janet c hall financial disclosure report for 2010

8/3/2019 Janet C Hall Financial Disclosure Report for 2010

1/12

A O 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CAL E NDA R YE AR 2 0 1 0Report Required by the Ethicsin Governm ent Act of 1978(5 U .S.C. app. .~~ 101-111)

I. Person Repor ting ( las t name, f ir s t , middle init ial)H A L L , J A N E T C .

i 4 . Tit le (Art ic le I I I judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

2. Court o r Organ iza t ionU. S . Di s t r ic t C o u r t ( D. C T )

5a . Report Type (check appropria te Dpe )] Nomination, D a t eU.S. Di s t r ic t Judge - Act ive

7. C hamber s or O f f ice Addr t~sU.S. Dist r ict Court9 1 5 Lafaye t t e Blvd .Br idgepor t , C T 0661 M

[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliances~Jth applicable laws and regulations.

R evie~v in g Officer Date

3. Date of Report

5 / 1 0 / 2 0 1 16 . Report ing Pe riod

0 1 /0 1 /2 0 1 0to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for ea ch par t where you have no repor table in formation . S ign on las t page.

I. P O S I T I O N S . t R , p o , i n g i n a i v i d u o l o , l y ; s ~ e p , . 9 - 1 3 of filing instructions.)D N O N E ( N o reportable positions.)

POSITIONI. T rus t e e2.3.

4.5.

N A M E O F O R G A N I Z A T I O N /E N T I T YS t . F r anc i s Hom e f o r C h i l d r en

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)~] N O N E ( N o reportable agreements.)

DA T E P A R T IE S A N D T E R M S


2/12

F IN A N C I A L D I SC L O S U R E R E P O R TP a g e : 2 o f 1 : 2

N a m e o f P e r s o n R e p o r t in gH A L L , J A N E T C .

D a t e o f R e p o t {5/ 10 / 2011

I I I . N O N - I N V E S T M E N T I N C O M E . t n e p o . i. g i n ~ i , i d a a l o . d s p o u s e ~ s e e p p , w - : ~ of filing instructions.)A. Filers Non-Investment Incom e~ (N o re porta ble inco m e .)ON E non-investment

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - [ n v e st m e n t ! n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)

1 .201 02.3.4.

DATE SOURCE ANDTYPES e l f - e m p l o ye d a t t o r n e y

I V . R E I M B U R S E M E N T S -transportation, Iodglng, food, e n t e r t a i n m e n t(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

D N O N E (No reportable reimbursements.)

2.

3.4.5.

SOURCE DATES LOCATIONF e d e r a l B a r C o u n c i l 514/2010 N e w Y o r k , N e w Y o r kF e d e r a l B a r C o u n c i l 11/24/2010 N e w Y o r k , N e w Y o r k

PURPOSEFB C L a w D a y E v e n tT h ank s g i v i ng l u nc h eon f o rt he F e d e ra l J ud i c i a ry

ITEMS PAID OR PROVIDEDDinner fo r mys e l f and my s pous eL u n c h e o n e x p e n s e


3/12

F IN A N C IA L D ISC L OSUR E R E P OR TPage 3 of 12

N a m e o f P e r so n R e p o r t i n gH A L L , J A N E T C .

Date of Report5/10 /201 I

V . G I F T S . a n e l u d e , t h o s e , o s p o u s e a n d dependent children; see pp. 2 8 - 3 1 of filing instruction.~)N O N E (No reporta ble gifts.)

SOURCE DESCRIPTIONI.2.3.4.

5.

VALUE

V l . L I A B I L I T I E S . a n e l u d e s t h o s e o / s p o u s e o n d d e p e n d e n , children; s e e p p . 3 2 - 3 3 of filing instructions.)D N O N E (N o reportable liabilities.)

