kathryn h vratil financial disclosure report for 2009

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  • 8/3/2019 Kathryn H Vratil Financial Disclosure Report for 2009

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    AO 10 FINANCIAL DISCLOSURE REPORT Report Required by the E thicsin Government Act of 1978R e v . 1 / 2 0 0 8 FOR CALENDAR YEAR 2009 ( 5 ( Z S . C . a p p . I 0 1 - 1 1 1 )1 . P e r s o n R e p o r t in g (last nam e, firs t, m idd le in itia l) 2. Conrt o r Organ iza tion 3 . Date o f R e p o r tVRATIL, KATHRYN H. DISTRICT OF K ANSAS 03 /16 /2010

    4. Title (Article III judges indicate ac tive or senior status; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6. Repor t ing Por iodmagistrate judges indicate full- or part-t ime) [ ] N om i n a t i o n , D a t e 01/01/2009D ISTRICT JUD GE-A CTIV E [] Initial ~l-if] A n n u a l [] Final to12[31/2009

    5 b. [ ] A m e n d e d R e p o r t7 . Chamber s o r Of f i c e Addres s 8 . On the basis of the informat ion co ntained in this Report and anymod if icat ions per taining thereto, it i s , in my opinion , in compl ianceU-NITED STATES DIST RICT COURT wi th app l i c ab le l aws an d r egu l a t i ons .500 STATE AV ENUE, SUITE 529KANS AS C I TY, KANS AS 66101 -2435 Reviewing Off icer Date

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you hav e no reportable information. Sign on last page.

    I . P O S I T I O N S . (Reporting individua l only; seepp. 9-13 of rUing instructions.)~-] NONE (No reportable positions.)

    POSITION NAME oF ORGANIZAT.~ !~N/ENTIT N1. Trastee Trust # 1 (77" ":77 . .~, , ; ; . - , ,

    5.

    I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)~ (No reportable agreements.)ONE

    DATE PARTIES AND TERMS

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    FINANCIAL DIS CLOSURE R EPORT Name of Person Reporting Date of ReportPage 2 of 12 V R A T I L , K A T H R Y N H . 0 3 / 0 5 / 2 0 1 0

    I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Fliers Non-Investment Income

    NONE (TV o reportable non-investment income. )DATE SOURCE AND TYPE INcoME

    (yours, not spouses)

    1 .

    .

    - In v e s t m e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.nt not required except for honoraria.)

    --] NONE (No reportable non- investment income.)D A T E SOURCE AND TYPE

    1. 2009 AT& T pension

    .

    V . R E I M B U R S E M E N T S - transpoa.tion, lodging, food, entertainmentNONE (No reportable reimbursements.).

    SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED

    .

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    FINANCIAL DISCLOSURE REPORT Name of Person Repor t ing Date of ReportP a g e 3 o f 1 2 VRATIL, K A T H R Y N H . 0 3 / 0 5 / 2 0 1 0

    V . G I F T S . C l , c lu d e ~ t h o s e , o s p o u s e u . d d e p e n d e n t children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

    SOURCE DESCRIPTION VALUE1 .

    .

    V I . L I A B I L I T I E S . a . c l u d e s t h o s e o y s p o u ~ e a . d d e p ~ n d e . t children; see p p . 3 2 - 3 3 of filing instructions.)NONE (No reportable liabilities.)

    CREDITOR DESCRIPTION VALUE CODE1 . Citiban k S tu d en t Lo a n s K

    . Na tio n a l Ed u c a t io n S tu d en t Lo an s K

    S t u d e n t Lo a n s J

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    F INANCIAL DISCLOSURE REP ORT Name of Person Reporting Date of ReportPage 4 of 12 VRATIL, K A T H R Y N H . 0 3 / 0 5 / 2 0 1 0

    VII . INVEST MENTS and TRUSTS - i ........ ~ u e , transactions (Includes those of spo ..... d depend ent children; see pp. 34-60 of f i l ing instructions.)[ N ONE (No reportable income, assets, or transactions.)A, B. C. D.Desc r i p t i o n o f As s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d o f T r an s a c t i o n s d u r i n g r e po r t i n g p e r i o d

    ( in c lud ing t r us t ~sse t s ) r e p o r t i n g p e r i o d r e po r t i n g p e r i o d _ 1(1 ) (2 ) (1) (2) | (1 ) (2) (3 ) (4 ) (5 )

