joint commission patient rights what every hospital should know
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Joint Commission Patient Rights What every hospital should know. Speaker. Sue Dill Calloway RN, Esq. CPHRM AD, BA, BSN, MSN, JD President Patient Safety and Healthcare Education 5447 Fawnbrook Lane Dublin, Ohio 43017 - PowerPoint PPT PresentationTRANSCRIPT
Joint Commission Patient Rights
What every hospital should know.
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Speaker
Sue Dill Calloway RN, Esq. CPHRM AD, BA, BSN, MSN, JD
President Patient Safety and Healthcare Education 5447 Fawnbrook Lane Dublin, Ohio 43017
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Patient Rights Will discuss the following:
CMS patient rights guidelines
TJC brochure on patient rights
TJC tracer questions on patient rights
Patient rights as one of the 14 priority focus areas
TJC standards on patient rights
TJC has 3 FAQs on patient rights
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RI Chapter Rights and responsibilities of the Individual and
abbreviated RI Chapter
The Joint Commission
Will refer to as TJC and not called JCAHO anymore
Patient rights is important with both TJC and CMS and TJC has made changes
TJC eliminates RI.01.06.05 EP1 July 1, 2010
New change 2011 on patient centered communication which was previously called patient provider communication
CMS has a patient rights chapter which is extensive
Patient Provider Communication RI.01.01.01
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Jan 1, 2011 Patient Centered Communication
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CMS CoP Hospital Patient Rights Remember that most hospitals accept Medicare
and as such must follow the CMS Hospital CoPs
So hospital must follow these for all patients not just Medicare or Medicaid patients
Include both in your P&Ps
Exception is the CAH (Critical Access Hospitals) do not have a patient rights section except will add visitation and QIO/State agency notification
CMS has a patient rights section Includes 50 pages of restraints interpretive guidelines
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The Revised Final CoPs Final interpretive guidelines were published June 5,
2009 Anesthesia ones changes December 30, 2009 and February 5, 2010,
May 21, 2010 and February 14, 2011
Respiratory and Rehab orders updated October 1, 2010
Visitation regulations effective Jan 18, 2011 but interpretive guidelines not out yet
Has section on grievances, patient rights, and advance directives
Every hospital should have a copy of this!!! www.cms.hhs.gov/manuals/downloads/som107_Appendicestoc.pdf
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www.cms.hhs.gov/manuals/downloads/som107_Appendicestoc.pdf
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The Conditions of ParticipationFirst published in the Federal Register-42 CFR Part 482.
Federal Register available at http://www.gpoaccess.gov/fr/index.html
Then CMS takes and adds their directions on how to survey these in the Interpretive Guidelines and some have survey procedures,
Should check the below website once a month to check for changes
Changes on Survey and Certification website at www.cms.hhs.gov/SurveyCertificationGenInfo/PMSR/list.asp
Also some changes at Transmittals at www.cms.gov/Transmittals/01_overview.asp
CMS Survey & Certification Website
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www.cms.hhs.gov/SurveyCertificationGenInfo/PMSR/
list.asp
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CMS Patient Rights Standards 0116-214
CMS Patient Rights include:
Right to notification of rights and exercise of rights
Privacy and safety
Confidentiality of medical records and
Restraint issues
QIO and state agency notification
Visitation rights
These establish minimum protections and rights for patients
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TJC Patient Rights Many changes in 2009 as part of the Standards
Improvement Initiative (SII) which continue into 2011
There are 14 (from 24) standards in the TJC RI chapter
There are 91 elements of performance (one deleted July 2010 and one added 2011
TJC is committed to protecting the rights and dignity of all patients
Must treat patients as individuals with unique personal and health needs
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TJC Patient Rights Overview
Patients need to be actively encouraged to be involved with decisions about their care
Empowered patients ask more questions and develop better relationships with their caregivers
The acknowledgement of patient rights helps patients feel more supported by the hospital and staff involved with their care
Patients have an obligation to take on certain responsibilities
These are defined and relayed to the patients
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TJC Patient Rights Overview
TJC, unlike CMS, has patient obligations and responsibilities
Mere list of rights does not itself guarantee those rights
Hospital must show its support of patient rights in the actions it takes
Hospitals need to make sure patients are informed of their rights
Hospitals must help patient to understand their rights and exercise their rights
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TJC Rights Include
The right to effective communication
The right to participate in care decisions
The right to informed consent
The right to know care providers
The right to participate in end-of-life decisions
Individual rights of patients
Patient responsibilities
Overview of TJC RI Chapter
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TJC Revised Requirements
Recall discussion that Mar 26, 2009 TJC issues 27 pages of changes to the TJC hospital manual that continue into 2010,
Will discuss the changes made
TJC has a flier on the speak up program encouraging patients to know their rights at www.jointcommission.org/PatientSafety/SpeakUp/,
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TJC Changes to Comply with CMS CoPs
RI.01.01.01.01 when patients request access to medical record information, hospital need to provide as quickly as record keeping system allows
RI.01.02.01 patient has a right to have family member notified of admission to hospital and to have own physician notified (even if not the admitting physician)
RI.01.05.01 the hospital defines how it obtains and documents permission to perform an autopsy,
RI.01.07.01 Grievances and now 20 EPs
TJC Know Your Rights Brochure
TJC has a flier on the speak up program encouraging patients to know their rights at
http://www.jointcommission.org/speakup.aspx
It is called “Speak Up Know Your Rights”
Issued March 15, 2011
Discusses questions for patients to ask their doctor
Discusses what are the patient’s rights
Discusses having a patient advocate to stay with them, consent, how to file a complaint etc.
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TJC Know Your Rights Brochure
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www.jointcommission.org/speakup.aspx
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FAQ on Patient Rights
TJC has 3 topics under FAQs on RI
Organ donation one but this standard is now in the Transplant chapter
Filming and recording
Patient rights and informed consent when videotaping or filming
All revised November 24, 2008
– at www.jointcommission.org/standards_information/jcfaq.aspx
3 FAQs on Rights and Responsibilities
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These will be covered under the standards
http://www.jointcommission.org/standards_information/jcfaq.aspx
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Filming And Recording FAQ
Q: Standard RI.01.03.03 EP 7 states;
Before engaging in recording or filming anyone who is not already bound by the hospital's confidentiality policy, signs a confidentiality statement to protect the patient's identity and confidential information
Does this mean that we need to have media sign a confidentiality agreement even if the patient has consented to be filmed/recorded?
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Filming And Recording FAQ A: No. EP 7 is only applicable in those circumstances in
which filming/recording intended for external use is being done without patient consent.
In that situation, the party filming the images should sign a confidentiality agreement indicating that they will not show the film/photos until consent is obtained from the patient. If consent is not obtained, the identity of the patient will be masked or the film will be destroyed.
If the patient has specifically consented to being filmed/recorded prior to the commencement of filming, the media or party doing the filming does not need to sign a separate confidentiality agreement.
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Consent When Videotaping or Filming
Q: Can staff or their designated agent film or videotape patient care activities in the Emergency Department?
