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4127/2018 Kennan First Monday, Volume 14, Number 2 - 2 February 2009 Monday The state of the nation : A snapshot of Australian institutional repositories by Mary Anne Kennan and Danny A. Kingsley '1111• paper provides ltle nrst full deeerlptlon of ltle SUlb.18 of Australian lnstltutlonel repoeltDrlea. Australia preMn18 an IMJlrestlng eaa. because of the government's eupport of instibrtional repoeitDriee end open-· A survey of all 39 Austrelian univerllitiee condue1Jld in SePtamber 2008 shows that 32 instiMions have active rel)Oel"lllrie$ and by end of 2009, 37 should !lave repoei11>1ie8. The ID1al number of open access itllms has risen Clramatieally since January 2006. Five instrtulion• repor1lld they have an lrw1fu.11'on--Mde open aoeees mandate, and eight are planning ID lmpleinent one. Only 20 un!verllltfes have funding tor their niposltDry staff end 24 univenllt!et have fulldrng fOf' lhell' repoe!tory platform, either as ongoing recurrent budOIUno or absorbed Into their 1nstt11.1t1ons• budgets. The remal'nlr\g ere 111111 project funded. The plalfor111 moet fnlquentjy used tor A-ll•n n1poe1tor1ea Is Fedons lNtltl Vllllll. llkMlt of the re111a1n1no sites use EPrtnta or ospaca. Contents l!l!n!dl!GtlpO !It c:lsG !'Ollld Mell'Qdology 1!!!11UU1 and d!!IQJfflOQ Oc!!'&kp!oos Introduction This paper alms ID provllla a 'snapahot' of the - of AUll!nlllen lnltfllJllonal n1posltDrlm as llt Septl!mber 2006. In doing so, It builds on slmllar research carw1uslng lnsttb.ltlonal repoelmrtes In parflcLMr counlrtls such as the Unlled Statm (lllllley, 111t11I., 2006; Lynch and Upplnc:otl;. 2005; R.lltn, lilt 111., 2007), Cenedll {Shearer, 2006), Br11111n (Wiison, 2006) and f'nlnas (Baruch, 2007). A camplam descrlpllan of the AUltrdan lnltfllJllonal repoeltDry sllulltlon does not curn1ntjy mclllt. 'lb dllm lhel'9 have been sevensl lnlll!rnatlonal surveys lnc:orponsllng datlll from AllPtnllian reposU:ortes lnclldrng an lnmnnatlanal stlJdy which looked at 13 nations (van Wl!rrtrfenen and Lynch, 2005}. The Information on AllPtnllia uAd In this paper was obtllllned by siendrng a survey ID - ldverslt.y l!brartan In Aulllnllia who answered lhe quMtlons (Vlln w.trlenen, 2005}. &ecel.llH!I lhe 1UVey did not dlsjl!ngulllh between diglllll lhe81111'9poaltDrlaa end lnlltfb.rtfon111 reposltDrtes, and because lhe IStllltlsttas requellllsd were v-nslly for averages aC70ISS the country, the p'k:llJre painted by thlll rween:h of the AUll!nlll11n 1'9posltDry slb.illtlon - somewhat optimistic. One 2007 survey sir-nmd dalll from 56 lnstltl.ltfOnel diglllll n1po11tDrlea fnlm 11 countrta1, lndudlng Aullnllia (Prtmary Reeeen:h 2007). Thie study ontv canY11saed ftve Aurrtn1ll11n unlYensltfes end has llttntctl!d some a1tfcl1m within the open 1c:ce111S community beC11uae of Ila amal sampk' m... given llll' worldwide nature of Its scope (Oppenheim, 2007). T!Mre are currently several Wlsb •llm which collate lnformltfon about repositories worldwfde, but these - problems for creating a definitive list for a single c:olrby. T'1e Registry of OP111n Aaiess R.lilpo&/lorffl& desertbes the pllllform the repository Is based on, when Iha repository was reglsll!red wllh the ISl!l'Ylce and glVes a Qlll!Ullllllle depofllt {!lrocly, 2007). However there Is no way of distinguishing whet type of deposits these ans (llTll!IM, or memdm-onry Items for example, do not II\: the criteria of open ac:cess pns- or poft-prlnt papers). In addition, whens en lnltfb.rtfon h11 changed ph1tfarms, the two repositories apper as Apa rate enlltfes, even If the eerier repository hes been abeorbed Into the newer one. Open.DOAR, another wartd-wfda lnsUtutfonal repository list, proytdas a desalplfon of ll'K' 1"41!1X11111Dry, the number of Items In It, the platform, the contient. and pollcle.s (Plnfleld, 2008). HoweVl!r this Information Is not c:omple!Z for every and In some cases the lntbrmetlon Is up ID two years old. Bolh of Web 5lll!s are discussed In depth In ano!her paper (Cerr and Brody, 2007). Qrrenllv there are sevens! web sll8 W which speclftc:ally contain Information about Austnl!an repositories. Hawner, these sll8 contain dtM!nent lntbnnlltfon (for example a list of URLs, software plllt!orm.s, and pollcles) butane lrreiiulllrty updlltl!d. The ARROW Dm:tJvetY Service W (ADS) nin by lhe Nlltlanal Ubnlry of AllPtnllla searches slmultlllneously aC70ISIS the contents of Australran unlvef"lllty re-ltorles. The Wl!l> llte 1110 lllta Iha number of Items rn each 1'1!t19SltDry and glVK statlsltc:s on popular creators and lnstfb.rtfons (ARROW, 2006). While IMR lllll!s are Vllluable re!SOW'CK fOf' llll' Austnlllan academic community, they are and It ls unclear when and how the lnformlltfon Is updated. Thl' newarch described In this paper wlll colllltle lnformlltfon alrndy avellable, provide Information for a spedftc moment In time and 1ddltfon11 lnformat1on lhat wfll Inform the open access and lnstfllltfOn repoaltDry communltfe1. k,. "+ +++++++++I Background A\Snlllan lns!lb.ltlonal reposl!Drfes present an lntierestfng case because the Austnlllan govemment has been pivollll In supporting the development ot lnstfllltfOnal In AUlllnllla. In 2002, rn a n!port to the AUllll'lllan government, Ille CNer Sdmlllt hlghllghlle(I (among many other ltllngt) the Importance of ltle acoesslbllty and dissemination of research (Balllemam, 2002). In 2003, as a major flJnder or ltle Auslrllllan government ltlrough ltle depat1ment responsible for research flJrldlng, allocalled flJrllls on a competfllYe basis for ltle development of research lnl'ormatlon lnlnuwcture lndudlng open aa:es.s lnslltutlanel repositories In universities. As a result a number of universltfe.s and con.sortlll began repository testing and lmplementllltlon ll'om lhl's time {Auslnlllan Dl!j:Nlrtment or Educetfan Science and 1hllnlng, n.d.}. Of the many projects supporte<I, ltlree -re directly rellltl!d to lnstfll.rtfonal repositories: Australian Partnership l'or Sustllllnable Repositories (APSR); • Ausilnlllan Research Reposltorle5 Online to ltle World (ARROW); and, Regional Universities Bulldlng Research lnl'nlstrucilJre Collabol"llllYely (RUl!RJC). The ARROW project comprised or a consortium of universltfe.s and the Nltfonal Ubrary or Austral le, focusing on lclentftylng and testfng software or solutions to support lnstfb.rllonel repositories. The APSR project focused on demonstrating the fellslblllty of using open source soflwllre tD establllll lnltfb.ltlonal reposltorfes apsble or providing open accesm to a broad spectrum or dlgltll objeetl relevant to the ree1m:h proce11. The RUBRIC project wa1 flJnded to 111.1pport 1m1ller unlvel"llltles to estllblllitl lnstlllJllonel reposltol'leSI using prodl.ICl:ll teslled or developed by ARROW and APSR (Shl111>, 2006). In 2003 a Councll or Aurllra1T11n l..Wverslt¥ Ubnlrtans (CAUL) 111.1rvey on lnstttut1an11 repotlb:lrles [J] ldenllft'ed stx univenlllles lhllt hid estllbllllhed e-prtnt rej!OSllDrtes. A further 14 universities -re consklerlng establishing a repository, and ten responded ltlllt ltley had no plans n:ir a reposlmry. Moll' recently a research evewl!on exm:ise aled Excellence In Research In Auslrlllla (BtA) Is being Implemented aaos.s al universities. One aspect or ltlls project,. tllle<l 'Ac:cenlblllty or Publlastfon1• wrn require universities to develop reposltorfes ID support open aCCl!SISI {Harvey, 2008}. In addition, the Govel'nment his alloc.elle(I AUS$25.5 mllllon to Australen unlvenltles In the 2007-2009 funding period fortl'le development of lnstfllJtfonal repositories for publlastfon reporting {Aullr'allan Government, 2008). Repo11tory u1e 11 alta being encauraged In other way1. In 201>7, ltle two large1t re1earcti flJndrng bodies In Aullralla requellled re<*lenls or their grants pla«' !tiff' results In a repository (AU!llnllllln Re1eardl Cound'I, 2007; Nallanel Health and Medical Retlellrdl c.ouncn, 2007). Despite thesle COfllllldenble rncen!lve1, or.tr 22 ol ltle 39 univenllles hid a repolltary llrlled on the ARROW Dlllcovery Service In Mlln:h 2oas, encl 26 are llllbed ltlere airrentfy {September 2008). Given govemmentfUndlng, 1tle ERA and changes world-wide In 1tle repository lllncl!lcape - envlAllge ltlllt con1lderable change Ill taking place. This paper plans ID document some or lhllt change and provide a snap.shot of AuslTllll11n lnstfll.rllonal repositories as of September 2008. This survey tlrgets those lnstfb.rllonel repositories In Austntllen universities providing open ac.:ess ID the academic output of the ln.stfll.rtfOn. Most AuslTlllllln unlvel"lltles hive a repollmry f'Or digital U- as pert or the AU111ral11l1n Dlgltll Ti- (At:n'} Pro.Jed: W, which beclme a netlonel project In 2000 at'ber being estabJltle<I by a government grant In 1997 {CAUL. 1997). Thlll wrvey l'oa.llles on a broader view of rae.en:h than jl.lllt lhe5eJI and we a1ked re1pondent11 not to report thesis only repositories. In addition, lnstfll.rllonal reposltorle.; ltlllt haVe been developed llt non-university research or government lnstfb.rtfons have not been lncUled In ltllll r-.erch. 119