    Place "(X)" after each asset A m o u n t T y p e (e .g . , V a lu e Valuel[ T y p e ( e . g . , Date V a l u e Gain I den t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e C o d e l d i v . , r e n t , C o d e 2 Me thod | buy , s e l l , Mo n t h - Code 2 Code 1 buye r / s e l l e r( A - H ) or in t . ) ( J - P ) Code 3 r e d e m p t i o n ) Da y (J- P ) (A-H ) ( i f p r i v a t e

    (Q- W) i- t r a n s a c t i o n )

    1. P rud ent ia l Life Ins . Pol ic ie s B Dividend J T

    2. Massachuse t t s Mutual Li fe In s . Po l i cy C Dividend L T3 . Colum bia Acorn Fun d ( I tLA) A Div i d e nd K T Bu y 12-09 J

    4. American Century Income & Growth A Dividend Sold 05-05 J

    5. Banc One Corp Notes A Interest Matured 02-17 K A

    6. GNMA PL A Interest J T Repaymen t 0 1 - 1 5 J

    7. Repaymen t 02-17 J

    8 . Repaym en t 03-16 J

    9. Re p a ym e n t 04-15 J

    1 0 . Re p a ym e n t 05-15 J

    I 1 . Repaymen t 06-15 J

    1 2 . Re p a ym e n t 07-15 J

    1 3 . Repaymen t 08-15 J

    t 4 . Re p a ym e n t 09-15 J

    1 5 . Repaymen t 10-15 J

    1 6 . Repaymen t t 1 - 1 6 J

    1 7 . Repaymen t 1 2 - 1 5 J

    1. Incom e Gain Codes: A =$1,000 or less B =$ I,001 - $ 2,500 C = $2,501 - $5,000 D = $5,001 - $15,000 E = $15,001 - $50,000(See Columns BI and D4) F =$50,001 - $100,000 G = $100,001 - $1,000,000 HI =St,000,001 - $5,000,000 H2 =More than $5,000,000

    2. V a lu e Cod es J = $15,000 o r le ss K =$15,001 - $50,000 L =$50,001 - $100,000 M =$ 100,001 - $250,000(See Columns C I and D 3 ) N =$ 250,001 - $ 500,000 O =$ 500,001 - $ 1,000,000 P 1 = $ 1 , 0 0 0 , 0 0 t - $ 5 . 0 0 0 , 0 0 0 P2 =$ 5,000,001 - $25,000,000P3 =$25,000,001 - $50,000,000 p4 =More than $50,000,0003 . Va lue Method Codes Q =Appraisal R = Co st (K en [ Es ta te On ly ) S = As se ssm en t T =Cash Market(See Column C2) U =Book Va lue V = Other W = Estim a ted

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    F INANCIAL DISCLOSURE REP O RT Name of Person Reporting Date of ReportPage 5 of 12 VRATIL, K A T H R Y N H . 0 3 / 0 5 / 2 0 1 0

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

    A. [ B. C. D.Desc r i p t i o n o f As s e t s [ I n c o m e d u r i n g G r o s s v a l u e a t e n d o f T r an s a c t i o n s d u r i n g r e po r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) I r e p o r t i n g p e r i o d r e po r t i n g p e r i o d(1 ) (2) (1) (2) (1 ) (2 ) (3) (4) [ (5 )

    P l a c e " ( X ) " a f t e r e a c h a s s e t Amount Type (e.g., V a l u e V a l u e T y p e ( e . g . , Date V a l u e Gain[ I d en t i t y o fe x e m p t f l o r a p r i o r d i s c l o s u r e Code 1 I div.,rent, C o d e 2 Me tho d buy , s e l l , Month- Code 2 C o d e I buye r / s e l l e r(A- H ) o r i n t . ) ( J - P ) Co d e 3 r e d e m p t i o n ) Day ( J-P ) (A-H ) ( i f p r i v a t e(Q-W) t r a n s a c t i o n )

    1 8 . Artio Int l Equ i tyFd B Dividend K T

    1 9 . Schwab In t e r na t i ona l l ndex Fund A Div idend J T

    20. OrthologicCoqg. ( IRA) None J T21. Cal i fomia Ampl i f i e r ( IRA) None J T

    22. Schwab Muni Money Fund A Div idend J T

    23 . F A M V a l u e F u n d None So ld 06-04 J

    24 . Artio Intl Equity Fd II CL A None So ld 05-06 J

    25. Schwab Yie ld P lu s l nv Sh a r e s A Div idend So ld 02-02 J

    26. Vangu a r d To t a l S t o ck M k t S t k M kt V i p e r s A Div id en d K T Bu y 04-02 JI ndex Fd (Trus t #1)27. Bu y 07-01 K