CREDITOR1 . U.S. De p t. E d uca tio n Stu d e n t L o a n2. Ci t i zens Bank L i n e o f C r e d i t3. Ci t i zens Bank S t u d e n t L o a n

4. S a l li e M a e S t u d e n t L o a n5.

DESCRIPTION VALUECODELM

L

L


4/12

F IN A N C IA L D ISC L OSUR E R E P OR TPage 4 of 12


D a t e o f R e p o r t5/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionx)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y p e ( e . g . ,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3

( Q - W )

(i)T y p e ( e . g . ,b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e ValueI Gainmm/dd/yy C o d e 2 i C o d e l(J-P) (A-H)

( 5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

I. Sta te o f l s rae l Bo n d - Exp . 1 /0 1/132. Ternple ton Dragon Fund

3. T e m p l e t o n G l o b a l S m a l l C o s G r o w t h F u n d4. M ut ua l Que s t Fund5. Char l l in ks , L .P .6. St r ips - tp rp P mt on 1 0 .625 201 5 T/Bond-8 / I 5 /201 57. Strips Tint-US Treasury Mat. I 1/I 5/208. Vanguard Winds or 1 1 Fund9. Mutua l Di s cove ry Fund CL21 0 . ~ .,.,.,,~ P.C. (Note)I 1 . P a r tn e r s hi p I n t er e s t i n W h it n e y -H u m p h r e yAs s c . (Note )1 2 . U.S. Savin g s Bo n d s1 3 . M etLi fe I ns . Co. o f CT (un ive rs a l l i f e )1 4 . AXA Equi tab le L i fe In s . Co . ( l i fe p o l icy)1 5 . C o l u m b i a V a l u e R e s t . Fu n d

B Interest K TB Div idend K TA Divid en d J TD Div idend M T

N o n e J WA Interest J TA Interest J TB Div idend L T So ld(par t )A Div idend K T

N o n e M WN o n e L W

A Interest J TB Interest K TB Interest L TA Div idend J T

09/27/I 0 K A

1 6 . S c h w a b U S T r e a s M o n e y F u n d1 7 .

A Interest K Bu yBu y

09/29/10 N10/01/10 N

I. Inc ome Gain C odes :( se e Co lumn s B I a n d

2.Valu e C odes(S e e Co lumn s CI a n d D3)

3.Valu e Mc th od C odc ~(See Co l um n C2 )

A =$1,000 or lessF =$50.001 - $100.000J = $ 15 ,0~ 0 or l es sN =$2 50 .0 ~1 - $50 0 .0 0 ~P3 = $ 25 ,0~ . 001 - $ 5 0 . 000 . 000Q =AppraisalU = Book Valu e

B= SI ,001 - $ 2 ,5 00G= $ 1 ~ . 0 0 1 - $ 1 , 0 ~ 0 , 0 ~K =$1 5, 0 0 1 - $50 , 0 0 0O =$500,001 - $1 ,0 0 0 ,0 ~0R - C os t ( R eal E s t a t e O nly )V = O t h e r

C = S2 ,5 01 - $ 5 ,000H I =$ 1,00~.001 - $5.000,090L - $ 5 0 ,001 - $ 100 ,000P I =$ 1,000,001 - $5,0~0,00~P4 = Mor e th an $ 5 0 ,000 ,00~S = A s s es s mentW = E s t imated

D = $ 5.001 - $15,000H 2 = Mor e th an $ 5 ,00~ .000M -$100,0~1 - $250.0~K~P 2 =$5 .0 0 0 , 0 0 1 - $2 5 .0 0 ~ .0 ~0T = C a s h M a r k e t

E =$15.001- $50,0~O


5/12

FINANCIAL DISCLOSURE REPORTPage 5 o f 12

N a m e o f P e r s o n R e p o r t i n gHALL, JANET C.

D a t e o f R e p o r t5/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ,at.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g(including t r u s t a s s e l s ) r e p o r t i n g p e r i o d

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

(i )Type (e.g. ,buy, se l l ,

redempt ion)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D at e V a l u e G a i n

m m / d d / y y Code2 Code I( J - P ) ( A - H )

(5 )I d e n t i t y o f

buye r / s e l l e r( i f p r iva te

t r a n s a c t i o n )

1 8 .

19. Sound Shore Fund B D i v i d e n d MSold(part) 10/26/10 O

20 .21 .

