jpmorgan chase & co. example of succession planning reportas the chief executive officer of...

: SGA Talent –November 2017 SGA Talent - www.sgatalent.com

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JPMorgan Chase & Co.

Example of Succession Planning Report

Name & Title: Daniel Pinto, Chief Executive Officer, Global Head, Investment

& Corporate Banking

Biography: Mr. Daniel E. Pinto serves as the Chief Executive Officer of Europe, Middle East and

Africa at JPMorgan Chase & Co. Mr. Pinto serves as Chief Executive Officer of

Corporate & Investment Bank at JPMorgan Chase & Co. since March 25, 2014. He

serves as Chief Executive Officer, Chief Executive Officer of Corporate & Investment

Bank and Chief Executive Officer of EMEA of J.P. Morgan Securities Plc. He served

as the Head of EMEA at JPMorgan Chase & Co. He has been a Member of Executive

Committee at World Business Council for Sustainable Development, Geneva since

January 1, 2017. He served as Co-Chief Executive Officer of The Corporate &

Investment Bank at JPMorgan Chase & Co. from July 2012 to March 2014. He serves

as the Chief Executive Officer of Europe, Middle East & Africa Region at JPMorgan

Chase & Co. since June 2011. He served as the Head of Investment Bank and EMEA

at JPMorgan Chase & Co. He served as the Head of Emerging Market at JPMorgan

Chase & Co. from November 15, 2006 to 2009. He served as the Head of Global

Fixed Income at JPMorgan Chase & Co since April 14, 2012. Mr. Pinto served as the

Head of Investment Bank at JPMorgan Chase & Co. and served as its Co-Head of

Global Fixed Income from November 2009 to July 2012. He serves as a Director of

J.P. Morgan Securities Plc.

Name & Title: Carlos Hernandez, Head, Global Banking

Biography: Carlos M. Hernandez is Head of Global Banking at JPMorgan Chase & Co., serves on

the JPMorgan Chase Executive Committee and is a member of the Corporate &

Investment Bank's leadership team. Prior to this position, Mr. Hernandez was Global

Head of Investor Services and led J.P. Morgan's Global Equities and Prime Services

business. He previously managed the Origination and Distribution business for the

Americas, Institutional Equities for the Americas and Global Equity Capital Markets at

J.P. Morgan. Before joining the Equities division, Mr. Hernandez was head of

Investment Banking, Latin America. Mr. Hernandez has been with J.P. Morgan since

1986, working on a wide array of advisory and financing transactions for both

corporations and governments, across various product groups and geographic

regions. Mr. Hernandez currently serves on the boards of The Brunswick School in

Connecticut and John Hopkins School of Sciences in Maryland. In 2005, he served on

the board of the Securities Industries Association. Mr. Hernandez has a B.S. in

Business from the State University of New York and an M.B.A. from Columbia

University. Mr. Hernandez has a broad range of leadership experience and a deep

understanding of the global financial markets and financial services and securities

industries, including the particular needs of an international corporation. Mr.

Hernandez also has a unique understanding of, and experience with, our broker-

dealer clients and their needs, particularly in the context of recent regulatory reform.

2017 SGA Talent - www.sgatalent.com 3

Name & Title: Nicolas Aguzin, Chairman, Chief Executive Officer, Asia Pacific

Biography:

Nicolás Aguzin is the Chairman & CEO for J.P. Morgan Asia Pacific, overseeing the

firm’s overall activities across Asia Pacific, as well as directly managing the Banking

franchise throughout the region. Nicolás chairs the Asia Pacific Management

Committee, and is also a member of J.P. Morgan’s firmwide Corporate & Investment

Bank Management Committee. Nicolás was previously the CEO for J.P. Morgan Latin

America, responsible for overseeing all of J.P. Morgan’s activities in Latin America. He

was also the Head of Investment Banking Coverage, Mergers & Acquisitions and

Capital Markets in the region. Nicolás joined J.P. Morgan in 1990 in Buenos Aires as a

financial analyst in the Credit Group and has spent his career advising clients on

strategic and corporate finance transactions. In 1991, he moved to New York, where

he worked in the Corporate Finance Services Group and focused primarily on cross-

border mergers and acquisitions for U.S. clients. In 1992, Nicolás returned to Buenos

