ishola et al pure and applied geophysics 2014

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  • 7/24/2019 Ishola Et Al Pure and Applied Geophysics 2014

    1/29

    See discussions, stats, and author profiles for this publication at:http://www.researchgate.net/publication/275670745

    Combining Multiple Electrode Arrays for

    Two-Dimensional Electrical Resistivity

    Imaging Using the Unsupervised

    Classification Technique

    ARTICLE in PURE AND APPLIED GEOPHYSICS JUNE 2015

    Impact Factor: 1.62 DOI: 10.1007/s00024-014-1007-4

    READS

    53

    3 AUTHORS:

    Kehinde S. Ishola

    University of Science Malaysia

    7PUBLICATIONS 1CITATION

    SEE PROFILE

    Mohd Nawawi

    University of Science Malaysia

    55PUBLICATIONS 70CITATIONS

    SEE PROFILE

    Khiruddin Abdullah

    University of Science Malaysia

    219PUBLICATIONS 176CITATIONS

    SEE PROFILE

    Available from: Mohd NawawiRetrieved on: 01 November 2015

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    Combining Multiple Electrode Arrays for Two-Dimensional Electrical Resistivity ImagingUsing the Unsupervised Classification Technique

    K. S. ISHOLA,1,2 M. N. M. NAWAWI,1 and K. ABDULLAH1

    AbstractThis article describes the use ofk-means clustering,

    an unsupervised image classification technique, to help interpret

    subsurface targets. Thek-means algorithm is employed to combine

    and classify the two-dimensional (2D) inverse resistivity models

    obtained from three different electrode arrays. The algorithm is

    initialized through theselection of the number of clusters, numberof

    iterations and other parameters such as stopping criteria. Automat-

    ically, it seeks to find groups of closely related resistivity values that

    belong to the same cluster and are more similar to each other thanresistivity values belongingto other clusters. The approach is applied

    to both synthetic and field data. The 2D postinversions of the

    resistivity data werepreprocessed by resamplingand interpolating to

    the same coordinate. Following the preprocessing, the three images

    are combined into a single classified image. All the image prepro-

    cessing, manipulation and analysis are performed using the PCI

    Geomatics software package. The results of the clustering and

    classification are presented as classified images. An assessment of

    the performance of the individual and combined images for the

    synthetic models is carried out using an error matrix, mean absolute

    error and mean absolute percent error. The estimated errors show

    that images obtained from maximum values of the reconstructed

    resistivity for the different models give the best representation of the

    true models. Additionally, the overall accuracy and kappa values

    show good agreement between the combined classified images and

    true models. Depending on the model, the overall accuracy ranges

    from 86 to 99 %, while the kappa coefficient is in the range of

    5498 %. Classified images with kappa coefficients greater than 0.8

    show strong agreement, while images withkappa coefficients greater

    than 0.5but less than 0.8give moderate agreement. Forthe field data,

    the k-mean classifier produces images that incorporate structural

    features of the three electrode array configurations. Consequently,

    some clusters that overwhelmingly correspond to the lithologic units

    of the investigated areas are better identified than the tomographic

    images of each data set considered separately, underscoring the

    relevance of the unsupervised classification technique in this study.

    Key words: Unsupervised classification, electrode arrays,

    k-means clustering, clusters, overall accuracy, lithologic units.

    1. Introduction

    In geophysical investigations involving hydroge-

    ology, subsurface exploration, mining, geotechnical

    and archaeological prospecting, electrical resistivity

    imaging has remained a vital tool for some decades

    (DAHLIN 1996; SEATON and BURBEY 2000; CANDANSA-YAR and BASOKUR 2001; LOKE et al. 2013). The

    advancements made in the use of this tool by

    allowing resistivity data to be collected and processed

    in a short period of time using a suitable electrode

    array are worthy of commendation. This is coupled

    with the advent of multielectrode resistivity recording

    systems that have popularized the use of electrical

    resistivity imaging. However, one of the problems of

    resistivity investigations is the choice of a suitable

    electrode configuration that will give the best

    response to the observed targets in the subsurface

    (ZHOU and GREENHALGH 2000; ZHOU and DAHLIN

    2003). Several electrode arrays have been used in

    resistivity investigations, including, but not limited

    to, the Wenner, Wenner-Schlumberger, dipole-

    dipole, pole-pole and pole-dipole arrays (DAHLIN

    1996; CHAMBERS et al. 1999; STORZet al.2000). Each

    electrode array has its advantages and limitations

    regarding field operations and interpretation capabil-

    ities (LOKEet al.2003; DAHLINand ZHOU2004; ABER

    and MESHIN CHIASL 2010). Also, the depth of inves-tigations (ROY and APPARAO 1971; BARKER 1989;

    OLDENBURG and LI 1999; SZALAI and SZARKA 2008),

    sensitivity to horizontal or vertical variations, and

    signal strength (LOKE 2001; SEATON and BURBEY

    2002; DAHLIN and ZHOU 2004; CANDANSAYAR 2008)

    are some of the other factors needing to be taken into

    consideration in using these arrays. In addition, the

    geological structures to be mapped, heterogeneities of

    the subsurface, sensitivity of the resistivity meter

    1 Geophysics section, School of Physics, Universiti Sains

    Malaysia, 11800 Pulau Pinang, Penang, Malaysia. E-mail: saidi-

    [email protected]; [email protected];

    [email protected] Department of Geosciences, University of Lagos, Akoka,

    Lagos, Nigeria.

    Pure Appl. Geophys.

    2014 Springer Basel

    DOI 10.1007/s00024-014-1007-4 Pure and Applied Geophysics

  • 7/24/2019 Ishola Et Al Pure and Applied Geophysics 2014

    3/29

    (FURMAN et al. 2003), sensitivity of the arrays to

    vertical and lateral variations in the resistivity of the

    subsurface, horizontal data coverage and signal

    strength of the array (DAHLINand ZHOU2004) should

    be considered before embarking on field surveys.

    In conducting an electrical resistivity survey over

    a noisy site, the Wenner array is preferred because of

    its high signal strength and high resolution of hori-

    zontal structures, but it is less easily applicable when

    mapping 3D structures where the dipole-dipole, pole-

    dipole and pole-pole arrays are given preference

    (DAHLINand LOKE1997; ZHOUand DAHLIN2003). The

    Wenner array also has a good vertical resolution, thus

    making it suitable for imaging horizontal structures

    (IBRAHIMet al.2003). The dipole-dipole array is most

    sensitive to resistivity variations beneath the elec-

    trodes in each dipole length and is very sensitive tohorizontal variations. The dipole-dipole array is rel-

    atively insensitive to vertical variations in the

    subsurface resistivity (GRIFFITHS and BARKER 1993).

    As a result, the dipole-dipole array is given priority

    for mapping of vertical structures such as dykes and

    cavities (LOKE 2001; EL-QADY et al. 2005). In prac-

    tice, electrical resistivity imaging involves the use of

    either four electrode arrays (e.g., the Wenner Sch-

    lumberger and dipole-dipole) or the three electrode

    type typical of the pole-dipole with a polarity-

    reversed array for all possible currents and potential

    electrode combinations. To gain knowledge of the

    relative potentials of these electrode arrays, several

    researchers have worked in this direction. SZALAI and

    SZARKA (2008) classified about 100 electrode arrays

    into eight classes based on three parameters; they are

    superposition, focusing and collinearity. Also, STUM-

    MERet al.(2004) opined that electrical resistivity data

    acquired using a large number of four-point electrode

    arrays gave substantial subsurface information com-

    pared to the data sets obtained from both individualarrays, such as the Wenner, dipole-dipole or a com-

    bination of the Wenner and dipole-dipole arrays.