Yes; see full answer following below
A: Yes. It is appropriate to film or videotape patient care activities in the ED, provided patients or their family members or surrogate decision makers give informed consent.
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FAQ on Videotaping and Consent
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Patients Right is One of 14 PFAs
TJC has 14 priority focus areas
Right to an appropriate level of care or service
Right to receive safe care
Respect for cultural values and religious beliefs
Privacy and confidentiality of information
Recognition and prevention of potential abuse situations
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Patients Have the Right To
Notification of unanticipated outcomes
Involvement in care decisions
Information on risks and benefits of investigational studies
End of life care
Advance directives
Organ procurement
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Patients Have the Right A right to have advance directives and to have them
followed
Freedom from unnecessary restraints
Informed consent for various procedures
The right to refuse care
Right to have their pain believed and relieved
Communication with administration
To chose their visitors
And education
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Individual Tracers Patient Rights
Not a hospital program specific tracer like patient flow or suicidal prevention
However, TJC 2011 Survey Guide states patient rights tracer is done as part of the individual tracer
When surveyor interviews patients and families
Things surveyor may look at or observe
Staff discussion and observation on communication between shifts and departments,
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Individual Tracers Patient Rights Surveyor to talk with staff about the following and
to observe these during the survey process;
Communication between shifts and departments
Education within the confines of patient needs, physical and cognitive challenges, culture and language diversity
Use of restraint and seclusion
Process when a patient refuses care
Process to inform family, surrogate, or another physician of admission when requested by patient
Individual Tracers Patient Rights
Surveyor is instructed to interview the patient and the family to determine their understanding of the following;
Rights, prior to receiving or discontinuing care
This includes advanced directive and end of life decisions
Patient safety and personal and health information privacy
Hospital would want to make sure that white boards with things such as patient names and diagnosis are not visible to the public
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AHA Patient Rights A different AHA document replaces the AHA's
Patients' Bill of Rights
It is called “The Patient Care Partnership: Understanding Expectations, Rights and Responsibilities”
It is a plain language brochure that informs patients about what they should expect during their hospital stay with regard to their rights and responsibilities
The brochure is available in eight languages
http://www.aha.org/aha/issues/Communicating-With-Patients/index.html
AHA Patient Rights Brochure
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http://www.aha.org/aha/issues/Communicating-With-Patients/index.html
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AHA Patient Rights Booklet
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AHA Patient Rights Expectations
High quality care
Clean and safe environment
Discussing your medical condition
Information about medically appropriate treatment choices
Discussing your treatment plan
Right to get information from the patient
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AHA Patient Rights Expectations
Understanding who can make decisions if you can not
Involvement in your care
Protection of patient privacy
Help with bill and filling insurance claims
Preparing for discharge
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RI.01.01.01 Respecting Patient Rights
The standard: The hospital respects, respects and promotes patient rights
EP1 There are written P&P on patient rights
EP2 Patients are informed of their rights
EP4 Patients are treated in a dignified and respectful manner
EP5 The patients rights to and need for effective communication must be respected
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RI.01.01.01 Respecting Patient Rights
EP6 Patients cultural and personal values, beliefs, and preferences are respected
EP7 Right to privacy is respected
Discusses personal right to privacy
See also IM.02.01.01, EP1-5 which requires the hospital to protect the privacy of health information, to have a P&P on this, and to disclose information only as permitted by law
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RI.01.01.01 Respecting Patient Rights
EP8 Right to pain management is respected
EP9 Patient right to religious and spiritual service is accommodated by the hospital
EP10 Patients are allowed to access, request amendment, and obtain information on disclosures about their health information As allowed by law and regulation,
New EP 28 and 29 in 2011 on patient centered communication
RI.01.01.01 Respecting Patient Rights EP 28 A family member,friend, or other individual to
be allowed to be present with the patient for emotional support during the course of stay
Unless the presence infringes on others' rights, safety
Unless it is medically or therapeutically contraindicated
The person may or may not be the patient's surrogate decision-maker or legally authorized representative
EP 29 Discrimination based on age, race, ethnicity, religion, culture, language, physical or mental disability, socioeconomic status, sex, sexual orientation, and gender identity or expression is prohibited
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RI.01.01.01 Respecting Patient Rights These first new EPs will not be counted against the
hospital until January of 2011 and the visitation one became effective July 1, 2011
CMS has passed a federal regulation effective January 19, 2011
The regulation requires you to give the patient, in writing, information about visitation
This must be documented in the medical record
For example, if you limit visitors in the ICU to two, this would be permitted, but patient gets to pick the two people such as a same sex partner or best friend
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2011 Changes MR Must Contain New in 2011 to improve patient centered
communication
Qualifications for language interpreters and translators will be met through proficiency, assessment, education, training, and experience
Hospitals need to determine the patient’s oral and written communication needs and their preferred language for discussing health care under PC standard
Hospital will communicate with patients in a manner that meets their communication needs
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2011 Changes MR Must Contain
Hospitals required to collecting race and ethnicity data under RC.02.01.01 EP1
Patients should self report so patient states she is white and Albanian
Collecting language data under RC.02.01.01 EP1
The patient’s communication needs, including preferred language for discussing health care
If the patient is a minor, is incapacitated, or has a designated advocate, the communication needs of the parent or legal guardian, surrogate decision-maker, or legally authorized representative is documented in the MR
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RI.01.01.01 Respecting Patient RightsCMS in the hospital CoPs also has a section on patient rights
Make sure you have a written P&P on patient rights
Give patients a written copy of their rights
Can include patient rights on back side of general consent form and notice of privacy practice that all patients sign on admission or for outpatient treatment
Communication with patient is important
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What Does This Standard Mean? Form can say I hereby acknowledge that I have
received a written copy of my patient rights
Accommodate the right to pastoral or other spiritual services
Resources to recognize and address pain
Educate staff and providers about pain
Document pain assessment and relief of pain
HIPAA requires hospitals to have a policy and procedure in which a patient can request an amendment of their medical record if they believe there is a mistake
RI.01.01.03 Respecting Patient Rights
Hospitals and other healthcare facilities will encounter more patients with language barriers as our country becomes more diverse
Hospitals must have language access services for translators and interpreters to meet the communication needs of patients
Communication is a critical part of patient safety and risk management
This is what lead the Joint Commission to adopt five standards in four different chapter on patient centered care to ensure patient provider communication
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RI.01.01.03 Respecting Patient Rights Communication is the cornerstone of patient safety
and quality
Effective communication allows the patient to participate more fully in their care
Good communications prevent medical errors
Communicating is critical during the informed consent
There are 50 million people in this country whose English is not their primary language
Low health literacy is another important issue54
RI.01.01.03 Respecting Patient Rights
Many patients way require alternative communication methods
Patients who speak other languages than English
Patients with limited literacy in any language (LEP)
Patient with visual or hearing impairments or on ventilators
Hospitals needs interpreters and translated written material
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Interpreters Are Required by Law Title VI of Civil Rights Act
Executive Order 13166
Policy guidance from the Office of Civil Rights regarding compliance with Title VI, 2004
Title III of the Americans with Disabilities Act, 1990
State laws (many states have laws and regulations that require the provision of language assistance) and the American Medical Association Office Guide to Limited English Proficiency (LEP) Patient Care
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RI.01.01.03 Right to Receive Information Standard: The patient had the right to receive
information in a manner she will understand
EP1 The information provided to the patient needs to be tailored in a way the patient can understand considering age, language and their ability to understand
EP2 Language interpreting and translation services are provided by the hospital
EP3 Information is provided to the patient who has vision, speech, hearing, or cognitive impairments
This must be provided in a manner that meets the patient’s needs
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What Does This Standard Mean? Patients need to receive information in a manner
they can understand and use
Issue of low health literacy
Written material should be appropriate to age and understanding of patient
Need to address needs of those with vision, speech, hearing or language problems
Post sign for interpreting services in different languages and that they are available at no charge
Interpreting services need to be provided and be sure to document in the medical record
What are Surveyors Looking For? The hospital has a P&P on language access
services
That staff are oriented and trained in the P&P
That language access is used at the critical times or points of care and staff know how to access these
That staff and physicians understand the patient has the legal right to interpreting and translation services
How the hospital designed the program and addition to their demographics with the population served
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What are Surveyors Looking For? Surveyors will observe if staff follow the P&P to make
sure patients communication needs are met
May do as part of a tracer and select a patient who does not speak English
What is the hospital’s plan for language access, accessibility and that it is in good working order
Make sure bilingual staff have training on how to be an interpreter
Do not use a child to interpret and family members Exception for family members if patient insists, get it in writing, use
interpreter to obtain, make sure knows at no expense to the patient
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What are Surveyors Looking For?
