karen l henderson financial disclosure report for 2010

8/3/2019 Karen L Henderson Financial Disclosure Report for 2010

1/14

AO 1oRev. 1/2011FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report R equired by the Ethicsin Government Act of l978(5 U.S. C. app. ,~~I01-I11)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i t i a l )Henderson, Karen L.

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)

Circu i t Cour t Judge - Ac t ive

7. Chamb ers or Office AddressUS C our thouse , Room 3118333 Const i tut ion Avenue, NWWashington, DC 20001

2. Court or O rganizationUS C i rcu i t Cour t o f Appea l s

3. Date of R e p o r t05/15/2011

5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t and anymodifications p e r t a i n i n g t h e r e t o , i t Is , i n m y o p i n i o n , i n c o m p l i a n c ewith app licable laws and regu la t ions.

Reviewing Off icer Date

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information Sign on last page.

I. P O S I T I O N S . m e p o n i n g i n a i v ld u a t o . ~ y ; s e e p p . 9 - 1 3 of filing instructions.)~] (No repo rtable posi t ions.)ON E

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . ~ R e p o . i n g individual only; seepp. 14-16 of fillng instructions.)~] N O N E (No reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 14

N a m e o f P e r s o n R e p o r t i n gHenderson, Karen L

D a t e o f R e p o r t05/I 5/201 I

I I 1 . N O N - I N V E S T M E N T I N C O M E . tRepo.i.g individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Income

~] N O N E non-investment income.)eportableDATE SOURCE AND TYPE

2.

3.

4.

INCOM E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - If you were m arried during any por~ion of the reporting year , complete this section .(Dollar amount not required except for honoraria.)~] N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPEI.

2.

3.

4.

I V . R E I M B U R S E M E N T S - t ra n sp o rt at io n , lodging, food, e n t e r t a i n m e n ~(Includes those to spouse a nd dependent children: see pp . 25-2 7 of filing instructions.)

~] N O N E ( N o reportable reimbursements.)

2.3.

4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 14

Name of Person ReportingHenderson, Karen L.

D a t e o f R e p o r t05/15/201 I

V . G I F T S . a n d u d e ~ t h n ~ e t o ~ , n u ~ e a n d d e p e n d e n t children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable g~s.)

SOURCE DESCRIPTIONI.2.3.4.5.

V A L U E

V I . L I A B I L I T I E S . a n d u d e s ,h o ~ e o / ~ p o u ~ e a . d d e p e . d e . t children; see p p . 3 2 - 3 3 offiling instructions.)N O N E (N o reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

V A L U E C O D E


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N a m e o f P e r so n R e p o r t i n gHenderson, Karen L.

Dale of Report05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , , ,. ,. a l u e . t r a , ~ a c t i o n $ a n c l u a e $ t h o s e o r , p o ~ e a n d d e p e n d , , t children; see pp. 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descr ip t ion of Asse ts Inc om e du ring Gross valu e a t end Transact ions dur ing repor t ing per iod( inc lud ing t r us t asse ts ) repor t ing per iod of repor t ing per iod

O) {2) (t) (2) (I ) (2) (3) ] (4 )Place "(X)" after each asset A m o u n t Type (e.g., V alu e V alu e Type (e.g., Date Value i Gain

exempt from prior disclosure Code I d i v . , r e n t , C ode 2 Method b u y , s e l l, m m / d d / y y Code 2 I Code I(A -H ) or in t . ) (J-P) C ode 3 redem pt ion) (JP) I (A-H)( Q - W ) II. Wachovia Bank Acccoun t A Interest J T2. Suntrust Bank Checking Account A Interest J T

3. Suntrust Bank Investment Account A Dividend M T4. Allis Chalmer s Energy Inc. : Comm on None J W5. Cit igroup Account Contains:6. **Smith Barney Cash Accounts7. **AT&T Inc . : Comm on8. **Alca te l -Lucen t: Comm on9. **NCR Corp : Comm on

1 0 . **Teradata Corp: CommonII. **LSI Corpora t ion : Comm on1 2 . **Internat ional Bu siness Machines:C o m m o n1 3 . IRA CD : Wachov ia Bank1 4 . IRA: Cit igroup C ontains:1 5 . * * A T & T I n c .: C o m m o n

