Copyright by M Ruth Dantzer 2000 All R iahts Reserved
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LEADERSHIP REQUIREM ENTS IN TH E 2 1 ^ CENTURY THE PERCEPTIONS OF C A N A D IA N
PUBLIC SECTOR LEADERS
A dissertation presented in partial fulfillm ent
o f the requirements for the degree D octor o f Philosophy
by
M argaret Ruth Dantzer
APPROVAL BY THE CO M M ITTEE
Chair Shirley A Freed
embenXIames A Tucker
MembecrlCaren R Graham
E x a m in ^ Jacquelyn WarwickX L
o f Education aham PhD
Date A pproved
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ABSTRACT
LE ADERSHIP REQUIREMENTS IN THE 2 1 ^ CENTURY THE PERCEPTIONS OF CANADIAN
PUBLIC SECTOR LEADERS
by
M Ruth Dantzer
Chair Shirlev Freed
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT OF GRADUATE STLTDENT RESEARCH
Dissertation
Andrews University
School o f Education
Title LEADERSHIP REQLTREM ENTS IN THE 21 CENTLTIY THE PERCEPTIONS OF CANADIAN PUBLIC SECTOR LEADERS
Name o f researcher M Ruth D antzer
Name and degree o f faculty chair Shirley Freed PhD
Date completed July 2000
Problem
Since 1995 with the realization that by 2005 m ore than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop competent leaders has become a m atter o f
urgent attention
M ethod
Public sector leaders w ere surveyed by mail-in questionnaires as to their
ratings o f a set o f leadership competencies Analogue research for private sector leaders
conducted by a colleague was incorporated for some analysis A stratified sample o f the
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general public was also surveyed by telephone regarding a subset o f the same
competencies
Results
Public sector leaders perceived a shift in im portance for the following
competencies cosm opolitanworld view vision team w ork ability to learn teaching
skills negotiation interpersonal skills ethics entrepreneurial skills problem solving
initiative and stamina from 20 years ago to the 21 century however they rated
businesstechnical and organizational as decreasing in importance
Public sector leaders identified globalization technology diversity and
downsizing as important influences on the required leadership competencies for the
21 century
Public sector leaders rated problem solving ability to learn initiative
teaching ethics and organizational skills lower than the general population Public
sector leaders rated cosmopolitanworld view as m ore im portant than did the general
population
When public and private sector leadersrsquo data w ere combined public sector
leaders rated significantly larger shifts in importance for vision entrepreneurial skills and
negotiating
Public and private sector leaders ranked the top five competencies o f vision
communication team work cosmopolitanworld view and ability to learn similarly The
general public identified the ability to learn as the top-ranked competency
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future This study
suggests that public sector leaders perceive significant changes are needed in future
leadership competencies
In considering the top five ranked future leadership competencies for the
public sector leaders vision communication teamwork cosmopolitanworld view and
ability to learn a compelling story can be told about future leadership and the emphasis
on future and relational clusters o f competencies for leaders
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
DEDICATION
This work is dedicated with love to my parents Vince and Mary
leaders who taught me all about leadership through their example
Ill
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TABLE OF CONTENTS
LIST OF TABLES i i
A C K N O W L E D G E M E N TS ix
Chapter
I THE P R O B L E M 1
Background o f the Problem 1Statement o f the P ro b le m 5The Canadian Context 6Purpose o f the Study IIResearch Questions 13Collaborative Study 14M ethodology 15LimitationsDelimitations 16
Limitations 16D elim itations 17
Definitions 17Contribution o f the Research 22FundingSponsors23
II LITERATLRE R E V IE W 24
In tro d u c tio n 24Leadership M o d e ls 25
Traitist T h e o r ie s 27Behavioral Theories 28Situational Theories 31C o m p e ten c ie s 32
21 Century F o rc e s 36G lobalization36T echno logy 38D ow nsiz ing 40D iv e rs ity 42
IV
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Preparing for the Future Survey o f Leadersrsquo Perspectiveo f C o m p e ten c y 46Introduction 46Spencer and Spencer A General M o d e l 47Duncan and Harlacher Competencies for an
Educational S e t t in g 48Donnelly and Kezbom Competencies for Project Leaders 50W atson Wyatt Global C o m p e ten c ies 51Diaz Competencies for Human Resources Specialists52
III M E T H O D O L O G Y 54
In tro d u c tio n 54M ethodology 56
Phase 1 Identifying the M ethodology and the Survey Pool 56Quantitative Survey 57
Public Sector Leaders Population 57General Public Sample P o p u la tio n 58
Telephone S u rv e y 62Private Sector Leaders P o p u la tio n 62
Phase 2 Developing the Survey Instrument andReviewing Competencies 64Survey In strum en t 64
Mail-in ldquoPublic Sector Survey rsquo 64Reviewing and Identifying the C om petencies 66
Phase 3 Administering the S u rv ey 67Mail-in Leaders S u rv e y 67Telephone Survey o f a Random Sample o f the
General Population 67Phase 4 Analysing the R esu lts 68
Public Sector Leaders Analysis 68External Drivers Analysis 69Comparison o f Results Between the Public Sector
Leadersrsquo Survey and the General P u b lic 70Comparison o f Results Between the Public Sector
and the Private Sector Leadersrsquo S u rv e y 71Ranking Within G ro u p s 71Ranking Between G roups 72
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i- Risi [ r s 73
Inirodiiction 73Shifi 20 Years Ago to 2 P lsquo Cenlurgt-74External Driver Influence on Competency R equirem ents 76Leader and General Population Perspectives 78Combined Data Public and Private Sector Leaders and
General Population D ifferences81Degree o f S h i f t 82Ranking o f Competencies Within G r o u p s 82
Public Secinr Leaders 84Priate Sector L e a d e rs 84General Population84
Ranking ot L ompetencies Between Groups 87Summarx- of R esu lts 87
V SUMMARY CONCLUSIONS AND RECOMMENDATIONS91
Siimmarv 91Finding 1 92binding 2 92binding 3 93binding 4 93
C o n c lu s io n s 93Future C o m p e ten c ie s 96Relational C om petenc ies 99Intellectual Competencies 100Personal Competencies 101Managerial Competencies 102Leadership D evelopm ent 102
Recommendations 103
ppeniii
1 LEADERSHIP COMPETENCIES FOR ADMS AND SENIOREXECUTIVES CORRESPONDENCE WITH OTHER O R G A N IZ A T IO N S 104
2 LEADERSHIP COMPETENCIES FOR ADMS AND SENIORE X E C U T IV E S106
EXAMPLES OF PUBLIC AND PRIVATE SECTOR PROFILES 112
-t O U E S T IO N N A IR E 119
SELECTED BIBLIOGRYPHY 132
VI
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LIST OF TABLES
1 Comparison o f Com petency Profile 49
2 Sample Size and Selection Criteria for the Public Sector L e a d e rs 59
3 Response Rate for the 1999 Survey Among the Various Sectors in thePublic Sector Target P o p u la tio n 59
4 Response History o f the Rethinking Governm ent National Survey forthe Public Sector Target S a m p le 60
5 Gender Distribution o f Public Sector L e a d e rs 60
6 Age Distribution o f Public Sector Leaders (=227) 61
7 Educational Achievement o f Public Sector Leaders ( = 2 2 7 ) 61
8 Gender o f General Population Telephone Survey (= 1503) 63
9 Age Breakdown o f the General Population Sample (= 1 4 9 9 ) 63
10 Sample Stratified by Region (= 1503) 65
11 Response by Number o f Employees (=121) 65
12 Response History o f the Rethinking G overnm ent National Suivey 66
13 Means and Standard Deviations o f the Ratings by Public Sector Leaderso f Leadership Competency Requirements 20 Years Ago andin the 2 r lsquo Century 75
14 Significance o f Shift Degrees o f Freedom t Values and Probabilitieso f the Ratings by Public Sector Leaders o f Past and Future Leadership Com petency R eq u irem en ts 77
VII
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Means Standard Deviations and Percentages o f the Ratings byPublic Sector Leaders o f the Influence o f External Driverson Leadership Competency Requirements for the 2D Centurv78
1 (( Means and Standard Deviations o f the Ratings by Public Sector Leadersand the General Population o f Leadership Competency Requirements for the 2D C e n tu r y 80
1 Mean Differences and Standard Deviations o f the Shift in Ratings byPublic Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements 83
I X Public Sector Leadersrsquo Ranking o f Leadership Competency Requirementsh Mean Ratings With Standard Deviations and Confidence Intervals 85
I P Pri ate Sector Leadersrsquo Ranking o f Leadership Competency Requirementsby Mean Ratings With Standard Deviations and Confidence Intervals 86
20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals 88
- Ranking o f I cadership Lrsquoompetenc) R equirem ents 89
22 Leadership C ompetencies Grouped in C lu s te r s 95
V l l l
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ACKNOW LEDGEM ENTS
Completing this research would not have been possible without the direct intervention o f a community o f friends and associates throughout the development implementation and completion of this document Along with thanking the dissertation committee for their time and input 1 would like to gratefully acknowledge the following
Shirlev Freed my advisor dissertation committee chair and fellow Canadian whose invaluable perspective and practical suggestions ensured that this project came to fruition mdash even from a distance of 1200 kilometres
Sarny Watson the better half o f my learning group and dearest friend who first suggested that we should embark on this learning journey and whose constant encouragement and belief that we could finish made it a reality 1 have been blessed to find in Samy a mentor a champion and above all else a kindred spirit in whom 1 tmst
1 he Canadian Centre for Management Development and its President Jocelyne Bourgon u ho supported this research from its inception As a leader Jocelynes vision for the renewal o f the Public Service of Canada was instrumental in defining this research
Jennifer Miles who was a constant reminder o f how selfless academics are with their time whose competencies go well beyond the statistics and leadership models she coached me through and Alex Himelfarb who was always willing to contribute his insightful perspectives
Lena Tobin who patiently devoted countless hours o f her own time single-handedly ensuring that ev ery page o f this document met the rigorous standards set by the university and whose heroic effort and constant attention to managing my time enabled me to survive trying to complete a research project at the same time as working full time
Linda St Amour for her constant words o f encouragement and for being there when Samy was not and for my staff who never missed a chance to help me out
EKOS Research Associates Inc especially Frank Graves who from the outset supported this project and his s taff Christian Boucher and Manon Desgroseilliers whose patience never seemed to run out
1 inallv a long list o f individuals who gave o f their time either debating with me on a particular aspect o f the work reading an initial draft or providing abundant hospitality in the form o f dinners and conversation after a long day Each o f them contributed to my learning
ix
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CHAPTER 1
THE PROBLEM
Background of the Problem
In considering leadership into the 2T century there is increasing
acknowledgment that the traditional concept o f leadership and the competencies which
leaders will require to be effective will be different from what they are today (Abramson
1996 Byham 1999 Dess amp Picken 2000 Diaz 1999 Donnelly amp Kezbom 1994
Hennessey amp Thomas 1998 Jacobs amp Rao 1995 Kotter 1990 1996 Nadler amp
Tushman 1999 Nanus 1992 Rifkin 1995) Many authors business writers and
students o f leadership point to the increasingly complex nature o f the issues and
environment with which leaders o f the future will have to contend to be effective
(Applegate amp Elam 1992 Arredondo 1996 Brooks 1995 Farazmand 1999 Gannon
2000 Grosser 1995 Jackson amp Associates 1992 Jamieson amp O M ara 1991 Koffler
1998 Lorine 1991 Ostroff 1995 Peters 1997)
Leadership in the 21 century will be influenced by external drivers such as
globalization (Farazmand 1999 Pettigrew 1999) technology (Brown amp Brudney 1998
Rifkin 1995) do wnsizing (Abbasi amp Hollman 1998 Bartosh 1995) and diversity
(Arredondo 1996 Jamieson amp O M ara 1991 Jackson amp Associates 1992)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Organizations need a sense o f how these external drivers will change the requirements for
leadership This knowledge will enable organizations to design developmental program s
that will enhance the skill sets that are relevant for future leadership Without a sense o f
how these external drivers are affecting the requirements for leadership competencies
there is the potential for organizations to develop training program s that promote skill
sets in their leadership cadre which are best suited to another era and not relevant for the
future environment (Diaz 1999 Sherman 1997 W atson W yatt 1998)
The increasingly complex nature o f the issues both in the public and private
sector may be traced to the external drivers specifically globalization technology
diversity and downsizing which have had an immense effect on management in the
recent past and will continue to influence management and leadership into the 21rdquo century
(Diaz 1999) Therefore conceptually it will be important to understand the perceived
impact o f the individual external drivers as well as their combined influence
The effects o f globalization are widely recognized by many leading authors
(Farazmand 1999 Kotter 1998b Porter 1998 Reich 1992 Senge 1997a Shoch
2000) In general the notion o f globalization refers to the conceptual breaking down o f
traditional barriers with the attendant increase in access to transnational ideas and models
Pettigrew (1999) notes that globalization truly became a reality in the mid-1980s when
the major stock exchanges in the world became linked and it becam e possible to trade
stocks and bonds around the clock With globalization com es the threat o f more hazards
and more opportunities (K otter 1998b) One such hazard w as the economic impact o f
the so-called Asian flu in which one countryrsquos economic crisis was felt around the world
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3
A second external driver which is likely to influence the job o f leadership into
the 21 St century is technology specifically the increased access to information both in
terms o f quantity but as importantly in terms o f decreased costs to access (Attwell amp
Rule 1984 Celeste 1996 Koffler 1998 Rifkin 1995 Twiss 1992) While access to
increased technology is not a new factor in leadership the speed at which technology is
evolving to provide more access and development opportunities is unparalleled (Rifkin
1995)
The 1980s trend toward downsizing was initially a cost-saving measure but
increasingly became an opportunity to enhance partnership and cooperative models with a
clear goal o f improving efficiency (Abbasi amp Hollman 1998 Bartosh 1995 M cGoon
1994 Noer 1993) As an external driver downsizing in many companies had the effect
o f accelerating the demand for different leadership skills (Lorine 1991)
Finally authors have reported on the growing need for diversity including age
gender and cultural perspectives as an external driver which will affect the way in which
leadership is viewed (Jackson et al 1991 Jackson amp Associates 1992 Johnston amp
Packer 1987 Thomas 1990) According to Bennis (1998) the world in which an
individual leader however gifted however tireless can save the enterprise single-
handedly no longer exists
It is difficult to isolate the effects o f the individual external drivers on
leadership Instead it may be more appropriate to think o f globalization as being made
possible because o f the increased access to technology or the fact that downsizing acted
as a catalyst for increased acceptance o f technological advances It is the interaction
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between the external drivers and the manner in which they move together the synergy
that is created and the speed at which the change is occurring which will mark the
2 r lsquo century
While none o f these individual themes is new taken together globalization
technology diversity and downsizing will have a dramatic impact on the leadership
competencies required for future leaders As recently as August 1999 the Organization
for Economic Coordination and Development (OECD) stated
Many observers have written about the likely shape o f organizations in the future and how they will be flatter or less layered than is now the norm This delayering o f public sector organizations will create the need for m ore leadership skills throughout the organization The rapid advance o f the Internet and electronic com m erce will only accelerate this trend as they break down the barriers to inform ation flow between and within governments Consequently leadership developm ent will have to become a priority o f public sector senior executives It can no longer be an optional activity o f top executives In both the public and private sectors there is widespread recognition that leadership is a key ingredient in the recipe for creating effective responsive and value creating organizations (p 97)
The OECD also said Cultural and linguistic diversity is important in the developm ent of
global electronic commerce (p 97) In addition to the OECD other authors have noted
the importance o f these trends and the view that given these trends leadership in the
future will require additional competencies such as collaboration team building
visioning and entrepreneurship (Bennis 1998 Kotter 1998b Nanus 1992 Peters 1997
Renesch 1992 Schrage 1995 Senge 1997b Sexton 1994 Wall amp Wall 1995
Zoglio 1993) While the perceptions o f academics and business writers inform theories
regarding leadership competencies a more direct source o f information may be the
perception o f actual leaders Because leaders actually experience the impact o f the
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5
external drivers on their organizations they could be in the best position to define their
vision and goals for the future and the process required to achieve them
It is important to understand how these forces are shaping leadership in both
the public and private sectors in order to ensure that the selection and development o f
leaders is consistent with the competencies that organizations will demand to remain
competitive in the coming decades (Diaz 1999 Hesselbein Goldsmith Beckhard amp
Schubert 1998 and Renesch 1992) Edward Lawler o f the leadership program at the
University o f Southern Californias business school captures this issue noting that ldquoIBM
invested the most money o f any organization in developing executive talent but they
taught people about a world that doesn t exist any more They shrank their gene pool
down to people who were very good at managing for the 1970s-so when the 1990s
arrived IBM had lots o f people who w ere very good at the w rong time (cited in
Sherman 1997 p 90) Unlike IBM in the 1970s leaders are seeking to understand the
external pressures as they shape the w ork o f their organizations (Farazmand 1999 Hamel
amp Prahalad 1994 Jacobs amp Rao 1995)
Statement of the Problem
In a rapidly changing environment requirements for leadership also change
rapidly Yet how are the new requirements discovered articulated and developed An
important factor for accurate prediction is not only knowing which external drivers will
affect an organization but understanding how requirements change over time This
requires historical information WTtat were the requirements in the past and how have
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6
they changed over time Is it possible to track changes to discover emerging
requirements for leaders
The com petency literature includes many studies o f current leadership
competencies as well as both the hypotheses o f researchers and surveys o f leaders
inquiring about their views on future leadership com petencies (Coates amp Jarratt 1992
Corporate Leadership Council 1999 Dess amp Picken 2000 Diaz 1999 Dror 1997
Duncan amp Harlacher 1991 Kotter 1990 1996 Kouzes amp Posner 1995 M cLagan 1997
Miles 1999 Quinn 1990 Sandwith 1993 Scholtes 1999 Slivinski amp Miles 1997a
Walsh-Minor 1997) H ow ever the literature is lacking any surveys o f leaders inquiring
about their perceptions about how leadership competencies will shift from the present to
the future These perceptions are important as they will play a key role in determining
organizationsrsquo recruitment and selection criteria and their training and development
efforts In turn these human resource processes will be influential for future
organizational performance
The Canadian Context
Since 1995 w ith the realization that by 2005 more than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop com petent leaders has become a m atter o f
urgent attention It is im portant to note that in Canada the federal public service is a
professional cadre which is prom oted on the basis o f merit through competitive
processes These professionals do not change with the election o f new political leaders
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7
As a professional non-partisan public service the Canadian Public Service is expected to
provide unbiased advice to the government on all matters related to the priorities o f the
government The executive ranks o f Canadian Public Service are structured as follows
1 The Clerk o f the Privy Council is the head o f the Public Service The
Clerk is appointed by the Prime Minister o f Canada by an Order in Council
2 D eputy Ministers are appointed by the Prime Minister by Orders in
Council There are two levels o f Deputy Ministers including an Associate Deputy
Minister and a Deputy Minister (who normally is a deputy head in that he or she is in
charge o f a government department such as Finance Industry or Agriculture) While all
departments have a deputy head not all departments have an Associate Deputy Minister
The decision as to which department is allocated an Associate Deputy M inister is the
Prime M inisters on the advice o f the Clerk o f the Privy Council in hisher capacity as
head o f the Public Service In the Canadian system by tradition this rank is permanent
regardless o f which political party is governing
3 Assistant Deputy Minister is the top non-appointed rank o f the federal
public service In the Canadian system this rank is permanent regardless o f which
political party is governing It is the top executive category within the public service
In 1998 in acknowledging the urgent need to develop and train leaders to
meet the expected leadership shortage the Clerk o f the Privy Council as head o f the
Canadian Public Service expressed the vision for public sector leadership (Bourgon
1998) which spoke to a renewed leadership cadre The Public Service Commission (the
agency legislatively responsible for recruitment and promotion based on merit for the
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8
federal public service) through a process o f research and validation identified
competencies to be used as the basis for selection to the senior executive ranks o f the
federal public service (Treasury Board o f Canada Secretariat amp the Public Service
Commission 1999)
This research was undertaken under the auspices o f the Canadian Centre for
M anagement Development as the entity responsible in Canada for the training o f
managers at all levels o f the Canadian federal public service It is expected that this
research will inform the debate regarding the training required to prepare the federal
public service for the future Because o f increased partnership and co-operation between
the public and private sector this research also examined the perception o f private sector
organizations In this regard human resource management models are becoming
increasingly similar for both the public and private sector as may be evidenced by
common employment equity and diversity considerations
In examining the perceptions o f current Canadian leaders with respect to the
required competencies for leaders in the future the researcher initially examined how an
understanding o f leadership has evolved from a static trait-based approach (Stogdill
1974) to a more fluid competency model (Boyatzis 1982 McClelland 1973 Spencer amp
Spencer 1993)
The 15 leadership competencies which were used for this research are taken
from various sources The Canadian federal public service has developed a leadership
com petency profile comprised o f 14 competencies (Public Service Commission 1997)
In order to keep the number o f competencies to a reasonable number researchers
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9
consulted with the developers o f the Leadership competency profile to determine which if
any o f the competencies could be removed The developers suggested that personality
and self-confidence could be removed from the list because ( 1 ) they are reflected to some
degree in several o f the o ther competencies and (2) they are considered to be personal
internal characteristics that relate more to an individualrsquos ease in a leadership role as
opposed to com petencies that would be assessed or developed in any formal corporate
program In total 12 o f the 15 leadership competencies rated in the current study were
taken from the Canadian public service profile Businesstechnical knowledge was added
to be reflective o f the private sector (Diaz 1999 Donnelly amp Kezbom 1994) and because
o f feedback by scientific groups within the federal public service that the existing generic
competencies did not measure specific areas o f knowledge Teaching was added to be
reflective o f the literature in which authors are citing the need to develop learning
organizations (Senge 1990b 1994 1997b Smith 1997Tichy 1997) with coaching and
mentoring values and competencies (Hargreaves amp Fullan 2000 Keys 1994 Morris amp
Tarpley 2000) Finally cosm opolitanworld view came from the business literature
(Gannon 2000 Larson amp Mingie 1992 Piturro 1999) which indicates the need for
leaders to have a global aw areness to be able to succeed in a globalized economy
The researcher did verify that the Canadian public servicersquos 14 leadership
competencies w ere basically consistent with other organizations both public and private
(Appendix I) The set o f competencies used for this research w as compared to those
identified by the United Kingdom and the American federal public service New Zealand
and Australia and found to be generally consistent In addition similarities in leadership
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10
requirements were identified for large private sector companies such as the Scotia Bank
o f Canada Sun Life Insurance General M otors and Canadian National (Miles 1999)
Recognizing that leadership requirements constantly change as a result o f
environmental drivers the researcher sought to understand the current environmental
drivers that are impacting the way that current leaders may be considering future
leadership competencies The literature review provides for a synopsis o f the academic
perspective on the effects o f globalization technology downsizing and diversity I f a
case can be made that the environmental drivers are significant one could expect that the
leadership competencies required to operate effectively in this new environment should
also evolve Current leaders both in the public and the private sector who are closest to
these environmental changes may be best positioned to predict how the environment will
modify the required leadership competencies into the 21ldquo century
Leadership competencies which are important in today s context are reported
in Diazs Venezuela study (Diaz 1999) and in the W atson Wyatt Executive Report
(W atson Wyatt 1998) The Leadership Competencies Profile for Assistant Deputy
Ministers and Senior Executives identifies current requirements for the Canadian Public
Service (Appendix 2) This study focused on leaders perceptions o f past and future
leadership competencies rather than perceptions o f the competencies required for the
present This allowed the researcher to understand how current external drivers are
affecting the design and application o f future leadership competencies Leaders
experience o f current external drivers allows them to make predictions o f w hat future
competencies will be and how best to design development courses to develop these
skills
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Il
Purpose o f the Study
Surveys to identify competencies have been done in particular sectors (eg
Diaz 1999 Donnelly amp Kezbom 1994 Duncan amp Harlacher 1991) Surveys to identify
skills and competencies for specific job functions are undertaken by firms such as
Hay McBer KPMG and Saville and Holdsworth To date no survey has been
undertaken that would attempt to determine if current Canadian leaders have a consensus
o f views with respect to the shift in leadership competencies required to be effective in
the 21rdquo centurv By examining the perception o f current leaders who are most apt to
have experienced the effects o f external drivers on how they lead it may be possible to
predict future shifts in the required leadership competencies for the 21 rdquo century This
information while based on perceptions will provide the baseline data important for
charting the direction for the leadership training required to ensure effectiveness in the
coming years
In addition this study explored the similarities or the differences between the
perceptions o f leaders and the perceptions o f the general public with respect to the
required leadership competencies for the future This issue is significant By comparing
the perceptions o f the required leadership competencies for the 21rdquo century from both the
organizational and the individual perspective it may be possible to determine whether the
perceptions o f leaders were a function o f their organizational perspective or the general
impact o f the external drivers O f interest to the researcher is w hether the external drivers
have affected the perceptions o f individuals outside the leadership cadre Has the
acknowledgment o f the required skills for leaders into the future m oved beyond the
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12
organizational perspective that current leaders would be expected to have to an individual
recognition as denoted by the general public proxy The research focuses on the future
perceptions because the planning and development o f appropriate leadership training will
be future orientated The perceptions o f the general public w ith respect to the future
leadership competencies is o f interest as a practical m atter to the extent that in both the
public and the private sector the support o f the general public either as taxpayers o r as
shareholders is necessary to invest in training and development expenditures Thus to
the extent that there is a shared understanding o f the training challenge there is a greater
chance that development program s will proceed
Finally this study evaluates the differences in the perceptions o f public sector
and private sector leaders with respect to the required leadership competencies for the
21 century Recognizing that the tw o sectors have traditionally had differing strategic
objectives andor organizational values it examines w hether these sectors differ
fundamentally with respect to the general direction that leadership competencies must
move As partnerships and strategic alliances between the various levels o f the public
sector (Canadian Provincial Federal Councils) between public and private sector (eg
Interchange Canada Program) and between international governm ents and companies
(United Nations World Bank O rganization for Economic C o-operation and
Development) become more commonplace the need to explore the differences with
respect to perceptions o f future leadership competencies becom es critical
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13
Research Questions
This research project responds to the following four research questions
Question I Has there been a shift in public sector leadersrsquo perception as to
the leadership competencies required in the past as compared to the leadership
com petencies required for the 21 century
It was hypothesized that the ratings o f leadership com petencies required will
differ from the past as com pared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following tw o questions guided the data analysis regarding this
hypothesis
Question la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Question Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 centuryrsquo
Qttesiion 2 If there is a shift in perceptions are the external environmental
drivers-globalization technology downsizing and diversity-related to that shift
It was hypothesized that leaders will rate the external drivers as influencing
leadership competency requirements
Question 3 Is there a divergence or convergence o f views between leaders in
the public sector and the general public as to the required leadership competencies in the
21 century
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14
It was hypothesized that leaders ratings o f leadership competencies required
for the 21ldquo century will differ when compared to the general publics ratings o f leadership
competencies required for the 21ldquo century
In addition consensus between groups was tested to determine
Question 4a Is there a consensus o f views between leaders in the public
sector and those i the private sector as to the size o f the shift between 20 years ago and
in the 21ldquo century
It was hypothesized that the public sectors size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
It was hypothesized that each group will perceive some leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Collaborative Study
This paper forms part o f a collaborative research project focusing on the shift
in perceptions o f public sector leaders tow ard the required leadership competencies for
the 21ldquo century At the same time a colleague (W atson 2000) is researching the shift in
perceptions o f private sector leaders tow ard the required leadership competencies for the
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15
21 century In addition to analyzing the shift in perceptions in their respective target
populations each research project then compares its target population results w ith the
perceptions o f a sample o f the general population After fully exploring the results o f
their respective populations the researchers combined their results and therefore a third
area o f research was added to each respective research project that o f comparing the
research associated with the public sector population with the private sector population
It must be noted that in chapter 4 where the two researchers combine their
individual data for the purpose o f comparison between the public sector and the private
sector (research question 3) the analysis is reported in both theses
Methodology
To facilitate the management o f the research this study was delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the competencies
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector (defined as the public sector leadersrsquo survey)
b Comparing the results obtained from the public sector leaders
survey with results obtained from the general public population identifying
any similarities and reviewing any differences
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16
c Comparison o f public sector leaders results with results from
the private sector leadersrsquo survey and general public survey results
The four phases o f the research are explained and detailed in chapter 3 o f this
research
LimitationsDelimitations
Limitations
This research was limited by the following conditions
1 The normal risk associated with mailed survey questionnaires which
includes heavy demand on the respondents time dropout rate o f the participants and
the validity o f the responses
2 The sample for the public sector leadersrsquo population was no t stratified by
age o r by gender
3 The sample for the private sector leadersrsquo population was not stratified by
age o r by gender
4 Data collection methodology differed for groups the leader responses
were collected by mail-in survey whereas the general population responses were
collected through telephone survey
5 W ith respect to the telephone survey inter rater reliability o f the surveyors
evaluated was not adjusted
6 The data used for this research is based on indhidualsrsquo perceptions o f
future requirements
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17
Delimitations
The research was delimited by the following conditions
1 Data were gathered from July 1999 to N ovem ber 1999
2 The telephone survey used for the sample o f the general population could
accommodate 11 leadership competencies
3 The mail survey was limited to senior executives In the public sector this
included only those executives above the Assistant Deputy Minister level at both the
federal and provincial level mayors and senior administers at the municipal level and
elected officials at the federal and provincial levels
4 The mail survey was limited to senior executives In the private sector this
included C hief Executive Officers
5 The descriptions for the leadership com petencies are largely taken from the
descriptions used by the Canadian Public Service Commission (specifically for 12 o f the
15 competencies used in the survey)
6 The terms globalization technology diversity and downsizing were not
operationally defined for the purpose o f the survey therefore leaders could interpret the
terms in their ow n context
Definitions
For the purpose o f this research the following operational definitions were
employed
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
18
Elxtenuil Driver Denotes one o f the four external environmental forces which
are said to be characterizing the 21 ldquo century including globalization technology
downsizing and diversity
Leadership Competencies Twelve o f the 15 leadership competencies
assessed in this research w ere taken directly from the com petencies developed by the
Canadian Federal Public Service (Public Service Commission 1997) and are paraphrased
as follows
Ability to Learn (Behavioral Flexibility) People with the ability to adjust
behavior to the demands o f a changing work environment in order to remain productive
through periods o f transition ambiguity or uncertainty They adapt the expression o f
their competencies to different situations and respond quickly to emerging opportunities
and risks They work effectively with a broad range o f situations people and groups
This competency enables ADM s to adapt to the characteristics o f particular situations to
acquire new and more effective behaviors and to discard others as contexts and roles
change It allows them to leam from the behavioral styles o f others to expand their own
repertoire The essence o f this competency is the ability to continuously develop new
ways o f interacting that are more effective in certain situations in order to accomplish
onersquos objectives (Public Service Commission 1997)
Business Technical Knowledge Added to be reflective o f the private sector
(Diaz 1999 Donnelly amp Kezbom 1994)
Communications Skills People who communicate in a compelling and
articulate manner that instills commitment They adapt communication to ensure that
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19
different audiences understand key messages They use a variety o f communications
vehicles to foster open communication within their own organization and across the
Public Service They appreciate the importance o f being a good listener provide
opportunities for others to have input listen for underlying nuances and messages and
convey an understanding o f key points being communicated (Public Service Commission
1997)
Cosmopolitan W orld View From the business literature (Gannon 2000
Larson amp Mingie 1992 Piturro 1999) which indicates the need for leaders to have a
global awareness to be able to succeed in a globalized economy
Entrepreneurial (Creativity) People who respond to challenges with
innovative solutions and policies They dem onstrate a willingness to question
conventional means o f serving the public They use intuition non-linear thinking fresh
perspectives and information from non-traditional fields to generate new and imaginative
ways to succeed They will often address several objectives simultaneously solving
multiple problems at once To prepare for future challenges they enhance their creativity
by continuous learning They build a continuous learning environment in their
organizations by supporting a culture where the cutting edge is highly valued (Public
Service Commission 1997)
Ethics People with ethics treat people fairly and with dignity and are willing
to admit their mistakes even in the face o f adverse consequences They honor their
commitments and consistently strive to act in the public interest by ensuring that the
public trust is not violated Their principles act as an internal compass to guide their
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
20
behavior allowing them to consistently uphold the personal social and ethical norms of
the Public Service They protect fairness avoid conflicts o f interest and maintain
political and interpersonal neutrality They pursue proper goals and are resilient in the
face o f distracting external pressures They are known for doing the right thing for the
right reasons and ensure that their actions are aligned with their principles (Public Service
Commission 1997)
Initiative (Action Management) People with the abilitgt to anticipate the
short- and long-term consequences o f their strategies They have courage to propose
courses o f action that others may hesitate to suggest They have the ability to make things
happen and get things done and are known for their ability to accomplish objectives
(Public Service Commission 1997)
Interpersonal People who interact effectively with public and private sector
individuals superiors peers and subordinates in order to advance the w ork o f the Public
Service Their interactions are based on respect and an appreciation that people with
varying backgrounds and viewpoints enrich the organizational environment They have
the ability to deal with difficult and complex interpersonal situations Interpersonal skills
are not social graces they are a means o f achieving important management objectives
(Public Service Commission 1997)
N egotiation (Partnering) People who work to create the policies that support
integrated service delivery and eliminate red tape and bureaucracy in the interest o f the
public good They develop a community o f shared interests with diverse levels o f
government vested interest groups and the non-profit and private sectors They use their
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
21
diversity o f experience and knowledge to make the best decisions They share common
goals solve common problems and work hand in hand for the common good not only o f
each partner but o f the Canadian public An essential feature o f this community is that it
functions on the basis o f shared power and responsibility This allows members to avoid
waste inefficiency and duplication o f effort while retaining the identity o f their own
organization (Public Service Commission 1997)
Organizational People who understand the inner workings o f the
government the Public Service and their own organizations in terms of structure
processes and key players They actively develop this awareness in order to effectively
position themselves to achieve strategic objectives This requires acute sensitivity to the
relationships between key players in the organization in addition to both acknowledged
and private agendas They actively seek out opportunities to keep their organizational
awareness comprehensive and current Their organizational awareness comes from a
range o f sources from intuitive perception to factual data (Public Service Commission
1997)
Problem Solving (Cognitive Capacity) People who understand and respond
strategically to the complexities inherent in service to the public They have the ability to
perceive both parallel and divergent issues within various responsibilities and to interpret
key messages and trends They create order out o f chaos and develop long- and
short-term strategies that will prevent as well as solve problems (Public Service
Commission 1997)
Stamina People must sustain high energy levels to greet the ongoing
challenge o f protecting the public interest Their ability to resist stress and remain
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
22
energized in the face o f difficult demands and prolonged exposure to stressors often has
an uplifting effect on others (Public Service Commission 1997)
Teaching- Added to be reflective o f the literature in which authors are citing
the need to develop learning organizations (Senge 1990b 1994 1997b Smith 1997
Tichy 1997) with coaching and mentoring values and com petencies (Hargreaves amp
Fullan 2000 Keys 1994 M orris amp Tarpley 2000)
Teamwork People who contribute actively and fully to team projects by
working with other Assistant Deputy Ministers (A D M ) and colleagues collaboratively as
opposed to competitively which includes working tow ards consensual solutions that
enhance the output o f the team ADMs recognize that a diversity o f experience and
knowledge can only enhance the quality o f the team rsquos w ork (Public Service Commission
1997)
I ision People who champion the vision o f the Public Service They have the
ability to describe the future o f service to the public in compelling terms promoting
enthusiasm and commitment from others The leaderrsquos comm itm ent to the vision sends a
message to others that change is a positive endeavor thus creating an atmosphere that
breeds new ideas They foresee potential roadblocks to success and take action to avoid
them (Public Service Commission 1997)
Contribution of the Research
The value o f establishing a reliable research database for this information is
significant especially as trainers seek to train o r hire leaders for the future The Canadian
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
23
Public Service has undergone a major downsizing in the last 5 years and the num ber o f
executives required to replace existing executives who are expected to retire in the next
10 years has made training o f future leaders a critical preoccupation
In addition there are exchanges betw een the public and private sectors to
provide their executives with training or recruitment opportunities o r to further expertise
in a specific area Therefore the variation in perceived leadership com petencies between
public and private sector leaders will be important in determining appropriate training
opportunities
FundingSponsors
The Canadian Centre for M anagement Development (CCM D) and Ekos
Research Associates have both agreed to sponsor the research costs (expected to be
S40000 Canadian) because o f the research gap tha t exists CCMD is responsible for
training all managers and executives in the Canadian public service Ekos Research a
private sector firm is involved with public and private sector policy developm ent
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 2
LITERATURE REVIEW
Introduction
This century is characterized by the development o f a global economy the
pace and nature o f technological change downsizing and increasing cultural diversity
(Abbasi amp Hollman 1998 Betcherman McMullen amp Davidman 1998 Foot amp
Stoffman 1996 Hamel amp Prahalad 1994 Jackson amp Associates 1992)
This chapter reviews the key nature o f leadership in a changing world by
discussing two major topics leadership models and 21 -century forces O ur very
understanding o f leadership qualities has evolved from static trait-based approaches to
more fluid competency-based identification as the demands o f leadership have changed
This chapter describes and explains this evolution o f our understanding o f leadership and
discusses possible future developments
There has always been change There have always been leaders Leadership
is and always has been an essential element o f any organized activity Wars politics and
religion all required leadership This thesis argues that changes in the external
environment influence the form o f leadership that is required to deal with the new
challenges presented While there have always been leaders it was the age o f the
24
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
25
industrial revolution that introduced the science and role o f leadership in the making or
breaking o f an organization The industrial revolution marked the beginning o f modem
business as the demands o f managing that dramatic change in the economy gave birth to
organizationalmanagement science as we know it (Bass amp Stogdill 1990) Over time
this revolution also introduced new demands on governm ents to regulate the manner in
which these businesses operated and specifically how they utilized human resources
This heralded the institutionalization o f mechanisms to manage the economy such as
central banks labor laws and health and safety regulations Thus inherent and ongoing
tension between government and business emerged in this era Since the industrial
revolution environmental factors including a dram atic increase in the numbers o f
educated people technological breakthroughs the development and implementation of
efficient means o f transportation and communication have accelerated both the speed and
impact o f this change As a result the importance o f leadership has escalated In the
2 Tlsquo century the prevalence and pace o f change will be so acute that it will necessitate a
redefinition o f leadership This chapter discusses models o f leadership and key
environmental factors influencing leaders
Leadership Models
While there is consistency in the understanding o f the actions o f leadership
the diversity in what makes a leader successful in these actions is reflected in the
numerous models described in the research literature (Boyatzis 1982 Fiedler 1987
Ghiselli 1963 Likert 1961 McClelland 1973 M cG regor 1960 Stogdill 1974
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
26
Tannenbaum amp Schmidt 1973 Vroom amp Yetton 1973) Leaders are generally
understood to identify a vision design strategies and mobilize w ork to achieve it (H itt amp
Keats 1992 Jacques amp Clement 1991 Richards amp Engel 1994) Leaders also monitor
changes in the internal and external environment to adjust and re-frame the vision andor
the means to achieve it Researchersrsquo models differ in explanations o f the variables that
underlie an individualrsquos ability to carry out these actions These differences reflect not
only which facets o f the individual are o f interest in explaining success but may also
