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  • COPYRIGHT NOTICE Jacqueline I. Stone/Original Enlightenment and the Transformation of Medieval Japanese Buddhism

    is published by University of Hawaii Press and copyrighted, 1999, by the Kuroda Institute. All rights reserved. No part of this book may be repro-duced in any form by any electronic or mechanical means (including photo-copying, recording, or information storage and retrieval) without permission in writing from the publisher, except for reading and browsing via the WorldWide Web. Users are not permitted to mount this file on any network servers.

  • 3Chapter One

    What Is Original EnlightenmentThought?

    In the early decades of the twentieth century, Buddhologist ShimajiDait (18751927) introduced to the Japanese academic world a newinterpretive category, which he called original enlightenment thought( Jpn. hongaku shis).1 By this term he meant, in general, those strandsof Buddhist thought, most prominent in East Asia and especially in Japan,that regard enlightenment or the ideal state as inherent from the out-set and as accessible in the present, rather than as the fruit of a longprocess of cultivation. More specically, Shimaji used original enlight-enment thought to designate the intellectual mainstream of medievalJapanese Tendai Buddhism.2 In this medieval Tendai context, originalenlightenment thought denotes an array of doctrines and concepts as-sociated with the proposition that all beings are enlightened inherently.Not only human beings, but ants and crickets, mountains and rivers,grasses and trees are all innately Buddhas. The Buddhas who appear instras, radiating light and endowed with excellent marks, are merely pro-visional signs. The real Buddha is the ordinary worldling. Indeed, thewhole phenomenal world is the primordially enlightened Tathgata.Seen in their true light, all forms of daily conduct, even ones delusivethoughts, are, without transformation, the expressions of original en-lightenment. Liberation is reimagined, not as the eradication of mentaldelements or as achieving birth in a pure land after death, but as theinsight, or even the faith, that one has been enlightened from the verybeginning. Shimaji saw original enlightenment thought as representingthe climax of Buddhist philosophy and argued that research in thisarea would shed light, not only on the development of Japanese Bud-dhism, but on medieval Japanese culture itself, including Buddhist-Shint interactions, ethics and morality, literature, and the arts.3

    Subsequent studies have conrmed Shimajis assertions about theprofound inuence of original enlightenment thought, or hongaku

  • thought, to use the shorter expression.4 But there has been little con-sensus as to how that importance should be understood and evaluated.Periodically, debates over this subject have burst the connes of Tendaistudies to enliven the usually staid world of academic Buddhism in Japanwith heated controversy. At issue is how the original enlightenment dis-course was related to broader trends in Japanese religion and culture.One school of thought has found in notions of original enlightenmentan expression, couched in Buddhistic terms, of a pre-Buddhist, archaicJapanese mentality or psychological orientation characterized by theafrmation of nature and accommodation to phenomenal realities. Thistendency to harmonize with outer reality is sometimes said to have orig-inated in primitive responses to Japans scenic beauty and mild climate,with its orderly progression of the seasons, and even to hold the key tohealing the rift between humans and the natural world said to have pre-cipitated the ecological problems of the West.5 More recently, anothergroup of scholars has made original enlightenment thought the targetof a scathing critique. These are the exponents of the intellectual move-ment known as critical Buddhism (hihan Bukky), of which more willbe said in the next chapter. Critical Buddhism charges that notions oforiginal enlightenment introduce into Buddhism the non-Buddhistconcept of an tman or metaphysical substrate, subverting the norma-tive Buddhist teaching that all things are empty of independent self-essence. Moreover, despite its supercial semblance of egalitarianism,the claim that all phenomena are enlightened inherently serves tosacralize the given order and thus legitimates social inequities. Notionsof original enlightenment, say the critical Buddhists, have served to bol-ster the emperor system, wartime imperial aggression, and uncritical, self-glorifying Japanism.6

    These rival polemics have overlapped and interacted with an oldercontroversy about original enlightenment thought, one that concernsits relationship to the new Pure Land, Zen, and Nichiren Buddhist move-ments of the Kamakura period (11851333). These new movementsemerged at a time when original enlightenment thought was ourish-ing, and the writings of their founders contain some points of similaritywith medieval Tendai hongaku doctrine. What exactly was the relation-ship between the two? This essay represents an attempt to understandthe Tendai original enlightenment discourse, to locate it in its medievalcontext, and to reconceive the problem of its relation to the new Ka-makura Buddhism. First, however, it will be necessary to provide a fairlydetailed background. Where did medieval Tendai original enlighten-ment thought come from? And what are the particular problemstextual and methodologicalthat confront the researcher in this area?These are the issues addressed in this opening chapter.

    4 Perspectives and Problems

  • A Genealogy of Original Enlightenment ThoughtThe original enlightenment thought that characterized medieval Japa-nese Tendai Buddhism emerged in the latter part of the Heian period(7941185). It had antecedents in the Buddhist traditions of the Asiancontinent and in thoseparticularly Tendai and Shingonof earlyHeian Japan. Here, only the intellectual inuences contributing to theemergence of medieval Tendai hongaku thought will be outlined; its in-stitutional and social contexts will be addressed later.7

    Continental Antecedents: The Awakening of Faith, Hua-yen and Tien-tai

    Early references to original enlightenment (Ch. pen-cheh, Kor.pongak) occur in the Sinitic apocryphal stras Chin-kang san-mei ching(Stra of adamantine absorption) and that version of the Jen-wang ching(Stra of the benevolent kings) said to have been translated by Amogha-vajra (705774); however, the most inuential early source for the termoriginal enlightenment is the treatise Ta-sheng chi-hsin lun or Awaken-ing of Faith in the Mahyna.8 Traditionally attributed to the Indian mas-ter A5vagho3a, the Awakening of Faith is now generally thought to be asixth-century Chinese apocryphon9 and represents part of a larger at-tempt on the part of Chinese Buddhists to clarify the relation betweenthe mind, understood as originally pure, and ignorance.10 It synthesizestwo inuential streams of Mahyna thought, one concerning the in-trinsic nature of enlightenment, and the other, the source of delusionand suffering. The rst was expressed as the doctrine of the tathgata-garbha, the originally pure, enlightened mind intrinsic to all sentient be-ings, conceptualized as the womb or embryo of Buddhahood. In or-dinary worldlings, it is the potential for enlightenment; in Buddhas, thefully realized truth or dharma-kya. In China, tathgata-garbha thoughtwould develop into a major Mahyna tradition, ranking beside thoseof Madhyamaka and Yogcra. It reects an attempt to clarify the onto-logical basis upon which ordinary worldlings can realize Buddhahood.

    However, emphasis on an innate basis for enlightenment gave rise tothe question of how ignorance arises in the rst place. Within the In-dian Mahyna, this question had been addressed most explicitly by theYogcra doctrine of the laya-vijna or store consciousness. This levelof mind is imagined as the repository in which all past experiences,wholesome and unwholesome, pure and deled, are deposited as seeds(bja) that shape future deeds. Ignorance has its source in the deledseeds that have accumulated in the store consciousness since the in-conceivably distant past. Only their thorough extirpation can transformand purify consciousness, a process thought to require many successivelifetimesthree incalculable aeons (asamkhyeya-kalpas) being a common

    What Is Original Enlightenment Thought? 5

  • estimate. Many Chinese Buddhists of the Sui (581617) and Tang(618907) dynasties were dismayed by so remote a vision of liberationand sought to reimagine it in more accessible ways.11 In approaching thisproblem, the Awakening of Faith subsumes the laya-vijna conceptwithin that of the tathgata-garbha by redening the former as the noneother than the one pure mind as perceived through unenlightened con-sciousness. The treatise begins by positing two inseparable aspects of theone mind: the mind as suchness or the mind in terms of the absolute,and the mind as arising and perishing (that is, the laya-vijna). Thesetwo aspects correspond respectively to the ultimate truth (paramrtha-satya) and conventional truth (samvti-satya) in Madhyamaka thought.Because the mind as arising and perishing is grounded in the mind assuchness or the dharma-kya, it is said to possess the aspect of original en-lightenment, the essence of the mind free from [deluded] thoughts.12

    However, because of not realizing this identity with suchness, deludedthoughts emerge; this state is called nonenlightenment (pu-cheh).Through contemplative practice, one is able to realize that deludedthoughts have no real status; they are in essence none other than themind as suchness, which is innately pure. The process of cultivation bywhich one arrives at such insight is termed acquired or actualizedenlightenment (shih-cheh). As the text says, Grounded on the origi-nal enlightenment is nonenlightenment. And because of nonenlighten-ment, the process of actualization of enlightenment can be spoken of.13

    When enlightenment is actualized, one realizes that it is identical tooriginal enlightenment, the mind of suchness that one has possessedall along. Thus, in the Awakening of Faith, original enlightenment isposited in distinction to actualized enlightenment; it represents theinherence of suchness in the deluded mind and thus the ever-presentpossibility of transforming that mind into the mind of awakening.

    Via the Awakening of Faith, the notion of original enlightenment ex-erted a formative inuence on the development of Chinese and KoreanBuddhist thought. It became especially important in the Hua-yen school,whichin addition to its central scripture, the Hua-yen ching (Avatam-saka-stra, Flower Ornament Stra)takes the Awakening of Faith as a ba-sic text. The concept undergoes development in the thought of Chih-yen (602668) and Fa-tsang (643712), counted as the second and thirdHua-yen patriarchs, and of later Hua-yen masters such as Cheng-kuan(738839) and Tsung-mi (780841), both of whom brought Chan ele-ments to bear in their interpretations.14

    Japanese hongaku thought would be indebted not only to the speciccategory of original enlightenment set forth in the Awakening of Faithand developed in its commentaries, but more broadly to the great to-talistic systems of Chinese Buddhist thought, especially those of Hua-yen and Tien-tai, which envision the world as a cosmos in which all

    6 Perspectives and Problems

  • things, being empty of independent existence, interpenetrate and en-compass one another. These systems are both ontological, in explain-ing all concrete phenomena (shih) as nondual with truth or principle(li), and soteriological, in showing liberation to consist of insight intothis unity.