Aires in the Investment Banking team where he participated in several privatizations,

capital markets and advisory transactions. In 1996, he moved to the Latin America

Mergers & Acquisitions Group in New York, being appointed head of the group in

2000. In 2002, Nicolás expanded his responsibilities and was appointed head of Latin

America Investment Banking Coverage, Mergers & Acquisitions and Capital Markets,

formerly known as Latin America Investment Banking. In 2005, he was appointed CEO

for Latin America. During 2008 and 2009, in addition to his responsibilities as CEO for

Latin America and head of Latin America Investment Banking, Nicolás served as

Senior Country Officer for Brazil. Nicolás holds a bachelor degree in Economics from

the Wharton School of the University of Pennsylvania and is fluent in Spanish,

Portuguese and English.

Name & Title: Lori Beer, Global Chief Information Officer

Biography: Ms. Lori A. Beer has been the Chief Information Officer of JPMorgan Chase & Co.

since September 13, 2017. Ms. Beer served as the Chief Information Officer of

Corporate & Investment Banking at JPMorgan Chase & Co. since June 20, 2016 until

September 13, 2017. She served as Managing Director of Global Technology,

overseeing banking operations, including investment banking and treasury services.

She served as an Executive Vice President of Specialty Businesses and

Information Technology at Anthem, Inc. (WellPoint Inc.) from October 2012 to June 1,

2013. Ms. Beer served as an Executive Vice President of the Enterprise Business

Services (EBS) organization at WellPoint Inc. since October 2010. She has been

working with WellPoint for nearly 10 years. She has more than 20 years of information

technology experience, including more than 10 years at WellPoint. She served as the

Chief Information Officer and Executive Vice President of WellPoint Inc. from August

2008 to October 2010 and also served as its Chief Technology Officer from 2006 to

May 2008, Acting Chief Information Officer from May 28, 2008 to August 2008 and as

Senior Vice President of Enterprise Solutions. She was responsible for the evolution of

WellPoint Technology Strategy and the delivery of Enterprise Business Solutions. She

served several posts at WellPoint, including Vice President of Enterprise Solutions,

Regional Executive Director of West Information Systems, Director of AIMS Release

Management and Director of AMMS Program. Prior to this, she served as Senior

Technical Consultant and Systems Analyst at Convergys Corporation and a Software

Engineer for Westinghouse Savannah River Site. Ms. Beer serves as a Director of the

Warren County (Ohio) United Way. She served as a Director of Vantiv, Inc. from

October 19, 2012 to January 27, 2014. She holds Bachelor of Science in Computer

Science from the University of Dayton.


Name & Title: Joyce Chang, Managing Director, Global Head, Research

Biography: Ms. Joyce Chang, also known as Robbins, is the Global Head of Research at JP

Morgan Chase & Co, Research Division. Prior to this, Ms. Chang was the Global Head

of Fixed Income, Emerging Markets and Index Research since December 2012.

Previously, she was a Managing Director and Head of Emerging Markets and Global

Credit Research till December 2012 and also the Head of Global Currency and

Commodities Research. Prior to joining the firm in 1999, Ms. Chang was a

Managing Director at BofA Merrill Lynch, Research Division and Salomon Brothers,

where she worked for a decade specializing in emerging markets fixed income

research. Before working on Wall Street, Ms. Chang worked at the U.S. Agency for

International Development. From 1997 through 2012, she held top rankings in

Institutional Investor’s Fixed-Income Research surveys for emerging markets

research. Ms. Chang is a member of the Council on Foreign Relations and the Inter-

American Dialogue and serves on the Board of Directors of Trickle Up and Girls Inc.