reflect changes in the nature o f organizations For example traditional stable command
and control-based organizations may be best described in term s o f the stable traits
associated with their leaders Organizations where strategies m ust adapt quickly to
changes such as geopolitical events may require shifts in ability sets that are just as fast
and an emphasis on adaptability and creativity in their leaders As previously noted for
the majority o f organizations external factors have been changing rapidly over the past
decades and are bound to change even faster in the future The goal o f many human
resource m anagers today is not only to respond to external factors quickly but to take
advantage o f cues in the environment to predict what will be required and pro-actively
plan for the future (Diaz 1999)
An important factor in accurate prediction is not only knowing probabilities
for future requirements but in understanding how requirem ents change over time This
necessitates a baseline an appreciation o f what was required in the past and how those
requirements were reflected in models for successful leadership These earlier models for
leadership will be considered in term s o f the competencies that w ere the focus for
success
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27
Leadership models can generally be characterized into four groupings
1 Traitist theories also known as the ldquogreat manrdquo theory Traitist theories
which centered on identifying the personal characteristics o f leaders were appropriate for
the post-w ar world in which they were developed Organizations were viewed as
relatively enduring unchanging and predictable Change was perceived to be linear
2 Behaxioral theories an emphasis on how the managerleader should act
Behavioral theorists began viewing leadership as an interaction between leaders and
followers The introduction by behavioralists o f this concept o f relationship was a
valuable addition to leadership models However behavioralists had difficulty predicting
the link between leadership behavior and outcomes
3 Situational theories an emphasis on behavioral flexibility and situational
adaptability As the complexity o f organizations grew in the 1960s situational theories
were developed to reflect the need for different skills in different situations The
situational leadership model was beginning to reflect that the assumptions about
constancy were no longer valid
Competency m odels an attempt to define underlying variables that predict
job performance Competencies are the most recent approach to human resource
management The approach grew from a need to better predict Job performance
Traitist Theories
Early studies on leadership centered largely on the personal characteristics o f
the leader The researcher m ost closely associated with this theory is Ralph Stogdill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
28
(1974) whose w ork spans more than 30 years beginning after the Second W orld War
Stogdill looked at managers from various functional backgrounds including
transportation insurance communications finance and manufacturing and concluded
that traits related to intelligence education responsibility independence and
socioeconomic status were important traits for effective leadership Further studies
demonstrated that some traits were more important than others in determining leadership
EE Ghiselli (1963) in particular noted that supervisory ability the need for occupational
achievement intelligence decisiveness self-assurance and initiative were particularly
important as leadership traits
And while these early studies o f traits advanced our knowledge o f leaders the
general dissatisfaction among some researchers with the traitistrsquos underlying assumption
that leaders are bom and not made encouraged further study which attempted to fill in the
role o f behavior and the environment in defining leadership
Behavioral Theories
At the core o f the behavioral theories is the query as to which leadership
behaviors are im portant to be effective Kurt Lewin and his associatesrsquo research
emphasized three behavioral styles o f leadership including directive democratic and
participatory (Lewin 1939) Further research popularized the importance o f the beliefs
that a manager has about his or her subordinates in determining their leadership style
(M cGregor 1960) In the Theory X and Theory Y model the Theory X manager
commands and tells people what to do because heshe believes their subordinates are lazy
and need to be told w hat to do The Theory Y m anager uses a democratic approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
29
believing that subordinates want more responsibility and are concerned about the
well-being o f the organization
Behavioral researchers identified tw o general behavioral configurations which
could be delineated as task versus socio-em otional (Bales amp Slater 1955) o r production
versus employee orientated (Kahn amp Katz 1953)
Rensis Likert ( 1961 ) further delineated the behavior research by identifying a
continuum o f leadership styles from task orientation to employee orientation which
included four distinct systems including the exploitative-authoritative person the
benevolent-authoritative person the consultative-democratic person and finally the
participative-democratic person
The managerial grid concept (Figure 1 ) which was advanced by Blake and
M outon ( 1985) has become one o f the m ore popular behavioral theories Styles o f
leadership are plotted on a grid with the axis depicting the managerrsquos concern for people
and concern for production While there are up to 81 possible positions on the grid five
leadership styles are overtly delineated
1 (19) Country Club M anagement M anager uses a permissive approach
and is ready to sacrifice production to keep a happy family
2 (11) Impoverished M anagement M anager has little concern for people or
for production
3 (99) Team M anagement M ost effective style o f management leader
expresses concern for people and production and is an advocate o f participative
managerial approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
30
t ^oo
^ I - OP
X C
1-9(Country Club)
9-9(Team)
5-5CLS (Middle Road)
ucO mdash
U
(Impoverished)1-1
(Task)9-1
0 1 2 3 4 5 6 7 8 9Concern for Production (High)
Figure 1 The managerial grid leadership styles
4 (91) Task Management Leader is autocratic has total concern for
production and little for people
5 (55) M iddle Road Management Leader has balanced concern for
production and people is known as a compromiser
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
31
While studies confirmed two reliable dimensions o f leader behavior people
versus production it proved more difficult to confirm any predictable link between leader
behaviors and organizational outcomes It is in this context that researchers began to
suggest that leadership analysis should move beyond the study o f the leader to include the
situational factors
Situational Theories
Recognizing that no single leadership trait or style was effective in all
environments situational theorists Robert Tannenbaum and Warren H Schmidt (1973)
were two early researchers who identified three characteristics that affect leadership style
including the manager the subordinates and the situation (Tannenbaum Kallejian amp
Weschler 1954) Further work by these researchers identified a leadership continuum in
which the leader is influenced by his or her background knowledge values and
experience
The first comprehensive situational model developed in 1960 was known as
the Contingency Theory (Wren 1994) Fred Fiedler s (1987) model integrated situational
parameters into the leadership equation by developing a scale o f situational control which
was based on the following three features
1 leader-member relations ie degree o f trust and support for leader
2 task structure degree to which goals are specified
3 position power leaderrsquos formal authority to reward and punish
Fiedler believed that the most important situational dimension was the degree o f
predictability and control that the leader had
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
32
To do his research Fiedler developed the Least Preferred Co-worker (LPC)
questionnaire and scale that allowed him to measure basic motivational factors that made
a leader act in a certain way The Contingency Model and the LPC scale have been the
subject o f much debate though in the final analysis there is some basis for accepting that
the predictions o f the theory are strongly supported by data from both organizational and
laboratory studies (Strube amp Garcia 1981)
The Normative Decision Theory as presented by Vroom and Yetton (1973) is
in many respects similar to Fiedlers model especially with respect to its predictive
qualities Participatory decisions will have better results when there is little clarity or
support on the other hand autocratic decisions will be more efficient when there is strong
leader support and a specific task A striking difference between the situational models is
their assumptions with respect to the leader The Normative Decision Theory sees the
leader as adaptable to fit particular situations whereas the Contingency Model assumes
leadership style is based on learned personality traits which are difficult to modify
What has remained consistent is that the models o f leadership evolve with the
environment Competencies have become the pre-eminent approach to understanding the
makeup o f modern leadership
Competencies
Launched in 1973 in a paper by McClelland the com petency movement seeks
to identify- through research m ethods ldquocompetencyrdquo variables variables that predict job
performance A job competency is an underlying characteristic o f a person which results
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
in effective or superior perform ance in a job lsquoA job com petency is an underlying
characteristic o f a person in that it may be a motive trait skill aspect o f ones self-image
o r social role or a body o f knowledge which he or she usesrdquo (Boyatzis 1982 p 21)
As described by McClelland ldquoThe com petency method emphasizes criterion
validity what actually causes superior performance in a job not what factors most
reliably describe all o f the characteristics o f a person in the hope that some o f them will
relate to job perform ancerdquo (David C McClelland cited in Spencer amp Spencer 1993
p 7)
Over the past decade Spencer and Spencers Competence at Work has been
the seminal text for com petency-based human resources management The work reflects
years o f competency activities including data collected by the Hay McBer company This
is important because the originator o f the competency movem ent David McClelland was
a founding member o f that firm and designed the firm s approach to competency profiling
and data acquisition Currently there are a number o f m odels for profiling but all are
founded on this basic approach
Spencer and Spencer (1993) describe a fully integrated competency-based
human resource management system In this system
recruiters recruit and select for competencies required by jobs Training and development is focused on those competencies tha t lead to superior performance in jobs Succession planning is done by com paring em ployees competencies with the competency requirem ents o f future jobs Com pensation includes competency- based pay elem ents to encourage employees to develop needed competenciesThe performance appraisal system assesses em ployeesrsquo competencies at least yearly and inputs these data to the data base to be sure that the system has up-to- date assessments o f individualsrsquo competencies (Spencer amp Spencer 1993 p 23)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
34
In practice the primary functions to which management competencies have
been applied in organizations are training and development Management competencies
have also been integrated into the performance appraisal system Application o f
management competencies to compensation has been very limited (Walsh-Minor 1997)
The model for generating competency profiles consists o f four parts (Slivinski
amp Miles 1997a) the identification o f external drivers and influences the identification
o f the objectives and values o f the organization the identification o f the work required to
achieve objectives and values and the identification o f the competencies required to
accomplish the work
Based on this approach we can assume that external drivers such as
globalization technology downsizing and diversity impact on both the public and
private sectors However there are differences in the values and objectives o f
organizations in the public sector compared to those in the private sector Public sector
organizations are more values-based since their activity and their functions are related to
the public good They operate within a legislative fram ework and are responsive to
citizens o f the state Public sector organizations are moving towards being more results-
based and skills-based while still attempting to retain their values-based focus (Boyatzis
1982)
Alternatively private sector organizations have as their objective to make a
profit As a result they value specific business knowledge competencies relevant to the
companyrsquos business lines They are moving towards defining values such as embracing
diversity in their w orkforce and promoting familywork balance Both sectors are striving
towards becoming learning organizations and instilling leadership at all levels It is
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
35
evident that public and private sector competencies requirements are converging as the
public sector adopts private sector business models and the private sector becomes more
citizen-focused to remain competitive Appendix 3 provides examples o f competency
profiles o f several public sector organizations the public service organizations o f the
United States the United Kingdom Australia New Zealand and o f several private sector
organizations
In summary there are several reasons why the competencies required for work
may differ between the public and private sectors First the objectives o f the public and
private sector may differ While the primary focus o f the public sector is the common
good for the private sector it is profitability In addition the environments o f the public
and private sector are different Organizations in the private sector have ready access to
timely performance indicators such as profits revenues and market share The nature o f
work the structure o f jobs and the measures o f performance used in the public sector do
not allow for as clear and quick feedback on performance Furthermore there are
differences in time horizon institutional response time and policy-directed objectives
(Boyatzis 1982)
While there are important differences between the two sectors there are also
important similarities which may result in similar competencies being required to
accomplish the work in the two sectors Both are exposed to the same external drivers in
particular globalization rapid technological change downsizing and increasing cultural
diversity Neither sector is divorced from society as a whole nor from each other as
there are significant interactions between the two sectors For example the public sector
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
36
through its pow er to tax regulate and disperse public funds has a significant effect upon
the private sec to rrsquos pursuit o f its objectives In turn actions o f the private sector may
assist or hinder significantly the public sec to rrsquos success in achieving its objectives
Increasingly the public and private sector are collaborating in service delivery through
contracting out and other partnership arrangem ents As another example changes in
private sector management techniques have influenced public sector management
practices
2 r lsquo-Centurgt- Forces
To be able to define the leadership competencies required for the 2 T lsquo century
it is im portant to understand the unique and unprecedented nature o f the changes taking
place today The 21 century is defined by interconnectedness A new global picture o f
reality is em erging that as Terry Mollner (cited in Renesch 1992) indicates is a new
system formed beyond capitalism and socialism Basic to this ldquothird wayrdquo is a shift from
a Material Age world view to a Relationship Age world view In the former the universe
is a collection o f separate parts where there is competition based on self-interest In the
latter the universe is comprised o f connected parts that cooperate in the interest o f the
whole Globalization technology downsizing and cultural diversity are key interrelated
com ponents that are contributing to this new world order Understanding this
environment is the first step in identifying the competencies required for future success
Globalization
For centuries the economies o f countries were largely self-sufficient and trade
was limited to areas where transportation m ade access possible The em ergence o f
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
37
communications technology and efficient transportation brought with it interdependence
and the emergence o f a borderless economy Events that occur far from ones country
have an immediate impact a t home For example the recent Asian economic crisis
affected the economies o f the world Corporate competition and cooperation are now
global in scope Lee lacocca (M cFarland Senn amp Childress 1994) marks the end o f the
Cold War as the event that is moving us to one world Symbolically globalization came
to being in the mid-1980s (M cFarland et al 1994 Pettigrew 1999) the day the three
major stock exchanges w ere linked electronically enabling stock and commodities
markets to trade 24 hours a day 7 days a week
It is clear that this interconnectedness has changed the nature o f corporate
competition increased the complexity o f issues accelerated the pace o f change and
contributed to the de-layering o f organizations This set o f im pacts has resulted in a
world where leaders have to leam to cope with continual uncertainty
Furthermore the nature and magnitude o f globalization have altered the
relationship between business and the state Prior to globalization the state s vertical
power was critical for the determ ination o f military and econom ic choices International
relations were determined betw een nation states For example treaties were commonly
negotiated on a bilateral basis between nation states consistent w ith the understanding
that each nation state controlled choices within its border in a m anner that could honor
the obligations o f the agreem ent This simple formula is clearly altered by the rise o f
global competition mergers and the increased presence o f transnational strategic
alliances (Pettigrew 1999)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
38
With globalization the strength o f the market is derived from its horizontal
interdependence This merging o f economic spaces is occurring at the same time as there
is a dismantling o f the vertical power o f the state (Farazmand 1999 McFarland et al
1994 Pettigrew 1999) This imbalance is creating ldquoa major change in the configuration
o f public-private spheres in favor o f the globalizing corporate sectorrdquo (Farazmand 1999
p 11) State efforts have been redoubled to find means to become more horizontal to
maintain influence This has created a concerted attem pt to shift towards the
professionalization o f public administration (Farazmand 1999) but at the same time has
resulted in state efforts to create supranational organizations such as the World Trade
Organization
The total impact o f globalization is still to be determined What is
indisputable however is that it is causing a transformation and realignment o f activity
and relationship in and between every organizationmdashpublic or private
Technology
ldquoNew technologies are compressing time and distance diffusing knowledge
transforming old industries and creating new ones at a pace that is hard to grasprdquo (Opstal
199899 p 2) Jeremy Rifkin (1995) warns that this Third Industrial Revolutionrdquo while
creating a new knowledge economy will displace many Jobs and mark the end o f work
Computers have revolutionized the nature o f work In 1920 85 o f the cost o f
manufacturing an automobile went to workers and investors By 1990 they were
receiving less than 60 (Reich 1992) The knowledge workers the engineers financial
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
39
analysts designers are the new elite But the dawn o f computers over the last 30 years
has also demanded much o f managers and decision makers This is evidenced by the
results o f a recent survey o f 365 public and private sector Information Technology (IT)
executive managers which indicated that one third o f all IT projects were canceled before
completion The Standish Group estimates that American companies and agencies spent
581 billion on canceled IT projects (Brown amp Brudney 1998) ldquoCurrent senior IS
[Information System] executives who have not broadened their own knowledge skills
and experiences in business operations strategy and management should gain these
valuable perspectivesrdquo (Applegate amp Elam 1992 p 13)
John Scull notes that in this age the strategic resources are no longer coal oil
and wheat but ldquothe ideas and knowledge that com es out o f our mindsrdquo (cited in
McFarland et al 1994 p 43) Information is the germ o f ideas and the Internet provides
access to information to a rapidly increasing population The growth is phenom enal-the
number o f individuals online increased from 26 million in 1995 to 205 million in 1999
and is projected to increase to 350 million by 2005 (Nua Internet Survey 1999a) The
Internet is more than information it is also the new market place Online retail sales are
estimated to be SUS660 billion in 1999 and projected to increase to SUS 1234 billion by
2002 (Cyber Atlas 2000a) The next wave o f access to the Internet is wireless portal
users With this technology it will be possible to ldquodeliver time-sensitive localized and
customized content to a variety o f devices in a mobile environmentrdquo (Cyber Atlas
2000b) The number o f wireless subscribers is estimated to be 300000 in 2000 and
projected to increase to 248 million in 2006 (CyberAtlas 2000a) Clearly this explosion
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
40
in technology and information fiiels the new global economy The speed o f access to
information and the diflhision o f access to millions o f people presents challenges to
leaders Hoarding information is no longer power Sharing information and using it to
add value is the challenge o f today U nder these circumstances the talent is the arena o f
competition
Long-term competitive success requires access to the best and the brightest globally W ithout people to create apply and exploit new ideas there is no innovation process Capital and information and even m anufacturing may move across borders but the talent pool needed to facilitate irmovation does not transfer as readily (Opstal 199899 p 6)
But even with a talent pool and access to information there is a continuing
debate as to the outputs from technology Attwell and Rule ( 1984) noted tha t people
remain so willing to speak and write as though the overall effects o f com puting
technologies w ere a foregone conclusion But there is a gap betw een technology and
improved productidty Drucker (1995) Keen (1981 1986) and Brown and Brudney
(1998) indicate that there is a need to understand the gap between investm ents in
technology and performance And m odem leaders will have to rise to this challenge
Downsizing
The layoffs o f the 1980s have changed not only the shape o f organizations but
the social contract between employers and employees ldquoThe average American 32 year-
old has already w orked for nine different jobs W orkers today fantasize not about landing
a dream jo b rsquo but about having a rsquoportfolio careerrsquomdash one dream job after ano therrsquo
(W ooldridge 2000 p 82) According to M cG oon (1994) in the future employees who
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
41
stay current with their skills who contribute measurable value to their organizations year
after year and who develop new skills will be rew arded-unlike the past where loyalty
was rewarded
Organizations restructure o r re-engineer to increase efficiency reduce payroll
costs shed redundancy after a m erger or takeover o r contract out functions to stay
focused on competencies Some feel that the major challenge for business is to continue
to improve business position with fewer employee dislocations (Abbasi amp Ho liman
1998 Pfeffer 2000 as cited in W ooldridge 2000) O thers are o f the view that the
company manrsquo days rewarded longevity rather than value added (Kanter 2000
M cGoon 1994)
Kanter states that in this environment companies must earn loyalty ldquoBuilding
long-term commitment depends on four things the nature o f the work itself the
opportunity to grow the chance to speak up and be listened to and the feeling o f making
a differencerdquo (Kanter 2000 p 82) There is no doubt that in the first waves o f
downsizing there was a loss o f cumulative skills and experience o f those who endure
the wrenching human drama o f losing their jo b rdquo (Abbasi amp Hollman 1998 p 4)
The outcries and conflict that characterized the layoffs o f the 1980s and early
1990s are muted Labor unions instead o f protesting are more likely to help laid-off
workers make the transition to other jobs Executives are more likely to blame global
forces rather than the need for larger profit margins in their decisions to downsize
(Uchitelle 1998b)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
42
While reorganization may have occurred for the most part for reasons o f profit
or cost reduction it also created flatter organizations o r horizontal organizations (Jacobs
amp Rao 1995 O stroff 1995) Post-downsizing the need to manage differently became
apparent Imperial Oil after three downsizings began to focus on helping the organization
rationalize the work to the core Imperial is rethinking the ldquoold traditional supervisory
modelrdquo The manager o f executive development says ldquow e are starting to leam some
things about what is really crucial in a leadership contextrdquo Hierarchical reporting will
give way to teams representing a mix o f disciplines W ith fewer resources the amount
o f time managers can devote to their staff decreases their need for more autonomy for
staff (Lorine 1991) Post-downsizing managing a flat organization requires a complete
overhaul o f the culture o f the form er pyramid structure
Companies have to organize workers into self-managing teams senior
managers must relinquish control and lower-level managers must take responsibility for
wider issues (Abramson 1996) All these managerial changes may seem obvious but
they demand a new set o f leadership competencies to succeed
Diversity
Technological advancements in transportation communications and
information have contributed to the creation o f a global economy that is complex This
new world is still emerging and as a result the rate and nature o f change it presents are
redefining leadership and w ork and the structure o f organization As was noted above
the pyramid organization is giving way to the horizontal organization Talent is more
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
43
valued than seniority ldquoTodayrsquos workforce has also changed significantly from six
perspectives age gender culture education disabilities and valuesrdquo (Jamieson amp
O rsquoMara 1991 p 6)
W orkforce diversity will be a key driver in understanding the leadership
competencies tha t will be required in the 2 T lsquo century By briefly reviewing some key
components o f diversity such as age gender and culture the scope and importance o f
diversity for tom orrow s leader can be established The US Bureau o f the Census
predicts that the age distribution o f the w orkforce will change in the next 20 years The
prime-age labor force will shrink while the w orkforce over the age o f 55 will begin to
increase For example in 1990 one in nine Americans were over age 65 By 2020 one in
six Americans will be over 65 This increase is being created by three phenomena the
Baby Boom the Baby Bust and advances in health care (Jamieson amp O M ara 1991)
The Baby Boom (1947-1966) cohort will exert a strong influence on public
policy and w orkforce demographic shifts Canada had the strongest baby boom in the
industrialized world
ldquoThe largest single-year age group in the mid 1990s is those bom in 1961rdquo
(Foot amp Stoffman 1996 p 18) The Baby B ust (1967-1979) a decline in birth rate is
attributable to tw o main factors the introduction o f the birth control pill in 1961 and the
increase in the participation o f women in the labor market (Foot amp Stoffman 1996) Foot
adds another cohort that he named the baby-boom echo (1980-1995) These are the
children o f the boom ers This cohort and the other tw o demographic shifts combine to
create a w orkforce where increasingly younger persons will manage older persons
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
44
Career development for baby boomers will become increasingly lateral competition to
attract and retain entry-level workers will be fierce (Jamieson amp O Mara 1991)
In addition to the birth patterns o f the population shifts in the gender
dimension o f the population can be seen through increasing participation o f women in the
labor force This has been the most dramatic change in the w orkforce mix US data
indicate that while their share o f the population has not changed significantly their
workforce participation numbers have almost doubled since 1970 (Deavers Lyons amp
Hattiangadi 1999) Participation o f married women with children has risen from 28 in
1960 to over 70 in 1998 As women form a greater proportion o f the workforce and to
ensure that their talents and contribution to the productivity o f the organized are
maximized it will be im portant to meet three challenges o f gender diversity in the
workforce (Jackson amp Associates 1992 Johnston amp Packer 1987 Schwartz 1989)
1 ensuring that w om enrsquos talent and competencies are fully utilized
2 removing the artificial barriers o f male-dominated organizations
3 adjusting to the fact that women shoulder a disproportionate share o f the
responsibility for family care and ensuring that the leave policies w ork flexibility and
artificial prom otion restraints are reformed
Finally racial and ethnic diversity in the w orkforce has increased through
immigration In the US immigration has accounted for more than 50 o f the increase
in the w orkforce in the 1990s (Deavers et al 1999) In both the US and Canada about
half o f all immigrants originated from northern Europe in the 1950s and 1960s In the
later 1960s and 1970s immigrants were more likely to be from southern Europe
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
45
including Greece Spain and Portugal Beginning in the 1970s and 1980s and
culminating in the 1990s southern Asia became the main source o f newcomers to both
Canada and the US In the late 1990s and into the next century it is predicted that Latin
America will increasingly becom e Canadas main source o f immigrants When people
with different habits and world views are in the workplace misunderstandings and
conflicts occur Some writers question whether cultural diversity is anything new In the
US the proportion o f the population that is African-American has remained fairly stable
while the number o f immigrants entering the country is only slightly higher (Richman
1990) However there are other factors to take into account other than percentage o f
cultures in the population In the US the affirmative action era has increased integration
in areas where African-Americans were not traditionally employed (Jackson amp
Associates 1992) Also as was noted above the source countries o f immigrants are
much more varied than at the turn o f the century Furthermore with the creation o f more
horizontal organizations and team-based management styles the interaction o f different
cultures increases ldquoDiversity describes the make-up o f the group Inclusion describes
which individuals are allowed to participaterdquo (Miller 1998 p 1) Cox (1995) indicates
that diversity in the workplace potentially lowers members morale and makes
communication more difficult One empirical study indicates that heterogenous groups
experience more turnover than homogenous groups (Jackson et al 1991) Creating an
inclusive organization is therefore important and difficult ldquoOrganizations are beginning
to identify diversity as a potential asset and are making inclusion o f differences a part o f
their culture and success M ost organizations however require a fundamental culture
change to value difference as an assetrdquo (Miller 1998 p 4)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
46
Preparing Tor the Future Survey of LeadersrsquoPerspective o f Competency
Introduction
Globalization technology downsizing and diversity are creating an
increasingly complex environment o f rapid change and driving organizations to become
less hierarchical with more emphasis on teamwork
The leadership competencies required to succeed in this fast-changing
unpredictable environment are constantly being redefined In fact both the structural
changes in organizations and the complexity o f the issues indicate that no one individual
or one trait or behavior or situation can be sufficient for success in this environment
The interconnectedness o f our global community requires an interdependent view of
leadership This approach is being critically examined by a wide num ber o f academic
practitioners (Bennis 1994 1995 1997 Covey 1992 Hamel amp Prahalad 1994 Kotter
1995 1996 Senge 1994)
In this section we will discuss several surveys o f leaders The first is a
general com petency model developed by Spencer and Spencer (1993) The second is a
survey by Duncan and Harlacher (1991) designed to determine the competency profile o f
leaders in an educational setting Donnelly and Kezbom (1994) investigated critical
leadership qualities required for effective project management W atson W yatt ( 1998)
provides a competency-based leadership framework that is global in scope Finally this
section ends w ith a survey conducted by Diaz ( 1999) designed to determ ine the
competency profile required for human resource managers in the 21ldquo century The Diaz
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
47
w ork is particularly relevant since human resource specialists implement the selection and
recruitment strategies related to a particular com petency profile and are more recently part
o f the decision-making process for the development o f the workforce
Spencer and Spencer A General Model
Spencer and Spencer (1993) present a series o f competencies that they and
other researchers see as increasingly important for executives managers and employees
in organizations in the future These perspectives are based on external drivers alm ost
identical to those discussed previously
For executives these competencies consist o f strategic thinking change
leadership and relationship management For m anagers these consist o f flexibility
change implementation entrepreneurial innovation interpersonal understanding
empowering team facilitation and portability Spencer and Spencer (1993) provide
detailed descriptions o f these competencies
From a comprehensive review o f the com petency research literature Slivinski
and Miles (1997a) conclude that although term inologies for competencies differ across
profiles and time the constructs underlying successful perform ance are generally
equivalent They argue that the focus should be on the understanding rather than the
nomenclature (Slivinski amp Miles 1997a)
Accordingly for the purpose o f the survey undertaken by the authors the
competencies identified by Spencer and Spencer (1993) as being increasingly im portant
in the future for executives and managers were redefined to terminology in m ore com m on
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48
usage W ork motivation under time pressure which was identified by Spencer and
Spencer (1993) as increasingly important only for employees was also included In
addition ethics and base job requirements o f organizational (administrative) ability and
businesstechnical knowledge were added
The definitions for teamwork visioning organizational interpersonal
relations communication skills stamina ethics and values are those used by the Public
Service Commission o f Canada This agency is legislatively responsible for promotion
recruitment and development o f public service employees o f the Government o f Canada
in accordance with the principle o f merit Problem solving ability to leam
entrepreneurial competencies and negotiationconsultationengagement are defined by
the Public Service Commission as subsets o f cognitive capacity behavioral flexibility
and communications respectively Teaching and businesstechnical knowledge as well
as cosmopolitanworld view were added to test their continued applicability in the
z r-cen tu ry environment Table 1 provides a comparison o f the Spencer and Spencer
competency model and the profile used in the survey for this thesis
Duncan and Harlacher Competencies for an Educational Setting
For example Duncan and Harlacher (1991) conducted a survey to determine a
competency profile for an ideal executive leader o f an American community college for
the 2 r lsquo century They surveyed the Chief Executive Officers o f 10 institutions The
results o f this survey were characterized into five dimensions (1) institutional vision and
revitalizationmdashstrategic analysis o f the long-term impact o f pending decisions (2) ethical
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49
Table 1 Comparison o f Competency Profile
Spencer and Spencer Competency Competency Used in Survey1
Strategic thinking Problem solving (anaKiical decisive judgment innovative)Ability to leam (integrative intelligence change agent)
Change leadership Vision (creativity) Communications skills
Relationship management Interpersonal (relationship collaborative serving others)Negotiationconsult and engage
1 Flexibility
1
Ability to leam (integrative intelligence change agent)Entrepreneurial (risk taker experiment)
1 Change implementationi1
Communications skills TeamworkTeaching (coaching mentoring)
Entrepreneurial innovation Initiative (m otivated)
Interpersonal understanding Interpersonal (relationship collaborative serving others)
i Team facilitation Teamwork
i Portability Cosmopolitanworld view
W ork motivation under time pressure1
Staminaresilienceself-renewal
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50
leadershipmdashintegrating personal philosophies into the institutions value system (3 )
institutional power and transform ationmdashestablishing an environment which fosters
innovation and creative problem solving (4) political leadership-m aintaining coalitions
to advance the cause o f the institution and (5) institutional conceptualization and
survival mdashthe ability to perceive and analyze institutional issues from a global
perspective
Donnelly and Kezbom Competencies for Project Leaders
Another study by Donnelly and Kezbom ( 1994) investigated those critical
leadership qualities most im portant for effective project management In this study a
distinction is made between competency and know-how Com petency was defined as an
augmentable quality o f leadership that appears to be a personality construct but is
capable o f modification via skills awareness and developm entrdquo (Donnelly amp Kezbom
1994 p 3) Know-how w as defined as strictly learned information that is ldquoan elem ent o f
leadership comprising a body o f knowledge that is largely learned via education training
and on-the-job experiencesrdquo (Donnelly amp Kezbom 1994 p 3) This study indicated that
in the future more and m ore organizations will have matrix structures with few er
hierarchical structures and largely composed o f horizontal teams There was a m arked
distinction between those subjects o f the study that had matrix o r hierarchical experience
Those in hierarchical structures ranked know-how higher than competencies relative to
matrix organizations This study concluded that project leaders ldquoin addition to being
astute at managing subordinates must be more analytical m ore integrative more
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51
Watson Wyatt Global Competencies
W atson W yatt (1998) a private sector managerial consulting firm conducted
a survey o f 11000 employees in the US and Canada as well as a survey o f 2000 senior
managers from 24 countries around the world to update a 1977 model o f a competency-
based framework developed by Dalton Thom pson and Price (1977) They assumed that
individuals progressed through competency stages linearly stage 1 following
directionsmdashthe apprentice stage 2 contributing independentlymdashthe colleague stage 3
contributing through othersmdashthe mentor and stage 4 influencing organizational
directionmdashthe sponsor Watson W yattrsquos motivation for updating this study is that in the
20 years since the original study organizations have become flatter and less hierarchical
AJso the im portance o f information and technology has increased the number o f
knowledge workers The study developed what they term the ldquovalue-creation
continuum
A key difference between W atson W yattrsquos perspective and that o f
Dalton et al is that individuals instead o f following a linear progression through
competencies can contribute on multiple dimensions depending on their role at a given
moment In the W atson Wyatt model a new dimension has been added called
contributing through expertisemdashdimension three This was added to capture particularly
workers in technology fields They added another factor to the fourth dim ension-
contributing through othersmdashwhich is the ability to accomplish things through others
which is a higher standard than merely being proficient in more than one area A fifth
dimension has been added called contributing through vision This is seen as higher than
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52
the sponsor role as it defines individuals who not only have a significant influence on the
whole organization but whose organization extends outside their w ork group
The W atson Wyatt study recognizes the pace o f change and the complexity o f
the world today through its flexible structure through a seemingly simple but profound
shift from the concept o f stages to dimensions It recognizes that in the 21 century
individuals move back and forth through dimensions as their roles o r positions change An individual may return to dimension one or two when he or she needs to leam a new technology or role and then move back to dimension three four or five as knowledge skills and expertise grow (W atson Wyatt 1998 p 6)
Diaz Competencies for Human Resources Specialists
Diaz (1999) in his March 1999 study o f challenges facing Venezuelan human
resource managers in the 21 century surveyed the opinions o f a sample o f 400
individuals com posed of executives human resource practitioners university professors
and students In his findings Diaz found no significant differences in the opinions of
these groups o f participants about the skills required for the 21 century Interpersonal
skills such as teamwork achievement motivation pro-active attitude and ethical values
and directive skills such as vision leadership entrepreneur spirit able to develop
strategic alliances were ranked extremely important (Diaz 1999 p iv) Ranked low in
importance w ere knowledge o f specific areas such as psychology labor statistics and
statistics Diaz sets his study against the backdrop o f a number o f trends affecting
Venezuela including globalization an increasingly multi-cultural workplace the rapid
growth o f new information technology and increased organizational downsizing These
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53
are similar to the drivers that motivated the study o f future com petencies o f Watson
Wyatt and the hypotheses o f Spencer and Spencer
In response to ongoing increasingly rapid change organizations o f the future
will be less liierarchical more organizationally flexible and include more horizontal
teams (Spencer amp Spencer 1993) Just as IBM had by the beginning o f the 1990s trained
managers fo r a world that no longer existed leaders to be successful in the future must
have the com petencies necessary for both the continually changing environment o f the
future and the organizational structures that will need to be adopted to function
effectively In a world where relationship defines success and where change is at an
increasingly fast pace tom orrow rsquos leaders must be able to deal with ambiguity while
maintaining multiple relationships-both horizontally and vertically
Reproduced with permission of tfie copyrigfit owner Furtfier reproduction profiibited witfiout permission
CHAPTER 3
M ETHODOLOGY
Introduction
This chapter describes the design and methodology o f the study This study
responds to the following four research questions
Research Question 1 Has there been a shift in public sector leaders
perception as to the leadership com petencies required in the past as compared to the
leadership competencies required for the 21rdquo century
Hypothesis 1 The ratings o f leadership competencies required will differ
from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
1 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies for leaders 20 years ago
2 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies fo r leaders in the 21ldquo century
54
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
55
Research Question 2 If there is a shift in perceptions are external
environmental drivers globalization technology downsizing and diversity related to that
shift
Hypothesis 2 Leaders will rate the external drivers as influencing leadership
competency requirements
Research Question 3 Is there a divergence or convergence o f views between
leaders in the public sector and the general public as to the required leadership
competencies in the 21 century
Hypothesis 3 Leadersrsquo ratings o f leadership competencies required for the
21 century will differ when com pared to the general publicrsquos ratings o f leadership
competencies required for the 21 century
In addition consensus between groups will be tested to determine
Research Question 4a Is there a consensus o f views between leaders in the
public sector and those in the private sector as to the size o f the shift between 20 years
ago and in the 21 century
Hypothesis 4a The public sectorrsquos size o f shift between past and present
required leadership competencies will differ from that o f the private sectorrsquos
Research Question 4b Is there a consensus o f views between public and
private sector leaders and the general population on which if any o f the leadership
competencies are the most important
Hypothesis 4b Each group will perceive some leadership com petencies as
more important than others
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56
It is hypothesized that leaders in both sectors will differ from the general
population
Methodology
To facilitate the management o f the research this study may be delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the leadership
competencies to be investigated
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector leaders
b Comparing the results obtained from the public sector leadersrsquo
survey question 2 with results obtained from the general public population
identifying any similarities and reviewing any differences
c Comparison o f public sector leadersrsquo results with results from the
private sector leadersrsquo survey
The four phases o f the research are explained and detailed below
Phase 1 Identifying the Methodology and the Survey Pool
In order to develop an appropriate instrument for identifying current leadersrsquo
perceptions o f the competencies for the 21ldquo century two distinct methodologies w ere
considered the Delphi technique and the survey method
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57
The Delphi technique has been used quite successfully when attem pting to
ascertain nevvs on an issue or problem related to the prediction o f the future The
technique also affords an opportunity to develop a consensus o f views for topics which
are highly subjective The purpose o f the Delphi method which was developed in 1953
by the Rand Corporation to ascertain if there was a consensus view among military
experts on the issue o f the atomic bomb is to elicit perceptions o r Judgments held by
experts knowledgeable in a specialized area (Boberg amp M orris-Khoo 1992) However
given that the purpose o f this research was to establish whether it was possible to identify
some generic attributes for leadership in the IT century the possibility o f finding experts
who would provide the breadth o f experience without being linked too closely to a
particular field proved difficult Since the authors could not identify any specific
empirical base for the study it was decided that while a qualitative study might have
provided a m ore nuanced description o f the competencies for the 2T century a
quantitative survey based on the shifting perceptions o f Canadian leaders w ould make the
greatest contribution to the field in ensuring baseline data for further study in the field
Quantitative Survey
For the purposes o f this study there were two target survey populations the
public sector leaders population and the general public population The following
describes each sample population and the survey methodology employed
Public sector leaders population
In responding to the first research question (Has there been a shift in public
sector leadersrsquo perception as to the competencies required in the past as com pared to the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
58
competencies required for the 2 P lsquo century) the survey pool used for this study comes
from an existing database o f senior public servants at municipal provincial and the
federal levels o f government Table 2 delineates the various clusters o f individuals that
made up the survey pool and the proposed basis for sampling for the survey As is noted
in Table 2 where the sample size was not based on a census the methodologgt for
choosing the sample has been identified
Table 3 delineates the response rate for the 1999 survey among the various
sectors in the public sector target population
-A 12 response rate is within the 10-15 range common to mail-in surveys
(Boyd amp Westfall 1972 Kanuk amp Berenson 1975 Luck Wales amp Taylor 1970
McDaniel amp Rao 1980 W under amp Wynn 1988 Yu amp Couper 1983)
The response rate o f 12 was deemed acceptable based on historical data for
this database Table 4 provides the most recent response history o f the Rethinking
Government national survey for the public sector target sample
While the sample was not stratified by gender age or region Tables 5 6 and