22 .23 .24 .

Thomburg Value Fund CL.AW estport Select Cap.CL.RSchwab Value Advantage Money Fund

Citizens Bank

A Dividend MNone M

A Dividend J

A Interest

TTT So ld(part)

So ld(part)T

09 /27/1 0I I /01/10

J

J

25. Muhlenkamp Fund

26 . A M R C o r p .27 . Artisan Intl Small Cap28 . Calamos Growth Fund- A2 9. Third Ave . Rea l Es t . V a lu e Fund

None S o l d

None J T

A Dividend M TNone M T S o l d(part)

A Dividend J T

08/I 8/10

0 9/27 /10

A

B

30 . ThirdAve. International Value Fund A Dividend K31 . Buffalo Sm. CapFund32 . T. Rowe Price MidCapG rowth

33 . T. Rowe PriceCap.App.Fund34. MarsicoGrowth Fund

None J TA Dividend J T

C Dividend M T B uyA Dividend M T S o l d(pan)

10/28/1009/27/I 0

KL

I. Inc ome Gain C odes :( See C olu mns B I and

2.Valu e C odes(See Co lun ms C I and D3)

3. Valu e Melh od C odes(S e e Co lumn C2)

A =$ 1,000 or le~sF =$50.001 - $100.0~0J = $ 15 . 000 or l es sN =$250.001 - $500,000P 3 = $ 25 ,0~ 0 ,001 - $ 5 0 . 00) ,000Q =AppraisalU = B o o k V a l u e

B=$1.001 - $2,500G=$100,001 -K =$1 5 ,0 0 1 - $ 5 0 , 0 0 0O =$50 0 . 0 0 1 - $ 1 , 0 0 ~ . 0 ~R = C os l ( R eal E s t a t e O nly )V = O t h e r

C = $ 2 ,5 01 - $ 5 ,000H I = $ 1 , 0 ~ 0 , 0 0 1 - $L =$50.001 - $ IPI =$1.0~0.001 - $5,000,00~P 4 =Mo r e t han $50 ~0 ~0 .0 0 ~S = A s ~ s ~ . mc ntW = E s t imated

D =$5.001 - $15,@H2 :More than $5.000.000M $ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0P2 = $ 5 . 0 0 0 . 0 ~ 1 -T = C a , h M a r k c l

E =$15,0~1- $50.00~


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FINANCIAL DISCLOSURE REPORTPage 6 o f 1 2

~ a m e o f P e r s o n R e p o r t i n gH A L L , J A N E T C .

D a t e o f R e p o r t5/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includ es those of spouse and depend ent children; see pp . 34-60 of fi ling instruc tions,)N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.D e s c rip t io n o f A s s e ts In c o m e d u rin g G r o s s v a lu e a t e n d T r a n s a c tio n s d u rin g re p o r t in g p e r io d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2 ) (1 ) (2) (3) i (4) (5 )Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e Type (e.g., D at e Value i Gain I d e n t i t y o f

e x e m p t f r o r n p r i o r d i s c l o s u re Codel div.,rent, Code2 M e t h o d b u y , s e l l , m m / d d / y y Code2 i Codel b u y e r / s e l l e r( A - H ) or i n t . ) (J-P) C o d e 3 r e d e m p t i o n ) (J-P) [ (A-H) ( i f p r i v a t e

( Q - W ) i t r a n s a c t i o n )

3 5 . i S h a r e M S C I C a n a d a I n d e x F u n d ( N o t e ) A Div idend J T Bu y 10/27/10 J36 . F i de l i t y C as h Ac c t . A In te re st J T

37 . Bank of America A I n t e r e s t J T38 . Schw ab B ank A I n t e r e s t J T39 . Davis NT Venture Fd- A B Dividend M T40 .41 .42 .43 .44 .45 .46 .47 .48 .49 .

50 .51 .

