issue 94-139 july tbstify - sec · issue 94-139 july 25, 1994 commission announcements ... tro and...

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Issue 94-139 July 25 1994

COMMISSION ANNOUNCEMENTS

COMMISSIONER BBBSB TO TBSTIFY

co_issioner J Carter Beese Jr will testify on behalf of the co_ission before the House Subco_i ttee on Teleco_unications and Finance on TUesday July 26 1994 at the Rayburn House Office BuildingThe time and room number will be announced The subject matter will be S 479 the Small Business Incentive Act and the Creation of Managerial strategic Investment companies

DIVISION OF CORPORATION FINANCE ANNOUNCES TERMINATION DATE FOR EARLY REVIEW PROXY PROGRAM

with the conclusion of the 1994 proxy season the Division of corporation Finance has established septeaber 2 1994 as the last dayfor submitting draft executive compensation disclosure for review priorto filing with the co_ission until that date drafts may continue to be submitted to the attention of John Bernas of the Division of corporation Finance by facsimile to (202) 272-7546 or by mail to the securities and Exchange co_ission 450 Fifth street NW Washington DC 20549 mail stop 3-4 Issuers submitting the information on EDGAR should use the document tag ltCORRESPgt to ensure that the information remains non-public Receipt of any drafts or related written communications should be confirmed by calling John Bernas at (202) 942-2920 and any questions about this procedure should also be directed to Mr Bernas

BNFORCEMENT PROCEBDINGS

FINAL JUDGEMENT BNTBRED AGAINST JOHN DAVIDSON JR

The co_ission announced that on July 12 the Honorable Barry Lee Hudspeth US District Judge for the Western District of Texas entered a Final Judgement as to Defendant John S Davidson Jr (Davidson)The Order permanently enjoins Davidson from further violations of the antifraud provisions of the federal securities laws section 17(a) of the securities Act of 1933 and Section 10(b) of the securities ExchangeAct of 1934

The commissions complaint filed on July 26 1993 alleged that the defendants Ronald stephen Combs (Combs) Portfolio Asset ManagementUSA Financial Group Inc Bridgerock Securities Inc Sprung Wise USA Financial Group Inc Portfolio Asset Management Inc Portfolio Management Advisory services Inc Leah A Combs James W catheyDavidson Arcee-Texas Corp EnviroClean Corp EnviroClean Leasing Fund II and Ronald Combs dba Portfolio Asset Management in the offer and sale of securities in the form of limited partnership interestsdebentures and other securities provided false and misleading informa-tion to investors including among other things Combs backgroundthe financial condition of the issuers and the use of investor proceeds Davidson consented to the Final Judgement without admittingor denying the allegations in the commissions complaint [SEC v Ronald Stephen Combs et al civil Action No EP-93-CA-310 USDCWD TX] (LR-14168)

TRO AND OTHER RELIEF SOUGHT AGAINST GEORGE COATES AND COATES INTERNATIONALLTD

The commission today announced the filing of a complaint against George Jennings Coates (Coates) and his company Coates International Ltd (CIL) seeking a temporary restraining order a preliminary injunctionan asset freeze the appointment of a temporary receiver for CILpermanent injunctive relief disgorgement prejUdgment interest and penalties

The complaint charges that the defendants have violated and are continuing to violate the antifraud and registration provisions of the federal securities laws with respect to an offering of CIL stock that has raised more tban $65 million from over 350 investors in seventeen states Among other things Coates allegedly is falsely claiming to have developed a revolutionary internal combustion engine that eliminates harmful emissions As the result of the fraud Coates has received more than $12 million personally from the sale of counterfeit CIL stock and otherwise misappropriated or misused more than $2 million of investor funds for his direct personal benefit

A hearing will be scheduled on the commissions application for emergency relief [SEC v George Jennings Coates and Coates International Limited 94 civ 5361 SDNY KMW] (LR-14169)

INVESTMENT COMPANY ACT RELEASES

SIT MUTUAL FUNDS INC ET AL

A notice has been issued giving interested persons until August 15 to request a hearing on an application filed by SIT Mutual Funds Inc et

2 NEWS DIGEST July 25 1994

ale for an order under section 6(c) of the Investment Company Act that would grant an exemption from section 12(d) (1) (A) (ii) under Sections 6(c) and 17(b) that would grant an exemption from section 17(a) and under Rule 17d-l to permit certain transactions in accordance with section 17(d) and Rule 17d-1 The order would permit certain moneymarket funds to sell their shares to affiliated investment companies(Rel IC-20420 - July 21)

AMERICAN RATIONAL INSURANCE COKPANY ET AL

AD order has been issued pursuant to section 6(c) of the Investment Company Act exempting American National Insurance Company American National Variable Annuity Separate Account (Account) and Securities Kanagement and Research Inc from the provisions of Sections 26(a) (2) (C) and 27(c) (2) of the Act The order provides exemptions to the extent necessary to permit the deduction from the assets of the Account of mortality and expense risk charges imposed under certain individual and group deferred variable annuity contracts and individual single premium immediate annuity contracts and the distribution expensecharge imposed under the individual deferred annuity contracts (RelIC-20421 - July 21)

INVESTORS PREFERENCE NY TAX-FREE FUND INC

A notice has been issued giving interested persons until August 15 to request a hearing on an application filed by Investors Preference NY Tax-Free FUnd Inc for an order under section a(f) of the Investment Company Act declaring that applicant has ceased to be an investment company (Rel IC-20422 - July 21)

INVESTORS PREPERENCE PUND POR INCOKE INC

A notice has been issued giving interested persons until August 15 to request a hearing on an application filed by Investors Preference Fund For Income Inc for an order under section a(f) of the Investment Company Act declaring that applicant has ceased to be an investment company (Rel IC-20423 - July 21)

