john l kane jr financial disclosure report for 2009

8/3/2019 John L Kane Jr Financial Disclosure Report for 2009

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A O t 0 FINANCIAL DISCLOSURE REPORT R e p o , . t R e q u i r e d ~ t h e E t h i c sin Government Act of 1978

Rev. J/2008 FOR CALENDAR YEAR 2009 (5 u.s .c, app. ~’~" 101-11I)

1. Person Report ing ( la s t nam e , f i rs t , midd le in i t ia l) 2. Cour t or Organiza t ion 3. Date o f R e p o r t

K a n e , J o h n L . Di s t r i c t o f CO 03/11/2010

4. Ti t le (Art ic le I I I judges indicate act ive or se nior s ta tus ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a te t y p e ) 6 . Re p o r t i n g P e r io dm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e )

1-’- -] Nom ina t ion . D a t e 01/01/2009

U S S e n i o r D i s t r i c t J u d g e [] Initial [] Annual [] Final to

12/31/2009

5 b. [] A m e n d e d R e p o r t

7 . C ham b e r s o r O f f i c e Add r e s s 8 . On th e ba s i s o f th e i n fo rma t io n co n t a in e d i n th is Re p o r t a n d a n ymodifica t ions pe rta in ing the re to , i t is , in my op in ion , in compliance

8 3 8 A r r a j U S C o u r t h o u s e w i t h app l i c abl e l aw s an d r e gu l a t ion s .

901 19th StD e n v e r , C O 8 0 2 9 4

Rev i ew i ng O f f i ce r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the N ON E box fo r each par t w here you have n o repor tab le in fo rmat ion . S ign on las t page .

I . P O S I T I O N S . (Report ing individual only; seepp. 9-13 of f i ling instruct ions.)

[~ N O N E (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

3. ~ r ~ ~ . : ~ ’ ~

I I . A G ~ E M E N T S . (Rqorli,,g i,divid,M o.ly; see pp. 14-1g of filing ins,r,cfions.)

~ N O N E ~ o reportable agreements.)

D A T E PARTIgS AND TE~S



FINANCIAL DISCLOSURE REPORT Nam e of P . . .. . R e p o r t i n g D a , e o f R e p o t ,

P a g e 2 o f 8 Kane , J o hn L. 03/11/2010

I I I . N O N - I N V E S T M E N T I N C O M E . C R e p o r a n g individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer’s Non-Investment I n c o m e

N O N E ( N o reportable non-investment income.)

D A T E SOURCE AND TYPE I N C O M E(yours, not spouse’s)

1.

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for hono rar ia. )

[~ N O N E ( N o reportable non-investment income.)

D A T E SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, entertai ..... ~

(Includes those to spouse and dependent children," see pp, 25-27 of f i ling instructions.)

N O N E (No reportable reimbursements.)

SOURCE DATE~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 .

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT N .... f Person Reporting DaleofReport

P a g e 3 o f 8 ~: ,ne , John L. 0 3 / 1 1 / 2 0 1 0

V . G I F T S . ¢Includes those to sp ...... d dependent children; see pp. 28-31 of filing instructions.)

N O N E (No reportable gifts.)

SOURCE DESCRIPTION VALUE

1.

2.

3 .

4.

5.

VI . L IA BILITIES. r ee l , de s ,hose o_ r ,p ...... dependent children; see p p . 3 2 - 3 3 of f i l ing instruct ions.)

[ N O N E ( N o reportable liabilities.) "

CREDITOR DESCRIPTION VALUE CODE

1 .

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT N .... f P . . . .. Re p o r t i n g Date o f Report

of 8 K a n e , J o h n L . 03/~ m 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . e , value, transact ions (Includes those of spouse and dependent chi ldren; see pp. 34-60 of f i ling instruct ions.)

N O N E ( N o reportable income, assets, or transactions.)

a . ! B . I C . D .D e s c r i p t io n o f A s s e ts I Income during

]

Gross va lue a t end o f Transact ions dur ing repor t ing per iod

( i n c l u d i n g t r u s t a s s e t s ) i r e p o r t in g p e r i o d r e p o r t in g p e r i o d

(1) (2) (1) I (2) j O)( 2 ) ( 3 ) ( 4 ) (5)

P l a c e I I ( X ) I I a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e Va l ue i T y p e ( e . g . , D a t e ~ Value Ga in I d e n t i t y o f

e x e m p t f r o m p r i o r d i s cl o s u r e Co d e ~ d i v . , r e n t , Co d e 2

/ M e t h o d

! buy, sell. M o n t h - ] C od e 2 C o d e 1 buyer/se l le r( A - H ) o r i n t . ) ( J - P ) C o d e 3 I r e d e m p t i o n ) D a y

I ( J - P )( A - H ) ( i f p r i v a t e

( Q - W ) [ t r a n s a c t i o n )