    Moreover, DE LAVEGAet al.(2003) used a combined

    inversion algorithm for different electrode array data

    sets with the combined inversion images outper-

    forming the inversion results obtained from separate

    electrode arrays. ATHANASIOUet al.(2007) introduced

    a weighting factor to the two-dimensional (2D)

    combined inversion algorithm, which prevented the

    dominance of one array type over another as the

    applied parameter allowed equal participation of the

    data from an individual array.

    In previous studies, attempts have been made at

    comparing the ability of different electrode arrays to

    resolve, map or identify subsurface targets (SEATON

    and BURBEY 2002; DAHLIN and ZHOU 2004; CAN-

    DANSAYAR 2008). Several researchers have compared

    different electrode arrays individually on the basis of

    their sensitivity analysis, depth of investigations, and

    responses to resolving vertical or horizontal struc-

    tures (SASAKI 1992; DAHLIN 2001; BENTLEY and

    GHARIBI 2004; FIANDACA et al. 2005; CAPIZZI et al.

    2007; BERGE and DRAHOR 2009; MARTORANA et al.

    2009; NEYAMADPOUR et al. 2010; RUCKER 2012).

    Meanwhile, in related studies, the use of joint

    inversion techniques have been introduced and usedfor combining two or more geophysical data into a

    single image for the cross gradients (GALLARDO and

    MEJU 2003, 2004, 2007) and structural approach

    (HABER and OLDENBURG 1997). The efficacy of the

    joint inversion method hinges on the complementary

    nature of the geophysical data sets (DOETSCH et al.

    2010). In addition, concerted efforts have been geared

    toward optimizing different electrode arrays for

    electrical resistivity surveys in order to obtain as

    much information as necessary in the detection and

    imaging of subsurface structures within a short period

    of time (STUMMER et al. 2002,2004; WILKINSONet al.

    2006a, b; COSCIA et al. 2008; LOKE et al. 2010; HA-

    GREY and PETERSEN 2011; HAGREY 2012). In view of

    this, COSCIA et al. (2008) proposed an experimental

    design method involving an independent comparison

    between the information provided by one electrode

    array with others using crosshole electrical resistivity

    imaging. In another work, LOKEet al.(2010) adopted

    four methods to automatically select an optimal set of

    array configurations that provided maximum subsur-face model resolution for an electrical imaging

    applied to both synthetic and field surveys.

    In the present study, however, we focus on the

    combination of the 2D post-inversion resistivity

    models from three different electrode arrays, namely,

    the dipole-dipole (Dpd), Wenner-Schlumberger

    (Wsc) and pole-dipole (Pdp), reflecting a wide range

    of geological situations, using an unsupervised image

    classification technique. To this end, the capability

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    and functionality of an image processing technique

    are explored to generate a single integrated image for

    both synthetic and real-field examples.

    In this article, we present a review of the different

    electrode arrays used in electrical resistivity imaging

    with emphasis on the advantages and their limita-

    tions. Also, a technique for combining the images

    from some commonly used electrode array configu-

    rations is mentioned. The remainder of the article is

    organized into the traditional theoretical background,

    method, results and discussion followed by directions

    for further work. In Sect. 2, we introduce the image

    classification technique, which emphasizes two broad

    groups of classification techniques. Section3 dis-

    cusses the methodology, which includes numerical

    modeling, merging of post-resistivity inversion data

    sets, clustering and classification procedures. Also,the other aspects of the methodology presented are

    the assignment of resistivity to the classification

    images and criteria for evaluating the accuracy of the

    clustering technique. Section4presents the results of

    the application of the clustering technique to both

    synthetic and field examples. In addition, the dis-

    cussion section interprets the results, and suggestions

    for continued research are provided.

    2. Image Classification Techniques

    Mechanistically, image classification is a process

    that translates the raw data into more meaningful

    and understandable forms (TSO and OLSEN 2005).

    The image classification technique involves cluster-

    ing the pixels of an image, where a pixel is the

    smallest unit of digital image data that can be

    individually processed, into a relatively small set of

    clusters, such that pixels in the same class have

    similar statistical properties. Image classificationrelies on distinctive signatures or spectral contents

    of the classes as well as the ability to reliably dis-

    tinguish these signatures from others (EASTMAN

    2003). The image classification techniques stand out

    from other data integration methods, such as artifi-

    cial neural networks, self-organizing maps and joint

    inversion methods, to mention but a few. This is

    because of its predictive abilities (KVAMME 2006) in

    subsurface target detection using scattered fields

    (CHATURVEDI and PLUMB 1995). In the joint inversion

    method, an external constraint is imposed on the

    models (e.g., PRIDE 1994; TRYGGVASON et al. 2002;

    LINDE et al. 2006; LINDE and DOETSCH 2010) as the

    approach seeks an existing empirical or mathemati-

    cal relationship between the models, whereas the

    image classification technique looks for a natural

    grouping/pattern in the data sets.

    Generally, image classification can be grouped as

    either supervised or unsupervised classification, and

    both groups are used especially in remote sensing

    for image analyses. In supervised classification, the

    pixel classes are controlled by the analyst through

    the process of selecting training sites in advance in

    order to train the classifier (CAMPBELL 2002; TSO and

    OLSEN 2005). On the other hand, unsupervised

    classification works by objectively extracting variousfeatures of an image. The detailed information

    derived from an image is guided by the number of

    clusters into which the image is partitioned. The

    preference of unsupervised over supervised classifi-

    cation schemes in this study is a result of knowledge

    of the site to be classified being immaterial at the

    initial separation of the image pixels. Meanwhile,

    the classification process is less prone to human

    error as an analyst is not at liberty to make as many

    decisions during the classification process and the

    classes in the data are not overlooked (LILLESAND

    and KIEFER1994; EASTMAN 1995; ENDERLE and WEIH

    2005).

    Among the commonly used algorithms for parti-

    tioning of image data sets in unsupervised

    classification techniques are the k-means, iterative

    self-organizing data analysis (ISODATA) and fuzzy

    c-means. The ISODATA algorithm is similar to the k-

    means with the distinct difference that it allows for

    the minimum-maximum number of clusters, while

    the k-means assumes that the number of clusters isknown a priori. On the other hand, the fuzzy c-means

    is an alternative way of assigning data to specific

    clusters with an absolute in or out value based on

    degree of membership of the data into clusters (WARD

    et al.2014). Each of the clustering algorithms uses an

    iterative procedure for organizing objects into a pre-

    defined fixed number of clusters while attempting to

    optimize the distance between the observational data

    set and cluster centers (CHENG 2003; KHAN and

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    AHMAD 2004). Thus, unsupervised classification

    techniques partition data sets into clusters by ensuring

    that intercluster variability is maximized and mini-

    mizing intraclass variability without recourse to field

    knowledge (LILLESANDand KEIFER2000).

