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    CeROArtNumro 6 (2010)

    Horizons

    ...............................................................................................................................................................................................................................................................................................

    Simon Lambert

    Italy and the history of preventiveconservation

    ...............................................................................................................................................................................................................................................................................................

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    Simon Lambert

    Italy and the history of preventiveconservation

    Introduction1 Preventive conservation encompasses all measures and actions aimed at avoiding and

    minimizing future deterioration or loss (ICOM-CC 2008). Contrary to conservation

    treatments that target single objects, preventive conservation focuses on entire collections and

    their surrounding environment. Above and beyond technical prescriptions for climate, light

    and handling, preventive conservation is a conceptual approach to conservation (Caple 1994)

    that implies a mental shift a change in thinking from how to why things are conserved (de

    Guichen 1995). What determines this shift and why does country like Italy, that prides itself

    so much on its cultural heritage, currently lack a cultural heritage protection strategy that

    encompasses a holistic, long-term vision?

    2 This paper examines two key moments in recent history when Italy was presented with

    opportunities to integrate preventive conservation into cultural heritage policy but did notsucceed in doing so. These are the Franceschini Commission (1964) and the Pilot plan for

    the programmed conservation of cultural heritage in Umbria (1976). An historical overview

    of the development of preventive conservation is offered to contextualize these initiatives.

    Italys failed attempts can be instructive to other countries seeking to raise public awareness

    for the importance of long-term planning for cultural heritage protection and allocate resources

    effectively.

    Tracing the origins of preventive conservation3 The desire to minimize deterioration and loss of cultural heritage is universal. This

    sentiment permeates through many European treatises from Antiquity, the Middle Ages

    and the Renaissance. The highly codified artistic production techniques and instructions for

    maintenance indicate that these societies valued their contemporary artistic production and

    took great care in ensuring it would be transmitted to posterity. Over thousands of years, there

    is impressive continuity in prescriptions for the protection of buildings, sculptures and painted

    works from fire, insects, mould, earthquakes, rainwater and excessive humidity (Cagiano de

    Azevedo 1952; Koller 1994).

    4 Several examples from around the seventeenth century also reveal a preoccupation for

    protecting cultural heritage from the past from further damage. The well-documented

    conservation projects of Raphaels frescoes in Rome (1659 and 1702), for instance, included

    preventive measures to stop water infiltration, reduce the accumulation of dust, and limit

    copyists from staining the paintings with their oil-drenched tracing papers (Zanardi 2007).

    5 Some conservation professionals also showed an awareness of the potential harm caused by

    treatments themselves. Nearly a century later Pietro Edwards, Director of the Restoration ofthe Public Pictures of Venice and the Rialto, warned painting restorers and inspectors to limit

    overly invasive interventions (Edwards 1777) and advocated for the creation of preventive

    care regiments focusing on entire collections (Edwards 1798).

    6 An early example of preventive conservation applied to collections can be found in

    Museographia, a guide to the museums, galleries and libraries of Europe written by Hamburg

    scholar and merchant Caspar F. Neickel. In his guide, the author gives instructions on how to

    avoid moisture problems by displaying objects in rooms with south-westerly orientation, how

    libraries should constantly monitor insect pests, and how to avoid damage to displays through

    careful design (Neickel 1727, 378, 247). He also lists 25 rules of conduct for museumgoers,

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    reminiscent of modern collections care guidelines, which include instructions on object

    handling and theft prevention (Neickel 1727, 401-403).

    7 After more or less sporadic cases, a cohesive body of knowledge known as housekeeping

    emerged in sixteenth-century England. Housekeeping practices, which consisted in practical

    advice for the maintenance and management staff in estate homes, were handed down

    in diaries, manuals, letters and paintings. These guidelines included recommendations for

    controlling humidity, heat, light, insects, dust and damage from abrasion (Abey-Koch 2006).

    8 Cultural heritage protection has often materialized in planned activities that include regularmonitoring and maintenance. A consciousness for the need to prevent the loss of cultural

    materials due to constant, cumulative damage has existed for thousands of years.