1 6 . **Ci t i g roup Inc . : Comm on1 7 . **Alca te l -Lucen t: Comm on

A

B

A

A

I n t e r e s t K T

Dividend K T

None J T

None J T

None J T

None J T

Dividend J TI n t e r e s t J T

Dividend L T

None J TNone J T

Ident i l y ofbuyer / se l le r( i f pr ivate

~ransaetion)

1. Income Gain Codes: A =$ 1,000 or less B =$1.001 - $2,500 C =$2,501 - $5,D00 D =$5.001 - $15,000{See Columns B I and [M) F = $50.001 . $100.000 G = $100.001 - $1.0~0.000 HI = $ 1,000,001 - $ 5.000,000 H2 =More than $5.00.000

2. Value Codes J =$15,000 or less K =$15.001 - $50.000 L $50,001 - $100.000 M -$100,001 - $250.000ISeeCo lumnsCI and D3) N-$250.001 - $500.0~ ) O $500.001 - $1 ,000.000 PI =$1.000.001 -$5,000.000 p2 =$5,000,001 . $25,000.000

P3 =$25 .000.001 - $50.000.000 P4 = More than $50,000,0003. Value Method Codes Q = Appraisal R =Cost (Real Estate Only) S =A sgrssment T = Cash Market(See Column C2) U =Book Value V -Other W =Estimated

E =$1 5 ,1 ) 0 1 - $50 ,0 0 0


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N a m e o f P e r s o n R e p o r t i n gHenderson, Karen L.

D a t e o f R e p o r t05 /15 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ea lue , transact ions (lncludes those of spouse a nd depende nt children; see pp. 34-60 of f!ling instruct ions. )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

e x e m p t fr o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

V alu e V alu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

O)Type (e.g.,buy, sell,

redemption)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

Date V a l u e Gainm m / d d / y y C o d e 2 Code I

( J - P ) ( A - H )Ident i t y of

buyer/seller( i f p r i v a t e

t r a n s a c t i o n )

1 8 . **Int l Business Machines Corp.: Comm on B Dividend1 9 . * *N C R C o r p .: C o m m o n None

L

JT

20 . **Terada ta Corp :Comm on None21 . **Cit igroup Cash Accounts A Interest22 . **LSI C orpora t ion : Com mon None23 . **Trave ler s Com pan ies: Com mon A Dividend24 . Merri l l Lynch Account C ontains:

25 . **Federal S ignal Corp. : Comm on B Dividend26 . **Schlumberger Ltd : Common C Dividend27 . **CD:Capi taIOne Bank B Interest28 . **CD: Cap i t a l One NA McLean B Interest29 . **CD: Bank o f Am er i ca A Interest

J

LJJ

K

N

TTTT

T Bu y 12/05/I 0 J(addl)T Bu y 10/06/10 J(addl)

Redeemed 01/25/I 0 LRedeemed 01/25/I 0 LRedeemed 11/04/10 L

30 . **CD: Firstbank of PR A Interest Redeemed 11/08/I 0 L31 . **Ar izona Sch Facs BR D 5 .0% A Interest K32 . **Georgia State 5.0% A Interest K

33 . **Georgia State 5.0% A Interest J34 . **Char lo t te NC CTFS 4 .0% C Interest M

T

TT

I. Income Gain Codes: A =$ 1,000 or less B =$1.001 - $2,500 C =$2.501 - $5,000 D =$5.001 - $15,000(S ee Co lu m ns B I a nd IM ) F =$ 50 ,0 01 - $10 0.0 09 G =$100.0Ol - $ 1,00O,000 HI =$l,000,00l - $5,00.009 H2 =More than $5,000,000

2. V alue Codes J = $15.000 or less K =$15,001 - $50.000 L =$50.~OI - $100,090 M ~$100.001 - $250.000(See Columns CI and D3 ) N =$250.0~1 - $500.000 O - $5 0~.0 01 - $ 1,0 00 .0 00 P I - $1 .0 00 .0 01 - $ 5,0 90 ,0 00 P2 =$5 ,0~0,001 - $25,000,000

P3 =$25 .000.091 - $50.000.000 P4 -More than $50.000.0003. Value Method Codes Q =Appraisal R =Cost (Real Eslale Only) S =Assessment T = Cash Market{Scc Colunm C2} U =Book Value V -Other W =Es t ima ted

E =$15,001 - $50,000


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Name of Person Repor t ingHenderson, Karen L.