SELF-REGULATORY ORGANIZATIONS

WITHDRAWALS SOUGHT

A notice has been issued giving interested persons until August 11 to comment on the application of watsco Inc to withdraw its Common stock$50 Par Value from listing and registration on the American stock Exchange (Rel 34-34417)

NEWS DIGEST July 25 1994 3

A notice has been issued giving interested persons until Auqust 11 to co_ent on the application of sterling Blectronics corporation to withdraw its Co_on stock $50 Par Value froa listing and registration on the American stock Bxchanqe (Rel 34-34418)

UNLISTED TRADING PRIVlLEGBS SOUGHT

A notice has been issued giving interested persons until Auqust 11 to co_ent on the application of the Pacific stock Bxchanqe for unlisted trading privileges in 19 issues which are listed and registered on one or aore other national securities exchange and are reported in the consolidated transaction reporting systea (ReI 34-34419)

UNLISTED TRADING PRIVlLEGBS GRANTBD

Orders have been issued granting the applications of four exchanges for unlisted trading privileges in the co_on stock of the issues which are listed and registered on one or aore other national securities exchangeand are reported in the consolidated transaction reporting systea The exchanges and nuaber of issues are as follows Boston Stock Bxchanqe -6 issues (Rel 34-34421) Pacific stock Bxchanqe - 13 issues (ReI 34-34422) Philadelphia Stock Bxchanqe - 19 issues (Rel 34-34423) and chicaqo Stock Bxchanqe - 8 issues (Rel 34-34425)

DBLISTING GRANTBD

An order has been issued granting the application of the Boston Stock

15) to amend Rule 205 (Odd-Lot Orders) PUblication of the proposal is

Bxchanqe to strike Co_on Stock $01 one co_on and one

fro listing and registration Paaet systeas IncPar Value Rede_able Warrants units consisting of ~arrant (Rel 34-34424)

PROPOSED RULE CHANGB

The American stock Exchanqe filed a proposed rule change (SR-Amex-94-expected in the lederal Reqister during the week of July 25 (ReI 34-34416)

APPROVAL 01 PROPOSED RULE CHANGBS

The co_ission approved a proposed rule change (SR-NASD-94-14) filed by the National Association of securities Dealers that aaends sections 1 (b) and l(C) to Article III of the NASD By-Laws and Schedule C to the By-Laws to aodify the process by which an applicant applies for aeabership in the BASD (Rel 34-34420)

The co_ission approved a proposed rule change (SR-PSE-92-14) and granted accelerated approval of Amendaent No 1 to the proposed rule change riled by the Paciric stock Exchange requiring the identirication of broker-dealer orders as such before being executed at the diss_inated price PUblication of the notice and approval is expected in the lederal Reqister during the week of July 25 (Rel 34-34426)

4 NEWS DIGBST July 25 1994

SECURITIES ACT RBGISTRATIOS

Th follovinq rqitration tatDt have bbullbulln fild vi th th SBC undr th souriti bullbull Aot of 1933 Th rportd informatioD appar a followss ~orm Addr bullbullbull and Phon HUmbr (if availabl) of the issuer of the bullbullourity Titl and the number andor fao ount of the eouritie beinq offrd of the anaqinq undrwriter or dpoitor(if applicabl)1 Fil Dumbr and date fild Aaaiqnd Branch and a desiqnation if the atatnt ia a bullbullv Iaaubullbull

S-8 TEXASIISTIIIJEMTS lie 13500 I CElTIAL EXPWYP 0 101( 655474 DALLASTX75265 (214) 995-2551 - 4000000 (S33015D000) IXIIIII STCXX (FILE33-54615 - JUL 18) (aR 3)

S-8 JCDGER EClJITY lit 3986 ILID m DR STE 1D1 JACXSCllVILLEFL 322D7 (904) 398-3403 - 1500000 (S11112635) IXIIIII srcxx (FILE 33-54617 -JUL 18) (BR 5)

S-6 FIRST TRUST SPECIAL SITUATIDIS TRUSTSERIES 102CO IIICE SEaltlTlES L p 1001 WARREWILLERD LISLE IL 60532(108) -24-1-41 - IIDEFIIIYE SHARES (FILE 33-54619 - JUL 18) (lEY ISSUE)

S-8 JCDGER EClJITY lit 3986 ILID m DR STE 101 JACXSCllVILLEFL 322D7 (904) 398-3403 - 200000 (S185OOOO) IXIIIII STCXX (FILE 33-54621 -JUL 18) (aR 5)

S-6 FIRST TRUST SERIES 69 CO IIICE SEaJllTIES LP1001 WARREWILLERQN) LISLE IL 60532 (108) 241-4141 - IIDEFIIYE SHARES(FILE 33-54623 - JUL 18) (lEW ISSUE)

S-4 IELLDI IIMI CDtP DIE IELLDI IAIIIC CEITER 500 GRAIIT ST PITTS8lItGH PA15258 (41Z) 234-5000 - lZ750OOO (511122787350) aROI SToa (FILE33-54625 - JUL 18) (BR 1)

S-3 FlRSTFED FlIlAllCIAL alRP 401 WILSHIREILID SAllTA-leA eA 90401 (310) 319-6000 - 50000000 ($50000000) STRAIGHTI(JI)S (FILE 33-54627 -JUL 19) (aR 2)

$-1 IEUI)IOOS CDtP ST 601 FIRST AYE STE 503 SPDKAIE 1M 99204 (509) 624-1475 - 10000 ($50000) IXIIIII SToac (FILE 33-81222 - IUL 06)(aR 14 - lEW HISlE)