    War and the immediacy of threats

    9 Although the concept of continuous prevention was arguably already engrained in everyday

    practice, it sometimes took total loss or the threat of total loss to awaken the need for

    highly structured preventive conservation activities. The progressive integration of scientific

    methods into the cultural heritage sector also provided new methods to those entrusted with

    the protection of collections.

    10 The conservation community is well aware of the securing and evacuation of collections in

    the months leading up to the first air raids of the First World War, both at the British Museum

    (Caygill 1992) and at the National Gallery (Saunders 1992) (Figure 1).

    Fig. 1 Objects from the British Museum in the London Underground, 1918

    Credits: from Caygill, 1992

    11 The resulting damage to the British Museums collection due to improper storage conditions,

    and the creation of its museum laboratory, eventually led to the migration of science to

    the museum world (Plenderleith 1978). Slowly, prevention and the study of deterioration

    mechanisms were added to the traditional activities of restoration workshops (Plenderleith and

    Philippot 1960).

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    12 During the Second World War, the use of air raids was intensified and cultural heritage was

    intentionally pillaged and plundered. As threats changed, the British Museums collections

    were moved several times (Plenderleith 1978; Caygill 1992). At the National Gallery, staff had

    received special emergency training, allowing its entire collection to be evacuated just three

    days before war was declared (Saunders 1992). The works were later moved to underground

    climate-controlled slate quarries in Wales (Rawlins 1946).

    Fig. 2 Paintings stored in the Manod quarry, Wales.

    Credits: from Saunders, 199213 In Italy, a less-known operation of sizeable proportions was conducted to protect immovable

    and movable cultural heritage under the leadership of Education Minister Bottai of the Fascist

    regime. When the war erupted, it is said that the majority of Italys cultural heritage had been

    made invulnerable to damage (Lazzari 1942, vi.)

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    Fig. 3 Protection of the Antonine Column in Rome.

    Credits: from Lazzari, 1942

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    Fig. 4 Protection of the Ara Pacis in Rome.

    Credits: from Lazzari, 1942

    14 Throughout the peninsula, historic buildings and monuments were protected structurally with

    scaffolding, supporting walls, buttresses and pilasters. Decorated surfaces were covered with

    sandbags, and other systems for the more fragile and delicate elements (Lazzari 1942). The

    Istituto Centrale del Restauro (ICR) in Rome, which opened in 1939, created a Technical

    Council responsible for verifying the suitability of environmental conditions for artworks

    throughout the war (Lazzari 1942). Movable works from the most important artistic centres

    were transferred to hundreds of repositories, far from any military target (Lambert 2008).

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    15 With the experiences of the Wars, an important evidence base was emerging to justify

    increasing expenditure on protecting entire collections rather than repairing individual objects.

    In the face of urgent, catastrophic and generalized threats, Italy had planned and implemented

    an operation of singular proportions. After the war, the countrys challenges shifted to

    the protection of cultural heritage against the slow and continuous threats of degradation,

    abandonment and neglect.

    The Franceschini Commission: Italys first opportunity16 In the sixties and seventies, Italy had several occasions to adopt preventive conservation, but

    those attempts failed at theimplementation stage. After the Second World War, economic

    prosperity in the Allied countries stimulated rapid industrial and technological growth and the

    expansion of the construction industry. Outcries of disapproval were felt in the international

    cultural heritage sector. The International Council of Museums (ICOM 1962, res 4) resolved

    to protect natural and cultural heritage from rapid industrialization and the mechanical age.

    Similarly, the International Council of Monuments and Sites (ICOMOS) expressed its desire

    to protect built heritage from unbridled and disharmonious development (Gazzola 1964).

    17 Before the Second World War, Italy had been principally rural and economically

    underdeveloped. Afterwards, it became industrialized rapidly with the inflow of international

    funding for reconstruction. New infrastructures were developed, industry flourished and the

    population began to move out of historic city centres towards the newly constructed suburbs.

    This important socio-economic shift is thought to be responsible for initiating Italys slow

    urban deterioration and environmental neglect (Zanardi 1999).