    2.1. The k-means Clustering Algorithm

    Thek-means is a clustering algorithm (MACQUEEN

    1967) that partitions multidimensional pixels in the

    model space of the image, usually in a vector form

    into prespecified k clusters. In the context of this

    study, the clusters consist of resistivity values, and

    the grouping is performed such that pixels within a

    cluster are similar (i.e., intracluster variability) and

    are dissimilar from pixels belonging to another

    cluster (i.e., intercluster) with each cluster repre-sented by cluster centers. Thus, clustering techniques

    are popularly used for finding interesting features or

    patterns in a data set that may not be obvious (RANA

    et al. 2010).

    The theoretical background of the k-means algo-

    rithm is as follows: suppose there are N input data

    points such thatx1; x2; . . .; xm2 Rn is a finite number

    of patterns existing in the model space of the model;

    then the k-clustering aims at partitioning these data

    points into kdisjoint subsets or clusters C1; . . .; Ck;

    withk\Nsuch that optimization is performed based

    on the clustering criterion. The criterion used for the

    optimization is the sum of the squared of Euclidean

    distances between each data point, xi, and the cluster

    center, mk, of the subset Ck, which contains xi. This

    optimization criterion is called the clustering error,

    and it depends on the cluster centers m1, , mk. At

    the k-th iterative step, the N observations are

    partitioned into k clusters using the relation,

    x2 Cjk,

    provided x mjk \ x mikk k 1

    for all i 1; 2; . . .; k; i 6j, where Cjk denotes the

    set of observations whose cluster center is mj(k). In

    the next step, a new cluster center mjk 1; j

    1; 2; . . .; k is computed such that the sum of the

    squared distances from all points (pixels) in Cj(k) to

    the new cluster center is minimized. A measure that

    minimizes this is the observation mean ofCj(k). Thus,

    the new cluster center formed is given by:

    mjk 1 1

    Nj

    Xx2Cjk

    x; j 1; 2; . . .; k 2

    where Nj is the number of pixels in the image. The

    cluster centers are reference points used by the algo-

    rithm to group the observation data points (pixels) into

    clusters. The cluster centers, also called centroids, are

    computed as the average of the observations in a

    particular cluster. Being a point-based algorithm, the

    k-means starts with the cluster centers that are initially

    placed at arbitrary positions and proceeds by moving

    the cluster centers at each step so that it minimizes the

    clustering error. For clustering of the data set, a large

    number of dimensions contains more information, and

    the clusters obtained tend to increase with increasing

    dimensionality in the data set.

    The k-means algorithm calculates its clustercenters iteratively by initializing the centers in mkand decides membership of the pixels in one of thek-

    clusters according to the closest neighbor, i.e., the

    minimum distance from the cluster center. Then, it

    calculates the new mkby repeating the steps above

    until there are no changes in the cluster centers. Thus,

    the goal is to minimize the sum of squares error

    within each cluster represented by its Euclidean

    distance as:

    dx; mk XNi1

    Xmj1

    xi mj 2

    3

    where kk2 is a measure of the minimum distance

    between a pixel, xi, and the cluster center, mj. In

    Eq.3, high membership values are assigned to pixels

    that are close to the cluster center for a particular

    cluster, while low membership values are assigned to

    pixels that are far from the centroid (PHAMand PRINCE

    1999).

    2.2. Selection of the Number of Clusters

    In most clustering situations, an important step in

    the implementation of the clustering procedures is to

    specify the number of clusters into which the image is

    to be partitioned. In this regard, an analyst is faced

    with the dilemma of selecting the number of clusters

    or partitions in the final solution as there is no

    existing benchmark in the literature regarding the

    selection of an optimal number of clusters. To

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    overcome this nagging problem in clustering, a

    variety of procedures has been proposed and used

    for determining the number of clusters in data sets

    (MILLIGAN and COOPER 1985; HALKIDI et al. 2001;

    KVAMME 2006; WARD et al. 2014). Doing so will

    assist in the final interpretation of the classification

    image. In practice, the appropriate number of clusters

    for a given data set is based on trial and error. The

    subjective nature of deciding what constitutes correct

    grouping by this method makes the selection difficult.

    Another approach is to run the clustering algorithm

    many times with the number of clusters gradually

    being increased from a certain initial value to some

    threshold values and the partitioning of data resulting

    in the best validity measure being selected (HALKIDI

    et al. 2001). WARD et al. (2014) used the number of

    peaks obtained from the application of the kerneldensity estimation method to the data set to provide a

    statistically grounded analysis of the data that in turn

    was assumed to represent the appropriate number of

    clusters required to group the data.

    Grouping of the pixels into a few prespecified

    clusters could result in a loss of important details

    about the models during clustering of the data sets. In

    order to ensure at the outset that no important

    information in the image data sets is ignored,

    clustering is often prepared with a large number of

    clusters to reflect the specific characteristics of the

    data sets (CIHLARet al. 1998; PHAMet al. 2004; GAO

    2009). However, using a large number of clusters also

    poses a problem, as too many details that could give

    irrelevant interpretations of the targets may be

    created (FIGUEIREDO and JAIN 2002; ERNENWEIN

    2009). Therefore, finding an optimum number of

    clusters in a data set could be very challenging since

    it requires a priori knowledge of the data in some

    cases. The performance of the k-means clustering

    algorithm in terms of adequate interpretation of theclassification image depends on the selection of an

    optimal number of clusters, types of attributes (i.e.,

    measured parameters), types of data sets and scales of

    attributes.

    2.3. Stopping Rules of the k-means Algorithm

    The convergence of the k-means algorithm is

    guided by the cost function or sum of the square

    error, which reduces to a local minimum. At this local

    minimum, the correct number of cluster centers

    converges into an actual cluster center as other initial

    centers move away from the input data set (ZALIK

    2008). A satisfactory clustering result is obtained

    when the number of iterations as a prerequisite is

    indicated before the user/analyst runs the algorithm.

    A number of convergence conditions are possible in

    the execution of clustering algorithms. These include:

    (1) the search may stop when a given or defined

    number of iterations is reached, (2) stopping when the

    partitioning error is not reduced because of the

    relocation of the centers is an indication that the

    partition is locally optimal, (3) when there is no

    exchange of data points between clusters, exceeding a

    predefined number of iterations, and (4) when a

    threshold value is attained. This convergence thresh-old corresponds to the maximum percentage of pixels

    whose clusters remain unchanged from the previous

    iteration (REIGBERet al. 2010; LI et al. 2013). At this

    stage, the clusters are saved as the best cluster

    solution for the clustering. Also, the threshold

    parameter, T, typically a specific value, is stated or

    selected by the user. Thek-means algorithm based on

    a user-supplied parameter can modify the threshold

    value by either increases or decreases depending on

    the number of clusters required to represent the data

    set.

    3. Methodology

    Subsurface imaging over a target using different

    electrode configurations produces tomographic mod-

    els of the target. Each inverse resistivity image gives

    different information about the investigated area.

    This is due to nonuniqueness in the inversion process

    leading to ambiguity in the interpretation of theresults. To reduce the ambiguity, there is a need for

    all the information from the different electrode con-

    figuration images to be integrated into a single image.

    To this end, an unsupervised classification technique

    using the k-means algorithm that automatically par-

    titions the 2D inverse resistivity model data sets into

    some prespecified number of clusters with each

    cluster linked to a particular geological or hydro-

    geological (i.e., electrofacies) unit that makes up the

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    resistivity image is employed. The procedure used in

    this study can be grouped into four stages: (1)

    numerical modeling, (2) clustering and classification

    procedures, (3) assignment of resistivity and (4)

    accuracy assessment.