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m o , , b l U e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE income, assets, or transactions.)eportableA. B. C.Descr ip t ion o f A s s e t s I n c o m e dur ing G r o s s v a l u e a t e n d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dO) (2) (i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value

e x e m p l f r o m prior disclosure Code I div . , rent , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

35 . **New Jersey Econ Dev 5.0% B Interest L T36 . **New Jersey Econ Dev 5.0% B Interest L T

37 . **Berkeley Cn ty SC Sch D is t . 5 .75% B Interest38 . **Laurens Co SC Wtrswr 3 .4% A Interest K T39 . **SCT ransn Infrastr Rev 5.0% C Interest4 0 . * *S C Jo bs -E D A H sp F c s 5.0 / o A Interest4 1 . * * Be au f or t C n ty S C O lD 2 .8 7 5% B Interest L T4 2. **South Carol ina St Hwy 5.0% B Interest L T4 3. **South Carol ina St Hwy 5.0% B Interest L T4 4 . **South C arol ina Transn Infra Ser 5.1%o C Interest L T4 5. **Cal i forn ia ST Ec onomic 5.75% B Interest4 6 . **Clem son Universi ty , SC4 .0% B Interest4 7. **New York, NYC Tran F in 5 .5% B Interest4 8. **New York, NY 6 .0% B Interest4 9. **Florida St DeptTransn 5.0%. C Interest

50 . **South Dakota St Bldg 5.0% B Interest51 . **Hal l ibur ton Co . : Comm on A Dividend K T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(1 ) (2) (3)

T y p ~ ( e . g . , D a t e Valuebuy , sel l , m n d d d / y 3 t Code 2

redemption) (J-P)

Redeemed 01/15/10 J

Redeemed 10/01/10 LRedeemed 11/01/10 J

R edee m ed 0 1/0 4/1 0. KRedeemed 05/03/I 0 LRedeemed 05/03/I 0 LRedeemed 05/17/10 LRedeemed 0 7 /0 1 /10 L

Redeemed 12/01/10 K

(4) (5 )Gain Identity of

Code I buyer/seller(A-H) (if private


I. Income Gain Codes: A = $1,000 or Icss B = $1.001 - $2 ,500 C = $2,501 - $5 ,000 D =$5,1)01 - $15.000(See Columns B I and [M) F = $50.001 - $ 100.000 G = $100.001 - $ 1.000.000 H I = $ 1.0 00 .0 01 - $ 5.0 ~.0 00 H 2 =M or e t ha n $ 5,0 00 .0 00

2. Value Codes J =$15.000 or less K =$15.001 - $50.000 L -$50.001 - $100,000 M =$100,001 - $250.000( see Co lumns CI and D3) N =$250.001 -$ 500.000 O $500.001 -$ 1.04 30.000 PI =$1.000.1)4)1 - $5.000.000 P2 =$5,000.001 - $25,000.000

P3 =$25 .000.001 - $50.000.000 P4 -More than $50,000.0003. Value Method Codes O ~App raisal R =Cost {Real Estate Only} S =Assessment T = Cash Market

( see Co lumn C2) U =Book Value V -Other W =Es t ima ted

E =$15.001 -


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FINANCIAL DISCLOSURE REPORTPage 7 of 14 Ia m e o f P e r s o n R e p o r t i n gHenderson, Karen L. D a t e o f R e p o r t05/I 5/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, va lue , transact ions (Includes those of spouse and dep endent children; seepp. 34-60 of f i l ing instruct ion~ . )NONE ( No reportable income, assets, or transactions.)


O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t fr o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Valu e Valu e

C ode 2 M e tho d(J-P) C ode 3

( Q - W )

Type (e.g.,buy, sell,

redemption)

Transactions during reporling period(2) (3) (4)

D a t e Value Gainmm/dd/yy Code 2 Code I

( J -P ) (A-H)I d e n t it y o f

buyer/seller(ifprivalet r a n s a c t i o n )

52 . **Transocean Inc . : Comm on None L T53 . **Merri l l Lynch Cash A ccounLs

54 . **Delha ize Group Spons Adr : Comm on55 . **El Paso Corporat ion: Common56 . **Valhi Inc .: Comm on