S-3 DATASYSTEMSamp SOFTWARElie 200 RWTE 17 MHWAIIIJ 07430 (201) 529-2026 - 1421352 ($10304802) IXIIIII STCXX (FILE 33-81298 -JUL 08) (BR 9)

5-1 FIRST SlIIMERICA LIFE IISUtUCE co 133 THIRD AVE lEW YcJC IT 10017 (212) 551-5440 - $290000 VARIABLEMalITY ISSlES (FILE 33-81474 -JUL 14) (aR 10 - lEW ISSUE)

S-8 SWRCE CAPITALCDtP 9016 E IIDIAIA AYE SPDKAIE 1M 99212 (509) 9ZIHl908 - 100000 (S160000) IXIIIII SToac (FILE 33-81494 -JUL 15) (BR 11)


REGISTRATIONS COMT

5-8 A PLUS aJIUIlCATlONS IIIC TNI 2416 HILLS8(Jl() RD IlASHVlllE TN 3n12 (615) 385-4500 - 69000 (S70725O) aJIOI STOCIC (FILE 33-81498 - JUL 15) (IR 1)

5-8 AM aRUllCATlONS IIIC 1900 AM DR CIlUWRTCUI PA 18951 (215) 536-1354 - 2000000 ($1750000) aJIDI STOCIC (FILE 33-81500 - JUl 15) (IR 7)

5-8 A PLUS aJIUIlCATlONS IIIC TNI 2416 HllLS8(Jl() RD IlASHVllLE TN 3n12 (615) 385-4500 - 34000 (135238125) aJIOI STOCIC (FILE 33-81502 -JUL 15) (IR 7)

s-8 XYPLEX IIIC 330 aJIIWI HILL RD BOXIIORWGH M 01719 (508) 264-9900 -1040000 ($1834423856) aJIDI STOCIC (FilE 33-81504 - JUL 15) (IR 10)

S-8 SIGMA CIRIlIITS INC 393 MATHEWST SAllTA ClARA CA 95050 (408) n7-9169 - 526276 ($189939650) aJIDI STOCIC (FILE 33-81506 - JUl 15) (IR 3)

11-1A LEARNING ASSETS 61 IIIlOADWAY STE 2770 IIEI YORJC IIY 10006 (212) 363-3300 - IIIDEFlIIITE SHARES (FILE 33-81574 - JUL 14) (IR 16 - NEW I SSlpound)

N-1A TRAIISMERICA STRATEGIC INaII flII) 1000 lWISANA HClJSTOII TX 77002 (713) 751-2400 - IIIDEFINITE SHARES (FILE 33-81576 - JUL 14) (IR 17 - NEW I SSlpound)

S-4 MCNEAL SCHWEIIDLERCXlRP 815 COlORADO BlW LOS AllGELES CA 90041 (213) 258-9111 - 56694986 ($56694986) CDlVERTlBLE DEBENTURES AIID NOTES (FilE 33-81580 - JUL 15) (IR 10)

5-3 Etc IIITERJlATlOIIAl cotP 175 STRAFFORD AVE WAYIIE PA 19087 (215) 687-2600 - 687000 (S9m575) aJIDI STOCIC (FilE 33-81586 -JUl 15) (IR 3)

S-4 OlYMPIC FUWICIAI LTD 1825 WASHINGTONAVE SOJTH IUIIIIEAPOlIS 55439 (612) 942-9880 - 30000000 (130000000) STRAIGHT 8(JI)S (FILE 33-81588 -JUL 15) (IR 12)

F-3 YPF SOCIEDAD AIIOIIIMA AVENIDA PTE R SAENZ 777-8 PISO BUENOSAIRES 1364 ARGENTINA Cl (541) 326-7265 (FilE 33-81590 - JUL 15) (81 3)

5-1 SlIt NATURAl GAS IIaJI flII) 1995 3 Clun RD PO BOX 181 BEDFORD NY 10506 (914) 234-6917 - 5000 (150000000) LIMITED PARTIlERSHIP CERTIFICATE (FilE 33-81592 - JUL 15) (IR 3 - NEW 1SSlpound)

S-8 AMGEION CXlRPMII 3650 AlllAPOlIS IN SUITE 170 MINIIEAPOlIS 55447 (612) 550-9388 - 593570 ($144682687) aJIDI STOCIC (FILE 33-81594 -JUL 15) (BR 8)

5-8 CNIIEX cotP 360 SEClII) AVE WMTIWI MA 02154 (617) 890-6000 - 200000 ($850000) aJIDI STOCIC (FILE 33-81596 - JUL 15) (IR 10)

S-8 lIIET SYSTEMS IIIC 1DEI 11000 tlTE Rca RD STE 200 RAllCIIO CllRDOVA CA 95670 (916) 851-3900 - 60000 ($60000) aJIDI STOCIC (FILE 33-81598 -JUL 15) (81 9)


REGISTRATIONS CONT

S-8 VItAl IIC 9373 HUIE CEITRE DR STE 100 SAIl DIEGO CA 92121 (619) 453-9900 - 30000 (S266250) IDIIlII STOCl (FILE 33-81600 - JUL 15) (aR 4)

S-8 VItAl INC 9373 TOIoIIE CEITRE DR STE 100 SAIl DIEGO CA 92121 (619) 453-9900 - 450000 ($3993750) IDIIlII STOCl (FILE 33-81602 -JUL 15) (aR 4)

S-8 MILWAUICEEIISURAIICE GIKlJgt INC 803 MICHIGAN ST POBOX 621 MILWAUlCEEI 53233 (414) 271-0525 - 300000 ($3150000) IDIIlII STOCl (FILE 33-81604 - JUL 15) (aR 10)