    18 In response to the imminent threat of unregulated development in Italy, a public inquiry

    was opened in 1964. Commonly called the Franceschini Commission after the minister

    who presided over it, this group was composed of 16 members of parliament and 11

    experts in art history, archaeology, law and library science. The Commission was responsible

    for revising the current legislation, administrative framework and funding mechanisms for

    cultural heritage protection. Following an in-depth analysis of the situation, 84 declarations

    were produced. These were synthesized in nine recommendations for urgent action, clearly

    indicating of a growing desire for social change:

    Establish a security service to protect cultural heritage.

    Call for a moratorium on projects concerning areas of monumental, archaeological or

    environmental interest.

    Begin a systematic inventory of Italys cultural heritage.

    Make publicly accessible historic buildings now used by the State for administrative

    functions.

    Eliminate unacceptable interventions/treatments on cultural heritage.

    Establish headquarters for research, conservation, restoration and documentation

    institutes, and for the national scientific institutions.

    Train scientific and technical staff responsible for the autonomous administration of

    cultural heritage. Promote contemporary artistic production.

    Raise public awareness on the importance of respecting cultural heritage through a

    national campaign [authors translation] (CITVPSAAP 1967, 133-139).

    19 As a direct result of the third recommendation, the Central Office for Cataloguing and

    Documentation (Ufficio Centrale per il Catalogo e la Documentazione) was established in

    1969. Two further Commissions followed: the Papaldo I (1968) and II (1970). Their aim

    was to extract from the Franceschini Commissions declarations and recommendations all that

    could be transformed and implemented into legislation. Regrettably, nothing ever materialized

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    from this work and the recommendations were never again examined by Parliament (Condemi

    1993).

    20 Conservation historian Bruno Zanardi (1999) has argued that the Franceschini and Papaldo

    commissions were inconclusive for three main reasons. First, the real estate investment lobby,

    firmly anchored within government, intentionally obstructed the work of the commissions.

    Second, Italian bureaucracy was notoriously slow and ineffective. Third, in 1968 the priority

    in Europe shifted towards addressing the violence, revolutions and democratization of

    universities.21 Though rarely mentioned, the economic implications of these recommendations may have

    been considerable, as it called for significant increases in funding allocations for culture

    (Urbani 1977). Regrettably, it would be several years before the idea of holistic cultural

    heritage protection would be taken up again.

    Giovanni Urbani: Italys second opportunity

    From specific to holistic

    22 Although the work of the Franceschini, Papaldo I and Papaldo II commissions was

    inconclusive, on some level there was a growing public awareness of the precarious

    relationship between natural and cultural heritage. In 1966, the floods in Florence andVenice were a violent reminder of this fragility (UNESCO 1967). That same year, a massive

    landslide occurred in Agrigento, Sicily, showing the severe consequences of unregulated urban

    expansion in the Valley of the Temples (Erbani 2006). In the early seventies, the time was

    ripe in Italy to examine once again what could be done concretely to address these issues and

    prevent future disasters.

    23 In a radio interview, Giovanni Urbani, art historian, conservator and future Director of the

    ICR (1973-1983), expressed his view that the essence of the problem of conservation in Italy

    lied in the ability to merge the protection of nature and culture in one single plan (Urbani

    1971). Urbani believed that like works of art, which lose their meaning when de-contextualized

    from art history as a whole, the protection of cultural heritage should be tackled globally and

    integrated with the protection of natural heritage.

    24 Though Urbani was himself a trained conservator, he was highly sceptical of the aims of his

    profession. He once observed that from 1967 to 1976, public expenditure on restoration (i.e.

    single-object treatments of aesthetic nature) had increased ten-fold, with no observable

    improvement in the overall condition of Italys cultural heritage (Urbani 1977, 113).

    25 Urbani advocated something radically different from treatment-oriented conservation:

    preventive conservation. He argued that science had an important role to play in conservation

    (Urbani 1973), but only if it was applied to large samples (i.e. collections) and not individual

    objects (Urbani 1968). By merging the conservation of nature with that of cultural heritage,

    and guiding decisions using a strong scientific evidence base, he could give his integrated

    vision of conservation a tangible form.