A Interest N T

A Dividend J T

A Dividend K TA Dividend J T

57 . **Titanium Metals Corp.58 . **Di recTV Group Inc .: Comm on

59 . **NewsCorp L td : Common60 . **Allstate Corp: Common61 . **Morgan Stanley: Comm on

62 . **Discover Financ ia l Services : Comm on

NoneNone

A DividendA DividendA DividendA Dividend

J

JJ

J

JJ

T

T

T

T

T

T

63 . **Chevron Corp:Common64 . **Marathon Oil Corp: Common

65 . **Roya l Dut ch She l l PLC

66 . Merri l l Lynch IR A C ontains:

67 . **AT&T , Inc .: Comm on

C Dividend MB Dividend LE Dividend O

A Dividend K

TTT Bu y(addl)

T

12/31/10 N

68 . **Alca teI -Lucen t : Comm on None T

I. Income Gain Codes:(See Columns B I and D4 )

2. Value Codes(See Columns CI and D3 )

3. Value Method Codes(S~c Column C2)

A=$1,000 or lessF =$50,001 - $100,000J =$15.000 or lessN =$250.001 - $500,000P3=$25,000,001 - $50.000,000Q=AppraisalU =Book Value

B =$1,001 - $2,500G =$100.001 - $1K =$15,001 - $50,000O =$500,001 - $1,00~,0~0R =Cosl (Real Estale Only)V -Other

C =$2,501 - $5,000H I = $1.000,001 - $5,0~1,000L =$50,001 - $100,000PI =$1.000,001 - $5,000,0~0P4 -More than $50,000.00~S =AssessmentW =Es t ima ted

D =S5,001 - $15,000H 2 = M o r e t h a n $ 5 .0 0 0 .0 OOM =$100,001 - $250,000P2 =$5,0(KI,0~1 - $25,000.000T = Cash Market

E = $ 1 5 , 0 0 1 - $50 .000


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FINANCIAL DISCLOSURE REPORTPage 8 o f 14 Ia m e o f P e r s o n R e p o r t in gHenderson, Karen L. D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)

69 .

71 .72 .

73 .74 .75 .76 .77 .78 .

79 .80 .

81 .82 .83 .

84 .85 .

N O N E ( N o reportable income, assets, or transactions.)A. B. C.Descrip tion of Assets Incom e during Gross value at end

(inc lu ding trust assets) reporting period of reporting period(I) (2) (I) (2)

Transact ions dur ing repor t ing per iod

(2) (3) (4)Place "(X)" after each asset Amount

exempt from prior disclosure Code I(A-H)

**LSI Corpora t ion : Comm on**Marathon Oil Corp: Common C**Merri l l Lynch Cash Acc ounts AWells Fargo Rollover IRA Contains:**Wells Fargo PT Money Market Fund A**United States Treasury Bil ls Due06/30/201 I**United States Treasury Bil ls Due B12/31/2010

**United States Treasury Bil ls Due 07/01/1( BStanley Black & D ecker Corp.: Comm on ABank Amer ica Corp. : Com mon BThe Bo e i n g C o . : C omm o n DC ampbe l l S o up C o . : C o mmo n DColgate-Palmol ive Co. : Common EGenereal E lec t r i c Co. : Comm on E

The Goodyear T i re & R ubber Co . :Comm onIBM Corp . : Comm on C

Type (e.g., V alu e V alu ediv., rent, Code 2 Method

o r i n t . ) (J-P) Code 3(Q-W)

N one J T

Div idend M T

Interest J T

I n t e r e s t J T

None P I TI n t e r e s t

I n t e r e s t

Dividend K TDividend N TDividend N TDividend M TDividend O TDividend O T

None K TDividend M T

T y p ~ ( e . g . , D a t e Valuebuy, sell, m m /dd!y y Code 2

redemption) ( J - P )

Bu y 12/30/10 PIBu y 07/01/10 PI

R ed eemed 12/30/10 PIR edeem e d 0 7/0 1/10 PI

GainCode I(A-H)

(5 )Ident i t y of

buyer / se l le r( i f pr ivate

t r ansac t ion)

I. Income Gain Codes: A = $1,000 or less B = $1,001 - $2 ,500 C = $2,501 - $5 ,000 D =$5.091 - $15,000(See Columns B I and D4 ) F =$50.001 - $100.00~ G =$100.0Ol - $1.000.000 HI =$1.000,001 - $5.000.000 H2 =~dore than $5.000.000