7 describe the gender age and educational level o f the sample population
General public sample population
In order to consider the third research question (Is there a divergence or
convergence o f views between leaders in the public sector and the general public as to the
required leadership competencies in the 21ldquo century) the results o f the public sector
leadersrsquo survey were com pared to a sample o f the general public (laquo=1503) The general
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
59
Table 2 Sample Size and Selection Criteria for the Public Sector Leaders
Leaders Selection Criteria Population Sample
Federal 431 431Federal MPs All 301Federal DMsADMs All 130
Provincial 1390 758Provincial MPPsMLAs Random 765Provincial DMsADMs All DMsRandom ADMs 625
Municipal 480 411MayorReeves Descending city size 255Municipal clerks Descending city size 225
Table 3 Response Rate for the 1999 Survey Among the Various Sectors in the PublicSector Target Population
Sector Percentage
Total Federal
Total Provincial
Total Municipal
127
136
167
Total Public Sector 142
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60
Table 4 Response History o f the Rethinking Governm ent National Survey for the PublicSector Target Sample
Y ear Percentage
1996 14
1997 12
1998 17
1999 142
Table 5 Gender Distribution o f Public Sector Leaders
G ender Percentage
Male 69
Female 3 1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
61
Table 6 Age Distribution o f Public Sector Leaders (=227)
Age Percentage
lt35 26
35-44 181
45-54 551
55-64 211
654- 3 1
Table 7 Educational Achievement o f Public Sector Leaders (raquo=227)
Educational Level Percentage
Graduated from high school (grade 12-13) 3
Vocationaltechnical college or CEGEP 2
Trade certification 1
Some university 8
B achelors degree 25
Professional certification 17
G raduate degree 44
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
62
public survey sample o f 1503 was randomly generated from the Canadian population o f
persons over the age o f 16 and was conducted by means o f a centralized com puter-
assisted telephone interviewing facility The sample was stratified along age gender and
regional lines (Atlantic Quebec Ontario Prairies and British Columbia) as described in
the following tables (Tables 8 9 10)
The full sample yielded a margin o f error o f -r- 18 percentage points
19 times out o f 20
The research question noted above was embedded in the Ekos Research
bullAssociates Rethinking Government survey and represented 1 o f the 21 questions posed in
the survey
Telephone Survey
The intent is to compare the results o f public sector leadersrsquo perception o f
required leadership competencies for the 21ldquo century with results obtained from a
telephone survey o f the general populationrsquos perception o f the requirement for 11 o f the
same leadership competencies as were tested in the public sector leaders survey Not
included in the survey o f the general population were interpersonal teamwork
businesstechnical knowledge and vision
Private sector leaders population
In responding to the fourth research question (Is there a consensus o f views
between public and private sector leaders and the general population on which if any o f
the leadership competencies are the most important) data from a separate research study
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63
Table 8 Gender o f General Population Telephone Survey (t=1503)
Gender Percentage
Female 51
Male 49
Table 9 Age Breakdown o f the General Population Sample (=1499)
Age Percentage
lt25 17
25-34 18
35-44 22
45-54 20
55-64 7
65+ 15
DKNR I
donrsquot know no response
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
64
were used (W atson 2000) The Private Sector L eader survey data com e from an existing
pool o f senior Canadian leaders including C h ief Executive Officers (CEOs) and senior
executives from the private sector A sample o f 960 CEOs of the top econom ic
perform ing Canadian companies as identified by total revenues was sent a sur ey
questionnaire w ith a m ail-in response
The sam ple was not stratified by gender age o r region Table 11 delineates
the response rate for the 1999 suiwey between private sector companies w ith differing
numbers o f em ployees
A response rate o f 126 was deem ed acceptable based on historical data for
this group which has been identified by Ekos for a longitudinal study Table 12 provides
the most recent response history o f the Rethinking Government national survey
Phase 2 Developing the Surv ey Instrument and Reviewing Competencies
Survey Instrument
M ail-in Public Sector Survey
The survey instrument was developed as a m ail-in surv ey G iven the tim e
constraints o f the individuals being surveyed and the num ber of surv eys these individuals
see in any given period the length and the presentation o f the questionnaire w ere key
considerations
Respondents were asked to use a L ikert scale to rank their perceptions o f the
leadership com petencies required 20 years ago and those that will be necessary 20 years
from now The researcher chose a Likert scale because o f the advantages o f this scaling
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
65
Table 10 Sample Stratified by Region (=I503)
Region
British Columbia
Alberta
Prairies
Ontario
Quebec
Atlantic
Percentage
13
10
7
38
24
8
Table 11 Response by Number o f Employees (= 121)
Percentage Number Number o f Employees
31
29
40
38
35
48
lt100
100-500
over 500
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
66
Table 12 Response History of the Rethinking Government National Survey
Year Percentage
1996 14
1997 12
1998 17
1999 142
technique First individuals typically have the same understanding o f the differences
between the points on the scale which enables comparison o f rankings Second this
approach has been found to yield data which can be analyzed by statistics for normal
distributions For both reasons this type o f scale provides informative and uncomplicated
data (Arnold McCroskey amp Prichard 1967 Edwards 1957)
A sample questionnaire is provided in Appendix 4 o f this paper
Reviewing and identifying the competencies
The 15 competencies were identified by the sponsors o f the research and
therefore closely track the competencies currently used in the Canadian federal public
service The competencies including teamwork problem solving ability to learn
communication skills vision interpersonal entrepreneurial initiative stamina ethics
organizational and negotiationconsultengage are identified as part o f the Public Service
Commissionrsquos competencies for public service managers In addition businesstechnical
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
67
knowledge cosmopolitanworld view and teaching were added to be consistent with the
literature
Phase 3 Administering the Survey
Mail-in Leaders Survey
The survey was sent by mail to all leaders in the survey pool in
September 1999 to maximize the response rate by avoiding both the summer holiday
season and any fiscal year-end considerations Included in the package was a letter
describing the study the questionnaire and the response envelope Respondents were
reminded to complete the survey 21 days after the initial mail-out Once a 12-15
response rate had been achieved and a minimum o f 4 weeks had elapsed the results were
tabulated for analysis The sample o f public sector leaders for the purposes o f this study
included 227 individuals (=227) The sample o f private sector leaders for the purpose o f
this study included 121 individuals (=121) (Watson 2000)
Telephone Survey of a Random Sample of the General Population
The telephone survey o f the general population with respect to question 2 was
embedded in an existing Rethinking Government survey with a sample population o f
1503 (laquo=1503) This survey w as administered by Ekos Research Association
The results o f this national random sample o f Canadians over the age o f 16
were gathered between July 15 and July 30 1999 The time lag between the mail-in
survey and the telephone survey is not deemed to be significant as there were no
outstanding short-term econom ic or political events during the period that would have
influenced perceptions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
68
Phase 4 Analyzing the Results
In analyang the results the Statistical Program for Social Sciences (SPSS)
was used The results were tabulated with the data analyzed to respond to the research
questions
Public Sector Leadersrsquo Analysis
The focus o f the analysis was to determine if am ong the sample population
there has been a shift in perception as to the required leadership competencies The
comparison o f the leadersrsquo perceptions o f the required skills for leaders 20 years ago and
their perceptions o f the required skills for leaders in the 21ldquo century provides some basis
to evaluate w hether training and development needs o f potential leaders should be altered
as a result o f the changing requirements This analysis was completed by comparing
responses and adjusting statistically for the variance in the responses
f-tests for dependent paired means were applied for within group comparisons
as the actual population variance is unknown Tw o-tailed probabilities are reported as the
direction o f the differences could not be predicted from the research base for every
competency
In com paring shifts in competency ratings only cases where a rating was
provided for both 20 years ago and the 21ldquo century w ere included in the analysis To
compute a mean within one time epoch all ratings are included In the paired -test that is
applied to determine the significance o f changes betw een tim e epochs only where ratings
are provided for both time epochs are they included in com puting a change One effect o f
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
69
paired ratings can be that means computed for each time epoch separately may not match
exactly means that are based on paired ratings For example if a respondent rates a
competency as im portant in the past that rating is included in computing the mean for the
past When com puting the mean difference over time that rating would be excluded if
the respondent did not also provide a rating for that competency in the future Because
some ratings that contribute to the mean in one time epoch may not be included in the
computation o f the shift in a competency rating means may differ when the data contain
missing cases
The 95 confidence level was adopted as the cut-off for significance
reflecting research and publication standards (Coldeway 1989) When probabilities were
slightly above 05 but less than 10 differences were described as approaching
significance
Although there is some hesitation in applying inferential statistics such as t to
ordinal scale data it is a commonly used approach for Likert data as responses are
generally normally distributed and results are considered relevant for discussions o f
general trends (Arnold et al 1967 Edwards 1957)
External Drivers Analysis
To support the premise that changes in perceived competency requirements
are related to external drivers the leaders ratings o f the importance o f each o f the four
drivers was analyzed Respondents were asked to rate the importance o f each external
driver on a scale o f 1 -7 from low to high importance
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
70
In testing for significance the researcher chose a two-tailed -test applied on
the differences betw een dependent means o f the external driver ratings This test was
chosen based on one group o f subjects with a repeated measure and not more than two
observations per subject (Coldeway 1989)
Comparison of Results Between the Public Sector Leadersrsquo Survey and the General Public
The results obtained from the public sector leadersrsquo survey (survey question 2)
were compared with results obtained for the same survey question from the General
Public population survey identifying any similarities and reviewing any differences This
analysis is important in testing how broadly the future competencies are acknowledged
In addition this allows a comparison o f individual versus organizational perspectives
j-tests w ere applied on comparisons o f means between groups r-tests are
commonly used when population variance is known and -tests when population variance
is unknown However -tests for differences even for independent means are based on
the assumption that sample variances are equal even though they are unknown In this
case the variance o f the general population and leadersrsquo samples could not be assumed to
be equal because the leaders by virtue o f their position would be likely to differ in at
least demographic variables such as age or education A modified r formula does not
require the equal sample variance assumption and was therefore considered to be the
more appropriate statistic in addition the large sample size supports the application o f
the z formula because convergence with population variance increases with sample size
(Hogg amp Tanis 1993)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
71
Comparison o f Results Between the Public Sector and the Private Sector Leaders Survey
The shifts in perceptions o f the required competencies for leaders in the
21 century as measured by the survey o f the public sector were compared to the shifts in
perceptions as measured by the analysis o f the private sec to r survey
This analysis is particularly useful in determining if there is a convergence o f
perceptions by both public sector and private sector leaders as to the importance o f
leadership competencies for the 21 century To the extent that both sectors are seeking to
cross fertilize their leadership personnel the extent to which both sectors share a
common perception o f the future com petencies facilitates that transfer o f personnel
Ranking W ithin groups
The ratings for the com petencies were ranked to establish an order o f level o f
importance Mean rankings were tested for significance to determine if any com petencies
are o f higher importance This was applied for each leaders group and the general
population
To determine if any com petencies were perceived as being m ore im portant
than others the mean ratings for each competency were ranked in descending order
Confidence interval comparisons w ere used to determine i f the ranked mean for one
com petency rating differs significantly from the ranked m ean for another com petency If
the confidence intervals for two com petencies overlap it cannot be inferred that the ir
m eans differ significantly Therefore only when the confidence intervals do not overlap
can ranked means be described as significantly higher or low er than another
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
72
Ranking Between groups
The order in w hich the competencies were ranked was com pared across
groups to determine if both leaders groups rated sim ilar sets o f competencies as m ore
im portant than other competencies The general populations rankings w ere com pared to
the public and private sector leaders to identify organizational versus individual
perspective differences
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 4
RESL^LTS
Introduction
The ratings by public sector leaders o f leadership competencies were used to
determine if there is a difference between perceived importance 20 years ago and in the
21 century The hypothesis that a shift would be due to a set o f external drivers was
tested by public sector leaders rating the importance o f each driver To support the
validity o f considering public sector leaders as subject m atter experts differences
between organizational perceptions those o f the leaders and individual perceptions
those o f a sample o f the general population were compared Tw o additional analyses
combine data from the two research studies public sector leaders and private sector
leaders One addresses the size o f shift in requirements over time Will the changes be
larger for one sector than anotherrsquo The other analysis compares the top ranked
competencies across groups Is there a difference in what public and private leaders
consider the most im portant competencies and do they differ from what individuals in the
general population perceive
j
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
74
Shift 20 Years Ago to 21ldquo Century
Q uestion 1 Has there been a shift in public sector leadersrsquo perception as to
the leadership com petencies required in the past as compared to the leadership
competencies required for the 21ldquo century
It w as hypothesized that the ratings o f leadership competencies required will
differ from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
Q uestion la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Q uestion Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 ldquo centuryrsquo
The im portance o f each competency was rated by public sector leaders
20 years ago and in the 21ldquo century
The variability o f responses is greater for the ratings o f competencies in the
past as com pared to the future For the ratings o f the 21ldquo century there is less variability
especially am ong the top-rated competencies demonstrating a strong consensus o f views
In examining Table 13 it is apparent that the relative ordering o f importance
for some com petencies has changed from the past as compared to the future For
example 20 years ago cosmopolitanworld view had the lowest mean at 3 493 whereas
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75
Table 13 M eans and Standard Deviations o f the Ratings by Public Sector Leaders o f Leadership Competency Requirements 20 Years Ago and in the 21ldquo Century
Competency 20 Years Ago Competency 21ldquo Century
Initiative 5486 (1199) Vision 6419 (807)
Problem Solving 5450 (1143) Communication 6379 (702)
Organizational 5390 (1188) Teamwork 6242 (740)
BusinessTechnical 5344 (1306) CosmoW orld View 6185 (863)
Stamina 5256 (1227) Ability to Leam 6159 (854)
Ethics 5158 (1381) Ethics 6128 (1007)
Communication 4789(1272) Problem Solving 6009 (882)
Vision 4586 (1391) Initiative 5969 (840)
Interpersonal 4574 (1374) Interpersonal 5925 (972)
Entrepreneurial 4561 (1546) Negotiation 5797 (947)
Negotiation 4516 (1237) Entrepreneurial 5661 (1028)
Ability to Leam 4491 (1291) Stamina 5619 (1065)
T eamwork 3897(1440) Teaching 5489 (1036)
T eaching 3857 (1318) Organizational 4991 (1244)
Cosmopolitan 3493 (1345) BusinessT echnical 4867(1 211)
World View
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76
in the 21 century respondents gave a mean response o f 6185 With respect to
businesstechnical knowledge 20 years ago the mean response o f 5344 was among the
top five mean scores whereas for the 21 century this competency received the lowest
mean score
-tests two-tailed were used to compare rating means for past and future
requirements Results are presented in Table 14 Differences were significant for all
competencies with ratings higher for the 21 century than for the past across all
competencies except for businesstechnical knowledge and organizational skills where
21 -century ratings were lower
External Driver Influence on Competency Requirements
Q uestion 2 If there is a shift in perceptions are the external drivers-
globalization technology downsizing and diversity-related to that shiftlsquod
It was hypothesized that leaders will rate the external drivers as influencing
leadership com petency requirements
It has been previously suggested that the external drivers used in this research
are influencing the need for leadership competencies To support this relationship public
sector leaders were asked to rate the importance o f each external driver on the 1-7 point
scale Responses were described at high moderate or low points on the scale and
percentages calculated for each driver at each descriptor -tests two-tailed were applied
to the means Data are presented in Table 15
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77
Table 14 Significance o f Shift Degrees o f Freedom Values and Probabilities o f the Ratings by Public Sector Leaders o f Past and Future Leadership Competency
Requirements
Competency J f
CosmopolitanAVorld View 222 26782 p lt 000
Team work 223 21375 p lt 000
Vision 221 17946 p lt 000
Ability to Leam 222 16577 p lt 000
Communication 222 16531 p lt 000
Teaching 220 15103 p lt 000
Negotiation 222 12434 p lt 000
Interpersonal 222 12056 p lt 000
Ethics 221 9834 p lt 000
Entrepreneurial 222 9743 p lt 000
Problem Solving 221 5 751 p lt 000
Initiative 221 5424 p lt 000
Stamina 222 3165 p lt 002
Organizational 221 -3397 p lt 001
BusinessT echnical 222 -3777 p lt 002
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78
Table 15 Means Standard Deviations and Percentages o f the Ratings by Public Sector Leaders o f the Influence o f External Drivers on Leadership Competency Requirem ents
for the 21ldquo Century
External Driver Ratings High M oderate Low
Globalization 5911 (1014) 86 10 1
Technology 5964 (1024) 90 7 3
Diversity 4920(1386) 65 19 15
Downsizing 4200(1323) 39 32 28
Comparison o f mean ratings indicates that globalization and technology are
considered equally important Globalization and technology are considered to have more
influence than diversity t (224) = 9 303 (p lt 000) t (223) = 9222 (jj lt 000) and than
downsizing i (224) = 15500 p lt 000) t (223) = 17060 p lt 000) Diversity is
considered to have more influence than downsizing t (224) = 6324 p lt 000)
The ranking o f the drivers is significant in that some are considered more
important than others however it should be noted that almost 40 o f the sample
considered even the lowest rated driver downsizing to have a high influence and 71
considered it to have at least a moderate influence
Leader and General Population Perspectives
Question 3 Is there a divergence o r convergence o f views between leaders in
the public sector and the general public as to the required leadership com petencies in the
21 ldquo centuryrsquo
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79
It w as hypothesized that leaders ratings o f leadership competencies required
for the 2T centurs will differ when compared to the general publicrsquos ratings o f leadership
competencies required for the 21rdquo century
Because the external driversrsquo impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflecting an organizational perspective rather than that o f an individual
Individuals may experience the external drivers as more general influences without
consideration o f specific strategic objectives values or work while leaders may
experience them specifically as they affect their organizationrsquos objectives values and
work An individual may rate the importance o f leadership competencies from the point
o f view o f what they personally would need to focus on to take a leadership role whereas
an organizational perspective would frame a response in terms o f the needs o f the
organization itself
To determine if there were differences in the perceptions o f the general
population and public sector leaders r-tests (as described previously) on the independent
sample means w ere calculated Results are presented in Table 16
W hile it is important to note that a direct comparison betw een the rankings o f
competencies betw een the leaders and the general population is somewhat constrained
given the fact that four o f the competencies (businesstechnical knowledge interpersonal
teamwork and vision) rated by the leaders w ere not ranked by the general populations it
is nonetheless possible to make some general observations with respect to the
comparisons betw een the two groups The general population rated a number o f
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80
Table 16 Means and Standard Deviations o f the Ratings by Public Sector Leaders and the General Population o f Leadership Competency Requirements for the 21ldquo Century
Competency Public Sector General DifferenceLeaders Population
Problem Solving 6009 (882) 6290 (948) -0281
Ability to Leam 6159 (854) 6364 (695) -0205
Communication 6379 (702) 6318 (913) 0061
Initiative 5969 (840) 6170 (991) -0201
Entrepreneurial 5661 (1028) 5694(1170) -0033
Teaching 5489 (1036) 5672 (1239) -0183
Stamina 5619 (1065) 5668 (1197) -0049
Ethics 6128 (1007) 6262(1106) -0134
Organizational 4991 (1244) 5998 (1094) -1007
Negotiation 5797 (1947) 6106 (1022) -0309
CosmopolitanAVorld View 6185 (1863) 5668 (1283) 0517
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81
competencies as more important for the 21ldquo century than did public sector leaders O f
these the following were statistically significant problem solving r = -4795 p lt 000)
ability to leam z = -3595 p lt 000) initiative r = -3597 p lt 000) teaching z = -2646
ip lt 008) ethics z = -2008 p lt 044) organizational skills z = -12171 p lt 000) and
negotiating z = -4905 p lt 000)
Public sector leaders rated cosm opolitanworld view at a significantly higher
rate than did the general population z = 9028 p lt 000)
In reporting these results it is im portant to note that significance is achieved
even when actual mean differences are small This results from the high degree o f
consensus am ong the raters regarding the im portance o f each competency for each epoch
Combined Data Public and Private Sector Leaders and General Population Diflerences
This section o f the results combines findings from the public sector leaders
group and the private sector leaders group (W atson 2000) It has been established for
both groups that there is a shift in the perception o f leadership competency requirements
between the past and the 21ldquo century It has been supported that this shift is a function to
some extent o f the set o f external drivers defined for this study Additional analysis
indicates that each group o f leaders differs from the general population in their
perspective o f how important each competency will be in the future
Comparisons o f ratings by public and private sector leaders are reported to
address two issues First is there a difference in the size o r degree o f shift between these
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82
groups o f leaders that is is there a bigger change for leaders in one sector o r the other
Second is there a difference in which o f the leadership competencies is perceived as the
most important and does that differ from the perspective o f the general population
Degree of Shift
Question -fa Is there a consensus o f views between leaders in the public
sector and those in the private sector as to the size o f the shift between 20 years ago and
in the 21 century
It was hypothesized that the public sec to rs size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Data are presented in Table 17 r-tests (as described previously in chapter 3)
on the differences in the mean differences indicated significantly different size shifts
Public sector leaders demonstrated a larger shift in leadership requirements
than did private sector leaders on vision r - 2488 ip lt 016) entrepreneurial skills
r = 2305 ip lt 022) and approached significance for negotiating r = 1898 ip lt 056)
Public sector leaders indicated that the difference in the requirements for these
competencies will increase more so than in the private sector
Ranking of Competencies Within Groups
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
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83
Table 17 M ean Differences and Standard Deviations o f the Shift in Ratings by Public Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements
Competency Public Sector Leaders Shift
Private Sector Leaders Shift
Difference
T eamwork 2348 (1644) 2133 (1608) 0215
Problem Solving 0559(1447) 0567(1488) -0008
Ability to Leam 1677 (1511) 1639(1454) 0038
Communication 1596(1442) 1558 (1500) 0038
Vision 1829(1510) 1364(1718) 0465
Interpersonal 1345 (1886) 1479(1641) -0134
Initiative 0482 (1324) 0525 (1270) -0043
Entrepreneurial 1103 (1691) 0678 (1603) 0425
Teaching 1629(1803) 1521 (1473) 0108
Stamina 0372(1745) 0331 (1422) 0041
Ethics 0 959(1484) 0802(1 430) 0157
Organizational -0392(1719) -0227(1475) -0165
BusinessTechnical -0471 (1882) -0142(1502) -0329
Negotiation 1291 (1551) 0975 (1429) 0316
Cosmopolitan 2691 (1500) 2669(1575) 0022
World View
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84
It was hypothesized that each group will perceive som e leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Public sector leaders
To determine if the ratings by public sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table IS
Organizational skills and businesstechnical knowledge indicate lower ratings for
importance than the other competencies p lt 05)
Private sector leaders
To determine if the ratings by private sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table 19
(W atson 2000) Private sector leaders rated a number o f com petencies significantly
higher than others These include vision cosmopolitanworld view ability to learn
communication teamwork and initiative p lt 05)
General population
To determine if the ratings by the general population o f leadership
competencies required in the 21 rdquo century differed in terms o f importance the ratings were
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85
Table 18 Public Sector Leaders Ranking o f Leadership Competency Requirements byMean Ratines With Standard Deviations and Confidence Intervals
Com petency Rank Rating Confidence Interval Lower U pper
Vision 1 6419 (807) 6313 6524
Communication 2 6379 (702) 6288 6470
Team work 3 6242 (740) 6146 6 339
Cosm opolitanW orld View 4 6185 (863) 6073 6297
Ability to Learn 5 6 159 (854) 6048 6271
Ethics 6 6 128 (1007) 5997 6259
Problem Solving 7 6009 (882) 5894 6124
Initiative 8 5969 (840) 5880 6079
Interpersonal 9 5925 (972) 5799 6052
N egotiation 10 5797 (947) 5674 5921
Entrepreneurial 11 5661 (1028) 5527 5795
Stamina 12 5 6 1 9 (1 0 6 5 ) 5481 5758
Teaching 13 5489 (1036) 5354 5624
Organizational 14 4991 (1244) 4829 5153
BusinessT echnical 15 4 8 6 7 (1 2 1 1 ) 4709 5025
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86
Table 19 Private Sector Leadersrsquo Ranking of Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower Upper
Vision 1 6446 (866) 6292 6601
CosmopolitanW orld View 2 6372 (743) 6239 6504
Ability to Learn 3 6248 (849) 6097 6399
Communication 4 6231 (883) 6074 6369
Teamwork 5 6182 (876) 6026 6338
Initiative 6 6116 (829) 5968 6263
Ethics 7 6041 (970) 5869 6214
Problem Solving 8 5982 (946) 5822 6161
Entrepreneurial 9 5843 (885) 5685 6001
Interpersonal 10 5842 ( 944) 5673 6011
Negotiation 11 5835 (916) 5671 5998
Stamina 12 5760(1017) 5579 5941
Teaching 13 5496 (1034) 5312 5680
BusinessT echnical 14 5225 (1104) 5028 5422
Organizational 15 5000 (1174) 4790 5210
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87
ranked and compared using a 95 confidence internal D ata are presented in Table 20
Results indicate that ability to learn communication problem solving ethics initiative
and negotiation were rated as the most important (p lt 05) Organizational skills
entrepreneurial skills teaching stamina and cosmopolitanworld view were rated as less
important p lt 05) The 95 confidence interval was adopted as the cut-off for
significance reflecting research and publication standards
Ranking of Competencies Between Groups
Means associated with the rankings were com pared across groups using a 95
confidence interval Data are presented in Table 21 Public sector and private sector
leaders ranked the competencies similarly Vision communication teamwork
cosmopolitanworld view and ethics were common to both groups as higher rated
competencies Private sector leaders ranked businesstechnical knowledge higher than
did public sector leaders (p lt 05) The competencies rated the highest by the general
population differed from those o f both groups o f leaders ip lt 05) The general
population rated problem solving as more important than did both groups o f leaders and
rated ability to learn higher than did the public sector leaders ip lt 05)
Sum m ary of Results
Public sector leaders perceived a shift in importance o f most leadership
competencies from 20 years ago to the 21 century however they rated
businesstechnical knowledge and organizational as decreasing in importance
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88
Table 20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower U pper
Ability to Learn 1 6 364 (895) 6318 6409
Communication 2 6318 (913) 6272 6365
Problem Solving 3 6290 (948) 6242 6338
Ethics 4 6 262(1 105) 6206 6318
Initiative 5 6 1 7 0 ( 991) 6120 6220
Negotiation 6 6 106(1 022) 6054 6157
Organizational 7 5 998 (1094) 5943 6053
Entrepreneurial 8 5694 (1170) 5635 5754
Teaching 9 5 672(1 238) 5609 5734
Stamina 10 5669 (1197) 5608 5730
Cosmopolitan 11 5668 (1263) 5604 5732
W orld View
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89
Table 21 Ranking o f Leadership Competency Requirements
Rank
Com petency Public Sector Private Sector General
Vision 1 1 na
Communication 2 4 2
Team w ork 3 5 na
CosmopolitanAVorid View 4 2 11
Ability to Leam 5 3 1
Ethics 6 7 4
Problem Solving 7 8 3
Initiative 8 6 5
Interpersonal 9 10 na
Negotiation 10 11 6
Entrepreneurial 11 9 8
Stam ina 12 12 10
Teaching 13 13 9
O rganizational Skills 14 15 7
BusinessT echnical 15 14 na
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90
They rated all external drivers as having influence on the competencies
especially globalization and technology
Public sector leaders rated problem solving ability to leam initiative
teaching ethics and organizational skills lower than the general population and a similar
effect for negotiating approached significance Public sector leaders rated
cosmopolitanworld view as more important than did the general population This may
reflect the differences in organizational versus individual experiences o f the impact o f the
external drivers
Public sector leaders differed from private sector leaders in that they rated
larger shifts in importance for vision entrepreneurial skills and negotiating
Both public and private sector leaders identified the same top five ranked
competencies including vision communication teamwork cosmopolitanworld view
and ability to leam The general population ranked ability to leam as the most important
competency (within a smaller group o f 11 competencies)
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CHAPTER 5
SLHVIMARY CONCLUSIONS AND RECOM M ENDATIONS
This chapter contains a summary overview including a brief review o f the
purpose conclusions and recommendations for further study
Summary
As previously established in chapter 2 the pace o f change in the 21 century is
most evident when considered in the context o f the effects o f globalization technology
diversity and downsizing These external drivers individually as well as in combination
will affect the way in which we think about leadership requirements for the future
Leaders perceptions as to the trend toward particular leadership competencies required
for future leadership will be important input into training and development opportunities
for current managers
In this context the purpose o f this study w as to identify whether public sector
leaders perceive a shift in the required leadership competencies for the 21 century The
hypothesis that the shift would be perceived to be related to a set o f external drivers was
then tested by private sector leaders rating their perception o f the influence o f each
external driver on leadership competency requirements To support the validity that
public sector leaders are subject m atter experts differences between organizational
91
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92
perspective and the individual perspective are then compared Two additional analyses
combine data from the tw o research studies public sector leaders and private sector
leaders using data from a similar study (W atson 2000) Using these com bined data the
size o f shift in leadership requirements over time was compared between the tw o sectors
The other analysis com pared top-ranked competencies across groups specifically public
sector leaders private sector leaders and the general public
Finding 1
As described in chapter 4 public sector leaders perceive that the following
leadership com petencies will be more im portant in the 21ldquo century team w ork problem
solving ability to leam communication vision interpersonal initiative entrepreneurial
teaching stamina ethics negotiation and cosmopolitanworld view At the same time
public sector leaders perceive that both organizational and businesstechnical
competencies will be less important for leaders in the 21ldquo century than 20 years ago
Finding 2
Respondents identified both globalization and technology as im portant
environmental factors which are driving the requirem ents for leadership com petencies
into the 21ldquo century While there was more divergence o f perceptions the respondents
further identified both diversity and downsizing as having an impact on the com petencies
for 21 ldquo-century public sector leaders
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93
Finding 3
Because the external drivers impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflective o f an organizational perspective rather than that o f an individual The
public sector leaders rated cosmopolitanworld view higher than did the general public
The general public rated problem solving ability to leam initiative teaching ethics
organizational skills and negotiating higher than public sector leaders
F inding 4
In comparing public sector leaders and private sector leaders the variation in
perception is m easured by the size or degree o f shifts between these tw o groups o f
leaders As noted in chapter 4 public sector leaders demonstrated a larger shift in
leadership requirem ents for vision and entrepreneurial skills than did private sector
leaders
Both public and private sector leaders ranked the competencies similarly with
the exception that public sector leaders ranked businesstechnical knowledge somewhat
less than private sector leaders The general public rated problem solving as more
important than both groups o f leaders and rated ability to leam higher than did the public
sector leaders
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future Very simply
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94
this study dem onstrated that public sector leaders acknowledged that future leadership
competencies will be different than they were in the past Adding to this simple finding is
that another researcher (W atson 2000) has found that private sector leaders in general
acknowledge a similar shift in leadership competencies for the future A key question is
Why Both groups experience the external drivers firsthand in the daily operation o f
their organization At the same time both groups o f leaders operate within different
organizational structures and have recognizably different organizational values In the
past there was general though unspoken acceptance that notwithstanding similar
external drivers public and private sectors required very different leaders The results o f
this study would indicate that a shared understanding o f the leadership competencies
which will be needed in the future is being developed By understanding the external
drivers and their influence on the 21 century the convergence on particular leadership
competencies can be better understood
AS established previously the 21 century is characterized by the
interdependence o f the external drivers including globalization technology diversity and
downsizing The speed o f technology has facilitated increased globalization in the same
way that diversity is demanded to address complex global issues The complex
interdependence o f the external drivers has created an environment in which the increased
speed o f change is not only accepted but assumed The findings in this study confirm that
the external drivers o f globalization and technology are perceived by public sector leaders
as pervasive influences in their vision o f the future Diversity and downsizing have a
somewhat lesser yet still important influence in modelling the future for leaders
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95
W hat is notable in the 21ldquo century is leadersrsquo consensus w ith respect to the
perception that the external drivers including globalization technology diversity and
downsizing will have in shaping future leadership requirements For the public sector
the convergence o f required leadership competencies among sectors both public and
private is an im portant consideration given the urgent need to recruit and retain
leadership candidates at the federal level
The discussion o f the findings o f this study is facilitated by grouping the
15 competencies in this study into the five clusters as described in Table 22 Each cluster
is discussed individually
Table 22 Leadership Competencies Grouped in Clusters
Cluster Competencies
Future VisionCosmopolitan World V iew
Relational T eamworkCommunicationInterpersonalTeachingNegotiation
Intellectual Ability to LeamProblem Solving
Personal EthicsInitiativeStamina
Managerial EntrepreneurialOrganizationalBusiness Technical
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96
In considering the top five ranked future leadership competencies for the
public sector leaders-vision communication teamwork cosmopolitanworld view and
ability to leam -a compelling story can be told about future leadership and the trend
toward future and relational clusters o f competencies for leaders It is a story that can be
explained in large part by understanding the interaction that the external environmental
drivers have had on shaping leaders perception o f the future This is particularly evident
when the various clusters o f com petencies and their ranking in the 2 T lsquo century are
considered
Future Competencies
Public sector leaders ranked vision and cosmopolitanworld view as among
the most im portant competencies Furthermore the public sector leaders demonstrated a
larger shift in vision leadership requirements than did private sector leaders Finally
there was a convergence o f perceptions between the public sector leaders and private
sector leaders who ranked vision and cosmopolitanworld view as the most important
At the same time the general public ranked cosmopolitanworld view last
among their 11 rated competencies
Relating these results to the external drivers is useful Globalization and
technology are causing the velocity o f change to increase exponentially Current public
sector leadersrsquo perception that the importance o f future-related competencies such as
vision cannot be surprising in this environment The need for a diversity o f ideas
perceptions and biases in order to solve tom orrow rsquos challenges is to some extent
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97
captured by the dem onstrated preference o f public sector leaders for a leadership
competency called cosmopolitan world view It is worth noting that while this term has
not been formally defined the term has sufficient significance to elicit a consensus among
public sector leaders that future leaders need to have this competency
The fact that public sector leaders rated cosmopolitanworld view higher than
did the general public and that the general public ranked this competency last is
consistent with the theory that the external drivers may have a different effect depending
on whether the individual is considering the external driver from an organizational versus
an individual perspective The ranking comparisons between the three groups starkly
demonstrate a difference in perspective from top-ranked competency among the leader
groups to last among the general public It is quite possible that globalization and
diversity have not influenced the individualrsquos perspective o f future leadership to the same
extent that they have organizations Which is not to say that the external drivers have not
influenced the individual perspective they have but with differing results The
individual perspective for future leadership competencies follows a trend toward personal
and intellectual clusters competencies Individuals may be very interested in how the
external drivers influence their place o f work but take an individual perspective when
asked about future leadership competencies
The results o f this study would at a minimum confirm that from an
organizational perspective the trend toward cosmopolitan competencies is more evident
This result is similar in the private sector leadersrsquo analysis which provides more evidence
from an organizational perspective regarding the emerging importance o f cosmopolitan
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
98
world view Adding to this finding was the lower ranking by the general public for
cosmopolitanworld view While both public and private sector leaders ranked this future
competency near the top the general public indicated their quite different perception by
ranking it near the bottom
In seeking to understand why there was such a break between the
organizational and the individual perspectives on this competency it may be useful to
examine the environment beyond the four external drivers The public debate regarding
pay equity employment quotas and affirmative action plans have all been part o f the
corporate debate for some time This in a sense has positioned organizations to be
prepared for the speed with which organizations have had to cope with global change
global markets and global custom ers The diversity that legislation in many cases
encouraged organizations to seek beyond their normal scope in fact positioned them for
the demands o f the 21 century
bullAnother trend which is evident in examining the future competencies
identified by the public sector leaders is the similarities with the perceptions and rankings
o f the private sector leaders In a world where external drivers such as technology both
its development and transfer and downsizing are compelling organizations to form
partnerships trade information and personnel the finding that both public sector and
private sector leaders have very similar perceptions with respect to future leadership
competencies provides for significant opportunities between the tw o sectors The
convergence despite different organizational values and objectives creates potential for
increased exchange opportunities as well as shared training and development
opportunities
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
99
Relational Competencies
A second trend that is evident is the public sector leadersrsquo perception that in
the 21ldquo century there will be an increased reliance on the cluster o f relational
competencies for leaders In particular the ranking o f both team w ork and
communication competencies am ong the top-rated competencies is w orthy o f note
These competencies along with interpersonal teaching and negotiation were all
perceived by public sector leaders to shift towards greater im portance for future leaders
The ranking o f team work and communication was similarly ranked by private sector
leaders as among the top five future competencies
The 21ldquo century has been characterized as the relationship age
(Renesch 1992) and the perceptions o f current public sector leaders would seem to
confirm that view The ability to communicate has always been im portant But with the
increased diversity o f the workplace and the demands o f a constantly changing
work-place with new technologies and applications the capacity to envision the future
may not be sufficient Leaders must be able to communicate the vision And
communicate that vision to various teams
The concept o f team w ork as being the organizational construct o f choice in
the 21ldquo century is confirmed by the results in this study Problems in the 21ldquo century
have become more complex and multi-faceted Resolving issues in the 21ldquo century will
require multi-dimensional team s o f individuals and perhaps even organizations who come
together with a shared objective to resolve a particular problem W e are already seeing
evidence o f this in the increased partnership arrangements am ong Canadian government
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
100
departments as well as in the corporate field W here organizations do not have the
existing capacity or the diversity o f experience required for a particular project they seek
it out more and more on a short-term basis N ot only are organizations as a result o f
downsizing embracing this organizational construct but as importantly workers
especially new entrants into the workforce and women are taking advantage o f
project-specific employment as a means to preserve their flexibility as well as a means to
ensure a dynamic work environment which is constantly contributing to their personal
experience base In this paradigm teamwork becomes essential Again the results o f this
study demonstrate that there is convergence between the public sector leaders and the
private sector leaders with respect to the importance o f the cluster o f relationship
competencies
Intellectual Competencies
Ability to leam was ranked by public sector leaders as among the top five
rated leadership competencies for the 21ldquo century The general population ranked this
leadership competency as their number one ranked priority with the private sector leaders
ranking ability to leam third The cluster o f intellectual competencies typically includes
both ability to leam as well as problem solving Taken together these intellectual
competencies were ranked by leaders in the top eight competencies It is noteworthy that
ability to leam ranked higher than even problem solving in the context o f the 21ldquo century
In an environment where change is commonplace and technologies are
evolving at a pace never seen before the ability to leam and adapt is essential It differs
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101
from the 1980srsquo term o f leaders as change agents which reflected the need for leaders to
convince organizations o f the need to either downsize or catch up with the latest
technology Leaders were seen to be the catalyst for change In the 21ldquo century the
salient competency has become an ability to leam The term itself is neutral in term s o f
leadership The competency ability to leam fits into a 21 ldquo-century context because it
suggests that in the 21ldquo century the changes which an organization will face will not be
predictable Instead the changes will be fast and qualitatively different from the status
quo In this environment the ability to leam and integrate will be key The convergence
o f the public sector leaders and the private sector leaders on this cluster o f com petencies
is consistent with a view o f the 21ldquo century as one o f interdependent leadership
Personal Competencies
The personal competencies including ethics initiative and
staminaresilienceself-renewal are consistently ranked in the middle tier o f the
15 competencies Both public and private sector leaders ranked the personal
competencies similarly
It is interesting that the public sector leaders ranked ethics higher than
initiative whereas the situation is reversed with respect to the private sector leaders In
part this may be understood by considering the differing values that exist in the tw o