S-3 NETROCALL IIC 6677 RICHMCII) HIWAY ALEXAII)RIA VA 22306 (703) 660-6677 - 400000 ($5300000) IDIIlII STOCl (FILE 33-81606 - JUL 15) (aR 7)

S-8 FEDERAL BUSINESS DEVELOPMENTBAlIK 800 VICTORIA SQ MONTREALCANADAH4Z 1L4 AS - 73188000 ($73188000) FOREI GIl GOVERNMENTAll) AGENCYDEBT (FILE 33-81608 - JUL 15) (aR 9)

S-8 CAM lET CXlMJNICATlONS IETIolaquolRICINC 1201 789 PENDER ST VANCWVER Be CANADAV6C 1H2 At - 150000 ($750000) FOREIGII IDIIlII STOCl (FILE 33-81610 - JUL 15) (BR 8)

S-8 IDIIET aIlP 4200 PARLINEIT PLACE SUITE 600 LANHAM NO 20706 (301) 918-0400 - 1628668 ($16286680) IDIIlII STOCl (FILE 33-81612 -JUL 15) (aR 10)

S-8 GOLDEN STAR RESWRCES LTD ONE IORWEST CENTER 1700 L1laJU ST STE 1950 DElIVER eo 80203 - 2230000 (S21463750) IDIIlII STOCl (FILE 33-81614 - JUL 15) (BR 1)

F-6 FEDSURE HOLDINGS LIMITED IIDR 48 WALL STREET IIEI YOR[ NY 10286 -10000000 ($500000) FOREI GIl GOVERNMEITSADR (FILE 33-81616 - JUL 15) (NEW ISSUE)

F-6 FEDSURE HOLDINGS LIMITED 11lJR 48 WALL STREET IIEI YORIC IY 10286 -10000000 ($500000) DEPOSITARY RECEIPTS FltIt IDIIlII STOCl (FILE 33-81618 - JUL 15)

SB-2 ICIIERET ACQUISITION aIlP 24 JERICHO TURIIPIKE JERICHO NY 11753 (BOO) 422-7546 - 2476924 ($1145577350) IDIIlII STOCl (FILE 33-81620 -JUL 15) (aR 3)

S-3 FBampT FINANCIAL aIlPVA 4117 CHAII BRIDGE RD FAIRFAX VA VA 22030 (703) 359-9371 - 200000 ($3250000) IDIIlII STOCl (FILE 33-81624 -JUL 14) (aR 1)

5-8 LSB BAIICSHARE5 INC INCI ONE LSB PLZ LEXINGTON NC 27292 (704) 246-6500 - 100000 ($1912500) IDIIlII 5TOCl (FILE 33-81664 - JUL 15) (aR 1)

S-8 MICROTEST IIC 4747 I Z2ND STREET PHOEIIX AZ 85016 (602) 952-6400 -450000 ($6502500) IDIIlII STOCl (FILE 33-81668 - JUL 15) (BR 8)

5-8 A PLUS CCMUlICATlONS INC TIl 2416 HILLSBORO RD NASHVILLE T137212 (615) 385-4500 - 544982 ($5060612) IDIIlII STOCl (FILE 33-81676 -JUL 15) (aR 7)

NEWS DIGEST JUly 25 1994 7

---------------------------------------------------------------------------------------ACQUISITIONS Ot SECURITIES

Coq18IllCS lind indlviciJalamp lUSt report to the eoiaaion within ten daya on Schedule 13D if after the acquisition of ~ity securities of pblic CClIIIpIInY their beneficial intereat therein exceeda five percent Persarw eligible to UN the short fora (Schedule 13G) -V in lieu of ftl i~ bull SchedIle 13D ffte a Schedule 13G witMn 45 days after the and of the calr year in which the person ~ albject to Section 13(d)(1) CaIpIwIt_ and tndiviclJal i~ a tender offer _t have on file at the tie the tender offer caaencea a Schedule 140-1

Below is a Iist of recent fil if91 of Schedul_ 13D and 140 which includes the following tnfo-tfon COl~ 1 - the Ccqlampny purchased (top) and the ~ of the purchaser Col~ 2 - the type of security plrchased COl~ - 3 - the type of fora fi led COl~ 4 - the date the trlrlSllCtion occurred COl~ 5 - the current IUllber of shares (in OOO-s)owned (top) and the current percent 0Wled COlul 6 - the CUSIP IUllber (top) and the percent owned and COl~ 7 - the status of the filing ie new update or revision

EVENT SHRS(OOO)l tuSlPI flUNGNAME AND ClASS OF STOCK((UlER FORM DATE OIlED PRIIJl STATUS

ABRAltAS PETE CORP (lit 262 003B3010C[NTENNIAl ASSOC 13D 71994 63 00 IIEW

BROAD8AJID TECHNOLOGIES INC (lit 975 11130910GOLDMAN SACHS r eo ET At 13D 71594 75 63 lJIOATE

CAsns GEII STJtES IIiC (lit 3170 14752810LAMBERTI DONALD F 13D 11994 122 134 lJIOATE