Artisan M id-Cap Value FD

Dodge & Cox Intl . Stock B Dividend

C Dividend M Sold 09/23/10 L(par t)Bu y 10/22/10 K

(ad d l )Bu y 11/08/10 K(ad d l )Bu y 11/16/10 J(ad d l )Bu y 12/02/10 J(ad d l )Bu y 12/13/10 J(ad d l )Bu y 10/27/10 .IB uy 11/08/10 JBu y 11/16/10 JBu y 12/02/10 J

Vanguard Strategic Equity A Dividend J TW ells Fargo Advantage Value Fund A Dividend M T

1. Inc ome Gain C odes :( s ee C olu mns BI and 134)

2. Valu e C odes(S e e Co lumn s CI a n d D3)

3. V al ue Me~ho d Co d es(S e e Co lumn C2)

A =$1,000 or lessF =$50,001 - ,$100,00~J =$15.000 or lessN -,$250.0(I I - ,$500.000P3 =$25.0~0,0OI - $50.000.0~0Q =AppraisalU = Book Valu e

B =$1.001 - $2,500G =$100,001 - ,$1,000.000K $15.0OI - $50.0OO0 = $50 0 .0 0 1 - $ 1 .0 0 0 .0 0 0R C o s t ( R e a l E , t a lc O n l y ]V = O lh c r

C =$2.501 - $5.000H I = $ 1,000 . 0O I - $ 5 . 000 . 000L - $ 5 0 . 0O I - $ 100 . 000PI =$1.000.0Ol - $5.000.000P 4 =M o r e t han $50 .0 0 0 , 0 0 0S = A s s es s mentW = E ~ , t im a t c d

D =$ 5,0~ I - $15,0~0H2 =More than $5,000,000M =$ 100,001 - $250,0~)P2 = ,$ 5 . 000 ,001 - $ 25 . 000 .0~T C a s h M a r k e t

E =,$15.001- $50.000


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N a m e o f P e r s o n R e p o r t i n gH A L L , J A N E T C .

Date of Report5/10 /201 I

V I I . I N V E S T M E N T S and T R U S T S - i .... e, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e ts Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

0) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y p e (e . g .,e x e m p t f ro m p r i o r d is c l o s u r e Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)V alue V alue

C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

( J )T y p e ( e . g . ,b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4 )

D a t e V a l ue Gainmm/dd/yy C o d e 2 Code 1

( J - P ) (A-H)

(s )I d e n t i ty o fbuyer/seller( i f p r i v a t el ransaction)

52 . Sto rag e In n L td . N o n e L W53 . A r c a d i a W i n d F a r m s E n e r g i e s L t d N o n e L W54 . L i m i t e d P a r t n e r , C u m m i n g s D r i v e S ~ , ~ i ~ i B Div idend L T

L.P.55 . Mari s co I n t e rna t iona l N o n e So ld 09/27/10 L D5 6 . i S ha r e s IN C M S C I E M U I n d e x F u n d N o n e T57 . P l u g P o w e r I n c . N o n e58 . T . R o w e P r i c e G r o u p A A Divid en d59 . Buffa lo Mid-Cap N o n e60 . P a x W o r l d B a l a n c e F u n d A Div idend

JJJ

J

TTTT

61 . M a ris co Fo cus F un d N o n e L T62 . F a i r h o lm e F u n d D Div idend M T Bu y 08/19110(ad d l )63 . Bu y 10/27/I 0(ad d l )64 . Bu y I I /08/10(ad d l )65 . Bu y 11/16/10(ad d l )66 . Bu y 12/13/I 0(ad d l )67 . Buy 12/16/10(ad d l )68 . I n t r ep i d S m a l l C a p F u n d B Div idend K T So ld 09 /27/1 0(part)

LKJKK

KL D

I. Inc ome Gain C odes :( S e e C o l u n m s B I a n d I M )

2.Valu e C odes(S c Co lumn s CI a n d D3)

3.Valu e Meth od C odc ~(S e e Co lumn C2)

A=$1.000 or lessF = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0J =$15.000 or lessN =$250.001 . $500.000P 3 =$25,000.001 - $50.000.000Q = A p p r a i ,. a lU = B o o k V a l u e

