june 17, 2021 board of directors
TRANSCRIPT
June 17, 2021 Board of Directors Ventura Regional Sanitation District Ventura, California INVESTMENT REPORT – MAY 31, 2021 RECOMMENDATION Receive and file the May 31, 2021 Investment Report FISCAL IMPACT None. BACKGROUND/ANALYSIS The attached report shows cash and investment holdings of the District at May 31, 2021. The VRSD Investment Policy requires that the report be transmitted to the Board within 30 to 60 days after the close of the month. The portfolio totals $41.80 million at cost, decreasing by $0.10 million from $41.90 million at the end of April 2021. US Bank, who serves as the custodian, provides the market value shown for all U.S. Government securities. During the month of May, interest earnings for all investments were accrued in the amount of $45,870. Fiscal year to date, $586,055 has been earned. The unrealized gain or loss on investments is not recorded as income on a monthly basis. Recording it monthly skews the amount of interest reported since it could be at a loss one month and a gain the very next month and is not an actual gain or loss unless the government securities shown in Section D of the report are sold prior to their maturity date. It will be recorded at June 30, 2021, as required by governmental accounting standards. The District investment holdings are in compliance with the investment policy approved by the Board of Directors in December 2020. The portfolio has been managed with the stated objectives of safety, liquidity and earning a competitive rate of return. The investment program shown herein provides sufficient cash flow liquidity to meet the District’s expense obligations for the next six months. If you have any questions or need additional information, please contact me by phone at (805) 658-4646 or via email at [email protected].
Item # 12
Board of Directors June 17, 2021 Page 2
ALVERTINA RIVERA, DIRECTOR OF FINANCE APPROVED FOR AGENDA: __________________________________ Chris Theisen, General Manager Attachments: 1. VRSD May 2021 Investment Report
Item # 12
4/30
/202
1C
HAN
GE
5/31
/202
1M
ay-2
1Fi
scal
YTD
A. S
wee
p Ac
coun
t2,280,051
$
(149,380)
$
2,130,671
$
‐$
‐$
B. C
ertif
icat
e of
Dep
osit
735,153
$
‐$
735,153
$
677
$
7,319
$
C.
Pool
ed F
unds
(LAI
F &
Cou
nty
Pool
)2,139,053
$
0$
2,139,053
$
153
$
153
$
D.
Fund
s &
Secu
ritie
s he
ld b
y C
usto
dian
36,730,217
$
20,481
$
36,750,698
$
45,040
$
578,582
$
TOTA
L41,884,474
$
(128,899)
$
41,755,575
$
45,870
$
586,055
$
*Inte
rest
Ear
ned
is b
ased
on
estim
ates
.
Mar
ket
Inve
stm
ent R
ecap
(C. &
D.)
Tot
als
Per
Trus
tee
Pur
chas
e Pr
ice
(G/L
) $
% P
oole
d Fu
nds
L
AIF
2,079,047
$
2,079,047
$
2,079,047
$
V
entu
ra C
ount
y Po
ol60,005
$
60,005
$
60,005
$
Tota
l Poo
led
Fund
s2,139,053
$
2,139,053
$
2,139,053
$
5.54
% S
ecur
ities
:
M
oney
Mar
ket F
unds
4,695,252
$
4,695,252
$
4,695,252
$
12.1
6%
U.S
. T-N
otes
/Bon
ds13,758,267
$
13,533,345
$
13,420,000
$
34.7
5%
Mun
icip
al B
onds
1,712,094
$
1,664,597
$
1,660,000
$
4.30
%
Cor
pora
te B
onds
/Not
es4,325,583
$
4,222,177
$
4,185,000
$
10.8
4%
CD
Neg
otia
ble
1,551,701
$
1,525,000
$
1,525,000
$
3.95
%
Cor
pora
te N
ote
203,411
$
203,769
$
200,000
$
0.52
%
Ass
et-B
acke
d Se
curit
y1,308,115
$
1,287,491
$
1,287,743
$
3.33
%
Sup
rana
tiona
ls474,515
$
478,583
$
455,000
$
1.18
%
F
eder
al A
genc
ies
9,235,091
$
9,140,485
$
9,051,855
$
23.4
4%To
tal S
ecur
ities
37,264,028
$
36,750,698
$
36,479,850
$
Tota
l Inv
estm
ents
39,4
03,0
81$
38
,889
,751
$
38,6
18,9
02$
10
0.00
%
I cer
tify
that
all
inve
stm
ent a
ctio
ns e
xecu
ted
sinc
e th
e la
st re
port
have
bee
n m
ade
in fu
ll co
mpl
ianc
ew
ith th
e VR
SD In
vest
men
t Pol
icy.
In
addi
tion,
suf
ficie
nt in
vest
men
t liq
uidi
ty a
nd a
ntic
ipat
ed re
venu
ear
e av
aila
ble
to m
eet t
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ext s
ix (6
) mon
ths'
est
imat
ed e
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ses
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e D
istri
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rtina
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era,
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ctor
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ate
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ION
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EGIO
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ITAT
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RT
FOR
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ON
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ND
ED M
AY 3
1, 2
021
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MPL
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OR
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ERTI
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ATIO
NS
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ANC
E AT
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STIN
TER
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8,68
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yea
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rs ,
6,18
5,17
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rs ,
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stm
ent M
atur
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ched
ule
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otes
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s
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otes
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000
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pora
te N
ote
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0 , 1
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ral A
genc
y ,
9,05
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ey M
arke
t Fun
ds ,
4,69
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icip
al B
ond
/ Not
e ,
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0 , 5
%
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anat
iona
ls ,
455,
000
, 1%
U.S
. Tre
asur
y Bo
nd /
Not
e ,
13,4
20,0
00 ,
37%
Inve
stm
ent b
y Ty
pe@
PAR
Val
ue
Page 1 of 1
0
Item # 12
A.SW
EEP
ACC
OU
NT
4/30
/202
1N
et D
epos
its/
(With
draw
als)
Inte
rest
R
ecei
ved
5/31
/202
1Yi
eld
Mar
ket V
alue
**
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iona
l Ban
k2,
280,
050.
93$
(1
49,3
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0)$
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2,
130,
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TIFI
CAT
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F D
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SIT
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hase
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ollo
ver D
ate
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e5/
31/2
021
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arke
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ue**
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oban
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1/20
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36
73
5,15
2.61
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LED
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ND
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30/2
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Net
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ithdr
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tere
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31/2
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arke
t Val
ue**
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l Age
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ent F
und
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ount
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2,13
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T R
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RT
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ND
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AY 3
1, 2
021
Page
2 o
f 10
Item # 12
Asse
t Typ
e S
hare
s/U
nits
C
ost B
asis
Beg
inni
ng
Bal
ance
Endi
ng B
alan
ceAs
set T
ype
Shar
es/U
nits
C
ost B
asis
4/30
/202
15/
31/2
021
CAM
P PO
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FED
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ED G
OVE
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T O
BLIG
ATIO
NS
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ey M
arke
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)
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OM
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06
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115,
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15
07
/10/
230.
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R0
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ral A
genc
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125,
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08
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00
11
/27/
230.
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l Age
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1
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41.7
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12
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3137
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PAR
TNFe
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l Age
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19
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20,4
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(
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23
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02
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9,18
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%31
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181
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-
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180
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IRD
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RU
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12
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05
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IZED
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49,8
48.8
4
11
/16/
232.
94%
3814
1GXS
8G
OLD
MAN
SAC
HS
GR
OU
P IN
CC
orpo
rate
95,
000.
00
95,1
93.8
0
94
,150
.70
-
5
46.2
5 94
,696
.95
02/1
2/26
0.86
%45
81X0
DK1
INTE
R A
MER
ICAN
DEV
EL B
KSu
pran
atio
nals
225
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.00
2
36,7
83.5
0
234
,310
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-
3
39.7
5 23
4,65
0.25
03/1
4/25
1.68
%46
647P
BB1
JPM
OR
GAN
CH
ASE
CO
Cor
pora
te
160
,000
.00
1
60,0
00.0
0
164
,172
.80
-
(2
91.2
0)16
3,88
1.60
04/0
1/23
3.13
%55
379W
ZU3
MU
FG B
ANK
LTD
NY
BRA
Cer
tific
ate
of D
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1
50,0
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150
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1
53,6
81.0
0
-
(340
.50)
153,
340.
50
02
/25/
222.
92%
5877
2RAD
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ERC
EDES
BEN
Z AU
TO R
ECEI
VABL
ESAs
set-B
acke
d
23,
759.
77
23,7
58.8
6
28
,554
.69
(4,5
82.6
4)
(52
.14)
23,9
19.9
1
01
/17/
233.
01%
6174
6BD
Q6
MO
RG
AN S
TAN
LEY
Cor
pora
te
125
,000
.00
1
32,3
16.2
5
136
,435
.00
-
12.5
0 13
6,44
7.50
04/2
9/24
3.55
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478N
AD7
NIS
SAN
AU
TO R
ECEI
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set-B
acke
d
47,
214.
61
47,2
05.5
7
53
,054
.05
(5,0
62.6
0)
(103
.56)
47,8
87.8
9
06
/15/
233.
17%
6555
8TLL
7N
OR
DEA
BK
ABP
NY
Cer
tific
ate
of D
epos
it
1
00,0
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0
100
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1
02,3
24.0
0
-
(116
.00)
102,
208.
00
08
/26/
221.
81%
6937
1RQ
66PA
CC
AR F
INAN
CIA
L C
OR
PC
orpo
rate
Not
e
30,
000.
00
31,3
53.3
0
30
,900
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-
1
89.0
0 31
,089
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6/25
1.74
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3448
EY0
PEPS
ICO
INC
Cor
pora
te
3
0,00
0.00
29
,940
.60
30,2
97.9
0
-
25
.80
30,3
23.7
0
05
/01/
230.
74%
7134
48FB
9PE
PSIC
O IN
CC
orpo
rate
Not
e
35,0
00.0
0
34,
980.
05
3
5,08
6.80
-
11.
90
35,0
98.7
0
10
/07/
230.
40%
7972
72Q
N4
SAN
DIE
GO
CA
CM
NTY
CLG
DIS
T R
EF S
ERM
unic
ipal
Bon
d /
3
5,00
0.00
35
,000
.00
36,2
73.6
5
-
(22
.40)
36,2
51.2
5
08
/01/
231.
93%
8305
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R7
SKAN
DIN
EN
S BA
NKE
NC
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icat
e of
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osit
100
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.00
1
00,0
00.0
0
102
,347
.00
-
(1
17.0
0)10
2,23
0.00
08/2
6/22
1.82
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369X
DL9
SOC
IETE
GEN
ERAL
E N
YC
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icat
e of
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osit
120
,000
.00
1
20,0
00.0
0
121
,681
.20
-
(1
69.2
0)12
1,51
2.00
02/1
4/22
1.78
%86
565C
KU2
SUM
ITO
MO
MTS
U B
KG C
OC
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icat
e of
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osit
8
0,00
0.00
80
,000
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80,0
48.0
0
-
6
.40
80,0
54.4
0
07
/08/
220.
70%
8748
57KJ
3TA
MAL
PAIS
CA
UN
ION
HIG
H S
CH
DIS
TM
unic
ipal
Bon
d /
8
5,00
0.00
85
,000
.00
88,1
42.4
5
-
(18
.70)
88,1
23.7
5
08
/01/
231.