2. Value Code~ J = $ 15 ,000 or less K =$15.0~ I - $50.000 L =$50,001 - $ 100.090 I, , t -$ 100.001 - $250,00~(See Co lumns CI and D3) N =$250.001 - $500,000 O =$500,001 - $1,000.000 P I = $1.000.001 - $5 ,000.0~0 P2 =$5 .0~0.001 - $~5.0~0.000

P3 =$25 ,000.0~1 - $50.000.000 P4 -More than $50.000,0~03. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S = Asscssmcnl 1 =Cash Market(S~ Column C2) U =Book Value V =Olhcr W =Esl imalod

E =$ 15.001 - $50,0~O


9/14


N a m e o f P e r s o n R e p o r t in gHenderson, Karen L.

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.co..e, ,ala e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)NONE ( No reportable income, assets, or transactions.)

Descr ip t ion of Asse ts I ncom e du r i ng(inc lu d ing t ru st assets) rep ort ing p eriod

(t) (2)Pl a c e " ( X ) " a f t e r e a ch a s s e t Amount Type (e.g.,

ex emp t f r om p r i o r di sclosure Code I div.. rent ,( A - H ) or in t . )

Gross value at endof repor t ing per iod0) (2)

V alu e V alu eCo d e 2 M e t h o d(J-P) C ode 3

( Q - W )

T y p ~ (e.g.,buy, se l l ,

r ed emp t i on )

Transact ions during report ing per iod

(2) (3) (4)Date V a l u e Gain

m m / d d / y y C ode 2 Code I(J-P) (A -H )

(5 )Ident i t y ofbuyer / se l le r

( i f pr ivatet r ansac t ion)

86 . Exxon-M obiI Corp . : Comm on D Dividend8 7. E l Pa so En er gy : Co m m on A Dividend

88. Pf iz er Co .: Co m m on D Dividend

N T

L T

M T

89 . Solutialne. : Comm on None T

9 0 . M arathon Group: Common C Dividend91 . Monsanto : Comm on C Dividend

M

L

TT

92 . Ch evron Corp o ra ti on: Com m on D Dividend M T93 . W eyerhaeuserCo.: Common E Dividend L T

94 . US SteelGroup: Comm on A Dividend J T95 . Springtree Associates Partnership: I% B R e n t .I W

I n t e r e s t9 6. W a c h ovi a Ba nk A cc o unt s: A I n t e r e s t L T

97 . First Citizens Bank Account A I n t e r e s t L T9 8. N B SC M o n ey M a r k et A cc o unt

99 . CD: Carolina FirstA

B

I n t e r e s t K TI n t e r e s t L T

100. CD: NBSC A I n t e r e s t K T

I01. CD: South Carol ina Ba nk & Trust A I n t e r e s t K T102. CD: First Citizens Bank B I n t e r e s t L T

I. Income Gain Codes:(See Co lumns BI and D4)

2. Value Codes(Sc Columns CI and D3 )

3. Value Method Codes(S~e Column C 2)

=$1 ,0 0 0 or l e s s= $5 0 ,001 - $100 ,000=$1 5 .0 0 0 or l e s s

$25 0 .001 - $ 5 00 ,000P3 = $25 ,000 ,001 - $ 5 0 .000 .000

=Appra isa l= B o o k V a l u e

B=$1.001 - $2.500G =$100.001 - $1.0~).00~K =$15,001 - $50,000O =$51KI.001 - $ 1 , 0 0 0 . 0 0 0R -Cos t ( R ea l Estate On ly )V =Other

C =$2,501 - $5,000H I =$ 1,000.001 - $5,000,0OOL =$50.001 - $I00,0OOPl =$1,0~0.001 - $5,0~,0~0P4 -More IhanS =As~ssmcn lW =Estimated

D =$5.001 - $15,00~H2 =More than

=$ 100,001 - $250,000P2 -$5,000 ,0~ I - $ 2 5 , 0 0 0 , 0 0 0

=Cash M arket

E =$15,001- $50,000


10/14



D a t e o f R e p o r t05/I 5/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , . e , ,. a l u . , t r u n $ a c t i o n , a . c t u d e ~ t h o s e of ~pou~e and dependent children; ~ee pp. 34-6 0 of filing instructiN O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d of reporling period