B = $1.001 - $2. 50 0G - $ 100. 001 - $ 1 ,000 . 0~ 0K $15.001 - $50.000O $ 5 0 0 . 0 0 1 - $ 1 ,0 0 0 , 0 0 0R - C o~ t ( R eal E s t a t e O nly )V Other

C =$2,501 - $5,000H I = $ 1. 000 ,001 - $ 5 ,000 ,000L =$50,001 - $100,000PI = $ 1 ,000 . 001 - $ 5 ,000 ,000P4 = Mor e th anS = A s s e s s m e n tW = E s t imated

D =$5,001 - $15.000H 2 = Mor e th an $ 5 . 000 ,000M -$1 0 0 . 0 0 1 - $250.000P2 =$5,000,001 - $25,000.000T =Ca sh M a rke t

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 ~ 0


8/12



D a t e o f R e p o r t5/10/201 I

V I I . I N V E S T M E N T S and T R U S T S - i .... e, value, t ......ions (Includes those of sp ...... d depen dent chi ldren; see pp . 34 -60 o f f i ling instruct ions . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y p e ( e . g . ,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)Value ValueC o d e 2 M e th o d

(J-P) C o d e 3( Q - W )

0)Type (e.g.,b u y , s e l l ,

r e d e m p t i o n )

Transaclions during report ing period(2) (3) (4)

D a t e V a l ue Gainm m/d d/yy Co d e 2 Co d e I

(J-P) (A-H)

(s )I d e n t i ty o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

69 . M atth ew s A s ia P ac ific N o n e So ld 09/27/10 L D70 .

71 .72 .73 .

74 .

S c h w a b S & P 5 0 0 I n d e x F u n dSchwab EFTS ln t l Equ i ty ETF (Note )

A Divid en dA Div idend

S o l d 09/29/10 L(pa rt)S o l d 09/27/10 J

S c h w a b E T F S - U S L a r g e C a p E T FP e t r o b a n k E n e r g y & R e s L T D F

A Div idendN o n e

KJ

TT

Sold 09/29/10 J(par t)

iSha res TR Rus s e l l 3000 B Div idend So ld 09/27/I 0 M

D

AB

75 . Schwab Tota l Stock Marke t A Div idend K76 . C onoco P h i l i ps A Divid en d77 . G r e e n s p r in g F u n d A Div idend78 . Nichola s I I Fund A Div idend

KKK

T

T

T

79 . Nichola s Ltd Edi t i on Fund A Div idend K80 . Schw a b In ve s to r M o n ey F un d N o n e81 . S c h w a b A d v a n t a g e C a s h N o n e82 .

Sold I 1/01/10Sold 09/27/10(par t)Sold I 1/01/10

JJ

J

83 . V a n g u a r d R u s s e ll 2 0 0 0 G r o w t h I n d e x F u n d A Div idend

84 . V a n g u a r d R u s s e l l 2 0 0 0 V a l u e I n d e x F u n d A Div idend85 . V a n g u a r d R E I T E T F A Div idend

J

JJ

T

TT

Bu y 10/27/I 0

Bu y 10/27/I 0Bu y 10/27/I 0

J

JJ

I. In co m e G ain C od es : A = $1,000 o r less B = $1,001 - $2 .500 C = $2 .501 - $ 5,000 D = $5.0 01 - $15,000( S c e Co l um n s B I an d D - I ) F ~$50 . 0 0 1 - $1 0 0 ,0 ~ G =$100.001 - $1.000.000 HI ~$ l . 0 0 0 . 0 0 l - $5 . 0 0 0 . 0 0 0 H 2 = Mor e th an $ 5 ,000 .000

2 . Valu e C odes J =$15.000 or less K $15.0 01 - $50.0 0 0 L =$50 ,0 0 1 - $10 0 .0 0 0 M = $ 100,001 - $ 25 0 .000(S c Co lumn s CI a n d D3) N ~$2 50 , 0 0 1 - $50 0 .0 0 0 O $50 0 , 0 0 1 - $1 , 0 0 0 .0 0 0 PI = $ 1. 000 . 001 - $ 5 . 00~ ,000 P2 = $ 5 ,0~ 0 ,001 - $ 25 ,000 .0~

P3 -$25.0(~.091 - $50,000.0~0 P4 = Mor e th an $ 5 0 ,000 ,0~ 03 . V a l ue Met ho d Cc~d cs Q ~Apprai : ,al R =Co s t (Rc~I E s ta te O n ly ) S = A s~ ssm cn t T = C as h Mar k eltS cc Co lumn C2) U ~ Book Valu e V = O t h e r W =E~.l imated

E =$1 5 , 0 0 1 - $50 .0 0 0


9/12


Name of Person Re p o r l i n gH A L L , J A N E T C .