Will make sure patients are informed about their rights and consider posting sign
Will verify there is documentation about the use of an interpreter
Will verify that there is documentation about the patient’s preferred language for discussing health care
That race and ethnicity data is collected in the MR
Will assess if the patient uses any assistive devices and these were used to help the patient
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What are Surveyors Looking For? Consider providing patient rights materials in
multiple language along with other important documents for patient population served
Understand when person is qualified and when certified to be an intepreter
Identify patient cultural, religious, or spiritual beliefs and practices that influence care
The Roadmap for Hospitals has a number of excellent recommendations for ensuring a quality interpreting and translation program
This is available at no charge62
Advancing Effective Communication Roadmap
Advancing Effective Communication, Cultural Competence, and Patient- and Family-Centered Care: A Roadmap for Hospitals is a monograph developed by TJC
To help hospitals incorporate concepts from the communication, cultural competence, and patient- and family-centered care fields into their facility
The Roadmap will help hospitals to comply with the patient-centered communication standards
Has educational tools
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Communication Roadmap
Includes information on the law
Includes model policies
Includes a self assessment guide
Provides examples for each standard
Roadmap Updated August 2010
See also Hospitals, Language, and Culture A Snapshot of the Nation
See One Size Does Not Fit All: Meeting the Healthcare Needs of Diverse Populations
Available at http://www.jointcommission.org/patientsafety/hlc/64
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Study Finds Few Hospitals in Compliance
Study published February 14, 2011 finds few hospitals in compliance with the TJC standards on patient centered communication
Lack of compliance with language access requirements for limited English proficiency (LEP)
Communication breakdowns are responsible for 3,000 unexpected death every year
Standards to improve patient provider communication and ensure patient safety "The New Joint Commission Standards for Patient-Centered Care," report
can be found at http://www.languageline.com/jointcommission2011report
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Topics Covered in the White Paper
Language challenges that impact healthcare
Why language services are critical
The unfortunate truth: most hospitals are not compliant
The origins of medical interpreting
Patient/provider understanding and acceptance
Joint Commission mandates for training and certification
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Topics Covered in the White Paper
The standards that apply to language access services
The consequences of non-compliance
Developing a system-wide language services program
The Joint Commission is serious
Hospitals CAN prepare themselves
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TJC R3 Report
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http://www.jointcommission.org/R3_issue1/
OIG Examines Provisions of Language Services
Medicare Improvements for Patients and Providers Act of 2008 requires survey of hospitals and others with high number of limited English proficient individuals (LEP)
Only 2/3 of hospitals use the Office of Civil Rights four factor assessment to determine which language services are appropriate for a patient
Only 33% of providers offered services consistent with the Office of Minority Health's Culturally and Linguistically Appropriate Services in Health Care voluntary standards
Report OEI-05-10-00050 issued July 2010 at www.oig.hhs.gov
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TJC Video Improving Patient-Provider Communication
The Joint Commission and the HHS Office of Civil Rights has a resource that hospitals should be aware of at www.jointcommission.org
It is a 31 minute video on how to improve patient-provider communication
It is available at no charge
Initially standard referred to as patient-provider communication
More recently referred to as patient-centered communication
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www.hhs.gov/ocr/civilrights/resources/specialtopics/hospitalcommunication/ecinfo.html
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www.hhs.gov/ocr/civilrights/resources/specialtopics/hospitalcommunication/index.html
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RI.01.02.01 Right to Participate in Decisions
Standard: the patient has a right to participate in decisions about their care and treatment
Right is not to be construed as mechanism to demand medically unnecessary care (DS)
EP1 Patient is involved in decision making about their care and treatment
Including right to have own physician notified promptly upon admission
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RI.01.02.01 Right to Participate in Decisions
EP2 Patient is provided with written information on their right to refuse care as allowed by law
EP3 Hospital respects the patient’s right to refuse care as allowed by law
EP6 Surrogate decision maker is used if patient is unable to make decisions about care and treatment
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RI.01.02.01 Right to Participate in Decisions
EP7 When surrogate decision maker is responsible for care the hospital must respect their decision to refuse care (changes)
EP8 Family is involved in care when permitted by the patient or the surrogate decision maker, as allowed by law
EP20 Patient is provided information about outcomes of care that the patient needs in order to participate in their current and future health care decisions
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RI.01.02.01 Unanticipated Outcomes
EP21 Patient or surrogate decision maker is informed about unanticipated outcomes (UO) of care that related to reviewable sentinel events TJC sentinel event chapter has definition of reviewable
sentinel event
EP22 LIP is responsible to manage patient care and inform about UO related to sentinel event if patient is not already aware of this
Where further discussion is needed
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What Does This Standard Mean? Document patient involvement in decisions
about their care
CMS has a similar provision in allowing patients to participate in decisions about their care
Patients get informed consent, are involved in pain management decisions, and in formulating advance directives
Competent adults can refuse care but needs to be educated right so they know the risks and benefits,
Recommend you get it in writing
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What Does This Standard Mean? Parent usually consents for minor child
If patient is incompetent document legal guardian or DPOA
Surrogate decision maker steps into shoes of incompetent patient
Have P&P on unanticipated disclosure
Educate all staff on P&P
Consider disclosure coaches
Document discussion with patient
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National Patient Safety Foundation “Talking to patients about Health Care Injury.”