She served as a Member of Advisory Board of Eurasia Group, Ltd. Ms. Chang has

held top individual rankings in industry surveys, including Institutional Investor, for

emerging markets sovereign and strategy research since the mid-1990s. She has

been named as one of Top 25 Most Powerful Women in Finance by American Banker

for the past three consecutive years and recognized by the Wall Street Journal (Top

50 Women to Watch), Newsweek (Women Leading the Way) , Crain’s Business New

York (40 Under 40), the Asian American Business Development Council (Outstanding

50 Asian Americans in Business) and the Women’s Bond Club (Annual Merit Award).

In 2014, Ms. Chang received Columbia College’s John Jay Award for distinguished

professional achievement; she was inducted into the Fixed Income Analysts Society

Hall of Fame. Ms. Chang received her Bachelor‘s of Arts from Columbia University and

Master of Public Affairs from the Woodrow Wilson School at Princeton University.

Name & Title: Sanoke Viswanathan, Chief Administrative Officer, Corporate

& Investment Banking

Biography: Mr. Sanoke Viswanathan serves as Chief Administrative Officer of J.P. Morgan's

Corporate & Investment Bank, overseeing Technology, Operations and Controls. Mr.

Viswanathan was Head of Strategy, Marketing and New Business Development for

CIB and head of Corporate Strategy for JPMorgan Chase. Prior to joining JPMorgan

Chase, Mr. Viswanathan was a partner at McKinsey & Co. and co-head of its global

corporate and investment banking practice, serving financial institutions in Asia,

Europe and North America on strategy, organization and risk management topics. He

has been Director of Digital Asset Holdings, LLC since January 2016. He has been

Independent Director at Avis Budget Group, Inc. since March 22, 2016.


Name & Title: Alessandro Barnaba, Managing Director, Co-Head,

International Sales & Marketing

Biography: Alessandro Barnaba is Co-Head of International Sales & Marketing for J.P. Morgan’s

Markets and Investor Services businesses in Europe, the Middle East, Africa (EMEA)

and Asia Pacific (APAC) regions. Alessandro joined J.P. Morgan in 1996 and has

since held roles in Derivatives Marketing, Debt Capital Markets Origination, Syndicate

and Secondary Bond Trading. He was appointed co-Head of Sales & Marketing for the

Investment Bank’s Markets businesses in 2010. Alessandro is a member of the

Corporate & Investment Bank Operating Committee. He is also involved in the firm’s

campus recruiting efforts. Alessandro holds a Bachelors from the LUISS University in

Rome.

Name & Title: Robin Leopold, Managing Director, Head, Human Resources

Biography: Prior to her current position, Ms. Robin Leopold served as Managing Director and

Senior Human Resources Officer of Global Wealth Management of Citigroup Inc. Ms.

Leopold joined Shearson Lehman Hutton in October 1988 as a Compensation

Manager. In December 1989, she moved to become a Human Resources Generalist.

In September 1990, she became a Human Resources Generalist working with the

Private Client Division. Since 1990, she supported the Private Client Division in

various Generalist roles and was named to the senior position in September 1994. In

June 2001, her responsibilities were increased to add managing Corporate &

Investment Banking Employee Relations Department. In December 2002, she was

named Director of Human Resources for Smith Barney, which included the Private

Client Division and Investment Research. Most recently, in late 2004, she was

appointed Director of Human Resources for the Global Wealth Management business,

which includes Smith Barney's Private Client business, Investment Research and the

Private Bank. She is a graduate of the University of Massachusetts at Amherst.