    3.1. Numerical Modeling of Synthetic Data

    3.1.1 Forward Modeling

    The synthetic models used in this study were created

    through forward modeling. Forward modeling, also

    known as the forward solver, involves a mapping

    from the model space to the data space (SCHWARZBACH

    et al. 2005). Forward modeling estimates/predicts

    data on the basis of the known distribution of model

    parameters and electrode configuration used. Theforward modeling for the DC potentials is accom-

    plished using a finite difference (FD) technique to

    solve the partial differential equation for charge

    distribution. The program that performs this calcula-

    tion is the RES2DMOD software package (GEOTOMO

    2005). This forward solver is used to calculate the

    apparent resistivity data for a user-defined 2D

    subsurface model (i.e., it computes the electric

    potential difference for a particular resistivity model).

    In the FD approach, a resistivity model of the

    subsurface is first discretized into several rectangularmesh or grids. Then, the FD method determines the

    potentials at the nodes of the rectangular mesh in both

    directions. The DC resistivity forward modeling was

    performed with the synthetic data shown in Fig. 1ae

    generated over the 2D resistivity structures. The

    potential differences were computed for the three

    electrode arrays, namely the Wenner-Schlumberger

    (Wsc), dipole-dipole (Dpd) and pole-dipole (Pdp)

    arrays. In all the simulations, 40 surface electrodes at

    an electrode spacing of 1 m were used.

    In this study, five synthetic models were used to

    simulate a typical field survey and test the image

    classification approach for the integration of different

    electrode arrays images. These include:

    1. A resistivity block prism (target) with a resistivity

    value of 500 X-m (light blue) embedded in a

    homogeneous medium of 10 X-m (deep blue)

    (Fig.1a).

    2. Two resistivity blocks having resistivity values of

    100 X-m (green) and 300 X-m (orange) embedded

    in a homogeneous medium of 10 X-m (deep blue)

    (Fig.1b).

    3. Three blocks with resistivity values of 100 X-m

    (left), 300 X-m (middle) and 500 X-m (right) all

    embedded in a homogeneous background of 10 X-

    m (Fig.1c).

    4. A vertical fault juxtaposing a conductive top layer

    (hanging wall) with resistivity of 10 X-m (blue)

    and a resistive bottom layer (foot wall) with

    resistivity of 100 X-m (green) (Fig.1d)

    5. A resistivity dyke of 500 X-m (light blue)intruding in a homogeneous background 100 X-m

    (green) (Fig.1e).

    3.1.2 Inverse Modeling

    The determination of the model parameter (i.e.,

    resistivity estimates) using the data space and model

    space is known as inversion. Unlike forward model-

    ing, inverse modeling is the mapping from the data

    space to the model space (OLDENBURG and ELLIS

    1991). Inversion is used to reconstruct the subsurface

    resistivity distribution from the measurements of

    voltage and current data. Inversions of the apparent

    resistivity data sets from forward modeling were

    carried out using the commercially available

    RES2DINV software (GEOTOMO 2005). During the

    inversion process, 5 % Gaussian noise was added to

    reflect field conditions. The inversion of the apparent

    resistivity data from forward modeling into 2D

    resistivity models was carried out using RES2DINV,

    a commercially available inversion program. Thissoftware program uses two different inversion rou-

    tines for the generation of earth models from the

    resistivity data. The inversion routines are based on

    the blocky or L1-norm optimization (LOKE et al.

    2003) and Gauss-Newton smoothness-constrained

    least-squares method for L2-norm optimization (DEG-

    ROOT-HEDLIN and CONSTABLE 1990; ELLIS and

    OLDENBURG 1994). The L1-norm optimization method

    Figure 1Synthetic resistivity models used for stimulation of a a resistive

    block,b two resistive blocks, c three resistive blocks, d a vertical

    fault and e a resistive dyke

    c

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    allows earth resistivity models with relatively sharp

    variations across boundary resistivity to be recon-

    structed as it tries to minimize the sum of absolute

    values of the models resistivity. It is a better

    optimization choice when geological discontinuities

    are expected (SEATON and BURBEY 2002; LOKE et al.

    2003). On the other hand, the L2-norm based on the

    least-squares optimization method attempts to mini-

    mize the sum of squares of the spatial variations in

    the resistivity of the models and the data misfit

    leading to earth resistivity models with gradual

    transitions across zones of different resistivities

    (LOKE et al. 2003). Although the default inversion

    routine used by this program is based on an L2-norm,

    both optimization techniques were used initially, but

    the L2-norm was observed to have smearing effects

    on the boundaries (LOKE et al. 2003) of the models.As a result, the L1-norm was preferred throughout the

    inversion process in the synthetic examples.

    3.1.3 Regularization Parameters

    Inverse problems are ill posed because of the

    nonuniqueness resulting from sparse noisy data and

    the need to finely parameterize the earth so that

    enough variation is allowed in the solution (MEJU

    1994; HABER and OLDENBURG 2001). To overcome ill-

    posedness in the inversion, regularization schemesare usually applied (DOESTCH et al. 2010). Examples

    of the regularization constraints that allow for

    stabilization of the inversion process are damping

    and smoothing (BLOME et al. 2011). The common

    perspectives in these regularization schemes are that

    the data are given and inversion should produce a

    single model that fits the data (ELLIS and OLDENBURG

    1994). A 2D earth model is parameterized by means

    of a grid of rectangular prisms, each having a uniform

    resistivity. As a tradition, each block is made smaller

    than the data resolution length so that the position of

    the block boundaries does not affect the final model.

    The regularization parameter is a trade-off between

    data misfit and model roughness as a large value

    results in a smooth model and weak data misfit, while

    a small value leads to a highly rough model with

    good data misfit (TIKHONOVand ARSENIN 1977; LOKE

    et al. 2003). Several methods exist to compromise

    data misfit and model constraints (FARQUHARSON and

    OLDENBURG2004). In order to obtain a solution for the

    inverse problem, an important factor to consider is

    the damping factor (k), which depends among other

    factors on the distribution of the resistivity data.

    An estimation of the damping factor is based on

    the trial and error method (LOKE and BARKER 1996;

    OLAYINKAand YARAMANCI 2000). The selection of an

    appropriate damping factor is important for subsur-

    face imaging inversion in order to avoid local

    minima. Using low damping values could lead to

    low data misfit, but produce high instability in the

    values of the estimated resistivity between adjacent

    cells; this in turn could result in erroneous assump-

    tions of the model resistivity in the area under study

    (LOKEet al.2010). To establish an optimum value of

    the damping factor that gives the best inversion

    results after successive iterations, OLAYINKA andYARAMANCI (2000) suggest the use of a damping

    factor in the range of 0.050.25 with a 20 %

    increment between successive iterations. Also, Eas-

    ton (1987) opined that higher damping values should

    be used at the beginning and lower the damping

    values on subsequent iterations.