D a t e o f R e p o r t5/10 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.co., ,,at.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.Desc rip tion o f A ssels Inco m e d uring Gross va lue a t end

( inc luding t rus t asse ts ) reporting period o f rep orting period(i) (2) O) (2)P lace "(X)" after each asse t Am ount Type (e.g., V a lu e V alue

exempt f rom pr ior d isc losu re Code I div. , rent, Co d e 2 M e th o d(A-H) o r i n t . ) (J-P) Co d e 3(Q-W)

86 . V a n g u a r d R u s s e l l 3 0 0 0 I n d e x F u n d A Div idend J T87 . V a n g u a r d E m e r g i n g M a r k e t s A Div idend K T88 . S P D R S & P E m e r g i n g A s i a A Div idend K T89 . C M G Fo cus Fun d N o n e L T90 .91. C M G R ea lty Fu nd A Div idend K T92 . S c h w a b A d v a n t a g e C a s h R e s e r v e P r e m i u m A Div idend L T93 .94 .95 .96 .

97 .

98 . R o y c e V a l u e F u n d A Div idend L T99 .

1 0 0 .

101.10 2 . TR Pr ice G ro w th Fun d A Div idend L T


(0 (2) (3)Type (e.g., D a t e V a l ueb uy , se l l, m m/dd/yy Co d e 2

redempt ion) (J-P)

B u y I0127/10 J

B u y 10/28110 K

B u y 10128/10 K

B u y 10127/10 K

B u y I 1/01/10 J

B u y I 1/01/10 J

B u y 10/26 /10 O

S o l d l 0/28/I 0 M(pa rt)S o l d 1 I 1 0 9 1 1 0 L(par t )S o l d 11/17/10 M(pa rt)S o l d 12/03110 K(pa rt)S o l d 12114/10 L(pa rt)B u y I0/27110 KB u y I I108/10 K

B u y 1 1 1 1 6 1 1 0 J

B u y 1 2 1 1 3 1 1 0 KB u y 1 0 1 2 7 1 1 0 K

( 4 ) ( 5 )Gain Identity of

Code 1 buyer/se l le r(A-H) (if private

transaction)

1. Incom e Gain C odes: A = $1,000 or less B = $1.001 - $2 ,500 C = $2 .5 01 - $5 ,00 0 D = $5.0 01 - $15 ,000( See C olu mns B I and IM ) F = $ 5 0. 0~ I - $ 100 ,0~ G -$ 10 0,0 ~ I - $ 1 ,0 ~0 ,0 00 H 1 = $ 1,0 00 ,0 01 - $ 5,0 00 .0 00 H 2 = Mor e th an $ 5 ,00~ ,000

2 . Valu e C odes J - $ 15 ,000 or l es s K =$15,001 - $50.0~O L =$50 , 0 0 1 - $1 0 0 , 0 0 0 M = $ 100,001 - $ 25 0 ,000{See C olu mns C I and D3) N =$2 50 .0 ~1 - $50 0 , 0 0 0 O -$ 50 0.0 01 - $ 1.0 00 ,0 00 P I = $1 ,0 00 ,0 ~1 - $5,0 9~ ,0 00 P 2 =$5 , 0 0 0 , 0 0 1 - $2 5 , 0 0 0 , 0 0 0

P3 =$25,000,0~1 - $ 5 0 . 0 0 0 . 0 0 0 P4- Mor e th an $ 5 0 ,000 ,0003 . Valu e Mc lh od C odes Q =Appraisal R = C os t ( R eal E s l a l e O nly ) S = A s s es s ment T = C a s h M a r k e t{Se e C o lum n C 2) U = Bo o k V alue V = O t h e r W = E s t imated