    Hua-yen thought sees all phenomena as expressions of an originallypure and undifferentiated one mind. As Robert Gimello has expressedit: [T]he full diversity of sentient experience and the experiencedworldthe subjective and the objective, the true and the false, the pureand the deled, the latent and the manifestis seen to rest upon or togrow from a common noetic source.15 Hua-yen thinkers developed newtheories of dependent origination (prattya-samutpda, yan-chi), such asdharma realm origination ( fa-chieh yan-chi), tathgata-garbha origi-nation ( ju-lai-tsang yan-chi), or nature origination (hsing-chi), to clar-ify how the one mind manifests itself as the phenomenal world.16 Oftencited in Japanese hongaku-related literature is Fa-tsangs formulation ofthe two aspects of suchness. In his commentary on the Awakening of Faithand elsewhere, Fa-tsang interpreted the two aspects of the one mind assuchness that is absolute or unchanging (pu-pien) and suchness that ac-cords with conditions (sui-yan), equating them with principle (li) andphenomena (shih), respectively.17 Suchness in its unchanging, quiescentmode is the one pure mind; in its dynamic mode, responding to the ig-norance that is the condition of sentient beings, it manifests the phe-nomenal world. Notions of origination from the mind or suchness areoften illustrated with the metaphor of water and waves that occurs in theAwakening of Faith: when the water of true suchness or principle (li) isstirred by the winds of ignorance, the waves of differentiated phenom-ena (shih) arise, but the waves are no different in substance from the wa-ter.18 Origination from suchness stands in contrast to both the classictwelve-linked model of dependent origination as the arising of birth,old age, sickness, and death in dependence upon ignorance, craving,and so forth, and the Yogcra model in which differentiated phenom-ena arise from seeds stored within the laya-vijna and are indepen-dent of suchness. Both these understandings see the empirical world asinherently delusory, something that must be literally undone if libera-tion is to be achieved. The teaching of origination from suchness in ef-fect grounds the arising of phenomena in the one pure mind and thusobliterates any ontological distinction between them. It is only becauseof adventitious nonenlightenment that deluded thoughts appear, pro-ducing the distinction of subject and object and thus leading to the no-tion of self and other as real entities, and to craving, attachment, andenmeshment in samsaric misery. Liberation lies in discerning that thedifferentiated phenomena of the samsaric world are, in their essence,no different from the one mind and thus originally pure.

    What Is Original Enlightenment Thought? 7

  • The nonduality of principle (li) and phenomena (shih) as set forth inmuch of Hua-yen thought is heavily weighted toward the former. Themind is original, pure, and true, while phenomena are in contrast un-real, arising only as the one mind is perceived through human ignorance.A different sort of totalistic vision occurs in the Tien-tai school, whosecentral scripture is the Lotus Stra, and which is deeply rooted in Ma-dhyamaka thinking concerning the nonduality of absolute and conven-tional truth. Original enlightenment does not appear as a category inearly Chinese Tien-tai, nor was the Awakening of Faith an important in-spiration for early Tien-tai thinkers. Nonetheless, the Tien-tai tradi-tion represents a crucial antecedent to the development of Japanesehongaku thought. In contrast to Hua-yen emphasis on all things arisingfrom the mind, early Tien-taias well as the later Tien-tai thoughtof Ssu-ming Chih-li (9601028), who attempted to counter Hua-yeninuencesdenies that the mind is a pure, undifferentiated cosmic prin-ciple from which all things arise. In the words of Chih-i (538597), re-garded as the founder of the Tien-tai school: One may say neither thatthe one mind is prior and all dharmas posterior nor that all dharmasare prior and the mind posterior. . . . All one can say is that the mind isall dharmas and all dharmas are the mind. Therefore the relationshipis neither vertical nor horizontal, neither the same nor different.19

    For Chih-i, phenomena do not arise from principle. Principle is thatform and mind are always nondual and mutually inclusive (hu-ch); themutual encompassing of good and evil, delusion and enlightenment, isthe true aspect (shih-hsiang) of all things. This emphasis on the mutu-ally inclusive nature of dharmas and the mind can be seen in the struc-ture of the threefold truth or threefold contemplation that lies at theheart of Chih-is interpretation of the Lotus Stra and the Indian Mad-hyamaka tradition.20 It will be discussed in more detail in chapters 3 and4. In Chih-is system of meditation, one contemplates all phenomenafrom the three perspectives of emptiness (kung), conventional existence(chia), and the middle (chung). By contemplating the phenomena of con-ventional existence as arising through dependent origination, one dis-cerns that they are empty of self-nature; this move, termed enteringemptiness from conventional existence, frees one from attachment tosamsaric existence. By a reverse discernment, [re]entering conventionalexistence from emptiness, one is freed from attachment to reied no-tions of emptiness and is able to reengage the myriad phenomena of theworld in a soteriologically effective way. And by contemplation of the mid-dle, one gains both discernments simultaneously, the perspectives ofemptiness and conventional existence being mutually illuminatedbut also negated as one-sided extremes. The status of conventional ex-istence as the point from which one begins contemplation, and to whichone returns for bodhisattva practice, reects Tien-tai emphasis on

    8 Perspectives and Problems

  • concrete particulars as instantiating ultimate truth: Of every form andfragrance, there is none that is not the Middle Way.21

    Tien-tai emphasis on the mutual inclusiveness of mind and alldharmas obviously ruled out Hua-yen-style notions of a primal purity.Mind as the object of contemplation was for Chih-i the deludedthought-moment of ordinary worldlings, which he saw as naturally en-dowed (hsing-ch) with the ten dharma realms from hell to Buddhahood.In Tien-tai thought, even the single thought-moment of the Buddha isendowed with these ten realms and thus continues to possess evil as aninnate, though nonmanifested, potential (hsing-o, shaku).22 Thus purityand impurity are always mutually encompassing. Where Hua-yen devel-ops a discourse of origination from the one pure mind (yan-chi lun,engi ron), Tien-tai maintains that all dharmas manifest the true aspectof reality (shih-hsiang lun, jiss ron), or that the mind by nature is endowedwith all dharmas (hsing-ch-shuo, shgu setsu).

    Hua-yen Buddhism had not yet taken shape as an independent tra-dition in Chih-is time; his critique of the position that held the mind tobe prior to the dharmas was aimed rather at the mind-only doctrines ofthe Ti-lun and She-lun schools, which exerted a formative inuence onHua-yen.23 However, when Hua-yen began to emerge as a rival traditionand sectarian consciousness gained strength, Chih-is rejection of an orig-inally pure mind prior to the arising of the dharmas became an axis alongwhich his later followers would dene Tien-tai orthodoxy, especiallyover and against Hua-yen. The sixth Tien-tai patriarch Chan-jan (711782) drew on the Awakening of Faith and also borrowed key Hua-yen termssuch as mind only and nature originationbut he appropriatedthem, vis--vis a largely Hua-yen audience, in the service of a Tien-taiposition that take(s) issue with a one-sided [notion] of a clean and puresuchness.24 For example, in his treatise Chin-kang pei (The diamondscalpel), Chan-jan used Fa-tsangs concept of suchness according withconditions to assert his famous doctrine that insentient beings have theBuddha nature. If all phenomena are none other than suchness, he ar-gued, then it becomes meaningless to say that sentient beings have theBuddha nature but insentient beings do not.25 With this doctrine, Chan-jan asserted the superior inclusivity of Tien-tai Buddhism. In its dis-tinctively Japanese incarnation as the realization of Buddhahood bygrasses and trees (smoku jbutsu), the doctrine of the Buddha natureof insentient beings would exert a profound inuence on both Tendaithought and Japanese Buddhism generally. After Chan-jans time, his useof Hua-yen terminology and concepts tended increasingly to be inter-preted by some among his followers in light of tathgata-garbha notionsof an originally pure mind. This led, during the Sung dynasty, to doc-trinal conict between the so-called mountain-school (shan-chia) and off-mountain (shan-wai) factions within Tien-tai Buddhism. The mountain

    What Is Original Enlightenment Thought? 9

  • school, led by Chih-li (9601028), identied themselves as the champi-ons of an orthodox Tien-tai denition of mind as the mind of the or-dinary worldling, over and against the off-mountain side who advocateda more Hua-yen-style interpretation in light of notions of an originallypure tathgata-garbha.26

    In his study of the antecedents of Japanese original enlightenmentthought, Tamura Yoshir has characterized the Hua-yen totalistic visionas dynamic, in that it explains how the one mind, by encounteringconditions, manifests the myriad phenomena. Tien-tai, on the otherhand, he characterizes as concrete, in that form and mind are mutu-ally identied in every phenomenal particular. Hua-yen, Tamura says,moves from li to shih, emphasizing the exfoliation of particulars fromthe one mind, while Tien-tai moves from shih to li, stressing that eachparticular as it stands encompasses the true aspect of reality.27 Thoughtheir approaches differ, the two traditions addressed similar issues, andthe similarity increased with mutual exchanges and borrowings from thelatter Tang period into the Sung. Both Tien-tai and Hua-yen can beseen as attempts to reconceive Indian Mahyna insights about the emptyand dependent nature of the dharmas and express them in terms of Chi-nese intellectual categories such as principle (li) and phenomena (shih),essence (ti) and function (yung), or nature (hsing) and outward form(hsiang).28 This involved a signicant shift away from the apophatic lan-guage of Indian Madhyamakawhich maintains, in its extreme warinessabout the limitations of language, that truth can be verbally illuminatedonly by stating what it is notto more kataphatic modes of expression.These new modes attempt neither to reimport into Buddhism notionsof metaphysical essence nor to claim that there can be adequate verbaldescriptions for truth, but to employ positive language in soteriologicallyeffective ways. Moreover, since principle and phenomena are seen as non-dual, and this nonduality is expressed in every particular form, the Hua-yen and Tien-tai totalistic visions also entailed a reconception of theempirical world. No longer was it the product of delusion or a place ofsuffering to be escaped, but the very realm where truth is to be realizedand liberation achieved. This reconception was critical to the sinicationof Buddhism and exerted an immense impact on the subsequent de-velopment of Buddhism in East Asia.29

    Japanese Beginnings: Saich and Kkai

    Original enlightenment thought in Japan may be said properly tohave begun in the time of Saich (767822) and Kkai (774835).These two men are revered as the founders, respectively, of the Japa-nese Tendai and Shingon schools, which rose to prominence during theHeian period.30 The six schools of Buddhism in the preceding Nara

    10 Perspectives and Problems

  • period (710794) were largely under state control, and their templeswere located in the capital at Nara. In contrast, the monastic centers es-tablished by Kkai on Mt. Kya and by Saich on Mt. Hiei stood at someremove from the new capital of Heian-ky and enjoyed greater inde-pendence from the government. Both Tendai and Shingon introducedremarkable innovations in doctrine and practice. Over and against thegradualist models of liberation upheld by the Nara schools, they re-garded enlightenment as accessible in the near future, perhaps even inthis lifetime.

