john e conway financial disclosure report for 2009

8/3/2019 John E Conway Financial Disclosure Report for 2009

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R e ~ , . t / 2 O t O FOR CALENDAR YEAR 2009 ( ~ u s . c a p p . , } I 0 1 - 1 1 1 )I. Pe~on Report ng ( ast name. first, middle initial) 2. Court or Organization 3. Date o f R e p o ~Co, way . Joh n E. U.S. Dis l r ict ~un. NM 05.3/20i0

maglswatc judge~ izdi~ate fidl- or pad-time) "

~ 2 / 3 l i 2 0 0 q

333 konl~ Blvd. . NW.A b~q erq e , NM 87102

IMPORT ANT NO TES: The instructions acgorapanylng this form mu.~t be ]ollowed~ Complete al/ parts,checking the A!ONE box for each part where you have no reportable information. Sign on last page.

~ N O N E ~to reportable positions.)

POSI~IQN ,. NA~ OF ORGANIZATION/ENFITYI.2.

5. : .: - " >

I 1 . A G R E E M E N T S . ~ ~ , , . ; . ~ ~ . ~ . . . ~ ,,.t~: .~. ~ o . ~ , - , a o / l u i . , ~ i . ., . . : .o . ~ )~ NO N E (No reportable agreements.)

PARTIES AND TERMSI . Monthly Leg i s l a l ive Re t i r em en t . Sta te o f New Mexico , $7900 Annuaf ly

2.


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PINANCIAL DISCLOSURE REPORT! ~ ....

f P . . . .a c p o r , i . ~ O a , ~ o f R e p o t,Page 2 o f 8 C o n w a y , J o h n 1 : 2 . 0 5 J 3 i 2 0 1 0

IlL NON-INVESTMENT INCOME. (R,p,,,,i~A. Fl iers Non-Investment Income] NONE (No reportable non-investment income.)

~ SOURCE AND lyPg I . N _ L ~ O ~ _ Q _ ~ .(yo u rs . l ~ o t S p O U S S lI.

2 .

3 .

4 .

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - / f y o u ,.ere raarricd during an), p o r t l t ~ n o f t h e r e p o r t i n g . F e a r , c t ~ n ~ p l e t e this

~ N O N E (No reportable non-investment income.)DAI~ ~URCE AND TYPEI . 2 0 0 9 K c ~ e h e r M c L e o d P A

3.4.

IV. REIMBURSEMENTS ......] N O N E (No reportable reimbursements.)

~ DATES LO C ATIO N ~ I T E M S P AI D O R P R O V I D E DI.2 .3.

5.


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

V. G IFTS. a ,d~a~. , ,~, ,~, ,o ~ . . . . . a ~0~,~-, ~iu . . . . . . .N O N E (No reportab& g~s.)

S O U R C ~ D E S C R I P T I O NI.2.3.4.

VI. LI A BILITIE S. a, ,-~,a~ ,ho. ,e , ,I ,p . . .. . . .a ~ . , n d , ~ , , . ~ i ~ . . . . . , ~ . . ~ - . ~ , , I , ,n ~ ~ . . . . . . .o ~ ~~ NONE (No reportable liabilities.)

CRED ITQR DESCRIPTION VALUE CODEI Visa Credi~ Card j2.3.4.5.


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FINAJNCIAL DISCLOSURE REPORT ~ ....Page 4 o f 8 c o . w ~ y , J o h n E .

[ 051312010VII. IN VESTMENTS a n d TRUSTS --i .......... ~,,,, .......,, ~

NONE (No reportable income, assets, or transactions.)A. B. C D.

t. Ba~k o f New Mexico , Albuquerque , NM A Inleres~ J T2. F i r s l S ta t e B ank , S~ on o , N~ A Interest J T3 T h or n bu r g I n te r na t io n a l V a lu e Fu n d C la s s 1 A Dividend K T Soid 3t2/09 ~ A(parQ4. ~u y i2/14/09 J~a dd l )5. A rkansns Res l Co~. De laware A Div ide~d6. ~ e d ~ a l h & B e y o n d I n c N o n e K T~7 Cos lco Who lesa le Corpora l ion New A Dividend K T S o ld 7/15~09 J C~part )8. Jetb lue Awys Co~ora l ion N o n e S o l d 7 ! 1 5 / 0 9 J A9. Sotl thweSI Aires Company A I)~vide~d )

10 . W~lgreen Com pany A Dividend Kt I. V anguard US Growth Fond A Disldbulio~ K12 . C o l u m b i a M a r s i co 2 1 s l C e n t ~ , ~ u n d None Sold 3 t 2 ~ 0 9 J A13 . S o ld 1 2 1 1 4 ~ 0 9 K A14 . A~isa ~ Mid ( ~p Fund inveslor ~ l~ss N IE A [ )iv~d~ad K T S o ld 3 z 2 ~ 0 9 J A(par)I~ Mund~r Mid-C ~p ~or~ G rowlh lqmd Cla ss N o n ~ S o ld 3/2/09 ] AA ( p a n )16 . ~o n ~ ~ o ld 1 2 ~ 1 4 ! 0 917 . RJ [~allk [)Cl~Sil Program M o n e y M a r k e t A Intcresl ) T ....Fund