Name & Title: Troy Rohrbaugh, Global Head, Marco Trading

Biography: Troy is currently a member of the Johns Hopkins Leadership Forum as well as a Board

member and co-Founder of The Frannie Foundation. Troy graduated from Gilman

School in 1988 prior to attending university. He is also Chair of Gilman’s Class of ’88

25th Year Reunion Fundraising/Event. Troy is a member of key industry groups

including the NY Federal Reserve Foreign Exchange Committee, the Bank of England

Joint Standing Committee and Chair of the GFMA Foreign Exchange Group. He is a

member of the Fixed Income Management Team, Chair of the J.P. Morgan Markets

Steering Committee and a member of the EMEA Analyst and Associate Development

Committee (former Chair). Troy has 20 years of market experience and has managed

businesses in New York, London and Tokyo during his career. Troy joined J.P.

Morgan’s Fixed Income business in 2005 as a Managing Director and Global Head of

Foreign Exchange Derivatives. Prior to joining J.P. Morgan, Mr. Rohrbaugh was

responsible for the North American Foreign Exchange Options business in Goldman

Sachs’ Fixed Income Group. Troy joined Goldman Sachs from Banque Nationale Paris

in Tokyo where he managed the Foreign Exchange Options group for Asia. He began

his career in 1992 on the Philadelphia Stock Exchange trading options for the

specialist firm CooperNeff, which was purchased by Banque Nationale in 1995.

Name & Title: Mark Leung, Global Co-Head, Equities Division

Biography: Mr. Mark Leung has been Co-Head of Equities Division at JPMorgan Chase & Co

since 2017. Mr. Leung served as Head of Asia Pacific Equities Business at JPMorgan

Chase & Co until 2017. Mr. Leung joined JP Morgan in 1997, started his career in

rates derivatives trading and moved into credit hybrids in 2005, according to the

memo. In 2007, he moved into the bank's Asia Pacific equities business and served as

Head of Asia Pacific equity derivatives in 2013 and overall head of regional equities in

2014.


Name & Title: Max Neukirchen, Managing Director, Head, Strategy

Biography: 1997-2001, studies in physics, Cambridge and Technische Universität München;

MPhil in Physics, Univ. of Cambridge, UK; 2006, PhD in Finance, Macquarie Graduate

School of Management, Sydney, Australia. 2002-13, with McKinsey & Co.: 2002-06, at

the German and London offices; 2006-13, at the New York office; from 2009, Partner;

led transformation programmes for banks around business strategy and risk

management. Since 2013, with JPMorgan Chase & Co.: Head of Strategy; resp. for

developing and driving the strategic agenda, covering strategic priorities firmwide and

for individual lines of business.

Name & Title: Jason Sippel, Global Co-Head, Equities Division

Biography: Mr. Jason Sippel has been Co-Head of Equities Division at JPMorgan Chase & Co

since 2017. Mr. Sippel served as Global Head of Prime Services at JPMorgan Chase

& Co until 2017. Mr. Sippel served as Managing Director of Equity Derivatives, New

York at JPMorgan Chase & Co. Mr. Sippel has been Shareholder Representative

Director at LCH. Clearnet Group Ltd. since July 12, 2016.


Name & Title: David Hudson, Managing Director, Global Head, Markets

Execution

Biography: Prior to his current position, Mr. Hudson was Managing Director and Chief Financial

Officer for Global Markets at JPMorgan Chase. He was responsible for business

strategy, oversight of finance, technology and business operations, as well as

regulatory and industry relationships for the Markets business within JPMorgan

Chase’s Corporate and Investment Bank. Mr. Hudson has also worked in a variety of

Chief Operating Officer roles at JPMorgan Chase, including Global Rates, Public

Finance, Fixed Income Exotics and Hybrids, Retail Structured Products and the Global

Currency and Commodities Group. Prior to his current role at JPMorgan Chase, Mr.

Hudson was Chief Operating Officer of EMEA Equities Sales at Nomura. Earlier in his

career, he held positions overseeing the development and implementation of

technology solutions and information systems, transition of platforms and new

technology products in the foreign exchange, internet and telecommunications

industries.

Name & Title: Mark Garvin, Chairman, JPMorgan Europe Ltd.