    Kkai must be acknowledged as the rst Japanese Buddhist to en-gage seriously the concept of original enlightenment. Heir to a conti-nental tradition of Hua-yen and Chen-yen ( Jpn. Shingon) interactions,Kkai ranked Hua-yen ( Jpn. Kegon) just below the esoteric teachingsin his doctrinal classication of the ten stages of mind and drew heav-ily on Hua-yen thought in his systematization of the esoteric teachings.31

    In particular, he drew extensively on the Shih Mo-ho-yen lun (Treatise in-terpreting the Mahyna), said to be Ngrjunas commentary on theAwakening of Faith as translated by Vddhimata (dates unknown), butprobably an eighth-century Korean apocryphon.32 This treatise rela-tivizes the distinction drawn in the Awakening of Faith between the mindas suchness and the mind as arising and perishing by postulating athird term, the nondual Mahyna (pu-erh mo-ho-yen, funi makaen) inwhich both are subsumed; Kkai identied this nondual Mahynawith the esoteric teachings. The Shih Mo-ho-yen lun also elaborates ingreat detail on original enlightenment, for example, by dividing it intoa number of subcategories.33 Basic to these is a distinction between orig-inal enlightenment as [both] tainted and pure, and original enlight-enment as clean and pure. The former is very close to the meaning oforiginal enlightenment as it appears in the Awakening of Faith: the po-tential for enlightenment inherent in the deluded mind. In the lattersense, however, it is given a more absolute reading, much closer to such-ness itself, or to the ontological basis of the nonduality of beings andthe Buddha: The Buddha nature that is original enlightenment en-compasses countless merits and neither increases nor decreases. . . .Since the beginningless past, original enlightenment that is clean andpure has not depended on practice, nor is it obtained by the power ofanother.34 Kkai drew especially on this latter usage of original en-lightenment from the Shih Mo-ho-yen lun and read it in an esoteric light,for example, as the Dharma body of the Tathgata Vairocana which isones own nature.35 Where continental thought concerning originalenlightenment, especially that of Hua-yen tradition, had interpretedthis concept in light of the one mind, in Kkais thought, it is linkedto the esoteric doctrines of identity with the cosmic Buddha and of re-alizing Buddhahood with this very body (sokushin jbutsu).36 Kkais un-

    What Is Original Enlightenment Thought? 11

  • derstanding of original enlightenment and his use of the Shih Mo-ho-yen lun would eventually inuence thinkers within the Japanese Tendaitradition, such as Annen (841?).

    Saich, the founder of Japanese Tendai, did not develop hongaku asa doctrinal category; the term as such occurs only once in his authenti-cated writings, and there, in a quotation from another source.37 Never-theless, he is important to the development of medieval Tendai originalenlightenment thought. Though he journeyed to China to further hisstudy of Tien-tai teachings and presented himself as a transmitter ofTien-tai Buddhism to Japan, Saich was responsible for a number ofinnovations in thought and practice that, over time, would deeply dif-ferentiate Japanese Tendai from its continental predecessor. Withoutthese innovations, Japanese Tendai original enlightenment thoughtwould not have emerged. Medieval Tendai hongaku thought thus has twomajor Japanese Buddhist sources: Kkais appropriation of continentaloriginal enlightenment thought as expressed in the Shih Mo-ho-yen lun,and Saichs innovations in Tendai Buddhism. Among the latter, themost signicant are Saichs understanding of the one vehicle, his ad-vocacy of bodhisattva precept ordinations, and his insistence on the unityof esoteric and exoteric teachings.

    Saich and the One Vehicle

    The Lotus Stra is central to the Tien-tai/Tendai tradition, which re-gards it as the culmination of the Buddhas teachings, preached duringthe last eight years of his life. Some Mahyna stras deny the validity ofthe two lesser vehicles (Hnayna)the vehicle of the 5rvaka or voice-hearer, culminating in the state of the arhat and, at lifes end, in nalnirva, and the vehicle of the pratyeka-buddha or independently en-lightened private Buddha, also culminating at death in nal nirvaand supplant both with the bodhisattva vehicle, which leads to supremeBuddhahood. The Lotus, however, while maintaining the superiority ofthe bodhisattva vehicle, subsumes all three within the one Buddha ve-hicle. Within the Buddha lands of the ten directions, it says, there isthe Dharma of only One Vehicle. There are not two, nor are there yetthree.38 The stra acknowledges that the Buddha did indeed teach threepaths or vehicles, yet this threefold division of the Dharma was appar-ent, not real; it represents the Buddhas skillful means (upya, hben) setforth in response to the varying capacities of his followers. His true in-tention was to lead all beings to the supreme enlightenment representedby the one Buddha vehicle.39

    Saich understood the one vehicle in terms of the universal poten-tial for Buddhahood. This was by no means a new idea; virtually all Chi-nese Mahyna traditions upheld that Buddhahood is ultimately at-tainable by all. The sole exception was the Fa-hsiang ( Jpn. Hoss) school,

    12 Perspectives and Problems

  • the branch of Yogcra that had been established by Hsan-tsang (602664) and his disciple Kuei-chi (632682). In Japan, Hoss had becomethe most inuential of the Nara Buddhist schools, and Saich developedunique arguments for the universality of Buddhahood in written debatewith a Hoss scholar named Tokuitsu. Their debate spanned only fouryears, from 817 through 821, but Saich produced the vast majority ofhis doctrinal writings in this context.40

    As a Hoss scholar, Tokuitsu distinguished two kinds of Buddha na-ture: Buddha nature as suchness or principle (ri-bussh), which is uni-versal, and active Buddha nature (gy-bussh), which is not. Ri-bussh isquiescent and does not manifest itself in the phenomenal world; thusthe universality of the Buddha nature in this sense does not mean thatall people can become Buddhas. Realizing Buddhahood depends on gy-bussh, which consists of untainted seeds present in the laya con-sciousness since the beginningless past. Those who possess such seedscan become Buddhas; those who lack them can never attain Buddha-hood, no matter how hard they may strive. Hoss thought additionallypostulates two other kinds of untainted seeds that a person might pos-sess: seeds enabling one to become a 5rvaka or a pratyeka-buddha. Someindividuals are presumed to have two or three of these different kindsof untainted seeds. Such persons are said to be of undetermined nature( fujsh), in that which of the three kinds of seeds will develop in themthat is, whether they will become 5rvakas or pratyeka-buddhas, who canachieve arhatship, or bodhisattvas, who can achieve Buddhahoodis un-certain. There are also persons lacking untainted seeds altogether, whocan never attain liberation of any kind. They can, however, achieve im-proved rebirths in the human and heavenly realms through religiousefforts.

    From the perspective of this Hoss doctrine, called the distinctionof ve natures (gosh kakubetsu), Tokuitsu argued that the division of theDharma into three vehicles represented the Buddhas true intent: somepeople really were destined to become arhats, pratyeka-buddhas, or bod-hisattvas. On the other hand, the Lotus Stras teaching of the one vehi-cle was a provisional expedient set forth to encourage those of the un-determined group, some of whom might be capable of practicing thebodhisattva path and becoming Buddhas. For Saich, however, it was justas the Lotus declared: the three vehicles were provisional and the onevehicle, true; Buddhahood was the nal destiny of all. In support of hisposition, Saich drew on a variety of sources. One was Fa-tsangs com-mentary on the Awakening of Faith, specically, its distinction betweensuchness that is unchanging ( fuhen shinnyo) and suchness that accordswith conditions (zuien shinnyo). Like Fa-tsang, Saich argued that such-ness has a dynamic as well as a quiescent aspect. In its dynamic aspect,it expresses itself as all phenomena and also has the nature of realizing

    What Is Original Enlightenment Thought? 13

  • and knowing (kakuchi sh).41 Thus there is no need to postulate seeds inthe laya consciousness as the source of the phenomenal world or as thecause, in some individuals, for achieving Buddhahood. Saich equatedsuchness in its dynamic aspect with gy-bussh; since suchness is univer-sal, he argued, everyone has the potential to realize Buddhahood.