90%
8923
9JAD
6TO
YOTA
AU
TO R
ECEI
VABL
ESAs
set-B
acke
d
48,
306.
30
48,2
98.5
9
53
,271
.96
(4,2
71.6
3)
(90
.20)
48,9
10.1
3
08
/15/
232.
54%
9047
64BF
3U
NIL
EVER
CAP
ITAL
CO
RP
Cor
pora
te
100
,000
.00
99,5
16.0
0
102
,337
.00
-
(1
59.0
0)10
2,17
8.00
03/0
7/22
2.94
%91
159H
HX1
US
BAN
CO
RP
Cor
pora
te
100
,000
.00
99,9
11.0
0
105
,735
.00
-
(
21.0
0)10
5,71
4.00
07/3
0/24
2.27
%91
2828
2P4
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
65,
000.
00
64,0
35.1
6
66
,447
.55
-
(
94.2
5)66
,353
.30
07/3
1/22
1.84
%91
2828
2Y5
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
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/
1
70,0
00.0
0
173
,492
.97
1
79,6
49.2
0
-
112
.20
179,
761.
40
09
/30/
242.
01%
9128
283V
0U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
235
,000
.00
2
57,0
29.8
9
252
,211
.40
-
1
57.4
5 25
2,36
8.85
01/3
1/25
2.33
%
FOR
TH
E M
ON
TH E
ND
ED M
AY 3
1, 2
021
VEN
TUR
A R
EGIO
NAL
SAN
ITAT
ION
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALEN
T AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Asse
t Nam
ePu
rcha
se/S
ale
or
Mat
urity
Mar
ket I
nc/(D
ec)
Mat
urity
Dat
eAn
nual
Yi
eld
Page
3 o
f 10
Item # 12
Asse
t Typ
e S
hare
s/U
nits
C
ost B
asis
Beg
inni
ng
Bal
ance
Endi
ng B
alan
ceAs
set T
ype
Shar
es/U
nits
C
ost B
asis
4/30
/202
15/
31/2
021
FOR
TH
E M
ON
TH E
ND
ED M
AY 3
1, 2
021
VEN
TUR
A R
EGIO
NAL
SAN
ITAT
ION
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
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T AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Asse
t Nam
ePu
rcha
se/S
ale
or
Mat
urity
Mar
ket I
nc/(D
ec)
Mat
urity
Dat
eAn
nual
Yi
eld
9128
284R
8U
S T
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Y N
OTE
U.S
. Tre
asur
y Bo
nd /
245
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.00
2
72,5
72.0
7
267
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-
2
10.7
0 26
7,51
0.60
05/3
1/25
2.63
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2828
5L0
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TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
90,0
00.0
0
194
,798
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1
92,8
80.4
0
-
(446
.50)
192,
433.
90
11
/15/
212.
84%
9128
285Z
9U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
6
0,00
0.00
63
,857
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63,6
30.6
0
-
(25
.80)
63,6
04.8
0
01
/31/
242.
36%
9128
28D
72U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
6
5,00
0.00
65
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65,4
13.4
0
-
(95
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65,3
17.8
5
08
/31/
211.
99%
9128
28G
53U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
275
,000
.00
2
80,1
13.2
8
277
,923
.25
-
(4
31.7
5)27
7,49
1.50
11/3
0/21
1.86
%91
2828
N30
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
3
90,0
00.0
0
390
,888
.28
4
02,8
27.1
0
-
(534
.30)
402,
292.
80
12
/31/
222.
06%
9128
28P3
8U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
325
,000
.00
3
10,5
54.6
8
334
,064
.25
-
(3
05.5
0)33
3,75
8.75
01/3
1/23
1.70
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2828
Q29
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
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/
2
00,0
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0
188
,000
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2
05,1
10.0
0
-
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.00)
204,
976.
00
03
/31/
231.
46%
9128
28T2
6U
S T
REA
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Y N
OTE
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. Tre
asur
y Bo
nd /
310
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3
05,7
80.8
6
318
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-
12.4
0 31
8,52
5.00
09/3
0/23
1.34
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2828
T67
U S
TR
EASU
RY
NO
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reas
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2
00,0
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196
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2
01,1
88.0
0
-
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.00)
201,
000.
00
10
/31/
211.
24%
9128
28U
81U
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REA
SUR
Y N
OTE
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. Tre
asur
y Bo
nd /
185
,000
.00
1
87,2
47.4
7
187
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.45
-
(2
81.2
0)18
7,08
1.25
12/3
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2828
V72
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TR
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25,
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00
24,9
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8
25
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-
(
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2828
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TR
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NO
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/
2
00,0
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0
200
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2
08,7
18.0
0
-
142
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208,
860.
00
07
/31/
241.
68%
9128
28YC
8U
S T
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SUR
Y N
OTE
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. Tre
asur
y Bo
nd /
285
,000
.00
2
84,1
83.0
1
286
,348
.05
-
(3
07.8
0)28
6,04
0.25
08/3
1/21
1.49
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282C
AC5
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TR
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RY
NO
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.S. T
reas
ury
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/
4
25,0
00.0
0
424
,755
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4
25,1
65.7
5
-
51
.00
425,
216.
75
07
/31/
220.
12%
9230
40G
U7
VEN
TUR
A C
NTY
CA
CM
NTY
CLG
DIS
T TX
BLM
unic
ipal
Bon
d /
120
,000
.00
1
20,0
00.0
0
123
,960
.00
-
5
74.8
0 12
4,53
4.80
08/0
1/24
1.73
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7123
X60
WIS
CO
NSI
N S
T TR
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TAX
ABLE
REF
Mun
icip
al B
ond
/
90,
000.
00
90,0
00.0
0
90
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-
56.7
0 90
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07/0
1/24
0.62
%VE
NTU
RA
REG
ION
AL S
ANIT
ATIO
N D
ISTR
ICT-
MAI
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otal
12,
597,
273
$ 1
2,65
1,96
9.35
$
12,
816,
091.
52
$
(11
4,69
6.38
) $
118,
986.
19
$ 1
2,82
0,38
1.33
CAM
P PO
OL
FED
ERAT
ED G
OVE
RN
MEN
T O
BLIG
ATIO
NS
Mon
ey M
arke
t Fun
ds
2
51,5
94.0
1
251
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1
71,8
37.7
2
-
79,
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29
251,
594.
01
N
AN
A42
7866
BA5
HER
SHEY
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MPA
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pora
te
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UR
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MAT
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ED
6
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05/1
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3.10
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8513
AW5
CH
ARLE
S SC
HW
AB C
OR
PC
orpo
rate
M
ATU
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M
ATU
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75,
037.
50
(7
5,00
0.00
)
(37
.50)
-
05
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213.
25%
9128
28F2
1U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
SO
LD
SO
LD
201
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1,63
2.81
)
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.19)
-
09
/30/
212.
11%
0231
35BW
5AM
AZO
N C
OM
INC
Cor
pora
te
130
,000
.00
1
29,8
10.2
0
-
129
,810
.20
4
96.6
0 13
0,30
6.80
05/1
2/24
0.45
%02
5816
CC
1AM
ERIC
AN E
XPR
ESS
CO
Cor
pora
te
155
,000
.00
1
61,2
12.4
0
167
,386
.05
-
(4
26.2
5)16
6,95
9.80
02/2
2/24
3.16
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665W
BG5
AMER
ICAN
HO
ND
A FI
NAN
CE
Cor
pora
te
100
,000
.00
99,3
17.0
0
100
,508
.00
-
(
85.0
0)10
0,42
3.00
09/0
9/21
1.69
%02
665W
CP4
AMER
ICAN
HO
ND
A FI
NAN
CE
Cor
pora
te
130
,000
.00
1
29,9
37.6
0
132
,455
.70
-
(2
67.8
0)13
2,18
7.90
12/1
0/21
3.32
%03
7833
DT4
APPL
E IN
CC
orpo
rate
1
00,0
00.0
0
100
,210
.00
1
01,1
60.0
0
-
380
.00
101,
540.
00
05
/11/
251.
11%
0406
54XU
4AR
IZO
NA
ST T
RAN
SPR
TN B
RD
HIG
HW
AYM
unic
ipal
Bon
d /
100
,000
.00
1
00,0
00.0
0
104
,089
.00
-
65.0
0 10
4,15
4.00
07/0
1/24
1.88
%05
531F
AX1
BB T
CO
RPO
RAT
ION
Cor
pora
te
200
,000
.00
2
01,5
10.0
0
204
,230
.00
-
(3
78.0
0)20
3,85
2.00
04/0
1/22
2.70
%13
063D
DF2
CAL
IFO
RN
IA S
T VA
RIO
US
PUR
POSE
Mun
icip
al B
ond
/
1
30,0
00.0
0
131
,810
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1
34,2
78.3
0
-
(198
.90)
134,
079.
40
10
/01/
222.
42%
1431
5EAC
4C
ARM
AX A
UTO
OW
NER
TR
UST
Asse
t-Bac
ked
3
1,37
7.24
31
,376
.95
35,1
59.6
9
(3
,168
.91)
(
90.8
0)31
,899
.98
09/1
5/23
3.30
%14
316N
AC3
CAR
MAX
AU
TO O
WN
ER T
RAs
set-B
acke
d
15,
000.
00
14,9
97.0
4
14
,977
.05
-
25.6
5 15
,002
.70
12/1
5/25
0.34
%14
913Q
2V0
CAT
ERPI
LLAR
FIN
L SE
RVI
CE
Cor
pora
te
125
,000
.00
1
27,9
37.5
0
133
,692
.50
-
1
15.0
0 13
3,80
7.50
05/1
7/24
2.66
%17
2967
MX6
CIT
IGR
OU
P IN
CC
orpo
rate
50,
000.
00
50,0
00.0
0
-
50
,000
.00
3
09.0
0 50
,309
.00
05/0
1/25
0.97
%24
422E
VN6
JOH
N D
EER
E C
APIT
AL C
OR
PC
orpo
rate
60,
000.
00
59,9
57.4
0
60
,006
.00
-
60.6
0 60
,066
.60
01/1
7/24
0.45
%25
4683
CM
5D
ISC
OVE
R C
ARD
EXE
CU
TIO
N N
OTE
Asse
t-Bac
ked
9
5,00
0.00
94
,979
.59
97,2
50.5
5
-
40
.85
97,2
91.4
0
10
/15/
241.
85%
2546
8PC
W4
WAL
T D
ISN
EY C
OM
PAN
YC
orpo
rate
85,
000.
00
82,2
70.6
5
87
,697
.90
-
(
59.5
0)87
,638
.40
12/0
1/22
2.28
%31
30AF
W94
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
1
80,0
00.0
0
179
,362
.80
1
91,2
93.2
0
-
(95
.40)
191,
197.
80
02
/13/
242.
35%
3130
AJ7E
3FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
135
,000
.00
1
34,7
51.6
0
137
,887
.65
-
(
76.9
5)13
7,81
0.70
02/1
7/23
1.35
%31
30AJ
HU
6FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
100
,000
.00
99,5
04.0
0
99
,540
.00
-
3
22.0
0 99
,862
.00
04/1
4/25
0.50
%31
30AJ
PU7
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
1
35,0
00.0
0
134
,981
.10
1
35,2
14.6
5
-
43
.20
135,
257.