sectors The public sector prom otes the public good and in this context it is not surprising
that the public sector would rank ethics higher than the private sector In a highly
competitive environment such as the private sector where innovation and first m overs are
prized the higher ranking o f initiate by the private sector is in part explainable
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102
Managerial Competencies
In the 21 century across both sectors there is a clear perception that the
cluster o f m anagerial competencies especially organizational skills and
businesstechnical knowledge will be less important than other competencies
Entrepreneurial skills are ranked higher by the private sector leaders which is consistent
with the organizational values o f that sector In the 21ldquo century with the perception o f
the velocity o f change the need for static skills is less important To some extent this
will represent a dramatic shift in the planning for leadership development training The
assumption in the 21ldquo century will be that the business or technical skills will be so
precise and project specific that it will be m ore efficient to buy or borrow them for the
specific project This is especially true if projects are o f short duration
Leadership Development
The results o f this study suggest that public sector leaders perceive an
important shift in the required leadership competencies for the 21ldquo century The trend is
mirrored by leaders in the private sector (W atson 2000) This information enables
current leaders to re-evaluate and modify current training and development plans in
preparation for a dynamic future environment Directionally the trend tow ards clusters
o f future com petencies and relationship competencies is clear As importantly especially
in a public sec to r dynamic the general public perceives the same future to a large extent
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103
Recommendations
The following are recommendations for further research
Recom m endation I Implement a quantitative study which would test whether
or not the convergence o f view o f Canadian public sector leaders with respect to the shift
in leadership competencies for the 21ldquo century is reflected in other countries
Recom m endation 2 Implement a quantitative study to ascertain if leaders
perceive the effects o f the external drivers as having differing impacts on the individual
leadership competencies
Recom m endation 3 Repeat the general population telephone survey to ensure
that all 15 o f the com petencies are ranked
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APPENDIX I
LEADERSHIP COMPETENCIES FOR ADMs AND SENIOR EXECUTIVES Correspondance with other organizations
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CDDOQC
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APPENDIX 1 LEADERSHIP C O M P E T E N C IE S FOR ADMs AND SENIOR EXECUTIVESCorrespondence with oilier organizations
Table 23 CORRESPONDENCE WITH BEST PRACTICES IN EXECUTIVE SELECTION
8D( O 3
i3CD
nc33 CD
CDDOQCaO3
DO
CDQ
DCD
()()
ConipctciicicsBank Instiraitcc Manttfacturiitg Technology Trans-
ponaiiottTraining
CentreProvGovt
ForeignGovts
CIBC B of M Royal Sun Life G E GM Xerox Nortel CN ENAP Oitl US(OPM)
NZ
1 C ogiiilivc C apacity
2 C reativ ity
V V isioning
4 A ction M anagcincn t 1
3 O rg an i^ tio n a l A w areness
6 T eam w ork
7 Irsquoa tlncring
N Interpersonal R ela tions
9 C om m u n ica tio n
1(1 S tam inaS ttc ss R esistance
11 lith ies and V alues
12 Personality
IV B ehavioural Flexibility
14 Self-C onfidence
OLA
APPENDIX 2
LEA D ERSH IP CO M PETEN CIES FOR ADMs AND SEN IO R EXECUTIVES
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107
Public Servce Commission Commission de la fonction pJblique j of Canada du Canada
Leadership Competencies for ADMs and Senior Executives
The Public Service C om m ission and Deputy M inisters recognize there are a certain number o f com petencies required to ensure an individualrsquos success at senior m anagem ent levels These com petencies form the basis o f a standard o f leadership behaviour that can be consistently applied across the executive com m unity
Assistant Deputy M inisters are champions o f the Canadian Public Service In the m idst o f change and am biguity they elicit com m itm ent and enthusiasm for the Public Service vision o f the future ADM s develop and carry out government policies that are in the best interests o f the public They plan strategies to help move toward the vision com m itting to action and achieving their goals in the most efficient and effective manner W orking w ith o ther ADMs they jo in forces in the interest o f serving the public good ADMs build partnerships w ith other organizations to better meet the objectives o f all partners and in the interest o f better serving the public
Intellectual Competencies
Cognitive Capacity
ADM s possess the cognitive capacity to understand and respond strategically to the com plexities inherent in public service The cognitive capacity o f the ADM allow s him or her to understand com plex and divergent issues and to interpret key messages and trends They recognize how these relate to their organization and develop policies that are acceptable from m ultip le points o f view W hile focusing on their u ltim ate goal o f the public good they recognize that a m ultip licity o f different facets must work together to achieve that goal ADMs use their cognitive capacity to protect the public interest they create order out o f chaos and develop long-term and short-term strategies that w ill prevent as well as solve problem s
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108
Creativity
ADM s respond to challenges w ith innovative solutions and policies They demonstrate a w illingness to question conventional m eans o f serving the public They may use intuition non-linear thinking fresh perspectives and inform ation from non-traditional fields to generate new and im aginative ways to succeed They will often address several objectives sim ultaneously solving m ultip le problem s at once To prepare for future challenges A D M s enhance their creativity by continuous learning
Future Building Competency
Visioning
ADMs cham pion the vision o f the Public Service They describe the future o f service to the public in com pelling terms prom oting enthusiasm and com m itm ent in others The leaders com m itm ent to the vision sends a message to others that change is a positive endeavour thus creating an atmosphere that generates new ideas They explain how the vision incorporates the Public Service culture and values and how it responds to external factors at the local national and international level This includes opportunities for partnerships w orldw ide com petition and com m unity involvem ent A D M s foresee potential roadblocks to success and take action to avoid or overcom e them
Management Competencies
Action Management
ADM s are action-oriented individuals w ho anticipate the short- and long-term consequences o f the ir strategies They consider strategies as they relate to their own organization the Public Service as a w hole and the com m on good T heir efficiency in carrying out policies ensures the public is properly served They develop backup strategies to deal w ith potential negative outcom es As A D M s deal w ith serious tim e-sensitive issues and may have to m anage a num ber o f crises sim ultaneously they remain focused in the face o f m ultiple distractions They know that m ost decisions must be taken before all the facts are available and are at ease w ith am biguity and risk in this regard They have the courage to propose courses o f action that others may hesitate to suggest These sk ills enable ADM s to m ake things happen and get th ings done they are known for their ab ility to accomplish objectives
Organizational Awareness
ADM s understand the inner workings o f the governm ent the Public Service and their own organizations in term s o f structure processes and key players They actively develop this awareness in order to effectively position them selves to achieve strategic
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109
objectives This requires acute sensitiv ity to the relationships betw een key players in the organization in addition to both acknow ledged and private agendas ADMs actively seek out opportunities to keep the ir organizational awareness comprehensive and current O rganizational awareness allow s one to set the stage w hen m aking strategic decisions^ in both the short- and long-term This com petency must be actively m aintained by the individual using good judgem ent about the relationships that influence the organization A D M s use this com petency to steer decision-m aking in the d irection that w ill m ost effectively serve the public interest Learning from experience A D M s develop the w isdom to know when to cut their losses o r when to pursue an issue more aggressively O rganizational awareness com es from a range o f sources from intuitive perception to factual data
Teamwork
ADMs are aware that service to the public com pels them to contribute actively and fu lly to team projects by working w ith o ther A D M s and colleagues collaboratively as opposed to com petitively which includes working tow ards consensual solutions that enhance the output o f the team A D M s so lic it and provide inform ation that could affect the planning or the decision-m aking process by dem onstrating a genuine interest in receiving inform ation from others and encouraging others to offer their ideas or opinions A D M s negotiate m utually acceptable so lu tions by trying to understand the positions thoughts concerns and feelings o f others ADM s assure all parties that fair solutions and better options will be identified A D M s develop and m ain tain sm ooth cooperative w orking relationships by showing consideration concern and respect for others They recognize that a diversity o f experience and knowledge can only enhance the quality o f the team s work They are sym pathetic to and tolerant o f differing needs and view points w hile m eeting com m on goals
Partnering
A D M s w ork w ith partners to create the policies that support integrated service delivery and elim inate red tape and bureaucracy in the interest o f the public good ADM s develop a com m unity o f shared interests w ith diverse levels o f governm ent interest groups and the non-profit and private sectors Partners use their diversity o f experience and know ledge to make the best decisions Partners share com m on goals solve com m on problem s and work hand in hand for the com m on good not on ly o f each partner but o f the C anadian public A n essential feature o f this com m unity is that it functions on the basis o f shared power and responsibility T his allows m em bers to avoid waste inefficiency and duplication o f effort w h ile retaining the iden tity o f their own organization This allow s them to serve the country to the best o f their abilities both individually and collectively Fundam ental to successful partnering are com m itm ent trust and the open com m unication tha t helps to articulate and align the objectives and expectations o f all members Partnering is an expression o f team w ork outside onersquos organization It requires the same sp irit o f collaboration and diplom acy however e lic iting the cooperation o f external partners may require even keener collaborative skills
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no
Relationship Competencies
Interpersonal Relations
ADM s interact effectively w ith public and private sector individuals in order to advance the work o f the Public Service T heir interactions are based on respect and an appreciation that people w ith varying backgrounds and view points enrich the organizational environm ent Their negotiating skills a llow them to m aintain relationships and produce w in-w in results Through persuasion and assertiveness they gain support for ideas and in itiatives influence peers and superiors and effectively represent their organization s interests to other groups A D M s have the ab ility to deal w ith difficult and com plex interpersonal situations and to take firm control in order to actualize the agenda or to protect the public interest For an ADM interpersonal skills are a means o f achieving im portant management objectives
Communication
ADM s com m unicate in a com pelling and articulate m anner that instills com m itm ent They adapt their com m unication to ensure tha t different audiences understand key messages They use a variety o f com m unications vehicles to foster open com m unication w ith in their own organization and across the Public Service ADM s effectively represent the Public Service as a protector o f the com m on good to special interest groups clients and the media They also appreciate the importance o f being a good listener providing opportunities for others to have input listening for underlying nuances and m essages and conveying an understanding o f the key points being com m unicated
Personal Competencies
StaminaStress Resistance
A D M s must sustain high energy levels to greet the ongoing challenge o f protecting the public interest Their ab ility to resist stress and remain energized in the face o f d ifficult dem ands and prolonged exposure to stressors often has an uplifting effect on others A D M s are realistic about the ir own lim its They respond to the early signs o f burnout to ensure that their energy reserves rem ain high over the long term
Ethics and Values
A D M s treat people fairly and w ith dignity They are w illing to adm it their m istakes even in the face o f adverse consequences These individuals honour their com m itm ents and consistently strive to act in the public interest by ensuring that the public trust is not violated Their principles act as an internal compass to guide their behaviour a llow ing them to consistently uphold the personal social and ethical norms o f the Public Service
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
I l l
They protect fairness avoid conflicts o f interest and m aintain political and interpersonal neutrality They pursue proper goals and are resilient in the face o f distracting external pressures AD M s are known for doing the right thing for the right reasons they ensure that their actions are aligned w ith their principles
Personality
ADMs possess the am bition to set challenging goals and the tenacity to pursue them over the long term They have the stability and self-control to m aintain fbcus and composure in the midst o f com plex logical problems or em otionally stressful interactions A D M s are m otivated by the challenge o f protecting and serving the public good For A DM s power is pursued as a tool to accom plish objectives rather than an end in itself
Behavioural Flexibility
ADMs adjust their behaviour to the dem ands o f a changing w ork environm ent in order to remain productive through periods o f transition am biguity or uncertainty They can adapt the expression o f their com petencies to different situations and respond quickly to emerging opportunities and risks Behavioural flexibility allow s them to work effectively w ith a broad range o f situations people and groups A D M s use behavioural flexibility to m ove both horizontally and vertically in the Public Service This competency enables them to adapt to the characteristics o f particular situations to acquire new and more effective behaviours and to discard others as contexts and roles change It allow s them to learn from the behavioural styles o f others to expand the ir ow n repertoire The essence o f this com petency is the ability to continuously develop new ways o f interacting that are more effective in certain situations in order to accom plish one s objectives
Self-Confidence
ADMs possess realistic confidence in their abilities They are secure and are self-directed as opposed to other-directed T his inner strength is the backbone that enables them to use their com petencies to the fullest and to distinguish a challenging task from an impossible m ission ADM s seek and consider input but they are not dependent on the judgem ent o f others They make the ir decisions independently and take ownership o f and responsibility for them A D M s express their opinions w illing ly and take calculated risks even when their ideas are not endorsed by others They handle failures and criticism in a constructive manner They project an air o f assurance that quells the fears o f others which especially in tim es o f transition helps to m aintain productive w orking conditions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 3
EXANIPLES OF P L ^L IC AND PRIV A TE SECTOR PROFILES
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
xjCDoOQCsQ
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Appendix 3 Examples of Public and Private Sector Profiles
CANADA (La Relegraveve - Framework)
Intellectual C om petencies Cognitive Capacity Creativity
NEW ZEALAND (State Services Commission)
O utcom es amp R esultsC oncep tual ThinkingO utcom e Action amp E xcellence O rientation
3CD
Cp
CDoOQCaO3
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CDQ
Future Building C om petencies Visioning
M anagem ent C om petenc ies Action M anagem ent O rganizational A w areness Team w ork Partnering
Relational C om petenciesInterpersonal Relations Com m unication
LeadingM anagingTeam w ork amp Com m itm entM anagersh ipL eadersh ip
Client FocusC lientS takeholder Service Com m itm entInfluencing o thersG overnm ent amp S ec to r A w areness
oCD
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P ersona l C om petenciesS tam inaS tress R esist Ethics amp V alues Behavioural Flexibility Self-C onfidence
K now ledge C om petencies Knowledge
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BANK OF MONTREAL (Managerial Leadership Capabilities)
A chievem ent Orientation Relationship M anagem ent B usiness Acum en C h an g e Leadership C ontinuous Learning Client Service Focus C oncep tual amp S trategic Thinking P ersona l E ffectiveness M anagerial Orientation
73CDOOQC
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GM (Competencies X Domain)
In terpersonal E ffectivenessBuilds R elationships amp Partnersh ips Com m unication Skills
o Visionary Leadership2 C ustom er Focus
LeadershipSupervision C oaching Em pow erm ent T eam D evelopm ent C h an g e L eadership
P ersona l Q ualities amp Traits0 Motivational Patterna Maturity mdash1 R esu lts Orientation Ucirco Diversity
Technical K now ledge amp M anagem ent Decision Making M anaging the Jo b Functional Expertise Integrating amp Functioning Globally S tra teg ic Thinking and Execution
73CDOOQC
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SCOTIABANK (Competencies X Cluster)
Action amp A chievem ent R esults Focus Decision Making EfficiencyA ccuracy amp T horoughness
sect P e rse v e ran c e
Problem SolvingAnalytical Thinking S tra teg ic Thinking Fonward Thinking Innovation
M anagerial E ffectiveness T eam FocusD evelopm ent of O thers ^
T eam L eadersh ip
g P ersona l E ffectivenessg C om m unicationf P ersuasion
Flexibilitysect O rganizational Com m itm ent
Self-developm ent Em pathy
O rganizational ImpactRelationship Building Influence C onfidence
C ustom er Sen iceC ustom er focus
CDOOQC
8Q
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Bank of Canada (Competency Dictionary) SUN LIFE (Core Values)
deg L eadership C ustom er Focus^ Team work Valuing our P eop lew Com m unication Team w ork8 Planning amp O rganizing (Project M anagem ent) Excellence
Delegation IntegrityCoaching amp F eed b ack Financial S trengthDeveloping Self amp O thers Relationship M anagem ent Analytic ThinkingProblem Solving Innovation Client FocusFlexibilityFacilitating C h an g eD ecisiveness
sect- T horoughnessQ ualitya Initiativedeg Future Thinking (Vision)3 Self-C onfidence~ R esults Focus
I
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Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 4
QUESTIONNAIRE
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120
Cmiadwr V icircre o Cei laquoe anarfiumlerV a r j o f OeN-e^oof^e Ce j^fsion
Svrtembvr 1 1999
Dear SirM adam
A5 w e move into the 21raquo Century there is an on-going and important debate as to what skills and abilities will be required of future leaders This is a debate which is of interest to both the public sector and private sector I would like to invite you to participate in this important debate by m aking your views known on these issues The attached survey is being sent to an elite cadre of public and private sector leaders so that their views can shape and influence the debate and subsequent direction of policy in this area
Your contribution to this debate can be secured by completing the attached questionnaire and returning it as soon as possible using the envelope provided Know ing how limited your time is every effort has been m ade to ensure the questiormaire is brief and to the point
All of your responses will be completely confidential mdash your name or the name of your organization will never be linked to any of your answers There is no way to track the completed questionnaires we receive mdash there are no hidden codes or identifiers We would appreciate it i f you could answer the questionnaire as soon as possible and return it to us in the envelope provided If you have any questions about the study please do not hesitate to call Dr Sheila Redmond Project Co-ordinator at Ekos Research Associates Inc at (613) 235-7215 (ccecr)
To thank you for your input we would like to send you an executive sum m ary of the report when the project is completed If you are interested please enclose your business card w ith the questionnaire o r if you prefer send us a note separately
Thank you in advance for taking the tim e to complete the questionnaire and for contributing to the debate on the abilities required for leaders of the future
Sincerely
LM aunce Demers Director General Strategic Planning and Research
D e La SalleT el (613) lt115-2263 Fraquoraquo lt613) lsquo 4 3 -3 2 6 1
D e U SaUeT e le p h o n e (6 1 3 ) raquo52 2 6 3 T eacute leacute c o p ie u r 6133 4 3 -3 2 6 1 Canada
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
121
While the purpose of this survey is to identify the key leadership abilities for the 21st century (ie 20 years from now) initially it will be important to get your views as to the most important leadetsftip abilities which were required 20 years ago
a
b
cd
f
ghi
i-
k
I
m
n
0
R a tf tho im p o r ta n c e o t th e t o l lo w m g a b il i t ie s fo r le a d e r s 2 0 y e a r s a g o Plcitblt- rnte your response on a scae from I not at all important to 7 extremely iinportiint where the niul-point 4 is moderately important
M e tM a uiMfoanar
MoMmniTtneeeraiT
CmoMLTiMMwraitT
Team w orL
Preblctn sollaquoin( (vatfatiC dtm nt leiitm tnc anoaow)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Ability to learn (im p m t mtUipna danfupm )-
Com inuniaiions ik i l l i_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
IfitioB (a titm tf)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Interperunal (rtkondnp oH tagravetatm K trm fihm )
Initiative (m cm ai)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Entrepreneurial (m i aagravetr opm am t)-
T eadiin (atdm i am tom f) ___
Staminaresiliencetcif-renewal_ _
Ethicj funrfhtf n tm )_ _ _ _ _ _ _
O rpnita liona l (tH m stntm )mdash
B u sin eu tK h n ia l knovrledfe _
N efotiationconsult and e n p p _
Cosaiopolitaneerld v iew _ _ _ _ _
2 3 6 7
3
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
122
2a
b
c
d
t
f
lhIIkt
m
n
0
R a te t h e im p o r t a n c e o f th e fo l lo w in g a b i l i t ie s f o r l e a d e r s o f th e 21st c e n tu r y (i e - 20 t a r s from now) Please rate your response on a scale from I not at all im portant to 7 extremely important loltere the mid-point 4 is moderately important
WOT AT h i lnoooTwr
M O O C U T U TIH R M T U T
Teamwork
Problem solving (u a ^ a lirnonmt)-----------------------------Ability to learn (intrfntn uitrlliftKe claaHtnr)bdquo
Communications skills----------------------------------
Vision (craontf)-----------------------------------------
Interpersonal (rcuumlnoarJup celUbontm urwifottienl
Initiative (moonrtd)---------------------------------------
Entrepreneurial (mkakrr aptrmttn)
Teaching poicMf memaruiJ-----------
Staminaresilienceself-renewal_____
Ethics (mrepitjr aua)-------------------
Qtganitltional tdntatamnt) mdash
Businesstechnical knowledge mdash
Negotiationconsult and engage
Cosmopolitanworld view_____
E i n K H I l TiMranuT
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
123
b N o w p le a s e id e n t i f y w h ic h tw o o f th e a b i l i t i e s l is te d a b o v e w il l b e m o s t c r i t ic a l f o r le a d e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t ie s w il l b e e a s y o r d i f f i c u l t to f in d in 20 y e a r s
v n r t i n Eit k m it DirncuirTo Fm N u n n To Fwo
I I I i I i I 1 2 3 4 5 6 7
1 2 3 4 5 6 7
3 A r e th e r e a n y a b i l i t ie s n e e d e d f o r l e a d e r s o v e r th e n e x t 20 y e a r s th a t y o u fe e l h a v e n o t b e e n i n c l u d e d in th is s u r v e y
4 H o w im p o r t a n t d o y o u t h i n k l e a d e r s h i p is in r e la t io n to in te l l ig e n c e Please rate your response on a scale from 1 not at all important to 7 extremely important where the mid-point 4 is moderately important
NOTAT h i M a o o A i a T E x m i i f i TiM F O IT U n N VW TAN T tMOOOTiOT
I I I I I I I1 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1 2 4
Sa
ib
c
d
ecirc
f
1-kI
m
n
0
R a te th e im p o r ta n c e o f t h e f o l lo w in g a b i l i t ie s f o r w o r k e r s o f th e 2 1 st c e n tu r y (ie 20 years from now ) Please rate uuumliir response on a scale front I not at all important to 7 extremelu important where the mid-point 4 is moderatelu important
MoTAracircuiwatTMr
MosfumrInrciM ii
reamwork_
Problem solving (nalfBal dtaunludimtaL iitnonrnt)___________________________
Ability 10 Inrn fiMtfamt lettllifma d iu ftiptitl-__
CoRimuniaiions skills_______________________
Vision (aaantf)____________________________
Interpersonal (nugraveoomiip alUicnmt iemn[othm)
Initiative (manttd)__________________________
Entrepreneurial (miatertipenmtnr)
Teaching (catdunf attnamf)_______
Staminaresilienceself-renewal_____
Ethics (attpitf nluts)------------------
Organizational (idm m m tnt)__
Businesstechnical knowledge__
Negotiationconsult and engage
Cosmopolitanworld view_____
2 3
EmWMfLTInrotTUT
6 7
6
36
6666
6666i
i
6
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
125
b N o w p le a s e id e n t i fy w h ic h tw o o f t h e a b i l i t ie s l i s te d a b o v e w il l b e m o s t c r i t ic a l f o r w o r k e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t i e s w i l l b e e a s y o r d i f f i c u l t to f in d in 2 0 y e a r s
Von EtiT ExmmiT OirncuirTo r a e No tm i To f i n
I 1------ 1------ 1------ 1------ 1------ 1______________________________ 1 2 3 4 5 6 7
___________________________________________ 1 2 3 4 5 6 7
T h in k i n g o f t h e a b il i t ie s C a n a d i a n l e a d e r s a n d w o r k e r s w il l r e q u i r e o v e r t h e n e x t 2 0 y e a r s h o w d i f f e r e n t w o u l d y o u s a y th e a b i l i t ie s r e q u i r e d f o r l e a d e r s w il l b e c o m p a r e d to t h o s e r e q u i r e d o f t h e a v e r a g e w o r k e r Please respond using a 7-point scale tuhere 1 means not at all different 7 means very different and the mid-point 4 m ean s somewhat different
NOTacircTOU SOMTMMr VlfTOanimT OvRoar Oinmvr
I-------1-------1-------1----- 1------- 1-----11 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
d
126
I h in k in g igtt 20 v e a r s a ^ o p le a s e r a te th e d e g r e e to v h ic h y o u a g r e e o r d i - a g r e e w i th e a c h o t th e f o l lo w in g s ta te m e n ts u s in g a 7 - p o in t s c a le w h e r e 1 m e a n s v o u s t r o n g ly d i s a g r e e 7 m e a n s v o u s t r o n g lv a g r e e a n d th e m id - p o i n t A m e a n s v o u n e i t h e r a g r e e n o r d is a g re e
Si mdash IT No t m i OHiCM i SraoacirD o i c i n n m i c m i i c m
1 ifiink that iKitty his the si in nd 1erdesigM ttd I t id tn In th public ind p rin tesKtors as it did 20 jrwrs ago____________________ 1 2 J
Givtn higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there is less need for designatedleaden than there was 20 yean ago_______________I 2 3
The abilities for private sector leaden 20 yean ago were fundamentally the same as those for public sector leaden
If you responded 12 or 3 (ie ldquodisagree) to question 7c What is the key difference
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
127
I
N o w th in k in g 2 0 y e a r s f r o m to d a y p le a s e r a te th e d e g r e e to w h ic h y o u a g r e e o r d i s a g r e e w i th e a c h o f t h e fo l lo w in g s t a te m e n ts u s i n g a 7 -p o in t s c a le w h e r e 1 m e a n s y o u s t r o n g l y d i s a g r e e 7 m e a n s y o u s t r o n g l y a g r e e a n d th e m id - p o in t 4 m e a n s y o u n e i t h e r a g r e e n o r d i s a g r e e
SimdashlaquoT WitmOnmdashii SimdashcirOnican Hoamdashn poundlaquoii
1I think that socitty will halaquoc the same need for designated leaders in the public and private sectors20 years from now as it does to d ay --------------------- 1 2 3 4 5
Given higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there will be less need fordesignated leaden 20 yean from now than there istoday---------------------------------------------------------- 1 2 3 4 5
The abilities required for private sector leaders 20 years from now will be fundamentally the sameas those for public sector leaden_________________ 1 2 3 4 5
If you responded 12 or 3 (ie disagree) to question 8c What is the key differencersquo
9a In y o u r o p in io n is t h e choice o f a b i l i t i e s fo r le a d e r s i n d ic a t iv e o f a t r e n d to w a r d s g e n e r a l i s t s o r t o w a r d s s p e c ia l i s t s P le a s e r a te y o u r r e s p o n s e o n a 7 -p o in t s c a le w h e r e I m e a n s a t r e n d to w a r d s g e n e r a l i s t s 7 m e a n s a t r e n d to w a r d s s p e c ia l i s t s a n d 4 m e a n s n o t r e n d
Towuos Mo Towmdash 1Cmdash M usn Tk m s n c u u in
n Imdash I I4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
128
In y o u r o p in io n to w h a t e x te n t w il l th e f o l lo w in g f a c to r s in f lu e n c e th e a b i l i t ie s r e q u i r e d fo r le a d e r s 20 y e a r s f ro m n o w Please rate your response on a scale from J not at all to 7 a great deal where the mid-point 4 is somewhat
teoAcirciDtAL
a
b
c
de
Globalization
Ttdinologr mdash
Downsizingmdash
Onronity (raw gender culture etc) _
Otber (please specify)____________
10
a
b
W h ic h b e s t d e s c r ib e s th e s ty le o f l e a d e r s h ip
ConnauioioeMmuwKMKHooaoni
1-----120 years ago
20 years from now
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
129
B B a c k g r o u n dC h a r a c t e r is t ic s
N o w w e h a v e a f e w f i n a l q u e s t i o n s f o r s t a t i s t i c a l p u r p o s e s o n ly
II In w h a t y e a r w e re y o u b o m
h raquo I I I
12 W h a t is y o u r g e n d e r
(lilt
1 3 W h a t s e c to r d o y o u r w o r k in
Public Sectorfedrral--------------------------------------ProTincialitmtarial- Mumiopal--------------Private SectorHanufacturing------H i-W __________Financial Semices___EnwrtainmrntMriia Tsuriun___________Oihrr (pllaquoaw sptcify) _ Voluntary SectorHealth_____________Social SemceuOther (please specifj)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
130
14 H o w m a n y e m p lo y e e s w o r k in y o u r o r g a n iz a t io n
Under 1 0 0 1Between 100 and 3 0 0 2Between 301 and 5 0 0 3Over 500 ^
15 H o w lo n g h a v e y o u b e e n m a l e a d e r s h ip p o s i t io n
I I I Tdub
16 W h a t is th e h ig h e s t le v e l o f s c h o o l in g t h a t y o u h a v e c o m p le te d
Publictlttnenuiy school or less (grade 1-8)-------------------------------------------- ISome high schoolGraduated from high school (grade 12-13)Vocationaltechnical college or CEGEP------Trade certification____________________Some university_____________________Bachelorrsquos degree-------------------------------Professional certification Graduate degree----------
17 H o w lo n g h a v e y o u b e e n in y o u r p r e s e n t o r g a n iz a t io n
Under 3 years 3-S years------6-10 years___11-20 years__Over 20 years
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
131
18 H o w lo n g h a v e y o u b e e n a m e m b e r o f th e w o rk fo rc e
Under 5 yean 5-10 yean___11-20 yean__21-30 yean__Over 30 yean-
1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
SELECTED BIBLIOGRAPHY
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Applegate LM amp Elam JJ (1992 December) New information systems leaders A change role in a changing world T5 Quarterly 16A) 469-491
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Baker JK (1995) Leadership 101 Indianapolis Guild Press o f Indiana
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1J J
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Bennis W ( 1998 Februan ) Rethinking leadership E xecutive Excellence 15(2)7 - 8
Bennis W amp Nanus B ( 1985) Leaders S tra teg ies fo r taking charge New ork Marper amp Row
Betcherman G M cM ullen K amp Davidman K (1998) Training fo r the new economy Ottawa Renoul
Blake RR amp M outon JS (1985) The m anagerial g r id III Houston TX G ulfPublishing
Boberg A L amp Morris-Khoo SA (1992 A pril-M ay) T he Delphi method A review o f m ethodology and an application in the evaluation o f a higher education program Canadian Journal o f Program Evaluation Revue canadienne d evaluation de program me 7(1) 27-39
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Bourgon J ( 1998) Fifth annual report to the Prim e M in ister on the public service of Canada Ottawa Government o f Canada
Boyatzis RE ( 1982) The competent m anager- A m odel f o r effective perform ance New York John Wiley amp Sons
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134
Boyd HW amp Westfall R (1972) M arketing research (3rd ed) Homewood Ill Richard D Irwin
Briscoe J amp Hall D (1999 Autumn) An alternative approach and new guidelines for practice O rganizaiional Dynamics 2S(2) 37
Brooks SS (1995 June) Managing a horizontal revolution M agazine40(6) 52
Brosnahan J ( 1996 June) Nurturing leaders Princeton Harkness Fellow
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Byham W (1999 Februarv) Grooming next millennium leaders HR M agazine46-50
Cam pbell R Sessa V amp Taylor J (1995) Choosing top leaders Learning to do better Issues amp Observations 75(4) 1-5
Canadian Centre for Management Development Accelerated Executive De elopm ent Program (1996) Ottawa Government o f Canada
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Chesbrough H amp Teece D (1996 Januarv-February) When is virtual virtuous H arvard Business Review 65-73
Coates J amp Jarratt J (1992 July) Exploring the future A 200-year record of expanding com petence Annals o f the American A cadem y o f Political a n d Social Sciences 522 12
Co I de way AE ( 1989) Using basic statistics in the behavioral sciences Scarborough Prentice-Hall
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135
Corporate Leadership Council (1999 October) International competencies li orpurcite Leadership Cuuncil Fuel Brief) London Corporate Leadership Council
Covey S ( 1992) Principle-centered leadership London Simon amp Schuster
Covey S (1994 December) Veursquo wine old bottles Executive Excellence 12
Cox T Jr (1995) Cultural diversity in organizations theory research amp practice San Francisco Berretl-Koehler
Critten P ( 1993) Investing in people towards corporate capabilityrsquo Oxford Butteruorth-Heinem ann
CyberAtlas The Web M arketers Guide to Online Facts (2000a) Consumables Market Takes Larger Scale o f E-Commerce Retrieved April 24 2000 from the World Wide Web httpcyberatlasintemetcombig_picturedemographicsarticle013235931_273531 OOhtml
CyberAtlas The Web Marketers Guide to Online Facts (2000b) Wireless Portal I sers Growing in Fumber Retrieved April 24 2000 from the World Wide WebImp cyberatlasinternetcombig_picturedemographicsarticle(gt1323593 1_309191OOhtml
Dalton GW Thompson PH amp Price RL (1977 Summer) The four stages o f professional careers Organizational Dynamics 19-42
Davis S amp Meyer C (1998) Blur Reading Addison-W esley
Deavers KL Lyons M R amp Hattiangadi AU (1999) A century o f p rogress a century of change Washington DC Employment Policy Foundation
Denneh- RF ( 1999 March) The executive as storvteller Management Review40-43
De Pree M (1992) Leadership jazz New York Dell Publishing
De Pree M (1989) Leadership is an art New York Dell Publishing
Dess G G amp Picken JC (2000) Changing roles Leadership in the 2T centurxOrganizational Dynamics 28(3) 181
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136
Diaz EJO (1999) Identifying knowledge skills and abilities (KSA sj required hv human resources managers to fa ce twenty-first-century challenges The case o f I cnezuela Ann Arbor UMI Company
Donnelly RG amp Kezbom DS (1994 M ay) Overcoming the responsibiliiy- auihority gap An investigation o f effective project team leadership for a new decade Cost Engineering 365) 33-41
Dror Y (1997) Delta-type senior civil service for the 21 century International Review o f Administrative Sciences 63 7-23
Drucker P (1967) The effective executive New York Harper amp Row
Druckcr P ( 1995) Managing in a time o f great change New York Truman 1 alley Books
Drucker P ( 1999 Winter) Knowledge m anagem ent and competition in the consulting industry California M anagement Review 4 (2 ) 79
Dubrin AJ (1995) Leadership research findings practice and skills Boston Houghton M ifflin
Dumaine B amp Faircloth A ( 1995 April 15) D istilled wisdom Buddy can youparadigm Fortune Magazine 131(9) 205
Duncan AM amp Harlacher EL (1991 Spring) The twenty-first century executive leader Community College Review 18(4) 39-48
Edwards A (1957) Techniques o f attitude scale construction New York Appleton Centur^ amp Crofts
Farazmand A (1999 November-December) Globalization and public administration Public Administration Review 59(6) 509-525
Farewell to the pyramid chart (1993 D ecem ber 20) Business (Peek 122
Fiedler F ( 1987) ew approaches to effective leadership New York JohnWiley
Fiedler F (1996 June) Research on leadership selection and training one view o f the future Administrative Science Quarterly 41 241
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
137
Foot DK amp Stoffman D (1996) Boom bust amp echo How to pro fit fro m the coming demographic shift Toronto M acFarlane W alter amp Ross
Fulmer RM amp W agner S (1999 M arch) Lessons from the best Training andDcwdopnient 5 3 0 ) 28-32
Gannon J (2000 Februar) 1) The CIA in the new world order Intelligence challenges through 2015 Remarks made at Cam pus on the Mall Smithsonian Associates W ashington DC
Ghisclli EE (1963 October) M anagerial talent -Imercan Psychologist 18 631-641
Giber DJ Carter LL amp G oldsm ith M (Eds) (2000) Linkage Incs best practices in leadership development handbook Case studies instruments training Jossey-Bass San Francisco
Gilbertson TF (1999) Leadership and teams in the marketing environm ent Journal o f Professional Services Marketing I9 ) 61
Grant L (1994 February 28) New jew el in the crown US News amp W orld Report lt8) 55
Grosser J (1995) Piloting through chaos Sausalito Five Rings Press
Guggenheimer P amp Szulc MD (1998) Understanding leadership competencies United Stales o f America Crisp Publications
Hamel G amp Prahalad CK (1994) Com peting fo r the fu ture Boston Harvard Business School PressMcGraw-Hill
Hargreaves A amp Fullan M (2000 W inter) Mentoring in the new m illennium Theory into Practice 39(1) 50
Hennessey J amp Thomas J (1998 November-December) Reinventing go ernment Does leadership make the difference Public Administration Review 5S6)
Hensey Mel (1992) Collective excellence Building effective teams N ew York American Society o f Civil Engineers
Hesselbein F Goldsmith M Beckhard R amp Schubert RF (Eds) (1998) The community o f the fu ture San Francisco Jossey-Bass
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
138
Hill VIA amp fCeals BW ( 1992) Strategic leadership and restructuring A reciprocal interdependence In RL Phillips amp JG Hunt (Eds) Siraiegic leadership A nmUiorganizadonal-level perspective Westport Quorum
Hodgetts R amp Luthans F (1999 Autumn) Redefining roles and boundaries linking competencies and resources Organizational Dynamics 25(2) 7
Hogan R amp Curphy H J (1994 June) WTiat vve know about leadership American Psychologist 49(6) 493
Hogg R amp Tanis E (1993) Probability and statistical inference (4rsquorsquo ed) New )ork Prentice-Hall
Hooijberg R amp Hunt JG (1997) Leadership complexity and development o f the leaderplex model Journal o f Management 22(3) 375-409
Hyden H (1994 December) From manager to leader Executive Excellence ( 1 2 ) 1 0
Jackson SE amp Associates (1992) Diversity in the workplace New York Guilford Press
Jackson SE Brett JF Sessa VI Cooper DVL Julian JA amp Peyrormin K (1991) Some differences make a difference Individual dissimilarity and group heteroginity as correlates o f recruitment promotion and turnover Journal o f Applied Psychology 75(5) 675-689
Jacobs R amp Rao RM (1995 April 3) The struggle to create an organization tor the 2 r lsquo century Fortune Magazine 131(6) 90
Jacques E amp Clement SD (1991) Executive leadership Cambridge MA Cason Hall amp Co
Jamieson D amp O M ara J (1991) M anaging workjbrce 2000 gaining the diversity advantage San Francisco Jossey-Bass
Johnston WB amp Packer AE (1987) Workforce 2000 Work and workers fo r the 21 century Indianapolis Hudson Institute
Jordan D ( 1998 October) Leadership the state o f the research Parks amp Recreation 55(10) 32
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
139
Kahn RL amp Katz D (1953) Leadership practices in relation to productivity and morale ID Cartwright and A Zander (Eds) Croup dy namics New York Harper amp Row
Kanter R (2000) In W ooldridge A (Ed) (2000 M arch 5) Come back company man New York Times Section 6 p 82 col 1
Kanuk L amp Berenson C (1975) Mail survey response rates literaturerc iew Journal of M arketing Research 12 440 - 453
Kapp KV1 (1997) M easuring (raining competencies using the analytic hierarchy process Ann Arbor UMI Company (University o f Pittsburgh)
Katzenbach J amp Sm ith D (1993 March-April) The discipline o f teams Harvard Business Review I I I
Keen P (1981) Shaping the fu ture Boston Harvard Business School Press
Keen P (1986) Com peting in time Cambridge MA Bellinger
Kelly R ( 1991 ) Com bining follow ership and leadership into partnership Making organizations competitive Enhancing networks and relationships across traditional boundaries San Francisco Bass
Kets de Vries VI (1994) The leadership mystique Academ y o f M anagem entExecutive cV(3)
Kets de Vries M M iller D amp Noel A (1993 January) Understanding the leader-strategy interlace Application o f the strategic relationship interview methodHuman Relations 46( 1 ) 5
Keys G ( 1994) Effective leaders need to be good coaches Personnel Management 26 1 1 ) 52
Kingwell J (1995 October) Why Johnny can t lead Saturday Night 22-27
Koffler A (1998 Vlarch) Digital Europe 1998 Policies technological developm ent and im plem entation o f the emerging information society Innovation The European Journal o f Social Sciences 7 (1) 53-72
Kofodimos J R ( 1989) Why executives lose their balance Greensboro NC Centre for Creative Leadership
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140
Kotter JP (1990) A force fo r change H ow leadership differs from management New York Free Press
Kotter JP (1995) The new rules How to succeed in todays post-corporate world New York Free Press
Kotter JP (1996) Leading change Boston MA Hars ard Business School Press
Kotter JP (1998a March) Cultures and coalitions Executive Excellence 15(3)14-15
Kotter JP (1998b May) 21ldquo century leadership Executive Excellence 15(5) 5
Kouzes JM amp Posner BZ (1995) The leadership challenge San FranciscoJossey-Bass
Larson PE amp Coe A (1998) M anaging change The evolving role o f the commonwealth s top public servants Ottawa Public Policy Forum
Larson P amp Mingie R (1992) Leadership fo r a changing world The Conference Board o f Canada Report 95-92 Ottawa Conference Board o f Canada
Leadership Network (1998) La Releve O ttawa Public Service Commission
Lewin K (1939) Field theory and experim entation in social psychologyConcepts and methods American Journal o f Sociology 44 868-896
Liken R ( 1961 ) Sew patterns o f management New YorkyTorontoLondon MeCJraw Hill
Loeb M (1994) Where leaders come from Fortune Magazine 130(6) 241-242
Lom bardo MM amp Eichinger (1989) Preventing derailment What to do before its too late G reensboro NC Centre for Creative Leadership
Lorine J (1991 June) Managing when there s no middle Canadian Business 64(6) 86
Luck DJ Wales HG amp Taylor DA (1970) M arketing research New York Prentice-Hall
M acLachlan R (1995 March 23) Flatter structures create problems o f their own People Management 1(6) 16
R eproduced with perm ission of the copyright owner Further reproduction prohibited without perm ission
141
Maslow A Kaplan AR Stephens DC amp Hell G (1998) M aslow on numagemeni New York John Wiley amp Sons
Maxwell JC (1999) The 21 indispensable qualities o f a leader Nashville Thom as Nelson
McCauley CD Moxley RS amp Van Velsor E (Eds) (1998) The center fo r creative leadership handbook o f leadership development Jossey-Bass San Francisco
McClelland D amp Burnham D (1995 January-February ) Power is the great motivator Harvard Business Review 54 (2) 100-110
McClelland D C (1973 January) Testing for competence rater than for neVgerce American Psychologist 28 1-14
McDaniel SW amp Rao CP (1980) The effect o f monetargt inducem ent on mailed questionnaire response rate and quality Journal o f Marketing Research H 265 -208
McFarland LJ Senn LE amp Childress JR (1994) 2T century leadership Dialogues with 100 lop leaders Los Angeles Leadership Press
McGoon C (1994 May) After downsizing then what 4BC Communications W orld (5 ) 16-19
McGregor D (1960) Human side o f enterprise Tokyo M cGraw-Hill Kogakusha
VIcLagan P ( 1997 May) Competencies The next generation Training and Development 5 (5 ) 40
Meisel SI amp Fearon DS (1999 April) The new leadership construct Wliat happens when a flat organization builds a tall tower Journal o f M anagement Education 25(2) 180
Miles J ( 1999) The La Releve com petencies - a fresh look Ottawa Government o f Canada Public Service Commission
Miles J (2000 February) Developing and implementing senior management and leadership competency profiles and tools Ottawa Government o f Canada Public Service Commission
Miller FA (1998 Summer) Strategic cultural change The tools to achieving high performance and inclusion Public Personnel Management 27(2) 151-162
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
142
Morris B amp Tarpiey N (2000 February 21) So you re a player Do you need a coach Fortune Magazine - (4 ) 144
Morrison AM (1992) The new leaders G uidelines on leadership diversity in America San Francisco Jossey-Bass
Nadler D amp Tushman M (1999 Summer) The organization o f the future Strategic imperatives and core competencies for the 2T century Organizational Dynamics 2ltV( 1 ) 45
Nanus B ( 1992) I isionary leadership Creating a com pelling sense o f direction tor your organization San Francisco Jossey-Bass
Noer D ( 1993) H ealing the wounds Overcoming the traum a o f layoffs and revitalizing downsized organizations San Francisco Jossey-Bass
Nua Internet Sur eys ( 1999a) How many online worldwide Graphs and charts comparisoiupredictions Hua Analysis Retrieved April 24 2000 from the World Wide Web http7wwwnuaiesureysanalysisgraphs_chartscom parisons hou_m any_onlinehtm l
Nua Internet Surveys ( 1999b) Internet generated revenue 1996-2002 Graphs amp charts - comparisonspredictions Nua Analysis Retrieved April 24 2000 from the World Wide Web httpvAvwnuaiesureysanalysisgraphs_chartscomparisons loial_revenue_generatcd_2002html
O Connor W (1999 July 1) The workplace o f the new millennium Vital Speeches o f the Day 45(18) 561
Oli er E amp Sealy J ( 1999) Using power and influence to change the gam e or the rules of the game Retrieved November 4 1999 from the World Wide Web hup vwwkpmgcoukkpm guLwervicesmanageebookpowerindewhtml
Olson MS (1999 March) Giving voice to leadership Association Management 5 (3 ) 14
Opstal D Van (1998-1999 Winter) The new com petitive landscape Issues in Science amp Technology^ 15(2) 47-55
Organization for Economic Coordination and D evelopm ent (OECD) (1999 August 12) Beyond training Developing and nurturing leaders fo r the public sector (Publication no 80532) (97)139 Paris OECD
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
143
Ostroff F (1995 April 3) Is a horizontal organization for you Fortune Magazine 73(6) 90
Pellet J (1999 March) Leadership challenges for the third millennium C h ie f Lxcciitive 142 24-29
Peters T (1987) Thriving on chaos New York Harper amp Row
Peters T (1997) The circle o f innovation London Hodder amp Stoughton
Pettigrew PS (1999) The new politics o f confidence Toronto Stoddart
Pinchot G amp E ( 1996) The intelligent organization San Francisco Berrett- Koehler
Pilurro M (1999 March) What are you doing about the new global realities Management Review AV(3) 17-23
Porter ME ( 1998) Competitive advantage Boston H arard Business
Portnoy RA (1999) Leadership 4 com petencies fo r success Upper Saddle River NJ Simon and Schuster
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Public Service Commission (1997 January) La releve survey o f selected private sector competencies O ttawa Public Service Com m ission
Quinn R E ( 1990) Becoming a master manager 4 competence fram ew ork Toronto Wiley amp Sons
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Reynes R (1999 September-October) Training to manage across silos Research Technology Management 42(5) 20
Richards A (1999 March) Focused drive Fxecutive Excellence 9-10
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144
Richards D amp Engel S (1994) After the vision Suggestions to corporate visionaries and vision champions In JD Adams (Ed) Transforming leadership From vision to results Alexandria Miles R iver Press
Richman LS ( 1990 January 29) Lets change the immigration law - now iurtiine Magazine 12
R iihin J (1995) The end oj work New York GP Putnam amp Sons
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Sandwith P (1993) A hierarchy o f management training requirem ents The com petency domain model Public Personnel Management 22(1) 43-62
Scholtes P ( 1999 July) The new competencies o f leadership Total Quality Management 6(45 ) S704
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Sherm an S (1997 November 27) How tom orrow s best leaders are learning their stuff Fortune Magazine 132 1) 90
Shoch J (2000 March) C ontesting globalization Organized labor NAFTA and the 1997 and 1998 fast-track fights Politics and Society 2ltS(1) 119
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145