Available at http://www.npsf.org,
When a health care injury occurs, the patient and the family or representative is entitled to a prompt explanation of how the injury occurred and its short and long-term effects. When an error contributed to the injury, the patient and the family or representative should receive a truthful and compassionate explanation about the error and the remedies available to the patient.
They should be informed that the factors involved in the injury will be investigated so that steps can be taken to reduce the likelihood of similar injury to other patients.
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ASHRM 4 Documents
20 page document titled "perspective on disclosure of unanticipated outcome information”
Provides examples of UO Policy and procedures
Has additional 3 documents, Disclosure: What works now and what can work even better,
Disclosure: Creating an effective patient communication policy, and
Disclosure: the next step in better communications with patientsAt http://www.ashrm.org/ashrm/resources/monograph.html
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RI.01.03.01 Informed Consent
Standard: the hospital must honor the patient’s right to give or withhold informed consent
EP1 Need written P&P on informed consent
EP2 Policy identifies the care or treatment that requires informed consent as required by law
EP3 Written policy describes exceptions to getting consent
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RI.01.03.01 Informed Consent
EP4 Policy describes the process used to get consent
Remember informed consent is a process
It is not just a form
EP5 P&P describes how consent is to be documented
Documentation must be in a form, progress note, or elsewhere in the medical record
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RI.01.03.01 Informed ConsentEP6 P&P describes when surrogate decision maker can give consent
References RI.01.02.01, EP 6
For example patient is incompetent and has a guardian appointed or a durable power of attorney for healthcare
Parents make decisions for their two year old child
EP7 Consent process includes discussion about the proposed care and treatment
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RI.01.03.01 Informed Consent
EP9 Consent includes discussion of potential benefits, risks, and side effects of the proposed care The likelihood of the patient achieving her goals,
and
Any potential problems that might occur during the recuperation
EP11 Consent process includes discussion about reasonable alternatives, and the risks, benefits, and side effects of the alternatives
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RI.01.03.01 Informed ConsentEP12 Consent process included discussion of any circumstances under which information about the patient must be disclosed or reported
Would include reports to the department of health or the CDC regarding cases of HIV, TB, viral meningitis, or other things required
EP13 Consent is obtained in accordance with Hospital P&P prior to surgery unless an emergency
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What Does This Standard Mean? CMS has 3 sections on informed consent in the
hospital CoPs
Remember your state law on consent
Have a written P&P on consent
Make sure staff are aware of policy
Need list of all surgeries and procedures with yes or no if consent needed
Make sure documented in medical record
Consent on chart before surgery except in emergencies
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What Does This Standard Mean?
Policy must include exceptions
Policy must include when surrogate decision maker signs (incompetent patient and guardian or DPOA)
Make sure includes all required elements from TJC, CMS, and state law (alternatives, risks, benefits, etc.)
Make sure staff and physicians understand and document conversation with patients about mandatory reporting laws (HIV, STD, TB, viral meningitis etc.)
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Consider List of Procedures
Procedure Name Requires Informed Consent
Ablations Yes
Amniocentesis Yes
Angiogram Yes
Angiography Yes
Angioplasties Yes
Arthrogram Yes
Arterial Line insertion (performed alone) Yes
Aspiration Cyst (simple/minor) No
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Informed Consent Manual
One hospital (Providence Everett Medical Center) has their informed consent manual on the Internet1
It has an excellent list of which procedures need informed consent
List can be used by others to determine which procedures they want to have informed consent
Link with MS Office on what procedures are being done in your facility
Remember procedures with reasonable known risks should be considered
1 http://www.lucidoc.com/cgi/doc-gw.pl/ref/pemc_p:10127
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Informed Consent Forms Need for all surgeries except in emergencies
All inpatients and outpatients
For all procedures specified
Needs to reflect a process
Form must follow policies
Must include state or federal requirements
Must contain minimum requirements (mandatory)
CMS has 6 mandatory issues for consent and optional ones called well designed
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Resources
A site for consent forms that list the risks, and complications, and alternatives of many procedures (provided by the Queensland Government.)1
They have forms for pediatrics, orthopedics, vascular, urology, surgical, renal, plastic surgery, psychiatry, ophthalmology, maxillofacial, medical imaging, neurosurgery, ear, nose and throat and many more.2
1 http://www.health.qld.gov.au/informedconsent/ConsentForms/14025.pdf
2 http://www.health.qld.gov.au/consent/html/for_clinicians.asp
http://www.health.qld.gov.au/consent/
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www.health.qld.gov.au/consent/
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www.health.qld.gov.au/consent/
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www.mnpatientsafety.org/index.php?option=com_content&task=view&id=85&Itemid=69
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www.hhs.gov/forms/HHS-687.pdf
So What’s In Your Policy?
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So What’s In Your Policy?
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RI.01.03.03 Recordings and Consent
Standard: Patient has the right to give or withhold consent to use films, photographs, recordings, video, or other images for purposes other than his care
EP1 Hospitals may occasionally make a recording or film or other image of a patient for internal use other than for identification or diagnosis
Such as for PI or education
Need to obtain and document consent prior to producing this
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RI.01.03.03 Recordings and Consent EP2 When photograph, filming etc is used for external use
you need the patient’s consent before you do this
Consent must include a discussion of how the photo or film is going to be used
These are commercial filming, TV programs, or marketing material
EP3 If patient unable to give consent for filming then it may occur as permitted by your written P&P
Which is established thru an ethical mechanism like the ethics committee and that might include community input
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RI.01.03.03 Recordings and Consent
EP4 If the patient is unable to give consent then the film or photograph is held in the hospital’s possession
And it is not used for any purpose until consent is obtained
EP5 The hospital must destroy the film or photograph if the patient’s consent can not be subsequently obtained when the patient is unable to give the consent
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RI.01.03.03 Recordings and Consent
EP6 Patient needs to be informed of the right to stop production of the recording or film
EP7 Anyone who is not bound by the hospital’s confidentiality policy must sign a confidentiality statement
This is done to protect the patient’s identity and confidential information
This must be done before the filming or production starts
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RI.01.03.03 Recordings and Consent
EP8 The organization accommodates the patient's right to rescind consent before the recording, film, or image is used
The American Health Information Management Association (AHIMA) has a practice brief on Patient Photography, Videotaping and other Imaging
It is available at http://library.ahima.org/xpedio/groups/public/documents/ahima/bok2_000585.hcsp?dDocName=bok2_000585
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AHIMA.org
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Sample Consent
Be Aware of Your Hospital Policy
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RI.01.03.05 Research Standard: Patient’s rights during research,
investigation, and clinical trials is protected
EP1 Research protocols must be reviewed
This includes weighing the risks and benefits to the patient participating in the research
EP2 The patient must be provided with the following to decide whether to participate or not in the research
Explanation of the purpose of the research
Expected duration or how long it will last
Description of the procedures to be followed
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RI.01.03.05 Research
Statement of the potential benefits, risks, discomforts, and side effects
Alternatives that might be advantageous
EP3 Patient is informed that refusing to participate or discontinuing participation will not jeopardize his access to care unrelated to the research
EP4 The following must be documented in the consent form
That the patient received information to help determine whether to participate or not,
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RI.01.03.05 Research
EP5 The hospital documents the following in the research consent form:
That the patient was informed that refusing to participate in research, investigation, or clinical trials
or discontinuing participation at any time will not jeopardize his or her access to care
treatment, and services unrelated to the research
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RI.01.03.05 Research
EP 6 The name of the person who provided the information and the date the form was signed must be documented
EP7 Consent form describes right to privacy, confidentiality and safety
EP9 Hospital keeps all information given to the patient in the medical record or research file along with the consent forms
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RI.01.04.01 Persons Responsible for Care
Standard: patient has a right to information about the individuals responsible for providing care and treatment
EP1 Patient is informed of the name of the physician and other practitioners who have primary responsibility of the patient’s care
EP2 Patient is informed of the name of the physician, clinical psychologist, or other practitioners who will provide their care
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What Does This Standard Mean?
