8/14/2019 Justice Department Letter in Support of S.E.C.

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L_Mrh >QR _YYI_EA[R LJS EM% >2:?:?1

8/14/2019 Justice Department Letter in Support of S.E.C.

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LJS EM% >2:?:?1

8/14/2019 Justice Department Letter in Support of S.E.C.

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L_ S EM% > Nje% ?7 ?7:7 7:>1

8/14/2019 Justice Department Letter in Support of S.E.C.

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L_S EM% >2:?:?1jbykme ym oa yrkai oalmra [mqr Cmemr% Qeiar ) ?1 :0 #2+( yca ialaeijey pmqhi oa wardkyyai ymwraaey Ykyha KKK b|kiaeba ycjy yca{ |kap j lj|mrjoha iqrke` yca yrkjh ml yck RA B jbykme keba ky k

/j wrmbaaike` cahi qeiar yca jqycmrky{ ml yca Qekyai Ryjya%/ Cmp a|ar( qeiar ck keyarwrayjykme(yca ialaeijey bmqhi emy jei pm qhi emy wrmiqba ycjy a|kiaeba ym yca RAB wrkmr ym wraaeyke` ky jyyrkjh% Yy k j p ahh$ayjohkcai wrkebkwjh ml yjyqymr{ bmeyrqbykme ycjy j yjyqya cmqhi emy oakeyarwrayai ke j pj{ ycjy wrmiqba joqri raqhy% Raa( a %` % (Q R % \aerqrahhj( 2;: L%2i :?7( :?

8/14/2019 Justice Department Letter in Support of S.E.C.

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L_MWh >QR JYYM_EA[R L J S EM% >;:?:?10WD W wrm| kkme m l Ykyhb ::: razqkrke` yca bjhke` ml pkrayjw b|kiae ba bhajrh{ bme yadw hjya ycjy

Rabykme #2+ k yc a dajer o{ pckbc yca @ m|aredae y bje wraaey ycjy a|kiaeba jy yrkjh% Jlybraswhjkeke` Vca bjhke` razqkradaey( :3 Q%R%B% 1 ?1 :3#3+#j+ wrm|kia>Iqwhkbjya rabmrike` dj{ ob dji a lmr qa mr ikbhmqra wqrqjey ym yca wrm|kkmeml qoabykme #:+ jei #? + ml bbykme ?1 :0 ml yck bcjwyar lmr ke|ayk`jykme% Ycawrabeba ml yca ajh wrm|kiai lmr o{ yck qoabykme( mr j jykljbymr{ aswhjejykmelmr yca joaeba uc arb ml( cjhh oa j wrarazqkkya lmr yca qa mr ikbhmqra ml ycabmeybey ml je{ pkrb( mrjh( mr ahabyrmekb bmdd qekbjykme mr b|kiaeba iark|aiycarblkmd qeiar qo abykme #2+ ml abykme ?1:0%

Dm ram|ar( yca ha`khjyk|a ckymr{ ml Rbbykme #2+ q wwmrh yca |kap ycjy ycjy w rm|kkme pj aejbyaiym jhhmp yca @ m|aredae y ym ikbhma yca b|kiaeba ke bmq ry% Yca Rabmei B krbqky cj emyai /Vyhca'qhjh{k ml ?1 :0#2n e yca R aejya _awmry( R%_aw%Em% :7;0( ;7yc Bme`%( ?i Ra% #:;

8/14/2019 Justice Department Letter in Support of S.E.C.

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LJS EM% >;:?:? J i 9,&C E J YN $ KJ E_% RY_AAYA_$_AAI % __MIRF[Jkyjey Qekyai Ryjya J yymrea{JEI_AP ?%DKBCJAHRMERwabkjh Jkyjey Qekyai Ryjya Jyymrea{#? :?+ bmqeah lmr ycb R AB #o{ adjkh%+ialaea bmqeah #o{ adjkh+