    Programmed conservation and the Pilot planfor Umbria26 It has been said though the same applies to other countries that Italian cultural heritage is

    a unique case because of the importance of the context in which it was produced, of the extent

    of its geographical distribution, of its stratification and continuity over millennia, and of its

    sheer quantity (Zanardi 1999; Settis 2005). In 1976, Urbani presented the Italian Ministry of

    Culture with the Pilot plan for the programmed conservation of cultural heritage in Umbria

    (ICR 1976), a project strongly rooted in this specificity.

    27 Once implemented, this plan would give Italy a deeper understanding of the vulnerability of

    its movable and immovable cultural heritage and its exposure to several deterioration factors:

    geological, seismic and meteorological risk, air pollution, and depopulation. It would allow

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    the Ministry of Culture to make systematic, evidence-based conservation decisions within a

    forward planning framework.

    Fig. 5 Map from the Pilot Plan showing the distribution of seismic events from year 0 to 1969.

    Credits: from ICR 1976

    28 As a first step, data would be gathered in the region of Umbria, where the new tools for risk

    management and training would be tested. Afterwards, a plan for the entire country would bedeveloped, taking into account the cultural specificity of each region (Urbani 1976).

    29 Around this time, the term preventive conservation had emerged in the museum sector

    (Thomson 1977; G. de Guichen, pers. comm.). Instead, Urbani used the term programmed

    conservation, presumably because the tool he sought to develop would help target

    maintenance activities at specific time intervals. According to Urbani himself, programmed

    conservation was a technique that included all periodic measures taken to maintain and

    lower the rate of deterioration of ancient materials as much as possible [authors translation]

    (Urbani 1976, 109). While Brandis (1963) preventive restoration had been a theoretical

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    abstraction (Lambert 2008), Urbanis programmed conservation depended on concrete actions

    and measurable results.

    30 The Pilot plan had three main objectives:

    To evaluate the effects of selected agents of deterioration on the condition of cultural

    heritage in Umbria.

    To define the techniques to be used for documentation and treatments, and establish

    cultural heritage maintenance programmes.

    To describe the nature and dimensions of a regional hub where monitoring and treatment

    programmes would be defined [authors translation] (Urbani 1976, 105).

    31 In a preliminary phase, data had already been collected in Umbria to understand the

    composition and regional distribution of cultural heritage and of the selected agents of

    deterioration. Inventory forms for various types of heritage were developed and several

    regional maps indicating the location and concentration of the agents were produced (Urbani

    1976) (Figure 5).

    32 Training was a central element of the project. Urbani firmly believed that instead of training

    restorers, Italy should train technicians capable of delivering programmed conservation to a

    variety of materials and types of cultural heritage (Urbani 1977). For this purpose, didactic

    manuals called DIMOS (Course on the maintenance of wall paintings, mosaics and stucco)

    were published from 1978 to 1979 (ICR 1979). In Italy, the DIMOS manuals (now out of

    print) are still used today by several art conservation programmes.

    33 In a distant future, after programmed conservation had been integrated into government policy,

    Urbani believed that Italy would need new and innovative legislation for the protection of

    cultural heritage. He was convinced that the Ministry of Cultural Heritage should also increase

    its regional presence by decentralizing its power and initiate collaboration with the Ministry

    of Environment, the Ministry of Education and with regional government (Zanardi 2006).

    Unfortunately, none of this would ever happen.