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Page 1: Kennan - Australian National UniversityHowever there Is no way of distinguishing whet type of deposits these ans (llTll!IM, or memdm-onry Items for example, do not II\: the criteria

4127/2018 Kennan

First Monday, Volume 14, Number 2 - 2 February 2009

Monday

The state of the nation: A snapshot of Australian institutional repositories

~§l

by Mary Anne Kennan and Danny A. Kingsley

'1111• paper provides ltle nrst full deeerlptlon of ltle SUlb.18 of Australian lnstltutlonel repoeltDrlea. Australia preMn18 an IMJlrestlng eaa. because of the government's eupport of instibrtional repoeitDriee end open-· A survey of all 39 Austrelian univerllitiee condue1Jld in SePtamber 2008 shows that 32 instiMions have active rel)Oel"lllrie$ and by end of 2009, 37 should !lave repoei11>1ie8. The ID1al number of open access itllms has risen Clramatieally since January 2006. Five instrtulion• repor1lld they have an lrw1fu.11'on--Mde open aoeees mandate, and eight are planning ID lmpleinent one. Only 20 un!verllltfes have funding tor their niposltDry staff end 24 univenllt!et have fulldrng fOf' lhell' repoe!tory platform, either as ongoing recurrent budOIUno or absorbed Into their 1nstt11.1t1ons• budgets. The remal'nlr\g ere 111111 project funded. The plalfor111 moet fnlquentjy used tor A-ll•n n1poe1tor1ea Is Fedons lNtltl Vllllll. llkMlt of the re111a1n1no sites use EPrtnta or ospaca.

Contents l!l!n!dl!GtlpO !It c:lsG !'Ollld Mell'Qdology 1!!!11UU1 and d!!IQJfflOQ Oc!!'&kp!oos

Introduction This paper alms ID provllla a 'snapahot' of the - of AUll!nlllen lnltfllJllonal n1posltDrlm as llt Septl!mber 2006. In doing so, It builds on slmllar research carw1uslng lnsttb.ltlonal repoelmrtes In parflcLMr counlrtls such as the Unlled Statm (lllllley, 111t11I., 2006; Lynch and Upplnc:otl;. 2005; R.lltn, lilt 111., 2007), Cenedll {Shearer, 2006), Br11111n (Wiison, 2006) and f'nlnas (Baruch, 2007).

A camplam descrlpllan of the AUltrdan lnltfllJllonal repoeltDry sllulltlon does not curn1ntjy mclllt. 'lb dllm lhel'9 have been sevensl lnlll!rnatlonal surveys lnc:orponsllng datlll from AllPtnllian reposU:ortes lnclldrng an lnmnnatlanal stlJdy which looked at 13 nations (van Wl!rrtrfenen and Lynch, 2005}. The Information on AllPtnllia uAd In this paper was obtllllned by siendrng a survey ID - ldverslt.y l!brartan In Aulllnllia who answered lhe quMtlons (Vlln w.trlenen, 2005}. &ecel.llH!I lhe 1UVey did not dlsjl!ngulllh between diglllll lhe81111'9poaltDrlaa end lnlltfb.rtfon111 reposltDrtes, and because lhe IStllltlsttas requellllsd were v-nslly for averages aC70ISS the country, the p'k:llJre painted by thlll rween:h of the AUll!nlll11n 1'9posltDry slb.illtlon - somewhat optimistic.

One 2007 survey sir-nmd dalll from 56 lnstltl.ltfOnel diglllll n1po11tDrlea fnlm 11 countrta1, lndudlng Aullnllia (Prtmary Reeeen:h G~up, 2007). Thie study ontv canY11saed ftve Aurrtn1ll11n unlYensltfes end has llttntctl!d some a1tfcl1m within the open 1c:ce111S community beC11uae of Ila amal sampk' m... given llll' worldwide nature of Its scope (Oppenheim, 2007).

T!Mre are currently several Wlsb •llm which collate lnformltfon about repositories worldwfde, but these - problems for creating a definitive list for a single c:olrby. T'1e Registry of OP111n Aaiess R.lilpo&/lorffl& desert bes the pllllform the repository Is based on, when Iha repository was reglsll!red wllh the ISl!l'Ylce and glVes a Qlll!Ullllllle depofllt {!lrocly, 2007). However there Is no way of distinguishing whet type of deposits these ans (llTll!IM, or memdm-onry Items for example, do not II\: the criteria of open ac:cess pns- or poft-prlnt papers). In addition, whens en lnltfb.rtfon h11 changed ph1tfarms, the two repositories apper as Apa rate enlltfes, even If the eerier repository hes been abeorbed Into the newer one. Open.DOAR, another wartd-wfda lnsUtutfonal repository list, proytdas a desalplfon of ll'K' 1"41!1X11111Dry, the number of Items In It, the sotbwu~ platform, the contient. and pollcle.s (Plnfleld, 2008). HoweVl!r this Information Is not c:omple!Z for every r~ and In some cases the lntbrmetlon Is up ID two years old. Bolh of the~ Web 5lll!s are discussed In depth In ano!her paper (Cerr and Brody, 2007).