    28. So l d 09-04 J(par t )29. B u y 09-30 J

    30. B u y 12-30 J

    31 . Columbia Va lu e & Res t ru c tu r ing A Div idend L T So ld 03-17 J(part)32 . Bu y 03-24 J3 3 . Bu y 06-23 J

    34 . B u y , 09-22 J

    I . I ncome Gain Codes : A = S t ,000 or l e s s B = $1,001 - $2,500 C =$2,501 - $5,000 D =$5,00l - $15,000 E =$15,001 - $50,000(See Columns B I and D4) F =$50,001 - $ 100,000 G =$ 100,001 - $ 1,000,000 H 1 =$1 ,000,001 - $5,000,000 H2 =More than $ 5,000,0002. Va lue Codes J =$15,000 o r le ss K =$15,001 - $ 50,000 L =$ 50,001 - $ 100,000 M =$ 100,001 - $250,000(See Columns CI and D3) N =$250,001 - $ 500,000 O =$500.001 - $1 ,000,000 P[ =$ 1,000,001 - $5,000,000 P2 =$ 5,000,001 - $ 25,000,000P3 =$25,000,001 - $50,000,000 P4 = More than $ 50,000,000

    3 . Va lue Method Codes Q =Appraisal R = Co st (Rea l Esta te On ly) S =Assessm en t T =Cash Market(See Column C2) U =Book Va lue V - - - - O t h e r W =Estimated

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    FINANCIAL DISCLOSURE REPOR T Name of Person Reporting Date of ReportPage 6 of 1 2 VRATIL, K A T H R Y N H . 0 3 / 0 5 / 2 0 1 0

    . I N V E S T M E N T S a n d TRUSTS - i ........ l.e, t ransact ions (Includes those of spo.se and dependent children; seepp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

    A . i B . C . D .Descr ip t ion o f Asse t s [ I n c o m e d u r i n g G r o s s v a l u e a t e n d o f T r an s a c t i o n s d u r i n g r e po r t i n g p e r i o d( in c lud ing t r us t a s se t s ) [ r e p o r t i n g p e r i o d r e po r t i n g p e r i o d _

    / (1) (2) (1) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t ] Am o u n t I T y p e ( e .g . , V alu e V a l u e T y p e ( e . g . , Date V a l u e Gain I den t i t y o f| C o d e I div . , ren t , C o d e 2 Method buy , s e l l , Mon th - Co d e 2 C o d e I buye r / s e l l e re x e m p t f r o m p r i o r d i s c lo s u r e (A -H ) o r in t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) Da y (J-P ) (A-H ) ( i f p r i v a t eI (Q- W) [ I t r a n s a c t i o n )

    3 5. Buy 12-08 J

    3 6 . i S h a r e s M S C I Emrg M k t Fd Eme rg i n g M a A Div i d e nd J T B u y 06-30 Jrke ts Ind x (IRA)3 7 . Janus Growth & . I n come Fd ( IRA) A Div i d e nd L T So ld 03-17 J

    (part)3 8 . B u y 03-31 J

    39. B u y 06-24 J

    40. B u y 09-30 J

    41. B u y !2-18 J

    42. Laudus In t l Mktms t r s Fund Se lec t Sha re s (1 A Div i d e nd L T So ld 03-17 JRA ) (par t )4 3 . B u y 12-17 J

    4 4 . W il l iam B l a i r Sma l l Cap Gr o w th F un d C l a s s None So ld 03-17 JN (IRA)

    4 5 . Sc h wa b Cash Re s e r v e s A Div id en d J T

    4 6 . Blackrock Health Sciences Fund Inv CL A None K T.(IRA)4 7 . Schwab Cash Reserves (IRA) A Dividend J T

    4 8 . Transamerica Premier Equity Fund Inv CL None Sold 03-1"7 J(IRA)4 9. American Century Equity Income Fund lnv B Dividend L T Buy 03-17 J( I R ~ )50. Buy 06-16 J

    51 . Buy 09-15 J

    1 . I ncome Gain Codes : A = $ 1 . 0 0 0 o r l es s B = $1,001 - $2.500 C =$2,50 l - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000(See ColumnS BI and D4) F =$50,001 - $100.000 O =$100,001 - $1. 000.000 FII =$1.000,001 - $ 5.000,000 H2 =More than $5,000,000