Biography: Mr. Mark S. Garvin serves as the Chairman of J.P. Morgan Europe Ltd. Mr. Garvin

serves as the Chairman of the Supervisory Board of J.P. Morgan AG. He serves as

Vice Chairman of Corporate & Investment Bank and Director of J.P. Morgan Securities

Plc. He has been a Director of Euroclear plc since March 30, 2006 and serves as its

Senior Independent Director. Mr. Garvin serves as a Director of Euroclear SA/NV. Mr.

Garvin has worked for J.P. Morgan and its predecessor banks since 1978. After

serving in various capacities in the Latin American division he became credit officer in

Paris in 1982. He transferred to London in 1985 where he assumed responsibility for

UK client coverage. In 1988, he was appointed as Deputy General Manager of the

London Branch and in 1992 became UK Senior Country Officer. In 1997, he was

appointed Chief Operating Officer – Europe, Middle East & Africa and served as

Chairman of Treasury & Securities Services International since 2004 until 2012. He

also Deputy Chairman of the British Bankers' Association and a Director of British

American Business. He has a Bachelor of Science degree from Georgetown University

and a Master of Business Administration degree from American University.


Name & Title: Jacob Frenkel, Chairman, JPMorgan Chase International

Biography: Dr. Jacob A. Frenkel is Chairman of JPMorgan Chase International and a member of the J.P. Morgan International Council. He also serves as Chairman of the Board of Trustees

of the Group of Thirty (G-30) which is a private, nonprofit, Consultative Group on International Economic and Monetary Affairs.

Dr. Frenkel served from 2001 to 2011 as Chairman and CEO of the G-30, from 2004 to 2009 as Vice Chairman of American International Group, Inc., and from 2000 to 2004 as

Chairman of Merrill Lynch International, as well as Chairman of Merrill Lynch’s Sovereign Advisory and Global Financial Institutions Groups. Between 1991 and 2000 he served

two terms as the Governor of the Bank of Israel. He is credited with reducing inflation in Israel and achieving price stability, liberalizing Israel’s financial markets, removing

foreign exchange controls, and integrating the Israeli economy into the global financial system.

Between 1987 and 1991, he was the Economic Counselor and Director of Research at the International Monetary Fund, and between 1973 and 1987 he was on the faculty of

the University of Chicago where he held the position of the David Rockefeller Professor of International Economics and served as Editor of the Journal of Political Economy.

He is a Fellow of the Econometric Society, a Foreign Honorary Member of the American Academy of Arts and Sciences, a member of the Economic Advisory Panel of the

Federal Reserve Bank of New York, a member of the Board of Trustees of the New York Economic Club, a member of the Board of Directors of the National Bureau of Economic

Research, of the Japan Society, and of the Peterson Institute for International Economics, a member of the Trilateral Commission, a member of the Boards of the Aspen Institute

Italia and The Council for the US and Italy, a member of Temasek International Panel (TIP), a member of the International Advisory Council of China Development Bank and a

member of the Board of Overseers of the Becker Friedman Institute for Research and Economics. He is also a member of the Board of Directors of Boston Properties, Inc. and

Loews Corporation.

Dr. Frenkel is a Laureate of the 2002 Israel Prize in Economics, a recipient of the Scopus Award from the Hebrew University, the Hugo Ramniceanu Prize for Economics from

the Tel-Aviv University, the Czech Republic’s Karel Englis Prize in Economics, the “Order de Mayo al Merito” (in the rank of Gran Cruz) decoration from the Government of

Argentina, the “Order of Merit” (in the rank of Cavaliere di Gran Croce) decoration from the Republic of Italy, and the YIVO Lifetime Achievement Award. He is also a recipient of

several Honorary Doctoral degrees and other decorations and awards, including the “1993 Economic Policy Award” by “Emerging Markets” and the “1997 Central Banker of the

Year Award” by “Euromoney”.

Dr. Frenkel serves as Chairman of the Board of Governors of Tel Aviv University. He previously served as Chairman of the Board of Governors of the Inter-American

Development Bank (during 1995-1996), as Vice Chairman of the Board of Governors of the European Bank for Reconstruction and Development (during 1999-2000), and as

Governor of the IMF and Alternate Governor of the World Bank for Israel (during 1991-2000).