Qrrenllv there are sevens! web sll8 W which speclftc:ally contain Information about Austnl!an repositories. Hawner, these sll8 contain dtM!nent lntbnnlltfon (for example a list of URLs, software plllt!orm.s, and pollcles) butane lrreiiulllrty updlltl!d. The ARROW Dm:tJvetY Service W (ADS) nin by lhe Nlltlanal Ubnlry of AllPtnllla searches slmultlllneously aC70ISIS the contents of Australran unlvef"lllty ~rdl re-ltorles. The Wl!l> llte 1110 lllta Iha number of Items rn each 1'1!t19SltDry and glVK statlsltc:s on popular creators and lnstfb.rtfons (ARROW, 2006). While IMR lllll!s are Vllluable re!SOW'CK fOf' llll' Austnlllan academic community, they are lncomp~ and It ls unclear when and how the lnformlltfon Is updated.

Thl' newarch described In this paper wlll colllltle lnformlltfon alrndy avellable, provide Information for a spedftc moment In time and p~vlde 1ddltfon11 lnformat1on lhat wfll Inform the open access and lnstfllltfOn repoaltDry communltfe1.

k,."+ +++++++++I

Background A\Snlllan lns!lb.ltlonal reposl!Drfes present an lntierestfng case because the Austnlllan govemment has been pivollll In supporting the development ot lnstfllltfOnal ~ In AUlllnllla. In 2002, rn a n!port to the AUllll'lllan government, Ille CNer Sdmlllt hlghllghlle(I (among many other ltllngt) the Importance of ltle acoesslbllty and dissemination of research (Balllemam, 2002). In 2003, as a major flJnder or re~arch, ltle Auslrllllan government ltlrough ltle depat1ment responsible for research flJrldlng, allocalled flJrllls on a competfllYe basis for ltle development of research lnl'ormatlon lnlnuwcture lndudlng open aa:es.s lnslltutlanel repositories In universities. As a result a number of universltfe.s and con.sortlll began repository testing and lmplementllltlon ll'om lhl's time {Auslnlllan Dl!j:Nlrtment or Educetfan Science and 1hllnlng, n.d.}. Of the many projects supporte<I, ltlree -re directly rellltl!d to lnstfll.rtfonal repositories:

• Australian Partnership l'or Sustllllnable Repositories (APSR); • Ausilnlllan Research Reposltorle5 Online to ltle World (ARROW); and, • Regional Universities Bulldlng Research lnl'nlstrucilJre Collabol"llllYely (RUl!RJC).

The ARROW project comprised or a consortium of universltfe.s and the Nltfonal Ubrary or Austral le, focusing on lclentftylng and testfng software or solutions to support lnstfb.rllonel repositories. The APSR project focused on demonstrating the fellslblllty of using open source soflwllre tD establllll lnltfb.ltlonal reposltorfes apsble or providing open accesm to a broad spectrum or dlgltll objeetl relevant to the ree1m:h proce11. The RUBRIC project wa1 flJnded to 111.1pport 1m1ller unlvel"llltles to estllblllitl lnstlllJllonel reposltol'leSI using prodl.ICl:ll teslled or developed by ARROW and APSR (Shl111>, 2006).

In 2003 a Councll or Aurllra1T11n l..Wverslt¥ Ubnlrtans (CAUL) 111.1rvey on lnstttut1an11 repotlb:lrles [J] ldenllft'ed stx univenlllles lhllt hid estllbllllhed e-prtnt rej!OSllDrtes. A further 14 universities -re consklerlng establishing a repository, and ten responded ltlllt ltley had no plans n:ir a reposlmry.

Moll' recently a research evewl!on exm:ise aled Excellence In Research In Auslrlllla (BtA) Is being Implemented aaos.s al universities. One aspect or ltlls project,. tllle<l 'Ac:cenlblllty or Publlastfon1• wrn require universities to develop reposltorfes ID support open aCCl!SISI {Harvey, 2008}. In addition, the Govel'nment his alloc.elle(I AUS$25.5 mllllon to Australen unlvenltles In the 2007-2009 funding period fortl'le development of lnstfllJtfonal repositories for publlastfon reporting {Aullr'allan Government, 2008). Repo11tory u1e 11 alta being encauraged In other way1. In 201>7, ltle two large1t re1earcti flJndrng bodies In Aullralla requellled re<*lenls or their grants pla«' !tiff' results In a repository (AU!llnllllln Re1eardl Cound'I, 2007; Nallanel Health and Medical Retlellrdl c.ouncn, 2007). Despite thesle COfllllldenble rncen!lve1, or.tr 22 ol ltle 39 univenllles hid a repolltary llrlled on the ARROW Dlllcovery Service In Mlln:h 2oas, encl 26 are llllbed ltlere airrentfy {September 2008). Given govemmentfUndlng, 1tle ERA and changes world-wide In 1tle repository lllncl!lcape - envlAllge ltlllt con1lderable change Ill taking place. This paper plans ID document some or lhllt change and provide a snap.shot of AuslTllll11n lnstfll.rllonal repositories as of September 2008.

This survey tlrgets those lnstfb.rllonel repositories In Austntllen universities providing open ac.:ess ID the academic output of the ln.stfll.rtfOn. Most AuslTlllllln unlvel"lltles hive a repollmry f'Or digital U-as pert or the AU111ral11l1n Dlgltll Ti- (At:n'} Pro.Jed: W, which beclme a netlonel project In 2000 at'ber being estabJltle<I by a government grant In 1997 {CAUL. 1997). Thlll wrvey l'oa.llles on a broader view of rae.en:h than jl.lllt lhe5eJI and we a1ked re1pondent11 not to report thesis only repositories. In addition, lnstfll.rllonal reposltorle.; ltlllt haVe been developed llt non-university research or government lnstfb.rtfons have not been lncUled In ltllll r-.erch.

119

Page 2: Kennan - Australian National UniversityHowever there Is no way of distinguishing whet type of deposits these ans (llTll!IM, or memdm-onry Items for example, do not II\: the criteria

4127/2018 Kaman

:;+-+++++++++

Methodology We CDnsb"ucted a survey based on questions aiming 1D provide background information on the current state of open access instibJtional reposih:Jries in Ausb"alia. The survey w;is developed using the c:>mmercial Web-based survey software produced by 'SurveyMonkey' [fil . The survey was pretested by two repository managers and a domain expert in open access and institutional repositories for clarity of expression and relevance. The survey was disbibuted to repository managers on Monday, 25 August 2008. Reminders were sent the weeks beginning 1 September and 8 September. The final survey w;is received on Friday, 12 September 2008.

The Web-based survey was distributed via a link in an e-mail message to repository managers who were initially identified from a list provided by the ADS at the National Library of Australia. This list was correlated with a list from Universities Australia, the industry peak body. We invited the 38 repository managers from the lists provided, plus one from a private university not affiliated with Universities Australia. In a few instances the recipient forwarded the survey to a diffl!rent contact within the Institution.

+++++++~

Results and discussion From the 39 potential respondents, we received 38 responses, a response rate of 97.4 percent Not all of the 38 respondents answered each question; therefore numbers reported for each question may be different. Similarly where percentages are given they may not add up to 100 due to rounding. Of the 38 responding institutions, 32 institutions have active repositories, of which 31 are openly accessible, in that the public can search and open items within them. Three more Institutions were planning to launch later In 2008, and two Indicate they have plans to launch In 2009, and the closed access repository Is planning to open access to Items In 2009. Thus of the 38 responding Australian universities, 37 should have repositories by the end of 2009.

Tabl• 1: Y•r Austral!., lnst:ltutlonal r•PoSltorl•....,. pl.,nad, pllot tast.i and op.-atlonal.