I. T D A m e r i t r a d e A c c o u n t N o n e

2. A D R D A D iv i d en d K T

3. E EB A D i v i d e n d J T

4. IC F A D i v i d e n d J T S o l d 01/23 J A

5. IE F A D i v i d e n d J T

6. IV W A D i v i d e n d K T

7. I W B - Y N o n e

8. IW D A D i v i d e n d K T

9. IW R A D i v i d e n d J T

1 0 . SH Y A D i v i d e n d K T

1 1 1 T D H - Y N o n e

1 2. T LT A D i v i d e n d J T S o l d 1 / 2 3 J A

1 3. V B - Y N o n e

1 4 . V B K A D i v i d e n d J T

1 5. V N Q A D i v i d e n d J T B u y 1 0 1 0 9 J

1 6 . V B R A D i v i d e n d J T

1 7 . W E L LS F A R G O B A N K A C C T A In t . /Div . J T

1 I.IncomeGainCodes: A = $ 1 ,0 0 0 o r l e s s B=$1,001 -$2,500 C=$2,50l-$5,000 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E=$15,001-$50,000 ~ll

[ ( S e e C o l u m n s B I a n d D 4 ) F =$5 0 ,001 - $100 ,000 G = $1 00 ,0 0t - $1 ,0 00 ,0 00 HI =$1 ,0 00 ,0 01 - $5,0 00 ,0 00 H 2 =More th an $5 ,000 ,000

2 . V a l u e C o d e s J = $ 1 5 , 0 0 0 o r l e s s K = $ 1 5 .0 0 1 - $ 5 0 ,0 0 0 L = $ 5 0 .0 0 1 - $ 1 0 0 ,0 0 0 M = $ 1 0 0 ,0 0 1 - $2 5 01000

( S e e C o l um n s C I a n d D 3 ) N = $ 2 5 0 ,0 0 1 I $ 5 0 0 1 0 ~ O =$5 00 ,001 - - $1 ’000 ’000 P I =$1 ,000 ,001 - - $5 ,000 ,000 P 2 =$5 ,000 ,001 - $2 5 ,000 ,000

P 3 =$2 5,0 0 0 ,0 0 1 - $50 ,0 0 0 ,0 0 0 P 4 =Mo re th a n $50 ,0 0 0 ,0 0 0

3 . V a l u e M e t h o d C o d e s ’ Q =Ap p r a l s a l R = C o s t ( R e a l E s t a t e O n l y ) S = A s s e s s m e m T =Cas h Ma*kc t

( S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h e r W = E s t i m a te d



F IN A N C I A L D I SC L O S U R E RE P O R T ~ .... f Pe rs o n R e p o r t i ng Da t e o f R e p o rt

of 8 K a ne , J o hn L . 0 3 1 1 i 1 2 0 1 0

V II. INV ESTM ENTS an d TRUSTS - i ......... ~ , e , , . . . . .. t i o n , (Includes those of sp ......d dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)

[ NONE (No reportable income, assets, or transactions.)

A. B. C. D.

De scription o f Assets Income during Gross value at en d o f Transactions during reporting period

( including trust a sse ts) re po rtin g pe rio d re po rtin g pe rio d

(1) [ (2) (]) (2) (1 ) [ (2) (3) [ (4) (5 )

Place "(X)" after each asset Amount[ Type (e.g., V a l u e V a l ue Type (e.g.,I Date Value [ Gain

Identity of

Co d e t 1, d iv ., re n t , Co d e 2 M e th od buy, se l l , M o n t h - C od e 2 [ C od e I buyer/sellerxem pt from pdor disc losure(A-H) [ or int .) (.J-P) Co d e 3 re d e m ptio n ) D a y (J-P) [ (A-H) (if private

( Q -W )~_

transaction)

1 8 . SMITH BARNEY M NY M KT ACCT B Int./Div. J T S o l d 5/22 L A

1 9 . ALLIANCE FED CR U N I O N , no w E NT A Int./Div. J T

2 0 . AM ERIPRISE Account # 1 None

21. AMERIPRISE Ivl2qY M KT ACCT A Int./Div. M T

2 2 . AM ERIPRISE Account # 2 None

23 . Ameriprise Mod erate Conservative Portfolio C Int./Div. L T B uy 5/09 L

24 .

25.

2 6 .

27 .

28.

29 .

30 .

3 1 .

32 .

3 3 .

3 4.