Shtogren A (Ed) (1999) Skyhooks fo r leadership A new fram ew ork that brings logether fiv e decades o f thought New York AMACOM
Slivinski L amp Miles J (1997a) The wholistic competency profile A model I^ersonnel P sych o lo g y Centre Government o f Canada Public Service Commission
Slivinski L amp Miles J (1997b) Leadership competencies fo r ADMs and senior executives Ottawa Government o f Canada Public Service Commission
Smith AW (1997) Leadership is a living system Learning leaders and organizations Human Systems Management d(4) 277-285
Spencer L amp Spencer SM (1993) Competence at work Models fo r superior perfonnunce Somerset John Wiley amp Sons
Stalk G Jr amp Black JE (1994 Winter) The m yth o f the horizontal organization Canadian Business Review 2 (4) 26
Stogdill RM (1974) Handbook o f leadership A survey o f theory and research New York Free Press
Strube MJ amp Garcia JE (1981) A meta-analytic investigation o f Fiedlerscontingency model o f leadership effectiveness Psychological Bulletin 90 307-321
Tannenbaum R Kallejian V amp Weschler lR (1954) Training managers fo r leadership Instructions on industrial relations (So 35) Los Angeles UCLA
Tannenbaum R amp Schmidt WH (1973) How to choose a leadership patternI larvard Business Review 51 162-164
Tannenbaum R Weschler IR amp Massarik F (1961) Leadership and Organization New York McGraw-Hill
Thack L amp Heinselman T (1999 March) Executive coaching definedTraining a nd Development 53(3) 34
Thom as RR 1990 March-April) From affirmative action to affirming dix ersity H arvard Business Review 90(2) 107
Tichy NM with Cohen E (1997) The leadership engine New York Harper Collins
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
146
Trcasur Board o f Canada Secretariat (1998) Profile o f public service leaders and managers Ottawa G overnm ent o f Canada
Treasurgt- Board o f Canada Secretariat (2000) HR connections Retrieved March 14 2000 from the W orld Wide Web httpwvvwtbs-sctgccaHR CONNEXIONS RHHRX m enu fhtml
Treasuiv- Board o f Canada Secretariat and the Public Service Com m ission (1999) Framework fo r com petency-based management in the pub lic service o f Canada Ottawa Government o f Canada
Twiss B (1992) Vfanaging technological innovation (4rsquo ed) London Pitman Publishing
Uchitelle L (1998a Februaiv 10) Study questions the usual view o f downsizing cu- York Times Section D p 1 col 2
Uchitelle L (1998b December 7) Downsizing com es back but the outer is muted Mew York Times Section A p 1 col 1
Ulrich D amp Lake D (1991 Februatv) Organizational capability creating competitive advantage 4cademy o f Management Executive 5(1) 77-92
Vroom VH amp Yetton PW ( 1973) Leadership and decision-makingPittsburgh University o f Pittsburgh
Wall L ( 1998 Septem ber) Making sense o f the global chaos Afanagement Review S7(8) 31
Wall SJ amp W all SR (1995) The new strategists Creating leaders at all levels New York Free Press
W alsh-Minor R ( 1997) n analysis ol management com petencies and their iinplemeniation in selected health care institutions in South Florida Doctoral dissertation Ann Arbor UMI Company (University o f Miami)
Watson SH (2000) Leadership requirements in the 21 century The perceptions o f Canadian priva te sector leaders Unpublished doctoral dissertation Andrews University M ichigan
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
147
Watson W ail Worldwide (1998) Competencies and the competitive edge( Drpurate strategies for creating competitive advantage through people Retrieved 1 cbruargt- 9 2000 from the World Wide Web ht[pw w w w atsonw attcomhomepaae indexasp
Wheatley M J (1992) Leadership and the new science San Francisco Berrett- Koehler
Wheatley MJ (1996) A simpler way San Francisco Berrett-Koehler
W ooldridge A (2000 March 5) Come back company man ew York Times Section 6 p 82 col 1
Wren DA (1994) The evolution o f management thought N ew York Wiley1994
Wunder G C amp Wynn GW (1988) The effects o f address personalisation on mailed questionnaires response rate time and quality Journal o f the M arket Research Society 30 91-101
Yu J amp C ooper H (1983) A quantitative review o f research design effects on response rates to questionnaires Votrna o f M arketing Research 20 36-44
Zoglio SW (1993) Teams at work 7 keys to success D oylestown PA Tower Hill Press
R eproduced with perm ission of the copyright owner Further reproduction prohibited without perm ission
- Leadership Requirements in the 21st Century the Perceptions of Canadian Public Sector Leaders
-
- Recommended Citation
-
- tmp1443533580pdf8v1nh
-
LEADERSHIP REQUIREM ENTS IN TH E 2 1 ^ CENTURY THE PERCEPTIONS OF C A N A D IA N
PUBLIC SECTOR LEADERS
A dissertation presented in partial fulfillm ent
o f the requirements for the degree D octor o f Philosophy
by
M argaret Ruth Dantzer
APPROVAL BY THE CO M M ITTEE
Chair Shirley A Freed
embenXIames A Tucker
MembecrlCaren R Graham
E x a m in ^ Jacquelyn WarwickX L
o f Education aham PhD
Date A pproved
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT
LE ADERSHIP REQUIREMENTS IN THE 2 1 ^ CENTURY THE PERCEPTIONS OF CANADIAN
PUBLIC SECTOR LEADERS
by
M Ruth Dantzer
Chair Shirlev Freed
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ABSTRACT OF GRADUATE STLTDENT RESEARCH
Dissertation
Andrews University
School o f Education
Title LEADERSHIP REQLTREM ENTS IN THE 21 CENTLTIY THE PERCEPTIONS OF CANADIAN PUBLIC SECTOR LEADERS
Name o f researcher M Ruth D antzer
Name and degree o f faculty chair Shirley Freed PhD
Date completed July 2000
Problem
Since 1995 with the realization that by 2005 m ore than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop competent leaders has become a m atter o f
urgent attention
M ethod
Public sector leaders w ere surveyed by mail-in questionnaires as to their
ratings o f a set o f leadership competencies Analogue research for private sector leaders
conducted by a colleague was incorporated for some analysis A stratified sample o f the
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
general public was also surveyed by telephone regarding a subset o f the same
competencies
Results
Public sector leaders perceived a shift in im portance for the following
competencies cosm opolitanworld view vision team w ork ability to learn teaching
skills negotiation interpersonal skills ethics entrepreneurial skills problem solving
initiative and stamina from 20 years ago to the 21 century however they rated
businesstechnical and organizational as decreasing in importance
Public sector leaders identified globalization technology diversity and
downsizing as important influences on the required leadership competencies for the
21 century
Public sector leaders rated problem solving ability to learn initiative
teaching ethics and organizational skills lower than the general population Public
sector leaders rated cosmopolitanworld view as m ore im portant than did the general
population
When public and private sector leadersrsquo data w ere combined public sector
leaders rated significantly larger shifts in importance for vision entrepreneurial skills and
negotiating
Public and private sector leaders ranked the top five competencies o f vision
communication team work cosmopolitanworld view and ability to learn similarly The
general public identified the ability to learn as the top-ranked competency
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future This study
suggests that public sector leaders perceive significant changes are needed in future
leadership competencies
In considering the top five ranked future leadership competencies for the
public sector leaders vision communication teamwork cosmopolitanworld view and
ability to learn a compelling story can be told about future leadership and the emphasis
on future and relational clusters o f competencies for leaders
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
DEDICATION
This work is dedicated with love to my parents Vince and Mary
leaders who taught me all about leadership through their example
Ill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
TABLE OF CONTENTS
LIST OF TABLES i i
A C K N O W L E D G E M E N TS ix
Chapter
I THE P R O B L E M 1
Background o f the Problem 1Statement o f the P ro b le m 5The Canadian Context 6Purpose o f the Study IIResearch Questions 13Collaborative Study 14M ethodology 15LimitationsDelimitations 16
Limitations 16D elim itations 17
Definitions 17Contribution o f the Research 22FundingSponsors23
II LITERATLRE R E V IE W 24
In tro d u c tio n 24Leadership M o d e ls 25
Traitist T h e o r ie s 27Behavioral Theories 28Situational Theories 31C o m p e ten c ie s 32
21 Century F o rc e s 36G lobalization36T echno logy 38D ow nsiz ing 40D iv e rs ity 42
IV
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Preparing for the Future Survey o f Leadersrsquo Perspectiveo f C o m p e ten c y 46Introduction 46Spencer and Spencer A General M o d e l 47Duncan and Harlacher Competencies for an
Educational S e t t in g 48Donnelly and Kezbom Competencies for Project Leaders 50W atson Wyatt Global C o m p e ten c ies 51Diaz Competencies for Human Resources Specialists52
III M E T H O D O L O G Y 54
In tro d u c tio n 54M ethodology 56
Phase 1 Identifying the M ethodology and the Survey Pool 56Quantitative Survey 57
Public Sector Leaders Population 57General Public Sample P o p u la tio n 58
Telephone S u rv e y 62Private Sector Leaders P o p u la tio n 62
Phase 2 Developing the Survey Instrument andReviewing Competencies 64Survey In strum en t 64
Mail-in ldquoPublic Sector Survey rsquo 64Reviewing and Identifying the C om petencies 66
Phase 3 Administering the S u rv ey 67Mail-in Leaders S u rv e y 67Telephone Survey o f a Random Sample o f the
General Population 67Phase 4 Analysing the R esu lts 68
Public Sector Leaders Analysis 68External Drivers Analysis 69Comparison o f Results Between the Public Sector
Leadersrsquo Survey and the General P u b lic 70Comparison o f Results Between the Public Sector
and the Private Sector Leadersrsquo S u rv e y 71Ranking Within G ro u p s 71Ranking Between G roups 72
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i- Risi [ r s 73
Inirodiiction 73Shifi 20 Years Ago to 2 P lsquo Cenlurgt-74External Driver Influence on Competency R equirem ents 76Leader and General Population Perspectives 78Combined Data Public and Private Sector Leaders and
General Population D ifferences81Degree o f S h i f t 82Ranking o f Competencies Within G r o u p s 82
Public Secinr Leaders 84Priate Sector L e a d e rs 84General Population84
Ranking ot L ompetencies Between Groups 87Summarx- of R esu lts 87
V SUMMARY CONCLUSIONS AND RECOMMENDATIONS91
Siimmarv 91Finding 1 92binding 2 92binding 3 93binding 4 93
C o n c lu s io n s 93Future C o m p e ten c ie s 96Relational C om petenc ies 99Intellectual Competencies 100Personal Competencies 101Managerial Competencies 102Leadership D evelopm ent 102
Recommendations 103
ppeniii
1 LEADERSHIP COMPETENCIES FOR ADMS AND SENIOREXECUTIVES CORRESPONDENCE WITH OTHER O R G A N IZ A T IO N S 104
2 LEADERSHIP COMPETENCIES FOR ADMS AND SENIORE X E C U T IV E S106
EXAMPLES OF PUBLIC AND PRIVATE SECTOR PROFILES 112
-t O U E S T IO N N A IR E 119
SELECTED BIBLIOGRYPHY 132
VI
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LIST OF TABLES
1 Comparison o f Com petency Profile 49
2 Sample Size and Selection Criteria for the Public Sector L e a d e rs 59
3 Response Rate for the 1999 Survey Among the Various Sectors in thePublic Sector Target P o p u la tio n 59
4 Response History o f the Rethinking Governm ent National Survey forthe Public Sector Target S a m p le 60
5 Gender Distribution o f Public Sector L e a d e rs 60
6 Age Distribution o f Public Sector Leaders (=227) 61
7 Educational Achievement o f Public Sector Leaders ( = 2 2 7 ) 61
8 Gender o f General Population Telephone Survey (= 1503) 63
9 Age Breakdown o f the General Population Sample (= 1 4 9 9 ) 63
10 Sample Stratified by Region (= 1503) 65
11 Response by Number o f Employees (=121) 65
12 Response History o f the Rethinking G overnm ent National Suivey 66
13 Means and Standard Deviations o f the Ratings by Public Sector Leaderso f Leadership Competency Requirements 20 Years Ago andin the 2 r lsquo Century 75
14 Significance o f Shift Degrees o f Freedom t Values and Probabilitieso f the Ratings by Public Sector Leaders o f Past and Future Leadership Com petency R eq u irem en ts 77
VII
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Means Standard Deviations and Percentages o f the Ratings byPublic Sector Leaders o f the Influence o f External Driverson Leadership Competency Requirements for the 2D Centurv78
1 (( Means and Standard Deviations o f the Ratings by Public Sector Leadersand the General Population o f Leadership Competency Requirements for the 2D C e n tu r y 80
1 Mean Differences and Standard Deviations o f the Shift in Ratings byPublic Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements 83
I X Public Sector Leadersrsquo Ranking o f Leadership Competency Requirementsh Mean Ratings With Standard Deviations and Confidence Intervals 85
I P Pri ate Sector Leadersrsquo Ranking o f Leadership Competency Requirementsby Mean Ratings With Standard Deviations and Confidence Intervals 86
20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals 88
- Ranking o f I cadership Lrsquoompetenc) R equirem ents 89
22 Leadership C ompetencies Grouped in C lu s te r s 95
V l l l
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
ACKNOW LEDGEM ENTS
Completing this research would not have been possible without the direct intervention o f a community o f friends and associates throughout the development implementation and completion of this document Along with thanking the dissertation committee for their time and input 1 would like to gratefully acknowledge the following
Shirlev Freed my advisor dissertation committee chair and fellow Canadian whose invaluable perspective and practical suggestions ensured that this project came to fruition mdash even from a distance of 1200 kilometres
Sarny Watson the better half o f my learning group and dearest friend who first suggested that we should embark on this learning journey and whose constant encouragement and belief that we could finish made it a reality 1 have been blessed to find in Samy a mentor a champion and above all else a kindred spirit in whom 1 tmst
1 he Canadian Centre for Management Development and its President Jocelyne Bourgon u ho supported this research from its inception As a leader Jocelynes vision for the renewal o f the Public Service of Canada was instrumental in defining this research
Jennifer Miles who was a constant reminder o f how selfless academics are with their time whose competencies go well beyond the statistics and leadership models she coached me through and Alex Himelfarb who was always willing to contribute his insightful perspectives
Lena Tobin who patiently devoted countless hours o f her own time single-handedly ensuring that ev ery page o f this document met the rigorous standards set by the university and whose heroic effort and constant attention to managing my time enabled me to survive trying to complete a research project at the same time as working full time
Linda St Amour for her constant words o f encouragement and for being there when Samy was not and for my staff who never missed a chance to help me out
EKOS Research Associates Inc especially Frank Graves who from the outset supported this project and his s taff Christian Boucher and Manon Desgroseilliers whose patience never seemed to run out
1 inallv a long list o f individuals who gave o f their time either debating with me on a particular aspect o f the work reading an initial draft or providing abundant hospitality in the form o f dinners and conversation after a long day Each o f them contributed to my learning
ix
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 1
THE PROBLEM
Background of the Problem
In considering leadership into the 2T century there is increasing
acknowledgment that the traditional concept o f leadership and the competencies which
leaders will require to be effective will be different from what they are today (Abramson
1996 Byham 1999 Dess amp Picken 2000 Diaz 1999 Donnelly amp Kezbom 1994
Hennessey amp Thomas 1998 Jacobs amp Rao 1995 Kotter 1990 1996 Nadler amp
Tushman 1999 Nanus 1992 Rifkin 1995) Many authors business writers and
students o f leadership point to the increasingly complex nature o f the issues and
environment with which leaders o f the future will have to contend to be effective
(Applegate amp Elam 1992 Arredondo 1996 Brooks 1995 Farazmand 1999 Gannon
2000 Grosser 1995 Jackson amp Associates 1992 Jamieson amp O M ara 1991 Koffler
1998 Lorine 1991 Ostroff 1995 Peters 1997)
Leadership in the 21 century will be influenced by external drivers such as
globalization (Farazmand 1999 Pettigrew 1999) technology (Brown amp Brudney 1998
Rifkin 1995) do wnsizing (Abbasi amp Hollman 1998 Bartosh 1995) and diversity
(Arredondo 1996 Jamieson amp O M ara 1991 Jackson amp Associates 1992)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Organizations need a sense o f how these external drivers will change the requirements for
leadership This knowledge will enable organizations to design developmental program s
that will enhance the skill sets that are relevant for future leadership Without a sense o f
how these external drivers are affecting the requirements for leadership competencies
there is the potential for organizations to develop training program s that promote skill
sets in their leadership cadre which are best suited to another era and not relevant for the
future environment (Diaz 1999 Sherman 1997 W atson W yatt 1998)
The increasingly complex nature o f the issues both in the public and private
sector may be traced to the external drivers specifically globalization technology
diversity and downsizing which have had an immense effect on management in the
recent past and will continue to influence management and leadership into the 21rdquo century
(Diaz 1999) Therefore conceptually it will be important to understand the perceived
impact o f the individual external drivers as well as their combined influence
The effects o f globalization are widely recognized by many leading authors
(Farazmand 1999 Kotter 1998b Porter 1998 Reich 1992 Senge 1997a Shoch
2000) In general the notion o f globalization refers to the conceptual breaking down o f
traditional barriers with the attendant increase in access to transnational ideas and models
Pettigrew (1999) notes that globalization truly became a reality in the mid-1980s when
the major stock exchanges in the world became linked and it becam e possible to trade
stocks and bonds around the clock With globalization com es the threat o f more hazards
and more opportunities (K otter 1998b) One such hazard w as the economic impact o f
the so-called Asian flu in which one countryrsquos economic crisis was felt around the world
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
3
A second external driver which is likely to influence the job o f leadership into
the 21 St century is technology specifically the increased access to information both in
terms o f quantity but as importantly in terms o f decreased costs to access (Attwell amp
Rule 1984 Celeste 1996 Koffler 1998 Rifkin 1995 Twiss 1992) While access to
increased technology is not a new factor in leadership the speed at which technology is
evolving to provide more access and development opportunities is unparalleled (Rifkin
1995)
The 1980s trend toward downsizing was initially a cost-saving measure but
increasingly became an opportunity to enhance partnership and cooperative models with a
clear goal o f improving efficiency (Abbasi amp Hollman 1998 Bartosh 1995 M cGoon
1994 Noer 1993) As an external driver downsizing in many companies had the effect
o f accelerating the demand for different leadership skills (Lorine 1991)
Finally authors have reported on the growing need for diversity including age
gender and cultural perspectives as an external driver which will affect the way in which
leadership is viewed (Jackson et al 1991 Jackson amp Associates 1992 Johnston amp
Packer 1987 Thomas 1990) According to Bennis (1998) the world in which an
individual leader however gifted however tireless can save the enterprise single-
handedly no longer exists
It is difficult to isolate the effects o f the individual external drivers on
leadership Instead it may be more appropriate to think o f globalization as being made
possible because o f the increased access to technology or the fact that downsizing acted
as a catalyst for increased acceptance o f technological advances It is the interaction
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
between the external drivers and the manner in which they move together the synergy
that is created and the speed at which the change is occurring which will mark the
2 r lsquo century
While none o f these individual themes is new taken together globalization
technology diversity and downsizing will have a dramatic impact on the leadership
competencies required for future leaders As recently as August 1999 the Organization
for Economic Coordination and Development (OECD) stated
Many observers have written about the likely shape o f organizations in the future and how they will be flatter or less layered than is now the norm This delayering o f public sector organizations will create the need for m ore leadership skills throughout the organization The rapid advance o f the Internet and electronic com m erce will only accelerate this trend as they break down the barriers to inform ation flow between and within governments Consequently leadership developm ent will have to become a priority o f public sector senior executives It can no longer be an optional activity o f top executives In both the public and private sectors there is widespread recognition that leadership is a key ingredient in the recipe for creating effective responsive and value creating organizations (p 97)
The OECD also said Cultural and linguistic diversity is important in the developm ent of
global electronic commerce (p 97) In addition to the OECD other authors have noted
the importance o f these trends and the view that given these trends leadership in the
future will require additional competencies such as collaboration team building
visioning and entrepreneurship (Bennis 1998 Kotter 1998b Nanus 1992 Peters 1997
Renesch 1992 Schrage 1995 Senge 1997b Sexton 1994 Wall amp Wall 1995
Zoglio 1993) While the perceptions o f academics and business writers inform theories
regarding leadership competencies a more direct source o f information may be the
perception o f actual leaders Because leaders actually experience the impact o f the
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5
external drivers on their organizations they could be in the best position to define their
vision and goals for the future and the process required to achieve them
It is important to understand how these forces are shaping leadership in both
the public and private sectors in order to ensure that the selection and development o f
leaders is consistent with the competencies that organizations will demand to remain
competitive in the coming decades (Diaz 1999 Hesselbein Goldsmith Beckhard amp
Schubert 1998 and Renesch 1992) Edward Lawler o f the leadership program at the
University o f Southern Californias business school captures this issue noting that ldquoIBM
invested the most money o f any organization in developing executive talent but they
taught people about a world that doesn t exist any more They shrank their gene pool
down to people who were very good at managing for the 1970s-so when the 1990s
arrived IBM had lots o f people who w ere very good at the w rong time (cited in
Sherman 1997 p 90) Unlike IBM in the 1970s leaders are seeking to understand the
external pressures as they shape the w ork o f their organizations (Farazmand 1999 Hamel
amp Prahalad 1994 Jacobs amp Rao 1995)
Statement of the Problem
In a rapidly changing environment requirements for leadership also change
rapidly Yet how are the new requirements discovered articulated and developed An
important factor for accurate prediction is not only knowing which external drivers will
affect an organization but understanding how requirements change over time This
requires historical information WTtat were the requirements in the past and how have
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6
they changed over time Is it possible to track changes to discover emerging
requirements for leaders
The com petency literature includes many studies o f current leadership
competencies as well as both the hypotheses o f researchers and surveys o f leaders
inquiring about their views on future leadership com petencies (Coates amp Jarratt 1992
Corporate Leadership Council 1999 Dess amp Picken 2000 Diaz 1999 Dror 1997
Duncan amp Harlacher 1991 Kotter 1990 1996 Kouzes amp Posner 1995 M cLagan 1997
Miles 1999 Quinn 1990 Sandwith 1993 Scholtes 1999 Slivinski amp Miles 1997a
Walsh-Minor 1997) H ow ever the literature is lacking any surveys o f leaders inquiring
about their perceptions about how leadership competencies will shift from the present to
the future These perceptions are important as they will play a key role in determining
organizationsrsquo recruitment and selection criteria and their training and development
efforts In turn these human resource processes will be influential for future
organizational performance
The Canadian Context
Since 1995 w ith the realization that by 2005 more than 61 o f executives in
the senior ranks o f the Canadian Public Service would be eligible for retirement (La
Releve 1998) the need to recruit and develop com petent leaders has become a m atter o f
urgent attention It is im portant to note that in Canada the federal public service is a
professional cadre which is prom oted on the basis o f merit through competitive
processes These professionals do not change with the election o f new political leaders
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7
As a professional non-partisan public service the Canadian Public Service is expected to
provide unbiased advice to the government on all matters related to the priorities o f the
government The executive ranks o f Canadian Public Service are structured as follows
1 The Clerk o f the Privy Council is the head o f the Public Service The
Clerk is appointed by the Prime Minister o f Canada by an Order in Council
2 D eputy Ministers are appointed by the Prime Minister by Orders in
Council There are two levels o f Deputy Ministers including an Associate Deputy
Minister and a Deputy Minister (who normally is a deputy head in that he or she is in
charge o f a government department such as Finance Industry or Agriculture) While all
departments have a deputy head not all departments have an Associate Deputy Minister
The decision as to which department is allocated an Associate Deputy M inister is the
Prime M inisters on the advice o f the Clerk o f the Privy Council in hisher capacity as
head o f the Public Service In the Canadian system by tradition this rank is permanent
regardless o f which political party is governing
3 Assistant Deputy Minister is the top non-appointed rank o f the federal
public service In the Canadian system this rank is permanent regardless o f which
political party is governing It is the top executive category within the public service
In 1998 in acknowledging the urgent need to develop and train leaders to
meet the expected leadership shortage the Clerk o f the Privy Council as head o f the
Canadian Public Service expressed the vision for public sector leadership (Bourgon
1998) which spoke to a renewed leadership cadre The Public Service Commission (the
agency legislatively responsible for recruitment and promotion based on merit for the
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8
federal public service) through a process o f research and validation identified
competencies to be used as the basis for selection to the senior executive ranks o f the
federal public service (Treasury Board o f Canada Secretariat amp the Public Service
Commission 1999)
This research was undertaken under the auspices o f the Canadian Centre for
M anagement Development as the entity responsible in Canada for the training o f
managers at all levels o f the Canadian federal public service It is expected that this
research will inform the debate regarding the training required to prepare the federal
public service for the future Because o f increased partnership and co-operation between
the public and private sector this research also examined the perception o f private sector
organizations In this regard human resource management models are becoming
increasingly similar for both the public and private sector as may be evidenced by
common employment equity and diversity considerations
In examining the perceptions o f current Canadian leaders with respect to the
required competencies for leaders in the future the researcher initially examined how an
understanding o f leadership has evolved from a static trait-based approach (Stogdill
1974) to a more fluid competency model (Boyatzis 1982 McClelland 1973 Spencer amp
Spencer 1993)
The 15 leadership competencies which were used for this research are taken
from various sources The Canadian federal public service has developed a leadership
com petency profile comprised o f 14 competencies (Public Service Commission 1997)
In order to keep the number o f competencies to a reasonable number researchers
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9
consulted with the developers o f the Leadership competency profile to determine which if
any o f the competencies could be removed The developers suggested that personality
and self-confidence could be removed from the list because ( 1 ) they are reflected to some
degree in several o f the o ther competencies and (2) they are considered to be personal
internal characteristics that relate more to an individualrsquos ease in a leadership role as
opposed to com petencies that would be assessed or developed in any formal corporate
program In total 12 o f the 15 leadership competencies rated in the current study were
taken from the Canadian public service profile Businesstechnical knowledge was added
to be reflective o f the private sector (Diaz 1999 Donnelly amp Kezbom 1994) and because
o f feedback by scientific groups within the federal public service that the existing generic
competencies did not measure specific areas o f knowledge Teaching was added to be
reflective o f the literature in which authors are citing the need to develop learning
organizations (Senge 1990b 1994 1997b Smith 1997Tichy 1997) with coaching and
mentoring values and competencies (Hargreaves amp Fullan 2000 Keys 1994 Morris amp
Tarpley 2000) Finally cosm opolitanworld view came from the business literature
(Gannon 2000 Larson amp Mingie 1992 Piturro 1999) which indicates the need for
leaders to have a global aw areness to be able to succeed in a globalized economy
The researcher did verify that the Canadian public servicersquos 14 leadership
competencies w ere basically consistent with other organizations both public and private
(Appendix I) The set o f competencies used for this research w as compared to those
identified by the United Kingdom and the American federal public service New Zealand
and Australia and found to be generally consistent In addition similarities in leadership
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
10
requirements were identified for large private sector companies such as the Scotia Bank
o f Canada Sun Life Insurance General M otors and Canadian National (Miles 1999)
Recognizing that leadership requirements constantly change as a result o f
environmental drivers the researcher sought to understand the current environmental
drivers that are impacting the way that current leaders may be considering future
leadership competencies The literature review provides for a synopsis o f the academic
perspective on the effects o f globalization technology downsizing and diversity I f a
case can be made that the environmental drivers are significant one could expect that the
leadership competencies required to operate effectively in this new environment should
also evolve Current leaders both in the public and the private sector who are closest to
these environmental changes may be best positioned to predict how the environment will
modify the required leadership competencies into the 21ldquo century
Leadership competencies which are important in today s context are reported
in Diazs Venezuela study (Diaz 1999) and in the W atson Wyatt Executive Report
(W atson Wyatt 1998) The Leadership Competencies Profile for Assistant Deputy
Ministers and Senior Executives identifies current requirements for the Canadian Public
Service (Appendix 2) This study focused on leaders perceptions o f past and future
leadership competencies rather than perceptions o f the competencies required for the
present This allowed the researcher to understand how current external drivers are
affecting the design and application o f future leadership competencies Leaders
experience o f current external drivers allows them to make predictions o f w hat future
competencies will be and how best to design development courses to develop these
skills
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
Il
Purpose o f the Study
Surveys to identify competencies have been done in particular sectors (eg
Diaz 1999 Donnelly amp Kezbom 1994 Duncan amp Harlacher 1991) Surveys to identify
skills and competencies for specific job functions are undertaken by firms such as
Hay McBer KPMG and Saville and Holdsworth To date no survey has been
undertaken that would attempt to determine if current Canadian leaders have a consensus
o f views with respect to the shift in leadership competencies required to be effective in
the 21rdquo centurv By examining the perception o f current leaders who are most apt to
have experienced the effects o f external drivers on how they lead it may be possible to
predict future shifts in the required leadership competencies for the 21 rdquo century This
information while based on perceptions will provide the baseline data important for
charting the direction for the leadership training required to ensure effectiveness in the
coming years
In addition this study explored the similarities or the differences between the
perceptions o f leaders and the perceptions o f the general public with respect to the
required leadership competencies for the future This issue is significant By comparing
the perceptions o f the required leadership competencies for the 21rdquo century from both the
organizational and the individual perspective it may be possible to determine whether the
perceptions o f leaders were a function o f their organizational perspective or the general
impact o f the external drivers O f interest to the researcher is w hether the external drivers
have affected the perceptions o f individuals outside the leadership cadre Has the
acknowledgment o f the required skills for leaders into the future m oved beyond the
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12
organizational perspective that current leaders would be expected to have to an individual
recognition as denoted by the general public proxy The research focuses on the future
perceptions because the planning and development o f appropriate leadership training will
be future orientated The perceptions o f the general public w ith respect to the future
leadership competencies is o f interest as a practical m atter to the extent that in both the
public and the private sector the support o f the general public either as taxpayers o r as
shareholders is necessary to invest in training and development expenditures Thus to
the extent that there is a shared understanding o f the training challenge there is a greater
chance that development program s will proceed
Finally this study evaluates the differences in the perceptions o f public sector
and private sector leaders with respect to the required leadership competencies for the
21 century Recognizing that the tw o sectors have traditionally had differing strategic
objectives andor organizational values it examines w hether these sectors differ
fundamentally with respect to the general direction that leadership competencies must
move As partnerships and strategic alliances between the various levels o f the public
sector (Canadian Provincial Federal Councils) between public and private sector (eg
Interchange Canada Program) and between international governm ents and companies
(United Nations World Bank O rganization for Economic C o-operation and
Development) become more commonplace the need to explore the differences with
respect to perceptions o f future leadership competencies becom es critical
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13
Research Questions
This research project responds to the following four research questions
Question I Has there been a shift in public sector leadersrsquo perception as to
the leadership competencies required in the past as compared to the leadership
com petencies required for the 21 century
It was hypothesized that the ratings o f leadership com petencies required will
differ from the past as com pared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following tw o questions guided the data analysis regarding this
hypothesis
Question la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Question Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 centuryrsquo
Qttesiion 2 If there is a shift in perceptions are the external environmental
drivers-globalization technology downsizing and diversity-related to that shift
It was hypothesized that leaders will rate the external drivers as influencing
leadership competency requirements
Question 3 Is there a divergence or convergence o f views between leaders in
the public sector and the general public as to the required leadership competencies in the
21 century
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14
It was hypothesized that leaders ratings o f leadership competencies required
for the 21ldquo century will differ when compared to the general publics ratings o f leadership
competencies required for the 21ldquo century
In addition consensus between groups was tested to determine
Question 4a Is there a consensus o f views between leaders in the public
sector and those i the private sector as to the size o f the shift between 20 years ago and
in the 21ldquo century
It was hypothesized that the public sectors size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
It was hypothesized that each group will perceive some leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Collaborative Study
This paper forms part o f a collaborative research project focusing on the shift
in perceptions o f public sector leaders tow ard the required leadership competencies for
the 21ldquo century At the same time a colleague (W atson 2000) is researching the shift in
perceptions o f private sector leaders tow ard the required leadership competencies for the
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15
21 century In addition to analyzing the shift in perceptions in their respective target
populations each research project then compares its target population results w ith the
perceptions o f a sample o f the general population After fully exploring the results o f
their respective populations the researchers combined their results and therefore a third
area o f research was added to each respective research project that o f comparing the
research associated with the public sector population with the private sector population
It must be noted that in chapter 4 where the two researchers combine their
individual data for the purpose o f comparison between the public sector and the private
sector (research question 3) the analysis is reported in both theses
Methodology
To facilitate the management o f the research this study was delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the competencies
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector (defined as the public sector leadersrsquo survey)
b Comparing the results obtained from the public sector leaders
survey with results obtained from the general public population identifying
any similarities and reviewing any differences
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16
c Comparison o f public sector leaders results with results from
the private sector leadersrsquo survey and general public survey results
The four phases o f the research are explained and detailed in chapter 3 o f this
research
LimitationsDelimitations
Limitations
This research was limited by the following conditions
1 The normal risk associated with mailed survey questionnaires which
includes heavy demand on the respondents time dropout rate o f the participants and
the validity o f the responses
2 The sample for the public sector leadersrsquo population was no t stratified by
age o r by gender
3 The sample for the private sector leadersrsquo population was not stratified by
age o r by gender
4 Data collection methodology differed for groups the leader responses
were collected by mail-in survey whereas the general population responses were
collected through telephone survey
5 W ith respect to the telephone survey inter rater reliability o f the surveyors
evaluated was not adjusted
6 The data used for this research is based on indhidualsrsquo perceptions o f
future requirements
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17
Delimitations
The research was delimited by the following conditions
1 Data were gathered from July 1999 to N ovem ber 1999
2 The telephone survey used for the sample o f the general population could
accommodate 11 leadership competencies
3 The mail survey was limited to senior executives In the public sector this
included only those executives above the Assistant Deputy Minister level at both the
federal and provincial level mayors and senior administers at the municipal level and
elected officials at the federal and provincial levels
4 The mail survey was limited to senior executives In the private sector this
included C hief Executive Officers
5 The descriptions for the leadership com petencies are largely taken from the
descriptions used by the Canadian Public Service Commission (specifically for 12 o f the
15 competencies used in the survey)
6 The terms globalization technology diversity and downsizing were not
operationally defined for the purpose o f the survey therefore leaders could interpret the
terms in their ow n context
Definitions
For the purpose o f this research the following operational definitions were
employed
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18
Elxtenuil Driver Denotes one o f the four external environmental forces which
are said to be characterizing the 21 ldquo century including globalization technology
downsizing and diversity
Leadership Competencies Twelve o f the 15 leadership competencies
assessed in this research w ere taken directly from the com petencies developed by the
Canadian Federal Public Service (Public Service Commission 1997) and are paraphrased
as follows
Ability to Learn (Behavioral Flexibility) People with the ability to adjust
behavior to the demands o f a changing work environment in order to remain productive
through periods o f transition ambiguity or uncertainty They adapt the expression o f
their competencies to different situations and respond quickly to emerging opportunities
and risks They work effectively with a broad range o f situations people and groups
This competency enables ADM s to adapt to the characteristics o f particular situations to
acquire new and more effective behaviors and to discard others as contexts and roles
change It allows them to leam from the behavioral styles o f others to expand their own
repertoire The essence o f this competency is the ability to continuously develop new
ways o f interacting that are more effective in certain situations in order to accomplish
onersquos objectives (Public Service Commission 1997)
Business Technical Knowledge Added to be reflective o f the private sector
(Diaz 1999 Donnelly amp Kezbom 1994)
Communications Skills People who communicate in a compelling and
articulate manner that instills commitment They adapt communication to ensure that
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19
different audiences understand key messages They use a variety o f communications
vehicles to foster open communication within their own organization and across the
Public Service They appreciate the importance o f being a good listener provide
opportunities for others to have input listen for underlying nuances and messages and
convey an understanding o f key points being communicated (Public Service Commission
1997)
Cosmopolitan W orld View From the business literature (Gannon 2000
Larson amp Mingie 1992 Piturro 1999) which indicates the need for leaders to have a
global awareness to be able to succeed in a globalized economy
Entrepreneurial (Creativity) People who respond to challenges with
innovative solutions and policies They dem onstrate a willingness to question
conventional means o f serving the public They use intuition non-linear thinking fresh
perspectives and information from non-traditional fields to generate new and imaginative
ways to succeed They will often address several objectives simultaneously solving
multiple problems at once To prepare for future challenges they enhance their creativity
by continuous learning They build a continuous learning environment in their
organizations by supporting a culture where the cutting edge is highly valued (Public
Service Commission 1997)
Ethics People with ethics treat people fairly and with dignity and are willing
to admit their mistakes even in the face o f adverse consequences They honor their
commitments and consistently strive to act in the public interest by ensuring that the
public trust is not violated Their principles act as an internal compass to guide their
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20
behavior allowing them to consistently uphold the personal social and ethical norms of
the Public Service They protect fairness avoid conflicts o f interest and maintain
political and interpersonal neutrality They pursue proper goals and are resilient in the
face o f distracting external pressures They are known for doing the right thing for the
right reasons and ensure that their actions are aligned with their principles (Public Service
Commission 1997)
Initiative (Action Management) People with the abilitgt to anticipate the
short- and long-term consequences o f their strategies They have courage to propose
courses o f action that others may hesitate to suggest They have the ability to make things
happen and get things done and are known for their ability to accomplish objectives
(Public Service Commission 1997)
Interpersonal People who interact effectively with public and private sector
individuals superiors peers and subordinates in order to advance the w ork o f the Public
Service Their interactions are based on respect and an appreciation that people with
varying backgrounds and viewpoints enrich the organizational environment They have
the ability to deal with difficult and complex interpersonal situations Interpersonal skills
are not social graces they are a means o f achieving important management objectives
(Public Service Commission 1997)
N egotiation (Partnering) People who work to create the policies that support
integrated service delivery and eliminate red tape and bureaucracy in the interest o f the
public good They develop a community o f shared interests with diverse levels o f
government vested interest groups and the non-profit and private sectors They use their
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21
diversity o f experience and knowledge to make the best decisions They share common
goals solve common problems and work hand in hand for the common good not only o f
each partner but o f the Canadian public An essential feature o f this community is that it
functions on the basis o f shared power and responsibility This allows members to avoid
waste inefficiency and duplication o f effort while retaining the identity o f their own
organization (Public Service Commission 1997)
Organizational People who understand the inner workings o f the
government the Public Service and their own organizations in terms of structure
processes and key players They actively develop this awareness in order to effectively
position themselves to achieve strategic objectives This requires acute sensitivity to the
relationships between key players in the organization in addition to both acknowledged
and private agendas They actively seek out opportunities to keep their organizational
awareness comprehensive and current Their organizational awareness comes from a
range o f sources from intuitive perception to factual data (Public Service Commission
1997)
Problem Solving (Cognitive Capacity) People who understand and respond
strategically to the complexities inherent in service to the public They have the ability to
perceive both parallel and divergent issues within various responsibilities and to interpret
key messages and trends They create order out o f chaos and develop long- and
short-term strategies that will prevent as well as solve problems (Public Service
Commission 1997)
Stamina People must sustain high energy levels to greet the ongoing
challenge o f protecting the public interest Their ability to resist stress and remain
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22
energized in the face o f difficult demands and prolonged exposure to stressors often has
an uplifting effect on others (Public Service Commission 1997)
Teaching- Added to be reflective o f the literature in which authors are citing
the need to develop learning organizations (Senge 1990b 1994 1997b Smith 1997
Tichy 1997) with coaching and mentoring values and com petencies (Hargreaves amp
Fullan 2000 Keys 1994 M orris amp Tarpley 2000)
Teamwork People who contribute actively and fully to team projects by
working with other Assistant Deputy Ministers (A D M ) and colleagues collaboratively as
opposed to competitively which includes working tow ards consensual solutions that
enhance the output o f the team ADMs recognize that a diversity o f experience and
knowledge can only enhance the quality o f the team rsquos w ork (Public Service Commission
1997)
I ision People who champion the vision o f the Public Service They have the
ability to describe the future o f service to the public in compelling terms promoting
enthusiasm and commitment from others The leaderrsquos comm itm ent to the vision sends a
message to others that change is a positive endeavor thus creating an atmosphere that
breeds new ideas They foresee potential roadblocks to success and take action to avoid
them (Public Service Commission 1997)
Contribution of the Research
The value o f establishing a reliable research database for this information is
significant especially as trainers seek to train o r hire leaders for the future The Canadian
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23
Public Service has undergone a major downsizing in the last 5 years and the num ber o f
executives required to replace existing executives who are expected to retire in the next