2000 2001 2002 2003 2004 2005 20011 2007 2008 Total

Planning - year began 1 1 3 4 4 9 10 4 2 38

Piiot testing - year began 2 5 3 3 10 10 3 311

Operational - year began l 3 2 3 8 10 5 32

Interestingly, however, despite the growth In operational lnstltutlonal reposltDrles, the funding Is not secure. Only 20 universities have funding for their reposltDry staff and 24 universities have funding l'Dr their repository platl'Drm, either as ongoing recurrent budgeting or absorbed lntD their Institutions budgets (see ~­In the notes field attached to the question, some respondents without ongoing funding indicated they were expecting, or hoping, that the funding would be absorbed into their institution's operational budget after the project funding, or that they had applied to their institution for ongoing funding. Eighteen universities' repositories were on some l'Drm of project funding. Of those, 11 indicated their funding would run out at the end of 2008, six in 2009 and one in 2010. It will be interesting IXI see how this situation is resolved. The others did not note when their project funding would expire.

T•~I• 2: Funding arr•ng..,.ents for Austr•ll•n lnst:ltutlon•I reposltorl• • at 2008.

Fundin1111rt111 Ongoing recurrent Project Ab•orbed Into Total annual llbrary/ln•tltut:lon ••ponding

Staffing 4 15 17 3&

Sol'tware/reposllXlry 8 11 17 36 plattonm

Hardware 9 6 17 32 replacement

Other 2 0 1 3

Given these Issues with funding, we were Interested In how universities were staffing their repositories and how many full-time equivalent (FTEJ staff were allocated to repositories. Not surprlslngly we round a broad range of stamng numbers and options. Only six universities Indicated that they a !located staff to the marl<etlng of the repository, with four of these being less than o.s FTE. Seven universities also Indicated that they employed a business analyst, three of these being one full­time staff member, the remainder were less than 0.3 FTE. Of the 10 universities providing faculty/academic support,. three have one or more FTE staff, with the remaining seven having less than 0.5 FTE staff allocab!d to the role.

Five institutions reported they had an institution-wide open access mandate (which we define as a requirement by the institution that researchers deposit a copy of all their published works in the institution's repository). Only four are recorded in ROARMAP [fil. This however may change. Mandates are likely to spread in Australia with the 2008 Innovation Report by the Australian government containing recommendations such as:

Ret:0mmendation 7.lO: A specific strall!gy fOr ensuring the scientific knowledge produced in Australia is placed in machine searchable repositrJries to be developed using public funding agencies and universities and drivers. Recommendation 7.l4: To the maximum extent practicable, information, researrh and conll!nt funded by Australian government including national collections should be made freely available over the In!Emet as part of the global public commons •... (Australian Government Depa rtrnent of Innovation, 2008).

Interestingly, while only nve universities mendated deposit of their research output In the form of author's versions of peer reviewed output. 20 mandate that research students deposit theses. And despite the Government's lncreHlngly clear Indications of support of open access and mandates, only nine Institutions Indicated they were planning a mandate, and only 20 Institutions Indicated that at the time of the survey they were not. A mandate Is one successful way for an Institution tD recruit content ID Its reposltDry (Cochrane and Callan, 2007; Sale, 2006). We were Interested In what other methods of content recruitment were applled. lll.bJ.e.....l below Indicates that most repositories relled on lndlvldual approaches to researchers by reposltDry staff and voluntary contributions to reposltDr1es. Also Interestingly 18 Institutions report that they are planning on tying In their repository submissions with Higher Education Research Datil Collection (HERDC) reporting. The Austnillan government uses data from HERDC about research Income and publlcatlons to determine future funding a llocatlons. Other content recruitment methods reported Include: batch Ingest from research reporting systl!ms and faculty Web pages (usually metlldatll only) coupled with va rtous full text recruitment strategies, running otrlclal launches coupled with demonstrations, trawling the Internet for material, running workshops by repository champions, working with faculty on digitisation projects and harvesting material from publisher data bases where publishers permit the use of publishers' PDF files.

T•bla :S: Method• of recruiting contant for Au.trallan ln•tltut:lonal rapoaltorl•.

Recruitment method Y• No Planned Total

••ponsa

Voluntary contributions 26 3 8 37

Publicity a bout the institutional repository in campus news 21 2 12 35 outiets

Presentations by reposl1Dry staff 26 1 9 36

Presentations by liaison librarians 15 6 13 34

Indlvldual approaches by reposltDry staff 28 2 7 37

IndMdual approaches by Ila Ison llbrarla ns 21 5 8 34

Mandate requiring deposit - theses 20 & 10 3&

Mandate requiring deposit - other research outputs 5 21 8 34

Tied in with HERDC reporting 15 2 19 36

Ingesting content from pre- existing departmenta I or other 19 10 6 35 Web sites

Other g 2 11

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With few exceptjons, the lnstlt1Jtlon11I reposftDries In Austnllla are the responslblllty of the lnstlll.ltlon's library. At five unlversllles the repository falls under the umbrella of the Division of Information, which Incorporates Information Technology and the Ubrary. Three others Indicated the repository was jointly shared by the Ubrary and Research. In some Institutions, responslblllty for the reposltDry rs shared amongst several organrsatlonal units, for example, one stated that the Ubrary was responsible for metadata, the Research Support Office for policy and ICTS for the server, and another Indicated the Library works In coliaboratlon with Research Services and the Information Technology Director.

Not surprisingly, given that most of the reposftDries are run by the Ubrary, or the Library hus a sey In their management, most of the repository managers have a background as a librarian. Of those that Indicated 'Other" In ~ four ldentlfled as library systems or IT managers, one as e-Research program co-ordinator, one as university archivist, two as contnlctor or project manager, and one was both a library staff member and IT staff member.

Table 4: Pro'-•1011111 background• of Individual• r•pon•lble for ln•tltutlonal repo.ltorl• at Aumallan unlvwsltl•.

Pa•ltlon tltl• Ps'cant NumlMr

Ubrarlan 71.1 27

IT staff member 2.7 1

Administrative staff member 2,7 1

Researcher/academic 0 0

Other 24.3 9

Total 38

Given that most repositories are developed and maintained by librarians we were Interested to see what types of repository speclnc training those nmnlng repositories had been given <n.1!11...5) , Only 14, or 39 percent, had received repository specific tra lnlng, although 20 (55.6 percent) had received repository software related training, and 28 (77 .8 percent) had attended reposftDry related conferences. Most (33 or 91. 7 percent) had attended APRS or ARROW workshops. Only six (16.7 percent) had received training speclncally related to scholarly communications.

Table 5: Training received by Aumtralian inatitutional repository manager9.

Training typ• Percent Numbar

ReposftDry specific tnllnlng 38.9 14

Scholarly c::ommunic:ations baining 16.7 6

Workshops (e.g., APSR, ARROW) 91.7 33 Software related training 55.6 20

Conferences 77.8 28

Other 16.7 6

The 'Other' responses Included: participant In e-mall llsls, OAKUst training, self41evelopment and reading widely.

The platform most frequently used for Australian repositories is Fedora with Vital. Most of the remaining sites use EPrints or DSpace, although there is a sprinkling of other platforms (Table 6). Two universities are still deciding on which repository platform they may use, one deliberating between Digitool or Fedora + Fez, and the other as yet undecided.

Table 6: Repoaitory •oftware platform• u•ed in Au•tralian institutional repo•itori•.

Sottwar• platform Pwcant NumlMr

Fedora (with Vital) 34.2 13

GNU EPrints 15.8 6

DSpace 15.8 6

bepress/Dlgltal Commons 10.5 4

Fedora (with Fez) 7,9 3 Dlgllllol (ExUbris) 7.9 3

Equella 5.3 2

ReposftDry software not yet selected 2.6 1

Total 100.0 38

By a sma II majority, most universities belong to a consortium Cfll!!lLZ). Of those that do, consortium membership is highly correlated with choice of repository platform for ARROW members, where 13 of the 16 ARROW members report operating on the Fedora/Vital platform. APSR has focussed more on lnteroperablllty and Its membership operates an a mix of DSpace (3), Fedora+Fez, EPrints and Equella.

T•bl• 7: COn.ortlum memb•shlp amongst AulStr•llan unl-•ltl•.