Patients have the right to know the name of their physician or LIP
Introduce yourself to the patient at the first interaction
Name tags or name embroider on lab coat
If the patient is incompetent then information can be given to the surrogate decision maker, parent, guardian, DPOA
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RI.01.05.01 End of Life Care
Standard: Patient decisions are addressed about care that will be received at the end of life
EP1 Must have P&P on advance directives, foregoing or withdrawing life sustaining treatment, and withholding resuscitation
Must be in accordance with law or regulation
EP4 The hospital has a written P&P on whether they will honor AD in the outpatient setting
Must decide if will honor in any of the OP settings
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RI.01.05.01 End of Life Care
EP5 Hospital must implement its AD P&Ps
EP6 Patients are provided information in writing about AD, foregoing or withdrawing life sustaining treatment and withholding resuscitation
EP8 Hospital provides information to the patient upon admission to the extent the hospital is able and willing to honor advance directives
EP9 Must document if patient has AD
EP 10 Hospital refers patient to resource to assist in formulating ADs upon request
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RI.01.05.01 End of Life Care
EP11 Staff and LIPs must be aware of whether or not the patient has an AD
EP12 Hospital honors patient’s right to review or revise their AD
EP13 Hospital honors AD in accordance with law and regulation and the hospital's capabilities
EP15 Must document patient’s wishes regarding organ donation when she makes her wishes know or when required by hospital’s P&P
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RI.01.05.01 End of Life Care EP16 Hospital honors organ donation wishes of
patient within hospital’s capabilities and in accordance with law and regulation
EP17 Existence or lack of an advance directive does not in any way affect the patient’s right to access care and treatment
EP19 Policy on AD in the outpatient setting must be communicated upon request or when warranted by the care or service provided
EP20 Hospital refers outpatients to assistance to make an AD upon request,
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RI.01.05.01 End of Life Care
EP 21-For hospitals that use Joint Commission accreditation for deemed status (DS) purposes
The hospital defines how it obtains and documents permission to perform an autopsy
CMS CoP requirement
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What Does This Standard Mean?
Document that you ask all patients if they have an AD
Secure a copy and place on chart
Have an AD documentation sheet to collect all required information
Include if they want to make any changes to the document
Use sticker in front of chart so other departments are aware such as radiology
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Stamp or sticker on front of chart
Name:______________________________
Medical Record Number:_______________
Date:_______________________________
This patient has the following advance directives;
___ Living Will
___ Durable Power of Attorney
___ Organ donor card
___ Mental health declaration
___ DNR
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What Does This Standard Mean? Educate all staff on AD CoP requirement also)
Educate staff on en during orientation and if changes made (CMS d of life issues
Make sure you give patient this right in writing about their right to accept or refuse care including to withhold or withdrawal life sustaining treatment when allowed by law
Do medical record audit on this
Know who can fill out an AD for the patient if they don’t have one and want one
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What Does This Standard Mean?
Need to work with OPO and honor patient wishes to be an organ donor
Document one call rule to OPO
CMS requirement also
In outpatient setting need to communicate to patient what your policy is
Include in patient rights
May want to honor if presented to staff at each outpatient encounter (lab, x-ray, outpatient department, PT, etc.)
Know Your Hospital Policy on DNR
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RI.01.06.03 Neglect and AbuseStandard; the patient has the right to be free from neglect, exploitation or verbal, mental, and sexual abuse
EP1 Hospital determines how it will protect the patient from neglect, exploitation or abuse while the patient is receiving care or treatment
EP2 Must evaluate all allegations, observations, or suspected case that occur in the hospital
EP3 Must report these to appropriate authorities based on the evaluations of the suspected events, or as required by law
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What Does This Standard Mean? Have a policy and make sure staff is aware of it
Include definitions from both TJC and CMS
CMS also has standard and requires ongoing education on abuse and neglect
Policy needs to address how it will protect patients and investigation should be through and comprehensive
Refer to board of nursing, etc. if indicated
This is a very important issues with both the Joint Commission and CMS!
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TJC defines as follows:
Abuse is an intentional maltreatment of a patient which may cause injury, either physical or psychological
Mental abuse includes humiliation, harassment, and threats of punishment or deprivation
Physical abuse includes hitting, slapping, pinching, or kicking. Also includes controlling behavior through corporal punishment
Sexual abuse includes sexual harassment, sexual coercion, and sexual assault
Make Sure Policy has TJC, CMS, & State Law
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RI.01.06.05 Pleasant EnvironmentStandard: patient has the right to an environment that preserves dignity and contributes to a positive self-image Hospitals that provide longer term care
EP1 Hospital EOC supports patient’s positive self image and dignity (eliminated July 1, 2010)
EP2 The number of patients in a room is based on patient ages, developmental levels, clinical conditions, and diagnostic needs for hospitals that provide long term or more than 30 days
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RI.01.06.05 Pleasant Environment
EP4 Patient can keep and use or personal clothing and possessions unless it infringes on other rights, or
Is medically or therapeutically contraindicated
EP15 Patients are provided telephones and mail based on the population setting
EP16 Must provide access to phones for patients who need a private phone conversation in a private space, based on population and setting
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RI.01.06.05 Pleasant Environment The following are for patients who are inpatients for
more than 30 days
EP17 If visitors, mail, phone calls or other forms of communication are restricted, the restriction are determined with the patient’s participation in LTC
EP18 These restrictions have to be justified and documented in the medical record
EP19 These restrictions have to be evaluated for therapeutic effectiveness
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What Does This Standard Mean? Patients who enter the hospital have a right to
a environment that is conductive to care
Unit or room becomes their home especially in LTC unit
Sufficient storage to hand clothes and possession,
Can keep personal clothing and possessions unless infringes on right
Protect confidentiality and privacy of health information
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RI.01.07.01 Complaints & Grievances
Standard: Patient and or her family has the right to have a complaint reviewed TJC calls it complaints and CMS calls it grievances
EP1 Hospital must establish a complaint resolution process
See also MS.09.01.01, EP1
EP2 Patient and family is informed of the complaint resolution process
EP4 Complaints must be reviewed and resolved when possible
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RI.01.07.01 Complaints & Grievances EP6 Hospital acknowledges receipt of a complaint
that cannot be resolved immediately
Hospital must notify the patient of follow up to the complaint
EP7 Must provide the patient with the phone number and address to file the complaint with the relevant state authority
EP10 The patient is allowed to voice complaints and recommend changes freely with out being subject to discrimination, coercion, reprisal, or unreasonable interruption of care
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RI.01.07.01 Complaints and Grievances
EP 17 Board reviews and resolves grievances unless it delegates this in writing to a grievance committee (eliminated but still CMS requirement)
EP 18 Hospital provides individual with a written notice of its decision which includes (DS)
Name of hospital contact person
Steps taken on behalf of the individual to investigate the complaint
Results of the process
Date of completion of the grievance process
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RI.01.07.01 Complaints and Grievances