85
06
/03/
220.
25%
3130
AK5E
2FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
3
0,00
0.00
29
,910
.00
29,5
65.6
0
-
89
.10
29,6
54.7
0
09
/04/
250.
38%
3133
82AX
1FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
9
5,00
0.00
99
,283
.55
98,3
92.4
5
-
(71
.25)
98,3
21.2
0
03
/10/
232.
05%
3133
83YJ
4FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
150
,000
.00
1
52,6
09.4
0
160
,848
.00
-
(2
65.5
0)16
0,58
2.50
09/0
8/23
3.15
%31
33EL
YR9
FED
ERAL
FAR
M C
RED
IT B
KSFe
dera
l Age
ncy
7
5,00
0.00
74
,904
.75
75,1
35.7
5
-
(3
.75)
75,1
32.0
0
05
/06/
220.
25%
3133
X8L3
4FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
200
,000
.00
2
41,4
80.0
0
232
,938
.00
-
(4
84.0
0)23
2,45
4.00
09/0
9/24
4.62
%31
34G
VJ66
F H
L M
C M
T N
Fede
ral A
genc
y
1
10,0
00.0
0
109
,947
.20
1
10,1
92.5
0
-
19
.80
110,
212.
30
06
/08/
220.
25%
3134
GVR
67F
H L
M C
M T
NFe
dera
l Age
ncy
185
,000
.00
1
85,0
00.0
0
185
,088
.80
-
(
53.6
5)18
5,03
5.15
06/1
6/23
0.50
%31
35G
03U
5F
N M
A D
EBFe
dera
l Age
ncy
105
,000
.00
1
04,7
83.7
0
104
,912
.85
-
4
31.5
5 10
5,34
4.40
04/2
2/25
0.62
%31
35G
04Q
3F
N M
AFe
dera
l Age
ncy
200
,000
.00
1
99,3
98.0
0
200
,264
.00
-
90.0
0 20
0,35
4.00
05/2
2/23
0.25
%31
35G
04Z3
F N
M A
Fede
ral A
genc
y
1
40,0
00.0
0
139
,710
.20
1
38,9
15.0
0
-
641
.20
139,
556.
20
06
/17/
250.
50%
3135
G05
G4
F N
M A
Fede
ral A
genc
y
1
30,0
00.0
0
129
,720
.50
1
30,0
98.8
0
-
58
.50
130,
157.
30
07
/10/
230.
25%
Page
4 o
f 10
Item # 12
Asse
t Typ
e S
hare
s/U
nits
C
ost B
asis
Beg
inni
ng
Bal
ance
Endi
ng B
alan
ceAs
set T
ype
Shar
es/U
nits
C
ost B
asis
4/30
/202
15/
31/2
021
FOR
TH
E M
ON
TH E
ND
ED M
AY 3
1, 2
021
VEN
TUR
A R
EGIO
NAL
SAN
ITAT
ION
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALEN
T AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Asse
t Nam
ePu
rcha
se/S
ale
or
Mat
urity
Mar
ket I
nc/(D
ec)
Mat
urity
Dat
eAn
nual
Yi
eld
3135
G05
R0
F N
M A
Fede
ral A
genc
y
1
35,0
00.0
0
134
,757
.00
1
35,0
25.6
5
-
35
.10
135,
060.
75
08
/10/
230.
30%
3135
G05
X7F
N M
AFe
dera
l Age
ncy
190
,000
.00
1
89,1
10.8
0
187
,417
.90
-
4
35.1
0 18
7,85
3.00
08/2
5/25
0.38
%31
35G
06G
3F
N M
AFe
dera
l Age
ncy
125
,000
.00
1
24,5
52.5
0
123
,538
.75
-
3
63.7
5 12
3,90
2.50
11/0
7/25
0.50
%31
35G
06H
1F
N M
AFe
dera
l Age
ncy
115
,000
.00
1
14,8
68.9
0
114
,957
.45
-
1
69.0
5 11
5,12
6.50
11/2
7/23
0.25
%31
35G
0U43
F N
M A
Fede
ral A
genc
y
1
05,0
00.0
0
109
,289
.25
1
11,5
89.8
0
-
(267
.75)
111,
322.
05
09
/12/
232.
71%
3135
G0V
34F
N M
AFe
dera
l Age
ncy
225
,000
.00
2
24,1
63.0
0
238
,605
.75
-
(
58.5
0)23
8,54
7.25
02/0
5/24
2.36
%31
35G
0X24
F N
M A
Fede
ral A
genc
y
1
75,0
00.0
0
174
,441
.75
1
81,8
84.5
0
-
427
.00
182,
311.
50
01
/07/
251.
56%
3136
AEG
Q4
F N
M A
GTD
R E
M I
C P
ASS
THR
UFe
dera
l Age
ncy
3
9,45
4.36
39
,971
.23
40,5
41.7
8
(89
.72)
(
15.6
8)40
,436
.38
12/2
7/22
2.22
%31
36B1
XP4
F N
M A
GTD
R E
M I
C P
ASS
THR
UFe
dera
l Age
ncy
5,74
2.49
5
,856
.71
6,6
95.3
9
(929
.08)
(4.4
1)5,
761.
90
09/2
5/21
3.55
%31
37B4
GX8
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
20,
238.
92
20,2
87.1
5
21
,694
.49
(9
43.5
9)
(28
.07)
20,7
22.8
3
02
/25/
232.
95%
3137
B5JL
8F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
2
2,77
6.81
22
,660
.25
24,3
83.2
0
(1
,129
.93)
(
28.9
0)23
,224
.37
02/2
5/23
2.62
%31
37BM
6P6
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
1
04,0
52.1
5
104
,938
.22
1
06,9
60.2
2
(176
.24)
(1
32.6
1)10
6,65
1.37
08/2
5/22
3.01
%31
37EA
EP0
F H
L M
CFe
dera
l Age
ncy
200
,000
.00
1
99,8
46.0
0
206
,962
.00
-
4
04.0
0 20
7,36
6.00
02/1
2/25
1.45
%31
37EA
EQ8
F H
L M
CFe
dera
l Age
ncy
150
,000
.00
1
49,6
25.0
0
150
,561
.00
-
25.5
0 15
0,58
6.50
04/2
0/23
0.37
%31
37EA
ER6
F H
L M
CFe
dera
l Age
ncy
130
,000
.00
1
29,9
45.4
0
130
,455
.00
-
72.8
0 13
0,52
7.80
05/0
5/23
0.37
%31
37EA
ES4
F H
L M
C M
T N
Fede
ral A
genc
y
1
80,0
00.0
0
179
,474
.40
1
80,1
15.2
0
-
205
.20
180,
320.
40
06
/26/
230.
25%
3137
EAET
2F
H L
M C
M T
NFe
dera
l Age
ncy
8
0,00
0.00
79
,819
.20
80,0
35.2
0
-
(3
.20)
80,0
32.0
0
07
/25/
220.
12%
3137
EAEU
9F
H L
M C
M T
NFe
dera
l Age
ncy
230
,000
.00
2
29,5
22.1
0
226
,941
.00
-
7
75.1
0 22
7,71
6.10
07/2
1/25
0.38
%31
37EA
EW5
F H
L M
CFe
dera
l Age
ncy
200
,000
.00
1
99,9
77.5
7
200
,036
.00
-
1
20.0
0 20
0,15
6.00
09/0
8/23
0.25
%31
37EA
EX3
F H
L M
C M
T N
Fede
ral A
genc
y
1
85,0
00.0
0
184
,443
.15
1
82,0
56.6
5
-
812
.15
182,
868.
80
09
/23/
250.
38%
3137
FKK3
9F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
5,25
3.09
5
,253
.08
9,0
26.8
2
(3
,601
.51)
(
49.2
5)5,
376.
06
07/2
5/23
3.13
%31
680Y
AD9
FIFT
H T
HIR
D A
UTO
TR
UST
Asse
t-Bac
ked
2
9,99
1.93
29
,985
.34
33,4
64.0
2
(3
,008
.11)
(
65.9
9)30
,389
.92
12/1
5/23
2.61
%36
255J
AD6
GM
FIN
ANC
IAL
SEC
UR
ITIZ
ED T
ERM
Asse
t-Bac
ked
1
6,15
3.48
16
,149
.71
18,5
38.1
6
(2
,198
.77)
(
36.1
7)16
,303
.22
05/1
6/23
2.99
%38
0144
AD7
GM
FIN
AU
TO L
EAS
TRAs
set-B
acke
d
15,
000.
00
14,9
98.7
4
-
14
,998
.74
11.1
6 15
,009
.90
05/2
0/25
0.41
%38
141G
XS8
GO
LDM
AN S
ACH
S G
RO
UP
INC
Cor
pora
te
100
,000
.00
1
00,2
04.0
0
99
,106
.00
-
5
75.0
0 99
,681
.00
02/1
2/26
0.86
%43
7076
BV3
HO
ME
DEP
OT
INC
Cor
pora
te
7
0,00
0.00
69
,808
.20
71,7
54.9
0
-
(133
.70)
71,6
21.2
0
03
/01/
223.
18%
4581
X0D
K1IN
TER
AM
ERIC
AN D
EVEL
BK
Supr
anat
iona
ls
1
35,0
00.0
0
141
,925
.50
1
40,5
86.3
0
-
203
.85
140,
790.
15
03
/14/
251.
68%
4664
7PBB
1JP
MO
RG
AN C
HAS
E C
OC
orpo
rate
1
35,0
00.0
0
135
,000
.00
1
38,5
20.8
0
-
(245
.70)
138,
275.
10
04
/01/
233.
13%
5537
9WZU
3M
UFG
BAN
K LT
D N
Y BR
AC
ertif
icat
e of
Dep
osit
130
,000
.00
1
30,0
00.0
0
133
,190
.20
-
(2
95.1
0)13
2,89
5.10
02/2
5/22
2.92
%61
746B
DQ
6M
OR
GAN
STA
NLE
YC
orpo
rate
1
95,0
00.0
0
206
,413
.35
2
12,8
38.6
0
-
19
.50
212,
858.
10
04
/29/
243.
55%
6547
8NAD
7N
ISSA
N A
UTO
REC
EIVA
BLES
Asse
t-Bac
ked
4
7,21
4.61
47
,205
.57
53,0
54.0
5
(5
,062
.60)
(1
03.5
6)47
,887
.89
06/1
5/23
3.17
%65
558T
LL7
NO
RD
EA B
K AB
P N
YC
ertif
icat
e of
Dep
osit
100
,000
.00
1
00,0
00.0
0
102
,324
.00
-
(1
16.0
0)10
2,20
8.00
08/2
6/22
1.81
%69
371R
Q66
PAC
CAR
FIN
ANC
IAL
CO
RP
Cor
pora
te N
ote
3
0,00
0.00
31
,353
.30
30,9
00.3
0
-
189
.00
31,0
89.3
0
02
/06/
251.
74%
7134
48EY
0PE
PSIC
O IN
CC
orpo
rate
30,
000.