    In this article, the suggestion provided by OLAY-

    INKA and YARAMANCI (2000) in respect to the

    value(s) for the damping factor for models inversions

    was adopted. The inversions were carried out with an

    initial damping factor of k =0.25, which was

    reduced to a minimum of 0.015 after successive

    iterations. Tables1and2display the data points for

    the three electrode arrays used for providing infor-

    mation about the inverse models and parameters used

    for the resistivity inversion with the RES2DINV

    software package, respectively. The propagation

    factor, n, for the dipole-dipole array increases from

    1 to 6 (Table1). It is advisable not to use n values

    greater than 6 for the dipole-dipole array in order to

    increase the depth of investigation because of theweak signal strengths of this array (LOKE 2009).

    Table 1

    Modeling parameters for the three electrode arrays used

    Parameter/electrode array Dpd Wsc Pdp

    Number of data points 308 253 319

    Number of model layers 6 8 8

    Number of blocks 178 204 240

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    3.2. Assignment of Resistivity Without Clustering

    The reconstructed inverse resistivity values of the

    three electrode array configurations were combined

    using Eqs.4,5,6and7. This combination yields four

    new images (i.e., minimum, maximum, median and

    average), which are illustrated as:

    Rminxi;yi minRdpd;Rwsc;Rpdp 4

    Rmaxxi;yi maxRdpd;Rwsc;Rpdp 5

    Rmedxi;yi medRdpd;Rwsc;Rpdp 6

    Ravgxi;yi Rdpd Rwsc Rpdp

    3

    7

    where Rdpdxi;yi; Rwscxi;yi andRpdpxi;yi are the

    resistivity values for the dipole-dipole, Wenner-Sch-

    lumberger and pole-dipole electrode arrays. Also, for

    the models images, the mean resistivity values

    denoted by Rmax, Rmin, Rmed and Ravg for the maxi-mum, minimum, median and average images,

    respectively, were assigned to the blocks and back-

    ground of the models.

    3.3. Clustering and Classification Procedures

    The 2D post-inverse resistivity models saved in

    text files format, i.e., as xyz, where x represents the

    electrode position,y is the depth of investigation, and

    z represents the resistivity values, were exported into

    an image-processing environment using the PCI

    Geomatics software for further manipulations and

    analysis. The PCI Geomatics used throughout this

    article has a variety of functionality that enables users

    or analysts to get more from imagery in support of a

    wide range of geospatial applications. It is used in the

    remote sensing environment for imagery processing,

    geographic information systems and photogrammetry

    (PCI2001).

    To implement the k-means algorithm, the follow-

    ing input parameters were used in addition to the

    three input images from the electrode configurations:

    (1) the number of clusters, which is usually a priori

    defined, was 16. To avoid the difficulty in the

    selection of an appropriate number of clusters, in this

    article the prior information obtained during the 2Dinversion process was used to specify the number of

    clusters, k, for the clustering. By this an objective

    evaluation measure to suggest suitable values for the

    number of clusters, thus avoiding the need for trial

    and error, is implied. Moreover, the use of prior

    knowledge from the inversion results provided an

    automatic decision rule eliminating the problems of

    human subjectivity. This was to ensure that adequate

    information needed for the interpretation of the

    model was obtained: (2) the stopping criteria (i.e.,

    the number of iterations and the convergence thresh-

    old were set to 20 and 0.01, respectively). After

    convergence, thek-means algorithm creates an output

    image file with a thematic raster layer as a result of

    clustering, and this is stored in the PCIDSK program.

    The PCIDSK is a data structure for holding images

    and related data. When this convergence threshold is

    attained, the program terminates. Prior to classifica-

    tion of the combined images, we masked the region

    of the models images that did not have data points

    manually. This was necessary to ensure that only thecoregistered part of the images was classified.

    3.3.1 Assignment of Resistivity to Clusters

    Each cluster formed is associated with three resistiv-

    ity values from the three electrode array

    configurations. These resistivity values are denoted

    by Rc1, Rc2 and Rc3 in contrast to the resistivity

    assigned to the images obtained without clustering in

    Table 2

    Summary of parameters used during 2D resistivity inversions

    Initial damping factor 0.25

    Minimum damping factor 0.015

    Convergence limit 1

    Minimum change in absolute error \10 %

    Number of iterations 38Jacobian matrix is recalculated for the first

    two iterations

    Increase of the damping factor with depth 1.05

    Robust data inversion constraint is used with

    the cutoff factor

    0.05

    Robust model inversion constraint is used with

    the cutoff factor

    0.005

    Extended model is used

    Effect of side blocks is not reduced

    Normal mesh is used

    Finite difference method is used

    Number of nodes between adjacent electrodes 4

    Logarithm of the apparent resistivity used

    Reference resistivity used is the average of minimum

    and maximum values

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    Sect.3.2. To assign a single resistivity value, we used

    the minimum, maximum, median and average ofRc1,

    Rc2 and Rc3 represented by Rcmin; Rcmax; Rcmed and

    Rcavg, respectively, using Eqs. 8, 9, 10and11.

    Rcminxi;yi minRc1;Rc2;Rc3 8

    Rcmaxxi;yi maxRc1;Rc2;Rc3 9

    Rcmedxi;yi medRc1;Rc2;Rc3 10

    Rcavgxi;yi Rc1 Rc2 Rc3=3: 11

    Also, overall resistivity values denoted by

    Rcmin; Rcmax; Rcmed and Rcavg were assigned to the

    blocks and background of the classified images. The

    final step in the classification campaign was merging

    of clusters.

    Another important stage in image classification

    process involves aggregation or merging of clusters in

    the classified images and then ascribing the merged

    clusters to desirable classes according to similarity in

    their spectral properties. To this end, merging was

    confined to spatially adjacent clusters by comparison

    of one cluster with its neighbor(s) and assigning it to

    the same class on the basis of their pixel values. This

    was carried out through the class merging submenu

    available at the Geomatica Focus window of the PCI

    software. Also, the spatial context (i.e., boundary) of

    the individual pixels can be used. This is particularlyrelevant when the spectral signatures of the clusters are

    reasonably similar. Thus, as the clusters were merged,

    the data structure of the classified image was updated

    by reestimating the resistivity value of each class.

    3.4. Accuracy Assessment

    After assigning resistivity values to the clusters,

    an assessment of the accuracy/performance of the

    classified images was carried out. This was carried

    out relative to the true model images. There are many

    criteria for assessing the performance of models

    images in the literature. These include: R-square,

    semi-partial R-square, absolute error (AE), root-

    mean-square, standard deviations, mean absolute

    error (MAE) and mean absolute percentage error

    (MAPE). In this article, however, accuracy assess-

    ment being an important step in the classification

    process is necessary in order to evaluate the quality of

    the classified images. With this end in view, the error

    matrix or contingence tables were used for quantita-

    tive evaluation of the images. The error matrix table

    displays statistics for assessing the accuracy of

    classification images using the number of pixels that

    represent the features in the image (SINGH 1989;

    CONGALTON and GREEN 1999; LILLESAND and KEIFER

    2000; LIUet al. 2003; MELGANIand BRUZZONE 2004).

    To construct the error matrix table, every pixel in the

    classified images was compared with the pixel in the

    reference images (i.e., true models) for the blocks and

    background of the models images. Then, percentages

    obtained from the table gave the accuracies of the

    classification (CONGALTON 1991; LILLESAND and KEIF-

    ER 2000; LIU et al. 2003; ENDERLE and WEIH 2005;

    HASMADI et al.2009; PERUMALand BHASKARAN 2010).