    The failure of the Pilot plan

    34 In the months following the publication of Urbanis Pilot plan a controversy emerged, of which

    Perrotta (2004) has provided an overview. It appears the ICR was criticized severely for having

    assigned to the private sector work that should have remained in the public sector. In short,

    the Pilot plan grew out of collaboration with TECNECO, a subsidiary of ENI (Italys energy

    provider). Further disapproval came from the Republican party (then in power) who claimed

    that with his plan Urbani sought to override the role of regional government. This caused great

    upheaval in the Umbrian Superintendencies, who opposed the project categorically. Roberto

    Abbondanza, then regional inspector for cultural heritage in Umbria, commented in national

    newspapers that his role was being usurped and that the Pilot plan should be entirely re-

    written. Furthermore, the Communist party claimed that Urbani was making ENI profit from

    the correction of its mistakes because the project focused on deterioration associated with

    industrial pollution. The Communist party also accused the project of being antidemocratic

    by promoting the privatization of cultural heritage management.35 Zanardi (1999, 224), a student of Urbanis at ICR, believes this controversy over the Pilot plan

    was fuelled intentionally by ministerial bureaucracy, by superintendents and by university

    professors who were unqualified to comment on the technical and scientific content of the

    project. This occurred, he argues, because they all stood to lose their managerial control if the

    plan were ever implemented.

    36 Giorgio Torraca (2004), a close friend and colleague of Urbani, explains that Urbani despised

    obstacles, and although he was a public servant himself, Urbani had never accepted the

    principles of Italian public administration. Although the collaboration with TECNECO had

    initially been suggested to Urbani by Social-democratic minister Matteotti, also a friend of

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    Urbani, working with them meant bypassing the usual bureaucratic channels and exposing the

    project to oppositions. After a series of quarrels with the Ministry of Cultural Heritage about

    these and other issues, Urbani eventually resigned from his post as Director of the ICR in 1983.

    37 One of the few concrete results of the Pilot plan came several years later. The Italian Risk Map

    project began in 1987 under the direction of Pio Baldi, an architect employed at the ICR. It

    focused on a single aspect of the Pilot plan: the mapping of cultural heritage distribution and

    the intensity of agents of deterioration. Urbani, though he was not consulted on the project,

    looked favourably upon it:38 A map like this allows work to be organized based on something that is defined,

    analyzed, and time-bound. Today, superintendents do not have any of this. And no

    one ever speaks of maintenance. From the technical point of view, a real strategy

    for cultural heritage protection could emerge from this [authors translation] (Urbani

    1990).

    39 It has long been said that the Risk Map would be a tool used for conservation management

    nationwide (ICR 1987; Bartoli, Palazzo and Urbisci 2003; Accardo 2004). Yet, 20 years later,

    it has yet to fully deliver on its promises.

    Discussion40

    As was the case at the time of the Franceschini Commmission, building without planningpermissions and speculation in the construction industry are still important problems today

    (Tosatti 2003; GIU 2010), which continue to have a negative impact on cultural heritage

    conservation in Italy (Deliperi 2010).

    41 In a country with such a strong bureaucratic tradition, which is often difficult to reconcile

    with the requirements of the private sector, one is left to wonder whether the fate of the Pilot

    plan could have been different if Urbani had put aside his personal convictions and played by

    the Ministry of Cultural Heritages rules. Admittedly, it is probable that without TECNECOs

    support, this document would never have been published at all.

    42 Though anecdotal evidence and controversies may help to contextualize the events leading

    up to the failure of the Pilot plan, the economic and moral dimensions should be further

    emphasised. In 1976, annual public expenditure on restoration for publicly and privately

    owned monuments, galleries and archaeological sites was approximately 35 billion lire

    (Urbani 1977). Implementing the Pilot plan, would have cost only about 1.4 billion lire

    (excluding staff time), or 4 % of this amount (ICR 1976). This raises a question that

    is central to the very notion of preventive conservation. How much money was Italian

    public administration willing to invest in 1976, for benefits that would be reaped by future

    generations? Contrary to restoration, preventive conservation has no visible results, so

    adopting it requires a significant mental shift.

    43 Michalski (2008, 755) recently used the concept ofsocial discount rate (SDR) to investigate

    conservation decision making. As he paraphrased it, SDR is the interest that people are

    willing to pay () to get something now on credit.When applied to the two major initiatives

    discussed in this paper, Italy was operating on a high SDR. In other words, by failing to invest

    then on achieving long-term conservation objectives, it has actually magnified the losses forwhich that generation is now accountable. It is worthwhile noting that at present, the Italian

    Ministry of Cultural Heritage and Activities (MiBAC) still focuses on single-work restoration

    projects with high visibility and marketability, as displayed prominently on its website.