    Saichs appropriation of the two aspects of suchness was reminiscentof the move made by Chan-jan, who had also drawn on this aspect of Fa-tsangs thought to argue the Buddha nature of insentient beings. Saichhad been ordained under the Kegon (Ch. Hua-yen) master Gyhy andhad studied texts of the Kegon/Hua-yen traditionincluding the Awak-ening of Faith and Fa-tsangs commentarybefore being drawn to Tien-tai thought. He also studied in China with two of Chan-jans disciples,Tao-sui and Hsing-man, who belonged to a generation when Hua-yenterminology and concepts were being incorporated into Tien-tai Bud-dhism. Thus it is hardly surprising that Saichs Tendai doctrine reectssome Kegon/Hua-yen ideas.42 Along with the classic Tien-tai empha-sis on the nonduality of pure and impure, delusion and enlightenment,inherent in every concrete phenomenon, Japanese Tendai writingsfrom Saich on would include elements of a more Kegon style, suchas notions of an originally pure mind. In this case, however, Saichs un-derstanding of suchness according with conditions had a unique twistnot found either in Chan-jans Chin-kang pei or in Hua-yen teachings.Saich referred to the unchanging, quiescent view of suchness as a one-sided truth (hen shinri) pertaining to the three vehicles, and to the dy-namic view of suchness as truth according with the middle (ch shinri)and the teaching of the one vehicle.43 This reading not only acknowl-edges two aspects of suchness but establishes a hierarchy between thetwo in identifying the dynamic aspect of suchnessits expression as thephenomenal worldwith the Tien-tai category of the middle and withthe one vehicle of the Lotus. This represents a crucial step toward theprofound valorization of empirical reality found in medieval Tendai orig-inal enlightenment thought.44

    Exclusive and Inclusive Readings

    Saichs interpretation of the one vehicle is also reected in his con-tributions to doctrinal classication. The project of doctrinal clas-sication (Ch. pan-chiao or chiao-pan; Jpn. kyhan) developed in Chinathrough the efforts of Chinese Buddhists to organize into coherent sys-tems the mass of Buddhist texts introduced from India and CentralAsia.45 Peter N. Gregory has pointed out that these doctrinal classi-cations served three kinds of purposes: hermeneutical, sectarian, andsoteriological. Hermeneutically, they attempt to uncover a unied frame-work underlying the diversity of Buddhist teachings and within whichthose teachings can be systematized. Typically, the framework takes the

    14 Perspectives and Problems

  • form of a hierarchy or graded sequence of teachings; thus schemes ofdoctrinal classication also work to legitimize the claims of particularsectarian traditions to be the most authoritative. And soteriologically, theyfunction as models of the path, in which successive levels of teachingscorrespond to stages of attainment traversed by the practitioner.46 Doc-trinal classications range from simple binary schemes (e.g., suddenand gradual) to highly elaborate systems, such as the ve periods andeight teachings (wu-shih pa-chiao, goji hakky) of the Tien-tai tradition.47

    Within the Tien-tai/Tendai tradition, doctrinal classications havedrawn on the claim that all teachings are opened and integrated in theone vehicle (ichij kaie) of the Lotus Stra. Historically, interpretationsof this opening and integration have developed in two general direc-tions. From an absolute standpoint (zettai kaie), because the one vehicleis all-encompassing, nothing exists outside it to which it might be con-trasted. Once grounded in the one vehicle, the distinction betweentrue and provisional is dissolved; understood in this light, all teach-ings become expressions of the one vehicle. This is an inclusive read-ing, in which all teachings in effect become true. But from a relativestandpoint (stai kaie), the distinction is preserved between the provi-sional teachings, which are opened and integrated, and the true teach-ing, which opens and integrates them. This is an exclusive reading, onethat emphasizes the superiority of the Lotus Stra over all other teach-ings.48 Both kinds of interpretations recur throughout the Tien-tai/Tendai tradition, though one mode may predominate depending on theindividual work or thinker as well as on historical circumstances. Un-surprisingly, exclusive readings come to the fore in sectarian polemics,where Tien-tai or Tendai positions are being argued against those ofother traditions. However, both inclusive and exclusive readings exhibitall three aspects of doctrinal classication schemeshermeneutical, sec-tarian, and soteriologicalthat Gregory has noted.

    In his schemes of doctrinal classication, Saich developed both ex-clusive and inclusive readings of the one vehicle that would be impor-tant to the development of medieval Tendai thought and practice. Inhis written debates with Tokuitsu, Saich argued the superiority of theLotus over all other teachings from a number of angles. For example, heasserted that the Lotus alone represents the standpoint of effect, or theBuddhas enlightenment (kabun); other stras, such as the Avatamsaka,reect the standpoint of cause, or of those still in the stages of culti-vation (inbun).49 He also distinguished the Lotus as the direct path( jikid) or great direct path (daijikid) to enlightenment, in contrast toboth the roundabout path of the Hnayna and the path requiringkalpas followed by bodhisattvas of provisional Mahyna.50 In Saichsview, a practitioner of the Lotus endowed with unusually keen facultiesmight even be able to realize Buddhahood with this very body (sokushin

    What Is Original Enlightenment Thought? 15

  • jbutsu), though he conned this possibility to persons who had alreadyachieved the rst abode, or the fth of the six stages of identity, which,according to Tien-tai doctrine, comprise the Buddhist path.51 Practi-tioners of lesser faculties would be able to realize Buddhahood in thenext lifetime, or in the lifetime after that.52 As discussed below, the doc-trine of realizing Buddhahood with this very body, as interpreted bySaichs disciples, was crucial to the development of medieval Tendaioriginal enlightenment thought. Saich also interpreted the Lotus Straas particularly suited to the time and to the capacities of the Japanesepeople, claims that would be further developed in the thought ofNichiren (12221282).53

    However, based on the idea of its superiority to all other teachings,Saich also developed inclusive readings of the Lotus Stra. One sees this,for example, in his concept of the three kinds of Lotus Stra (sanshuHokke), by which he interpreted the stra passage: The Buddhas, by theirpower of skillful means, with respect to the one Buddha vehicle makedistinctions and preach it as three. . . . There is only the one Buddha ve-hicle.54 Saich wrote: With respect to the one Buddha vehicle indi-cates the fundamental Lotus (konpon Hokke); make distinctions andpreach it as three, the hidden and secret Lotus (onmitsu Hokke); and thereis only the one Buddha vehicle, the Lotus that was explicitly preached(kensetsu Hokke). Apart from the [Stra of the Lotus] Blossom of the Wonder-ful Dharma, there exists not [even] a single phrase of another stra.55From this inclusive standpoint, Lotus Stra means not only the actualtext of that name (i.e., the Lotus that was explicitly preached), but theconsistent intent underlying the Buddhas lifetime teachings (the fun-damental Lotus), as well as all stras other than the Lotus, in which, dueto the immaturity of his hearers capacity, that intention is not fully re-vealed (the hidden and secret Lotus). This reading would inform doc-trinal classications that developed in the context of medieval Tendaioriginal enlightenment thought.

    Most important to the later Tendai tradition, Saichs attempts to in-tegrate all teachings within the one vehicle of the Lotus Stra were notmerely conceptual but also extended to practice. While in China, he re-ceived instruction or ordination in four traditions: Tien-tai doctrineproper; esoteric teachings; Chan, of the Ox-head and Northern schools;and the bodhisattva precepts.56 To some extent, these multiple trans-missions reect the tendency of Chinese Tien-tai monks of the time toadopt elements from other traditions.57 But they also suggest Saichsconviction that all teachings could be unied within the one vehicle. Itis not altogether clear how Saich himself envisioned the integration ofthese four. Based on the Naish Bupp kechimyaku fu, Saichs record ofthe lineages of the transmissions he had received, Paul Groner has sug-gested that Saich may have intended to unify them by tracing all four

    16 Perspectives and Problems

  • back to a single Buddha4kyamuni, identied with Vairocana (Ru-shana or Birushana in Japanese), who is the Buddha asssociated with boththe Fan-wang ching and the esoteric teachings.58 The task of systemati-cally unifying these four traditions would fall to Saichs disciples andled to distinctive developments within Japanese Tendai that sharply dif-ferentiate it from the continental Tien-tai tradition.

    The Bodhisattva Precepts

    In Saichs day, Buddhist ordinations in East Asia were usually per-formed by conferring the precepts of the Ssu fen l (Vinaya in four parts),the vinaya or monastic code of the Dharmagupta school, comprising 250rules for monks and 348 for nuns. Many monastics subsequently receivedan additional set of bodhisattva preceptsguidelines for conductfound in a number of Mahyna strasto conrm their commitmentto the Mahyna. These same bodhisattva precepts were also conferredon lay people to enable them to form a closer connection with Buddhism.The most widely used set of bodhisattva precepts occurs in the fth-century apocryphal Fan-wang ching (Brahm-Net Stra), which includesa list of ten major and forty-eight minor precepts.59 The Chinese vinayamaster Chien-chen ( Jpn. Ganjin, 688763), invited by the Japanese courtto help regularize monastic ordinations in Japan, is thought to have con-ferred the Fan-wang precepts on Emperor Kken and more than fourhundred others, as well as on Japanese monks whom he had previouslyordained with the precepts of the Ssu-fen l.60 While the Ssu-fen l pre-cepts technically represented the vinaya of a Hnayna school, theywere seldom regarded as Hinayanista pejorative termbut were in-terpreted in a Mahyna light.61

    Saich, as is well known, deprecated the Ssu-fen l as Hnayna pre-cepts and argued that Tendai novices should be ordained as bodhi-sattva monks with the precepts of the Fan-wang ching. With this radicalmove, Saich challenged the authority of the Nara schools, who con-trolled the three state-sponsored ordination platforms, and freed his dis-ciples from the need to interrupt their training on Mt. Hiei to journeyto Nara for ordination. He also sought to remove his newly inauguratedTendai school and its program of education from the jurisdiction of thegovernment Ofce of Monastic Affairs (Sg), which was dominated byprominent monks of the Nara schools, especially of the rival Hossschool.