    In interpreting classification accuracy, it is importantnot only to note the percentage of correctly classified

    pixels but also to determine the nature of errors of

    omission and commission on a pixel-by-pixel basis.

    Producers accuracy (PA) is obtained by dividing

    the number of correctly classified pixels in each

    category by the total number of pixels in the

    corresponding column. Users accuracy (UA) is

    computed by dividing the number of correctly

    classified pixels by the total number of pixels in the

    corresponding row (i.e., it is concerned with what

    percentage of the cluster has been correctly classi-

    fied). The PA and UA were obtained using Eqs. 12

    and13, respectively, as follows:

    PA % 100 error of omission % 12

    UA % 100 error of commission % : 13

    In these equations, both the PA and UA are

    related to errors of omission and commission,

    respectively. Pixels that are incorrectly excluded

    from a particular cluster are defined as an error ofomission, while pixels that are incorrectly assigned to

    a particular cluster that actually belong in other

    classes are defined as an error of commission

    (BOSCHETTI et al. 2004).

    Also, the percentage of overall accuracy (OA)

    was estimated using Eq. 14given by:

    O:AU

    W 100 % 14

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    where U is the total number of correctly classified

    pixels in the same category (i.e., sum of diagonal

    pixels) and W is the total number of pixels (i.e., sum

    of pixels in a row or column) in the classified image.

    There are situations where the correct classification is

    made by chance. In this case the most widely used

    statistics for the estimation of the effect of change

    agreement is known as the kappa coefficient (j). The

    kappa coefficient was calculated using Eqs.15 and

    16a,16bas follows:

    ja1 a2

    1 a215

    a1

    PNi1

    xij

    N16a

    and

    a2

    PNi1

    yizi

    N2 16b

    wherea1 is the overall accuracy, a2is the percentage

    of items that has been classified correctly by chance,

    xij is the number of pixels in the ijth cell of the

    contingence table, yi marginal total of row,

    zi =marginal total of column, N =the total number

    of pixels in the image under consideration.

    Furthermore, the AE was computed by making

    pixel-by-pixel comparison between the true models

    and the combined images. With this end in view,

    both MAE and MAPE were calculated. First, the

    absolute error (AE) of the model features (i.e., for

    the blocks and background) was computed. This was

    carried out by estimating the difference in resistivity

    between the true model and classified image on a

    pixel-by-pixel basis. For all the pixels within the

    blocks, for instance, MAE was estimated as the

    average of all AEs. Also, the MAPE was estimatedfor the blocks and background of the models

    images. AE, MAE and MAPE are given in Eqs.17,

    18, 19 as follows:

    A:E xi; yi qi qij j 17

    MAE 1

    N

    XNi1

    qi qij j 18

    MAPE 1

    N

    XNi1

    qi qiqi

    100 19

    whereqi is the true resistivity of the block(s) and qi is

    the calculated resistivity of the block; N is the total

    number of pixels in the image.

    4. Results and Discussion

    4.1. Synthetic Results

    A tabulated set of reconstructed resistivity values

    for each block and background of the models in

    Fig.2 are presented in Table3. The images

    obtained using Eqs.4, 5, 6 and 7 to merge the

    resistivity values of the three individual electrode

    arrays (i.e., the dipole-dipole, pole-dipole and Wen-

    ner-Schlumberger) are shown in Fig.2dg. It is

    observed from the table that for all the models, the

    reconstructed resistivity values of the blocks are

    underestimated compared to the resistivity of the

    true models, while for the background the recon-

    structed resistivity values are an overestimation. In

    essence, the amplitude of resistivity has been

    dampened and is a known feature inherent in

    resistivity imaging (RUCKER 2012). For the individ-

    ual electrode arrays, it is observed that the dipole-dipole images give better results than Wenner-

    Schlumberger and pole-dipole images. This means

    that the reconstructed blocks resistivity for dipole-

    dipole images is closer to the true models resistivity

    than the resistivity for Wenner-Schlumberger or

    pole-dipole images. Also, for the combined images,

    the reconstructed resistivity of the maximum images

    is higher than that of the remaining images (i.e.,

    minimum, median or average). Thus, the maximum

    outperforms any of the other combination as well as

    the individual images in attempting to reproduce thetrue models.

    The classification results after the pixels (i.e.,

    resistivity values) had been grouped into 16 clusters

    by the classifier algorithm together with their mean

    resistivity values are presented in Table4. It is seen

    that each cluster has three mean resistivities associ-

    ated with it. These resistivity values show that each

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    cluster contains information about the three electrode

    configurations used. Furthermore, a gradual increase

    in resistivity from one cluster to another is noted.

    This gradual increase might be due to the electrical

    contrast between the blocks and the background of

    the models images as the classifier recognizes

    certain patterns in resistivity that are grouped to aparticular cluster and other patterns to another cluster.

    Also, the classification results of the combined

    classified images obtained for the model of a single

    block embedded in a homogeneous background are

    shown in Fig.3ad. The rest of the classified images

    containing thematic information are shown in Figs. 4,

    5, 6and7.

    The aggregation of the clusters into classes shows

    that, for a single block model, cluster 1 is assigned to

    the background and clusters 216 to the block leading

    to a model with two classes. Class 1 corresponds to

    the background and class 2 to the block (Fig. 3). For

    the two-block model, clusters 24 are assigned to the

    first block (left), clusters 516 to the second block

    (right) and cluster 1 to the background. As a result

    three classes are produced, and each class corre-sponds to a particular feature of the model (Fig. 4).

    The three-block model images are such that cluster 1

    is assigned to the background, clusters 24 are

    assigned to the left block, while clusters 5 through

    10 are assigned to the middle block; clusters 1116

    are assigned to the right block with a total of four

    classes representing this model. Class 1 represents the

    background, while classes 24 represent the blocks of

    the model (Fig.5). In Fig.6, clusters 13 are

    Figure 2Two-dimensional inverse images of a block model for individual arrays: a Dpd,b Pdp,c Wsc and combined images,d max,e min,fmed and

    g avg

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    assigned to the conductive top layer, and clusters

    416 are assigned to the resistivity bottom layer. As a

    result, two classes are obtained for the fault model:

    class 1 is typical of the top layer, and class 2

    corresponds to the bottom layer of the model. In the

    resistivity dyke model, clusters 216 are assigned to

    the intrusive block, while cluster 1 belongs to the

    background. This implies that only two classes are

    desirable to represent these models. Again, class 1

    represents the background, while class 2 represents

    the intruding block (Fig.7). In consequence, the

    number of clusters aggregated/merged into a partic-

    ular class depends on the structural features identified

    in the models image.The overall resistivity obtained after assigning the

    mean resistivity values obtained in Table3 to the

    blocks and background of the classified images is

    summarized in Table5. From this table, two deduc-

    tions could be drawn. For instance, for a one-block

    model type (1) the resistivity values range from a

    minimum of 180 X-m to a maximum of 340 X-m.