10 years has made training o f future leaders a critical preoccupation
In addition there are exchanges betw een the public and private sectors to
provide their executives with training or recruitment opportunities o r to further expertise
in a specific area Therefore the variation in perceived leadership com petencies between
public and private sector leaders will be important in determining appropriate training
opportunities
FundingSponsors
The Canadian Centre for M anagement Development (CCM D) and Ekos
Research Associates have both agreed to sponsor the research costs (expected to be
S40000 Canadian) because o f the research gap tha t exists CCMD is responsible for
training all managers and executives in the Canadian public service Ekos Research a
private sector firm is involved with public and private sector policy developm ent
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 2
LITERATURE REVIEW
Introduction
This century is characterized by the development o f a global economy the
pace and nature o f technological change downsizing and increasing cultural diversity
(Abbasi amp Hollman 1998 Betcherman McMullen amp Davidman 1998 Foot amp
Stoffman 1996 Hamel amp Prahalad 1994 Jackson amp Associates 1992)
This chapter reviews the key nature o f leadership in a changing world by
discussing two major topics leadership models and 21 -century forces O ur very
understanding o f leadership qualities has evolved from static trait-based approaches to
more fluid competency-based identification as the demands o f leadership have changed
This chapter describes and explains this evolution o f our understanding o f leadership and
discusses possible future developments
There has always been change There have always been leaders Leadership
is and always has been an essential element o f any organized activity Wars politics and
religion all required leadership This thesis argues that changes in the external
environment influence the form o f leadership that is required to deal with the new
challenges presented While there have always been leaders it was the age o f the
24
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25
industrial revolution that introduced the science and role o f leadership in the making or
breaking o f an organization The industrial revolution marked the beginning o f modem
business as the demands o f managing that dramatic change in the economy gave birth to
organizationalmanagement science as we know it (Bass amp Stogdill 1990) Over time
this revolution also introduced new demands on governm ents to regulate the manner in
which these businesses operated and specifically how they utilized human resources
This heralded the institutionalization o f mechanisms to manage the economy such as
central banks labor laws and health and safety regulations Thus inherent and ongoing
tension between government and business emerged in this era Since the industrial
revolution environmental factors including a dram atic increase in the numbers o f
educated people technological breakthroughs the development and implementation of
efficient means o f transportation and communication have accelerated both the speed and
impact o f this change As a result the importance o f leadership has escalated In the
2 Tlsquo century the prevalence and pace o f change will be so acute that it will necessitate a
redefinition o f leadership This chapter discusses models o f leadership and key
environmental factors influencing leaders
Leadership Models
While there is consistency in the understanding o f the actions o f leadership
the diversity in what makes a leader successful in these actions is reflected in the
numerous models described in the research literature (Boyatzis 1982 Fiedler 1987
Ghiselli 1963 Likert 1961 McClelland 1973 M cG regor 1960 Stogdill 1974
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
26
Tannenbaum amp Schmidt 1973 Vroom amp Yetton 1973) Leaders are generally
understood to identify a vision design strategies and mobilize w ork to achieve it (H itt amp
Keats 1992 Jacques amp Clement 1991 Richards amp Engel 1994) Leaders also monitor
changes in the internal and external environment to adjust and re-frame the vision andor
the means to achieve it Researchersrsquo models differ in explanations o f the variables that
underlie an individualrsquos ability to carry out these actions These differences reflect not
only which facets o f the individual are o f interest in explaining success but may also
reflect changes in the nature o f organizations For example traditional stable command
and control-based organizations may be best described in term s o f the stable traits
associated with their leaders Organizations where strategies m ust adapt quickly to
changes such as geopolitical events may require shifts in ability sets that are just as fast
and an emphasis on adaptability and creativity in their leaders As previously noted for
the majority o f organizations external factors have been changing rapidly over the past
decades and are bound to change even faster in the future The goal o f many human
resource m anagers today is not only to respond to external factors quickly but to take
advantage o f cues in the environment to predict what will be required and pro-actively
plan for the future (Diaz 1999)
An important factor in accurate prediction is not only knowing probabilities
for future requirements but in understanding how requirem ents change over time This
necessitates a baseline an appreciation o f what was required in the past and how those
requirements were reflected in models for successful leadership These earlier models for
leadership will be considered in term s o f the competencies that w ere the focus for
success
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
27
Leadership models can generally be characterized into four groupings
1 Traitist theories also known as the ldquogreat manrdquo theory Traitist theories
which centered on identifying the personal characteristics o f leaders were appropriate for
the post-w ar world in which they were developed Organizations were viewed as
relatively enduring unchanging and predictable Change was perceived to be linear
2 Behaxioral theories an emphasis on how the managerleader should act
Behavioral theorists began viewing leadership as an interaction between leaders and
followers The introduction by behavioralists o f this concept o f relationship was a
valuable addition to leadership models However behavioralists had difficulty predicting
the link between leadership behavior and outcomes
3 Situational theories an emphasis on behavioral flexibility and situational
adaptability As the complexity o f organizations grew in the 1960s situational theories
were developed to reflect the need for different skills in different situations The
situational leadership model was beginning to reflect that the assumptions about
constancy were no longer valid
Competency m odels an attempt to define underlying variables that predict
job performance Competencies are the most recent approach to human resource
management The approach grew from a need to better predict Job performance
Traitist Theories
Early studies on leadership centered largely on the personal characteristics o f
the leader The researcher m ost closely associated with this theory is Ralph Stogdill
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
28
(1974) whose w ork spans more than 30 years beginning after the Second W orld War
Stogdill looked at managers from various functional backgrounds including
transportation insurance communications finance and manufacturing and concluded
that traits related to intelligence education responsibility independence and
socioeconomic status were important traits for effective leadership Further studies
demonstrated that some traits were more important than others in determining leadership
EE Ghiselli (1963) in particular noted that supervisory ability the need for occupational
achievement intelligence decisiveness self-assurance and initiative were particularly
important as leadership traits
And while these early studies o f traits advanced our knowledge o f leaders the
general dissatisfaction among some researchers with the traitistrsquos underlying assumption
that leaders are bom and not made encouraged further study which attempted to fill in the
role o f behavior and the environment in defining leadership
Behavioral Theories
At the core o f the behavioral theories is the query as to which leadership
behaviors are im portant to be effective Kurt Lewin and his associatesrsquo research
emphasized three behavioral styles o f leadership including directive democratic and
participatory (Lewin 1939) Further research popularized the importance o f the beliefs
that a manager has about his or her subordinates in determining their leadership style
(M cGregor 1960) In the Theory X and Theory Y model the Theory X manager
commands and tells people what to do because heshe believes their subordinates are lazy
and need to be told w hat to do The Theory Y m anager uses a democratic approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
29
believing that subordinates want more responsibility and are concerned about the
well-being o f the organization
Behavioral researchers identified tw o general behavioral configurations which
could be delineated as task versus socio-em otional (Bales amp Slater 1955) o r production
versus employee orientated (Kahn amp Katz 1953)
Rensis Likert ( 1961 ) further delineated the behavior research by identifying a
continuum o f leadership styles from task orientation to employee orientation which
included four distinct systems including the exploitative-authoritative person the
benevolent-authoritative person the consultative-democratic person and finally the
participative-democratic person
The managerial grid concept (Figure 1 ) which was advanced by Blake and
M outon ( 1985) has become one o f the m ore popular behavioral theories Styles o f
leadership are plotted on a grid with the axis depicting the managerrsquos concern for people
and concern for production While there are up to 81 possible positions on the grid five
leadership styles are overtly delineated
1 (19) Country Club M anagement M anager uses a permissive approach
and is ready to sacrifice production to keep a happy family
2 (11) Impoverished M anagement M anager has little concern for people or
for production
3 (99) Team M anagement M ost effective style o f management leader
expresses concern for people and production and is an advocate o f participative
managerial approach
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
30
t ^oo
^ I - OP
X C
1-9(Country Club)
9-9(Team)
5-5CLS (Middle Road)
ucO mdash
U
(Impoverished)1-1
(Task)9-1
0 1 2 3 4 5 6 7 8 9Concern for Production (High)
Figure 1 The managerial grid leadership styles
4 (91) Task Management Leader is autocratic has total concern for
production and little for people
5 (55) M iddle Road Management Leader has balanced concern for
production and people is known as a compromiser
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
31
While studies confirmed two reliable dimensions o f leader behavior people
versus production it proved more difficult to confirm any predictable link between leader
behaviors and organizational outcomes It is in this context that researchers began to
suggest that leadership analysis should move beyond the study o f the leader to include the
situational factors
Situational Theories
Recognizing that no single leadership trait or style was effective in all
environments situational theorists Robert Tannenbaum and Warren H Schmidt (1973)
were two early researchers who identified three characteristics that affect leadership style
including the manager the subordinates and the situation (Tannenbaum Kallejian amp
Weschler 1954) Further work by these researchers identified a leadership continuum in
which the leader is influenced by his or her background knowledge values and
experience
The first comprehensive situational model developed in 1960 was known as
the Contingency Theory (Wren 1994) Fred Fiedler s (1987) model integrated situational
parameters into the leadership equation by developing a scale o f situational control which
was based on the following three features
1 leader-member relations ie degree o f trust and support for leader
2 task structure degree to which goals are specified
3 position power leaderrsquos formal authority to reward and punish
Fiedler believed that the most important situational dimension was the degree o f
predictability and control that the leader had
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
32
To do his research Fiedler developed the Least Preferred Co-worker (LPC)
questionnaire and scale that allowed him to measure basic motivational factors that made
a leader act in a certain way The Contingency Model and the LPC scale have been the
subject o f much debate though in the final analysis there is some basis for accepting that
the predictions o f the theory are strongly supported by data from both organizational and
laboratory studies (Strube amp Garcia 1981)
The Normative Decision Theory as presented by Vroom and Yetton (1973) is
in many respects similar to Fiedlers model especially with respect to its predictive
qualities Participatory decisions will have better results when there is little clarity or
support on the other hand autocratic decisions will be more efficient when there is strong
leader support and a specific task A striking difference between the situational models is
their assumptions with respect to the leader The Normative Decision Theory sees the
leader as adaptable to fit particular situations whereas the Contingency Model assumes
leadership style is based on learned personality traits which are difficult to modify
What has remained consistent is that the models o f leadership evolve with the
environment Competencies have become the pre-eminent approach to understanding the
makeup o f modern leadership
Competencies
Launched in 1973 in a paper by McClelland the com petency movement seeks
to identify- through research m ethods ldquocompetencyrdquo variables variables that predict job
performance A job competency is an underlying characteristic o f a person which results
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
in effective or superior perform ance in a job lsquoA job com petency is an underlying
characteristic o f a person in that it may be a motive trait skill aspect o f ones self-image
o r social role or a body o f knowledge which he or she usesrdquo (Boyatzis 1982 p 21)
As described by McClelland ldquoThe com petency method emphasizes criterion
validity what actually causes superior performance in a job not what factors most
reliably describe all o f the characteristics o f a person in the hope that some o f them will
relate to job perform ancerdquo (David C McClelland cited in Spencer amp Spencer 1993
p 7)
Over the past decade Spencer and Spencers Competence at Work has been
the seminal text for com petency-based human resources management The work reflects
years o f competency activities including data collected by the Hay McBer company This
is important because the originator o f the competency movem ent David McClelland was
a founding member o f that firm and designed the firm s approach to competency profiling
and data acquisition Currently there are a number o f m odels for profiling but all are
founded on this basic approach
Spencer and Spencer (1993) describe a fully integrated competency-based
human resource management system In this system
recruiters recruit and select for competencies required by jobs Training and development is focused on those competencies tha t lead to superior performance in jobs Succession planning is done by com paring em ployees competencies with the competency requirem ents o f future jobs Com pensation includes competency- based pay elem ents to encourage employees to develop needed competenciesThe performance appraisal system assesses em ployeesrsquo competencies at least yearly and inputs these data to the data base to be sure that the system has up-to- date assessments o f individualsrsquo competencies (Spencer amp Spencer 1993 p 23)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
34
In practice the primary functions to which management competencies have
been applied in organizations are training and development Management competencies
have also been integrated into the performance appraisal system Application o f
management competencies to compensation has been very limited (Walsh-Minor 1997)
The model for generating competency profiles consists o f four parts (Slivinski
amp Miles 1997a) the identification o f external drivers and influences the identification
o f the objectives and values o f the organization the identification o f the work required to
achieve objectives and values and the identification o f the competencies required to
accomplish the work
Based on this approach we can assume that external drivers such as
globalization technology downsizing and diversity impact on both the public and
private sectors However there are differences in the values and objectives o f
organizations in the public sector compared to those in the private sector Public sector
organizations are more values-based since their activity and their functions are related to
the public good They operate within a legislative fram ework and are responsive to
citizens o f the state Public sector organizations are moving towards being more results-
based and skills-based while still attempting to retain their values-based focus (Boyatzis
1982)
Alternatively private sector organizations have as their objective to make a
profit As a result they value specific business knowledge competencies relevant to the
companyrsquos business lines They are moving towards defining values such as embracing
diversity in their w orkforce and promoting familywork balance Both sectors are striving
towards becoming learning organizations and instilling leadership at all levels It is
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
35
evident that public and private sector competencies requirements are converging as the
public sector adopts private sector business models and the private sector becomes more
citizen-focused to remain competitive Appendix 3 provides examples o f competency
profiles o f several public sector organizations the public service organizations o f the
United States the United Kingdom Australia New Zealand and o f several private sector
organizations
In summary there are several reasons why the competencies required for work
may differ between the public and private sectors First the objectives o f the public and
private sector may differ While the primary focus o f the public sector is the common
good for the private sector it is profitability In addition the environments o f the public
and private sector are different Organizations in the private sector have ready access to
timely performance indicators such as profits revenues and market share The nature o f
work the structure o f jobs and the measures o f performance used in the public sector do
not allow for as clear and quick feedback on performance Furthermore there are
differences in time horizon institutional response time and policy-directed objectives
(Boyatzis 1982)
While there are important differences between the two sectors there are also
important similarities which may result in similar competencies being required to
accomplish the work in the two sectors Both are exposed to the same external drivers in
particular globalization rapid technological change downsizing and increasing cultural
diversity Neither sector is divorced from society as a whole nor from each other as
there are significant interactions between the two sectors For example the public sector
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36
through its pow er to tax regulate and disperse public funds has a significant effect upon
the private sec to rrsquos pursuit o f its objectives In turn actions o f the private sector may
assist or hinder significantly the public sec to rrsquos success in achieving its objectives
Increasingly the public and private sector are collaborating in service delivery through
contracting out and other partnership arrangem ents As another example changes in
private sector management techniques have influenced public sector management
practices
2 r lsquo-Centurgt- Forces
To be able to define the leadership competencies required for the 2 T lsquo century
it is im portant to understand the unique and unprecedented nature o f the changes taking
place today The 21 century is defined by interconnectedness A new global picture o f
reality is em erging that as Terry Mollner (cited in Renesch 1992) indicates is a new
system formed beyond capitalism and socialism Basic to this ldquothird wayrdquo is a shift from
a Material Age world view to a Relationship Age world view In the former the universe
is a collection o f separate parts where there is competition based on self-interest In the
latter the universe is comprised o f connected parts that cooperate in the interest o f the
whole Globalization technology downsizing and cultural diversity are key interrelated
com ponents that are contributing to this new world order Understanding this
environment is the first step in identifying the competencies required for future success
Globalization
For centuries the economies o f countries were largely self-sufficient and trade
was limited to areas where transportation m ade access possible The em ergence o f
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37
communications technology and efficient transportation brought with it interdependence
and the emergence o f a borderless economy Events that occur far from ones country
have an immediate impact a t home For example the recent Asian economic crisis
affected the economies o f the world Corporate competition and cooperation are now
global in scope Lee lacocca (M cFarland Senn amp Childress 1994) marks the end o f the
Cold War as the event that is moving us to one world Symbolically globalization came
to being in the mid-1980s (M cFarland et al 1994 Pettigrew 1999) the day the three
major stock exchanges w ere linked electronically enabling stock and commodities
markets to trade 24 hours a day 7 days a week
It is clear that this interconnectedness has changed the nature o f corporate
competition increased the complexity o f issues accelerated the pace o f change and
contributed to the de-layering o f organizations This set o f im pacts has resulted in a
world where leaders have to leam to cope with continual uncertainty
Furthermore the nature and magnitude o f globalization have altered the
relationship between business and the state Prior to globalization the state s vertical
power was critical for the determ ination o f military and econom ic choices International
relations were determined betw een nation states For example treaties were commonly
negotiated on a bilateral basis between nation states consistent w ith the understanding
that each nation state controlled choices within its border in a m anner that could honor
the obligations o f the agreem ent This simple formula is clearly altered by the rise o f
global competition mergers and the increased presence o f transnational strategic
alliances (Pettigrew 1999)
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38
With globalization the strength o f the market is derived from its horizontal
interdependence This merging o f economic spaces is occurring at the same time as there
is a dismantling o f the vertical power o f the state (Farazmand 1999 McFarland et al
1994 Pettigrew 1999) This imbalance is creating ldquoa major change in the configuration
o f public-private spheres in favor o f the globalizing corporate sectorrdquo (Farazmand 1999
p 11) State efforts have been redoubled to find means to become more horizontal to
maintain influence This has created a concerted attem pt to shift towards the
professionalization o f public administration (Farazmand 1999) but at the same time has
resulted in state efforts to create supranational organizations such as the World Trade
Organization
The total impact o f globalization is still to be determined What is
indisputable however is that it is causing a transformation and realignment o f activity
and relationship in and between every organizationmdashpublic or private
Technology
ldquoNew technologies are compressing time and distance diffusing knowledge
transforming old industries and creating new ones at a pace that is hard to grasprdquo (Opstal
199899 p 2) Jeremy Rifkin (1995) warns that this Third Industrial Revolutionrdquo while
creating a new knowledge economy will displace many Jobs and mark the end o f work
Computers have revolutionized the nature o f work In 1920 85 o f the cost o f
manufacturing an automobile went to workers and investors By 1990 they were
receiving less than 60 (Reich 1992) The knowledge workers the engineers financial
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39
analysts designers are the new elite But the dawn o f computers over the last 30 years
has also demanded much o f managers and decision makers This is evidenced by the
results o f a recent survey o f 365 public and private sector Information Technology (IT)
executive managers which indicated that one third o f all IT projects were canceled before
completion The Standish Group estimates that American companies and agencies spent
581 billion on canceled IT projects (Brown amp Brudney 1998) ldquoCurrent senior IS
[Information System] executives who have not broadened their own knowledge skills
and experiences in business operations strategy and management should gain these
valuable perspectivesrdquo (Applegate amp Elam 1992 p 13)
John Scull notes that in this age the strategic resources are no longer coal oil
and wheat but ldquothe ideas and knowledge that com es out o f our mindsrdquo (cited in
McFarland et al 1994 p 43) Information is the germ o f ideas and the Internet provides
access to information to a rapidly increasing population The growth is phenom enal-the
number o f individuals online increased from 26 million in 1995 to 205 million in 1999
and is projected to increase to 350 million by 2005 (Nua Internet Survey 1999a) The
Internet is more than information it is also the new market place Online retail sales are
estimated to be SUS660 billion in 1999 and projected to increase to SUS 1234 billion by
2002 (Cyber Atlas 2000a) The next wave o f access to the Internet is wireless portal
users With this technology it will be possible to ldquodeliver time-sensitive localized and
customized content to a variety o f devices in a mobile environmentrdquo (Cyber Atlas
2000b) The number o f wireless subscribers is estimated to be 300000 in 2000 and
projected to increase to 248 million in 2006 (CyberAtlas 2000a) Clearly this explosion
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40
in technology and information fiiels the new global economy The speed o f access to
information and the diflhision o f access to millions o f people presents challenges to
leaders Hoarding information is no longer power Sharing information and using it to
add value is the challenge o f today U nder these circumstances the talent is the arena o f
competition
Long-term competitive success requires access to the best and the brightest globally W ithout people to create apply and exploit new ideas there is no innovation process Capital and information and even m anufacturing may move across borders but the talent pool needed to facilitate irmovation does not transfer as readily (Opstal 199899 p 6)
But even with a talent pool and access to information there is a continuing
debate as to the outputs from technology Attwell and Rule ( 1984) noted tha t people
remain so willing to speak and write as though the overall effects o f com puting
technologies w ere a foregone conclusion But there is a gap betw een technology and
improved productidty Drucker (1995) Keen (1981 1986) and Brown and Brudney
(1998) indicate that there is a need to understand the gap between investm ents in
technology and performance And m odem leaders will have to rise to this challenge
Downsizing
The layoffs o f the 1980s have changed not only the shape o f organizations but
the social contract between employers and employees ldquoThe average American 32 year-
old has already w orked for nine different jobs W orkers today fantasize not about landing
a dream jo b rsquo but about having a rsquoportfolio careerrsquomdash one dream job after ano therrsquo
(W ooldridge 2000 p 82) According to M cG oon (1994) in the future employees who
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
41
stay current with their skills who contribute measurable value to their organizations year
after year and who develop new skills will be rew arded-unlike the past where loyalty
was rewarded
Organizations restructure o r re-engineer to increase efficiency reduce payroll
costs shed redundancy after a m erger or takeover o r contract out functions to stay
focused on competencies Some feel that the major challenge for business is to continue
to improve business position with fewer employee dislocations (Abbasi amp Ho liman
1998 Pfeffer 2000 as cited in W ooldridge 2000) O thers are o f the view that the
company manrsquo days rewarded longevity rather than value added (Kanter 2000
M cGoon 1994)
Kanter states that in this environment companies must earn loyalty ldquoBuilding
long-term commitment depends on four things the nature o f the work itself the
opportunity to grow the chance to speak up and be listened to and the feeling o f making
a differencerdquo (Kanter 2000 p 82) There is no doubt that in the first waves o f
downsizing there was a loss o f cumulative skills and experience o f those who endure
the wrenching human drama o f losing their jo b rdquo (Abbasi amp Hollman 1998 p 4)
The outcries and conflict that characterized the layoffs o f the 1980s and early
1990s are muted Labor unions instead o f protesting are more likely to help laid-off
workers make the transition to other jobs Executives are more likely to blame global
forces rather than the need for larger profit margins in their decisions to downsize
(Uchitelle 1998b)
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42
While reorganization may have occurred for the most part for reasons o f profit
or cost reduction it also created flatter organizations o r horizontal organizations (Jacobs
amp Rao 1995 O stroff 1995) Post-downsizing the need to manage differently became
apparent Imperial Oil after three downsizings began to focus on helping the organization
rationalize the work to the core Imperial is rethinking the ldquoold traditional supervisory
modelrdquo The manager o f executive development says ldquow e are starting to leam some
things about what is really crucial in a leadership contextrdquo Hierarchical reporting will
give way to teams representing a mix o f disciplines W ith fewer resources the amount
o f time managers can devote to their staff decreases their need for more autonomy for
staff (Lorine 1991) Post-downsizing managing a flat organization requires a complete
overhaul o f the culture o f the form er pyramid structure
Companies have to organize workers into self-managing teams senior
managers must relinquish control and lower-level managers must take responsibility for
wider issues (Abramson 1996) All these managerial changes may seem obvious but
they demand a new set o f leadership competencies to succeed
Diversity
Technological advancements in transportation communications and
information have contributed to the creation o f a global economy that is complex This
new world is still emerging and as a result the rate and nature o f change it presents are
redefining leadership and w ork and the structure o f organization As was noted above
the pyramid organization is giving way to the horizontal organization Talent is more
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43
valued than seniority ldquoTodayrsquos workforce has also changed significantly from six
perspectives age gender culture education disabilities and valuesrdquo (Jamieson amp
O rsquoMara 1991 p 6)
W orkforce diversity will be a key driver in understanding the leadership
competencies tha t will be required in the 2 T lsquo century By briefly reviewing some key
components o f diversity such as age gender and culture the scope and importance o f
diversity for tom orrow s leader can be established The US Bureau o f the Census
predicts that the age distribution o f the w orkforce will change in the next 20 years The
prime-age labor force will shrink while the w orkforce over the age o f 55 will begin to
increase For example in 1990 one in nine Americans were over age 65 By 2020 one in
six Americans will be over 65 This increase is being created by three phenomena the
Baby Boom the Baby Bust and advances in health care (Jamieson amp O M ara 1991)
The Baby Boom (1947-1966) cohort will exert a strong influence on public
policy and w orkforce demographic shifts Canada had the strongest baby boom in the
industrialized world
ldquoThe largest single-year age group in the mid 1990s is those bom in 1961rdquo
(Foot amp Stoffman 1996 p 18) The Baby B ust (1967-1979) a decline in birth rate is
attributable to tw o main factors the introduction o f the birth control pill in 1961 and the
increase in the participation o f women in the labor market (Foot amp Stoffman 1996) Foot
adds another cohort that he named the baby-boom echo (1980-1995) These are the
children o f the boom ers This cohort and the other tw o demographic shifts combine to
create a w orkforce where increasingly younger persons will manage older persons
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44
Career development for baby boomers will become increasingly lateral competition to
attract and retain entry-level workers will be fierce (Jamieson amp O Mara 1991)
In addition to the birth patterns o f the population shifts in the gender
dimension o f the population can be seen through increasing participation o f women in the
labor force This has been the most dramatic change in the w orkforce mix US data
indicate that while their share o f the population has not changed significantly their
workforce participation numbers have almost doubled since 1970 (Deavers Lyons amp
Hattiangadi 1999) Participation o f married women with children has risen from 28 in
1960 to over 70 in 1998 As women form a greater proportion o f the workforce and to
ensure that their talents and contribution to the productivity o f the organized are
maximized it will be im portant to meet three challenges o f gender diversity in the
workforce (Jackson amp Associates 1992 Johnston amp Packer 1987 Schwartz 1989)
1 ensuring that w om enrsquos talent and competencies are fully utilized
2 removing the artificial barriers o f male-dominated organizations
3 adjusting to the fact that women shoulder a disproportionate share o f the
responsibility for family care and ensuring that the leave policies w ork flexibility and
artificial prom otion restraints are reformed
Finally racial and ethnic diversity in the w orkforce has increased through
immigration In the US immigration has accounted for more than 50 o f the increase
in the w orkforce in the 1990s (Deavers et al 1999) In both the US and Canada about
half o f all immigrants originated from northern Europe in the 1950s and 1960s In the
later 1960s and 1970s immigrants were more likely to be from southern Europe
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45
including Greece Spain and Portugal Beginning in the 1970s and 1980s and
culminating in the 1990s southern Asia became the main source o f newcomers to both
Canada and the US In the late 1990s and into the next century it is predicted that Latin
America will increasingly becom e Canadas main source o f immigrants When people
with different habits and world views are in the workplace misunderstandings and
conflicts occur Some writers question whether cultural diversity is anything new In the
US the proportion o f the population that is African-American has remained fairly stable
while the number o f immigrants entering the country is only slightly higher (Richman
1990) However there are other factors to take into account other than percentage o f
cultures in the population In the US the affirmative action era has increased integration
in areas where African-Americans were not traditionally employed (Jackson amp
Associates 1992) Also as was noted above the source countries o f immigrants are
much more varied than at the turn o f the century Furthermore with the creation o f more
horizontal organizations and team-based management styles the interaction o f different
cultures increases ldquoDiversity describes the make-up o f the group Inclusion describes
which individuals are allowed to participaterdquo (Miller 1998 p 1) Cox (1995) indicates
that diversity in the workplace potentially lowers members morale and makes
communication more difficult One empirical study indicates that heterogenous groups
experience more turnover than homogenous groups (Jackson et al 1991) Creating an
inclusive organization is therefore important and difficult ldquoOrganizations are beginning
to identify diversity as a potential asset and are making inclusion o f differences a part o f
their culture and success M ost organizations however require a fundamental culture
change to value difference as an assetrdquo (Miller 1998 p 4)
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46
Preparing Tor the Future Survey of LeadersrsquoPerspective o f Competency
Introduction
Globalization technology downsizing and diversity are creating an
increasingly complex environment o f rapid change and driving organizations to become
less hierarchical with more emphasis on teamwork
The leadership competencies required to succeed in this fast-changing
unpredictable environment are constantly being redefined In fact both the structural
changes in organizations and the complexity o f the issues indicate that no one individual
or one trait or behavior or situation can be sufficient for success in this environment
The interconnectedness o f our global community requires an interdependent view of
leadership This approach is being critically examined by a wide num ber o f academic
practitioners (Bennis 1994 1995 1997 Covey 1992 Hamel amp Prahalad 1994 Kotter
1995 1996 Senge 1994)
In this section we will discuss several surveys o f leaders The first is a
general com petency model developed by Spencer and Spencer (1993) The second is a
survey by Duncan and Harlacher (1991) designed to determine the competency profile o f
leaders in an educational setting Donnelly and Kezbom (1994) investigated critical
leadership qualities required for effective project management W atson W yatt ( 1998)
provides a competency-based leadership framework that is global in scope Finally this
section ends w ith a survey conducted by Diaz ( 1999) designed to determ ine the
competency profile required for human resource managers in the 21ldquo century The Diaz
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
47
w ork is particularly relevant since human resource specialists implement the selection and
recruitment strategies related to a particular com petency profile and are more recently part
o f the decision-making process for the development o f the workforce
Spencer and Spencer A General Model
Spencer and Spencer (1993) present a series o f competencies that they and
other researchers see as increasingly important for executives managers and employees
in organizations in the future These perspectives are based on external drivers alm ost
identical to those discussed previously
For executives these competencies consist o f strategic thinking change
leadership and relationship management For m anagers these consist o f flexibility
change implementation entrepreneurial innovation interpersonal understanding
empowering team facilitation and portability Spencer and Spencer (1993) provide
detailed descriptions o f these competencies
From a comprehensive review o f the com petency research literature Slivinski
and Miles (1997a) conclude that although term inologies for competencies differ across
profiles and time the constructs underlying successful perform ance are generally
equivalent They argue that the focus should be on the understanding rather than the
nomenclature (Slivinski amp Miles 1997a)
Accordingly for the purpose o f the survey undertaken by the authors the
competencies identified by Spencer and Spencer (1993) as being increasingly im portant
in the future for executives and managers were redefined to terminology in m ore com m on
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
48
usage W ork motivation under time pressure which was identified by Spencer and
Spencer (1993) as increasingly important only for employees was also included In
addition ethics and base job requirements o f organizational (administrative) ability and
businesstechnical knowledge were added
The definitions for teamwork visioning organizational interpersonal
relations communication skills stamina ethics and values are those used by the Public
Service Commission o f Canada This agency is legislatively responsible for promotion
recruitment and development o f public service employees o f the Government o f Canada
in accordance with the principle o f merit Problem solving ability to leam
entrepreneurial competencies and negotiationconsultationengagement are defined by
the Public Service Commission as subsets o f cognitive capacity behavioral flexibility
and communications respectively Teaching and businesstechnical knowledge as well
as cosmopolitanworld view were added to test their continued applicability in the
z r-cen tu ry environment Table 1 provides a comparison o f the Spencer and Spencer
competency model and the profile used in the survey for this thesis
Duncan and Harlacher Competencies for an Educational Setting
For example Duncan and Harlacher (1991) conducted a survey to determine a
competency profile for an ideal executive leader o f an American community college for
the 2 r lsquo century They surveyed the Chief Executive Officers o f 10 institutions The
results o f this survey were characterized into five dimensions (1) institutional vision and
revitalizationmdashstrategic analysis o f the long-term impact o f pending decisions (2) ethical
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
49
Table 1 Comparison o f Competency Profile
Spencer and Spencer Competency Competency Used in Survey1
Strategic thinking Problem solving (anaKiical decisive judgment innovative)Ability to leam (integrative intelligence change agent)
Change leadership Vision (creativity) Communications skills
Relationship management Interpersonal (relationship collaborative serving others)Negotiationconsult and engage
1 Flexibility
1
Ability to leam (integrative intelligence change agent)Entrepreneurial (risk taker experiment)
1 Change implementationi1
Communications skills TeamworkTeaching (coaching mentoring)
Entrepreneurial innovation Initiative (m otivated)
Interpersonal understanding Interpersonal (relationship collaborative serving others)
i Team facilitation Teamwork
i Portability Cosmopolitanworld view
W ork motivation under time pressure1
Staminaresilienceself-renewal
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
50
leadershipmdashintegrating personal philosophies into the institutions value system (3 )
institutional power and transform ationmdashestablishing an environment which fosters
innovation and creative problem solving (4) political leadership-m aintaining coalitions
to advance the cause o f the institution and (5) institutional conceptualization and
survival mdashthe ability to perceive and analyze institutional issues from a global
perspective
Donnelly and Kezbom Competencies for Project Leaders
Another study by Donnelly and Kezbom ( 1994) investigated those critical
leadership qualities most im portant for effective project management In this study a
distinction is made between competency and know-how Com petency was defined as an
augmentable quality o f leadership that appears to be a personality construct but is
capable o f modification via skills awareness and developm entrdquo (Donnelly amp Kezbom
1994 p 3) Know-how w as defined as strictly learned information that is ldquoan elem ent o f
leadership comprising a body o f knowledge that is largely learned via education training
and on-the-job experiencesrdquo (Donnelly amp Kezbom 1994 p 3) This study indicated that
in the future more and m ore organizations will have matrix structures with few er
hierarchical structures and largely composed o f horizontal teams There was a m arked
distinction between those subjects o f the study that had matrix o r hierarchical experience
Those in hierarchical structures ranked know-how higher than competencies relative to
matrix organizations This study concluded that project leaders ldquoin addition to being
astute at managing subordinates must be more analytical m ore integrative more
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
51
Watson Wyatt Global Competencies
W atson W yatt (1998) a private sector managerial consulting firm conducted
a survey o f 11000 employees in the US and Canada as well as a survey o f 2000 senior
managers from 24 countries around the world to update a 1977 model o f a competency-
based framework developed by Dalton Thom pson and Price (1977) They assumed that
individuals progressed through competency stages linearly stage 1 following
directionsmdashthe apprentice stage 2 contributing independentlymdashthe colleague stage 3
contributing through othersmdashthe mentor and stage 4 influencing organizational
directionmdashthe sponsor Watson W yattrsquos motivation for updating this study is that in the
20 years since the original study organizations have become flatter and less hierarchical
AJso the im portance o f information and technology has increased the number o f
knowledge workers The study developed what they term the ldquovalue-creation
continuum
A key difference between W atson W yattrsquos perspective and that o f
Dalton et al is that individuals instead o f following a linear progression through
competencies can contribute on multiple dimensions depending on their role at a given
moment In the W atson Wyatt model a new dimension has been added called
contributing through expertisemdashdimension three This was added to capture particularly
workers in technology fields They added another factor to the fourth dim ension-
contributing through othersmdashwhich is the ability to accomplish things through others
which is a higher standard than merely being proficient in more than one area A fifth
dimension has been added called contributing through vision This is seen as higher than
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
52
the sponsor role as it defines individuals who not only have a significant influence on the
whole organization but whose organization extends outside their w ork group
The W atson Wyatt study recognizes the pace o f change and the complexity o f
the world today through its flexible structure through a seemingly simple but profound
shift from the concept o f stages to dimensions It recognizes that in the 21 century
individuals move back and forth through dimensions as their roles o r positions change An individual may return to dimension one or two when he or she needs to leam a new technology or role and then move back to dimension three four or five as knowledge skills and expertise grow (W atson Wyatt 1998 p 6)
Diaz Competencies for Human Resources Specialists
Diaz (1999) in his March 1999 study o f challenges facing Venezuelan human
resource managers in the 21 century surveyed the opinions o f a sample o f 400
individuals com posed of executives human resource practitioners university professors
and students In his findings Diaz found no significant differences in the opinions of
these groups o f participants about the skills required for the 21 century Interpersonal
skills such as teamwork achievement motivation pro-active attitude and ethical values
and directive skills such as vision leadership entrepreneur spirit able to develop
strategic alliances were ranked extremely important (Diaz 1999 p iv) Ranked low in
importance w ere knowledge o f specific areas such as psychology labor statistics and
statistics Diaz sets his study against the backdrop o f a number o f trends affecting
Venezuela including globalization an increasingly multi-cultural workplace the rapid
growth o f new information technology and increased organizational downsizing These
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
53
are similar to the drivers that motivated the study o f future com petencies o f Watson
Wyatt and the hypotheses o f Spencer and Spencer
In response to ongoing increasingly rapid change organizations o f the future
will be less liierarchical more organizationally flexible and include more horizontal
teams (Spencer amp Spencer 1993) Just as IBM had by the beginning o f the 1990s trained
managers fo r a world that no longer existed leaders to be successful in the future must
have the com petencies necessary for both the continually changing environment o f the
future and the organizational structures that will need to be adopted to function
effectively In a world where relationship defines success and where change is at an
increasingly fast pace tom orrow rsquos leaders must be able to deal with ambiguity while
maintaining multiple relationships-both horizontally and vertically
Reproduced with permission of tfie copyrigfit owner Furtfier reproduction profiibited witfiout permission
CHAPTER 3
M ETHODOLOGY
Introduction
This chapter describes the design and methodology o f the study This study
responds to the following four research questions
Research Question 1 Has there been a shift in public sector leaders
perception as to the leadership com petencies required in the past as compared to the
leadership competencies required for the 21rdquo century
Hypothesis 1 The ratings o f leadership competencies required will differ
from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
1 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies for leaders 20 years ago
2 W hat are the perceptions o f current Canadian public sector leaders as to the
required leadership competencies fo r leaders in the 21ldquo century
54
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
55
Research Question 2 If there is a shift in perceptions are external
environmental drivers globalization technology downsizing and diversity related to that
shift
Hypothesis 2 Leaders will rate the external drivers as influencing leadership
competency requirements
Research Question 3 Is there a divergence or convergence o f views between
leaders in the public sector and the general public as to the required leadership
competencies in the 21 century
Hypothesis 3 Leadersrsquo ratings o f leadership competencies required for the
21 century will differ when com pared to the general publicrsquos ratings o f leadership
competencies required for the 21 century
In addition consensus between groups will be tested to determine
Research Question 4a Is there a consensus o f views between leaders in the