1 . In com e G a in Cod e s: A =51 .0 0 0 or le ss B =$1 ,001 - 5 2 ,5 00 C =$2 ,5 0! - $5 .000 D =$5 001 - $15 ,000 E =$15 ,001 - $5 0 .000

{Se e C olu mn s B I a nd D 4) F = 55 0,0 01 - 5 10 0,0 00 O = $1 00 ,0 01 - 5 1,0 00 ,0 00 H I = $1 ,0 ~0 ,0 01 - $5 ,0 00 ,0 00 H2 = M ore t h a ~ $5 ,0 0 0 ,0 0 0

2 . Va l u e Codes J = $1 5 ,0 0 0 or l e s s K =5 15 ,001 - $5 0 ,000 L =$5 0 ,00 t - $100 ,000 M =$100 ,001 - 5 25 0 ,000

{ S e e C o lu m n s C I a n d D J ) N =$25 0 .001 - $5 00 ,000 O = 55 00 ,0 0| - $1 ,0 00 ,0 00 P I = $[,0 00 .0 01 - $5 ,0 00 ,0 00 P2 =$5 ,000 ,001 - $25 .000 .000

! P3 =$25 ,000 ,001 - $5 0 ,000 ,000 P 4 = M ore t h a n $50 ,0 0 0 ,0 0 0

I 3 . V a l u e M e t h o d C o d e s Q =Appraisal R =Cost (Real Estate Only) S =Assessmen t T -47 ash M ar k e t

(Se e Co lu m n C2) U =B o ok V a lu e V =Ot he r W :Est imated



FINANCIAL DISCLOSURE REPORTN .... fP ..... Repo r t i ng Date o f Report

P a g e 6 o f 8 K a n e , J o h n L . 03/! 1/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . . . . . l , e , t r a n s a c t i o n s (Includes those ofsp ...... d dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)

N O N E ( N o reportable income, assets, or transactions.)

A . ! B. c.De s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at end of ] Tr a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d

( i n c l u d i n g t r~ s t a s s e t s ) r e p o r t i n g p e r i o d r e p o r t i n g p e r i o d

[ (1) ] (2) l(1) t(2)P l a c e " ( X ) " a f t e r e a c h a s s e t Amount T y p e ( e . g . , I Value Value i T y p e ( e . g . , Date Value I Gain I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u r e Code d i v . , r e n t , Code 2 Method i b u y , s e l l , Month - Code 2 [ Codc I b u y e r / s e l l e r

l i ( A - H )

o r i n t . )

(J-P) Code(Q_W)3]i

redemption) Da y (J-P) transaction)(ifpriva

3 5 .

3 6 .

3 7 .

I . I n co m e G a in C o d e s : A =$1 .0 0 0 o r le s s B =$1 .0 0 1 - $2 .50 0 C =$2 ,50 1 - $5,0 0 0 D =$5,0 0 1 - $1 5,0 00 E = $15 , 001 - $50 , 000

( S e e C o lu m n s B I a n d D 4 ) F =$5 0 ,001 - $100 ,0~0 G = $ 1 0 0 .0 0 1 - $ 1 , 0 0 0 , 0 0 0 HI = $1.000 , ~01 - $5 , 000 .000 H 2 =More th a~ 5 5 .000 . 000

2 . V a l u e C o d e s J =$1 5,0 0 0 o r le s s K =$15.00 1 - $50 ,0 0 0 L = $50 ,0 0 1 - $ lOO,0 0 0 M =5 100 .001 - 5 2 5 0 ,000

( S e e C o l um n s C I a n d D 3 ) N = $ 2 5 0 .0 0 t - $ 5 0 0 . 0 0 0 O =5 5 00 .001 - $1 ,000 . 000 p | = $ 1 , 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0 P 2 =$5 .000 . 001 - $2 5 .000 ,000

P 3 =$2 5 .000 . 001 - $5 0 ,000 ,000 P 4 =More th an 5 5 0 .000 . 000

3 , V a l u e M e t h o d C o d e s Q = A p p r a i s a l R =~o st (R ea l E st a t e O nly ) S =A ss e s s m en t T - -Cas h Marke t

(Se e C o lu m n C 2 ) U =Book Value V = Othe r W = E s ti m a t e d



FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g ~ ) a , e o f R e p o r t

of 8 ~ : a n e , Jo h n L . 0 3 / 1 1 / 2 0 1 0

V I II . A D D I T I O N A L I N F O R 1 V I A T I O N O R E X P LA N A T I O N S . (Indicateparto/ReporL)



FIN AN CIAL D ISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g DateofReport

P a g e 8 o f 8 K a n e , d o h n L . 0 3 / 1 1 / 2 0 1 0

IX. CERTIFICATION.

I c e r t i~ ’ t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

a c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a bl e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .

1 f u r t h e r ce r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p ta n c e o f g i f t s w h i c h ha v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U .S . C . a p p . § 5 01 e t . se q . , 5 U . S .C . § 7 35 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S IF I ES O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M IN A L S A N C T I O N S ( 5 U .S .C . a p p . § 1 0 4 )

FILING INSTRUCTIONS

M a i l s ig n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i st r a ti v e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 !

One Columbus Circle, N.E.Washington, D.C. 20544

john l kane jr financial disclosure report for 2009

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