00
29,9
40.6
0
30
,297
.90
-
25.8
0 30
,323
.70
05/0
1/23
0.74
%71
3448
FB9
PEPS
ICO
INC
Cor
pora
te N
ote
4
0,00
0.00
39
,977
.20
40,0
99.2
0
-
13
.60
40,1
12.8
0
10
/07/
230.
40%
7972
72Q
N4
SAN
DIE
GO
CA
CM
NTY
CLG
DIS
T R
EF S
ERM
unic
ipal
Bon
d /
3
5,00
0.00
35
,000
.00
36,2
73.6
5
-
(22
.40)
36,2
51.2
5
08
/01/
231.
93%
8305
0PD
R7
SKAN
DIN
EN
S BA
NKE
NC
ertif
icat
e of
Dep
osit
100
,000
.00
1
00,0
00.0
0
102
,347
.00
-
(1
17.0
0)10
2,23
0.00
08/2
6/22
1.82
%83
369X
DL9
SOC
IETE
GEN
ERAL
E N
YC
ertif
icat
e of
Dep
osit
130
,000
.00
1
30,0
00.0
0
131
,821
.30
-
(1
83.3
0)13
1,63
8.00
02/1
4/22
1.78
%86
565C
KU2
SUM
ITO
MO
MTS
U B
KG C
OC
ertif
icat
e of
Dep
osit
9
5,00
0.00
95
,000
.00
95,0
57.0
0
-
7
.60
95,0
64.6
0
07
/08/
220.
70%
8748
57KJ
3TA
MAL
PAIS
CA
UN
ION
HIG
H S
CH
DIS
TM
unic
ipal
Bon
d /
8
5,00
0.00
85
,000
.00
88,1
42.4
5
-
(18
.70)
88,1
23.7
5
08
/01/
231.
90%
8923
9JAD
6TO
YOTA
AU
TO R
ECEI
VABL
ESAs
set-B
acke
d
52,
331.
83
52,3
23.4
9
57
,711
.28
(4,6
27.5
9)
(97
.71)
52,9
85.9
8
08
/15/
232.
54%
9047
64BF
3U
NIL
EVER
CAP
ITAL
CO
RP
Cor
pora
te
100
,000
.00
99,5
16.0
0
102
,337
.00
-
(1
59.0
0)10
2,17
8.00
03/0
7/22
2.94
%91
159H
HX1
US
BAN
CO
RP
Cor
pora
te
100
,000
.00
99,9
11.0
0
105
,735
.00
-
(
21.0
0)10
5,71
4.00
07/3
0/24
2.27
%91
2828
2W9
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
65,0
00.0
0
160
,340
.04
1
69,0
93.6
5
-
(212
.85)
168,
880.
80
09
/30/
221.
83%
9128
282Y
5U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
210
,000
.00
2
14,3
14.8
4
221
,919
.60
-
1
38.6
0 22
2,05
8.20
09/3
0/24
2.01
%91
2828
3J7
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
25,
000.
00
25,5
41.9
9
26
,447
.25
-
21.5
0 26
,468
.75
11/3
0/24
2.01
%91
2828
3V0
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
95,0
00.0
0
208
,422
.07
2
09,2
81.8
0
-
130
.65
209,
412.
45
01
/31/
252.
33%
9128
284L
1U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
280
,000
.00
2
94,0
61.7
2
294
,350
.00
-
(4
14.4
0)29
3,93
5.60
04/3
0/23
2.62
%91
2828
4R8
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
3
80,0
00.0
0
422
,764
.84
4
14,5
87.6
0
-
326
.80
414,
914.
40
05
/31/
252.
63%
9128
285L
0U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
200
,000
.00
2
05,2
18.7
5
203
,032
.00
-
(4
70.0
0)20
2,56
2.00
11/1
5/21
2.84
%91
2828
6C9
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
10,0
00.0
0
112
,010
.94
1
12,1
14.2
0
-
(214
.50)
111,
899.
70
02
/15/
222.
46%
9128
28D
72U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
170
,000
.00
1
70,5
11.3
3
271
,717
.20
(10
0,62
8.91
)
(256
.99)
170,
831.
30
08
/31/
211.
99%
9128
28G
53U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
200
,000
.00
2
03,7
18.7
5
202
,126
.00
-
(3
14.0
0)20
1,81
2.00
11/3
0/21
1.86
%91
2828
L24
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
60,0
00.0
0
161
,500
.00
1
63,7
50.4
0
-
(219
.20)
163,
531.
20
08
/31/
221.
83%
9128
28L5
7U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
120
,000
.00
1
15,2
09.3
8
122
,775
.60
-
(1
50.0
0)12
2,62
5.60
09/3
0/22
1.71
%Pa
ge 5
of 1
0
Item # 12
Asse
t Typ
e S
hare
s/U
nits
C
ost B
asis
Beg
inni
ng
Bal
ance
Endi
ng B
alan
ceAs
set T
ype
Shar
es/U
nits
C
ost B
asis
4/30
/202
15/
31/2
021
FOR
TH
E M
ON
TH E
ND
ED M
AY 3
1, 2
021
VEN
TUR
A R
EGIO
NAL
SAN
ITAT
ION
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALEN
T AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Asse
t Nam
ePu
rcha
se/S
ale
or
Mat
urity
Mar
ket I
nc/(D
ec)
Mat
urity
Dat
eAn
nual
Yi
eld
9128
28N
30U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
500
,000
.00
4
92,0
70.3
1
516
,445
.00
-
(6
85.0
0)51
5,76
0.00
12/3
1/22
2.06
%91
2828
Q29
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
80,
000.
00
82,2
06.2
5
82
,044
.00
-
(
53.6
0)81
,990
.40
03/3
1/23
1.46
%91
2828
R69
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
2
20,0
00.0
0
213
,375
.79
2
26,5
58.2
0
-
(103
.40)
226,
454.
80
05
/31/
231.
58%
9128
28T2
6U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
130
,000
.00
1
27,2
01.9
5
133
,569
.80
-
5.2
0 13
3,57
5.00
09/3
0/23
1.34
%91
2828
T34
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
35,
000.
00
34,8
12.7
0
35
,157
.15
-
(
30.8
0)35
,126
.35
09/3
0/21
1.12
%91
2828
T67
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
6
30,0
00.0
0
616
,774
.23
6
33,7
42.2
0
-
(592
.20)
633,
150.
00
10
/31/
211.
24%
9128
28W
55U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
180
,000
.00
1
79,1
63.2
8
182
,692
.80
-
(2
46.6
0)18
2,44
6.20
02/2
8/22
1.85
%91
2828
W71
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
30,0
00.0
0
132
,544
.14
1
36,7
63.9
0
-
31
.20
136,
795.
10
03
/31/
242.
02%
9128
28X7
0U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
140
,000
.00
1
40,6
28.9
0
146
,896
.40
-
37.8
0 14
6,93
4.20
04/3
0/24
1.91
%91
2828
XX3
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
10,0
00.0
0
111
,181
.64
1
15,5
85.8
0
-
42
.90
115,
628.
70
06
/30/
241.
90%
9128
28Z8
6U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
230
,000
.00
2
33,8
81.2
5
235
,032
.40
-
(1
63.3
0)23
4,86
9.10
02/1
5/23
1.35
%91
2828
ZG8
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
35,0
00.0
0
135
,384
.96
1
35,3
90.1
5
-
(47
.25)
135,
342.
90
03
/31/
220.
37%
9128
2CAB
7U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
225
,000
.00
2
20,2
80.2
7
220
,938
.75
-
8
28.0
0 22
1,76
6.75
07/3
1/25
0.25
%91
282C
AC5
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
3
00,0
00.0
0
299
,824
.22
3
00,1
17.0
0
-
36
.00
300,
153.
00
07
/31/
220.
12%
9128
2CAT
8U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
150
,000
.00
1
48,6
69.9
2
146
,736
.00
-
5
28.0
0 14
7,26
4.00
10/3
1/25
0.25
%91
282C
BC4
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
2
00,0
00.0
0
196
,617
.19
-
1
96,6
17.1
9
382
.81
197,
000.
00
12
/31/
250.
38%
9128
2CBH
3U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
100
,000
.00
98,0
54.6
9
97
,977
.00
-
3
79.0
0 98
,356
.00
01/3
1/26
0.38
%92
3040
GU
7VE
NTU
RA
CN
TY C
A C
MN
TY C
LG D
IST
TXBL
Mun
icip
al B
ond
/
1
30,0
00.0
0
130
,000
.00
1
34,2
90.0
0
-
622
.70
134,
912.
70
08
/01/
241.
73%
9771
23X6
0W
ISC
ON
SIN
ST
TRAN
SN R
EV T
AXAB
LE R
EFM
unic
ipal
Bon
d /
100
,000
.00
1
00,0
00.0
0
100
,269
.00
-
63.0
0 10
0,33
2.00
07/0
1/24
0.62
%VE
NTU
RA
REG
ION
AL S
ANIT
ATIO
N D
ISTR
ICT-
TOLA
ND
Tot
al
1
4,06
1,18
1 $
14,
181,
069.
04
$ 1
4,38
6,80
9.52
$
(70,
771.
64)
$
8
2,29
6.93
$
14,
398,
334.
81
CAM
P PO
OL
FED
ERAT
ED G
OVE
RN
MEN
T O
BLIG
ATIO
NS
Mon
ey M
arke
t Fun
ds
56,
589.
46
56,5
89.4
6
17
,592
.23
-
3
8,99
7.23
56
,589
.46
NA
NA
4278
66BA
5H
ERSH
EY C
OM
PAN
YC
orpo
rate
M
ATU
RED
M
ATU
RED
25,
022.
75
(2
5,00
0.00
)
(22
.75)
-
05
/15/
213.
10%
8085
13AW
5C
HAR
LES
SCH
WAB
CO
RP
Cor
pora
te
MAT
UR
ED
MAT
UR
ED
2
5,01
2.50
(25,
000.
00)
(
12.5
0)-
05/2
1/21
3.25
%02
3135
BW5
AMAZ
ON
CO
M IN
CC
orpo
rate
45,
000.
00
44,9
34.3
0
-
44
,934
.30
1
71.9
0 45
,106
.20
05/1
2/24
0.45
%02
5816
CC
1AM
ERIC
AN E
XPR
ESS
CO
Cor
pora
te
5
5,00
0.00
57
,204
.40
59,3
95.0
5
-
(151
.25)
59,2
43.8
0
02
/22/
243.
16%
0266
5WC
Y5AM
ERIC
AN H
ON
DA
FIN
ANC
EC
orpo
rate
40,
000.
00
39,9
63.2
0
40
,906
.40
-
(
65.2
0)40
,841
.20
06/2
7/22
2.15
%03
7833
DT4
APPL
E IN
CC
orpo
rate
30,
000.
00
30,0
63.0
0
30
,348
.00
-
1
14.0
0 30
,462
.00
05/1
1/25
1.11
%04
0654
XU4
ARIZ
ON
A ST
TR
ANSP
RTN
BR
D H
IGH
WAY
Mun
icip
al B
ond
/
50,
000.
00
50,0
00.0
0
52
,044
.50
-
32.5
0 52
,077
.00
07/0
1/24
1.88
%05
531F
AX1
BB T
CO
RPO
RAT
ION
Cor
pora
te
6
0,00
0.00
60
,453
.00
61,2
69.0
0
-
(113
.40)
61,1
55.6
0
04
/01/
222.