Con•ortlum Percent Numb•

ARROW 42.1 16

APSR 15.8 6

RUBRIC - Previously nja (S)

No consortium 39.5 15

Skipped question 2.6 1

Total 100.0 38

We also surveyed respondents regarding the services they offer their Institution's academic community. The resulls are presented In ~ below. Addltlonal services reported Included: scrlptjng of a search box to be placed on Faculty, School, or Individual Web sites, generating personalised lisls of publications, scripls to generate citation lists from local content, assistance with setting up open access journals, value adding DOis and other permanent URLs, adding copyright statements, adding abstracts and keywords, assigning Reid of Research Codes (FaR codes) allocated by the Australian Bureau of Statistics, adding ISi LOCs and Scopus links, and bulk Ingesting records from EndNote Ubrarles. One repository offered a 'do It for you, all Inclusive service'. Two repositories (based on the Fedora/Vita I platform) reported problems with their download statistics resultlng temporary disablement of this function. Interestingly, eight (22.2 percent) or the 36 Institutions responding to this question already link their open access repositories with their research reporting and 17 (44.7 percent) plan to do so. If a full text, author's peer-reviewed pre-publication manuscript must also be submitted this wlll provide a much needed boost for open access In Australia.

Table 8: Servlc• offered by repoaltorl• to academic..

S.rvlcm to llClld•mlc community Y• No Planned Total rempon••

Assistance with deposit 28 1 7 36

Assistance with copyright clearance 26 2 8 36 Download statistics 19 3 14 36 E-mall messages with Information about downloads, etc. 5 18 9 32 Link to the author page in repository for authors' e-mail signature 11 12 10 33 or Web page

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Personalised Web page or CV 5 19 11 35

Reward or recognltlon for deposit 2 27 4 33

Link deposit with ot!ier research reporting 8 g 17 34

Other 4 2 2 8

John Shipp (2006) reported approximately 9,000 Items In the 14 repositories In existence In January that year. We asked survey recipients for their current holdings broken down by type (as we were trying ID distinguish pa rtlcularly between holdlngs that were metadata only, and true open access holdings). Only 11 of our respondents responded ID this question, with lnfonnal verbal reports from the non-responders Indicating that this was dlfflcult for them m provide. Those that did respond are reported ln llllZll:...l! below. Please note that the ngures In the second column of this table are for full text journal artlcles and conference papers only, although most Institutions collect many other resource types. The ngures ln the nrst column for the ADS are for mm I repository holdings; therefore we are unable tD discern whether they are full text, metadata only, or what format or type of content Is represenbed by the numbers. We can however clearly see that the tDtal number of Items has risen dramatlca lly In the one and a half years since Shlpp's report, even when only a small number of repositories full-text holdlngs are reported. Not unexpectedly the institution wittl the highest number of full-text holdings has the longest standing deposit mandate, Queensland University of Technology.

Table lh Com1Q1rl9on b._n the number of r..::ord• on the ADS .,d the number of full-t.d Journal artlcl• .,d confer..ce paper• reporial In au....,- over the aame

p•lod.

Numb• of record• on Numb• of run-- journal artlcl• and Unlvenlty ADS• at 20 conference pep.-a reported In au.,,., 25

5ept8mb• :zoos August-12 Septa11ber ZODS

Australian Natlonal 2,861 University

Bond University 119

Central Queensland 2,710 University

Curtin University of 1,773 Technology

Flinders 2,738 University

Griffith 15,814 1,704 University

James Cook 1,039 University

l.i!l ll'obe Not on ADS 1,171 University

Macquarie 1,456 University

Monash 3,047 132 University

Queensland University of 11,247 9,343 Technology

Southern Cross 580 University

Swinburne University of 7,847 7,000 Technology

University of 42,644 Adela Ide

University of 2,343 1,023 Melbourne

University of New South 2,419 Wales University of 2,743 340 Newcastle

University of 81,389 Queensland

University of 6,744 5,682 South Australia

University of Southern 2,975 1,309 Queensland University of 4,595 3,941 Tasmania

University of 2,588 Sydney

University of Technology 431 Sydney

University of Wesbern 2,382 1,255 Sydney

University of 2,751 Wollongong

University of the Sunshine 1 Coast

Victoria 604 University

Total 205,840 32,.1100

The broad ranges of content types held In repositories are Indicated In ll!l!!l:...1Q below. Of the respondents who answered they were collectlng 'other' or additional materla I, few Included details. Those that did gave examples such as PowerPolnt presenmtlons, documents, books, research reports, architectural designs, reference entries, abstracts, complete conference proceedings and slmulatlon codes and outputs.

Table 10: Current and planned collectlon of different content types In Auatrallan repa.ltorl• In September 2008.

con-type Number or reposltorl• Number or reposltorl• currently collectlng pl•nnlng to collect

Journal articles/conference papers 35 Book chapbers 30

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Wor1clng and technical papers 30 1

Metadata only records 25 1

Research data (e.g.1 survey responses, 7 2 interview transcripts, scientific datci)

Images 22 2

Sound recordings 11

Software 6 Posslble

Video recordings 12 1 ( + 1 posslble)

PhD and Masters theses 27 2

Honours theses 15 1

Other 11 3

We asked further questions about the holdlngs In reposltortes over time, and the HERDC reportable Items, to try and ascertain the potentlal numbers of deposits In reposltortes against actual deposits. We received too few responses to these questions to make reporting them worth while. Slmlla rly, responses to our questions regarding download statistics did not garner enough responses to warrant reporting.

The Open Archives Initiative (OAI) [Z] develops and promotes lnteroperablllty smnda rds ttiat aim ID facilitate the efficient dissemination of content. The OAl's Protocol for Metadata Harvesting (OAI-PMH) was created ID facllllab! harvesting of distributed resources. It Is •a simple, yet powerful framewor1c for metadam harvesting. Harvesters can Incrementally gather records conmrned In OAl-PMH reposltortes and use lhem ID create services covering the conb!nt of several repositories• (van de Sompel, eta/., 2003). OAI-PMH could be used, for example, to provide federated searching, ID enable papers deposited in institutional repositories ID have ttleir metadatci exposed and be harvested by ottier repositories, for example disciplinary or subject repositories.

We received 36 responses to our questions about Google Scholar and OAI-PMH compatlblllty. Sixteen (44.4 percent) respondents lndlcati:d their reposltcrles were reglsti:red with Google Scholar, and 16 (44.4 percent) were pl11nnlng tc reglsti:r. Five (13.5 percent) were not reglsti:red and not planning to. 1Wenty-elght (75.7 percent) are OAl-PMH compliant and nine (24.3 percent) are planning to be. We were surprised that only 18 of the 31 active repositories supplied us with their OAl-PMH URLs. We asked for these because, llke ttie repository URL. the OAI-PMH URL exists to make the conti:nt of ttie repository publlc.

The URLs, OAI-PMH URLs and other institutional information regarding the repositories reporb!d in this survey are supplied in the~.

~+++++++

Conclusions Austra Ila n reposltxlrles are growing rapidly, but reposltxlry staff are stlll using labour Intensive ways of recruiting content for repositories, for example by lndlvldually approaching researchers and trawling the Web and databases for work conducted within their Institution, when It Is clear that the current Government Is Indicating lhat It wrll support mandates.

Most repositories in Australia are run by libraries and librerians. This is probably appropriate es librarians ere information managers by profession. However, repository work also Involves an understanding of Information systems and technology, awareness of the detalled world of scholarly communication as well as more speclallsed Information science skllls such as lnformetrlcs, blbllometrlcs, webometrlcs and log flies analyses. There Is clearty a need for more specialised training or education, either as 11 part of, or In addition to, existing progrems (Zuccala, et al., 2008). While lhe Austrellan consortlums ARROW and APSR have clearty been fllllng some of ttils role with their wor1cshops, as repositories evolve and the consortium's funding completes, more speclallsed formal trelnlng Is likely to be required.