ENVIROGEN INC (lit 1385 29404010ALLEN r eo INC ET Al 13D 11194 236 00 IIEI

FIRSTFED BANCORP (lit 0 33761099lABRADOR PARTNERS lP ET Al 13D 71194 00 IA UPDATE

GEON CO (lit 0 37399710ATAlAJITASOSIIOFF CAPITAl ET Al 13D 71194 00 54 UPOATE

GEON eo (lit 0 37399710ATAlAIITASOSIIOFF CAPITAl ET Al 13D 71194 00 54 RVSION


GEON CO (lit 0 37399710ATAlAJITASOSNOFF CAPITAL ET At 13D 111194 00 54 RVSIoti

GEON eo COt 0 37399710ATAlAIITASOSNOFF CAPITAl ET Al 13D 71194 00 54 RVSION

(NSIleo CORP COt PAR $0001 5819 45765970GOlDtWI SACHS GRP l P ET Al 13D 11494 593 564 lJIOATE

IMTEK DIVERSIFIED CORP COt 147 45813410S IIMlNDS COIUII CAliON l TO 13D 611094 53 36 UPOATE

lIFSCHUlTZ IIIDS INC COt 4500 53192510HWs(raquo IMTERFRONT ASSOC lP 13D 71394 144 00 lEW

MEOICAl GRAPHICS CORP COt 357 58490710PAUlUCCI MICHAEL J 13D 11494 149 133 UPDATE


ACGUISITUIIS alIT

lIME 11I) CLASS OF STOgCIIIEI FCII EVElY

DATE SIaS(OOO)

PIED aJSIP

PRIcx FlLlIG

STATUS

Itl CROGEIIERAl 1wEII II

IXIIP IXIIP ET AL

CCIIJ lEV 13D 6J1~

0 00

594831150 00 lEV

MOTTS HLDGS lie ASSET VALlE RJI) L P

CCIIJ 13D 720~

110 67

62012410 56 UPDATE

IATlOIIAL R V HLDGS lie RUEFFIAI RJI) LP

CCIIJ 13D 7J1894

194 56

61727710 65 UPDATE

IIElIlOGEI alRP

ALLEI amp CO lie ET AL CDII

13D 711~ 196 89

64199510 00 lEW

_TH MERII MYGCO SC RJl)MEITAL lie ET Al

CCIIJ 13D 721~

1501 98

65703710 103 UPDATE

P amp F III)S lie STEEL PARTIERS II L P

a A lEV 13D 7J15~

435 192

69283050 148 IRATE

PS PARTIERS V LTO STORAGE EQUITIES

IJIITS 140-1 72294

64 430

69362596 365 UPDATE

POLlUTUIi RESII amp CTL IXIIP CA CCIIJ SUII LEE 13D 7J19~

569 132

73154710 150 UPDATE

R2 lED I CAL SYS lie CUI CARDIOTIKIII CS SYSTEJIS IIIXIIP 13D 7J13~

326 121

74991610 104 UPDATE

REGEIICYHEALTII SVCS INC SMITH RAllWL D ET Al

CCIIJ 13D 713~

3761 252

75893410 195 UPDATE

RESCUtCE REcya11G TECI INC DWYERAIIDREU T ET Al

CCIIJ 13D 7J15~

140 53

76093010 64 UPDATE

SA IIOIJ) IIGS INC IICIJSTCII TERRY R

CCIIJ 13D 5J1~

882 142

1B394210 00 lEV

SJI8 FilL CORP JAMES R ICEIIIIY

CCIIJ 13D 721~

91 53

78427310 00 lEV

SYlERCDII TECHMOLOGYlie STEEL PARTIERS LP ET Al

CUI 13D 7119~

917 156

87191010 125 UPDATE

TElEJUI)() GRClP INC RELIAICE GRClP HLDGS

CCIIJ 13D 7J19~

21613 584

17999310 802 UPDATE

US FACS IXIIP FIDELITY IAlL FilL INC

CCIIJ 13D 719~

551 96

91182210 92 UPDATE


RECENT 8K FILINGS

Fo 8-K is used by CClIIpIIIIiesto file current reports on the followirv events

Itea 1 01819S in Control of RegistrtItBi 2 ACCJIisitionor Disposition of AssetsIte 3 Bankruptcy or ReceivershipItell 4 Ch8l9S in Registrt s eert i fyi ng AcCOlWlttItBi 5 Other Materially I~rtt EventsIt_ 6 Resignations of Registrts DirectorsItBi 7 Financial Stateaents and ExhibitsItBi 8 Change in Fiscal Year

The cOIIIIpiII1ies below have fi led 8-1e reports for the date indicated rrdlor ~dllents to 8-1e reports previouslylisted fi led responding to the it_s) of the f~ specified COpies of the reports -V be punhased fro the eoissions Plbl ic Reference ROOB(when orderirv please give the date of the report) An invoice will be included with the reqJeSted _terial when i led

STATE 8K ITEM 110IIAMf OF ISSUER aDE 12345678 DATE allElT

---------------------------------------- --------- ----- ---------------AAMESCAPI TAl CORP CA X 011994ALDUS CORP IWAI M X X 011394AMERITECH CORP DEI Of X 012094ANCHORIWlCORP IIC DE X X 0110694ARCH PETROlElM lit IIEWI IV X 033194ME1mBLESSINGS CORP DE X X 011C1S94BIll MASTERCREDIT CARD TRUST DE X X 0111594BSD BANCORPIIC DE X 011994018 INC IFL Fl X 011494COLUMBIARCA HEAlTHCARE CORPI DE X X 012194COllJlJUS REALTY TRUST IX X 042994ME11)COMMUNICATIONSamp ENTERTAINMEIT CORP IV X 062894CORRECTIONS SERVICES IIC FL X X 010194DAVCORESTAURAIITS IIiC DE X X 012194DISCOVER CARDMASTER TRUST I SERIES 1993 DE X X 011594DISCOVER CARD MASTER TRUST I SERIES 1993 DE X X 011594DISCOVER CARDMASTER TRUST I SERIES 1993 DE X X 011594DISCOVER CARD TRUST 1990 E DE X X 011594DISCOVER CARD TRUST 1990 E DE X X 0111594DISCOVER CARD TRUST 1991 A DE X X 011594DISCOVER CARD TRUST 1991 1 DE X X 011594DISCOVER CARD TRUST 1991 C DE X X 011594DISCOVER CARD TRUST 1991 F DE X X 011594DISCOIER CARD TRUST 1992 A DE X X 071594DISCOVER CARD TRUST 1992-B DE X X 011594DISCOVER CARD TRUST 1993-A DE X X 011594DISCOVER CARD TRUST 1993-1 DE X X 071594FlBRONICS IIiTERIlATlOlAl llC DE X X 070194FIRST FINANCiAl IWlCORP ICAI CA X 071994GRACE DEVELOPMENTINC CO X 0110694GRIP TECIUIOlOGIES INC X X 031094HALlI BURTONCO DE X X 072194HERIllLES INC DE X 07122194