public sector and those in the private sector as to the size o f the shift between 20 years
ago and in the 21 century
Hypothesis 4a The public sectorrsquos size o f shift between past and present
required leadership competencies will differ from that o f the private sectorrsquos
Research Question 4b Is there a consensus o f views between public and
private sector leaders and the general population on which if any o f the leadership
competencies are the most important
Hypothesis 4b Each group will perceive some leadership com petencies as
more important than others
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
56
It is hypothesized that leaders in both sectors will differ from the general
population
Methodology
To facilitate the management o f the research this study may be delineated into
four phases
1 Identifying the methodology and the survey pools (public sector leaders
general public)
2 Developing the survey instrument and identifying the leadership
competencies to be investigated
3 Administering the survey to the specific populations
4 Analyzing the results
a Public sector leaders
b Comparing the results obtained from the public sector leadersrsquo
survey question 2 with results obtained from the general public population
identifying any similarities and reviewing any differences
c Comparison o f public sector leadersrsquo results with results from the
private sector leadersrsquo survey
The four phases o f the research are explained and detailed below
Phase 1 Identifying the Methodology and the Survey Pool
In order to develop an appropriate instrument for identifying current leadersrsquo
perceptions o f the competencies for the 21ldquo century two distinct methodologies w ere
considered the Delphi technique and the survey method
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
57
The Delphi technique has been used quite successfully when attem pting to
ascertain nevvs on an issue or problem related to the prediction o f the future The
technique also affords an opportunity to develop a consensus o f views for topics which
are highly subjective The purpose o f the Delphi method which was developed in 1953
by the Rand Corporation to ascertain if there was a consensus view among military
experts on the issue o f the atomic bomb is to elicit perceptions o r Judgments held by
experts knowledgeable in a specialized area (Boberg amp M orris-Khoo 1992) However
given that the purpose o f this research was to establish whether it was possible to identify
some generic attributes for leadership in the IT century the possibility o f finding experts
who would provide the breadth o f experience without being linked too closely to a
particular field proved difficult Since the authors could not identify any specific
empirical base for the study it was decided that while a qualitative study might have
provided a m ore nuanced description o f the competencies for the 2T century a
quantitative survey based on the shifting perceptions o f Canadian leaders w ould make the
greatest contribution to the field in ensuring baseline data for further study in the field
Quantitative Survey
For the purposes o f this study there were two target survey populations the
public sector leaders population and the general public population The following
describes each sample population and the survey methodology employed
Public sector leaders population
In responding to the first research question (Has there been a shift in public
sector leadersrsquo perception as to the competencies required in the past as com pared to the
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58
competencies required for the 2 P lsquo century) the survey pool used for this study comes
from an existing database o f senior public servants at municipal provincial and the
federal levels o f government Table 2 delineates the various clusters o f individuals that
made up the survey pool and the proposed basis for sampling for the survey As is noted
in Table 2 where the sample size was not based on a census the methodologgt for
choosing the sample has been identified
Table 3 delineates the response rate for the 1999 survey among the various
sectors in the public sector target population
-A 12 response rate is within the 10-15 range common to mail-in surveys
(Boyd amp Westfall 1972 Kanuk amp Berenson 1975 Luck Wales amp Taylor 1970
McDaniel amp Rao 1980 W under amp Wynn 1988 Yu amp Couper 1983)
The response rate o f 12 was deemed acceptable based on historical data for
this database Table 4 provides the most recent response history o f the Rethinking
Government national survey for the public sector target sample
While the sample was not stratified by gender age or region Tables 5 6 and
7 describe the gender age and educational level o f the sample population
General public sample population
In order to consider the third research question (Is there a divergence or
convergence o f views between leaders in the public sector and the general public as to the
required leadership competencies in the 21ldquo century) the results o f the public sector
leadersrsquo survey were com pared to a sample o f the general public (laquo=1503) The general
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59
Table 2 Sample Size and Selection Criteria for the Public Sector Leaders
Leaders Selection Criteria Population Sample
Federal 431 431Federal MPs All 301Federal DMsADMs All 130
Provincial 1390 758Provincial MPPsMLAs Random 765Provincial DMsADMs All DMsRandom ADMs 625
Municipal 480 411MayorReeves Descending city size 255Municipal clerks Descending city size 225
Table 3 Response Rate for the 1999 Survey Among the Various Sectors in the PublicSector Target Population
Sector Percentage
Total Federal
Total Provincial
Total Municipal
127
136
167
Total Public Sector 142
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60
Table 4 Response History o f the Rethinking Governm ent National Survey for the PublicSector Target Sample
Y ear Percentage
1996 14
1997 12
1998 17
1999 142
Table 5 Gender Distribution o f Public Sector Leaders
G ender Percentage
Male 69
Female 3 1
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61
Table 6 Age Distribution o f Public Sector Leaders (=227)
Age Percentage
lt35 26
35-44 181
45-54 551
55-64 211
654- 3 1
Table 7 Educational Achievement o f Public Sector Leaders (raquo=227)
Educational Level Percentage
Graduated from high school (grade 12-13) 3
Vocationaltechnical college or CEGEP 2
Trade certification 1
Some university 8
B achelors degree 25
Professional certification 17
G raduate degree 44
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62
public survey sample o f 1503 was randomly generated from the Canadian population o f
persons over the age o f 16 and was conducted by means o f a centralized com puter-
assisted telephone interviewing facility The sample was stratified along age gender and
regional lines (Atlantic Quebec Ontario Prairies and British Columbia) as described in
the following tables (Tables 8 9 10)
The full sample yielded a margin o f error o f -r- 18 percentage points
19 times out o f 20
The research question noted above was embedded in the Ekos Research
bullAssociates Rethinking Government survey and represented 1 o f the 21 questions posed in
the survey
Telephone Survey
The intent is to compare the results o f public sector leadersrsquo perception o f
required leadership competencies for the 21ldquo century with results obtained from a
telephone survey o f the general populationrsquos perception o f the requirement for 11 o f the
same leadership competencies as were tested in the public sector leaders survey Not
included in the survey o f the general population were interpersonal teamwork
businesstechnical knowledge and vision
Private sector leaders population
In responding to the fourth research question (Is there a consensus o f views
between public and private sector leaders and the general population on which if any o f
the leadership competencies are the most important) data from a separate research study
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63
Table 8 Gender o f General Population Telephone Survey (t=1503)
Gender Percentage
Female 51
Male 49
Table 9 Age Breakdown o f the General Population Sample (=1499)
Age Percentage
lt25 17
25-34 18
35-44 22
45-54 20
55-64 7
65+ 15
DKNR I
donrsquot know no response
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64
were used (W atson 2000) The Private Sector L eader survey data com e from an existing
pool o f senior Canadian leaders including C h ief Executive Officers (CEOs) and senior
executives from the private sector A sample o f 960 CEOs of the top econom ic
perform ing Canadian companies as identified by total revenues was sent a sur ey
questionnaire w ith a m ail-in response
The sam ple was not stratified by gender age o r region Table 11 delineates
the response rate for the 1999 suiwey between private sector companies w ith differing
numbers o f em ployees
A response rate o f 126 was deem ed acceptable based on historical data for
this group which has been identified by Ekos for a longitudinal study Table 12 provides
the most recent response history o f the Rethinking Government national survey
Phase 2 Developing the Surv ey Instrument and Reviewing Competencies
Survey Instrument
M ail-in Public Sector Survey
The survey instrument was developed as a m ail-in surv ey G iven the tim e
constraints o f the individuals being surveyed and the num ber of surv eys these individuals
see in any given period the length and the presentation o f the questionnaire w ere key
considerations
Respondents were asked to use a L ikert scale to rank their perceptions o f the
leadership com petencies required 20 years ago and those that will be necessary 20 years
from now The researcher chose a Likert scale because o f the advantages o f this scaling
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65
Table 10 Sample Stratified by Region (=I503)
Region
British Columbia
Alberta
Prairies
Ontario
Quebec
Atlantic
Percentage
13
10
7
38
24
8
Table 11 Response by Number o f Employees (= 121)
Percentage Number Number o f Employees
31
29
40
38
35
48
lt100
100-500
over 500
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66
Table 12 Response History of the Rethinking Government National Survey
Year Percentage
1996 14
1997 12
1998 17
1999 142
technique First individuals typically have the same understanding o f the differences
between the points on the scale which enables comparison o f rankings Second this
approach has been found to yield data which can be analyzed by statistics for normal
distributions For both reasons this type o f scale provides informative and uncomplicated
data (Arnold McCroskey amp Prichard 1967 Edwards 1957)
A sample questionnaire is provided in Appendix 4 o f this paper
Reviewing and identifying the competencies
The 15 competencies were identified by the sponsors o f the research and
therefore closely track the competencies currently used in the Canadian federal public
service The competencies including teamwork problem solving ability to learn
communication skills vision interpersonal entrepreneurial initiative stamina ethics
organizational and negotiationconsultengage are identified as part o f the Public Service
Commissionrsquos competencies for public service managers In addition businesstechnical
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67
knowledge cosmopolitanworld view and teaching were added to be consistent with the
literature
Phase 3 Administering the Survey
Mail-in Leaders Survey
The survey was sent by mail to all leaders in the survey pool in
September 1999 to maximize the response rate by avoiding both the summer holiday
season and any fiscal year-end considerations Included in the package was a letter
describing the study the questionnaire and the response envelope Respondents were
reminded to complete the survey 21 days after the initial mail-out Once a 12-15
response rate had been achieved and a minimum o f 4 weeks had elapsed the results were
tabulated for analysis The sample o f public sector leaders for the purposes o f this study
included 227 individuals (=227) The sample o f private sector leaders for the purpose o f
this study included 121 individuals (=121) (Watson 2000)
Telephone Survey of a Random Sample of the General Population
The telephone survey o f the general population with respect to question 2 was
embedded in an existing Rethinking Government survey with a sample population o f
1503 (laquo=1503) This survey w as administered by Ekos Research Association
The results o f this national random sample o f Canadians over the age o f 16
were gathered between July 15 and July 30 1999 The time lag between the mail-in
survey and the telephone survey is not deemed to be significant as there were no
outstanding short-term econom ic or political events during the period that would have
influenced perceptions
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68
Phase 4 Analyzing the Results
In analyang the results the Statistical Program for Social Sciences (SPSS)
was used The results were tabulated with the data analyzed to respond to the research
questions
Public Sector Leadersrsquo Analysis
The focus o f the analysis was to determine if am ong the sample population
there has been a shift in perception as to the required leadership competencies The
comparison o f the leadersrsquo perceptions o f the required skills for leaders 20 years ago and
their perceptions o f the required skills for leaders in the 21ldquo century provides some basis
to evaluate w hether training and development needs o f potential leaders should be altered
as a result o f the changing requirements This analysis was completed by comparing
responses and adjusting statistically for the variance in the responses
f-tests for dependent paired means were applied for within group comparisons
as the actual population variance is unknown Tw o-tailed probabilities are reported as the
direction o f the differences could not be predicted from the research base for every
competency
In com paring shifts in competency ratings only cases where a rating was
provided for both 20 years ago and the 21ldquo century w ere included in the analysis To
compute a mean within one time epoch all ratings are included In the paired -test that is
applied to determine the significance o f changes betw een tim e epochs only where ratings
are provided for both time epochs are they included in com puting a change One effect o f
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69
paired ratings can be that means computed for each time epoch separately may not match
exactly means that are based on paired ratings For example if a respondent rates a
competency as im portant in the past that rating is included in computing the mean for the
past When com puting the mean difference over time that rating would be excluded if
the respondent did not also provide a rating for that competency in the future Because
some ratings that contribute to the mean in one time epoch may not be included in the
computation o f the shift in a competency rating means may differ when the data contain
missing cases
The 95 confidence level was adopted as the cut-off for significance
reflecting research and publication standards (Coldeway 1989) When probabilities were
slightly above 05 but less than 10 differences were described as approaching
significance
Although there is some hesitation in applying inferential statistics such as t to
ordinal scale data it is a commonly used approach for Likert data as responses are
generally normally distributed and results are considered relevant for discussions o f
general trends (Arnold et al 1967 Edwards 1957)
External Drivers Analysis
To support the premise that changes in perceived competency requirements
are related to external drivers the leaders ratings o f the importance o f each o f the four
drivers was analyzed Respondents were asked to rate the importance o f each external
driver on a scale o f 1 -7 from low to high importance
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70
In testing for significance the researcher chose a two-tailed -test applied on
the differences betw een dependent means o f the external driver ratings This test was
chosen based on one group o f subjects with a repeated measure and not more than two
observations per subject (Coldeway 1989)
Comparison of Results Between the Public Sector Leadersrsquo Survey and the General Public
The results obtained from the public sector leadersrsquo survey (survey question 2)
were compared with results obtained for the same survey question from the General
Public population survey identifying any similarities and reviewing any differences This
analysis is important in testing how broadly the future competencies are acknowledged
In addition this allows a comparison o f individual versus organizational perspectives
j-tests w ere applied on comparisons o f means between groups r-tests are
commonly used when population variance is known and -tests when population variance
is unknown However -tests for differences even for independent means are based on
the assumption that sample variances are equal even though they are unknown In this
case the variance o f the general population and leadersrsquo samples could not be assumed to
be equal because the leaders by virtue o f their position would be likely to differ in at
least demographic variables such as age or education A modified r formula does not
require the equal sample variance assumption and was therefore considered to be the
more appropriate statistic in addition the large sample size supports the application o f
the z formula because convergence with population variance increases with sample size
(Hogg amp Tanis 1993)
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71
Comparison o f Results Between the Public Sector and the Private Sector Leaders Survey
The shifts in perceptions o f the required competencies for leaders in the
21 century as measured by the survey o f the public sector were compared to the shifts in
perceptions as measured by the analysis o f the private sec to r survey
This analysis is particularly useful in determining if there is a convergence o f
perceptions by both public sector and private sector leaders as to the importance o f
leadership competencies for the 21 century To the extent that both sectors are seeking to
cross fertilize their leadership personnel the extent to which both sectors share a
common perception o f the future com petencies facilitates that transfer o f personnel
Ranking W ithin groups
The ratings for the com petencies were ranked to establish an order o f level o f
importance Mean rankings were tested for significance to determine if any com petencies
are o f higher importance This was applied for each leaders group and the general
population
To determine if any com petencies were perceived as being m ore im portant
than others the mean ratings for each competency were ranked in descending order
Confidence interval comparisons w ere used to determine i f the ranked mean for one
com petency rating differs significantly from the ranked m ean for another com petency If
the confidence intervals for two com petencies overlap it cannot be inferred that the ir
m eans differ significantly Therefore only when the confidence intervals do not overlap
can ranked means be described as significantly higher or low er than another
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72
Ranking Between groups
The order in w hich the competencies were ranked was com pared across
groups to determine if both leaders groups rated sim ilar sets o f competencies as m ore
im portant than other competencies The general populations rankings w ere com pared to
the public and private sector leaders to identify organizational versus individual
perspective differences
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
CHAPTER 4
RESL^LTS
Introduction
The ratings by public sector leaders o f leadership competencies were used to
determine if there is a difference between perceived importance 20 years ago and in the
21 century The hypothesis that a shift would be due to a set o f external drivers was
tested by public sector leaders rating the importance o f each driver To support the
validity o f considering public sector leaders as subject m atter experts differences
between organizational perceptions those o f the leaders and individual perceptions
those o f a sample o f the general population were compared Tw o additional analyses
combine data from the two research studies public sector leaders and private sector
leaders One addresses the size o f shift in requirements over time Will the changes be
larger for one sector than anotherrsquo The other analysis compares the top ranked
competencies across groups Is there a difference in what public and private leaders
consider the most im portant competencies and do they differ from what individuals in the
general population perceive
j
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74
Shift 20 Years Ago to 21ldquo Century
Q uestion 1 Has there been a shift in public sector leadersrsquo perception as to
the leadership com petencies required in the past as compared to the leadership
competencies required for the 21ldquo century
It w as hypothesized that the ratings o f leadership competencies required will
differ from the past as compared to the future
The analysis for this research question was based on an assessment o f the
difference in perception that leaders express with respect to past and future leadership
competencies The following two questions guided the data analysis regarding this
hypothesis
Q uestion la W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders 20 years ago
Q uestion Ib W hat are the perceptions o f current Canadian public sector
leaders as to the required leadership competencies for leaders in the 21 ldquo centuryrsquo
The im portance o f each competency was rated by public sector leaders
20 years ago and in the 21ldquo century
The variability o f responses is greater for the ratings o f competencies in the
past as com pared to the future For the ratings o f the 21ldquo century there is less variability
especially am ong the top-rated competencies demonstrating a strong consensus o f views
In examining Table 13 it is apparent that the relative ordering o f importance
for some com petencies has changed from the past as compared to the future For
example 20 years ago cosmopolitanworld view had the lowest mean at 3 493 whereas
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75
Table 13 M eans and Standard Deviations o f the Ratings by Public Sector Leaders o f Leadership Competency Requirements 20 Years Ago and in the 21ldquo Century
Competency 20 Years Ago Competency 21ldquo Century
Initiative 5486 (1199) Vision 6419 (807)
Problem Solving 5450 (1143) Communication 6379 (702)
Organizational 5390 (1188) Teamwork 6242 (740)
BusinessTechnical 5344 (1306) CosmoW orld View 6185 (863)
Stamina 5256 (1227) Ability to Leam 6159 (854)
Ethics 5158 (1381) Ethics 6128 (1007)
Communication 4789(1272) Problem Solving 6009 (882)
Vision 4586 (1391) Initiative 5969 (840)
Interpersonal 4574 (1374) Interpersonal 5925 (972)
Entrepreneurial 4561 (1546) Negotiation 5797 (947)
Negotiation 4516 (1237) Entrepreneurial 5661 (1028)
Ability to Leam 4491 (1291) Stamina 5619 (1065)
T eamwork 3897(1440) Teaching 5489 (1036)
T eaching 3857 (1318) Organizational 4991 (1244)
Cosmopolitan 3493 (1345) BusinessT echnical 4867(1 211)
World View
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
76
in the 21 century respondents gave a mean response o f 6185 With respect to
businesstechnical knowledge 20 years ago the mean response o f 5344 was among the
top five mean scores whereas for the 21 century this competency received the lowest
mean score
-tests two-tailed were used to compare rating means for past and future
requirements Results are presented in Table 14 Differences were significant for all
competencies with ratings higher for the 21 century than for the past across all
competencies except for businesstechnical knowledge and organizational skills where
21 -century ratings were lower
External Driver Influence on Competency Requirements
Q uestion 2 If there is a shift in perceptions are the external drivers-
globalization technology downsizing and diversity-related to that shiftlsquod
It was hypothesized that leaders will rate the external drivers as influencing
leadership com petency requirements
It has been previously suggested that the external drivers used in this research
are influencing the need for leadership competencies To support this relationship public
sector leaders were asked to rate the importance o f each external driver on the 1-7 point
scale Responses were described at high moderate or low points on the scale and
percentages calculated for each driver at each descriptor -tests two-tailed were applied
to the means Data are presented in Table 15
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
77
Table 14 Significance o f Shift Degrees o f Freedom Values and Probabilities o f the Ratings by Public Sector Leaders o f Past and Future Leadership Competency
Requirements
Competency J f
CosmopolitanAVorld View 222 26782 p lt 000
Team work 223 21375 p lt 000
Vision 221 17946 p lt 000
Ability to Leam 222 16577 p lt 000
Communication 222 16531 p lt 000
Teaching 220 15103 p lt 000
Negotiation 222 12434 p lt 000
Interpersonal 222 12056 p lt 000
Ethics 221 9834 p lt 000
Entrepreneurial 222 9743 p lt 000
Problem Solving 221 5 751 p lt 000
Initiative 221 5424 p lt 000
Stamina 222 3165 p lt 002
Organizational 221 -3397 p lt 001
BusinessT echnical 222 -3777 p lt 002
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
78
Table 15 Means Standard Deviations and Percentages o f the Ratings by Public Sector Leaders o f the Influence o f External Drivers on Leadership Competency Requirem ents
for the 21ldquo Century
External Driver Ratings High M oderate Low
Globalization 5911 (1014) 86 10 1
Technology 5964 (1024) 90 7 3
Diversity 4920(1386) 65 19 15
Downsizing 4200(1323) 39 32 28
Comparison o f mean ratings indicates that globalization and technology are
considered equally important Globalization and technology are considered to have more
influence than diversity t (224) = 9 303 (p lt 000) t (223) = 9222 (jj lt 000) and than
downsizing i (224) = 15500 p lt 000) t (223) = 17060 p lt 000) Diversity is
considered to have more influence than downsizing t (224) = 6324 p lt 000)
The ranking o f the drivers is significant in that some are considered more
important than others however it should be noted that almost 40 o f the sample
considered even the lowest rated driver downsizing to have a high influence and 71
considered it to have at least a moderate influence
Leader and General Population Perspectives
Question 3 Is there a divergence o r convergence o f views between leaders in
the public sector and the general public as to the required leadership com petencies in the
21 ldquo centuryrsquo
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
79
It w as hypothesized that leaders ratings o f leadership competencies required
for the 2T centurs will differ when compared to the general publicrsquos ratings o f leadership
competencies required for the 21rdquo century
Because the external driversrsquo impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflecting an organizational perspective rather than that o f an individual
Individuals may experience the external drivers as more general influences without
consideration o f specific strategic objectives values or work while leaders may
experience them specifically as they affect their organizationrsquos objectives values and
work An individual may rate the importance o f leadership competencies from the point
o f view o f what they personally would need to focus on to take a leadership role whereas
an organizational perspective would frame a response in terms o f the needs o f the
organization itself
To determine if there were differences in the perceptions o f the general
population and public sector leaders r-tests (as described previously) on the independent
sample means w ere calculated Results are presented in Table 16
W hile it is important to note that a direct comparison betw een the rankings o f
competencies betw een the leaders and the general population is somewhat constrained
given the fact that four o f the competencies (businesstechnical knowledge interpersonal
teamwork and vision) rated by the leaders w ere not ranked by the general populations it
is nonetheless possible to make some general observations with respect to the
comparisons betw een the two groups The general population rated a number o f
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80
Table 16 Means and Standard Deviations o f the Ratings by Public Sector Leaders and the General Population o f Leadership Competency Requirements for the 21ldquo Century
Competency Public Sector General DifferenceLeaders Population
Problem Solving 6009 (882) 6290 (948) -0281
Ability to Leam 6159 (854) 6364 (695) -0205
Communication 6379 (702) 6318 (913) 0061
Initiative 5969 (840) 6170 (991) -0201
Entrepreneurial 5661 (1028) 5694(1170) -0033
Teaching 5489 (1036) 5672 (1239) -0183
Stamina 5619 (1065) 5668 (1197) -0049
Ethics 6128 (1007) 6262(1106) -0134
Organizational 4991 (1244) 5998 (1094) -1007
Negotiation 5797 (1947) 6106 (1022) -0309
CosmopolitanAVorld View 6185 (1863) 5668 (1283) 0517
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
81
competencies as more important for the 21ldquo century than did public sector leaders O f
these the following were statistically significant problem solving r = -4795 p lt 000)
ability to leam z = -3595 p lt 000) initiative r = -3597 p lt 000) teaching z = -2646
ip lt 008) ethics z = -2008 p lt 044) organizational skills z = -12171 p lt 000) and
negotiating z = -4905 p lt 000)
Public sector leaders rated cosm opolitanworld view at a significantly higher
rate than did the general population z = 9028 p lt 000)
In reporting these results it is im portant to note that significance is achieved
even when actual mean differences are small This results from the high degree o f
consensus am ong the raters regarding the im portance o f each competency for each epoch
Combined Data Public and Private Sector Leaders and General Population Diflerences
This section o f the results combines findings from the public sector leaders
group and the private sector leaders group (W atson 2000) It has been established for
both groups that there is a shift in the perception o f leadership competency requirements
between the past and the 21ldquo century It has been supported that this shift is a function to
some extent o f the set o f external drivers defined for this study Additional analysis
indicates that each group o f leaders differs from the general population in their
perspective o f how important each competency will be in the future
Comparisons o f ratings by public and private sector leaders are reported to
address two issues First is there a difference in the size o r degree o f shift between these
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
82
groups o f leaders that is is there a bigger change for leaders in one sector o r the other
Second is there a difference in which o f the leadership competencies is perceived as the
most important and does that differ from the perspective o f the general population
Degree of Shift
Question -fa Is there a consensus o f views between leaders in the public
sector and those in the private sector as to the size o f the shift between 20 years ago and
in the 21 century
It was hypothesized that the public sec to rs size o f shift between past and
present required leadership competencies will differ from that o f the private sectors
Data are presented in Table 17 r-tests (as described previously in chapter 3)
on the differences in the mean differences indicated significantly different size shifts
Public sector leaders demonstrated a larger shift in leadership requirements
than did private sector leaders on vision r - 2488 ip lt 016) entrepreneurial skills
r = 2305 ip lt 022) and approached significance for negotiating r = 1898 ip lt 056)
Public sector leaders indicated that the difference in the requirements for these
competencies will increase more so than in the private sector
Ranking of Competencies Within Groups
Question 4b Is there a consensus o f views between public and private sector
leaders and the general population on which if any o f the leadership competencies are
the most important
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
83
Table 17 M ean Differences and Standard Deviations o f the Shift in Ratings by Public Sector Leaders and Private Sector Leaders o f Leadership Competency Requirements
Competency Public Sector Leaders Shift
Private Sector Leaders Shift
Difference
T eamwork 2348 (1644) 2133 (1608) 0215
Problem Solving 0559(1447) 0567(1488) -0008
Ability to Leam 1677 (1511) 1639(1454) 0038
Communication 1596(1442) 1558 (1500) 0038
Vision 1829(1510) 1364(1718) 0465
Interpersonal 1345 (1886) 1479(1641) -0134
Initiative 0482 (1324) 0525 (1270) -0043
Entrepreneurial 1103 (1691) 0678 (1603) 0425
Teaching 1629(1803) 1521 (1473) 0108
Stamina 0372(1745) 0331 (1422) 0041
Ethics 0 959(1484) 0802(1 430) 0157
Organizational -0392(1719) -0227(1475) -0165
BusinessTechnical -0471 (1882) -0142(1502) -0329
Negotiation 1291 (1551) 0975 (1429) 0316
Cosmopolitan 2691 (1500) 2669(1575) 0022
World View
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
84
It was hypothesized that each group will perceive som e leadership
competencies as more important than others
It was hypothesized that leaders in both sectors will differ from the general
population
Public sector leaders
To determine if the ratings by public sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table IS
Organizational skills and businesstechnical knowledge indicate lower ratings for
importance than the other competencies p lt 05)
Private sector leaders
To determine if the ratings by private sector leaders o f the leadership
competencies required in the 21rdquo century differed in terms o f importance the ratings were
ranked and compared using a 95 confidence interval Data are presented in Table 19
(W atson 2000) Private sector leaders rated a number o f com petencies significantly
higher than others These include vision cosmopolitanworld view ability to learn
communication teamwork and initiative p lt 05)
General population
To determine if the ratings by the general population o f leadership
competencies required in the 21 rdquo century differed in terms o f importance the ratings were
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
85
Table 18 Public Sector Leaders Ranking o f Leadership Competency Requirements byMean Ratines With Standard Deviations and Confidence Intervals
Com petency Rank Rating Confidence Interval Lower U pper
Vision 1 6419 (807) 6313 6524
Communication 2 6379 (702) 6288 6470
Team work 3 6242 (740) 6146 6 339
Cosm opolitanW orld View 4 6185 (863) 6073 6297
Ability to Learn 5 6 159 (854) 6048 6271
Ethics 6 6 128 (1007) 5997 6259
Problem Solving 7 6009 (882) 5894 6124
Initiative 8 5969 (840) 5880 6079
Interpersonal 9 5925 (972) 5799 6052
N egotiation 10 5797 (947) 5674 5921
Entrepreneurial 11 5661 (1028) 5527 5795
Stamina 12 5 6 1 9 (1 0 6 5 ) 5481 5758
Teaching 13 5489 (1036) 5354 5624
Organizational 14 4991 (1244) 4829 5153
BusinessT echnical 15 4 8 6 7 (1 2 1 1 ) 4709 5025
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86
Table 19 Private Sector Leadersrsquo Ranking of Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower Upper
Vision 1 6446 (866) 6292 6601
CosmopolitanW orld View 2 6372 (743) 6239 6504
Ability to Learn 3 6248 (849) 6097 6399
Communication 4 6231 (883) 6074 6369
Teamwork 5 6182 (876) 6026 6338
Initiative 6 6116 (829) 5968 6263
Ethics 7 6041 (970) 5869 6214
Problem Solving 8 5982 (946) 5822 6161
Entrepreneurial 9 5843 (885) 5685 6001
Interpersonal 10 5842 ( 944) 5673 6011
Negotiation 11 5835 (916) 5671 5998
Stamina 12 5760(1017) 5579 5941
Teaching 13 5496 (1034) 5312 5680
BusinessT echnical 14 5225 (1104) 5028 5422
Organizational 15 5000 (1174) 4790 5210
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87
ranked and compared using a 95 confidence internal D ata are presented in Table 20
Results indicate that ability to learn communication problem solving ethics initiative
and negotiation were rated as the most important (p lt 05) Organizational skills
entrepreneurial skills teaching stamina and cosmopolitanworld view were rated as less
important p lt 05) The 95 confidence interval was adopted as the cut-off for
significance reflecting research and publication standards
Ranking of Competencies Between Groups
Means associated with the rankings were com pared across groups using a 95
confidence interval Data are presented in Table 21 Public sector and private sector
leaders ranked the competencies similarly Vision communication teamwork
cosmopolitanworld view and ethics were common to both groups as higher rated
competencies Private sector leaders ranked businesstechnical knowledge higher than
did public sector leaders (p lt 05) The competencies rated the highest by the general
population differed from those o f both groups o f leaders ip lt 05) The general
population rated problem solving as more important than did both groups o f leaders and
rated ability to learn higher than did the public sector leaders ip lt 05)
Sum m ary of Results
Public sector leaders perceived a shift in importance o f most leadership
competencies from 20 years ago to the 21 century however they rated
businesstechnical knowledge and organizational as decreasing in importance
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88
Table 20 General Population Ranking o f Leadership Competency Requirements byMean Ratings With Standard Deviations and Confidence Intervals
Competency Rank Rating Confidence IntervalLower U pper
Ability to Learn 1 6 364 (895) 6318 6409
Communication 2 6318 (913) 6272 6365
Problem Solving 3 6290 (948) 6242 6338
Ethics 4 6 262(1 105) 6206 6318
Initiative 5 6 1 7 0 ( 991) 6120 6220
Negotiation 6 6 106(1 022) 6054 6157
Organizational 7 5 998 (1094) 5943 6053
Entrepreneurial 8 5694 (1170) 5635 5754
Teaching 9 5 672(1 238) 5609 5734
Stamina 10 5669 (1197) 5608 5730
Cosmopolitan 11 5668 (1263) 5604 5732
W orld View
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89
Table 21 Ranking o f Leadership Competency Requirements
Rank
Com petency Public Sector Private Sector General
Vision 1 1 na
Communication 2 4 2
Team w ork 3 5 na
CosmopolitanAVorid View 4 2 11
Ability to Leam 5 3 1
Ethics 6 7 4
Problem Solving 7 8 3
Initiative 8 6 5
Interpersonal 9 10 na
Negotiation 10 11 6
Entrepreneurial 11 9 8
Stam ina 12 12 10
Teaching 13 13 9
O rganizational Skills 14 15 7
BusinessT echnical 15 14 na
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90
They rated all external drivers as having influence on the competencies
especially globalization and technology
Public sector leaders rated problem solving ability to leam initiative
teaching ethics and organizational skills lower than the general population and a similar
effect for negotiating approached significance Public sector leaders rated
cosmopolitanworld view as more important than did the general population This may
reflect the differences in organizational versus individual experiences o f the impact o f the
external drivers
Public sector leaders differed from private sector leaders in that they rated
larger shifts in importance for vision entrepreneurial skills and negotiating
Both public and private sector leaders identified the same top five ranked
competencies including vision communication teamwork cosmopolitanworld view
and ability to leam The general population ranked ability to leam as the most important
competency (within a smaller group o f 11 competencies)
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CHAPTER 5
SLHVIMARY CONCLUSIONS AND RECOM M ENDATIONS
This chapter contains a summary overview including a brief review o f the
purpose conclusions and recommendations for further study
Summary
As previously established in chapter 2 the pace o f change in the 21 century is
most evident when considered in the context o f the effects o f globalization technology
diversity and downsizing These external drivers individually as well as in combination
will affect the way in which we think about leadership requirements for the future
Leaders perceptions as to the trend toward particular leadership competencies required
for future leadership will be important input into training and development opportunities
for current managers
In this context the purpose o f this study w as to identify whether public sector
leaders perceive a shift in the required leadership competencies for the 21 century The
hypothesis that the shift would be perceived to be related to a set o f external drivers was
then tested by private sector leaders rating their perception o f the influence o f each
external driver on leadership competency requirements To support the validity that
public sector leaders are subject m atter experts differences between organizational
91
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92
perspective and the individual perspective are then compared Two additional analyses
combine data from the tw o research studies public sector leaders and private sector
leaders using data from a similar study (W atson 2000) Using these com bined data the
size o f shift in leadership requirements over time was compared between the tw o sectors
The other analysis com pared top-ranked competencies across groups specifically public
sector leaders private sector leaders and the general public
Finding 1
As described in chapter 4 public sector leaders perceive that the following
leadership com petencies will be more im portant in the 21ldquo century team w ork problem
solving ability to leam communication vision interpersonal initiative entrepreneurial
teaching stamina ethics negotiation and cosmopolitanworld view At the same time
public sector leaders perceive that both organizational and businesstechnical
competencies will be less important for leaders in the 21ldquo century than 20 years ago
Finding 2
Respondents identified both globalization and technology as im portant
environmental factors which are driving the requirem ents for leadership com petencies
into the 21ldquo century While there was more divergence o f perceptions the respondents
further identified both diversity and downsizing as having an impact on the com petencies
for 21 ldquo-century public sector leaders
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93
Finding 3
Because the external drivers impact on the general population as well as
organizations it was important to establish that the ratings by the public sector leaders
were reflective o f an organizational perspective rather than that o f an individual The
public sector leaders rated cosmopolitanworld view higher than did the general public
The general public rated problem solving ability to leam initiative teaching ethics
organizational skills and negotiating higher than public sector leaders
F inding 4
In comparing public sector leaders and private sector leaders the variation in
perception is m easured by the size or degree o f shifts between these tw o groups o f
leaders As noted in chapter 4 public sector leaders demonstrated a larger shift in
leadership requirem ents for vision and entrepreneurial skills than did private sector
leaders
Both public and private sector leaders ranked the competencies similarly with
the exception that public sector leaders ranked businesstechnical knowledge somewhat
less than private sector leaders The general public rated problem solving as more
important than both groups o f leaders and rated ability to leam higher than did the public
sector leaders
Conclusions
The results o f this study inform leadership training and development
opportunities for current public sector managers as they plan for the future Very simply
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94
this study dem onstrated that public sector leaders acknowledged that future leadership
competencies will be different than they were in the past Adding to this simple finding is
that another researcher (W atson 2000) has found that private sector leaders in general
acknowledge a similar shift in leadership competencies for the future A key question is
Why Both groups experience the external drivers firsthand in the daily operation o f
their organization At the same time both groups o f leaders operate within different
organizational structures and have recognizably different organizational values In the
past there was general though unspoken acceptance that notwithstanding similar
external drivers public and private sectors required very different leaders The results o f
this study would indicate that a shared understanding o f the leadership competencies
which will be needed in the future is being developed By understanding the external
drivers and their influence on the 21 century the convergence on particular leadership
competencies can be better understood
AS established previously the 21 century is characterized by the
interdependence o f the external drivers including globalization technology diversity and
downsizing The speed o f technology has facilitated increased globalization in the same
way that diversity is demanded to address complex global issues The complex
interdependence o f the external drivers has created an environment in which the increased
speed o f change is not only accepted but assumed The findings in this study confirm that
the external drivers o f globalization and technology are perceived by public sector leaders
as pervasive influences in their vision o f the future Diversity and downsizing have a
somewhat lesser yet still important influence in modelling the future for leaders
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95
W hat is notable in the 21ldquo century is leadersrsquo consensus w ith respect to the
perception that the external drivers including globalization technology diversity and
downsizing will have in shaping future leadership requirements For the public sector
the convergence o f required leadership competencies among sectors both public and
private is an im portant consideration given the urgent need to recruit and retain
leadership candidates at the federal level
The discussion o f the findings o f this study is facilitated by grouping the
15 competencies in this study into the five clusters as described in Table 22 Each cluster
is discussed individually
Table 22 Leadership Competencies Grouped in Clusters
Cluster Competencies
Future VisionCosmopolitan World V iew
Relational T eamworkCommunicationInterpersonalTeachingNegotiation
Intellectual Ability to LeamProblem Solving
Personal EthicsInitiativeStamina
Managerial EntrepreneurialOrganizationalBusiness Technical
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96
In considering the top five ranked future leadership competencies for the
public sector leaders-vision communication teamwork cosmopolitanworld view and
ability to leam -a compelling story can be told about future leadership and the trend
toward future and relational clusters o f competencies for leaders It is a story that can be
explained in large part by understanding the interaction that the external environmental
drivers have had on shaping leaders perception o f the future This is particularly evident
when the various clusters o f com petencies and their ranking in the 2 T lsquo century are
considered
Future Competencies
Public sector leaders ranked vision and cosmopolitanworld view as among
the most im portant competencies Furthermore the public sector leaders demonstrated a
larger shift in vision leadership requirements than did private sector leaders Finally
there was a convergence o f perceptions between the public sector leaders and private
sector leaders who ranked vision and cosmopolitanworld view as the most important
At the same time the general public ranked cosmopolitanworld view last
among their 11 rated competencies
Relating these results to the external drivers is useful Globalization and
technology are causing the velocity o f change to increase exponentially Current public
sector leadersrsquo perception that the importance o f future-related competencies such as
vision cannot be surprising in this environment The need for a diversity o f ideas
perceptions and biases in order to solve tom orrow rsquos challenges is to some extent
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97
captured by the dem onstrated preference o f public sector leaders for a leadership
competency called cosmopolitan world view It is worth noting that while this term has
not been formally defined the term has sufficient significance to elicit a consensus among
public sector leaders that future leaders need to have this competency
The fact that public sector leaders rated cosmopolitanworld view higher than
did the general public and that the general public ranked this competency last is
consistent with the theory that the external drivers may have a different effect depending
on whether the individual is considering the external driver from an organizational versus
an individual perspective The ranking comparisons between the three groups starkly
demonstrate a difference in perspective from top-ranked competency among the leader
groups to last among the general public It is quite possible that globalization and
diversity have not influenced the individualrsquos perspective o f future leadership to the same
extent that they have organizations Which is not to say that the external drivers have not
influenced the individual perspective they have but with differing results The
individual perspective for future leadership competencies follows a trend toward personal
and intellectual clusters competencies Individuals may be very interested in how the
external drivers influence their place o f work but take an individual perspective when
asked about future leadership competencies
The results o f this study would at a minimum confirm that from an
organizational perspective the trend toward cosmopolitan competencies is more evident
This result is similar in the private sector leadersrsquo analysis which provides more evidence
from an organizational perspective regarding the emerging importance o f cosmopolitan
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98
world view Adding to this finding was the lower ranking by the general public for
cosmopolitanworld view While both public and private sector leaders ranked this future
competency near the top the general public indicated their quite different perception by
ranking it near the bottom
In seeking to understand why there was such a break between the
organizational and the individual perspectives on this competency it may be useful to
examine the environment beyond the four external drivers The public debate regarding
pay equity employment quotas and affirmative action plans have all been part o f the
corporate debate for some time This in a sense has positioned organizations to be
prepared for the speed with which organizations have had to cope with global change
global markets and global custom ers The diversity that legislation in many cases