    However, Saich also had doctrinal grounds for his advocacy of thebodhisattva precepts. He called them the perfect precepts (enkai),meaning that he assimilated them to the Lotus Stra and the Tien-tai/Tendai teaching of universal Buddha nature.62 Of the three kinds oflearning (sangaku) that comprise the Buddha Way, Saich held that per-fect meditation and perfect wisdom (i.e., doctrinal teachings) had al-

    What Is Original Enlightenment Thought? 17

  • ready emerged within Tien-tai Buddhism; the perfect precepts, how-ever, had yet to be established.63

    In this connection, Shirato Waka has suggested a possible link betweenSaichs understanding of the Fan-wang precepts and the later emer-gence of Tendai original enlightenment thought.64 The Fan-wang chingdescribes its bodhisattva precepts as the fundamental source of all Bud-dhas, the fundamental source of all bodhisattvas, the seeds of the Bud-dha nature. All sentient beings have the Buddha nature. All things withconsciousness, form and mental activity, all sentient [beings] with men-tal activity, are all included within [the purview of] these Buddha-natureprecepts. . . . The fundamental source of precepts for all sentient beingsis pure in itself.65 Here the bodhisattva precepts are said to be groundedin the Buddha nature. Since all beings have the Buddha nature, they in-cline naturally toward these precepts. Saich further developed this ar-gument: These are the precepts which are [based on] the constantlyabiding Buddha nature, the original source of all living beings, pure inits self-nature and unmoving like empty space. Therefore, by means ofthese precepts, one manifests and attains the original, inherent, con-stantly abiding Dharma body endowed with the thirty-two marks.66 Inthis reading, the precepts are no longer an externally imposed set of reg-ulations or moral guidelines, but an expression of innate Buddhahoodand also the direct cause for its realization. Because the Buddha natureis innate, all people, clerics and laity alike, can readily practice the bodhi-sattva precepts, and by practicing these precepts, innate Buddhahood isnaturally manifested. This theme is related to Saichs idea of the Lotusas opening the direct path ( jikid) to the speedy realization of Bud-dhahood.67 This view of practice (in this case, of the precepts) as simul-taneously both the effect and the cause of Buddhahood would be de-veloped in later Tendai hongaku thought.

    Saichs reception of the bodhisattva precepts appears to have in-uenced later original enlightenment discourse in another way as well.The Fan-wang ching precepts stress attitude and intention; they do notinclude instructions in protocol for monastic assemblies and were notdesigned to serve as the sole guideline for regulating a renunciate com-munity. In adopting them for purposes of initiating bodhisattva monks,Saich himself clearly never intended that high standards of monasticdiscipline be compromised. He not only mandated twelve years unin-terrupted study on Mt. Hiei but left nal instructions for his disciplesexhorting them to extreme frugality in matters of food, clothing, bed-ding, and the like.68 He also instructed that, after twelve years of train-ing on Mt. Hiei, when they would no longer be in danger of backsliding,monks should provisionally receive the Hnayna Ssu-fen l ordina-tion.69 However, Saich died before he could fully elaborate his inter-pretation of the precepts in terms of either doctrine or practical appli-

    18 Perspectives and Problems

  • cation, and understandings differed considerably even among his im-mediate disciples.70 Before many decades had passed, under the in-uence of esoteric interpretations of the precepts and the need to ac-commodate the lifestyles of growing numbers of aristocrats seekingcareers as Tendai monks, lenient readings would prevail. Especiallyinuential in this regard was the Futs jubosatsukai kshaku (Extensive ex-planation of the bodhisattva precept ordination) of the ninth-centuryTendai monk Annen, systematizer of Tendai esoteric thought, which in-terprets the bodhisattva precepts as instilling a Mahyna attitude, ratherthan mandating particular forms of conduct.71 Annen, for example, heldthat all precepts are inherent in the precept-essence (kaitai); by receiv-ing the precept-essence, one realizes Buddhahood in this very body.Through such interpretations, emphasis shifted from observance of theprecepts as moral guidelines or institutional regulations to the ceremonyof ordination itself, understood increasingly as esoteric initiation and aguarantee of realizing Buddhahood. By the medieval period, notions offormless, originally inherent perfect and sudden precepts (endonkai),Lotus one-vehicle precepts (Hokke ichijkai), or unproduced diamondprecepts (musa kong hkai) came to supersede literal adherence to thespecics of the Fan-wang ching precepts.72 These formless readings ofthe precepts put forth within the inuential Tien-tai school inuencedother Buddhist traditions as well and have been seen by many scholarsas contributing to a decline in monastic discipline in the latter Heianperiod.73 Formless understandings of the precepts, rooted remotely inSaichs advocacy of bodhisattva precept ordinations, were also linkedto an important strand of early medieval Buddhist discourse, found inboth Tendai and some of the new Kamakura Buddhist movements, whichdenies the validity of precepts in the Final Dharma age (mapp mukai)and makes liberation dependent on faith or insight, rather than on thecultivation of morality or the accumulation of merit through gooddeeds.74

    Saich and the Esoteric Teachings

    The esoteric teachings (mikky) are also known as the Vajrayna (Di-amond Vehicle), Mantrayna (Mantra Vehicle), Tantric Buddhism, or,in Japan, shingon.75 The major forms of Mikky to be established inJapanthe great esoteric systems of Shingon and Tendaicenter onDainichi Nyorai (Skt. Vairocana or Mahvairocana Tathgata), who is nei-ther a historical gure nor a supramundane being but the Buddha asDharma body, that is, the truth without beginning or end that is inher-ent in all things. All other Buddhas are seen as manifestations of this cos-mic Buddha; so indeed is the universe itself. All visible forms are the Bud-dhas body, all sounds are the Buddhas voice, and all thoughts are theBuddhas mind, though the unenlightened do not discern this. How-

    What Is Original Enlightenment Thought? 19

  • ever, through the practice of the three mysteries (sanmitsu)mdras, orritual hand gestures; mantras, sacred syllables or phrases; and medita-tions on specic objects of worship (honzon)the initiate is able to real-ize his identity with the cosmic Buddha.76 Esoteric ritual was also highlyvalued for its magical achievement of worldly ends, such as good har-vests, healing, timely rainful, the prevention of disaster, prosperity, sub-jugation of enemies, placation of vengeful spirits, and sexual fulllment.The perceived power of esoteric rites to effect these and other concreteends led to widespread patronage of Mikky ritualists by the court andby powerful aristocrats. Modern scholars have tended to dismiss esotericrituals conducted for apotropaic or other wish-fullling purposes as in-ferior to, or even a corruption of, the high soteriologial aspects of theMikky tradition; however, there is little indication that esoteric adeptsof the premodern period shared this view. To the contrary, the perfor-mance of esoteric rites for both spiritual liberation and practical, worldlyends reected Mikky emphasis on the nonduality of samsra andnirva, and of ultimate and mundane truth.77

    While various strands of esoteric Buddhism had existed in Japan sincethe Nara period, Saich and Kkai are generally credited with its formalintroduction and establishment. In China, Kkai was initiated into arecently developed rybu (two-part) esoteric system that united the lin-eages of the Diamond Realm (Skt. Vajradhtu, Jpn. Kongkai) andMatrix Realm (Garbhadhtu, Taizkai) mandalas, which are based re-spectively on the esoteric scriptures Chin-kang-ting ching (Skt. Vajra5ekhara-stra; Jpn. Kongch-ky ) and Ta-pi-lu-che-na ching or simply Ta-jih ching(Mahvairocana-stra, Dainichi-ky).78 The rybu tradition was handeddown within Kkais Shingon school, while the Tendai school was toadopt a three-part system that joined to the lineages of the Diamondand Matrix Realms a third esoteric tradition based on the Su-hsi-ti ching(Soshitsuji-ky), a scripture related to the Ta-jih-ching. Saichs own initi-ation in China into the esoteric teachings had not been as detailed asKkais.79 Thus for seven years, from 809 through 816, he made a pointof borrowing and copying esoteric texts from Kkai and even receivedan abhi3ekha or esoteric initiation from him, as did several of his leadingdisciples. However, the initially cordial relations between the two meneventually broke down as a result of their divergent understandings ofMikky.80 Where Kkai saw the esoteric teachings as fundamentally dis-tinct from and superior to the exoteric teachings (kengy), Saich main-tained the unity of the two and sought to integrate Mikky within theframework of the Lotus-based teachings of the Tendai school.81 DuringSaichs lifetime, monastic training on Mt. Hiei was divided into two ar-eas of specialization, whereby monks followed either the meditationcourse (shikang), based on Chih-is great treatise on meditation, the Mo-ho chih-kuan ( Jpn. Maka shikan, Great Calming and Contemplation) or

    20 Perspectives and Problems

  • the esoteric course (shanag), focusing on the Ta-pi-lu-che-na ching ( Jpn.Daibirushana-ky ), on which the Matrix Realm mandala is based.82 Saichdid not live long enough to work out a thorough synthesis of esotericBuddhism and the one-vehicle teaching of the Lotus Stra, and the taskwould be carried on by his disciples. The integration of Tendai/Lotusdoctrine and the esoteric teachings (enmitsu itchi) would become a ma-jor feature distinguishing Taimitsuthe Mikky that developed withinTendaifrom that of Tmitsu, the Mikky of Kkais Shingon tradition,and was essential to the development of medieval Tendai hongakuthought.83

    Roots in Early Japanese Tendai The major gures in the development of Taimitsu thought were Ennin(794864), Enchin (814891), and Annen (841?). Like Saich, Enninand Enchin employed the term original enlightenment only rarely;even in the works of Annen, where it appears more frequently, most ocur-rences are in quotations from other writings, and the term is used notin a distinctive sense, but in a manner synonymous with other terms forinherent liberative potential, such as suchness or Buddha nature.84

    Nevertheless, the work of these men, especially Annen, laid the neces-sary intellectual foundation for the emergence of a distinct Tendai orig-inal enlightenment thought in the medieval period. Taimitsu thoughtis too complex to discuss in detail here, nor is it feasible to explore theideas of these three systematizers one by one. However, it will be usefulto outline those general developments within Taimitsu thought that wereto prove most signicant in shaping the medieval hongaku discourse.

    Esotericizing the Lotus StraIn his Jjshin ron (Treatise on the ten stages of mind), Kkai estab-

    lished ten stages of religious development, corresponding to ten levelsof teaching, among which he ranked Mikky the highest.85 He relegatedthe Tendai-Lotus teachings to stage eight. In contrast, the Taimitsuthinkers, following Saich, were concerned to establish that the LotusStra and Mikky formed a unity. Traditional Tien-tai schemes of doc-trinal classication had been developed before the introduction of theesoteric teachings to China and so did not take account of them. Thus,establishing the relationship of the Lotus to the esoteric teachings de-manded of the Taimitsu scholars a creative rethinking of existing doc-trinal classications and the postulating of new ones. While their argu-ments varied, all in effect sought to redene the Lotus as an esotericscripture.