    2. Value Code.~ J = $15,000 o r le ss K = $15,001 - $50,000 L =$50.001 - $ 1 00,000 M =$1 00,001 - $250.000(See Columns C I and D3) N =$ 250,001 - $500.000 O =$500,001 - $1 .000,000 P! =$1,000,00t - $5,000,000 P2 =$ 5,000,00l - $ 25.000,000P3 =$25.000.001 - $50,000,000 P4 =More than $50,000.000

    3 . Va lue Method Codes Q =Appraisal R = Cos t (Rea l Es ta te Only ) S =Assessm en t T =Cash Market(See Column C2) U =Book Va lue V = Other W =Estim a ted

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    F INANCIAL DISCLOSURE REP ORT Name of Person Reporting Date of ReportPage 7 of 12 VRATIL, K A T H R Y N H . 0 3 / 0 5 / 2 0 1 0

    V I I . I N V E S T M E N T S a n d T R U S T S - ineo . . . . . I.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions,)---] NONE (No reportable income, assets, or transactions.)

    A. [ B. C. D.Desc r i p t i o n o f As s e t s I I n c o m e d u r i n g G r o s s v a l u e a t e n d o f T r an s a c t i o n s d u r i n g r e po r t i n g p e r i o d( in c lu d in g to a s t a s se ts ) r e p o r tin g p e r io d r e po r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t f A m o u n t T y p e ( e . g . , V a l u e V a l u e T y p e ( e . g . , Date V a l u e Gain I d e n t i t y o f

    e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d iv . , re n t , Co d e 2 Me tho d bu y , se l l , Mo n th - Co d e 2 Co d e 1 buye r / s e l l e r(A- H ) or in t . ) ( J - P ) Co d e 3 re d em pt io n ) Da y (J-P ) (A-H ) ( i f p r i v a t e(Q- W) I t r a n s a c t i o n )

    52 , Buy 12-29 J

    5 3 . Janus Overseas Fund ( IRA) A Div id e n d K . T B u y 06-24 J5 4 . B u y 12-22 J

    5 5 . Artio Intl Equity Fund CL A B Dividend K T Bu y 12-29 J5 6 . Schwab 1 CashAcc t A Interest J T57. Sc h wa b Cash Re s e r v e s A Div i d e nd J T

    5 8 . Citigrp CapXVI 6 .45% 66 d ue !2/31 /66 A Interest Sold 09-30 K D5 9 . Van gua rd " l o t a l S to ck Mkt S tk Mkt Vipe r s A Div i d e nd J T S o l d 01-08 J(par t )60. B u y 04-02 J

    6 1 . S o l d 04-14 J(part)6 2 . Bu y 06-30 J6 3 . B u y 09-30 .1"6 4 . B u y 1 0 - 0 1 J

    6 5 . Buy 12-30 J

    6 6 . Schwab Ca sh Re se rve s Sw eep Sha r e s (T r u s t A Dividend J T#1 )6 7 . Schwab Y ie ld P l u s I nv Sha r e s A Dividend J T B u y 01-30 J6 8 . Bu y 02-27 J

    1 . Inco m e Gain Codes : A =$1,000 o r te ss B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000 E =$15,001 - $ 5 0 , 0 0 0(See Columns BI and D4) F =$50,001 - $100,000 G =$1 00,001 - $1 ,000,000 HI =$1,000,001 - $5,000,000 1 - 1 2 = M o r e t h an $ 5 . 0 0 0 , 0 0 0

    2. Value Codes J =$15,000 or less K = $15,001 - $50,000 L = $50,001 - $ 100,000 M = $100,001 - $ 250,000( Se e Co lu m ns C 1 a nd I) 3) N =$ 250,001 - $500, 000 O =$500.001 - $1 ,000,000 PI =$1,000,00l - $5,000,000 P2 =55,000,001 - $25,000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50.000,000Method Codes R =Cost (Real Estate Only) S T =Cash Market. Va l u e Q =Appraisal =Assessmen t

    (See Column C2) U =Book Va lue V =Other W =Estimated

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    F INANCIAL DISCLOSURE REP O RT Name of Person Reporting Date of ReportPage 8 of 12 VRATIL, K A T H R Y N H . 0 3 / 0 5 1 2 0 1 0

