lance m africk financial disclosure report for 2009

8/3/2019 Lance M Africk Financial Disclosure Report for 2009

1/9

I ~o J0 FINANCIAL DISCLOSURE REPORT in Government Act of 1978~e ~. mo~o. FOR CALENDAR YEAR 20091 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i rs t , m i d d | c i n l t i a l ) 2. Cour t o r Organ iza t ion 3. Dste of Rel~r t

A F R I C K , L A N C E M . U S D C , E A S T E R N D I S T R I C T O F L A 5 / 0 512 0 10

4 . T i t l e ( A r t i c l e l l I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6. Repor t ing Per iodm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t im e ) [ ] N o m i n a t i o n . D a t e 0 1 / 0 1 / 2 0 0 9F U L L - T 1 M E U . S . D I S TR I C T J U D G E [] Initial [] A n n u a l [] Final to12/31 /20095 b . [] A m e n d e d R e p o r t

7 . C h a m b e r ~ o r O f i ~ c e A d d r e s s 8 . On the b~l is o f t he Info rmat ion conta ined In th i s Repor t nnd an ym o d i f i ca t i o n s p e r t a ln i n K t h e r e to , i t I s , i n m y o p i n i o n , i n c o m p l i a n c e5 0 0 P O Y D R A S S TR E E T with appl icable laws ~nd regulat ions.R O O M C - 40 5N E W O R L E A N S , L A 70 1 3 0 Reviewing Off icer D a t e

I M P O R T A N T N O T E S : The iustructions accompa,ylng thls form must be followed. Co,nplete all parts,checking the NONE box for each part where you have no reportable informat ion. S ign on last page.

I . P O S I T I O N S . c ~ , ~ ,o , ; ,~ i , ,db,ia, al only; .*eepp. 9-13 of f ir ing instructlonsJ[~ N O N E ( N o r e p o r t a b le p o s i t i o n s .)

P O S I T I O N NAME OF ORGANIZATION/ENTITYI. E x e cu t i v e C o m m it t e e M e m b e r an d P r e s i d e n t -E l e c t A l l s ta t e S u g a r B o w l

2. "fn~ tee Trust #1

3. Director Africk Family Foundation, Inc. ~ r-.~

. ..:~ ~ " " ;

H . A G ~ E M E N T S . (Reporting indlviduul onty; see pp. 14-16 o/fiting in~r, ctions.) f~;~ N O N E (No reportable agreements.)~ PARTIES AND TE~S

1 .


2/9

FINANCIAL DISCLOSURE REPORT r , ~ m e o f ~ e r ~ o . R ~ , o r t ~ . ~ [ u ~ , , o r a ~ p o . [P a g e 2 o f 9 A r R I C K , LA N C E M . 5 /0 5 /2 0 1 0

A. Fliers N o n - I n v e s t m e n t I n c o m eN O N E ~ o r e p o r t a b l e n o n - i n v e s tm e n t i n c o m e . )

SOURC~ AND TYP~(you m , n o t sp ou se s )

I.2.

3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - t f j , o u were m arrled during at ly l~ort ion of the report tng year, comp lete thi~ sect]or~( O o l l a r a r tm u n t n o t r e q u i r e d ~ c e p l f o r h o n o r a r i a , )1 - - " ] N O N E ( N o r e p o r t a b l e n o n - i n v e s t m e n t i n c o m e . )

D A T E SOURCE AND T~PE1 . 2 0 0 9 L y n n L u k e r a n d A s s o c i a t e s , L L C - w a g e s2 . 2 0 0 9 B r o w n S i m s , P C - w a g e s3 . 2 0 0 9 Po r t e r M a l o u f PA - l eg a l f ee4 . 2 0 0 9 Ja c qu e s F . B e z o u , PL C - l e g a l fe e

IV . R E I M B U R S E M E N T S -,~...po.~o,,, to,~g~..~, fo oa , o,,,~,~ ........ ~( I n c l u d e s t h o s c , m s p o u s e a n d d e p e n d e n t c h i l d r e n : s e e p p , 2 5 - 2 7 u f j q l i n g i n s t ru c t i o n s . )[~] N O N E ( N o r e p o r t a b le r e i m b u r s e m e n t s .)

~ DATE~ LOCATION PURPOSE ITEMS PAID OR PROVIDED1 . N e w Or l e an s Bar A ssoc i a t i on M a r c h 1 3- 1 5 , 2 0 0 9 B ilo x i , M S B e n c h Ba r C o n fe re n c e r eg i s t r a ti o n , h o t e l a c c o m m o d a t i o n s2.3.4.5.


3/9

Page 3 of 9 , ~ , v m c ~ L a r ~ c ~ m . 5 / o 5 a o ~ o

~ N O N E (No reportable g~s.)SOURCE DESCRIPTION ~

1 .2.