Dr. Frenkel is the author of numerous books and articles in the fields of International Economics and Macro-Economics. Dr. Frenkel holds a B.A. in economics and political

science from the Hebrew University of Jerusalem, and an M.A. and Ph.D. in economics from the University of Chicago.


Name & Title: Vittorio Grilli, Chairman, Corporate & Investment Bank, EMEA

Biography: Vittorio Grilli is Chairman of the Corporate & Investment Bank, EMEA at J.P. Morgan

and serves as a senior advisor on macroeconomic issues, global market

developments and European policy actions. Vittorio has spent a long career in

European economics and public service. He was an assistant professor at Yale

University from 1986 to 1990 and Woolwich Professor of Financial Economics at the

University of London’s Birkbeck College from 1990 to 1994. He has held multiple

positions with the Italian Treasury over the past two decades, most recently as Italian

Minister of Economy and Finances from July 2012 to April 2013, where he helped to

guide the Republic through one of its most challenging economic times in the past

century. In the 1990s, he played a pivotal role during Italy’s wave of privatizations and

also has served as an advisor to major international and domestic firms. Vittorio has

been a distinguished leader in global markets, serving on the EU’s Economic and

Financial Committee from March 2009 to January 2012, ultimately as Chairman of the

committee. Vittorio holds a Masters degree in economics from Bocconi University and

a doctorate in economics from the University of Rochester.

Name & Title: Walter Gubert, Vice Chairman, Chairman, EMEA

Biography: Mr. Walter A. Gubert served as the Managing Director of Morgan Guaranty Trust

Company of New York (Bank) from September 1989 to February 1998. Mr. Gubert

served as Chairman of Europe, Middle East and Africa of JP Morgan Chase & Co. He

serves as Vice Chairman at Jpmorgan Chase & Co. Mr. Gubert served as Vice

Chairman of J.P. Morgan & Co. Inc. since March 1998. Mr. Gubert served as Vice

Chairman of the Board of Morgan Guaranty Trust Company of New York since March

1998. Mr. Gubert served as Chairman of the Bank's European Management

Committee from June 1993 to December 1997 and Senior Regional Executive for

Europe from March 1995 to December 1997. He served as a Director of Morgan

Guaranty Trust Company of New York. Mr. Gubert served as a Director of JP Morgan

& Co. Inc., since 1998. He served as a Member of European Advisory Council at

JPMorgan Chase & Co.


Name & Title: David Mayhew, Vice Chairman, Investment Banking,

JPMorgan Cazenove

Biography: Mr. David L. Mayhew served as a Dealing Partner of Cazenove Group Limited since

1972. From 1986 to 2001, Mr. Mayhew has been the Non-Executive Chairman of

Cazenove Capital Holdings Limited since 2005. He has been the Chairman of

JPMorgan Cazenove Holdings (formerly, Cazenove Group PLC) since March 2001.

He serves as Chairman of Cazenove Group Ltd. and has been its Director since

November 4, 2004. He serves as the Chairman of the Board of Directors of Cazenove

Capital Holdings Limited. He served as the Chairman of JPMorgan Cazenove Limited

from November 2004 to November 2011. He served as Chairman of Cazenove and

Partner In Charge of its Capital Markets Department. He served as chairman of

Cazenove Capital Management Limited. He joined Cazenove in 1969 from Panmure

Gordon. He serves as Vice Chairman of JPMorgan Chase & Co Mr. Mayhew served

as Vice Chairman of Global Investment Bank at JPMorgan Chase & Co. since

November 2011. He served as a Non-Executive Director of Rio Tinto Plc and Rio Tinto

Group from 2000 to April 22, 2010. Mr. Mayhew served as a Director of Rio Tinto Ltd.

from 2000 to April 22, 2010.


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