    With this range, it shows that after classification of

    the images, the overall resistivity values obtained for

    Table 3

    Summary of reconstructed resistivity for the different models

    without classification

    Model

    type

    True model Reconstructed mean resistivity (X-m)

    Resistivity

    (X

    -m)

    Dpd Pdp Wsc Rmax Rmin Rmed Ravg

    Oneblock

    Block (500) 320 250 160 330 160 260 250Background

    (10)14 13 12 11 13 12 12

    Twoblocks

    Block 1(100)

    110 100 87 120 89 110 110

    Block 2(300)

    360 330 260 370 260 330 320

    Background(10)

    17 18 15 19 15 17 17

    Threeblocks

    Block 1(100)

    59 57 53 61 55 59 58

    Block 2(300)

    170 130 84 180 83 140 130

    Block 3

    (500)

    240 150 120 250 130 150 180

    Background(10)

    18 16 14 18 13 15 16

    Fault Hanging wall(10)

    13 12 13 14 12 13 13

    Foot wall(100)

    95 93 92 100 86 92 93

    Dyke Block (500) 470 460 460 470 460 460 460Background

    (100)100 100 100 100 100 100 100

    Table4

    Summaryofclustering

    forsyntheticmodelswithmeanresistivity

    inX-m

    ModeltypeArray

    type

    Cluster

    1

    Cluster

    2

    Cluster

    3

    Cluster

    4

    Cluster

    5

    Cluster

    6

    Cluster

    7

    Cluster

    8

    Cluster

    9

    Cluster

    10

    Cluster

    11

    Cluster

    12

    Cluster

    13

    Cluster

    14

    Cluster

    15

    Cluster

    16

    Oneblock

    Dpd

    9

    29

    58

    90

    120

    150

    190

    220

    300

    340

    390

    340

    380

    420

    430

    460

    Pdp

    9

    24

    45

    68

    92

    120

    140

    170

    170

    220

    240

    260

    290

    320

    340

    360

    Wsc

    8

    27

    41

    56

    72

    85

    100

    120

    130

    160

    160

    180

    200

    210

    220

    220

    Twob

    locks

    Dpd

    9

    37

    71

    110

    140

    190

    230

    280

    320

    360

    400

    450

    480

    520

    560

    590

    Pdp

    10

    41

    72

    100

    130

    180

    220

    260

    300

    340

    370

    410

    440

    470

    500

    530

    Wsc

    9

    29

    51

    76

    100

    120

    160

    190

    220

    250

    290

    310

    350

    380

    410

    440

    Three

    blocks

    Dpd

    10

    10

    29

    52

    68

    90

    120

    140

    170

    180

    210

    220

    250

    280

    310

    340

    Pdp

    10

    10

    25

    43

    63

    60

    82

    100

    130

    120

    160

    140

    160

    170

    180

    140

    Wsc

    10

    11

    21

    34

    59

    41

    61

    77

    79

    110

    100

    120

    130

    130

    140

    140

    Fault

    Dpd

    11

    19

    30

    41

    52

    62

    72

    82

    91

    99

    110

    100

    110

    110

    110

    110

    Pdp

    12

    17

    25

    33

    42

    51

    59

    67

    76

    86

    95

    110

    120

    120

    120

    130

    Wsc

    11

    16

    24

    32

    40

    48

    56

    64

    73

    82

    91

    110

    120

    130

    140

    140

    Dyke

    Dpd

    100

    120

    150

    180

    200

    230

    260

    290

    310

    340

    360

    390

    420

    440

    470

    500

    Pdp

    100

    120

    150

    170

    200

    230

    260

    290

    310

    350

    370

    400

    430

    460

    480

    490

    Wsc

    99

    130

    150

    180

    210

    240

    270

    290

    320

    350

    370

    400

    430

    470

    480

    490

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    the maximum images are closer to the true models

    resistivity (i.e., 500 X-m) than the resistivity values

    obtained for the rest of the models images. Also, the

    rest of the models images show similar trends, and

    (2) in comparison with the models images obtained

    without classification, it is noted that there is anincrease in resistivity values of the combined classi-

    fied images resulting from the unsupervised

    technique. This could suggest that the unsupervised

    classification technique finds patterns or features

    residing in the original models that might not be

    obviously known by any of the individual electrode

    array configurations before the unsupervised classi-

    fication technique is utilized (ERNENWEIN2009; RANA

    et al. 2010).

    Furthermore, the error matrices generated for

    statistical evaluation of the performance of the

    classified images relative to the true models are

    presented in Tables6,7,8,9and10. PA indicates the

    degree to which the reference pixels are classified

    (LILLESAND and KEIFER 2000). UA indicates theprobability that a given cluster is actually present

    on the ground (LILLESAND and KEIFER 2000). Gener-

    ally, both the users and producers accuracies

    indicate good classification of the models as the

    errors of commission and omission during the

    classification were less than 40 %. The accuracy

    assessment from the unsupervised classification tech-

    nique further shows that the overall percentage

    accuracy is greater than 70 %. Overall accuracy

    Figure 3Two-dimensional integrated classified images for a resistivity block model: a max, b min, c med and d avg

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    evaluates the percentage of cases correctly classified,

    i.e., the probability that a pixel is classified correctly

    in the classified image. This indicates a good

    agreement between the classified images and the true

    model images used as reference data. According to

    LANDIS and KOCH (1977), the ranking of the kappa

    coefficient (j) ranges from 1 to 1. As a result, three

    groups can be obtained: (1) j greater than 0.8

    represents strong agreement between the classifica-

    tion and the true models images; (2) j between 0.4

    and 0.8 represents moderate agreement; (3) j less

    than 0.4 represents poor agreement between the

    classified and the true model images. By this

    standard, j shows that for the one-, two- and three-

    block images, substantial agreement exists between

    the classified images and true models with kappa

    accuracy from 76 to 83 %, while for the fault and

    dyke models, the j values are 90 and 93 %,

    respectively. This implies that there is perfect agree-

    ment between the classified and true model. Thus, j

    compensates for chance agreement in the classifica-

    tion and provides a measure of how much better the

    classification performs in the probability of randomly

    assigning pixels to their correct classes.

    Figure 4Two-dimensional integrated classified images for the resistivity two-block model: a max, b min, c med and d avg

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    In addition, an assessment of the accuracy of the

    combined images, employing both MAE and MAPE,

    shows that for all the synthetic models, the maximum

    resistivity values assigned to the models give the least

    errors, as presented in Tables 11and12, respectively.Thus, the maximum approach is considered the best

    representative of the true models as it reproduces the

    true model with the least possible errors compared to

    the other models images. Although our focus in this

    article was on classified images, more details on the

    quality of images obtained without clustering in

    terms of MAE and MAPE for the synthetic models

    can be found in ISHOLAet al. (2014).

    4.2. Application to Field Examples

    As feasibility tests of the application of the

    aforementioned unsupervised classification tech-

    nique on synthetic data, we also extended the

    clustering technique to real field data. In fieldexample 1, electrical resistivity imaging was con-

    ducted to delineate subsurface lithological units that

    control the hydrogeology of the study area for

    groundwater resources development. Also, in field

    example 2, electrical resistivity imaging was applied

    to demarcate regions of leachate infiltration in a

    septic field.

    Figure 5Two-dimensional integrated classified images for the resistivity three-block model: a max, b min, c med and d avg

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    4.2.1 Field Example 1

    A 2D electrical resistivity survey was performed at

    Universiti Sains Malaysia Engineering campus, Ni-

    bong Tebal, in Penang, Malaysia. The ABEM Lund

    Imaging system comprising a Terrameter SAS 4000

    supplemented with an automatic multielectrode

    selector ES 10-64C system was used in the acquisi-

    tion of electrical resistivity data. A resistivity profile

    of about 420 m was established. Along this profile,

    four cable reels, each 100 m long and trending in the

    west-east direction, were used. Sixty-two takeouts

    electrodes were deployed at 5-m spacing for the two

    inner cable sets (100300 m), i.e., short (S) and 10-m

    electrode spacing for the outer cable sets, i.e., long

    (L) corresponded to distances of 0100 m and

    300400 m on the standard 400 m (ADIAT et al.