70%
1306
3DD
F2C
ALIF
OR
NIA
ST
VAR
IOU
S PU
RPO
SEM
unic
ipal
Bon
d /
4
0,00
0.00
40
,557
.20
41,3
16.4
0
-
(61
.20)
41,2
55.2
0
10
/01/
222.
42%
1491
3Q2V
0C
ATER
PILL
AR F
INL
SER
VIC
EC
orpo
rate
35,
000.
00
35,8
22.5
0
37
,433
.90
-
32.2
0 37
,466
.10
05/1
7/24
2.66
%17
2967
MX6
CIT
IGR
OU
P IN
CC
orpo
rate
15,
000.
00
15,0
00.0
0
-
15
,000
.00
92.7
0 15
,092
.70
05/0
1/25
0.97
%24
422E
VN6
JOH
N D
EER
E C
APIT
AL C
OR
PC
orpo
rate
50,
000.
00
49,9
64.5
0
50
,005
.00
-
50.5
0 50
,055
.50
01/1
7/24
0.45
%25
4683
CM
5D
ISC
OVE
R C
ARD
EXE
CU
TIO
N N
OTE
Asse
t-Bac
ked
3
0,00
0.00
29
,993
.56
30,7
10.7
0
-
12
.90
30,7
23.6
0
10
/15/
241.
85%
2546
87FK
7W
ALT
DIS
NEY
CO
MPA
NY
THE
Cor
pora
te
5
0,00
0.00
49
,796
.00
51,7
31.0
0
-
59
.50
51,7
90.5
0
08
/30/
241.
69%
3130
AFW
94FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
6
5,00
0.00
64
,769
.90
69,0
78.1
0
-
(34
.45)
69,0
43.6
5
02
/13/
242.
35%
3130
AJ7E
3FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
4
5,00
0.00
44
,917
.20
45,9
62.5
5
-
(25
.65)
45,9
36.9
0
02
/17/
231.
35%
3130
AJH
U6
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
45,
000.
00
44,7
76.8
0
44
,793
.00
-
1
44.9
0 44
,937
.90
04/1
4/25
0.50
%31
30AK
5E2
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
10,
000.
00
9,9
70.0
0
9
,855
.20
-
29.7
0 9,
884.
90
09/0
4/25
0.38
%31
3383
QR
5FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
5
0,00
0.00
52
,689
.00
53,1
91.0
0
-
(106
.00)
53,0
85.0
0
06
/09/
233.
06%
3133
ELYR
9FE
DER
AL F
ARM
CR
EDIT
BKS
Fede
ral A
genc
y
50,
000.
00
49,9
36.5
0
50
,090
.50
-
(2.5
0)50
,088
.00
05/0
6/22
0.25
%31
33X8
L34
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
55,
000.
00
66,4
07.0
0
64
,057
.95
-
(1
33.1
0)63
,924
.85
09/0
9/24
4.62
%31
34G
VR67
F H
L M
C M
T N
Fede
ral A
genc
y
60,
000.
00
60,0
00.0
0
60
,028
.80
-
(
17.4
0)60
,011
.40
06/1
6/23
0.50
%31
35G
03U
5F
N M
A D
EBFe
dera
l Age
ncy
100
,000
.00
99,7
94.0
0
99
,917
.00
-
4
11.0
0 10
0,32
8.00
04/2
2/25
0.62
%31
35G
04Q
3F
N M
AFe
dera
l Age
ncy
6
5,00
0.00
64
,804
.35
65,0
85.8
0
-
29
.25
65,1
15.0
5
05
/22/
230.
25%
3135
G04
Z3F
N M
AFe
dera
l Age
ncy
4
5,00
0.00
44
,906
.85
44,6
51.2
5
-
206
.10
44,8
57.3
5
06
/17/
250.
50%
3135
G05
G4
F N
M A
Fede
ral A
genc
y
1
20,0
00.0
0
119
,946
.75
1
20,0
91.2
0
-
54
.00
120,
145.
20
07
/10/
230.
25%
3135
G05
R0
F N
M A
Fede
ral A
genc
y
45,
000.
00
44,9
19.0
0
45
,008
.55
-
11.7
0 45
,020
.25
08/1
0/23
0.30
%31
35G
05X7
F N
M A
Fede
ral A
genc
y
55,
000.
00
54,7
42.6
0
54
,252
.55
-
1
25.9
5 54
,378
.50
08/2
5/25
0.38
%31
35G
06G
3F
N M
AFe
dera
l Age
ncy
4
0,00
0.00
39
,856
.80
39,5
32.4
0
-
116
.40
39,6
48.8
0
11
/07/
250.
50%
3135
G06
H1
F N
M A
Fede
ral A
genc
y
40,
000.
00
39,9
54.4
0
39
,985
.20
-
58.8
0 40
,044
.00
11/2
7/23
0.25
%31
35G
0X24
F N
M A
Fede
ral A
genc
y
85,
000.
00
84,7
28.8
5
88
,343
.90
-
2
07.4
0 88
,551
.30
01/0
7/25
1.56
%
Page
6 o
f 10
Item # 12
Asse
t Typ
e S
hare
s/U
nits
C
ost B
asis
Beg
inni
ng
Bal
ance
Endi
ng B
alan
ceAs
set T
ype
Shar
es/U
nits
C
ost B
asis
4/30
/202
15/
31/2
021
FOR
TH
E M
ON
TH E
ND
ED M
AY 3
1, 2
021
VEN
TUR
A R
EGIO
NAL
SAN
ITAT
ION
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALEN
T AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Asse
t Nam
ePu
rcha
se/S
ale
or
Mat
urity
Mar
ket I
nc/(D
ec)
Mat
urity
Dat
eAn
nual
Yi
eld
3136
AEG
Q4
F N
M A
GTD
R E
M I
C P
ASS
THR
UFe
dera
l Age
ncy
1
1,60
4.22
11
,756
.24
11,9
24.0
5
(26
.39)
(4.6
1)11
,893
.05
12/2
7/22
2.22
%31
36B1
XP4
F N
M A
GTD
R E
M I
C P
ASS
THR
UFe
dera
l Age
ncy
2,41
7.89
2
,465
.99
2,8
19.1
1
(391
.19)
(1.8
6)2,
426.
06
09/2
5/21
3.55
%31
37B4
GX8
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
5,
952.
62
5,9
66.8
0
6
,380
.73
(2
77.5
3)
(8
.25)
6,09
4.95
02
/25/
232.
95%
3137
B5JL
8F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
7,59
2.30
7
,553
.46
8,1
27.7
6
(376
.64)
(9.6
3)7,
741.
49
02/2
5/23
2.62
%31
37BM
6P6
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
34,
684.
05
34,9
79.4
1
35
,653
.41
(
58.7
5)
(44
.20)
35,5
50.4
6
08
/25/
223.
01%
3137
EAEP
0F
H L
M C
Fede
ral A
genc
y
65,
000.
00
64,9
49.9
5
67
,262
.65
-
1
31.3
0 67
,393
.95
02/1
2/25
1.45
%31
37EA
EQ8
F H
L M
CFe
dera
l Age
ncy
5
0,00
0.00
49
,875
.00
50,1
87.0
0
-
8
.50
50,1
95.5
0
04
/20/
230.
37%
3137
EAER
6F
H L
M C
Fede
ral A
genc
y
50,
000.
00
49,9
79.0
0
50
,175
.00
-
28.0
0 50
,203
.00
05/0
5/23
0.37
%31
37EA
ES4
F H
L M
C M
T N
Fede
ral A
genc
y
60,
000.
00
59,8
24.8
0
60
,038
.40
-
68.4
0 60
,106
.80
06/2
6/23
0.25
%31
37EA
ET2
F H
L M
C M
T N
Fede
ral A
genc
y
30,
000.
00
29,9
32.2
0
30
,013
.20
-
(1.2
0)30
,012
.00
07/2
5/22
0.12
%31
37EA
EU9
F H
L M
C M
T N
Fede
ral A
genc
y
30,
000.
00
29,8
50.6
0
29
,601
.00
-
1
01.1
0 29
,702
.10
07/2
1/25
0.38
%31
37EA
EW5
F H
L M
CFe
dera
l Age
ncy
7
5,00
0.00
74
,993
.19
75,0
13.5
0
-
45
.00
75,0
58.5
0
09
/08/
230.
25%
3137
EAEX
3F
H L
M C
M T
NFe
dera
l Age
ncy
6
0,00
0.00
59
,819
.40
59,0
45.4
0
-
263
.40
59,3
08.8
0
09
/23/
250.
38%
3137
FKK3
9F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
1,61
6.33
1
,616
.32
2,7
77.4
8
(1
,108
.16)
(
15.1
5)1,
654.
17
07/2
5/23
3.13
%31
680Y
AD9
FIFT
H T
HIR
D A
UTO
TR
UST
Asse
t-Bac
ked
9,99
7.31
9
,995
.11
11,1
54.6
7
(1
,002
.70)
(
22.0
0)10
,129
.97
12/1
5/23
2.61
%36
255J
AD6
GM
FIN
ANC
IAL
SEC
UR
ITIZ
ED T
ERM
Asse
t-Bac
ked
6,46
1.39
6
,459
.88
7,4
15.2
6
(879
.51)
(
14.4
6)6,
521.
29
05/1
6/23
2.99
%38
0144
AD7
GM
FIN
AU
TO L
EAS
TRAs
set-B
acke
d
5,
000.
00
4,9
99.5
8
-
4
,999
.58
3.7
2 5,
003.
30
05/2
0/25
0.41
%38
141G
XS8
GO
LDM
AN S
ACH
S G
RO
UP
INC
Cor
pora
te
3
5,00
0.00
35
,071
.40
34,6
87.1
0
-
201
.25
34,8
88.3
5
02
/12/
260.
86%
4370
76BV
3H
OM
E D
EPO
T IN
CC
orpo
rate
25,
000.
00
24,9
31.5
0
25
,626
.75
-
(
47.7
5)25
,579
.00
03/0
1/22
3.18
%45
81X0
DK1
INTE
R A
MER
ICAN
DEV
EL B
KSu
pran
atio
nals
4
5,00
0.00
47
,308
.50
46,8
62.1
0
-
67
.95
46,9
30.0
5
03
/14/
251.
68%
4664
7PBB
1JP
MO
RG
AN C
HAS
E C
OC
orpo
rate
50,
000.
00
50,0
00.0
0
51
,304
.00
-
(
91.0
0)51
,213
.00
04/0
1/23
3.13
%55
379W
ZU3
MU
FG B
ANK
LTD
NY
BRA
Cer
tific
ate
of D
epos
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40,
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00
40,0
00.0
0
40
,981
.60
-
(
90.8
0)40
,890
.80
02/2
5/22
2.92
%61
746B
DQ
6M
OR
GAN
STA
NLE
YC
orpo
rate
70,
000.
00
74,0
97.1
0
76
,403
.60
-
7.0
0 76
,410
.60
04/2
9/24
3.55
%65
558T
LL7
NO
RD
EA B
K AB
P N
YC
ertif
icat
e of
Dep
osit
5
0,00
0.00
50
,000
.00
51,1
62.0
0
-
(58
.00)
51,1
04.0
0
08
/26/
221.