    V I I . I N V E S T M E N T S a n d T R U S T S - i ........ ~.e, tr ..... tions (Includes those of spouse aqd dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    [ A. B. C. , D.i Desc r i p t i o n o f As s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d o f T r an s a c t i o n s d n f i n g r e po r t i n g p e r i o di ( in c lu d in g t ru s t a ss e ts ) re p o r tin g p e r io d r e po r t i n g p e r i o d-~-~) [ (2) (!) (2) ( 1 ) I (2) (3) (4)Place "(X)" after each asset A m o u n t [ Type (e.g., V a l u e V a l u e T y p e ( e . g . , Date V a l u e Gain I d e n t i t y o fi e x e m p t f r o m p r i o r d i s c lo s u r e Code I [ d i v . . r en t , C o d e 2 Me th o d bu y . s e ll , Mo n t h - Co d e 2 Co d e 1 buye r / s e l l e r. (A- H ) o r i n t . ) ( J - P ) Co d e 3 re d e m pt io n ) Da y ( J-P ) (A-H ) ( i f p r i v a t e

    (Q-W) , transaction)

    6 9. Buy 03 - 31 J

    !70. B u y 04-30 J

    71 . B u y 05-29 J

    72. B u y 06-30 J

    73 . B u y 07-31 J

    74 . B u y 08-31 J

    75. B u y 09-30 J

    76 . B u y 1 0 - 3 1 J

    77. Buy 1 1 - 3 0 J

    7 8 . Buy 12 -3 1 J

    79. Gabel l i Asse t Fun d AAA ( IRA) A Div id en d K T B u y 1 2 - 2 9 J

    8 0 . Alg e r S m a l lc a p a n d Mid c a p A ( IRA) No ne So l d 03-17 K

    81 . S c h w a b V a l u e A d v a n t a g e A Div id en d So l d 02-17 J

    82 . PIMCOTota l Re turn Fund B Dividend K T Bu y 01-30 J83 . B u y 02-27 J

    84 . B u y 03-31 J85. B u y 04-30 J

    I. In co m e Ga in Cod es : A =$ 1.000 or le ss B =$ 1,001 - $2,500 C = $2,501 - $5,000 D =$5.001 - $15.000 E =$15.001 - $50.000( Se e Co lu m ns B l a nd D4 ) F = $50.001 - $ 100,000 G =$ 100,001 - $1 .000, 000 H I =$ 1. 000, 001 - $5. 000. 000 H2 =More than $5.000,0002. Value Codes J = $15.000 o r less K =$15.001 - $50,000 L = $ 50.00l - $100.000 M =$1 00,001 - $250,000

    [ (See Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $I.000.000 PI =$ 1.0~0.001 - $5.000.000 P2 = $5.000.001 - $25.000,000P3 =$25.000,001 - $50.000,000 P4 =More than $50.000.0003 . V a lu e Metho d Cod es Q = Appra isal R = Co st (Rea l Es ta te Only) S =Assessm en t T=Cash Markett (See Column C2) U =Book Va lue V --Other W = Estim a ted

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    FINANCIAL DISCLOSURE REPORT Name of Person Reporting ] Date of ReportP a g e 9 o f 1 2 v ~ , X n L , K A r H R Y N n . [0 3 / 0 5 / 2 0 1 0

    V I I . I N V E S T M E N T S a n d T R U S T S -inco . . . . . l.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

    A. B. C. D.Desc r i p t i o n o f As s e t s In co m e d u r in g G ro s s va lu e a t e n d of T r an s a c t i o n s d u r i n g r e po t t i n g p e r i o d

    ( i n c l ud i n g t r u s t a s s e t s ) r e po r t i n g p e r i o d r e p o r t i n g p e r i o d(I) (2) (1 ) (2) (1) (2) (3) i (4) ] (5 )

    Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e T y p e ( e . g . , Date V a l u e Gain[ I d e n t i t y o fe xe m p t f r o m p r io r d is c lo s u r e Co d e I d i v . , r en t , C o d e 2 Method bu y , s e ll , Mo n th - Co d e 2 C o d e I buye r / s e l l e r(A- H ) o r i n t . ) (J -P) Co d e 3 r e d e m p t i o n ) Da y (J- P ) (A-H ) ( i f p r i v a t e(Q- W) t r a n s a c t i o n )