O) (2) (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Valu e Valu ee x e m p t fr o m p r i o r d i s c l o s u r e Code I d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( J - p ) Code 3

( Q - W )

T y p e ( e . g .,b u y , s e l l,

r e d e m p t i o n )

Transactions during reporting pedod(2) (3) (4 )

D a t e V alu e Gainmm/dd/yy Code2 Code I

( J - P ) (A-H)I d e n t it y o fbuyer/seller( i f p r i v a t e


10 3 . C D: BB& T A Interest L T104. Minnesota Mutual Li fe Insurance Pol icy B D i v i dend L T

105. John Hancock Life Insurance Pol icy A Dividend J T106. Merri l l Lynch SE P Contains:107. **Merri l l Lynch SEP Cash Accoun t s A Dividend J T108. **Chevron Corp : Com mon D Dividend M T

109. **Am er ican Growth Fund o f Am er ica A Dividend K TBu y(addl) 05/05/I 0

110. **Am er ican Euro Pac i f i c Growth Fund A Dividend K TI I I. **Thom burg In terna tiona l Value Fund A Dividend M112. Wells Fargo Bank Tru st Contains:113. **Art io ln t l Equ i ty Fund A Dividend J114. **Dodge & Cox In terna tional Stock Fund A Dividend J115. **Evergreen Equ i t y Tr In t r insi c Value Fu nd None116. **W el ls Fargo Advanced In t r ins ic Value A Dividend JFund117. **Golden Large Core Value Fu nd A Dividend K

118. **Goldm an Sachs Grow th Op p ortu nity N one JFund119. **Goldman Sachs Large Cap Value Fu nd None J

T

Merged 07/19/10 J(with l ine I 16)TT

T Sold 01/05/10 J(part)T

A

I. Income Gain Codes: A = $1,000 or less B = $1,001 - 52 ,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Columns BI and 194) F =$50.001 - $100.000 G =$100.001 - $1,000.000 H I =5 1,0 00 ,0 01 - $ 5.0 00 ,0 00 H 2 = Mo re th an 5 5,0 00 .0 00

2. Value Codes J =$15.000 or less K = $15.001 - $50.000 L =$50,001 - $ 100.000 M =5100,001 - $250.0OO(See Columns CI and D3 ) N =$ 250.0OI - $ 500.000 O -$ 500,001 - $1,0OO,000 PI =$1,000,0~l - $5,000,000 P2 =$5 ,000.001 - $25,000,000

P3 =525 .000.0OI - S50.000.000 P4 = More than $50,000,0003. Value Method Codes Q = Appraisal R =C o,t { Real E state O nly ) S = Assessm ent T -Cash Markel{See Column C2) U =Book Value V =Other W =Es t ima ted

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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D a t e o f R e p o r t05 /15 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~)---] N O N E (No reportable income, assets, or transactions.)

Descr ip t ion of Asse ts Income during( inc lud ing tr ust a ssets) r ep o r t ing period

(I) (2)Place"(X)" after each asse t Amount Type (e.g.,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t ,( A - H ) or inL)

Gross value a t endof r epor t ing period(i) (2)

Value Va lueC ode 2 Method

( J - P ) C ode 3( Q - W )

(1)Type (e.g.,buy , se l l,

r ed emp t i on )

Transact ions d u r i ng r ep o r t i ng per iod

(2) (3) (4)Date V a lue Gain

m m /d d/y y C ode 2 Code I(J-P) (A -H )

Ident l ty o fbuyer / se l le r( i f pr ivat e

t r ansac t ion)

120, **ING International Rea l Estate Unit A Dividend J1 2 1 . **Janus Advisor Perkins M id Cap Fund None Sold 12/20/10 J

122. **Royc e Value Plus Fund A Dividend Sold 12/20/10 J

123. **SSGA Emerging M ark ets Fund124, ** Wells Fargo Advantage Endeavor SelectF u n d125. **Nuveen Limited Term M uni Fund126. **Vanguard Intermediate-Term Tax-ExemptFund127, **Golden Small Core Value

A DividendNone

A DividendA Dividend

None

JJ

J

K

T Sold 1 2 1 2 0 / 1 0(part)T Sold 0 1 / 0 5 / 1 0( p a r t )T Sold 0 4 / 0 5 / I 0( pan)T Sold 0 4 / 0 5 / I 0(part)

Sold 1 2 / 2 0 / 1 0

J

J

JJJ

cCB

A

128. **Pimco Commodity Real Return StrategyFund129, **Rowe T. Price Real Estate Fund130.