81%
6937
1RQ
66PA
CC
AR F
INAN
CIA
L C
OR
PC
orpo
rate
Not
e
10,
000.
00
10,4
51.1
0
10
,300
.10
-
63.0
0 10
,363
.10
02/0
6/25
1.74
%71
3448
EY0
PEPS
ICO
INC
Cor
pora
te
1
0,00
0.00
9
,980
.20
10,0
99.3
0
-
8
.60
10,1
07.9
0
05
/01/
230.
74%
7134
48FB
9PE
PSIC
O IN
CC
orpo
rate
Not
e
20,
000.
00
19,9
88.6
0
20
,049
.60
-
6.8
0 20
,056
.40
10/0
7/23
0.40
%79
7272
QN
4SA
N D
IEG
O C
A C
MN
TY C
LG D
IST
REF
SER
Mun
icip
al B
ond
/
15,
000.
00
15,0
00.0
0
15
,545
.85
-
(9.6
0)15
,536
.25
08/0
1/23
1.93
%83
050P
DR
7SK
AND
IN E
NS
BAN
KEN
Cer
tific
ate
of D
epos
it
50,
000.
00
50,0
00.0
0
51
,173
.50
-
(
58.5
0)51
,115
.00
08/2
6/22
1.82
%83
369X
DL9
SOC
IETE
GEN
ERAL
E N
YC
ertif
icat
e of
Dep
osit
4
5,00
0.00
45
,000
.00
45,6
30.4
5
-
(63
.45)
45,5
67.0
0
02
/14/
221.
78%
8748
57KJ
3TA
MAL
PAIS
CA
UN
ION
HIG
H S
CH
DIS
TM
unic
ipal
Bon
d /
4
0,00
0.00
40
,000
.00
41,4
78.8
0
-
(8
.80)
41,4
70.0
0
08
/01/
231.
90%
8923
9JAD
6TO
YOTA
AU
TO R
ECEI
VABL
ESAs
set-B
acke
d
16,
102.
09
16,0
99.5
2
17
,757
.31
(1,4
23.8
8)
(30
.06)
16,3
03.3
7
08
/15/
232.
54%
9115
9HH
X1U
S BA
NC
OR
PC
orpo
rate
40,
000.
00
39,9
64.4
0
42
,294
.00
-
(8.4
0)42
,285
.60
07/3
0/24
2.27
%91
2828
2F6
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
55,0
00.0
0
152
,868
.75
1
55,5
44.0
5
-
(120
.90)
155,
423.
15
08
/31/
211.
12%
9128
282Y
5U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
6
0,00
0.00
61
,291
.79
63,4
05.6
0
-
39
.60
63,4
45.2
0
09
/30/
242.
01%
9128
283J
7U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
1
5,00
0.00
15
,325
.20
15,8
68.3
5
-
12
.90
15,8
81.2
5
11
/30/
242.
01%
9128
283V
0U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
1
0,00
0.00
10
,546
.48
10,7
32.4
0
-
6
.70
10,7
39.1
0
01
/31/
252.
33%
9128
284L
1U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
125
,000
.00
1
31,6
99.2
2
131
,406
.25
-
(1
85.0
0)13
1,22
1.25
04/3
0/23
2.62
%91
2828
4R8
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
20,0
00.0
0
133
,504
.69
1
30,9
22.4
0
-
103
.20
131,
025.
60
05
/31/
252.
63%
9128
285L
0U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
8
5,00
0.00
87
,217
.97
86,2
88.6
0
-
(199
.75)
86,0
88.8
5
11
/15/
212.
84%
9128
287C
8U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
165
,000
.00
1
66,5
91.9
9
168
,286
.80
-
(2
19.4
5)16
8,06
7.35
07/1
5/22
1.72
%91
2828
D72
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
90,
000.
00
90,2
70.7
1
135
,858
.60
(4
5,27
5.98
)
(142
.52)
90,4
40.1
0
08
/31/
211.
99%
9128
28L5
7U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
9
5,00
0.00
92
,284
.96
97,1
97.3
5
-
(118
.75)
97,0
78.6
0
09
/30/
221.
71%
9128
28N
30U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
100
,000
.00
98,4
14.0
6
103
,289
.00
-
(1
37.0
0)10
3,15
2.00
12/3
1/22
2.06
%91
2828
P38
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
40,0
00.0
0
133
,622
.66
1
43,9
04.6
0
-
(131
.60)
143,
773.
00
01
/31/
231.
70%
9128
28R
69U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
3
5,00
0.00
34
,047
.07
36,0
43.3
5
-
(16
.45)
36,0
26.9
0
05
/31/
231.
58%
9128
28S3
5U
S T
REA
SUR
Y BO
ND
U.S
. Tre
asur
y Bo
nd /
6
0,00
0.00
56
,878
.12
61,5
21.0
0
-
(11
.40)
61,5
09.6
0
06
/30/
231.
34%
9128
28U
81U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
8
0,00
0.00
80
,971
.87
81,0
21.6
0
-
(121
.60)
80,9
00.0
0
12
/31/
211.
98%
9128
28W
48U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
3
0,00
0.00
30
,011
.72
31,5
36.3
0
-
(3
.60)
31,5
32.7
0
02
/29/
242.
02%
9128
28W
55U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
5
5,00
0.00
54
,744
.34
55,8
22.8
0
-
(75
.35)
55,7
47.4
5
02
/28/
221.
85%
9128
28W
71U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
6
5,00
0.00
66
,226
.37
68,3
81.9
5
-
15
.60
68,3
97.5
5
03
/31/
242.
02%
9128
28XZ
8U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
5
0,00
0.00
55
,498
.05
54,3
14.5
0
-
88
.00
54,4
02.5
0
06
/30/
252.
53%
Page
7 o
f 10
Item # 12
Asse
t Typ
e S
hare
s/U
nits
C
ost B
asis
Beg
inni
ng
Bal
ance
Endi
ng B
alan
ceAs
set T
ype
Shar
es/U
nits
C
ost B
asis
4/30
/202
15/
31/2
021
FOR
TH
E M
ON
TH E
ND
ED M
AY 3
1, 2
021
VEN
TUR
A R
EGIO
NAL
SAN
ITAT
ION
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALEN
T AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Asse
t Nam
ePu
rcha
se/S
ale
or
Mat
urity
Mar
ket I
nc/(D
ec)
Mat
urity
Dat
eAn
nual
Yi
eld
9128
28YP
9U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
9
5,00
0.00
95
,808
.98
95,6
90.6
5
-
(126
.35)
95,5
64.3
0
10
/31/
211.
49%
9128
28ZA
1U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
5
5,00
0.00
55
,528
.51
55,4
85.6
5
-
(42
.90)
55,4
42.7
5
02
/28/
221.
12%
9128
2CAC
5U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
4
5,00
0.00
44
,975
.39
45,0
17.5
5
-
5
.40
45,0
22.9
5
07
/31/
220.
12%
9128
2CAT
8U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
5
0,00
0.00
49
,556
.64
48,9
12.0
0
-
176
.00
49,0
88.0
0
10
/31/
250.
25%
9128
2CBH
3U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
110
,000
.00
1
08,3
11.3
3
107
,774
.70
-
4
16.9
0 10
8,19
1.60
01/3
1/26
0.38
%92
3040
GU
7VE
NTU
RA
CN
TY C
A C
MN
TY C
LG D
IST
TXBL
Mun
icip
al B
ond
/
40,
000.
00
40,0
00.0
0
41
,320
.00
-
1
91.6
0 41
,511
.60
08/0
1/24
1.73
%97
7123
X60
WIS
CO
NSI
N S
T TR
ANSN
REV
TAX
ABLE
REF
Mun
icip
al B
ond
/
35,
000.
00
35,0
00.0
0
35
,094
.15
-
22.0
5 35
,116
.20
07/0
1/24
0.62
%VE
NTU
RA
REG
ION
AL S
ANIT
ATIO
N D
ISTR
ICT-
CO
ASTA
L To
tal
4,
563,
018
$
4,6
01,5
67.2
4 $
4
,666
,297
.26
$
(3
5,88
6.85
) $
40,
054.
86
$
4,6
70,4
65.2
7
CAM
P PO
OL
FED
ERAT
ED G
OVE
RN
MEN
T O
BLIG
ATIO
NS
Mon
ey M
arke
t Fun
ds
1
35,3
32.8
3
135
,332
.83
1
51,2
76.0
0
-
(15,
943.
17)
135,
332.
83
N
AN
A42
7866
BA5
HER
SHEY
CO
MPA
NY
Cor
pora
te
MAT
UR
ED
MAT
UR
ED
2
5,02
2.75
(25,
000.
00)
(
22.7
5)-
05/1
5/21
3.10
%80
8513
AW5
CH
ARLE
S SC
HW
AB C
OR
PC
orpo
rate
M
ATU
RED
M
ATU
RED
35,
017.
50
(3
5,00
0.00
)
(17
.50)
-
05
/21/
213.
25%
0200
4VAC
7AL
LY A
UTO
REC
EIVA
BLES
TR
UST
Asse
t-Bac
ked
4,36
3.97
4
,363
.17
6,0
60.1
6
(1
,671
.44)
(
10.3
1)4,
378.
41
11/1
5/22
2.91
%02
007J
AC1
ALLY
AU
TO R
ECEI
VABL
ES T
RU
STAs
set-B
acke
d
7,
917.
50
7,9
16.9
6
10
,157
.06
(2,1
84.5
0)
(17
.77)
7,95
4.79
01
/17/
232.
99%
0231
35BW
5AM
AZO
N C
OM
INC
Cor
pora
te
4
5,00
0.00
44
,934
.30
-
44,9
34.3
0
171
.90
45,1
06.2
0
05
/12/
240.
45%
0258
16C
C1
AMER
ICAN
EXP
RES
S C
OC
orpo
rate
50,
000.
00
52,0
04.0
0
53
,995
.50
-
(1
37.5
0)53
,858
.00
02/2
2/24
3.16
%02
665W
CY5
AMER
ICAN
HO
ND
A FI
NAN
CE
Cor
pora
te
5
5,00
0.00
54
,949
.40
56,2
46.3
0
-
(89
.65)
56,1
56.6
5
06
/27/
222.
15%
0378
33D
T4AP
PLE
INC
Cor
pora
te
4
5,00
0.00
45
,094
.50
45,5
22.0
0
-
171
.00
45,6
93.0
0
05
/11/
251.
11%
0406
54XU
4AR
IZO
NA
ST T
RAN
SPR
TN B
RD
HIG
HW
AYM
unic
ipal
Bon
d /
7
0,00
0.00
70
,000
.00
72,8
62.3
0
-
45
.50
72,9
07.8
0
07
/01/
241.
88%
0553
1FAX
1BB
T C
OR
POR
ATIO
NC
orpo
rate
50,
000.
00
50,3
77.5
0
51
,057
.50
-
(
94.5
0)50
,963
.00
04/0
1/22
2.70
%13
063D
DF2
CAL
IFO
RN
IA S
T VA
RIO
US
PUR
POSE
Mun
icip
al B
ond
/
55,
000.