    The rst to attempt this systematically was Saichs disciple Ennin. En-nin put forth the notion of the one great perfect teaching (ichidai en-

    What Is Original Enlightenment Thought? 21

  • gy), in which the whole of Buddhism was encompassed.86 Based on thisunderlying unity, however, a distinction was to be drawn between esotericand exoteric teachings. Ennin drew this distinction in various ways: forexample, he wrote, the exoteric teachings were expounded in accord withtheir auditors capacity (zuitai), while the esoteric teachings were ex-pounded from the Buddhas own enlightenment (zuijii); exoteric teach-ings require many kalpas of practice to attain Buddhahood, while in theesoteric teachings, Buddhahood can be realized immediately; exotericteachings elucidate suchness only in its quiescent aspect (shinnyo fuhen)and thus separate the true nature of things from their outward appear-ance, while the esoteric teachings reveal that suchness manifests the phe-nomenal world in accordance with conditions (shinnyo zuien), thus teach-ing the nonduality of nature and appearance, and so forth.87 Within thecategory of esoteric teachings, Ennin included such Mahyna strasas the Avatamsaka, the Vimalakrti, the praj-pramit stras, and of coursethe Lotus, along with the Ta-jih ching and the Chin-kang-ting ching. How-ever, the Lotus in fact says nothing about esoteric ritual performance. Hav-ing dened it as an esoteric scripture, Ennin found another distinctionto be necessary. All esoteric scriptures were equal in principle, he said,in that they taught the nonduality of worldly and ultimate truth, but theydiffered in their treatment of specic practices. That is, the Lotus was es-oteric in principle alone (rimitsu), while the Ta-jih ching and other strasthat set forth the specics of mdras, mantras, and mandalas to be usedin esoteric performance were esoteric in both principle and actualspecics ( jiri gumitsu).88 In short, Ennin borrowed Saichs argument thatthe three vehicles are provisional and the one vehicle is true, and recastit to assert that the three vehicles are exoteric, and the one vehicle, eso-teric. However, where Saich had relegated Mahyna stras other thanthe Lotus (such as the Avatamsaka) to the status of provisional teachings,Ennin included them in the one, esoteric vehicle; but where Saich hadseen the Lotus and the esoteric teachings as equally representing the cat-egory of true teaching, Ennins distinction between stras that are es-oteric in principle (rimitsu) and stras that are esoteric in both principleand practice ( jiri gumitsu) made it possible to regard the Ta-jih ching andChin-kang-ting ching as superior to the Lotus in clarifying matters of eso-teric performance. This distinction was further developed in the writingsof Enchin.89 Enchin also addressed the issue of where the Ta-jih ching wasto be placed in the traditional Tien-tai classication of the ve peri-ods (goji) and concluded that it belonged in the fth and highest pe-riod, along with the Lotus and Niva stras. In so doing, he sought torebut the arguments of Chinese Tien-tai masters Kuang-hsiu (770844?)and his disciple Wei-chan (d.u.), who had relegated it to the third, vai-pulya period, which in Enchins view did not give sufcient weight to theesoteric teachings. But he sought also to counter the claims of Kkai, who

    22 Perspectives and Problems

  • had ranked the Tendai/Lotus teachings in eighth place, two steps belowthe esoteric teachings, in his ten stages of mind.90

    A further development in the notion of the one great perfect teach-ing occurs in Annens Shingonsh kyji gi (The meaning of teaching andtime in the shingon school), with his concept of the four onesoneBuddha, one time, one place, and one teaching:

    All Buddhas are called the one Buddha; all times are called the onetime; all places are called the one place; all teachings are called theone teaching. . . . The originally inherent, constantly abiding Buddhawho is without beginning or end is called all Buddhas; the [always]equal time that is without beginning or end is referred to as all times;the palace of the dharma realm that is without center or periphery iscalled all places; and the teaching that pervades all vehicles and makesones mind realize Buddhahood is called all teachings.91

    Annens subsuming of all teachings in the one great perfect teach-ing goes beyond the earlier interpretations of the one vehicle put forthby Saich and Ennin, in that it includes not only the teachings attrib-uted to the historical Buddha 4kyamuni but those of all Buddhasthroughout the three time periods [past, present and future] and theten directions [the eight points of the compass, up and down]. Nor isit about the unity of the teaching alone, but of the whole of time andspace, which is afrmed as the realm where the originally inherent Bud-dha constantly and universally preaches to living beings. Annens fourones were clearly inuenced by esoteric concepts of the Dharma-bodyBuddha whose body and mind are identied with the entire phenome-nal world.

    Annens afrmation of all teachings as the one teaching is made fromthe standpoint of what he understood to be the Buddhas own intent.From the standpoint of the Buddhas preaching according to his listen-ers capacity, however, distinctions were to be drawn.92 On this basis, An-nen established a hierarchical scheme of ve doctrinal categories:Tripi\aka, shared, specic, perfect, and esoteric. These represent the fourcategories of teaching in the classic Tien-tai pan-chiao scheme, withMikky superimposed as the highest category. Unlike Enchin, who hadincluded Mikky and the Lotus in the same category, Annen used thedistinction between Mikky in principle alone and Mikky in bothprinciple and actuality to rank the latter in highest place.93 SinceMikky represented the one great perfect teaching of all Buddhas, tran-scending both time and space, it could not, in his estimation, properlybe tted into a categorization of the teachings of the historical Buddhabut must be placed above them. So thoroughly esotericized did Tendaidoctrine become in Annens thought that he habitually designated hisschool not as Tendai/Lotus, but as shingon (shingonsh).

    What Is Original Enlightenment Thought? 23

  • In this way, among Saichs later followers, the traditional Tien-taiperfect teaching (engy) based on the Lotus Stra was fused withMikky in the one great perfect teaching. Their writings recapitu-late Saichs move to incorporate all teachings within the Lotus, but inesoteric terms. That is, rather than encompassing Mikky within theframework of the one vehicle of the Lotus as Saich had intended, Tai-mitsu developed an esoteric reading of the one vehicle that tended tosubsume the Lotus within Mikky, a tendency especially evident in An-nens writings. In any event, the two traditions became inseparably in-tertwined and came to share a common vocabulary. Medieval Tendaihongaku thought would emerge in large part as an attempt to reinter-pret traditional Tien-tai/Tendai doctrines through the lense of an es-otericized sensibility.

    Redening the Buddha

    As the Lotus came to be understood within Taimitsu as an esotericscripture, a corollary need was perceived to identify its Buddha with theBuddha of the esoteric teachings. Kkai had argued, as part of his claimfor the superiority of the esoteric teachings, that exoteric stras (whichfor Kkai included the Lotus) had been preached by 4kyamuni as themanifested body (nirma-kya), the human Buddha who appears inthis world, while the esoteric teachings were preached by Dainichi as theDharma body, that is, universal and timeless truth conceived of as theBuddhas body. If the Lotus Stra were to be claimed as an esoteric s-tra, it was necessary for the Taimitsu thinkers to overcome this distinc-tion. This they did by nding ways to identify the two Buddhas.

    The Buddha of the Lotus Stra appears in that text in two forms. Firsthe is presented simply as the historical Buddha, 4kyamuni, who attainedenlightenment at the age of thirty under the Bodhi tree. But the eleventhchapter suggests that he is more than this: all Buddhas in the worlds ofthe ten directions are shown to be his emanations.94 This foreshadowsthe dramatic revelation of the sixteenth chapter, called Fathoming theLifespan of the Tathgata (Nyorai jury-hon), in which 4kyamuni de-clares that countless myriads of kalpas have passed since he attained Bud-dhahood, and that ever since then, he has been constantly in this world,preaching the Dharma in various guises and by various skillful means.Chih-i had divided the stra into two parts of fourteen chapters each,according to these two presentations of the Buddha.95 The rst fourteenchapters, called the trace teaching (shakumon), present the Buddha asa manifest trace (suijaku) or historical appearance, while the latter four-teen chapters, called the origin teaching (honmon), present him in hisoriginal ground (honji) as the Buddha who rst attained enlightenmentin the inconceivably remote past. The relevant passage of the Fathom-ing the Lifespan chapter reads:

    24 Perspectives and Problems

  • In all the worlds, gods, men, and asuras all say that the present 4kya-munibuddha left the palace of the 4kya clan and at a place not farremoved from the city of Gay, seated on the Platform of the Path, at-tained anuttarasanmyakusambodhi. And yet, O good men, since I infact achieved Buddhahood it has been incalculable, limitless hundredsof thousands of myriads of millions of nayutas of kalpas. For example,one might imagine that in the ve hundred thousand myriads of mil-lions of nayutas of asamkheyas of thousand-millionfold worlds thereis a man who pounds them all to atoms, and then, only after passingeastward over ve hundred thousand myriads of millions of nayutasof asamkheyas of realms, deposits one atom, in this way in his eastwardmovement exhausting all these atoms. . . . If these world-spheres [thatthe man has passed], whether an atom was deposited in them or not,were all reduced to atoms, and if each atom were a kalpa, the time sincemy achievement of Buddhahood would exceed even this. . . . My life-span is incalculable asamkhyeyakalpas, ever enduring, never perish-ing. O good men! The life-span I achieved in my former treading ofthe bodhisattva path even now is not exhausted, for it is twice the abovenumber.96

    A literal reading of this passage suggests that this original realization,however inconceivably long ago, did indeed take place at a specic pointin time and thus must be said to have a beginning. Nonetheless, this orig-inal Buddha (honbutsu) of the Fathoming the Lifespan chapter lenthimself more readily than did the historical 4kyamuni to identicationwith the beginningless Dharma body of Dainichi or Mahvairocana. Thusone nds, in Taimitsu writings, the development of a distinct honmonthought centering on the latter fourteen chapters of the stra and itsoriginal Buddha.97 In time, the Buddha of the Fathoming of the Life-span chapter came to be understood, like the cosmic Buddha Dainichi,as timeless, having neither beginning nor end.