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I a m e o f P e r s o n R e p o r l l n gFINANCIALpage 5 of 8 DISCLOSURE REPOR]" [ co,w~..,Jo,, z.VII. IN VESTMENTS a n d T R U S T S - i ........ t~, I ...... ~ion~ ( I n c l u d e s lho~ Of S~ ..... d de~ent c h i l d r e n ; s e e p p . 3 4 - 6 0 o[ ~ling inslructionA,)~ NQN~ (~o reportable income, assets, or transactions.).............. ~. - ..... ~ . c.

fad{) , or ira.) (J-P) C o d e 3 redemplionl I (I-P) (A-H ) (if private

l 8 . Fi rs l S ta te Ba nco~fa t lon N o n e S o ld 7 , " 1 5 / 0 9 J A19 . Monsan lo Company A Div idend S o ld 7/9/09 J A

2 0 . Raymond James Fiancial Inc A Dividend Sold 7 . q 5 / 0 9 J A2 I. Royce Va lue P lus Fund CI N~L N o n e S o ld 3/2!09 J A( p a n )2 2 . S o ld 1 2 , ~ 4 . t 0 9 K A23. Frankl in Sm al l C ap V a ln Fund ( : l a s s A None Sold 3 ~ 2 ~ 0 9 J A(parO24 Sold 12!14/09 K D25 . Delaware Divers i f ied Inco~ F,nd ( lass A A Dividend K 1" Sold 12/14,09 ~ A( p a n )26 . Pionee r Cul l en V a lue Fnnd CI A A Dividend K T Sold 3 ~ 2 1 0 9 J A( pnr 027. Bu y 1 2 1 1 4 / 0 92 g .

(addl)Blackfock US Oppom m i~ies P l f l CI A None K T Bu y 12.14/09 K

29. Diam ond H i l l Long- Sh o~ Fund CI A None K T Bu y !27!4;09 K

30. gidel i ly Insights A Dividend K T Bu y t2114/09 Kdvisor CI I31. Lord Abbell Developing Growlh Fd (~l F None K T Bu y 1 2 ~ 1 4 t 0 932. "Vk:Io ry S mal l Company Oppo~un i ly Fd Cl A Dividend K T H u y 12, Ib~U9 K(?3 3 Ishar~ T r Indes Russe l l 30 0 0 A Div idend Bu y 4 ! 2 1 ~ 0 93 4 . Bu y wa / O 9 J


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F ~ I N A N C I A L Na m e o f P e r s on Re por t i ng Da l e o f Re por tDISCLOSUREREPORTPage 6 of 8

N O N E ( N o reportable income, assets, or tra~vacfions.)A. B. C D.

{A-II} ot iI~l.) (J-P} C o d e 3 cedemptlon) ] (J-P) (A-HI {~f private

3 5 . $~Id i2:1 !,q)9 K D3 6 . Pier } Imp or ls Incorp ora lcd ~ o n e Bu y 7/9/09 .I37. Sold 9:24~09


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.FINANCIAL DISCLOSURE REPORT Page 7 of 8

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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.FINANCIAL DISCLOSURE REPO RT P a g e 8 o f 8 C o n w a y , J o h n E . 0 5 / 3 i 2 0 1 0

IX. CERTIFICATION.I certif2,. tha t a l l in format ion g iven above ( including informat ion per la in ing to my spouse and minor or dependeu t chi ldren , i f any) i sa c c u r a t e , tr u e ~ a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a u d t h a i a n y i n f o r m a t i o n n o t r e p o r l e d w a s w i l h h e l d b ~ a n s e i t m e t a p p l i c a bl e s t a t u t o r y.pro~ i s ions pe rm i l t ing non - d i sc losure .I f u r l he r c e r ti f y t ha t e a r ned i nc om e f r om ou f s i d em p l oym en t an d honor a r i a an d t he ac c ep t anc e o f g i f t s w hi ch I ~ av e b een r epo r t ed a r e i ncompl iance wi th the provis ions of 5 U.S.C. app . 501 e l . seq. , 5 U.S.C. 7353, and Judicia l Conference regu la t ions .

N O T E : A N Y I N D I V I D U A l . W H O K N O W I N G I , Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I l . .AND CRI/~ I INAL SANCTIONS (5 U.S.C. app . 104)

FILING INSIRt~CTIO NSMail s igned or igina l and 3 add i t iona l copies to:

Com mit tee on Financ ia l DisclosureAdmin is l ra t ive Off ice of lhe United Sta tes Cour tsSuite 2-301One C olumbt~; Circle, N.L~.Washington, D.C . 20544

john e conway financial disclosure report for 2009

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