3.

4.

5.

~ N O N E ( N o reportable liabilities.)CR[DITOR DgSCRIPTION V A LU ~ GOD E

2.

3.

4.

5.


4/9

FIiNANCIAL DISCLOSURE REPORT ~,.oa~e.o~ Reporting DateoFRepor[P a g e 4 o f 9 A F R I C K ~ L A N C E M . 5 / 0 5 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - * , c o .. , , ,, ,t ,, e ,. ,, ,, s ,, ., ,, ,, s a.et,,~cs a, oso oI*p ...... ~ aepend~nt chiMrem s t t p p . 3 ~ t - 6 0 oIf i t ing b,struct ions.)NONE (No re po r tab l e i n c o m e , as se t s , o r t ran sac t io n s . )

A. ! B. C . [ D .D e s c r ip t i o n o f A s s c ~

1I n c o m e d u r i n g G r o s s v a l u e a t e n d ii T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g | r ~ s t a s s e t s ) r e p o r t i n g p e r i o d of r e p o r t i n g p e r i o d t!--(I) (2 ) (l ) t (2 ) I (I ) (2) i (3)I (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m ou n t T yp e ( e .g . , Value I Value I T y p e ( e . g . , Date } Value Gain I d e n t i t y o f~ mmtd&yy Code 2 C o d e 1( A - H ) o r i n t . ) ( J = P ) C o d e 3 r e d e m p t io n ) ( J - P ) ( i f p r l v a t e

( Q . W ) . . t r a n s ~ e f i o n )

1 . P ~ d e n t i a l I R A ( P r u d e n t i a l E q u i t y F u n d ) A D i v i d e n d M T2. L e g g M a s o n V a l u e T r u s t A D i v i d e n d J T S o l d 08 /] 0 /09 J B(part)3. S o l d 12 / 2 1 / 0 9 J A

( p a n )4. B u y 1 ~ 1 0 / 0 9 J

[ 5 . W hi t n e y Hol d i n g C o . B D i v i d e n d K T6. L ou i s i an a L oca l G ov . E n v i r o (M u n i c i p a[ A Interest J TB o n d ):7 . K r i sp y K r e m e D on u t s , In c . N o n e J T! 8 . R !vI A T a x Fr ee Fu n d , I n c . ( U B S ) A D i v i d e n d M T9. S o l d 01102/09 J( p a n )

1 0 . Bu y 01102/09 J

1 I. S o l d 0 1 /0 6 /0 9 J( p a n )12 . B u y 0 1 1 2 6 / 0 9 J

1 3 . S o l d 0 1 /2 7 /0 9 J(par t )1 4 . S o l d 0 1 /2 8 /0 9

( p a ~ )15 . S o l d 0~02/09 J(par t )16 . Bu y 02/23/09 J17 . S o l d 03/24/09(part)

C o l u m n s C I a n d D 3 ) N * $ 2 5 0 . 0 0 ! . $ 5 0 0 , 0 0 0 O * $ 5 0 0 .0 0 1 - $ 1 . 0 0 0 . 0 0 ~ P t *S 1,000.001 - $$,Ot)O,O00 P 2 - $ 5 , 0 0 0 , 0 0 1 . $ 2 5 , 0 0 0 . r g 1 0P 3 - $ 2 5 ,0 0 0 .0 0 1 - $ 5 D , D 0 0 .0 0 0 P4 ~ M o r c t h a r ~ $ 50 .0 , 50 .0 0 0

C o l u m n C 2 ) U *[tr~ok Value V - O l h e t \~ t =Est{rnz , "ed


5/9

N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFINAaNCIAL DISCLOSURE REPORT[ A F R IC K , L A N C E M .a g e 5 o f 9

V I I . I N V E S T M E N T S a n d T R U S T S - ~.co.,.. ,.~t,,~, , ~ n s . c , i o . , a . ~ t . a . s , , , , ,, oI,~ ...... a a,~.a,., children: seepp. 34-60 of filing Instructions.)N O N E ( N o re po r tab l e i n c o m e , as se t s , o r t ran sac t io n s .)