    44 One of the few (if not the only) successfully implemented national conservation action

    plans is the oft-cited Deltaplan in the Netherlands. Instead of originating from conservation

    professionals, the impetus for this plan came from a 1987 report issued by the Court of Audit,

    highlighting how public funds were being misspent to care for the nations collections. To

    develop the plan, the concerned institutions were consulted systematically, establishing a two-

    way exchange between them and central government (Talley 1999). Valuable lessons can be

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    learnt from this on the importance of stakeholder consultations to ensure the buy-in process

    for preventive conservation and on the importance of making a strong financial case to justify

    its implementation.

    Conclusion

    45 History has shown that although the concept of continuous preventive conservation may be

    intrinsic to many societies, large-scale strategies are often adopted in times of emergency, orin the aftermath of disasters to avoid the repetition of errors in planning. In the late sixties and

    seventies, Italy seemed to be ideally positioned to launch a national preventive conservation

    strategy for cultural heritage, but failed at both attempts.

    46 In Italy, most cultural heritage matters are governed by the State and prevention and

    maintenance are legally inscribed in the Italian Code of Cultural Heritage and Landscape

    (MiBAC 2004, art. 29). Though structures are in place to facilitate the implementation of

    a national cultural heritage protection strategy, these laws have not yet materialized into an

    action plan. If a stitch in time really does save nine, preventive conservation is the most long-

    term cost-effective solution for Italy. This is especially true, now that public spending on the

    protection and promotion of cultural heritage in Italy has been reduced by 35 % since 2007

    (MiBAC 2009, 27).

    47 Recently, Roberto Cecchi, Director General of historic, artistic and ethno-anthropological

    heritage for the Italian Ministry of Culture and Activities, commented on Romes crumbling

    archaeological sites in the New York Times: We must set down methods and rules. We must

    start to think ahead, not just respond when crises happen (Kimmelman 2010). A formal

    commitment from central government is now needed to initiate this mental shift sooner

    rather than later.

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    Simon Lambert

    Simon Lambert received his MSc in the Care of Collections (Cardiff University, United Kindgom)

    with a dissertation on the carbon footprint of museum loans. He has a BA in Art History and

    Italian literature (McGill University, Canada) and a Laurea in Paintings Conservation (University

    of Urbino, Italy). Simon is currently engaged as a consultant for the International Centre for

    the Study of the Preservation and Restoration of Cultural Property, Rome (ICCROM). Contact:

    [email protected]

    Droits d'auteur

    Tous droits rservs

    Abstract / Rsum

    Italy is a point of reference for the conservation community worldwide, but it has yet to make

    a definitive leap towards preventive conservation. This paper examines some of the reasons

    to explain this, in the hope that this may be useful for other countries. After a brief look at

    the history of preventive conservation from Antiquity to the Second World War, two seldom-

    discussed Italian initiatives are presented: The Franceschini Commission (1964) and the Pilot

    plan for the programmed conservation of cultural heritage in Umbria (1976).

    Keywords : Italy,ICR,environment,preventive conservation,history

    LItalie est une reference mondiale dans le domaine de la conservation-restauration,

    cependant, elle na toujours pas adopt la conservation prventive de faon dfinitive. Cet essai

    tente dexaminer quelques raisons pouvant expliquer ce fait, dans lespoir que ces informations

    pourront tre utiles pour dautres pays. Aprs un survol de lhistoire de la conservation

    prventive de lAntiquit la Seconde Guerre Mondiale, deux initiatives peu connues sont

    prsentes, savoir: la Commission Franceschini (1964) et le Plan pilote pour la conservation

    programme des biens culturels en Ombrie (1976).Mots cls : ICR,Italie,environnement,conservation prventive,histoire

    ndlr : Universit di Urbino Contact : Bruno Zanardi