EP19 Hospital determines the time frame for complaint review and response(DS)
EP20 Process for resolving grievances includes a timely referral of patient concerns regarding quality of care or premature discharge to the QIO (DS)
EP21 Board approves the C&G process (eliminated but still CMS standard)
Note that CMS has detailed section on grievances starting at tag number A-0118
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QIOQIO or Quality Improvement Organizations are CMS contractors
Charged with reviewing the appropriateness and quality of care rendered to Medicare beneficiaries in the hospital setting
QIOs to make beneficiaries aware of fact they have a complaint regarding the quality of care, disagree with coverage decision or wish to appeal a premature discharge
Patient can ask that complaint be forwarded to the QIO by the hospital
List of QIOs at http://www.qualitynet.org/dcs/ContentServer?pagename=Medqic/MQGeneralPage/GeneralPageTemplate&name=QIO%20Listings
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CMS Definition of Grievance A-0118
Definition: A patient grievance is a formal or informal written or verbal complaint
when the verbal complaint about patient care is not resolved at the time of the complaint by staff present
by a patient, or a patient’s representative, regarding the patient’s care, abuse, or neglect, issues related to the hospital’s compliance with the CMS CoP
or a Medicare beneficiary billing complaint related to rights and limitations provided by 42 CFR 489
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What Does This Standard Mean? CMS has similar section on grievances in hospital
CoP
Include TJC and CMS requirements in one policy
Need a formal process
CMS requires grievance committee
Do as part of your PI
Make sure patients rights tells patient who to contact if concerns or comments about their care
Include that reports can be made to QIO, TJC, or state department of health along with phone numbers,
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RI.01.07.03 Protective Services
Standard: Patient has a right to protective and advocacy services
EP1 Resources must be provided to help families and the court to determine the patient’s needs for services
When the hospital serves a population of patient that need these protective services
Such as guardianship, child or protective services, and advocacy services
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RI.01.07.03 Protective Services
EP2 The hospital must maintain a list of names, addresses, and phone numbers of patient advocacy groups
Such as the state authority and the protection and advocacy network
EP3 The hospital gives the list of patient advocacy groups to the patient when requested
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What Does This Standard Mean?
The list is given to patients when requested
Hospital should have P&P
P&P should reflect your state law
For example how to get a guardianship for a patient
RI.01.07.07 Long Term Psych Services
Standard: The hospital protects the rights of patients who work for or on behalf of the hospital for psychiatric hospital settings that provide longer term care (more than 30 days)
EP1 Have a written P&P that addresses situation in which patients would be allowed to work for the hospital
EP2 Hospital must follow or implement this P&P
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RI.01.07.07 Long Term Psych Services
EP3 Patients must be paid for work on behalf of the hospital as in accordance with law and regulation
EP4 Must incorporate the work performed on behalf of the hospital into the plan of care
EP5 Patients have the right to refuse to work for or on behalf of the hospital
New standards
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RI.02.01.01 Patient Responsibilities
Standard: The patients are informed about their responsibilities related to care, treatment, and services To support consistent responsibilities of patients
To support communication with patients
EP1 must have a written P&P that defines the responsibilities of the patients
This must include, but not be limited to, providing information, asking questions, accepting consequences, following rules and regulations
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RI.02.01.01 Patient Responsibilities Showing respect and consideration
Acknowledging that they do or do not understand the treatment course
Supporting mutual consideration and respect by maintaining civil language and conduct
And meet their financial obligations
EP2 The patients are informed of their responsibilities in accordance with the hospital P&P
Patient responsibilities should be shared with patients verbally, in writing, or both
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What Does This Standard Mean? The patients rights statement also contains
responsibilities of the patient,
These need to be in writing and given to the patient,
Need P&P and should include how this information is provided to the patient such as giving separate Rights and Responsibility document,
Or listed on back of consent form,
Sample language for responsibilities following the end slide,
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The End Questions?
Sue Dill Calloway RN, Esq. CPHRM
AD, BA, BSN, MSN, JD
Additional resources on Consent for research
CMS visitation rights for those who want more information
Sample language for patient responsibilities and billing practices
Information on who is qualified or certified to be an interpreter
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Patient Responsibilities
Asking questions.
Patients and their families are expected to ask questions when they do not understand something. Hospitals staff sometime talk using medical lingo. Physicians and staff may try to keep the discussion at a level the patient can understand, but it is up to the patient to tell them if they are confused.
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Patient Responsibilities
Meeting financial needs.
Patients and their families should ask questions and talk with the business office about their financial obligations. They are responsible to make sure the hospital has the correct billing information and answer and assist the hospital in getting their bill paid.
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Patient Responsibilities
Showing respect and consideration.
Patients and families need to behave in a specific manner and decorum. Patients need to be considerate of the hospital’s staff and property. They also need to be considerate of other patients and their property.
Patient who plays loud music at 2am would be disruptive to his room mate or other patients,
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Patient Responsibilities
Accepting consequences.
Patients and their families are accountable and responsible for the outcomes if they follow the recommended treatment recommended by the physicians and other staff. Patients who leave without being seen or leave against medical advice are responsible for the outcome that results from not following the recommended treatment plan. (con’t on next page)
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Patient Responsibilities
Healthcare professionals often make recommendations such as smoking cessation, reduction of weight, or dietary recommendations that are based on the medical evidence of providing positive outcomes and which are in the best interest of the patients. It is not fair to the healthcare provider to not follow their advice and expect the provider to be responsible.
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Patient Responsibilities
Following rules and regulations.
All healthcare facilities have rules and regulations that must be followed. Rules and regulations are necessary for a variety of reasons including infection control and patient safety considerations.
Restriction of minors visiting certain areas, or use of cell phones next to critical care equipment to patients wearing gowns in the operating rooms are all example of typical rules that patients and their families must follow for the safety of all,
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Patient Responsibilities
Following instructions.
All patients must follow instructions that are provided by their physicians and staff. Patients need to follow their plan of care and treatment. Hospitals make every effort to adapt the plan to the specific needs of the patient. If adaptation to the care, treatment, and service plan are not followed, then the patient is informed of the consequences of what can happen if they don’t,
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Patient Responsibilities
Providing information.
Patients need to provide accurate and complete information about present complaints, past illnesses, hospitalizations, medications, and other matters relating to their health. Patients should answer all questions truthfully. Patients can help the hospital by also providing honest feedback about their services and expectation.