A

A

DividendDividend Sold( p a r t )

Sold

01/0511012/20/10

JJ

131. **Evergreen International Bo nd Fund1 3 2 . ** W ells Fargo Advantage InternationalBond F u n d133. ** Nuveen Funds High Yield M uni Fund

A

A

A

DividendDividend

Dividend

J

J

TT

Merged(with l ine 132) 07/12/10

134. **Pimco Emer ging M ark ets Bond Fund

135. **Pimc o Foreign Bond Fund

A

A

Dividend

Dividend

J

J

T

T

Sold(part) 12/20/10

1 3 6 . **Evergreen Intermedia te Municip al BondF u n d Dividend Bu y(addl) 01/05 /10

I . I n c o m e G a i n C o d e s : A =$ 1.000 or less B =$ 1,001 - $2 .500 C =$2,501 - $5,000(See Columns BI and IM) F =$50,001 -

2 . Valu e Codes J = $15.000 or less K -$15.001 - $50.000 L =$50.1)01 - $100.000(S ee Co lu m ns C I a nd D3 ) N -$ 25 0.0 01 - $5 00 ,0 ~0 O =$500,001 - $ 1,000,000 PI =$1,000,001 - $5,000,0~0

P3 =$25 ,000,001 - $50,000,000 P4 -More than $50,000,0003. Value Method Codes Q =Appraisal R -Cos t (Real Estate Only ) S =AssessmentISc c C olu m n C 2) U = Book V alue V =Other W = Es l ima tcd

=$5,001 - $15,000H2 =More t han $ 5 ,0 0 0 ,0 0 0M =$100,001 - $250,000P2 =$5,000,001 - $25.000.000

=Cash Market

E =$15,001 - $50.000


12/14



Date of Report05/15/201 I

VII. INVESTMENTS and TRUSTS -N O N E (No reportable income, assets, or transactions.)


(t) (2)P l a c e " ( X )~ after each asset A m o u n t T y p e ( e . g . ,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V alu e V alu eC o d e 2 M e t h o d(J-P) C ode 3

Type (g.,buy, se l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value Gainm m /dd /y y C ode 2 Code I

(J-P) (A-H)

(5)Ident i t y ofbuys/seller( i f p r i v a t e

t r ansac t ion)

137.138. **Wel l s Fargo Advanced In term ed iate TaxFree Fund139. **Dreyfus Tax Exem pt Cash Managemen t

Fu n d140. **Drey fus Em erging Markets Debt Fund141 . **JP Morgan Mid Cap Value Fund14 2 . * * K ee l ey S m a l l C ap Va l ue Fun d14 3 . * * Van gua r d E mer g i n g Mar ke ts E TF Fun d14 4 . * * Van gua r d R E I T V i pe r Fun d14 5 . * * TC W S ma l l C ap G r ow t h Fun d146 . W el l s Fargo Brokerage Acc ount Contains :147. **US T reasury Bi l l Du e 09 /16 /10148.

A Dividend

A InterestA DividendA Dividend

NoneA DividendA Dividend

None

B Interest

K

J

J

J

J

JJJ

Merged 07/12/10 J(with l ine 138)TT

T Bu y 12120/10T Bu y 12/20/10 JT Bu y 12/20/10 JT Buy 12/20/10 JT Bu y 112/20/10 JT Bu y 12/20/10 J

Bu y 03/15/10 PI

R ed eemed 09/16/10 P I149. **US T reasury Bi l l Du e 03/18/10150 . **US T reasury B i l l Du e 03 /17 / I 1

InterestNone PI

Redeemed 03/18/10 PIBu y 09/13110 PI

1. Income Gain Codes:(See Columns B I and 134)

2. Value Codes(See Columns CI and D3)

3. Value Method Codes(See Column C2)

A =$ 1,000 or lessF =$50.001 - $100,000J =$15,000 or lessN =$250.001 - $500,000P3 =$25 ,000,001 - $50.000,000Q =AppraisalU =Book Value