00
55,7
66.1
5
56
,810
.05
-
(
84.1
5)56
,725
.90
10/0
1/22
2.42
%14
041N
FU0
CAP
ITAL
ON
E M
ULT
I ASS
ETAs
set-B
acke
d
1
15,0
00.0
0
114
,971
.04
1
17,2
50.5
5
-
(65
.55)
117,
185.
00
08
/15/
241.
69%
1431
3FAD
1C
ARM
AX A
UTO
OW
NER
TR
UST
Asse
t-Bac
ked
1
3,82
0.04
13
,818
.16
15,8
67.3
8
(1
,851
.60)
(
44.9
6)13
,970
.82
06/1
5/23
3.10
%14
913Q
2V0
CAT
ERPI
LLAR
FIN
L SE
RVI
CE
Cor
pora
te
4
0,00
0.00
40
,940
.00
42,7
81.6
0
-
36
.80
42,8
18.4
0
05
/17/
242.
66%
1729
67M
X6C
ITIG
RO
UP
INC
Cor
pora
te
2
0,00
0.00
20
,000
.00
-
20,0
00.0
0
123
.60
20,1
23.6
0
05
/01/
250.
97%
2442
2EVN
6JO
HN
DEE
RE
CAP
ITAL
CO
RP
Cor
pora
te
130
,000
.00
1
29,9
07.7
0
130
,013
.00
-
1
31.3
0 13
0,14
4.30
01/1
7/24
0.45
%25
4683
CM
5D
ISC
OVE
R C
ARD
EXE
CU
TIO
N N
OTE
Asse
t-Bac
ked
4
5,00
0.00
44
,990
.33
46,0
66.0
5
-
19
.35
46,0
85.4
0
10
/15/
241.
85%
2546
87FK
7W
ALT
DIS
NEY
CO
MPA
NY
THE
Cor
pora
te
6
0,00
0.00
59
,755
.20
62,0
77.2
0
-
71
.40
62,1
48.6
0
08
/30/
241.
69%
3130
AJ7E
3FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
5
0,00
0.00
49
,908
.00
51,0
69.5
0
-
(28
.50)
51,0
41.0
0
02
/17/
231.
35%
3130
AK5E
2FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
1
0,00
0.00
9
,970
.00
9,8
55.2
0
-
29
.70
9,88
4.90
09
/04/
250.
38%
3133
82AX
1FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
6
0,00
0.00
62
,705
.40
62,1
42.6
0
-
(45
.00)
62,0
97.6
0
03
/10/
232.
05%
3133
X8L3
4FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
150
,000
.00
1
81,1
10.0
0
174
,703
.50
-
(3
63.0
0)17
4,34
0.50
09/0
9/24
4.62
%31
34G
VJ66
F H
L M
C M
T N
Fede
ral A
genc
y
70,
000.
00
69,9
66.4
0
70
,122
.50
-
12.6
0 70
,135
.10
06/0
8/22
0.25
%31
35G
04Q
3F
N M
AFe
dera
l Age
ncy
7
5,00
0.00
74
,774
.25
75,0
99.0
0
-
33
.75
75,1
32.7
5
05
/22/
230.
25%
3135
G04
Z3F
N M
AFe
dera
l Age
ncy
5
0,00
0.00
49
,896
.50
49,6
12.5
0
-
229
.00
49,8
41.5
0
06
/17/
250.
50%
3135
G05
G4
F N
M A
Fede
ral A
genc
y
1
20,0
00.0
0
119
,946
.75
1
20,0
91.2
0
-
54
.00
120,
145.
20
07
/10/
230.
25%
3135
G05
R0
F N
M A
Fede
ral A
genc
y
65,
000.
00
64,8
83.0
0
65
,012
.35
-
16.9
0 65
,029
.25
08/1
0/23
0.30
%31
35G
05X7
F N
M A
Fede
ral A
genc
y
70,
000.
00
69,6
72.4
0
69
,048
.70
-
1
60.3
0 69
,209
.00
08/2
5/25
0.38
%31
35G
06G
3F
N M
AFe
dera
l Age
ncy
4
5,00
0.00
44
,838
.90
44,4
73.9
5
-
130
.95
44,6
04.9
0
11
/07/
250.
50%
3135
G06
H1
F N
M A
Fede
ral A
genc
y
40,
000.
00
39,9
54.4
0
39
,985
.20
-
58.8
0 40
,044
.00
11/2
7/23
0.25
%31
35G
0X24
F N
M A
Fede
ral A
genc
y
70,
000.
00
69,7
76.7
0
72
,753
.80
-
1
70.8
0 72
,924
.60
01/0
7/25
1.56
%31
36AE
GQ
4F
N M
A G
TD R
E M
I C
PAS
S TH
RU
Fede
ral A
genc
y
18,
566.
76
18,8
10.0
1
19
,078
.48
(
42.2
2)
(7
.37)
19,0
28.8
9
12
/27/
222.
22%
3136
B1XP
4F
N M
A G
TD R
E M
I C
PAS
S TH
RU
Fede
ral A
genc
y
3,
324.
62
3,3
90.7
5
3
,876
.30
(5
37.8
9)
(2
.55)
3,33
5.86
09
/25/
213.
55%
3137
B4G
X8F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
9,52
4.20
9
,546
.90
10,2
09.1
7
(444
.04)
(
13.2
1)9,
751.
92
02/2
5/23
2.95
%31
37B5
JL8
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
10,
123.
03
10,0
71.2
3
10
,836
.98
(5
02.1
9)
(12
.84)
10,3
21.9
5
02
/25/
232.
62%
3137
BM6P
6F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
3
9,63
8.91
39
,976
.46
40,7
46.7
5
(67
.14)
(
50.5
2)40
,629
.09
08/2
5/22
3.01
%31
37EA
EP0
F H
L M
CFe
dera
l Age
ncy
7
5,00
0.00
74
,942
.25
77,6
10.7
5
-
151
.50
77,7
62.2
5
02
/12/
251.
45%
3137
EAEQ
8F
H L
M C
Fede
ral A
genc
y
75,
000.
00
74,8
12.5
0
75
,280
.50
-
12.7
5 75
,293
.25
04/2
0/23
0.37
%31
37EA
ER6
F H
L M
CFe
dera
l Age
ncy
5
5,00
0.00
54
,976
.90
55,1
92.5
0
-
30
.80
55,2
23.3
0
05
/05/
230.
37%
3137
EAES
4F
H L
M C
M T
NFe
dera
l Age
ncy
7
0,00
0.00
69
,795
.60
70,0
44.8
0
-
79
.80
70,1
24.6
0
06
/26/
230.
25%
3137
EAET
2F
H L
M C
M T
NFe
dera
l Age
ncy
3
0,00
0.00
29
,932
.20
30,0
13.2
0
-
(1
.20)
30,0
12.0
0
07
/25/
220.
12%
3137
EAEU
9F
H L
M C
M T
NFe
dera
l Age
ncy
130
,000
.00
1
29,7
97.6
0
128
,271
.00
-
4
38.1
0 12
8,70
9.10
07/2
1/25
0.38
%
Page
8 o
f 10
Item # 12
Asse
t Typ
e S
hare
s/U
nits
C
ost B
asis
Beg
inni
ng
Bal
ance
Endi
ng B
alan
ceAs
set T
ype
Shar
es/U
nits
C
ost B
asis
4/30
/202
15/
31/2
021
FOR
TH
E M
ON
TH E
ND
ED M
AY 3
1, 2
021
VEN
TUR
A R
EGIO
NAL
SAN
ITAT
ION
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALEN
T AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Asse
t Nam
ePu
rcha
se/S
ale
or
Mat
urity
Mar
ket I
nc/(D
ec)
Mat
urity
Dat
eAn
nual
Yi
eld
3137
EAEW
5F
H L
M C
Fede
ral A
genc
y
80,
000.
00
79,9
91.5
4
80
,014
.40
-
48.0
0 80
,062
.40
09/0
8/23
0.25
%31
37EA
EX3
F H
L M
C M
T N
Fede
ral A
genc
y
70,
000.
00
69,7
89.3
0
68
,886
.30
-
3
07.3
0 69
,193
.60
09/2
3/25
0.38
%31
37FK
K39
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
2,
424.
50
2,4
24.4
9
4
,166
.23
(1,6
62.2
4)
(22
.73)
2,48
1.26
07
/25/
233.
13%
3168
0YAD
9FI
FTH
TH
IRD
AU
TO T
RU
STAs
set-B
acke
d
13,
329.
73
13,3
26.8
0
14
,872
.88
(1,3
36.9
4)
(29
.32)
13,5
06.6
2
12
/15/
232.
61%
3625
5JAD
6G
M F
INAN
CIA
L SE
CU
RIT
IZED
TER
MAs
set-B
acke
d
9,
692.
07
9,6
89.8
0
11
,122
.87
(1,3
19.2
6)
(21
.69)
9,78
1.92
05
/16/
232.
99%
3801
44AD
7G
M F
IN A
UTO
LEA
S TR
Asse
t-Bac
ked
5,00
0.00
4
,999
.58
-
4,9
99.5
8
3
.72
5,00
3.30
05
/20/
250.
41%
3814
1GXS
8G
OLD
MAN
SAC
HS
GR
OU
P IN
CC
orpo
rate
40,
000.
00
40,0
81.6
0
39
,642
.40
-
2
30.0
0 39
,872
.40
02/1
2/26
0.86
%45
81X0
DK1
INTE
R A
MER
ICAN
DEV
EL B
KSu
pran
atio
nals
5
0,00
0.00
52
,565
.00
52,0
69.0
0
-
75
.50
52,1
44.5
0
03
/14/
251.
68%
4664
7PBB
1JP
MO
RG
AN C
HAS
E C
OC
orpo
rate
60,
000.
00
60,0
00.0
0
61
,564
.80
-
(1
09.2
0)61
,455
.60
04/0
1/23
3.13
%55
379W
ZU3
MU
FG B
ANK
LTD
NY
BRA
Cer
tific
ate
of D
epos
it
55,
000.
00
55,0
00.0
0
56
,349
.70
-
(1
24.8
5)56
,224
.85
02/2
5/22
2.92
%58
772R
AD6
MER
CED
ES B
ENZ
AUTO
REC
EIVA
BLES
Asse
t-Bac
ked
1
0,18
2.74
10
,182
.35
12,2
37.7
1
(1
,963
.99)
(
22.3
5)10
,251
.37
01/1
7/23
3.01
%61
746B
DQ
6M
OR
GAN
STA
NLE
YC
orpo
rate
50,
000.
00
52,9
26.5
0
54
,574
.00
-
5.0
0 54
,579
.00
04/2
9/24
3.55
%65
478N
AD7
NIS
SAN
AU
TO R
ECEI
VABL
ESAs
set-B
acke
d
20,
984.
26
20,9
80.2
3
23
,579
.56
(2,2
50.0
4)
(46
.02)
21,2
83.5
0
06
/15/
233.
17%
6555
8TLL
7N
OR
DEA
BK
ABP
NY
Cer
tific
ate
of D
epos
it
60,
000.
00
60,0
00.0
0
61
,394
.40
-
(
69.6
0)61
,324
.80
08/2
6/22
1.81
%69
371R
Q66
PAC
CAR
FIN
ANC
IAL
CO
RP
Cor
pora
te N
ote
1
5,00
0.00
15
,676
.65
15,4
50.1
5
-
94
.50
15,5
44.6
5
02
/06/
251.