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Patient Friendly Billing Project
Project spear headed by HFMA to promote clear and concise patient friendly financial communication,
Addresses patient’s rights to understand and prepare for their financial obligation
Patients want to know what they will be expected to pay
www.hfma.org/library/revenue/PatientFriendlyBilling/
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TJC HR.01.02.01 Pt Centered Communication
Standard: The hospital defines staff qualifications
Qualifications for language interpreters and translators may be met through language proficiency assessment, education, training and experience
Hospital has flexibility to define the qualifications for their interpreters and translators
– The use of qualified interpreters and translators is supported by the ADA, Section 504 of the Rehabilitation Act of 1973, and Title VI of the Civil Rights Act of 1964
– The federal laws will be discussed later
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HR.01.02.01 Examples
Someone who is fluent in Spanish and has attended a minimum 40 hour education class is qualified to be an interpreter
There is no current national certification specifically for healthcare interpreters
However, two organizations were formed to meet the needs for providing certification of professional competence that meet national standards of knowledge, skill, and performance for healthcare interpreters
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HR.01.02.01 Examples There are now two organization that provide
certification of professional competence in Spanish
First one in September 2009
– Certification Commission for Healthcare Interpreters CCHI
Second one effective January of 2011
– It is an oral and written exam from National Board of Certification
– So now this person is qualified and certified
– Offered only in Spanish but other languages forthcoming
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Education Content of Programs CCHI
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Qualifications to Take Exam CCHI
Healthcare Interpreters must meet the following eligibility requirements before they can apply for the examination. Minimum age of 18 years.
At least one year of experience working as a healthcare interpreter.
Have a minimum of U.S. high school diploma (or GED) or its equivalent from another country.
Have at least 40 hours of healthcare interpreter training (academic or non-academic program).
Have linguistic proficiency in English and the target language(s).
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HR.01.02.01 How to Meet the Standard
HR should be aware of the certification status
Current confusion around issue of certification
ATA has program for translators of documents but current passage rate is only about 20%
Certification exists for American sign language (ASL) for the deaf
New emerging area for interpreters for standards for new interpreters education
Many formal programs and colleges adding this to their curriculum
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Certification and Meeting the Standard HR should make sure medical interpreters have formal
education and be trained and assessed in medical interpretation and experience
HR should maintain a file on all interpreters regardless of their employment status
Same level of documentation with remote telephone or video language service providers
American Sign Language (ASL) interpreters may receive national certification through a joint program of the Registry of Interpreters for the Deaf (RID) and the National Association of the Deaf
The ASL interpreter certifications is not specific to health care169
Certification CHI AHI CMI QMI SMI National Council on Interpreting in Health Care and
CCHI or the Certification Commission for Healthcare Interpreters (CCHI Associate Healthcare Interpreter credential and has two credentials)
CHI stands for Certified Healthcare Interpreter (best)
AHI stands for Associate Healthcare Interpreter
The National Board of Certification for Medical Interpreters
CMI or Certified Medical Interpreter, Qualified Medical Interpreter (QMI) or Screened Medical Interpreter (SMI)
Question contact [email protected]
Two Credentials of CCHI
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www.healthcareinterpretercertification.org/
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Certification for Interpreters Many people use this term “certified interpreter”
when they only attended an education program
Participants will receive a certification of attendance or participation which has been confused with being certified Certification is a formal process by which a governmental,
academic or professional organization attests to an individual’s ability to provide a particular service.
Certification calls for formal assessment, using an instrument that has been tested for validity and reliability, so that the certifying body can be confident that the individuals it certifies have the knowledge, skills and abilities needed to do the job.
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Certification for Interpreters
Initial work done in a pilot program by the Massachusetts Medical Interpreters Association (MMIA, now the IMIA)
Funded by the U.S. Office of Minority Health
Done in collaboration with the California Healthcare Interpreters Association (CHIA) and the National Council on Interpreting in Health Care (NCIHC)
The Certification Commission for Healthcare Interpreters is continuing their mission to develope certification for health care interpreters
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Proposed National Training Standards
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Certification for Translators However, ATA or the American Translators
Association, has a general certification program to enable individual translators to demonstrate that they met professionals standards
ATA certification is awarded to candidates who pass an open book exam
Is a testament to translator’s competence in translating one specific language to another
Source: A Guide to Understanding Interpreting and Translation in Health Care by NCIHC
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Guide to Understanding Interpreting
A Guide to Understanding Interpreting and Translation in Health Care is an excellent resource for HR staff
Has requisite skills and qualifications of a translator and an interpreter
Discusses certification for interpreters and translators
Discusses how to hire an interpreter or translator
Discusses standards of practice for an interpreter and a translator
What skills are needed for interpreters and translators178
www.ncihc.org/mc/page.do?sitePageId=57022
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http://www.ncihc.org/mc/page.do;jsessionid=EC5D32E43B90F9742B4E5C91472A5142.mc1?sitePageId=50909
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How to Hire an Interpreter
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Research US Dept of Health and Human Services (HHS) and
several other federal agencies, such as Dept of Education, and the National Science Foundation
Have regulations on research which are commonly referred to as the common rule
To protect human subjects involved in research
Institutional Review Boards (IRB) reviews research proposals even if informed consent is obtained, IRB can waive consent requirement
See Title 46 Protection of Human Subjects at www.hhs.gov/ohrp/humansubjects/guidance/45cfr46.htm
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Research Consent Research investigator needs informed consent from
research subject
Must be in plain language
Must include a statement that the study involves research
Explanation of the purpose of the research
Expected duration of the subject’s participation
Description of procedures to be followed
Identification of any procedure considered to be experimental
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Research Elements of Consent
Description of any reasonable foreseeable risks or discomforts to the subject
Disclosure of any benefits to the subject and others which may be expected
Disclosure of appropriate alternative procedures or courses of treatment
Statement to which confidentiality of records identifying the subject will be maintained
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Research Elements of Consent Cont.