B=$1,0~1 - 52,500G =$10~,0~1 - $1,1~0,0~K :$15,0~ I - $50,000O =$50~,001 - $1,000,00~R =Cost (Real Estate Only)V

C =$2,501 - $5,000H 1 = 51,1~0,001 - $5,000,000L =$50,001 - $100.000P I =51,000,001 -P4 = More than $50.000,000S =AssessmentW =Es t ima ted

D =$5,001 - $15,000H2 =More than $5.000.000M =$ 100,001 - 5250.000P2 =$5 .000.001 - $25.000.000T = Cash Market

E =$15,001- $50,000


13/14

FINANCIAL DISCLOSURE REPORTP age 1 3 o f 1 4

N a m e o f P e r s o n R e p o r t in gHenderson , Karen L

D a t e o f R e p o r t05/I 5/201 I

VIII. ADDITIONAL INFORMATION OR EX PLANATIONS.Par t VI I , Line 72 & 73 - W el l s Fargo & C omp any merged wi th W achovia Corporat ion on January 1 , 2009. The newly m erged company becam e known as Wel l sFargo. In June 2010, the IRA acc ount became a W el l s Fargo account and was not reported under the Wachovia Corporat ion name anymore.

Par t VI I , L ine 78 - The S tan ley W orks Company m erged wi th The Black & Decker Corporat ion on March 12 , 2010 . The com bined company i s now know asStanley Black & Decker .Par t VI I , Line 112 - W el l s Fargo & C omp any m erged wi th Wachovia Corporat ion on January l , 2009. The newly m erged comp any became known as W el l sFargo. In June 2010, the W achovia t rus t account becam e a W el l s Fargo account and was not repor ted under the Wachovia Corporat ion nam e anymore.Par t VI I , Line 115 & 116 - The E vergreen Equi ty In t r ins ic Value Fu nd merged wi th the W el l s Fargo Advanced In t r ins ic Value Fund on July 16 , 201 I . One shareof the Evergreen Equ ity Intrinsic Value Fu nd was traded for one share of the Wells Farg o Advanced Intrinsic Fund.Part VII, Line 131 & 132 - T he Evergreen International Bond Fund m erged with the W ells Fargo Advantage International Bond Fund on July 9, 201 I . One share ofthe Evergreen International Bond Fu nd was traded for one share of the W ells Fargo Advantag e International Bond Fund.Par t VI I , Line 137 & 138 - T he Evergreen In termediate Munic ipal Bond Fund m erged wi th the Wel l s Fargo Advanced In term ediate Tax Free Fund on July 9 ,201 I . One share of the Evergreen Interm ediate Municip al Bond Fund w as traded for one share of the Wells Fargo A dvanced Intermediate T ax Free Fu nd.Par t Vl l , Line 146 - W el l s Fargo & C omp any m erged wi th Wachovia Corporat ion on January I , 2009. The newly m erged comp any became known as W el l s Fargo.In June 2010, the W achovia account became a Wel l s Fargo account and w as not reported under the Wachovia Corporat ion name anymore.


14/14



Date of Report05/15/2011

IX. CERT IFICATION.I ce r t i f y t h a t a l l i n fo rm a t i on g i v e n a b ov e ( i nc l u d ing i n fo rm a t i on p e r t ain ing t o m y s p ou se a nd m inor o r de p e nde n t ch i l d re n , i f a ny ) i s

accu ra te , t rue , and comp le te to the bes t of my know ledge and be l ie f , and tha t any informat ion not repor ted was wi thhe ld because i t me t app l ic ab le s ta tu toryprov is ions permi t t ing non-disc losure .I fu r the r c e r t ify tha t ea rned income f rom ou t s ide em p loym ent and honora r ia and the ac cep tance of g i f t s wh ich have been repor ted a re incom pl i ance w i th t he prov i s ions o f 5 U .S .C. app . 501 e t . seq . , 5 U .S .C. 7353 , and Jud i c i a l Confer ence r egu l a t i ons .

Signature: S/Karen L. Henderson

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA ND C R I MI NA L S A NC T I O NS (5 U . S .C . app . 104 )

Com m i t tee on F i nanc i a l D i s c l osu r eAdm inis tra t ive Off i c e of the U ni ted S ta tes Cour t sSui te 2 -301One Columbus Ci rc le , N.E.W ash ington, D.C. 20544

karen l henderson financial disclosure report for 2010

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