encouraged organizations to seek beyond their normal scope in fact positioned them for
the demands o f the 21 century
bullAnother trend which is evident in examining the future competencies
identified by the public sector leaders is the similarities with the perceptions and rankings
o f the private sector leaders In a world where external drivers such as technology both
its development and transfer and downsizing are compelling organizations to form
partnerships trade information and personnel the finding that both public sector and
private sector leaders have very similar perceptions with respect to future leadership
competencies provides for significant opportunities between the tw o sectors The
convergence despite different organizational values and objectives creates potential for
increased exchange opportunities as well as shared training and development
opportunities
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99
Relational Competencies
A second trend that is evident is the public sector leadersrsquo perception that in
the 21ldquo century there will be an increased reliance on the cluster o f relational
competencies for leaders In particular the ranking o f both team w ork and
communication competencies am ong the top-rated competencies is w orthy o f note
These competencies along with interpersonal teaching and negotiation were all
perceived by public sector leaders to shift towards greater im portance for future leaders
The ranking o f team work and communication was similarly ranked by private sector
leaders as among the top five future competencies
The 21ldquo century has been characterized as the relationship age
(Renesch 1992) and the perceptions o f current public sector leaders would seem to
confirm that view The ability to communicate has always been im portant But with the
increased diversity o f the workplace and the demands o f a constantly changing
work-place with new technologies and applications the capacity to envision the future
may not be sufficient Leaders must be able to communicate the vision And
communicate that vision to various teams
The concept o f team w ork as being the organizational construct o f choice in
the 21ldquo century is confirmed by the results in this study Problems in the 21ldquo century
have become more complex and multi-faceted Resolving issues in the 21ldquo century will
require multi-dimensional team s o f individuals and perhaps even organizations who come
together with a shared objective to resolve a particular problem W e are already seeing
evidence o f this in the increased partnership arrangements am ong Canadian government
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100
departments as well as in the corporate field W here organizations do not have the
existing capacity or the diversity o f experience required for a particular project they seek
it out more and more on a short-term basis N ot only are organizations as a result o f
downsizing embracing this organizational construct but as importantly workers
especially new entrants into the workforce and women are taking advantage o f
project-specific employment as a means to preserve their flexibility as well as a means to
ensure a dynamic work environment which is constantly contributing to their personal
experience base In this paradigm teamwork becomes essential Again the results o f this
study demonstrate that there is convergence between the public sector leaders and the
private sector leaders with respect to the importance o f the cluster o f relationship
competencies
Intellectual Competencies
Ability to leam was ranked by public sector leaders as among the top five
rated leadership competencies for the 21ldquo century The general population ranked this
leadership competency as their number one ranked priority with the private sector leaders
ranking ability to leam third The cluster o f intellectual competencies typically includes
both ability to leam as well as problem solving Taken together these intellectual
competencies were ranked by leaders in the top eight competencies It is noteworthy that
ability to leam ranked higher than even problem solving in the context o f the 21ldquo century
In an environment where change is commonplace and technologies are
evolving at a pace never seen before the ability to leam and adapt is essential It differs
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101
from the 1980srsquo term o f leaders as change agents which reflected the need for leaders to
convince organizations o f the need to either downsize or catch up with the latest
technology Leaders were seen to be the catalyst for change In the 21ldquo century the
salient competency has become an ability to leam The term itself is neutral in term s o f
leadership The competency ability to leam fits into a 21 ldquo-century context because it
suggests that in the 21ldquo century the changes which an organization will face will not be
predictable Instead the changes will be fast and qualitatively different from the status
quo In this environment the ability to leam and integrate will be key The convergence
o f the public sector leaders and the private sector leaders on this cluster o f com petencies
is consistent with a view o f the 21ldquo century as one o f interdependent leadership
Personal Competencies
The personal competencies including ethics initiative and
staminaresilienceself-renewal are consistently ranked in the middle tier o f the
15 competencies Both public and private sector leaders ranked the personal
competencies similarly
It is interesting that the public sector leaders ranked ethics higher than
initiative whereas the situation is reversed with respect to the private sector leaders In
part this may be understood by considering the differing values that exist in the tw o
sectors The public sector prom otes the public good and in this context it is not surprising
that the public sector would rank ethics higher than the private sector In a highly
competitive environment such as the private sector where innovation and first m overs are
prized the higher ranking o f initiate by the private sector is in part explainable
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102
Managerial Competencies
In the 21 century across both sectors there is a clear perception that the
cluster o f m anagerial competencies especially organizational skills and
businesstechnical knowledge will be less important than other competencies
Entrepreneurial skills are ranked higher by the private sector leaders which is consistent
with the organizational values o f that sector In the 21ldquo century with the perception o f
the velocity o f change the need for static skills is less important To some extent this
will represent a dramatic shift in the planning for leadership development training The
assumption in the 21ldquo century will be that the business or technical skills will be so
precise and project specific that it will be m ore efficient to buy or borrow them for the
specific project This is especially true if projects are o f short duration
Leadership Development
The results o f this study suggest that public sector leaders perceive an
important shift in the required leadership competencies for the 21ldquo century The trend is
mirrored by leaders in the private sector (W atson 2000) This information enables
current leaders to re-evaluate and modify current training and development plans in
preparation for a dynamic future environment Directionally the trend tow ards clusters
o f future com petencies and relationship competencies is clear As importantly especially
in a public sec to r dynamic the general public perceives the same future to a large extent
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103
Recommendations
The following are recommendations for further research
Recom m endation I Implement a quantitative study which would test whether
or not the convergence o f view o f Canadian public sector leaders with respect to the shift
in leadership competencies for the 21ldquo century is reflected in other countries
Recom m endation 2 Implement a quantitative study to ascertain if leaders
perceive the effects o f the external drivers as having differing impacts on the individual
leadership competencies
Recom m endation 3 Repeat the general population telephone survey to ensure
that all 15 o f the com petencies are ranked
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APPENDIX I
LEADERSHIP COMPETENCIES FOR ADMs AND SENIOR EXECUTIVES Correspondance with other organizations
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CDDOQC
gQ
DCD
C)
o3O
APPENDIX 1 LEADERSHIP C O M P E T E N C IE S FOR ADMs AND SENIOR EXECUTIVESCorrespondence with oilier organizations
Table 23 CORRESPONDENCE WITH BEST PRACTICES IN EXECUTIVE SELECTION
8D( O 3
i3CD
nc33 CD
CDDOQCaO3
DO
CDQ
DCD
()()
ConipctciicicsBank Instiraitcc Manttfacturiitg Technology Trans-
ponaiiottTraining
CentreProvGovt
ForeignGovts
CIBC B of M Royal Sun Life G E GM Xerox Nortel CN ENAP Oitl US(OPM)
NZ
1 C ogiiilivc C apacity
2 C reativ ity
V V isioning
4 A ction M anagcincn t 1
3 O rg an i^ tio n a l A w areness
6 T eam w ork
7 Irsquoa tlncring
N Interpersonal R ela tions
9 C om m u n ica tio n
1(1 S tam inaS ttc ss R esistance
11 lith ies and V alues
12 Personality
IV B ehavioural Flexibility
14 Self-C onfidence
OLA
APPENDIX 2
LEA D ERSH IP CO M PETEN CIES FOR ADMs AND SEN IO R EXECUTIVES
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107
Public Servce Commission Commission de la fonction pJblique j of Canada du Canada
Leadership Competencies for ADMs and Senior Executives
The Public Service C om m ission and Deputy M inisters recognize there are a certain number o f com petencies required to ensure an individualrsquos success at senior m anagem ent levels These com petencies form the basis o f a standard o f leadership behaviour that can be consistently applied across the executive com m unity
Assistant Deputy M inisters are champions o f the Canadian Public Service In the m idst o f change and am biguity they elicit com m itm ent and enthusiasm for the Public Service vision o f the future ADM s develop and carry out government policies that are in the best interests o f the public They plan strategies to help move toward the vision com m itting to action and achieving their goals in the most efficient and effective manner W orking w ith o ther ADMs they jo in forces in the interest o f serving the public good ADMs build partnerships w ith other organizations to better meet the objectives o f all partners and in the interest o f better serving the public
Intellectual Competencies
Cognitive Capacity
ADM s possess the cognitive capacity to understand and respond strategically to the com plexities inherent in public service The cognitive capacity o f the ADM allow s him or her to understand com plex and divergent issues and to interpret key messages and trends They recognize how these relate to their organization and develop policies that are acceptable from m ultip le points o f view W hile focusing on their u ltim ate goal o f the public good they recognize that a m ultip licity o f different facets must work together to achieve that goal ADMs use their cognitive capacity to protect the public interest they create order out o f chaos and develop long-term and short-term strategies that w ill prevent as well as solve problem s
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108
Creativity
ADM s respond to challenges w ith innovative solutions and policies They demonstrate a w illingness to question conventional m eans o f serving the public They may use intuition non-linear thinking fresh perspectives and inform ation from non-traditional fields to generate new and im aginative ways to succeed They will often address several objectives sim ultaneously solving m ultip le problem s at once To prepare for future challenges A D M s enhance their creativity by continuous learning
Future Building Competency
Visioning
ADMs cham pion the vision o f the Public Service They describe the future o f service to the public in com pelling terms prom oting enthusiasm and com m itm ent in others The leaders com m itm ent to the vision sends a message to others that change is a positive endeavour thus creating an atmosphere that generates new ideas They explain how the vision incorporates the Public Service culture and values and how it responds to external factors at the local national and international level This includes opportunities for partnerships w orldw ide com petition and com m unity involvem ent A D M s foresee potential roadblocks to success and take action to avoid or overcom e them
Management Competencies
Action Management
ADM s are action-oriented individuals w ho anticipate the short- and long-term consequences o f the ir strategies They consider strategies as they relate to their own organization the Public Service as a w hole and the com m on good T heir efficiency in carrying out policies ensures the public is properly served They develop backup strategies to deal w ith potential negative outcom es As A D M s deal w ith serious tim e-sensitive issues and may have to m anage a num ber o f crises sim ultaneously they remain focused in the face o f m ultiple distractions They know that m ost decisions must be taken before all the facts are available and are at ease w ith am biguity and risk in this regard They have the courage to propose courses o f action that others may hesitate to suggest These sk ills enable ADM s to m ake things happen and get th ings done they are known for their ab ility to accomplish objectives
Organizational Awareness
ADM s understand the inner workings o f the governm ent the Public Service and their own organizations in term s o f structure processes and key players They actively develop this awareness in order to effectively position them selves to achieve strategic
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109
objectives This requires acute sensitiv ity to the relationships betw een key players in the organization in addition to both acknow ledged and private agendas ADMs actively seek out opportunities to keep the ir organizational awareness comprehensive and current O rganizational awareness allow s one to set the stage w hen m aking strategic decisions^ in both the short- and long-term This com petency must be actively m aintained by the individual using good judgem ent about the relationships that influence the organization A D M s use this com petency to steer decision-m aking in the d irection that w ill m ost effectively serve the public interest Learning from experience A D M s develop the w isdom to know when to cut their losses o r when to pursue an issue more aggressively O rganizational awareness com es from a range o f sources from intuitive perception to factual data
Teamwork
ADMs are aware that service to the public com pels them to contribute actively and fu lly to team projects by working w ith o ther A D M s and colleagues collaboratively as opposed to com petitively which includes working tow ards consensual solutions that enhance the output o f the team A D M s so lic it and provide inform ation that could affect the planning or the decision-m aking process by dem onstrating a genuine interest in receiving inform ation from others and encouraging others to offer their ideas or opinions A D M s negotiate m utually acceptable so lu tions by trying to understand the positions thoughts concerns and feelings o f others ADM s assure all parties that fair solutions and better options will be identified A D M s develop and m ain tain sm ooth cooperative w orking relationships by showing consideration concern and respect for others They recognize that a diversity o f experience and knowledge can only enhance the quality o f the team s work They are sym pathetic to and tolerant o f differing needs and view points w hile m eeting com m on goals
Partnering
A D M s w ork w ith partners to create the policies that support integrated service delivery and elim inate red tape and bureaucracy in the interest o f the public good ADM s develop a com m unity o f shared interests w ith diverse levels o f governm ent interest groups and the non-profit and private sectors Partners use their diversity o f experience and know ledge to make the best decisions Partners share com m on goals solve com m on problem s and work hand in hand for the com m on good not on ly o f each partner but o f the C anadian public A n essential feature o f this com m unity is that it functions on the basis o f shared power and responsibility T his allows m em bers to avoid waste inefficiency and duplication o f effort w h ile retaining the iden tity o f their own organization This allow s them to serve the country to the best o f their abilities both individually and collectively Fundam ental to successful partnering are com m itm ent trust and the open com m unication tha t helps to articulate and align the objectives and expectations o f all members Partnering is an expression o f team w ork outside onersquos organization It requires the same sp irit o f collaboration and diplom acy however e lic iting the cooperation o f external partners may require even keener collaborative skills
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
no
Relationship Competencies
Interpersonal Relations
ADM s interact effectively w ith public and private sector individuals in order to advance the work o f the Public Service T heir interactions are based on respect and an appreciation that people w ith varying backgrounds and view points enrich the organizational environm ent Their negotiating skills a llow them to m aintain relationships and produce w in-w in results Through persuasion and assertiveness they gain support for ideas and in itiatives influence peers and superiors and effectively represent their organization s interests to other groups A D M s have the ab ility to deal w ith difficult and com plex interpersonal situations and to take firm control in order to actualize the agenda or to protect the public interest For an ADM interpersonal skills are a means o f achieving im portant management objectives
Communication
ADM s com m unicate in a com pelling and articulate m anner that instills com m itm ent They adapt their com m unication to ensure tha t different audiences understand key messages They use a variety o f com m unications vehicles to foster open com m unication w ith in their own organization and across the Public Service ADM s effectively represent the Public Service as a protector o f the com m on good to special interest groups clients and the media They also appreciate the importance o f being a good listener providing opportunities for others to have input listening for underlying nuances and m essages and conveying an understanding o f the key points being com m unicated
Personal Competencies
StaminaStress Resistance
A D M s must sustain high energy levels to greet the ongoing challenge o f protecting the public interest Their ab ility to resist stress and remain energized in the face o f d ifficult dem ands and prolonged exposure to stressors often has an uplifting effect on others A D M s are realistic about the ir own lim its They respond to the early signs o f burnout to ensure that their energy reserves rem ain high over the long term
Ethics and Values
A D M s treat people fairly and w ith dignity They are w illing to adm it their m istakes even in the face o f adverse consequences These individuals honour their com m itm ents and consistently strive to act in the public interest by ensuring that the public trust is not violated Their principles act as an internal compass to guide their behaviour a llow ing them to consistently uphold the personal social and ethical norms o f the Public Service
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
I l l
They protect fairness avoid conflicts o f interest and m aintain political and interpersonal neutrality They pursue proper goals and are resilient in the face o f distracting external pressures AD M s are known for doing the right thing for the right reasons they ensure that their actions are aligned w ith their principles
Personality
ADMs possess the am bition to set challenging goals and the tenacity to pursue them over the long term They have the stability and self-control to m aintain fbcus and composure in the midst o f com plex logical problems or em otionally stressful interactions A D M s are m otivated by the challenge o f protecting and serving the public good For A DM s power is pursued as a tool to accom plish objectives rather than an end in itself
Behavioural Flexibility
ADMs adjust their behaviour to the dem ands o f a changing w ork environm ent in order to remain productive through periods o f transition am biguity or uncertainty They can adapt the expression o f their com petencies to different situations and respond quickly to emerging opportunities and risks Behavioural flexibility allow s them to work effectively w ith a broad range o f situations people and groups A D M s use behavioural flexibility to m ove both horizontally and vertically in the Public Service This competency enables them to adapt to the characteristics o f particular situations to acquire new and more effective behaviours and to discard others as contexts and roles change It allow s them to learn from the behavioural styles o f others to expand the ir ow n repertoire The essence o f this com petency is the ability to continuously develop new ways o f interacting that are more effective in certain situations in order to accom plish one s objectives
Self-Confidence
ADMs possess realistic confidence in their abilities They are secure and are self-directed as opposed to other-directed T his inner strength is the backbone that enables them to use their com petencies to the fullest and to distinguish a challenging task from an impossible m ission ADM s seek and consider input but they are not dependent on the judgem ent o f others They make the ir decisions independently and take ownership o f and responsibility for them A D M s express their opinions w illing ly and take calculated risks even when their ideas are not endorsed by others They handle failures and criticism in a constructive manner They project an air o f assurance that quells the fears o f others which especially in tim es o f transition helps to m aintain productive w orking conditions
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 3
EXANIPLES OF P L ^L IC AND PRIV A TE SECTOR PROFILES
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
xjCDoOQCsQ
oCD
C)
o3
CD
8euml
Appendix 3 Examples of Public and Private Sector Profiles
CANADA (La Relegraveve - Framework)
Intellectual C om petencies Cognitive Capacity Creativity
NEW ZEALAND (State Services Commission)
O utcom es amp R esultsC oncep tual ThinkingO utcom e Action amp E xcellence O rientation
3CD
Cp
CDoOQCaO3
oO
CDQ
Future Building C om petencies Visioning
M anagem ent C om petenc ies Action M anagem ent O rganizational A w areness Team w ork Partnering
Relational C om petenciesInterpersonal Relations Com m unication
LeadingM anagingTeam w ork amp Com m itm entM anagersh ipL eadersh ip
Client FocusC lientS takeholder Service Com m itm entInfluencing o thersG overnm ent amp S ec to r A w areness
oCD
()()
P ersona l C om petenciesS tam inaS tress R esist Ethics amp V alues Behavioural Flexibility Self-C onfidence
K now ledge C om petencies Knowledge
CDOOQC
8Q
OCD
C)C)
CD
8Olsquolt3 (O
3CD
CDOOQC
aO3OO
amp
Oc8
C)(0o3
BANK OF MONTREAL (Managerial Leadership Capabilities)
A chievem ent Orientation Relationship M anagem ent B usiness Acum en C h an g e Leadership C ontinuous Learning Client Service Focus C oncep tual amp S trategic Thinking P ersona l E ffectiveness M anagerial Orientation
73CDOOQC
gQ
OCD
O
CD
33 CD
CDO
O
CDQ
OCD
CicircC)
GM (Competencies X Domain)
In terpersonal E ffectivenessBuilds R elationships amp Partnersh ips Com m unication Skills
o Visionary Leadership2 C ustom er Focus
LeadershipSupervision C oaching Em pow erm ent T eam D evelopm ent C h an g e L eadership
P ersona l Q ualities amp Traits0 Motivational Patterna Maturity mdash1 R esu lts Orientation Ucirco Diversity
Technical K now ledge amp M anagem ent Decision Making M anaging the Jo b Functional Expertise Integrating amp Functioning Globally S tra teg ic Thinking and Execution
73CDOOQC
3Q
OCD
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3CD
Cp3 CD
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O
SCOTIABANK (Competencies X Cluster)
Action amp A chievem ent R esults Focus Decision Making EfficiencyA ccuracy amp T horoughness
sect P e rse v e ran c e
Problem SolvingAnalytical Thinking S tra teg ic Thinking Fonward Thinking Innovation
M anagerial E ffectiveness T eam FocusD evelopm ent of O thers ^
T eam L eadersh ip
g P ersona l E ffectivenessg C om m unicationf P ersuasion
Flexibilitysect O rganizational Com m itm ent
Self-developm ent Em pathy
O rganizational ImpactRelationship Building Influence C onfidence
C ustom er Sen iceC ustom er focus
CDOOQC
8Q
OCD
()C)
OCUcirc
Bank of Canada (Competency Dictionary) SUN LIFE (Core Values)
deg L eadership C ustom er Focus^ Team work Valuing our P eop lew Com m unication Team w ork8 Planning amp O rganizing (Project M anagem ent) Excellence
Delegation IntegrityCoaching amp F eed b ack Financial S trengthDeveloping Self amp O thers Relationship M anagem ent Analytic ThinkingProblem Solving Innovation Client FocusFlexibilityFacilitating C h an g eD ecisiveness
sect- T horoughnessQ ualitya Initiativedeg Future Thinking (Vision)3 Self-C onfidence~ R esults Focus
I
OcoCD
(gto=3
118
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Uumls ofilt 0) S sectOSalt
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LU o (U (U Ccedil 3() O OS i t - i o
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
APPENDIX 4
QUESTIONNAIRE
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
120
Cmiadwr V icircre o Cei laquoe anarfiumlerV a r j o f OeN-e^oof^e Ce j^fsion
Svrtembvr 1 1999
Dear SirM adam
A5 w e move into the 21raquo Century there is an on-going and important debate as to what skills and abilities will be required of future leaders This is a debate which is of interest to both the public sector and private sector I would like to invite you to participate in this important debate by m aking your views known on these issues The attached survey is being sent to an elite cadre of public and private sector leaders so that their views can shape and influence the debate and subsequent direction of policy in this area
Your contribution to this debate can be secured by completing the attached questionnaire and returning it as soon as possible using the envelope provided Know ing how limited your time is every effort has been m ade to ensure the questiormaire is brief and to the point
All of your responses will be completely confidential mdash your name or the name of your organization will never be linked to any of your answers There is no way to track the completed questionnaires we receive mdash there are no hidden codes or identifiers We would appreciate it i f you could answer the questionnaire as soon as possible and return it to us in the envelope provided If you have any questions about the study please do not hesitate to call Dr Sheila Redmond Project Co-ordinator at Ekos Research Associates Inc at (613) 235-7215 (ccecr)
To thank you for your input we would like to send you an executive sum m ary of the report when the project is completed If you are interested please enclose your business card w ith the questionnaire o r if you prefer send us a note separately
Thank you in advance for taking the tim e to complete the questionnaire and for contributing to the debate on the abilities required for leaders of the future
Sincerely
LM aunce Demers Director General Strategic Planning and Research
D e La SalleT el (613) lt115-2263 Fraquoraquo lt613) lsquo 4 3 -3 2 6 1
D e U SaUeT e le p h o n e (6 1 3 ) raquo52 2 6 3 T eacute leacute c o p ie u r 6133 4 3 -3 2 6 1 Canada
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
121
While the purpose of this survey is to identify the key leadership abilities for the 21st century (ie 20 years from now) initially it will be important to get your views as to the most important leadetsftip abilities which were required 20 years ago
a
b
cd
f
ghi
i-
k
I
m
n
0
R a tf tho im p o r ta n c e o t th e t o l lo w m g a b il i t ie s fo r le a d e r s 2 0 y e a r s a g o Plcitblt- rnte your response on a scae from I not at all important to 7 extremely iinportiint where the niul-point 4 is moderately important
M e tM a uiMfoanar
MoMmniTtneeeraiT
CmoMLTiMMwraitT
Team w orL
Preblctn sollaquoin( (vatfatiC dtm nt leiitm tnc anoaow)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Ability to learn (im p m t mtUipna danfupm )-
Com inuniaiions ik i l l i_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
IfitioB (a titm tf)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Interperunal (rtkondnp oH tagravetatm K trm fihm )
Initiative (m cm ai)_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Entrepreneurial (m i aagravetr opm am t)-
T eadiin (atdm i am tom f) ___
Staminaresiliencetcif-renewal_ _
Ethicj funrfhtf n tm )_ _ _ _ _ _ _
O rpnita liona l (tH m stntm )mdash
B u sin eu tK h n ia l knovrledfe _
N efotiationconsult and e n p p _
Cosaiopolitaneerld v iew _ _ _ _ _
2 3 6 7
3
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
122
2a
b
c
d
t
f
lhIIkt
m
n
0
R a te t h e im p o r t a n c e o f th e fo l lo w in g a b i l i t ie s f o r l e a d e r s o f th e 21st c e n tu r y (i e - 20 t a r s from now) Please rate your response on a scale from I not at all im portant to 7 extremely important loltere the mid-point 4 is moderately important
WOT AT h i lnoooTwr
M O O C U T U TIH R M T U T
Teamwork
Problem solving (u a ^ a lirnonmt)-----------------------------Ability to learn (intrfntn uitrlliftKe claaHtnr)bdquo
Communications skills----------------------------------
Vision (craontf)-----------------------------------------
Interpersonal (rcuumlnoarJup celUbontm urwifottienl
Initiative (moonrtd)---------------------------------------
Entrepreneurial (mkakrr aptrmttn)
Teaching poicMf memaruiJ-----------
Staminaresilienceself-renewal_____
Ethics (mrepitjr aua)-------------------
Qtganitltional tdntatamnt) mdash
Businesstechnical knowledge mdash
Negotiationconsult and engage
Cosmopolitanworld view_____
E i n K H I l TiMranuT
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
123
b N o w p le a s e id e n t i f y w h ic h tw o o f th e a b i l i t i e s l is te d a b o v e w il l b e m o s t c r i t ic a l f o r le a d e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t ie s w il l b e e a s y o r d i f f i c u l t to f in d in 20 y e a r s
v n r t i n Eit k m it DirncuirTo Fm N u n n To Fwo
I I I i I i I 1 2 3 4 5 6 7
1 2 3 4 5 6 7
3 A r e th e r e a n y a b i l i t ie s n e e d e d f o r l e a d e r s o v e r th e n e x t 20 y e a r s th a t y o u fe e l h a v e n o t b e e n i n c l u d e d in th is s u r v e y
4 H o w im p o r t a n t d o y o u t h i n k l e a d e r s h i p is in r e la t io n to in te l l ig e n c e Please rate your response on a scale from 1 not at all important to 7 extremely important where the mid-point 4 is moderately important
NOTAT h i M a o o A i a T E x m i i f i TiM F O IT U n N VW TAN T tMOOOTiOT
I I I I I I I1 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1 2 4
Sa
ib
c
d
ecirc
f
1-kI
m
n
0
R a te th e im p o r ta n c e o f t h e f o l lo w in g a b i l i t ie s f o r w o r k e r s o f th e 2 1 st c e n tu r y (ie 20 years from now ) Please rate uuumliir response on a scale front I not at all important to 7 extremelu important where the mid-point 4 is moderatelu important
MoTAracircuiwatTMr
MosfumrInrciM ii
reamwork_
Problem solving (nalfBal dtaunludimtaL iitnonrnt)___________________________
Ability 10 Inrn fiMtfamt lettllifma d iu ftiptitl-__
CoRimuniaiions skills_______________________
Vision (aaantf)____________________________
Interpersonal (nugraveoomiip alUicnmt iemn[othm)
Initiative (manttd)__________________________
Entrepreneurial (miatertipenmtnr)
Teaching (catdunf attnamf)_______
Staminaresilienceself-renewal_____
Ethics (attpitf nluts)------------------
Organizational (idm m m tnt)__
Businesstechnical knowledge__
Negotiationconsult and engage
Cosmopolitanworld view_____
2 3
EmWMfLTInrotTUT
6 7
6
36
6666
6666i
i
6
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
125
b N o w p le a s e id e n t i fy w h ic h tw o o f t h e a b i l i t ie s l i s te d a b o v e w il l b e m o s t c r i t ic a l f o r w o r k e r s in 20 y e a r s a n d th e n r a t e th e e x te n t to w h ic h th e tw o a b i l i t i e s w i l l b e e a s y o r d i f f i c u l t to f in d in 2 0 y e a r s
Von EtiT ExmmiT OirncuirTo r a e No tm i To f i n
I 1------ 1------ 1------ 1------ 1------ 1______________________________ 1 2 3 4 5 6 7
___________________________________________ 1 2 3 4 5 6 7
T h in k i n g o f t h e a b il i t ie s C a n a d i a n l e a d e r s a n d w o r k e r s w il l r e q u i r e o v e r t h e n e x t 2 0 y e a r s h o w d i f f e r e n t w o u l d y o u s a y th e a b i l i t ie s r e q u i r e d f o r l e a d e r s w il l b e c o m p a r e d to t h o s e r e q u i r e d o f t h e a v e r a g e w o r k e r Please respond using a 7-point scale tuhere 1 means not at all different 7 means very different and the mid-point 4 m ean s somewhat different
NOTacircTOU SOMTMMr VlfTOanimT OvRoar Oinmvr
I-------1-------1-------1----- 1------- 1-----11 2 3 4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
d
126
I h in k in g igtt 20 v e a r s a ^ o p le a s e r a te th e d e g r e e to v h ic h y o u a g r e e o r d i - a g r e e w i th e a c h o t th e f o l lo w in g s ta te m e n ts u s in g a 7 - p o in t s c a le w h e r e 1 m e a n s v o u s t r o n g ly d i s a g r e e 7 m e a n s v o u s t r o n g lv a g r e e a n d th e m id - p o i n t A m e a n s v o u n e i t h e r a g r e e n o r d is a g re e
Si mdash IT No t m i OHiCM i SraoacirD o i c i n n m i c m i i c m
1 ifiink that iKitty his the si in nd 1erdesigM ttd I t id tn In th public ind p rin tesKtors as it did 20 jrwrs ago____________________ 1 2 J
Givtn higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there is less need for designatedleaden than there was 20 yean ago_______________I 2 3
The abilities for private sector leaden 20 yean ago were fundamentally the same as those for public sector leaden
If you responded 12 or 3 (ie ldquodisagree) to question 7c What is the key difference
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
127
I
N o w th in k in g 2 0 y e a r s f r o m to d a y p le a s e r a te th e d e g r e e to w h ic h y o u a g r e e o r d i s a g r e e w i th e a c h o f t h e fo l lo w in g s t a te m e n ts u s i n g a 7 -p o in t s c a le w h e r e 1 m e a n s y o u s t r o n g l y d i s a g r e e 7 m e a n s y o u s t r o n g l y a g r e e a n d th e m id - p o in t 4 m e a n s y o u n e i t h e r a g r e e n o r d i s a g r e e
SimdashlaquoT WitmOnmdashii SimdashcirOnican Hoamdashn poundlaquoii
1I think that socitty will halaquoc the same need for designated leaders in the public and private sectors20 years from now as it does to d ay --------------------- 1 2 3 4 5
Given higher overall levels of education and skillsand a greater emphasis on shared decision-makingin the workplace there will be less need fordesignated leaden 20 yean from now than there istoday---------------------------------------------------------- 1 2 3 4 5
The abilities required for private sector leaders 20 years from now will be fundamentally the sameas those for public sector leaden_________________ 1 2 3 4 5
If you responded 12 or 3 (ie disagree) to question 8c What is the key differencersquo
9a In y o u r o p in io n is t h e choice o f a b i l i t i e s fo r le a d e r s i n d ic a t iv e o f a t r e n d to w a r d s g e n e r a l i s t s o r t o w a r d s s p e c ia l i s t s P le a s e r a te y o u r r e s p o n s e o n a 7 -p o in t s c a le w h e r e I m e a n s a t r e n d to w a r d s g e n e r a l i s t s 7 m e a n s a t r e n d to w a r d s s p e c ia l i s t s a n d 4 m e a n s n o t r e n d
Towuos Mo Towmdash 1Cmdash M usn Tk m s n c u u in
n Imdash I I4 5 6 7
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
128
In y o u r o p in io n to w h a t e x te n t w il l th e f o l lo w in g f a c to r s in f lu e n c e th e a b i l i t ie s r e q u i r e d fo r le a d e r s 20 y e a r s f ro m n o w Please rate your response on a scale from J not at all to 7 a great deal where the mid-point 4 is somewhat
teoAcirciDtAL
a
b
c
de
Globalization
Ttdinologr mdash
Downsizingmdash
Onronity (raw gender culture etc) _
Otber (please specify)____________
10
a
b
W h ic h b e s t d e s c r ib e s th e s ty le o f l e a d e r s h ip
ConnauioioeMmuwKMKHooaoni
1-----120 years ago
20 years from now
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
129
B B a c k g r o u n dC h a r a c t e r is t ic s
N o w w e h a v e a f e w f i n a l q u e s t i o n s f o r s t a t i s t i c a l p u r p o s e s o n ly
II In w h a t y e a r w e re y o u b o m
h raquo I I I
12 W h a t is y o u r g e n d e r
(lilt
1 3 W h a t s e c to r d o y o u r w o r k in
Public Sectorfedrral--------------------------------------ProTincialitmtarial- Mumiopal--------------Private SectorHanufacturing------H i-W __________Financial Semices___EnwrtainmrntMriia Tsuriun___________Oihrr (pllaquoaw sptcify) _ Voluntary SectorHealth_____________Social SemceuOther (please specifj)
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
130
14 H o w m a n y e m p lo y e e s w o r k in y o u r o r g a n iz a t io n
Under 1 0 0 1Between 100 and 3 0 0 2Between 301 and 5 0 0 3Over 500 ^
15 H o w lo n g h a v e y o u b e e n m a l e a d e r s h ip p o s i t io n
I I I Tdub
16 W h a t is th e h ig h e s t le v e l o f s c h o o l in g t h a t y o u h a v e c o m p le te d
Publictlttnenuiy school or less (grade 1-8)-------------------------------------------- ISome high schoolGraduated from high school (grade 12-13)Vocationaltechnical college or CEGEP------Trade certification____________________Some university_____________________Bachelorrsquos degree-------------------------------Professional certification Graduate degree----------
17 H o w lo n g h a v e y o u b e e n in y o u r p r e s e n t o r g a n iz a t io n
Under 3 years 3-S years------6-10 years___11-20 years__Over 20 years
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
131
18 H o w lo n g h a v e y o u b e e n a m e m b e r o f th e w o rk fo rc e
Under 5 yean 5-10 yean___11-20 yean__21-30 yean__Over 30 yean-
1
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
SELECTED BIBLIOGRAPHY
Abbasi S amp Hollman K (1998) The myth and realities o f downsizing Records Sfcmagemeni Quarterly 2 31
Abramson M (1996 September) In search o f the new leadership G overnm entExecutive 39
Adler VL amp Ziglio E ( 1996) G azing into the oracle Applications on the D elphi nnjihuds to socia l policy and public health London Jessica Kingsley
Andersen Consulting Change managem ent - thought leadership - the evolving role o j executive leadership Retrieved October 5 1999 from the World Wide Web htttpwwwaccomserviceschangechan_tI_evoIrole6htmI
Applegate LM amp Elam JJ (1992 December) New information systems leaders A change role in a changing world T5 Quarterly 16A) 469-491
Arnold WE VlcCroskey JC amp Prichard SVO (1967) The Likert-type scaleiodity Speech 15 3 1 -33
Arredondo P 1996) Successful d iversity management initiatives Thousand Oaks CA Sage Publications
Association o f Professional Executives (APEX) (1999) Report on EX selection am i prom otion - part 1 -principles values and m odernizing the system Ottawa Canadian Centre for M anagement Development
Attwell P amp Rule J ( 1984) Computing and organization What we know and what we don t know Communication o f the JCT 27 1184-1192
Baker JK (1995) Leadership 101 Indianapolis Guild Press o f Indiana
Bales RF amp Slater PE (1955) Role differentiation in sm all-decision-m aking groups In T Parsons and RF Bales (Eds) Family socialization and interaction processes New York Free Press
132
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
1J J
Bartosh B (1995 Winter) Adventures in downsizing A case study Information Strategy The Executive Journal I (2) 47
Bass BM amp Stogdill RM ( 1990) Bass a n d S to g d il lrsquos handbook on leadership theory research a n d m anageria l applications (3 ed) New York Free Press
Bennis W ( 1989) On becoming a leader Reading MA Addison-Wesley
Bennis W (1994) Learning to lead A workbook on becom in g a leader Reading MA Addison-Wesley
Bennis W (1995) The 21st century organization R einventing through reengineering A m sterdam Pfeiffer amp Co
Bennis W ( 1997) O rganizing genius The secrets o f c rea tive collaboration London Nicholas Brealey
Bennis W ( 1998 Februan ) Rethinking leadership E xecutive Excellence 15(2)7 - 8
Bennis W amp Nanus B ( 1985) Leaders S tra teg ies fo r taking charge New ork Marper amp Row
Betcherman G M cM ullen K amp Davidman K (1998) Training fo r the new economy Ottawa Renoul
Blake RR amp M outon JS (1985) The m anagerial g r id III Houston TX G ulfPublishing
Boberg A L amp Morris-Khoo SA (1992 A pril-M ay) T he Delphi method A review o f m ethodology and an application in the evaluation o f a higher education program Canadian Journal o f Program Evaluation Revue canadienne d evaluation de program me 7(1) 27-39
Bossidy L (1998 August-September) Reality-based leadership Executive Speeches 13() 10
Bourgon J ( 1998) Fifth annual report to the Prim e M in ister on the public service of Canada Ottawa Government o f Canada
Boyatzis RE ( 1982) The competent m anager- A m odel f o r effective perform ance New York John Wiley amp Sons
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
134
Boyd HW amp Westfall R (1972) M arketing research (3rd ed) Homewood Ill Richard D Irwin
Briscoe J amp Hall D (1999 Autumn) An alternative approach and new guidelines for practice O rganizaiional Dynamics 2S(2) 37
Brooks SS (1995 June) Managing a horizontal revolution M agazine40(6) 52
Brosnahan J ( 1996 June) Nurturing leaders Princeton Harkness Fellow
Brown MM amp Brudney JL ( 1998 Septem ber) Public sector information technology initiatives Administration amp Society 30(4) 421-443
Byham W (1999 Februarv) Grooming next millennium leaders HR M agazine46-50
Cam pbell R Sessa V amp Taylor J (1995) Choosing top leaders Learning to do better Issues amp Observations 75(4) 1-5
Canadian Centre for Management Development Accelerated Executive De elopm ent Program (1996) Ottawa Government o f Canada
Canadian Centre for Management Development (2000) The learning-centred public service Leadership at every level Ottawa Government o f Canada
Carr NG ( 1999 May-June) Being virtual Character and the new economyIlarvard Business Review 7(3) 181
Celeste RF ( 1996 Winter) Strategic alliances for innovation Emerging models ol technology-based iwenty-llrsl centurv economic development Economic Development Review 74(1) 4-9
Chesbrough H amp Teece D (1996 Januarv-February) When is virtual virtuous H arvard Business Review 65-73
Coates J amp Jarratt J (1992 July) Exploring the future A 200-year record of expanding com petence Annals o f the American A cadem y o f Political a n d Social Sciences 522 12
Co I de way AE ( 1989) Using basic statistics in the behavioral sciences Scarborough Prentice-Hall
Reproduced with permission of the copyright owner Further reproduction prohibited without permission
135
Corporate Leadership Council (1999 October) International competencies li orpurcite Leadership Cuuncil Fuel Brief) London Corporate Leadership Council
Covey S ( 1992) Principle-centered leadership London Simon amp Schuster
Covey S (1994 December) Veursquo wine old bottles Executive Excellence 12
Cox T Jr (1995) Cultural diversity in organizations theory research amp practice San Francisco Berretl-Koehler
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Dalton GW Thompson PH amp Price RL (1977 Summer) The four stages o f professional careers Organizational Dynamics 19-42
Davis S amp Meyer C (1998) Blur Reading Addison-W esley
Deavers KL Lyons M R amp Hattiangadi AU (1999) A century o f p rogress a century of change Washington DC Employment Policy Foundation
Denneh- RF ( 1999 March) The executive as storvteller Management Review40-43
De Pree M (1992) Leadership jazz New York Dell Publishing
De Pree M (1989) Leadership is an art New York Dell Publishing
Dess G G amp Picken JC (2000) Changing roles Leadership in the 2T centurxOrganizational Dynamics 28(3) 181
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136
Diaz EJO (1999) Identifying knowledge skills and abilities (KSA sj required hv human resources managers to fa ce twenty-first-century challenges The case o f I cnezuela Ann Arbor UMI Company
Donnelly RG amp Kezbom DS (1994 M ay) Overcoming the responsibiliiy- auihority gap An investigation o f effective project team leadership for a new decade Cost Engineering 365) 33-41
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Dubrin AJ (1995) Leadership research findings practice and skills Boston Houghton M ifflin
Dumaine B amp Faircloth A ( 1995 April 15) D istilled wisdom Buddy can youparadigm Fortune Magazine 131(9) 205
Duncan AM amp Harlacher EL (1991 Spring) The twenty-first century executive leader Community College Review 18(4) 39-48
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Farewell to the pyramid chart (1993 D ecem ber 20) Business (Peek 122
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Fiedler F (1996 June) Research on leadership selection and training one view o f the future Administrative Science Quarterly 41 241
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137
Foot DK amp Stoffman D (1996) Boom bust amp echo How to pro fit fro m the coming demographic shift Toronto M acFarlane W alter amp Ross
Fulmer RM amp W agner S (1999 M arch) Lessons from the best Training andDcwdopnient 5 3 0 ) 28-32
Gannon J (2000 Februar) 1) The CIA in the new world order Intelligence challenges through 2015 Remarks made at Cam pus on the Mall Smithsonian Associates W ashington DC
Ghisclli EE (1963 October) M anagerial talent -Imercan Psychologist 18 631-641
Giber DJ Carter LL amp G oldsm ith M (Eds) (2000) Linkage Incs best practices in leadership development handbook Case studies instruments training Jossey-Bass San Francisco
Gilbertson TF (1999) Leadership and teams in the marketing environm ent Journal o f Professional Services Marketing I9 ) 61
Grant L (1994 February 28) New jew el in the crown US News amp W orld Report lt8) 55
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Guggenheimer P amp Szulc MD (1998) Understanding leadership competencies United Stales o f America Crisp Publications
Hamel G amp Prahalad CK (1994) Com peting fo r the fu ture Boston Harvard Business School PressMcGraw-Hill
Hargreaves A amp Fullan M (2000 W inter) Mentoring in the new m illennium Theory into Practice 39(1) 50
Hennessey J amp Thomas J (1998 November-December) Reinventing go ernment Does leadership make the difference Public Administration Review 5S6)
Hensey Mel (1992) Collective excellence Building effective teams N ew York American Society o f Civil Engineers
Hesselbein F Goldsmith M Beckhard R amp Schubert RF (Eds) (1998) The community o f the fu ture San Francisco Jossey-Bass
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138
Hill VIA amp fCeals BW ( 1992) Strategic leadership and restructuring A reciprocal interdependence In RL Phillips amp JG Hunt (Eds) Siraiegic leadership A nmUiorganizadonal-level perspective Westport Quorum
Hodgetts R amp Luthans F (1999 Autumn) Redefining roles and boundaries linking competencies and resources Organizational Dynamics 25(2) 7
Hogan R amp Curphy H J (1994 June) WTiat vve know about leadership American Psychologist 49(6) 493
Hogg R amp Tanis E (1993) Probability and statistical inference (4rsquorsquo ed) New )ork Prentice-Hall
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Hyden H (1994 December) From manager to leader Executive Excellence ( 1 2 ) 1 0
Jackson SE amp Associates (1992) Diversity in the workplace New York Guilford Press
Jackson SE Brett JF Sessa VI Cooper DVL Julian JA amp Peyrormin K (1991) Some differences make a difference Individual dissimilarity and group heteroginity as correlates o f recruitment promotion and turnover Journal o f Applied Psychology 75(5) 675-689
Jacobs R amp Rao RM (1995 April 3) The struggle to create an organization tor the 2 r lsquo century Fortune Magazine 131(6) 90
Jacques E amp Clement SD (1991) Executive leadership Cambridge MA Cason Hall amp Co
Jamieson D amp O M ara J (1991) M anaging workjbrce 2000 gaining the diversity advantage San Francisco Jossey-Bass
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139
Kahn RL amp Katz D (1953) Leadership practices in relation to productivity and morale ID Cartwright and A Zander (Eds) Croup dy namics New York Harper amp Row
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140
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Larson PE amp Coe A (1998) M anaging change The evolving role o f the commonwealth s top public servants Ottawa Public Policy Forum
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Leadership Network (1998) La Releve O ttawa Public Service Commission
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141
Maslow A Kaplan AR Stephens DC amp Hell G (1998) M aslow on numagemeni New York John Wiley amp Sons
Maxwell JC (1999) The 21 indispensable qualities o f a leader Nashville Thom as Nelson
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142
Morris B amp Tarpiey N (2000 February 21) So you re a player Do you need a coach Fortune Magazine - (4 ) 144
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O Connor W (1999 July 1) The workplace o f the new millennium Vital Speeches o f the Day 45(18) 561
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Organization for Economic Coordination and D evelopm ent (OECD) (1999 August 12) Beyond training Developing and nurturing leaders fo r the public sector (Publication no 80532) (97)139 Paris OECD
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143
Ostroff F (1995 April 3) Is a horizontal organization for you Fortune Magazine 73(6) 90
Pellet J (1999 March) Leadership challenges for the third millennium C h ie f Lxcciitive 142 24-29
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Peters T (1997) The circle o f innovation London Hodder amp Stoughton
Pettigrew PS (1999) The new politics o f confidence Toronto Stoddart
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144
Richards D amp Engel S (1994) After the vision Suggestions to corporate visionaries and vision champions In JD Adams (Ed) Transforming leadership From vision to results Alexandria Miles R iver Press
Richman LS ( 1990 January 29) Lets change the immigration law - now iurtiine Magazine 12
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Slivinski L amp Miles J (1997b) Leadership competencies fo r ADMs and senior executives Ottawa Government o f Canada Public Service Commission
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146
Trcasur Board o f Canada Secretariat (1998) Profile o f public service leaders and managers Ottawa G overnm ent o f Canada
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