    Long before the emergence of Japanese Taimitsu, or even of esotericBuddhism in East Asia, attempts had been made to identify 4kyamuniwith the Buddha Vairocana, whose name is transliterated in Chinese ver-sions of the stras as either Lu-che-na ( Jpn. Rushana) or Pi-lu-che-na(Birushana). Such identications begin in the stra literature. The sixty-fascicle Hua-yen ching says that the names 4kyamuni and Vairocanarefer to the same Buddha.98 The Fo-shuo kuan Pu-hsien Pu-sa hsing-fa ching(Stra of the Buddhas preaching on the method of contemplating Bo-dhisattva Samantabhadra), the capping stra to the Lotus, reads, At thattime the voice in space will speak these words [to the meditator]: 4kya-muni is called Vairocana Pervading All Places, and that Buddhas dwel-ling place is called Ever-Tranquil Light.99 The Fan-wang ching presentsVairocana as manifesting individual 4kyamuni Buddhas as his ema-

    What Is Original Enlightenment Thought? 25

  • nations in billions of worlds. Because he is said to have attained thesepowers as the reward of long efforts in cultivation, Vairocana in thisdepiction may properly be regarded as a recompense body (sambhoga-kya, hjin)the wisdom and supernatural attainments of a Buddhaachieved through practice, imagined as a subtle body.100

    Chinese commentators advanced various theories about the rela-tionship of these Buddhas, often in connection with discussions aboutthe various kinds of bodies that Buddhas were said to possess.101

    Chih-i, for example, citing various sources, identied Pi-lu-che-na as theDharma body, Lu-che-na as the recompense body, and 4kyamuni as themanifested bodynoting, however, that the three bodies were insepa-rable.102 Elsewhere, in a dynamic synthesis, he interpreted 4kyamuniBuddha of the Fathoming the Lifespan chapter as embodying all threebodies in one. When the Buddhas wisdom grasps the ultimate reality,that which is realized is the Dharma body; and the wisdom that realizesit is the recompense body. For the sake of living beings, this wisdom man-ifests itself in physical form as human Buddha who teaches in the world;this is the manifested body. Since the recompense body both realizes thetruth that is the Dharma body and responds to aspirations of the beingsin the form of the manifested body, Chih-i regarded it as central. How-ever, he also rejected any notion of hierarchy among the three bodies,denying that one can be seen as prior to the others.103 Chih-is theoriesno doubt contributed to Taimitsu developments on three grounds: instrengthening the identication of 4kyamuni with Vairocana; in iden-tifying 4kyamuni with the Dharma body as well as with the manifestedand recompense bodies; and in denying that the Dharma body can beseen as prior to the other two. The identication of 4kyamuni with Vairo-cana was also made by Chinese monks specializing in the esoteric teach-ings, such as I-hsing (683727) and possibly Yan-cheng (d.u.), underwhom Ennin studied.104

    In Japan, this identication is also found in Saichs writing.105 Asnoted earlier, he may even have seen it as a way to unify the various trans-missions and initiations he had received in China by tracing them to asingle source.106 After Saichs death, his successors continued to elab-orate in esoteric terms the unity of the two Buddhas. While their diversearguments are too complex to discuss at length, in essence, they re-dened 4kyamuni of the Lotus Stra, not as an individual person whohad once cultivated bodhisattva practice and achieved Buddhahood, butas an originally inherent Buddha, without beginning or end.107 He is, inAnnens words, the one Buddha who is all Buddhas, who preaches con-tinuously throughout all space and time. And, since the Dharma bodyis originally inherent in all phenomena, ordinary worldlings are inessence Buddhas, too; between the enlightened and the unenlightened,no ontological distinction whatever can be made. Redenition of the

    26 Perspectives and Problems

  • Buddha of the Fathoming the Lifespan chapter as an originally in-herent Buddha would help give rise to medieval understandings of theLotus Stra as a teaching of original enlightenment.

    In passing, we may note an early and inuential Tendai text thatreects both the esotericizing of the Lotus and the redening of its Bud-dha. This is the esoteric scripture Myh-renge sanmai himitsu sanmaya ky(Stra of the secret samaya [symbols] of the samdhi of the lotus blos-som of the Wonderful Dharma), or simply Renge sanmai-ky. Though tra-ditionally said to have been translated by the esoteric master Amogha-vajra (Ch. Pu-kung, 705774) and brought to Japan by either Kkai orEnchin, it is almost certainly a Japanese apocryphon. Only its openingverse, known today as the Hongaku san ([Hymn] in praise of original en-lightenment), is cited in Heian- and Kamakura-period texts and isthought to have been composed around Annens time, perhaps even byAnnen himself.108 The verse is as follows:

    I take refuge in the Dharma-body[Buddha],the mind of original

    enlightenment,who ever resides on the lotus pedestal

    of the mind, which is the Wonderful Dharma.

    Innately adorned with the virtues of the triple [Tathgata] body,

    The thirty-seven honored ones109

    dwell in the palace of the mind.The countless universal samdhis

    are naturally inherent,independent of cause and effect.

    The boundless sea of virtuesis originally perfect and full

    Reverently I salutethe Buddhas of the mind.

    The idea that the various samdhis or contemplations are all natu-rally inherent and independent of cause and effect would be furtherdeveloped within medieval Tendai original enlightenment thought.The Renge sanmai verse is widely cited in Tendai hongaku-related litera-ture, and commentaries on it were retrospectively attributed to majorTendai gures.110

    Valorizing the Phenomenal World

    As discussed above, the Tien-tai philosophical tradition approachedthe universality of truth from the standpoint of phenomena (shih, ji), in

    What Is Original Enlightenment Thought? 27

    kimy hongaku shin hosshin

    jj myh shin rendai

    honrai gusoku sanjin toku

    sanj shichison j shinj

    fumon jinju shozanmaionri inga hnengu

    muhen tokkai hon enman

    gen ga chrai shin shobutsu

  • that each concrete phenomenon is held to embody in itself the three-fold truth of emptiness, conventional existence, and the middle. Thisemphasis on the phenomenal was underscored in Saichs appropria-tion of the doctrine of suchness according with conditions in a way thatgave priority to the dynamic aspect of suchness, that is, its expression asthe phenomenal world.

    With the development of Taimitsu, the concrete world of visible phe-nomena was accorded still greater importance. This move had a majorsource in esoteric understandings of the sensory world. Kkai hadtaught the esoteric doctrine of the six great elementsearth, water, re,wind, space, and consciousnesswhich comprise all things in the cos-mos and are the body and mind of Dainichi Nyorai. To see colors, shapes,thoughts, and so forth as body of the originally inherent Buddha is toendow them with heightened sacrality; Kkai took this one step furtherto argue that all phenomena were in fact the preaching of the Dharmabody (hosshin sepp), by which Dainichi is revealed. Such ideas were alsoeventually incorporated into Taimitsu.

    The valorization of the phenomenal world in Mikky thought wasgrounded in the bivalent meaning of the three mysteries. On the onehand, the three mysteries are all forms, sounds, and thoughts, that is,the entire phenomenal world, equated with the body, speech, and mindof the cosmic Buddha Dainichi. On the other hand, the three mysteriesare the concrete forms of esoteric practice by which identity with Dai-nichi is realized: the intricate mdras formed with the hands and body;the vocally recited mantras and dharanis; and the mental contemplationsof the holy gures represented on the mandalas. In this connection, thecategories of ri and ji, in addition to their earlier meanings of princi-ple and phenomena, assumed new connotations in the realm of eso-teric practice, ri being the timeless paradigm to be contemplated in-wardly, and ji, its physical and temporal imitation or expression in actualpractice. For example, ri is the mental visualization of the Buddha, whileji is the Buddha image standing on the altar.111 Hence the Taimitsu dis-tinction between the Lotus, which is esoteric in principle (rimitsu), andthe Ta-jih ching, which, including as it does descriptions of mdras andmantras, is esoteric in concrete form ( jimitsu). Esoteric practice, withits ritual gestures, chanting of sacred formulas, and elaborate mandalas,was valorized as the secret language and gestures of the Buddha. Itsstrong sensory and aesthetic appeal, as well as its presumed efcacy inboth soteriological and worldly matters, contributed greatly to its spreadand patronage. Under its inuence, one sees in the latter Heian perioda general shift across Buddhist traditions away from silent, introspectivecontemplation toward practices having concrete form. This is evident,for example, in the way that the Tien-tai contemplative methods in-troduced by Saich were gradually supplemented and then surpassed in

    28 Perspectives and Problems

  • popularity by such tangible acts as reading, reciting, and copying the Lo-tus Stra, and in the way that the chanting of the nenbutsu, the name ofthe Buddha Amida, emerged alongside, and eventually superseded, thesilent contemplation or visualization of the Buddha.112

    This emphasis, rooted in Mikky, on ji as the concrete forms of prac-tice by which enlightenment is said to be realized experientially also en-hanced the value accorded to ji in the broader sense as the actualitiesof the phenomenal world. The phenomenal world as the locus of truthwas expressed in the Tendai tradition by such terms as the real is iden-tical with phenomena (sokuji nishin) oran expression especially pop-ular in the medieval periodthe constant abiding of the worldly truth(zokutai jj).113 These doctrines were explicitly associated with the ori-gin teaching (honmon), or latter fourteen chapters of the Lotus Stra,114and were often supported with a passage from the stra that reads: Thedharmas dwell in a Dharma-position, / and the worldly aspect constantlyabides (ze h j hi / seken s jj).115 Along with the verse from the Rengesanmai-ky, this is one of the textual passages most frequently quoted inmedieval Tendai hongaku literature.