SIC REPltJtTS

STATE 11K ITBI 10 w Of I SSlER aDE 12345678 DATE aIIEIIT

-------------------------------------- ---_---------- ---------------IKJE THEATER PROOUCTS INTERNATIOIIAl INC NY X X 0714194 INDEPENDENT IWIICGIOP INC VT X X 071294 INDEPENDENT TELEJEDIA GlOP INC CO X X 0603194 IIiFotOI CORP OE DE X 07111194 IIiFORMATIOII SYSTEMS ACQUISITIOII CORP DE X X 0713194 INTERNATIOIIAl LOTTERY INC 011 X 06114194 JHM MORTGAGESECURITIES L P DE X 07120194 JPS AlIT(KJTIVE PROOUCTS CORP DE X 0711894 ICBGHOlDI NGS INC DE X X 07106194 KIRKSVILLE BAIICSHARES INC DE X X 07120194 ICJI(IIlEDGEYARE INC lOA X X 07105194 LAFAYETTE INDUSTRIES IIIC DE X 06flB194 LIDAl PHARMACEUTiCAlS CA X X 071894 MATTEL INC OEI DE X X 0722194 MCORP DE X X 062894 METAlCLADCORP DE X O50594ME11) MICROAGE INC OEI DE X 0714194 NATIONAl PENN BAIICSHARES INC PA X X 050694ME11) NATI OIISIWIK OF DElAYARE NA X X 0714194 NEROX ENERGY CORP NY X 0714194 NBltIl BAllCORP INC DE X 0719194 NEXTEL ~ICATI~S IIiCOEI DE X X 07113194 IIORTH FORK BAllCORPORATIOII INC DE X X 07122194 IONICH FINANCIAl CORP DE X X 0711194 IIOIMXJ) PlKKJTlOIIAl PRmUCTS INC TX X X 0708194 N(MJS IDE EQUITY LINE Of CREDIT TRUST 1 DE X X 07115194 OIICOR INC MD X X 050694ME11) OIIEIXIIt CORP DE X X 07120194 OUTLOOKPROPERTIES FlKI IV CA X 0613194 OICIGEIiE INC X X 0708194 PAN ENYIROMENTAl SERVICES INC TX X 07120194 PARNIlJIIT COIUUCATIOIIS INC OEI DE X X 07101194 PECO ENERGY CAPITAl LP DE X 07120194 PECO ENERGY CO PA X 07120194 PEOPLES IWIIC CT X X 07115194 PEOPLES IWIIC CREDI T CARD MASTER TRUST X X 0715194 PINNACLE BAIIC GROJP INC IL X 0630194 PIIC BAlIK CORP PA X X 06116194 PROPERTY TRUST Of AMERICA MD X X 0719194 PROTEIN POlYMER TECHNOLOGIES INC DE X X 07106194 R(lJ8I NS amp MYERS IIIC 011 X 0721194 SANTO INDUSTRIES INC DE X X 060894MEND SCFC BOAT LOAII TRUST 1992-1 IL X X 0715194 SCFC RECREATIltAl VEHICLE LOAII TRUST 199 IL X X 0715194 SEARS MORT SEC CORP ADJ RATE MORT PASS T DE X X 06130194 SEARS MORT SEC CORP ADJ RT MORT PAS TIIlO DE X X 06130194 SEARS MORT SEC CORP MORT PASS THRO eERT DE X X 06130194SERAGEN INC DE X X 0715194STANLEY WIlKS CT X X 07120194STARCRAFT AUT(KJTIVE CORP IN X X X 07105194STATE STREET BOST~ CORP MA X X 07119194SUSQUEHANNABAIICSHARES INC PA X X 07108194TOTAL RESEARCH CORP DE X X 0705194


8K REPORTS

STATE SIC ITEM 110 lINE OF ISSUER axlE 12345678 DATE CDIEIIT

----------------------------------------TRIET CQRPORATE REALTY TRUST IIIC ~I(JI PlMTERS CDtP TIl

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---------------0613094 072194

~ITED GMIIIG IIC IV X X 071494 ~IVERSAL SEISMIC ASSOCIATES IIIC DE X 05J2QJ94MEII) IJIIOCAl CDtP DE X X 07J12J94 VALLEY SYSTEMS IIIC VIAC(IIJ UIC

VIAC(IIJ UITERIIATUIIAL IICDE VITAL HEART SYSTEMS IIC

DE DE DE

X

X X

X

X

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06J2994 070194 070194 0103J9W1E11)