Australia differs from the U.S. in the most prevalent repository software platform. Rieh, eta/. (2007) found DSpace the most popular platform in the U.S~ but in Australia the popularity of Fedore is most likely ID be related ID high membership amongst universities of the ARROW consortium which collaborated with VTLS [!!] (a company which specialises In llbrery software solutlons) ID develop the user lnti:rfllce and other web based 11ppllcatlons called Vltal for the Fedora platform.

This survey Indicates there rs continued strong growlh of rnstltutlonal reposltortes In Australia. Some are stlll on project funding, but Increasingly they are absorbed lnlD the Institution's operational costs With ongoing recurrent t'Undlng. There are clear Indications from the Australian government that It would like universities to

make their research more openly accessible and Institutional repositories are flrmly slated ID play a role In this agenda. The growth wlll continue.~ of artlcle

About the authors Mary Anna Kannan rs currently a Research Associate In the School of Information Systems, Technology and Management, Australlan School of Business at the university or New South Wales. She recently completed a PhD entitled •Reassembling scholarly publlsblng: Open access, lnstltutlonal reposrtortes and the process of change•.

Danny Kln11•ler csubmltted her PhD ttiesls entitled: "The effect of scholarly communication prectlces on engagement with open access: An Australlan study of lhree dlsclpllnes•, In December 2008. She Is an associate lecturer and course convenor for the Centre for the Public Awareness of Science at the Australian National UnlVersrty, and works In ttie ANU's Research Offlce. She has wor1ced as a science communicator for 12 years.

Acknowledgements We gratefully acknowledge the assistcince of Alison Dellit of the ARROW Discovery Service at the National Library of Australia in providing the contcict details for repository managers. We also lhank Arthur Sale from the University of Tasmania for helping us to clarify the OAI-PMH, and Colin Steele, Maude Frances and Paula Callan for their comments on our survey design.

Notes 1, See htto:l/leven.comp.utcis.edu.au/AuseAccess/pmwiki.php7n=Activitv.AustralianReoositories. accessed 29 September 2008; httD:l/www.edna.edu.au/ednahlo/highered/hot topics/pid/2816, accessed 29 September 2008; and, htto:l/metciloqger.wordpress.com/2008/08/04/australian­university-repositories-research-and-publications/, accessed 29 September 2008.

b htto://search.arrow.edu.au/. accessed 29 September 2008.

l. http•/(WWW any edy ay/gyl/syrveys{eprlnt-repgsltor!es2003 xis accessed 29 September 2008.

i.. htto:Uadt.caul.edu.ay/, accessed 29 September 2008.

~ http•t(Www syrveymgnl<ev com accessed 2!1 September 2008.

§, htto:l/www.eorints.oro/o1>enaccess/oolicysiqnuo/. accessed 29 September 2008.

z. htto://www ggenarchlyes oro/, accessed 29 Sepmmber 2008 .

.B. bttp·/{Www ytls com{abpyt Y3 accessed 29 September 2008.

References ARROW, 2008. •ARROW Discovery Service; at http· //search prrow edy ay/ accessed 19 August 2008.

Australian Department of Education Science and Training, n.d. •Accessibility Framewor1c," at httD:Uwww.dest.gov.au/sectors/resea rch sector/oolicies issues reviews/key issues/accessibilitv framework/, accessed 4 December 2006.

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Austra Ila n Government, 2008. "Research Quality; at httpillwWW dest,ggy ay/sectors/cesea rch sectgrJpollcles Issues reylews/key IS§yes/cesea rch gya l!tv framewgrk/tsher and lap hWJ#Aystral!an Scheme foe Higher Edycado accessed 1 OctDber 2008.

Austra Ila n Government Department of Innovation, Industry, Science and Research, 2008. "Venturous Austra Ila Report: Review of the Natlonal Innovation System," Melbourne, Australia, at !Jtto•//www !nnoyaJ!pn goy au/!nnoyaJ!pnreylew/Dgcyments/NIS ri=v!ew web3 odf accessed l OclDber 2008.

Austra Ila n Research Council, 2007. "ARC Discovery Projects Funding Rules for Funding Commencing In 2008," at httc:l/www.arc.gov.aufodf/DP{)8 FundlngRules.cdf, accessed 20 Aprll 2007.

Charles W. Bailey, Karen Coombs, Jill Emery, Anne Mitchell, Chris Morris, Spencer Simons and Robert Wright, 2006. •spec Kit 292: Institutional Repositories," at httll:Uworks.becress.com/ir research/2/. accessed 16 August 2008.

Pierre Baruch, 2007. "Open access developments In France: The HAL Open Archives System," Learned Publlshlng, volume 20, number 4, pp. 267-282; also at httll:Uwww lngentacgnnect com/cgnti;nt{alDSp/lp/200Zf00000020/00000004/art0000S. accessed 20 September 2008.

Robin Batterham, 2002. The chance ID change: Final report of the Chief Scientist. Canberra: Commonwealth of Australia.

Tim Brody, 2007. 'Registry of open access repositories," at httc:ljrpar.ecrints.oro/ accessed 18 August 2008.

Leslle Carr and Tlm Brody, 2007. "Size Isn't everything: Sustainable reposllDrles as evidenced by sustainable deposit pronles,w D-Ub Magazine, volume 13, numbers 7/8, at bt1p·l/dllb gra/dllb/1yly07fcarr/07carchtrnl accessed 18 August 2008.

Tom Cochrane and Paula Callan, 2007. 'Making a difference: Implementlng the EPrlnts mandate at Ql/T," OCLC Sysrems and Services, volume 23, number 3, pp. 262-268.httc ;l/dx do! ora/1Q 1108J1Q65Q75Q710776396

Councll of Australlan University Ubrarlans, 2008. "Australaslan Dlgltal Thesis Pragram," at h!!p•fllldt cayl edy ay/, accessed 19 August 2008.

Leeanne Harvey, 2008. "The f\Jture cf the Accessibility Framework and Research Assessment - Open Access Collections,w at httc:ljwww.aDSr.edu.au/ooen access collections/oresentations.html. accessed 16 February 2008,

Clifford A. L¥nch and Joan K. Upplncott. 2005. "lnstltutlonal reposllDry deployment In the United States as of early 2005," D-Ub Magazine, volume 11, number 9, at httc· Uwww dllb grg/dl!b/septemberOS/IVnch/091Vnch html accessed 9 February 2008.

National Health and Medical Research Council. 2007. "NHMRC Project Grants Funding Policy for f\Jnding Commencing in 2008," at httc:Uwww.nhmrc.gov.au/funding/ files/orofundingpol.odf, accessed 20 April 2007.

Charles Oppenheim, 2007. "Re: lntematlonal Survey of Instltutlonal Dig Itel ReposltDrles," publlshed on [email protected].

Stephen Pinfield. 2008. "OpenDOAR - DireclDry of Open Access RepDSitDries,w at httc:ljwww.ooendoar.oro/. accessed 18 August 2008.

Primary Research Group, 2007. "The Internatlonal Survey of lnstitutlonal Dlgltal Reposltor1es,w at httg;l/www.orlmarvresearch.com/2008031221-Ubrarles-­Informal!on-Sclence.htrnl accessed 18 January 2009.

Soo Young Rieh, Karen Martcey, Beth St. Jean, Elizabeth Yakel and Jihyun Kim 2007. ·census of institutional repositories in the U.S.; A comparison across institutions at different stages of IR development," D-Ub Magazine, volume 13, numbers 11/12, at http:ljwww.dlib.org/dlib/november07/rieh/11rieh.htrnt accessed 18 August 2008.

Arthur Sale, 2006. •eomparison of IR content policies in Australia," Rrst Monday, volume 11, number 12, at httc;Wgurnals.yjc.edylfm/articlelview/132411244, accessed 18 August 2008.

Kathleen Shearer, 2006. "The CARL lnstitutlonal reposltDr!es praject; A collaboratlve approach tD addressing the challenges of !Rs In Canada,w Ubrary HI Tech, volume 24, number 4, pp. 165-172.