    86. Buy 05-29 J8 7 . Bu y 06- 30 J

    8 8 . B u y 07-31 J8 9 . B u y 08-31 J

    9 0 . B u y 09-30 J

    91. Buy 1 0 - 3 1 J9 2 . B u y 11-30 J

    93. B u y 12-09 J

    9 4 . B u y 1 2 - 3 1 J9 5 . i S h a r e s TR Lehman Bd Fd A Div id en d K T

    96. Te chno l o gy S e l e c t S e c t o r S PDS a&/ a S e c t o r A Div id en d K TSPDR Tec h S e l e c t9 7 . Te chno l o gy S e l e c t S e c t o r S PDA a / k /a S e c A Div id en d K T B u y 01-02 Jt o r S PDA F i n c l S e l e c t98. B u y 04-02 J

    9 9 . B u y 07-02 J

    1 0 0 . B u y 09-30 JI01. B u y 12-3 I J102. Perk ins Mid Cap f fn /a Janus Mid Cap Va lue A Div idend K T Bu y 06-24 JInvestor (IRA)

    I. In co m e Gain Co des : A = $1,0~0 o r le ss B = $ 1 ,001 - $ 2,500 C =$2,501 - $5,000 D = $5,001 - $15,000 E = $15,001 - $50,000(See Columns B I and D4) F = $50,001 - $100,000 G = $100,001 - $1,000,000 H [ = $1,000,00 t - $5,000,000 I-t2 =More tha n $5,000,0002. Va lue Coda J = $15,000 o r less K = $15,001 - $50,000 L = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M =$100,001 - $ 250,000(See Columns CI a~d D3) N = $250,001 - $ 500,000 O =$ 500,001 - $ 1.000.000 P I = $ 1 ,000 ,001 - $ 5,000,000 P 2 = $ 5,000,00 I - $ 25 ,000 ,000

    P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003 . V alu e Metho d Cod es Q = Appra isal R = Co s t (Rea l Es ta te On ly) S = Assessm en t T =C~sh Market(See Column C2) U =Book Va lue V =Other W =Estimated

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    F INANCIAL DISCLOSURE REP O RT N a m e o f P e r s o n R e p o r t in g Date of ReportPage 1 0 of 1 2 V r ~ T ~ L , K A T H a Y N ~ . 0 3 / 0 5 / 2 0 L 0

    V I I. IN V E S T M E N T S a n d T R U S T S - i.co,.e, v.~.e, tr..s.ctio.s Ct.ct.aes those oS,po .... d dependent children; see p p . 3 4 - 6 0 of filing instructions.)~-~ N O N E (No reportable income, assets, or transactions.)

    A, B. C. DDescription of Assets Income dur ing Gross value a t end of Transactions during reporting period( including t rus t asse t s ) r e p o r t i n g p e r i o d repor t ing per iod( 1 ) ( Z ) (1)

  • 8/3/2019 Kathryn H Vratil Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT N.me of P e r son Repor t ing Data of ReportPag e 1 2 o f 1 2 VRATIL, K A T H R Y N H . 0 3 / 0 5 / 2 0 1 0

    IX. CERTIFICATION. ..I c e r t i fy t h a t a l l i n f o r ma t i o n g i v en abo v e ( i n c l u d i n g i n f o r ma t i o n p e r t a i n i n g t o my s p o u s e a n d m in o r o r d ep en d en t c h i l d r e n , i f a n y ) i s

    a c c u r a t e , t r u e~ an d c o m p l e t e t o t h e be s t o f my kn o w l ed g e a n d be l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d wa s w i t h h e l d be c au s e i t m e t a p p l i c ab l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .l f u r t h e r c e r t i f y th a t e a r n ed i n c o m e f r o m o u t s i d e em p lo ym en t a n d h o n o r a r i a a n d t h e a c c ep t a n c e o f g i f t s wh i c h h av e b e en r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U .S .C . a p p . 501 e t . s eq . , 5 U .S .C . 7 3 53 , a n d J u d i c i a l Co n f e r e n c e r e g u l a t i o n s .

    Signa~

    NOTE: ANY INDIVIDUAL WH O K NOWINGLY AND WILFULLY FALSIFIES OR FAILS T O FILE THIS REPORT MAY BE S UBJECT TO CIVILAND CRIMINAL SANCTIONS ( 5 U.S.C. app. 104)

    FILING INSTRUCTIONSMai l s ig n e d o r i g i n a l a n d 3 a d d i ti o n a l c o p i e s t o :

    Committee on Financial DisclosureA dm i n i s tr a t i v e O f f ic e o f t h e U n i t e d S t a t e s Cou r t sS u i te 2 - 30 1One Columbus Circle, N.E.Wash i n g t o n , D . C . 2 05 44