    A particular example of the valorizing of the phenomenal world thatoccurred in early and medieval Japanese Tendai thought may be foundin doctrinal discussion of the realization of Buddhahood by grasses andtrees (smoku jbutsu).116 This doctrine had its origins in the attempts ofChinese Buddhist exegetes to extend the potential for Buddhahood uni-versally. Tao-sheng (d. 434), disciple of the great translator Kumrajva,argued that Buddha-nature is inherent even in the icchantika, people ofincorrigible disbelief who lack the aspiration for enlightenment; Chi-tsang (549623) of the San-lun school argued that insentient beings havethe Buddha nature as well.117 However, the Chinese thinker most closelyconnected with the idea that insentient beings have the Buddha natureis Chan-jan, whose discussion of this doctrine in his Chin-kang pei has beennoted above. Chan-jan also develops the idea in his commentary onChih-is Mo-ho chih-kuan, in discussing the passage, Of every form andfragrance, there is none that is not the Middle Way.118 However, evenamong those Chinese Buddhists who upheld the possibility of the real-ization of Buddhahood by insentient beings, this was thought to dependon the realization of Buddhahood by sentient beings: because self andthe outer world are nondual, when the practitioner manifests Buddha-hood, so will that persons environment.

    In Japan, the problem of the Buddhahood of insentient beingsrefocused as the Buddhahood of grasses and treesgarnered greaterinterest and moved in a different direction. Kkai saw plants and treesas participating ontologically in the ve great elements that compose theDharma body and that therefore, without change in their essence, theymay without objection be referred to as Buddha.119 On the Tendai side,

    What Is Original Enlightenment Thought? 29

  • beginning with Saich, the discussion evolved in more complex fashion.Saich had been pressed to address the issue in his debates with Hossscholars. His opponents demanded: If, as Saich maintained, universalsuchness has the nature of awakening and knowing, was he then claim-ing that even insentient beings such as grasses and trees should be able,of themselves, to realize Buddhahood?120 From Saichs time on, Tendaischolars would argue the position that grasses and trees can indeed, ofthemselves, arouse the aspiration for enlightenment (bodhicitta, bodai-shin), cultivate practice, and achieve enlightenment. Annen in particu-lar devoted great attention to this issue.121 The doctrine of the Bud-dhahood of grasses and trees would eventually spread beyond monasticcircles and inuence rst medieval poetry and later the N drama.122

    Ideas about the enlightenment of plants are taken up in the later,medieval Tendai original enlightenment discourse, and it is there thatone rst nds concrete explanation of what exactly the enlightenmentof plants might mean. In response to the question of how plants arousethe bodhicitta, cultivate practice, and realize enlightenment, one text re-sponds: Grasses and trees already have the four aspects of emergence,abiding, change, and extinction. These are [respectively] the awakeningof aspiration, the cultivation of practice, the [realization of] enlightenedwisdom (bodai), and the nirva of grasses and trees. How could they notbelong to the category of sentient beings?123

    Here the doctrine of the Buddhahood of trees and grasses has beenassimilated to hongaku discourse, in which, to the enlightened eye, themoment-to-moment arising and perishing of the phenomenal world isnone other than the true aspect of original enlightenment.

    In contrast to Chinese discussions of the Buddha nature of insentientbeings, which aimed at asserting the universality of the Buddha nature,Japanese debates focused primarily on grasses and trees. This focus, ithas been suggested, may have reected ancient, pre-Buddhist Japaneseexperience of the numinous presence of the deities or kami in nature andwas reinforced in early medieval times by an increasing valorization ofthe natural world as a place of reclusion and enhanced soteriologicalmeaning, in contrast to the turmoil and political scheming that markedthe imperial capital of Heian-ky in the eleventh and twelfth centuries.124This suggestion may have some validity, especially in later appropriationsof the smoku jbutsu discourse outside the realm of monastic scholarship.However, it should be borne in mind that notions of the Buddhahoodof grasses and trees originated not as responses to nature, but in doc-trinal debate over the implications of claims for universal Buddhahood,and developed as a specic example of a larger tendency, emerging withinTaimitsu and esoteric Buddhist thought more generally, to see the ordi-nary phenomena of the world as the locus of ultimate truth.

    30 Perspectives and Problems

  • As discussed earlier, both Chinese Tien-tai and Hua-yen intellectualtraditions saw concrete particulars (shih) and universal principle (li) asnondual, though they approached this nonduality from different stand-points. By asserting this nonduality, they were able to reclaim the phe-nomenal world, not as a realm of suffering to be escaped, but as the lo-cus of Buddhist practice and realization. Nonetheless, in the polarity ofli and shih, concrete phenomena were still acknowledged as insub-stantial, eeting, and in that sense inferior or subordinate to mind ortrue aspect. With the development of Japanese Mikky, however, thispolarity began to shift, with increasing emphasis being placed upon therealm of the sensory and the phenomenal. In the Tendai tradition, thisshift in emphasis would culminate in the medieval discourse of originalenlightenment.125

    Shortening the Path

    A fourth critical development in early Tendai thought was a progres-sive reduction, in doctrinal interpretation, of the length of time and levelof achievement deemed necessary to realize enlightenment. Paul Gronerhas aptly termed this move shortening the path in an article of the samename. Discussion of this issue focused on the concept of realizing Bud-dhahood with this very body (sokushin jbutsu). This concept had beenintroduced to Japan by both Kkai and Saich and contrasted sharplywith the views of the Nara schools, which emphasized gradualist modelsof the Buddhist path.

    It is extremely difcult to determine which of the two men, Saich orKkai, rst advocated the concept.126 However, their sources clearly dif-fered. Kkai based himself on the Pu-ti-hsin lun (Treatise on the aspi-ration for enlightenment), an apocryphal treatise attributed to Ngr-juna, which contains the term.127 Kkais own treatise on the subject,Sokushin jbutsu gi (The meaning of realizing Buddhahood with this verybody), argues the direct realization of Buddhahood on the basis of theuniversality of the six great elements that compose the body and mindof both Dainichi and the practitioner; in the performance of the threemysteries, the identity of the body, speech, and mind of the esoteric adeptwith those of Dainichi Nyorai is realized.128 Saich, however, drew on theepisode in the Lotus Stra of the eight-year-old Nga princess, who in thespace of a moment changes into a male, completes the eight phases ofa Buddhas life, and manifests perfect enlightenment.129 In his writings,the realization of Buddhahood with this very body is linked not to eso-teric practices, but to the power of the Lotus Stra. The Nga girl, Saichpoints out, had a threefold hindrance: she was born into the animalrealm as a nga (a serpent or dragon), clearly the result of unfavorablekarma; she was female and of poor faculties; and she was young and there-

    What Is Original Enlightenment Thought? 31

  • fore had not been able to devote many years to religious practice. Nev-ertheless, through the wondrous power of the Lotus, she was able to at-tain Buddhahood.130

    We have already seen that Saich saw the Lotus Stra as the directpath or great direct path, over and against the Hoss view of en-lightenment as requiring three incalculable aeons to achieve. He was notoptimistic about most people actually realizing Buddhahood with thisvery body, a possibility he saw as open only to those who had reachedthe stage of partial realization, the fth of the six stages of identity, whichcorresponds to the rst abode or bhmi in the fty-seven stages of bo-dhisattva practice of the perfect teaching.131 The fth stage of identityand the rst abode both denote the point of transition from the level ofan ordinary worldling (pthag-jana, bonbu) bound by delements to thatof the sage (rya-sattva, sh), who has eliminated all delements exceptignorance (mumy-waku) and begun to experience true insight. Wherethe birth and death of the ordinary worldling is determined by karma(bundan shji), that of the sage is chosen in accordance with his aspira-tion for enlightenment and intent to benet others (hennyaku shji). Re-alizing Buddhahood with this very body for Saich thus referred to thepartial enlightenment of those who had already made the transition fromordinary worldling to sage. However, he also maintained that, even inthe case of deluded worldlings, through the power of the Lotus Stra theprocess of enlightenment could be vastly accelerated, being fullled inthe next lifetime or at latest the lifetime after that. This concern, evenon a theoretical level, with the possibility of Buddhahood for ordinaryworldlings would eventually emerge as a major characteristic of JapaneseBuddhism as a whole.132

    After Saichs death, his followers enthusiastically discussed and elab-orated the concept of realizing Buddhahood with this very body. Amongthe issues of debate was whether sokushin jbutsu should be understoodas full or partial realization; whether it referred to enlightenment in thislifetime or in a subsequent lifetime; whether or not it was accompaniedby a Buddhas distinguishing physical marks; whether or not stages ofthe path might be skipped by advanced practitioners; whether empha-sis should be placed on eradicating delements or on manifesting in-nate Buddha nature; and what sort of practices would actually enablethe realization of Buddhahood in this body.133 While opinions varied, ageneral tendency emerged to dene sokushin jbutsu as occurring in thissingle lifetime (issh jbutsu) and as accessible at increasingly lower stagesof the path. Thus it came to be understood as a possibility for ordinaryworldlings as well as sages. Especially from the time of Annen, Tendaidiscussions of sokushin jbutsu, though still grounded textually in the Lo-tus Stras story of the Nga girl, came increasingly to be associated withesoteric practices.

    32 Perspectives and Problems

  • This stress on the possibility of realizing Buddhahood with this verybody greatly inuenced the development of medieval Tendai thought.In hongaku discourse, all beings are considered to be enlightened fromthe outset; what counts, then, is the moment when, whether hearing thisdoctrine from a teacher or reading it in texts, one realizes (or takes faithin) ones originally enlightened nature. Thus medieval Tendai texts wouldspeak of realizing Buddhahood in a single moment(ichinen jbutsu).

    Of the four characteristics of early Tendai thought outlined above,the esotericizing of the Lotus Stra and the identication of its Buddhawith the Dharma body of Dainichi are specically characteristic of Tai-mitsu, though they also illustrate the incorporation of esoteric elementsthat occurred more broadly in all exoteric schools. The other twocharacteristicsemphasis on phenomenal world as the locus of truthand the possibility of realizing enlightenment quicklytranscendedTendai doctrine and emerged as prominent themes in Japanese Bud-dhism more generally. Also broadly inuential was the culture of secrettransmission that surrounded Tendai esoteric practice, of which morewill be said in chapter