WITTER DEAl DI SCXJVEIl CO DE X X 072194

12 NEWS DIGEST JUly 25 1994

The commissions complaint filed on July 26 1993 alleged that the defendants Ronald stephen Combs (Combs) Portfolio Asset ManagementUSA Financial Group Inc Bridgerock Securities Inc Sprung Wise USA Financial Group Inc Portfolio Asset Management Inc Portfolio Management Advisory services Inc Leah A Combs James W catheyDavidson Arcee-Texas Corp EnviroClean Corp EnviroClean Leasing Fund II and Ronald Combs dba Portfolio Asset Management in the offer and sale of securities in the form of limited partnership interestsdebentures and other securities provided false and misleading informa-tion to investors including among other things Combs backgroundthe financial condition of the issuers and the use of investor proceeds Davidson consented to the Final Judgement without admittingor denying the allegations in the commissions complaint [SEC v Ronald Stephen Combs et al civil Action No EP-93-CA-310 USDCWD TX] (LR-14168)

TRO AND OTHER RELIEF SOUGHT AGAINST GEORGE COATES AND COATES INTERNATIONALLTD

The commission today announced the filing of a complaint against George Jennings Coates (Coates) and his company Coates International Ltd (CIL) seeking a temporary restraining order a preliminary injunctionan asset freeze the appointment of a temporary receiver for CILpermanent injunctive relief disgorgement prejUdgment interest and penalties

The complaint charges that the defendants have violated and are continuing to violate the antifraud and registration provisions of the federal securities laws with respect to an offering of CIL stock that has raised more tban $65 million from over 350 investors in seventeen states Among other things Coates allegedly is falsely claiming to have developed a revolutionary internal combustion engine that eliminates harmful emissions As the result of the fraud Coates has received more than $12 million personally from the sale of counterfeit CIL stock and otherwise misappropriated or misused more than $2 million of investor funds for his direct personal benefit

A hearing will be scheduled on the commissions application for emergency relief [SEC v George Jennings Coates and Coates International Limited 94 civ 5361 SDNY KMW] (LR-14169)

INVESTMENT COMPANY ACT RELEASES

SIT MUTUAL FUNDS INC ET AL

A notice has been issued giving interested persons until August 15 to request a hearing on an application filed by SIT Mutual Funds Inc et










WITHDRAWALS SOUGHT








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ACGUISITUIIS alIT


DATE SIaS(OOO)

PIED aJSIP

PRIcx FlLlIG

STATUS


IXIIP IXIIP ET AL

CCIIJ lEV 13D 6J1~

0 00

594831150 00 lEV


CCIIJ 13D 720~

110 67

62012410 56 UPDATE


CCIIJ 13D 7J1894

194 56

61727710 65 UPDATE

IIElIlOGEI alRP


13D 711~ 196 89

64199510 00 lEW


CCIIJ 13D 721~

1501 98

65703710 103 UPDATE


a A lEV 13D 7J15~

435 192

69283050 148 IRATE


IJIITS 140-1 72294

64 430

69362596 365 UPDATE


569 132

73154710 150 UPDATE


326 121

74991610 104 UPDATE


CCIIJ 13D 713~

3761 252

75893410 195 UPDATE


CCIIJ 13D 7J15~

140 53

76093010 64 UPDATE


CCIIJ 13D 5J1~

882 142

1B394210 00 lEV


CCIIJ 13D 721~

91 53

78427310 00 lEV


CUI 13D 7119~

917 156

87191010 125 UPDATE


CCIIJ 13D 7J19~

21613 584

17999310 802 UPDATE


CCIIJ 13D 719~

551 96

91182210 92 UPDATE


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WITHDRAWALS SOUGHT








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REGISTRATIONS COMT

















REGISTRATIONS CONT




































ACGUISITUIIS alIT


DATE SIaS(OOO)

PIED aJSIP

PRIcx FlLlIG

STATUS


IXIIP IXIIP ET AL

CCIIJ lEV 13D 6J1~

0 00

594831150 00 lEV


CCIIJ 13D 720~

110 67

62012410 56 UPDATE


CCIIJ 13D 7J1894

194 56

61727710 65 UPDATE

IIElIlOGEI alRP


13D 711~ 196 89

64199510 00 lEW


CCIIJ 13D 721~

1501 98

65703710 103 UPDATE


a A lEV 13D 7J15~

435 192

69283050 148 IRATE


IJIITS 140-1 72294

64 430

69362596 365 UPDATE


569 132

73154710 150 UPDATE


326 121

74991610 104 UPDATE


CCIIJ 13D 713~

3761 252

75893410 195 UPDATE


CCIIJ 13D 7J15~

140 53

76093010 64 UPDATE


CCIIJ 13D 5J1~

882 142

1B394210 00 lEV


CCIIJ 13D 721~

91 53

78427310 00 lEV


CUI 13D 7119~

917 156

87191010 125 UPDATE


CCIIJ 13D 7J19~

21613 584

17999310 802 UPDATE


CCIIJ 13D 719~

551 96

91182210 92 UPDATE


RECENT 8K FILINGS







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06J2994 070194 070194 0103J9W1E11)








DBLISTING GRANTBD

























REGISTRATIONS COMT

















REGISTRATIONS CONT




































ACGUISITUIIS alIT


DATE SIaS(OOO)