John Shipp, 2006. •open access In Australla,w In: Nell Jacobs (edllDr). Open access: Key strategic, technlcBI and economic aspects. Oxford; Chandos.http · lldx dgl grg/1Q 1108J0737883Q6106§9547

Herbert van de Sompel, Jeffrey A. Young and Thomas B. Hickey, 2003. "Using the OAI-PMH ... differently,w D-Ub Magazine, volume 9, numbers 7/8, at httc:Uwww.dlib.org/dlib/iu'Y03/voung/07voung.htrnl. accessed 16 August 2008.

Gerard van Westrlenen 2005. •completl:d questionnaires; Country update on academic Institution al repositories," paper presented at the Making !he srrareg/c case for lnst/Wtlonal repositories: CNI-JISC-SURF conference (Amsterdam).

Gerard van Westr!enen and Clifford A. Lynch, 2005. "Academic !nstltutlonal reposllllr1es: Deployment status In 13 nations as of mid 2005," D-Ub Magazine, volume 11, number 9, at httc:ljdlib.org/dlibtseptember05/westrienen/09westrienen.htrnl, accessed 16 August 2008.

Tom Wilson, 2006. "lnstitutiona I open archives: Where are we now?" Library and Information Update. CIUP: Chartered Institute of Library and Information Professionals, at httc:lJWww.cilic.oro.uk/oublications/uodatemagazinefarchive/archive2006faoril/tomWilsonADril06.htm, accessed 19 August 2008.

Alesia Zuccala, Charles Oppenheim and Rajiveen Dhiensa, 2008. "Managing and evaluating digital repositDries," Information Research, volume 13, number 1, at httD:ljinformationr.netfir/13-1/oaoer333.html. accessed 16 August 2008.

Appendix: Institutional results from "A census of institutional repositories in Australia" survey, September 2008.

0111. unit Yaar

Future repHltory or log-In responsible repo.ltory lnadtutlon Repo11ltDry ume Opm repHltDry Web addr•• controlled Web •ddress for the oparlltlonel

niposltory (or nlannein

~uatr•ll•n "'ltlrl ://researchconnect.acu.edu.a u ~ollc Research Connect r.iot yet available requires a login} Ubrary 2008 UnlveHllY ir.uatrallan Division of .,.lltlonel Demetrius .... ........... , 2003 Uni-•itv Information

land ~- o. .... ://enublications.bond.edu.au/ Information 2006 Unl,,...•llY lpub!lcatlons@bond Services .... ntral Division of ~uem•l•d ~CQUIRE -- ·"· ,,,_ ...

~II Ubrary 2006 Unl-•ltv Services Chari• Ubrary a. bmrwln l!Space ~ot yet avallable .. _,11------ ......... _ .. ,... -""'· !loll Information (2009) -..nl,,...alty Access (LIA)

~harl• ~RO-CSU Research 1........._,,,L.llL.. ,,_,,,_ _ .......... ""'"""'lq? Ubrary, In

$tu rt collaboratlon 2007 IJni,,...•ity o utput "nr nna ,,_~NO - •c11ni with Research

Offlce

~urtin -..ni,,...•ity .... __ ,,, ___

~-space@curtln ~f lrechnology

- Iii! .......... __ ....... Ubrary 2005

.,_kin Deakin Research l.Hn:l/www.deakin.edu.au/dro Library 2008 Unl-•ltv bnl!ne Alnden Flinders Academic ... ·"" B • ·" .. '"- Library 2006 -..nl,,...•llY blmmons

~rltrlth ~riffith Research .. Division of . "· -·~ .... Information 2007 -..ni,,...•ity Pnline Services

IJam•Cook Information

-..nl,,...•lty ~cu EPrlnts _lcu •A• ~ .. 1 Services (I.e., 2006 JCU Ubrary)

... Trobe Unl,,...•ltv ~RROW at La Trobe "k .. Library 2008

Repoaltory softw.-a package

•quella

DSpace

oepress

Fedora (with Vital)

Fedora with Fez)

Dlgllllol ExUbr1s)

GNU EPr1nts, mlgratlng to Dlgllllol In September Fedora with Fez)

DSpace

DSpace

GNU EPrlnts

Fedora wlthVltall

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IMacqu•le Macqual1e .,ttn:flwww.researchonllne.ma.edu.au Ubrary 2007 fedora .. nlYS•lty University (with Vltal)

ResearchOnllne ..-on•h Monash University . "- -· Ubrary 2006 Fedora UnlYSsltv 1\RROW Recosltorv with Vltall Murdoch Murdoch Research ,_.ot yet developed Ubrary unknown Fedora .. nlYSSltv Repasltory with Vltall ~1u..,.1.,d nlYS91ty RUT EPrlnts . "- - Ubrary 2003 GNU EPrlnts Ill' 11'echnalo11Y

Ubrery and Possible ~IT options: '-'nlYSslty Not yet developed J,lot yet developed Research 8r. (2009) Digitool and Innovation Fez ;iiouthern ~rOA "°Publlcatlons@SCU .. ttn://pnoohc,•r••,Prioo,Roo/rnJ/nRJ2.caJ Ubrary 2007 bepress UnlYSsltv llwlnburne Onllne Services '-'nlYSslty ~winbume Research .. _. ,.,.., -···•-1..., ___ arh 1111 and Strategies 2007 Fedora illf Bank Unit (with Vital) trachnalogy

'-'nlYS•lty 1\(telaide Research ~md Scholarship lt.t+n.:/fdjaj....,I ljL..--. --1- 1-j..ta _ ..... Library 2006 DSpace lllf Adelalde lrAR8r.Sl

._.nlYSslty UB Research Onllne .. _.

••"•-• P"O AU Ubrary 2008 Fedora illfBell•mt with Vital)

Library for

Research reposi1Dry metcidata, '-'nlYSslty (Hnal name to yet to ,_.ot yet available h+tn :llloms-dev.can -· Research unknown •quella 111r C:.nb••• be de11!nnlned) test version requires a login) Support Office

'or policy, ICTS for server

'-'nlYSslty University of DlglTool illf Melbourne EPrlnts ... .. -~· Ubrary 2002 ..-elbourne Repository (UMERJ E>eUbl1s)

Ubrary, In collaboretlon

.. nlYS•lty with Research Fedora illfNew "°-publlcatlons@UNE .. Hn•//p. -~· Services and 2008 IEnsl•nd Information

with Vltal)

Technology Directorate

.. nlYS•lty illfNew UNSWOrks ,•• .A. "" Library 2007 Fedora '5outh wlthVllZll) W•I• .. nlYS8lty Ubrary

illf NOVA .,Hn://nova .newcastle.edu.au Services, 2007 Fedora .,.ewc:atle Academic with Vltal)

Division "nlYS•lty Ubrary, with Digital

--·"····-·· illf Notre Not yet available nri -...i. :i.11 guide nee from Commons

.,.me ResearchOnlineC>ND yet to be published) the Research (2008) not open 1'u•tralle Offlce source) UnlYS•lty Fedora illf UQ eSpace 11..-...11----- ..... ___ 111'1 _ ..... ~··' Ubrary 2003 ou ..... 1 .. d with Fez)

.. nlYS•lty i.... ......... ,, ____ ..... ___ ,, .......... ,,, Fedora illf South l!rrowCUnlSA Ubrary 2003 1'u•tr•ll•

with Fez)

.. nlYS•lty Ubrary/Dlvlslon

illf Southern USQ EPl1nts .. _ ... ,, __

-· of Academic 2005 GNU EPrlnts !Queen•l.,d Information

Services

'-'niver•ity ~ydney l!Scholarshlp •-.11 ...... -11 ........ _., .................. 11 Ubrary 2006 DSpace illf Sydna,- Repository