74%
7134
48EY
0PE
PSIC
O IN
CC
orpo
rate
10,
000.
00
9,9
80.2
0
10
,099
.30
-
8.6
0 10
,107
.90
05/0
1/23
0.74
%71
3448
FB9
PEPS
ICO
INC
Cor
pora
te N
ote
2
0,00
0.00
19
,988
.60
20,0
49.6
0
-
6
.80
20,0
56.4
0
10
/07/
230.
40%
7972
72Q
N4
SAN
DIE
GO
CA
CM
NTY
CLG
DIS
T R
EF S
ERM
unic
ipal
Bon
d /
2
0,00
0.00
20
,000
.00
20,7
27.8
0
-
(12
.80)
20,7
15.0
0
08
/01/
231.
93%
8305
0PD
R7
SKAN
DIN
EN
S BA
NKE
NC
ertif
icat
e of
Dep
osit
6
0,00
0.00
60
,000
.00
61,4
08.2
0
-
(70
.20)
61,3
38.0
0
08
/26/
221.
82%
8336
9XD
L9SO
CIE
TE G
ENER
ALE
NY
Cer
tific
ate
of D
epos
it
60,
000.
00
60,0
00.0
0
60
,840
.60
-
(
84.6
0)60
,756
.00
02/1
4/22
1.78
%87
4857
KJ3
TAM
ALPA
IS C
A U
NIO
N H
IGH
SC
H D
IST
Mun
icip
al B
ond
/
55,
000.
00
55,0
00.0
0
57
,033
.35
-
(
12.1
0)57
,021
.25
08/0
1/23
1.90
%89
239J
AD6
TOYO
TA A
UTO
REC
EIVA
BLES
Asse
t-Bac
ked
2
4,15
3.16
24
,149
.31
26,6
35.9
8
(2
,135
.81)
(
45.1
0)24
,455
.07
08/1
5/23
2.54
%91
159H
HX1
US
BAN
CO
RP
Cor
pora
te
6
0,00
0.00
59
,946
.60
63,4
41.0
0
-
(12
.60)
63,4
28.4
0
07
/30/
242.
27%
9128
282Y
5U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
5
5,00
0.00
56
,159
.57
58,1
21.8
0
-
36
.30
58,1
58.1
0
09
/30/
242.
01%
9128
284R
8U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
140
,000
.00
1
55,7
55.4
7
152
,742
.80
-
1
20.4
0 15
2,86
3.20
05/3
1/25
2.63
%91
2828
5K2
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
60,
000.
00
62,7
49.2
2
63
,916
.20
-
(
51.6
0)63
,864
.60
10/3
1/23
2.70
%91
2828
5L0
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
40,0
00.0
0
143
,653
.13
1
42,1
22.4
0
-
(329
.00)
141,
793.
40
11
/15/
212.
84%
9128
28D
72U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
6
0,00
0.00
60
,180
.47
1
05,6
67.8
0
(45,
275.
98)
(
98.4
2)60
,293
.40
08/3
1/21
1.99
%91
2828
H86
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
90,
000.
00
88,5
19.9
2
90
,963
.00
-
(1
01.7
0)90
,861
.30
01/3
1/22
1.49
%91
2828
J27
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
50,
000.
00
53,8
73.0
5
52
,730
.50
-
54.5
0 52
,785
.00
02/1
5/25
1.89
%91
2828
N30
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
25,0
00.0
0
123
,017
.58
1
29,1
11.2
5
-
(171
.25)
128,
940.
00
12
/31/
222.
06%
9128
28S3
5U
S T
REA
SUR
Y BO
ND
U.S
. Tre
asur
y Bo
nd /
8
5,00
0.00
80
,577
.35
87,1
54.7
5
-
(16
.15)
87,1
38.6
0
06
/30/
231.
34%
9128
28S7
6U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
4
5,00
0.00
43
,788
.87
45,1
18.8
0
-
(36
.45)
45,0
82.3
5
07
/31/
211.
12%
9128
28T2
6U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
9
0,00
0.00
88
,062
.89
92,4
71.4
0
-
3
.60
92,4
75.0
0
09
/30/
231.
34%
9128
28T3
4U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
2
0,00
0.00
19
,892
.97
20,0
89.8
0
-
(17
.60)
20,0
72.2
0
09
/30/
211.
12%
9128
28T6
7U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
7
0,00
0.00
68
,900
.79
70,4
15.8
0
-
(65
.80)
70,3
50.0
0
10
/31/
211.
24%
9128
28U
81U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
6
5,00
0.00
64
,916
.21
65,8
30.0
5
-
(98
.80)
65,7
31.2
5
12
/31/
211.
98%
9128
28W
71U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
110
,000
.00
1
12,0
75.3
9
115
,723
.30
-
26.4
0 11
5,74
9.70
03/3
1/24
2.02
%91
2828
X70
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
20,
000.
00
20,0
89.8
4
20
,985
.20
-
5.4
0 20
,990
.60
04/3
0/24
1.91
%91
2828
YP9
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
1
50,0
00.0
0
151
,277
.34
1
51,0
90.5
0
-
(199
.50)
150,
891.
00
10
/31/
211.
49%
9128
28Z2
9U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
4
0,00
0.00
40
,187
.50
40,9
25.2
0
-
(34
.40)
40,8
90.8
0
01
/15/
231.
47%
9128
28ZG
8U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
9
0,00
0.00
90
,288
.28
90,2
60.1
0
-
(31
.50)
90,2
28.6
0
03
/31/
220.
37%
9128
2CAC
5U
S T
REA
SUR
Y N
OTE
U.S
. Tre
asur
y Bo
nd /
245
,000
.00
2
44,9
57.4
3
245
,095
.55
-
29.4
0 24
5,12
4.95
07/3
1/22
0.12
%91
282C
AT8
U S
TR
EASU
RY
NO
TEU
.S. T
reas
ury
Bond
/
60,
000.
00
59,4
67.9
7
58
,694
.40
-
2
11.2
0 58
,905
.60
10/3
1/25
0.25
%91
282C
BC4
U S
TR
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RY
NO
TEU
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reas
ury
Bond
/
75,
000.
00
73,7
31.4
5
-
73
,731
.45
1
43.5
5 73
,875
.00
12/3
1/25
0.38
%91
282C
BH3
U S
TR
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RY
NO
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reas
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Bond
/
85,
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00
83,6
95.1
2
83
,280
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-
3
22.1
5 83
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01/3
1/26
0.38
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3040
GU
7VE
NTU
RA
CN
TY C
A C
MN
TY C
LG D
IST
TXBL
Mun
icip
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/
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00
60,0
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0
61
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-
2
87.4
0 62
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1/24
1.73
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7123
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WIS
CO
NSI
N S
T TR
ANSN
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ABLE
REF
Mun
icip
al B
ond
/
45,
000.
00
45,0
00.0
0
45
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-
28.3
5 45
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1/24
0.62
%VE
NTU
RA
REG
ION
AL S
ANIT
ATIO
N D
ISTR
ICT-
BAI
LAR
D T
otal
5
,258
,378
$
5
,316
,092
.70
$
5,3
68,9
85.6
6 $
20
,420
.05
$
(1
4,55
8.66
) $
5
,374
,847
.05
Gra
nd T
otal
36,
479,
850
$ 3
6,75
0,69
8.33
$
37,
238,
183.
96
$
(20
0,93
4.82
) $
226,
779.
32
$ 3
7,26
4,02
8.46
See
page
10
of 1
0 fo
r sec
uriti
es s
old
or m
atur
ed fo
r the
mon
th e
nded
May
31,
202
1.
Page
9 o
f 10
Item # 12
Settl
e
Inte
rest
Mat
urity
Prin
cipa
l P
urch
ase
Rea
lized
G/L
R
ealiz
ed G
/L
Dat
eC
USI
PTr
ansa
ctio
n
Des
crip
tion
R
ate
Dat
e
Pa
r P
roce
eds
Cos
t C
ost t
his
FY
Cos
t
05/21/20
2180
8513
AW5
MAT
URE
D PA
R VA
LUE OF CH
ARLES SCHW
AB CORP
3.250
% 5/21/21
70,000
.00
70,000
.00
69,997
.90
2.10
‐
VENTU
RA REG
IONAL
SAN
ITAT
ION DISTR
ICT‐MAIN: 1077 To
tal
70,000
.00
$
70,000
.00
$
69,997
.90
$
2.10
$
‐$
05/21/20
2180
8513
AW5
MAT
URE
D PA
R VA
LUE OF CH
ARLES SCHW
AB CORP
3.250
% 5/21/21
75,000
.00
75,000
.00
74,997
.75
2.25
‐
05/15/20
2142
7866
BA5
MAT
URE
D PA
R VA
LUE OF HE
RSHE
Y CO
MPA
NY 3.100
% 5/15/21
60,000
.00
60,000
.00
59,958
.60
41.40
‐
05/12/2021
912828F21
SOLD
PAR
VALUE OF U S TRE
ASURY
NT 2.125
% 9/30/21
200,00
0.00
201,63
2.81
204,62
5.00
(2,992
.19)
87.49
VENTU
RA REG
IONAL
SAN
ITAT
ION DISTR
ICT‐TO
LAND: 1
078 To
tal
335,00
0.00
$
336,63
2.81
$
339,58
1.35
$
(2,948
.54)
$
87.49
$
05/21/20
2180
8513
AW5
MAT
URE
D PA
R VA
LUE OF CH
ARLES SCHW
AB CORP
3.250
% 5/21/21
25,000
.00
25,000
.00
24,999
.25
0.75
‐
05/15/20
2142
7866
BA5
MAT
URE
D PA
R VA
LUE OF HE
RSHE
Y CO
MPA
NY 3.100
% 5/15/21
25,000
.00
25,000
.00
24,982
.75
17.25
‐
VENTU
RA REG
IONAL
SAN
ITAT
ION DISTR
ICT‐CO
ASTA
L: 1079 To
tal
50,000
.00
$
50,000
.00
$
49,982
.00
$
18.00
$
‐$
05/21/20
2180
8513
AW5
MAT
URE
D PA
R VA
LUE OF CH
ARLES SCHW
AB CORP
3.250
% 5/21/21
35,000
.00
35,000
.00
34,998
.95
1.05
‐
05/15/20
2142
7866
BA5
MAT
URE
D PA
R VA
LUE OF HE
RSHE
Y CO
MPA
NY 3.100
% 5/15/21
25,000
.00
25,000
.00
24,982
.75
17.25
‐
VENTU
RA REG
IONAL
SAN
ITAT
ION DISTR
ICT‐BA
ILAR
D: 1080 To
tal
60,000
.00
$
60,000
.00
$
59,981
.70
$
18.30
$
‐$
Grand
Total
515,00
0.00
$
516,63
2.81
$
519,54
2.95
$
(2,910
.14)
$
87.49
$
Notes:
Securities S
old and Matured
are provide
d by PFM
Asset M
anagem
ent &
US Ba
nk.
SEC
UR
ITIE
S SO
LD O
R M
ATU
RED
AS
OF
MAY
31,
202
1VE
NTU
RA
REG
ION
AL S
ANIT
ATIO
N D
ISTR
ICT
Page 10 of 10
Item # 12