PIED aJSIP

PRIcx FlLlIG

STATUS


IXIIP IXIIP ET AL

CCIIJ lEV 13D 6J1~

0 00

594831150 00 lEV


CCIIJ 13D 720~

110 67

62012410 56 UPDATE


CCIIJ 13D 7J1894

194 56

61727710 65 UPDATE

IIElIlOGEI alRP


13D 711~ 196 89

64199510 00 lEW


CCIIJ 13D 721~

1501 98

65703710 103 UPDATE


a A lEV 13D 7J15~

435 192

69283050 148 IRATE


IJIITS 140-1 72294

64 430

69362596 365 UPDATE


569 132

73154710 150 UPDATE


326 121

74991610 104 UPDATE


CCIIJ 13D 713~

3761 252

75893410 195 UPDATE


CCIIJ 13D 7J15~

140 53

76093010 64 UPDATE


CCIIJ 13D 5J1~

882 142

1B394210 00 lEV


CCIIJ 13D 721~

91 53

78427310 00 lEV


CUI 13D 7119~

917 156

87191010 125 UPDATE


CCIIJ 13D 7J19~

21613 584

17999310 802 UPDATE


CCIIJ 13D 719~

551 96

91182210 92 UPDATE


RECENT 8K FILINGS







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06J2994 070194 070194 0103J9W1E11)

















REGISTRATIONS COMT

















REGISTRATIONS CONT




































ACGUISITUIIS alIT


DATE SIaS(OOO)

PIED aJSIP

PRIcx FlLlIG

STATUS


IXIIP IXIIP ET AL

CCIIJ lEV 13D 6J1~

0 00

594831150 00 lEV


CCIIJ 13D 720~

110 67

62012410 56 UPDATE


CCIIJ 13D 7J1894

194 56

61727710 65 UPDATE

IIElIlOGEI alRP


13D 711~ 196 89

64199510 00 lEW


CCIIJ 13D 721~

1501 98

65703710 103 UPDATE


a A lEV 13D 7J15~

435 192

69283050 148 IRATE


IJIITS 140-1 72294

64 430

69362596 365 UPDATE


569 132

73154710 150 UPDATE


326 121

74991610 104 UPDATE


CCIIJ 13D 713~

3761 252

75893410 195 UPDATE


CCIIJ 13D 7J15~

140 53

76093010 64 UPDATE


CCIIJ 13D 5J1~

882 142

1B394210 00 lEV


CCIIJ 13D 721~

91 53

78427310 00 lEV


CUI 13D 7119~

917 156

87191010 125 UPDATE


CCIIJ 13D 7J19~

21613 584

17999310 802 UPDATE


CCIIJ 13D 719~

551 96

91182210 92 UPDATE


RECENT 8K FILINGS







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06J2994 070194 070194 0103J9W1E11)



REGISTRATIONS CONT




































ACGUISITUIIS alIT


DATE SIaS(OOO)

PIED aJSIP

PRIcx FlLlIG

STATUS


IXIIP IXIIP ET AL

CCIIJ lEV 13D 6J1~

0 00

594831150 00 lEV


CCIIJ 13D 720~

110 67

62012410 56 UPDATE


CCIIJ 13D 7J1894

194 56

61727710 65 UPDATE

IIElIlOGEI alRP


13D 711~ 196 89

64199510 00 lEW


CCIIJ 13D 721~

1501 98

65703710 103 UPDATE


a A lEV 13D 7J15~

435 192

69283050 148 IRATE


IJIITS 140-1 72294

64 430

69362596 365 UPDATE


569 132

73154710 150 UPDATE


326 121

74991610 104 UPDATE


CCIIJ 13D 713~

3761 252

75893410 195 UPDATE


CCIIJ 13D 7J15~

140 53

76093010 64 UPDATE


CCIIJ 13D 5J1~

882 142

1B394210 00 lEV


CCIIJ 13D 721~

91 53

78427310 00 lEV


CUI 13D 7119~

917 156

87191010 125 UPDATE


CCIIJ 13D 7J19~

21613 584

17999310 802 UPDATE


CCIIJ 13D 719~

551 96

91182210 92 UPDATE


RECENT 8K FILINGS







SIC REPltJtTS




8K REPORTS



-----------_-X X

X X

---------------0613094 072194



DE DE DE

X

X X

X

X

X X

06J2994 070194 070194 0103J9W1E11)






















ACGUISITUIIS alIT


DATE SIaS(OOO)

PIED aJSIP

PRIcx FlLlIG

STATUS


IXIIP IXIIP ET AL

CCIIJ lEV 13D 6J1~

0 00

594831150 00 lEV


CCIIJ 13D 720~

110 67

62012410 56 UPDATE


CCIIJ 13D 7J1894

194 56

61727710 65 UPDATE

IIElIlOGEI alRP


13D 711~ 196 89

64199510 00 lEW


CCIIJ 13D 721~

1501 98

65703710 103 UPDATE


a A lEV 13D 7J15~

435 192

69283050 148 IRATE


IJIITS 140-1 72294

64 430

69362596 365 UPDATE


569 132

73154710 150 UPDATE


326 121

74991610 104 UPDATE


CCIIJ 13D 713~

3761 252

75893410 195 UPDATE


CCIIJ 13D 7J15~

140 53

76093010 64 UPDATE


CCIIJ 13D 5J1~

882 142

1B394210 00 lEV


CCIIJ 13D 721~

91 53

78427310 00 lEV


CUI 13D 7119~

917 156

87191010 125 UPDATE


CCIIJ 13D 7J19~

21613 584

17999310 802 UPDATE


CCIIJ 13D 719~

551 96

91182210 92 UPDATE


RECENT 8K FILINGS







SIC REPltJtTS




8K REPORTS



-----------_-X X

X X

---------------0613094 072194



DE DE DE

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X

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06J2994 070194 070194 0103J9W1E11)



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06J2994 070194 070194 0103J9W1E11)



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06J2994 070194 070194 0103J9W1E11)



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06J2994 070194 070194 0103J9W1E11)



issue 94-139 july tbstify - sec · issue 94-139 july 25, 1994 commission announcements ... tro and...

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