D e ~ r l p f i o n o f A s ~ e t ~ I n c o m e d ~ n g G r o ~ s v ~ l u e z t e ~ d ~ Tran~cf ions dur ing ~po~ing per~d(including trust ~sets) ~poo ing per iod o f r e p o a i n g p e r i o dP l a c e "IX)" a ~ r e a c h ~ t A m o u n t T~e (e.g. , Valu~ Value T y p e ( ~ . g . . D a t e Value ] Ga~ I d e n t i t y o fex~pt f rom pr ior di~ losure C o d e I div. , r~ t , C o d e 2 M e th o d buy, se l l m~d~ C o d e 2 C o d e 1 buyerlseller

~ ( A - H )o r i n t . ) ( J - P )

Code(Q.W)3r e d e m p t i o n ) { J - P ) ( A - H ) U~acdon)(if privale

18 , Bu y 0 3 1 2 5 / 0 9 J1 9 , S o l d 0 3 /2 5 /0 9( p a n )

2 0 . Bu y ~i2M~ J2 1 . S o l d 0 5 /1 9 /0 9 J( p a n )22 . Bu y 0 5 / 2 ~ 0 9 J

2 3 . S o l d 0 5 1 2 8 / 0 9 J( p a ~ )1 2 4 . B u y 0 6 / 0 ~ 0 9 J

2 5 . S o l d 06/I 7/09 J2 6 . B u y 0 6 / 2 4 1 0 9 J27 . S o l d 07/01 /092 8 . S o ld 0 7 / 1 7 1 0 9 J(par t )2 9 . Bu y 07/27/09 J3 0 . S o l d 0 7 1 2 9 / 0 9 J(~)

3 I. S o l d 0 8 /1 8 /0 9{ p a r t )3 2 . S o l d 0 8 /1 9 /0 9 J( p a n )3 3 , B u y 0 8 1 2 5 / 0 9 J3 4 . S o l d 08 i26f09( p a n )

P3 = $ 2 5 , 0 1 } 0 . 0 0 1 - $ 50 .0 0 0 , 1 ) 0 0 P-1 ~or ~n S50,~,~~. Valu: ~h~ C~=s Q ~A~isal R ~ o s t ( R e a l E ~ a t ~ O n l y ) S ~ A s ~ e s s me n t T-C~h Marka


6/9

PageFINANCIAL6 of 9 DISCLOSURE REPORT I

V I I . I ~ V E S T M E N T S a n d T R U S T S -i.co ....... t,,~, , r ~ . ~ a c a o n s a . c ~ . s , , s a , o . o l v o , , ~ ~ . a ~ , .~ . , , a ~ , . , c/,.~,.o,,;[---] N O N E ( N o reportable income, assets, or transactions.)

D c s e r ip l i o n o f A s s e ts I n c o m e d u r i n g G ro s s v a l u e a t e n d [ T r a n s a e t l o n s d a r l i n g r e p o r t i n g p e r i o d(including t~st assets) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d !P l a c e " ( X ) " a f t e r e a c h a s s e t A m ou n l T yp e ( e . g . , Value [ Value T y p e ( e . g ., [ Date t Value Gain I d e n l i ~ y o fe x e m p t f r o m p r i o r d i s cl o s u r e , C o d e I d i v . , r e n t , C o d e 2 [ M et h o d buy, sell , [ m a n / d d ~ y y [ C o d e 2 C o d e I buyer/seller

I ( Q - W I I r a n s a c t l o n )13 5 . S o l d 0 8 /2 8 /0 9 J(par t )

3 6. Bu y 0 9 / 2 , . 1 1 0 9 l3 7. Bu y 10 /26/09 J3 8 . B u y 1/23/093 9 . B u y ! 1 / 2 7 / 0 9 M40 . Bu y 1 2 / 0 2 / 0 9 1 J41 . S o l d 12/07/09 J( p a r t )42 . B u y 12/17/09 J43 . B u y 1224/09 J44 . J ohn Han cock Var i ab l e A n n u i t y A D i v i d e n d N T45 . P . M A U B S B a n k U S A D E P A c c o u n t Se e n o t e #1 .46 . M er r i ll L y n c h P r i o r it y C M A T a x E x em p t A D i v i d e n d K T B u y 1 2 / 3 1 1 0 9 JF u n d47 . S a v i n g s a c c o u n t C a p i t a l O n e B a n k A Interest J T R e d e e m e d , 12 /31/09 J48 . C i t i b an k Ban k D e p os i l P r og r am A Interest J T

4 9 . Trust #1 ( sav i n g s accou n t F i rs t Ban k & A Interest J TTrust )5 0 . St a t e o f L ou i s i an a (ST A R T P r og r am ) A Interest K T5 1 . C e r t if i c a te o f D e p o s i t C o u . n t r 3 ,w i d e B a n k , A Interest J T M a t u r e d 0 9 1 1 1 / 0 9 J A