Contact information for answers to questions about the research
Also to include information on patient’s rights in case of a research related injury
Statement that participation is voluntary and refusal to participate involves no penalty or loss of benefits
Subject can discontinue participation at any time without penalty or loss of benefits
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www.hhs.gov/ohrp/informconsfaq.html
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AHRQ Toolkit to Facilitate Consent
AHRQ toolkit to facilitate the process of obtaining informed consent
Also information on the HIPAA authorization for potential research subjects
Available at http://www.ahrq.gov/fund/informedconsent/
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Visitation Law in a Nutshell
Require all hospitals that accept Medicare or Medicaid reimbursement
To allow adult patients to designate visitors
Not legally related by marriage or blood to the patient
To be given the same visitation privileges as an immediate family member of the patient
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Visitation Rights for All Patients CMS issued proposed changes to the CAH and
PPS hospital conditions of participation (CoPs)
Published in the June 28, 2010 Federal Register (FR) with comments until August 27, 2010
Had 7,600 comments but 6,300 were form letters
CMS publishes the final rule in the November 18, 2010 FR
Regulation effective January 18, 2011
Applies to all hospitals that accept Medicare and Medicaid reimbursement
This includes all critical access hospitals196
Patient Visitation Right This rule revises the hospital CoPs to ensure
visitation rights of all patients including same sex domestic partners
Hospitals are required to have policies and procedures (P&P) on this
P&P must set forth any clinically necessary or reasonable restrictions or limitations
Hospitals will have to train all staff
Hospitals will be required to give a written copy of this right to all patients in advance of providing treatment
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Final Rule FR Effective January 18, 2011
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Visitation Rights for All Patients
The new final rule implements the April 15, 2010 Presidential memo1
The President gave HHS (Health and Human Services) the task of requiring any hospital that receives Medicare reimbursement to preserve the rights of all patients to choose who can visit them
Patients or their representative have a right to visitation privileges that are no restrictive than those for immediate family members
1 http://www.whitehouse.gov/the-press-office/presidential-memorandum-hospital-visitation
2 http://www.access.gpo.gov/su_docs/fedreg/a100628c.html (June 28, 2010 Federal Register)
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Final Language on Patient Visitation Rights
Standard: Patient visitation rights
A hospital must have written P&P regarding the visitation rights of patients
This includes setting forth any clinically necessary
Or reasonable restriction or limitation that the hospital may need to place on such rights
And the reasons for the clinical restriction or limitation
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Final Language on Patient Visitation Rights
A hospital must meet the following 4 requirements:
1.Inform each patient (or support person, where appropriate) of his or her visitation rights
Including any clinical restriction or limitation on such rights
When he or she is informed of his or her other rights under this section (previously mentioned)
For CAH hospitals the last bullet is absent and it says to do this in advance of furnishing patient care
Note CAH do not have a pre-exisitng patient rights section
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Final Language on Patient Visitation Rights
2. Inform each patient (or support person, where appropriate) of the right
Subject to his or her consent
To receive the visitors whom he or she designates
Including, but not limited to, a spouse, a domestic partner (including a same sex domestic partner),
Another family member, or a friend, and his or her right to withdraw or deny such consent at any time
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Final Language on Patient Visitation Rights
3. Not restrict, limit, or otherwise deny visitation privileges on the basis of race, color, national origin, religion, sex, gender identity, sexual orientation, or disability
4. Ensure that all visitors enjoy full and equal visitation privileges consistent with patient preferences
So what does this mean??
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Patient Visitation Rights
All hospitals would have to inform all patients of their visitation rights in writing in advance of care furnished
This includes the right to decide who may and may not visit them
Some hospitals may give a one page sheet to each patient upon admission
Hospitals would want to amend their patient rights statement to include this information– Example: written patient rights given to patients on admission and
could have also brochure in admission packet204
Patient Visitation Rights
Competent patients can verbally give this information on admission
There is no requirement that this has to be in writing if a competent patient gives oral confirmation as to who he or she would like to visit
Some patients may sign a written patient visitation advance directive
Some patients may add a section to their advance directive adding a section on who they would like to visit or deny visitation
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Patient Visitation Rights
CMS does suggest that this be documented in the medical record for future reference
Reading of the Federal Register helps to provide an understanding of what it means and how to implement it
Federal Register (FR) summarizes the comments and publishes a response
CMS will eventually add this to the hospital CMS interpretive guidelines
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Research References
US Department of Health and Human Services. “Protection of Human Subjects.” Code of Federal Regulations, 2002. 45 CFR, Part 46
Office for Civil Rights. “Medical Privacy—National Standards to Protect the Privacy of Personal Health Information.” Section “Research”1
US Department of Health and Human Services. “Food and Drugs.” Code of Federal Regulations, 2002. 21 CFR, Part 56, Section 102
1 www.hhs.gov/ocr/hipaa/privacy.html
CMS
Thought it would only take hospitals 15 minutes to update their P&P
Estimated the cost to provide the patient with a one page printed disclosure form detailing visitation rights on admission would be 2 cents a page
Would anticipate this form would be put in admission packet so would reduce cost
Make sure P&P includes any clinically necessary or reasonable restrictions or limitations and reasons for these
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Resources
Rosenberg CE. The Care of Strangers: The Rise of America's Hospital System. Baltimore, Md: Johns Hopkins University Press; 1987
A challenge accepted: open visiting in the ICU at Geisinger, www.ihi.org
Marfell JA, Garcia JS. Contracted visiting hours in the coronary care unit: a patient-centered quality improvement project. Nurs Clin North Am. 1995;30:87-96 at http://www.ncbi.nlm.nih.gov/pubmed/7885927?dopt=Abstract
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Resources
Gurley MJ. Determining ICU visitation hours. Medsurg Nurs. 1995;4:40-43 at http://www.ncbi.nlm.nih.gov/pubmed/7874220?dopt=Abstract
Krapohl GL. Visiting hours in the adult intensive care unit: using research to develop a system that works. Dimens Crit Care Nurs. 1995;14:245-258 at http://www.ncbi.nlm.nih.gov/pubmed/7656767?dopt=Abstract
Simon SK, Phillips K, Badalamenti S, Ohlert J, Krumberger J. Current practices regarding visitation policies in critical care units. Am J Crit Care. 1997;6:210-217 http://ajcc.aacnjournals.org/cgi/content/abstract/6/3/210?ijkey=e4ebfadff6f205451545c622736f88ef98f36485&keytype2=tf_ipsecsha
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http://ccn.aacnjournals.org/cgi/content/full/25/1/72
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Breaking Down Barriers
Document states that lesbian, bisexual, gay, and transgender (same sex) families face discrimination when attempting to access healthcare system
Includes visitation access and medical decision making during emergencies and end of life care
Human Rights Campaign Foundation administers the Healthcare Equity Index of healthcare policies and procedures and identifies best practices and policies with equal treatment
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Recommendations
First establish a definition of permitted visitors
Then enumerate restrictions on visitor access such as restriction to sensitive areas such as behavioral health unit or OB (infant security issues)
Health concern restrictions such as preventing ill visitors
Definition of family is critical and must be broad and encompass concept of family
Provides a sample definition of family and recommendation for what should be in the P&P
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Definition of Family Family means any person who plays a significant role in an
individual’s life.
This may include a person not legally related to the individual.
Members of family include spouses, domestic partners, and both different-sex and same-sex significant others.
Family includes a minor patient’s parents, regardless of the gender of either parent. Solely for purposes of visitation policy, the concept of parenthood is to be liberally construed without limitation as encompassing legal parents, foster parents, same-sex parent, step-parents, those serving in loco parentis, and other persons operating in caretaker roles.
36 Kaiser Permanente hospitals implemented them in June 2010
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Sample Visitation Authorization
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American Hospital Associations
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http://www.putitinwriting.org/putitinwriting_app/index.jsp
Visitation Expanded in the ED
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The Joint Commission
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One Size Does Not Fit All: Meeting the Health Care Needs of Diverse PopulationsSelf-Assessment Tool – Accommodating the Needs of Specific Populations
So What’s in Your Policy?
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So What’s in Your Policy?
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