.. nlYS•lty UTAS EPrints ,.._

"'' Library 2004 GNU EPrints mfTHm.,le UnlYS•lty illf UTS1Reposltory .. _,,, __ .. ___ llh 1ft ........ -· Ubrary 2004 DSpace trechnology, 11Lvt1nev UnlYS•lty illf the ~ast Research 11.. ....... 11-------'- ··-- all"l1 -··I Library 2007 Fedora iSun•hlne Database with Vltal) r...-

Information .. nlYS•lty Resources Digilbol illf W•hlrn Not yet available ~ot yet available Access unknown ExLibris) 1'ustr•ll• Management

Section .. nlYS•lty UWS Research ,_ .. Fedora lllf W•hlrn .......... 11--····· .. --... Jiii• Ubrary 2007 ~vdney

Repository with Vital)

~nlYS•lty i.... .......... ,, __ ...............

illf Research Online Ubrary 2006 bepress Wollonaona lflctorla jlflctorla University ll.. ...... ,11 ... - .. 1-- Ull _ _.,,SI Ubrary 2005 GNU EPrlnts .. nlYS•lty EPrlnts Repository

Consortium Reg'd OAI-PMH In•titution membership Google icompllent? OAI-PMH harve8ting URL A policy or -ment about the purpo•e of the repa11itor1 scholar?

~u•trallen No ~ollc "°nsortium No Planned rres (not provided) -..nlver .. ty ~u•trallen .,.etionel ~PSR Yes Yes Not provided ,._ ·" -~· ft~•

,,.., ....... , _,_ .... -· UniYS•itv lond 1\RROW Yes Yes Not provided lh+tn: //eaublications.bond .edu .au/about.hbnl -..nlver•lty ~ntral ---~1u ..... 1 .. d ~RROW Planned Yes ........... . ,_ ·-···~ ...... -~-- ... ·,~1? IL....._,11 ..... - •• I~ .-... 1 ,,.,,4, ""'"'

nlYS8ltv her I• No .,.rwln ~nsortium Planned Planned ,._, .....

Unlver•ltv Cheri• No Planned Planned ft~ •••

• tu rt onsortlum .. nlYS8lty (DlgltDol

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~urtln . ~. ... UnlveHlty No ·-· -"'· -· ·- • -PUB? , ....... "-No Yes -·

"' onsortfum .. -•" .•n--n• rechnoloav l>Mkln No Planned Yes 1 ... -. ''··-·-·· ...i--·~·- ....... llll''Jl-n.. ··- _.__..,,..__ •. ·~•In Unlvs•llY onsortlum "'lnders Previously In Yes Yes ''--· "" -· -· - -· "-' Unlvs•ltv RUBRIC riirlfflth No Yes Yes ............. . , ___ .. .-......................... -· , ... ______

I~·''···-·""'"'-......,.. ..... "· -UnlvssllY ~nsortfum

hlm•Cook No Yes Planned r<es (policy will available on bLtin'..lell! l'u gllu 11ulllgll,l£ll Unlvsslty l;Onsortfum ._. Trobe UnlvssllY ~RROW Planned Planned r<es (not provided)

M.:qu••• 1\RROW,

Unlvsslty previously in Planned Yes Not provided lh++n://www.researchonline.mo.edu.au:9080/vil:al/access/manaoer/A RUBRIC

i14on•h Univssitv ~RROW Planned Yes httn: ''"""'i-lih-mnnA.c:h .. i"'..,.vitt,,::.r r<es (not provided)

Murdoch 1\RROW,

Unlvsslty previously in Planned Planned r<es (not provided) RUBRIC

~1uamtslend nivssity ~RROW Yes Yes httn: llanr1nt..,n"• a"'• ,RllfnPrl/nRl2 htfn: /lanr1nho,n• .. a"'"•"' ollnfnrm•Hnn,htmJ !llf lrechnoloav jllMIT No Planned Planned ~n planning Univa"•ih' ~nsortium

liOUthern No l:rou µJnsortfum Yes Yes Not provided Download from bllll'lll:llUb5 5,U ~du illUl Univa"•itv Swinburne

"~. '•" Unlver•lty ~RROW _.... ,.,,. - ·-- 6~

htfn: 11-•a•-hhRnk.cwinh1 rn".a"'"."' m""n""'""-r/A ........ +~ !llf

Planned Yes ua•n "na,...;~ lrechnology UnlveHlty Yes Yes Not provided lh++n://diail:al.librarv.adelaide.edu.au/dsoace/fao/ mr Adelalde Unlvs•lty ~RROW Planned Planned Not applicable r<es - still in draft mf B•ll•at Unlver•lty ~PSR Planned Yes Will be available once production server is finalised r<es - still in draft mf Canb•r• Unlvs•lty .~ .•uu ·- .ia.. ""''°'' ..,,,JnAT_DllD.,

"' ~PSR No Yes :n:=t1i _._.._ __ .._ - I~.''··~·-·· 11"' • ·-•--11.. """""•

Melbourne UA•n

Unlvs•lty 1\RROW, !llfNaw previously In Planned Yes Not provided lh++-·lf•-

.. a.lo

Ena land RUBRIC Unlvs•lty !llfNaw 1\RROW Yes Yes kf.+n· //1 • ............. _1 ............................ . .. . , .. ~. ··••···a~. .......... 1•111.a.1 ... . ,AM1

$Guth 1111•1• Unlvs•lty it<RROW,

I~.,, ___ __ ___ H __ ..... __ ...... -·· •• .. "' previously In Planned Yes

... _ • • , _______ H __ _.. __ ..... Sii .----

111-c:.11e RUBRIC unlvs•lty " 'Notre No Planned Yes Not provided r<es - still in draft ~me onsortfum ~u•tr•ll• Unlvs•lty

~PSR ·-. ... ,_.,,_ ""'' -· _ .. _ ,...._ ... ... -···· "' Yes Yes ,,_ C>uamt•lend Unlvs•lty !llf South ~RROW No Yes ttl:li' lt ........ -.u, ••-1-- _ _.,. :1111 .---- r<es ~u•tr.ila UnlveHlty ~RROW, ·- IL..o.o....... ti.·- ·-····----'·· .. .. "-!llf Southern previously In Yes Yes

................ . , __ ...... __ ··-- ...... ~Uamt•lend RUBRIC Unlvs•lty 1\PSR Yes Yes ................ . , ......... 1: ... ___ . •• - . .. 1111111

·-~ rres (not provided) !llf SVdney Unlvs•lty No Yes Yes ·-. -- ""''

,.._, .. ""'' _,,, mr THmenlacansortfum Unlvsslty !llf ~PSR Yes Yes Not provided I~. 111"1 Lli"e _ _.,. _,.1 ...... , ... trechnology, i:w1nev Unlvsslty ~RROW, !Of the previously In Planned Planned Not applicable I~.,, ______ .._ • ·-- aA1 -··

Sunshine RUBRIC ro...-Unlvs•lty No Not Not !llf W•tern µJnsortfum applicable applicable Not applicable Not applicable ~u•tr•ll• Unlvs•lty

~RROW .......,://arrnw wr- ....... ""'':anon1 .... .. 1 ........ vldPr !llf W•tern No Yes No !:vdnev Unlvsslty No !llf Yes Yes Not provided httn: 11~ •nw -"'· h""' Wollongong l::Onsortfum

~lc:torl• No Yes Yes ·-. -- ... ""'' 'J r<es (not provided) ._.nlvs•lty µ,nsortfum

Editorial history Pa per received 8 OclDber 2008; accepted 15 January 2009.

~.©@@?j This paper Is licensed under a Creative Commons Attrlbut!on- Non-gimmerclal- Share-Alllce 2.5 Australia license .

The state of !tie nation: A snapshot of Australian Institutional reposll!lrles by Mary Anne Kennan and Da nny Kingsley First Monday, Volume 14, Number 2 - 2 February 2009 http://fi rstmonday.org/ojs/index.php/fm/ rt/printerFriendly/2282/2092

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