( S ~ C o l u m n s 8 1 a n d D 4 ) F = $ 5 0 . 0 0 1 $ 1 0 0 . 0 0 0 G ~ $ 1 0 0 . 0 0 1 - $ 1 . 0 ~ .0 0 0 I 1 1 = ~ 1 . 0 ~ . 0 0 1 - $ 5 . 0 0 0 , 0 0 0 1 1 2 ~ b l o ~ t h a n2. Val~ Ct~es 1 ~ $ 1 5 , 0 D 0 o r l e s s K = $ 1 5 , 0 0 1 - $ 5 0 , 0 ~ L = ~ 5 0 , 0 0 1 - $ 1 0 0 . 0 ~ M =$100.~1 -$~0,~( S c C o [ ~ n = n s C I a n d D ] ~ N =$~0,001 - $500.0~ O -$5~,001 - $1,000.0~ PI =11,000,~1 $5,0~,~ P2 =S~,~,001 - $~.~,0~3. Value hl~ ~de~ Q - A p p r a i s a l R ~ost (Real ~tate Only) S = A s ~ s s m e ~ T ~ash Mark~(S ~ E o l t~ mn C 2 ) U "B~k Vzhte V ~lhcr W ~ E ~ l i m a l ~ d


7/9

FINANCIAL DISCLOSURE REPOR TPage 7 of 9

V I I . I N V E S T M E N T S a n d T R U S T S - - i ~ c o , , , e , ,,.~,,., r . .. .. .. t ; o .~ ~ t , ,e ~ a o , , ~ , o ,e o I * ~ o " . d V o p e ~ . .. , c ~ t S a , , o ; , o . ~. ~ * - ~ 0 o ~ . a ~ , , Z i . s ~ * a S o ~ , . )NONE (No re po r tab l e i n c o m e , as se t s , o r t ran sac t io n s . )

A. B. C. l D.Desc r ip t ion o f A ss , c l s I n c o m e d u r i n g G r o ~ s v a l u e a t e n d

/T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( inc l ud ing L ,us l asse ts) r e p o r t i n g p e r i o d o f r e p o r t h a g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t Amount[ Type (e.g., V a l u e

I]Value

T y p e ( e . g . , Date [ Value ] Gain I d e n . it y o fe x e m p t f r o m p r i o r d i s c l o s u r e Code I div., rent. C o d e 2 ~ , ~ l e t h o d buy , se l l , mm/d~y/ C o d e 2 C o d e I buye r !s e l l e r(A.H) ~ o r in t .) (I-P ) C o d e 3 r c d e mp lio n ) ( I-P I ( A - H ) ( i f p r l v ~ t cI I ( Q -W ) ] .... .... . t r a n s a c t i o n )

: 5 2 . Certificate ofDepositNational Citibank OH A l n t e r e s ~ J T Matured 0 9 / 1 1 / 0 9 J A

5 3 . ~ e a i f i ca t e o f D e p os i t C i t i b an k : , N A A Interest J T M a t u r e d 0 9 /1 1 /0 9 J A

5 4 . D r e y f u s L i q u i d A s s e t s C l a ss I A D i v i d e n d J T

5 5 . C e r t i f i c a t e o f D e p os i t Be a l Ban k N e v ad a A Interest J T B u y 09/I 1/09 J

5 6 . C e r t i f ic a t e o f D e p os i t A l l y Ban k -UT A Interest J T Bu y 0 9 /1 1 /0 9 J

5 7 . C e r t i f ic a t e o f D e p os i t M e t L i f e Ban k , N A , A Interest J T B u y 0 9 /1 1 /0 9 J

5 8 . E u r op e an G r o~ v t h F u n d C l ass C A D i v i d e n d J T B u y 09/11/091 J

5 9 . Bu y 12/28 /09 J

6 0 . G r o w t h F u n d o f A m e r l e a C l a s s C A D i v i d e n d J T Bu y 0 9 /1 1 /0 9 J

6 1 . B u y 1 2 ! 2 2 / 0 9


8/9

FINANCIALDISCLOSURE Ia m e o f P c r s o a R e p o r t ia g D a t e o f R e p o r tEPORT[ A F ~ C ~ , L X N C E ~ .~ . 5 / 0 5 / 2 0 1 0age 8 of 9

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.aJ~o,opQ,t,iR,po,,)

1 . T h i s p os i t i on w as i n ad v e r t e n t l y r e p or t e d i n p r i o r ye - r F in an c i a l D i sc l osu r e r e p or t . It shou l d ha v e b e e n d i sp ose d o f i n t ha t r e p or t .


9/9

Ja m e o f P e r s o n R e p o r l i n g D a t eINANCIAL DISCLOSURE REPORTI A F R IC K , L A N C E M .

P a g e 9 o f 9 5 / 05 / 2 0IX. CERTIFICATION.

I c e r t i fy t h a t a l l i n f o r m a t io n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n } ) I sa c c u r a t e , U - u e , a n d c o m p l e t e t o t h e b e ~ t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n ) i n f o r m a t io n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l ic a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t in g n o n - d l s c l o s u r e .

I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t ~ i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t ~ w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatur, ~

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y AND WILFULLY FALSIFIJ , , : ,, ~ " M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m bu s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

lance m africk financial disclosure report for 2009

Documents