E =$1 5.0 0 1 - $50 .0 0 0


10/12

FINANCIAL DISCLOSURE REPORTPage I 0 of 12


Date of Repor t5/10 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, valuo, transactions (Includes those of spou se and dep endent children; seepp . 34-60 of fi ling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

O)Type (e.g.,

b u y , s e l l ,r e d e m p t i o n )


(2) (3)D at e V a l u e G a i n

m m / d d / y y C o d e 2 C o d e I(l-P) ( A - H )

( s )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

103.104.

105.

106.

107.

108.

109.I I 0 .III.112.113.

114.

115.

Vanguard Small Cap FundThomberg Intl Value Fund

A DividendA Dividend

Vanguard Emerging Markets A DividendVanguard W elles ley Fund A DividendVanguard GNMA Fund A Dividend

J

L

JJ

J

Bu y 11/08/10Bu y 11/16/10Bu y 12/13/10

T Bu y I 1/01/10T Bu y 10/27/10

Bu y 11/08/10(ad d l )Bu y 11/16/10(ad d l )Bu y 12/02/I 0(ad d l )Bu y 12/13/10(ad d l )

T Bu y 03/09/10T Bu y 03/09 /1 0T Bu y 03/09/10

JK

K

J

J

J

J

J

J

J

J

J

116.

I. In co m e G ain C o d es: A :$1 ,0 0 0 o r le ss B = $1,00 1 - $2,50 0 C = $2 ,501 - $5 ,000 D =$5,001 - $15,00~( See C olu mns B I and I ) 4 ) F =$50.001 - $100.000 G = $ 100 ,001 - $ 1 ,0~ 0 . 0~ } HI =$1 ,0 0 0 . 0 0 1 - $5.000.000 H 2 = M o r ~ t h a n $ 5 , 0 0 ~ , 0 ~ O

2 . Valu e C odes J =$15,0~1 or less K =$15,0~1 - $50,1)00 L =$50 .0 0 1 - $1 0 ~ .0 0 0 M = $ 100. 001 - $ 25 0 .000( See C olu mns C I and DI) N -$ 25 0.0 01 - $ 50 0,0 00 O = $5 00 ,0 01 - $1 ,0~ ),00 ~ PI = $ 1 ,000 . 001 - $ 5 ,0{~ ,6~ ) P2 =$5,000,001 - $25.0G~,000

P 3 =$2 5 , 0 ~0 .0 0 1 - $50 .0 0 ~ .0 0 0 P 4 =M o r e t han $50 , 0 0 0 .0 0 03 . Valu e Meth od C odes Q =Appraisal R =C ost {R eal E sta le O n ly) S = A ssessm ent T = C a s h M a r k e t

{Se e C o lu m n C 2) U = B o o k V alue V O t h e r W = E s t imated

E =$1 5.0 ~1 - $50 .0 0 0


11/12



D a t e of Report5/10/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.P ar t VII:

L i n e 1 0 : P a s s i v e i n c o m e f r o m s u b - c h a p t e r S c o r p o r a t i o n .Line I I : The app ra i s a l da t e is 4 /2008 .L i n e 3 5 : I n t h e 2 0 0 9 R e p o r t ( L i n e 4 9 ) , C o l u m n C ( I ) w a s m i s t a k e n l y r e p o r te d a s " K . " I t s h o u l d h a v e b e e n " J . "L i n e 7 1 : I n t h e 2 0 0 9 R e p o r t ( L i n e 7 8 ) , C o l u m n D ( 4 ) w a s m i s la k e n l y r e p o r t e d a t " K . " I t s h o u l d h a v e b e e n " J . "


12/12


N a m e o f Pe r son Re por t i ngH A L L , J A N E T C .

Date o f Report5 1 1 0 1 2 0 1 I

IX . C E R TIF IC A TION .1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ v l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S] JANET C. HALL

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 10 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

janet c hall financial disclosure report for 2010

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