    2013). Two cable joints were used to link the cables to

    ensure continuity. The first cable joint was used to

    connect cables 1 and 2, while the second cable joint

    connected cables 3 and 4. The other terminals ofcables 2 and 3 were connected to the Terrameter used

    for the measurements. The three electrode array

    configurations used were the dipole-dipole (LS),

    pole-dipole (LS) and Schlumberger (LS). A forward

    modeling subroutine was used to calculate the appar-

    ent resistivity values, and a nonlinear least-squares

    optimization technique was used for the inversion.

    Like in the synthetic example, the RES2DINV

    program was employed. In the dipole-dipole array,

    Figure 6Two-dimensional integrated classified images for a resistivity fault model: a max, b min, c med and d avg

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    with a minimum electrode spacing of 5 m, a total of

    770 data points were used for measurements of

    resistivity (i.e., 414 data points for L, 356 data points

    for S), for the pole-dipole array 792 data points (516

    for L, 276 for S) and for the Schlumberger array 748data points (418 for L, 330 S). For all three arrays,

    after the seven iterations, the inversion converged

    with misfit error less than 20 %. The misfit errors were

    for the dipole-dipole (17 %), pole-dipole (13 %) and

    Schlumberger (10 %) arrays. Inversion results for the

    noise-contaminated data sets were saved in text file

    format in order to allow for further manipulation and

    analysis using the image processing program package

    of the PCI Geomatics 10.3 software.

    The reconstructed tomographic images of the

    three electrode array configurations are shown in

    Fig.8ac. From a geophysical viewpoint, the geo-

    logical structures delineated behave like a three-layer

    model for all the three arrays. With the dipole-dipolearray, the inversion image (upper panel) shows that a

    low resistivity layer is detected close to the surface.

    The low resistivity zone has a surface layer thickness

    between 3 and 10 m. This zone is underlain by a layer

    with higher resistivity, while the third layer, which

    seems to extend throughout the model, is character-

    ized by an intermediate resistivity. Using the pole-

    dipole array, the inverse image (middle panel) reveals

    that the first layer is a low-resistivity pocket-like

    Figure 7Two-dimensional integrated classified images for a resistivity dyke model: a max, b min, c med and d avg

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    structure haloed by a more resistive layer that extends

    downward to a depth of about 60 m. This layer

    appears to be separated by a less conductive layer

    with depth from 15 to 40 m. The Schlumberger array

    image (lower panel) shows that the first layer is a

    conductive zone that extends through the model. It

    surrounds a more conductive pocket-like structure.

    Also, a high-resistivity structure of finite extent is

    observed, while the deeper portion of the inverse

    image is a zone that corresponds with an intermediate

    resistivity. For resistivity imaging, the difference in

    the imaging abilities of the three electrode arrays

    when applied to the geological model is underscored.

    The difference in the imaging capability is controlled

    by the array parameters electrode spacing (a) and

    propagation factor (n) (DAHLIN and ZHOU 2004). We

    should also mention that the differing effects of the

    electrode arrays on the 2D inverse images are due to

    the arrangement of the electrodes, spreading patterns

    and density of the data.

    The aforementioned electrical imaging empha-

    sizes the nonuniqueness of the inversion process

    (TARANTOLAand VALETTE1982; NARAYANet al.1994).

    To reduce the ambiguity in the tomographic images,

    the three 2D inverse resistivity images were com-bined using an unsupervised image classification

    technique. The three images in Fig. 8ac were used

    as inputs to the k-means algorithm alongside other

    initial parameters used in the synthetic modeling

    section. Also, like the synthetic examples, the number

    of clusters into which the combined images should be

    partitioned was set at 16, while the number of

    iterations and convergence threshold where 20 and

    0.01, respectively. Again, the prior knowledge of the

    inversion results for these models guided the choice

    of the number of clusters used. The clustering result

    is presented in Table13. Following the assignment of

    resistivity values to the clusters, the clusters were

    merged into six desirable classes. The resulting

    classification image with a superimposed borehole

    lithologic log for the assignment of lithologies is

    shown in Fig. 9.

    Cluster 1 was assigned to class 1; clusters 2 and 3

    were merged to class 2; clusters 46 were merged to

    class 3. Also, clusters 7 and 8 were merged to class 4,

    and clusters 912 were merged to class 5, whileclusters 1316 were assigned to class 6. This

    aggregation/merger of the clusters corresponded with

    the subsurface geological units of the study area.

    Though the unavailability of resistivity log data (i.e.,

    as ground truth) made it impossible to evaluate the

    accuracy of the classified image using the error

    matrix table as in the synthetic examples, neverthe-

    less a qualitative approach involving the available

    borehole lithologic log was used. The electrical

    Table 5

    Summary of overall resistivity for classified images

    Model type Model description

    (X-m)

    Overall resistivity (X-m)

    Rcmax Rcmin Rcmed Rcavg

    One block Block 1 (500) 340 180 260 260Background (10) 14 11 12 13

    Two blocks Block 1 (100) 130 92 120 110

    Block 2 (500) 380 260 330 320

    Background (10) 19 15 17 16

    Three blocks Block 1 (100) 74 59 67 67

    Block 2 (300) 200 90 140 150

    Block 3 (500) 250 150 160 190

    Background (10) 12 5 8 8

    Fault Hanging wall (10) 14 11 12 13

    Footwall (100) 100 86 93 93

    Dyke Block 1 (500) 480 460 470 470

    Background (100) 100 100 100 100

    Table 6

    Error matrix/contingency table for a one-block classified image on

    a pixel-by-pixel basis

    j = 0.80 Block 1 Background Row total UA

    Block1 108,658 6,568 115,226 0.94

    Background 51,351 751,003 802,354 0.99

    Column total 160,009 757,571 917,580

    PA 0.68 0.99 O.A = 0.94

    Table 7

    Error matrix/contingency table for two-block classified image on a

    pixel-by-pixel basis

    j = 0.76 Block

    1

    Block

    2

    Background Row

    Total

    UA

    Block 1 54,965 11,775 37,360 104,100 0.53

    Block 2 0 56,136 10,298 66,434 0.85

    Background 2,035 89 690,060 692,184 0.99

    Column

    total

    57,000 68,000 737,718 862,718

    PA 0.96 0.83 0.94 O.A = 0.93

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    contrast in the geologic units delineated, on corrob-

    oration with the representative borehole lithologic log

    information, showed that the geology of the area

    consists of clay, sandy clay, clayey sand and sand.

    The range of resistivity values to the depth of

    investigation was between 5 and 55 X-m. The

    relationship that links the various classes with the

    litho-resistivity values for the subsurface character-

    ization of the study area is summarized in Table 12.

    A conductive anomalous body that presumes to be aniron material was identified as class 1. This material

    is buried in a less conductive layer that corresponds

    with clay (class 2). Class 3 corresponds with sandy

    clay. Because it is less cohesive, the groundwater

    potential of this layer might be low. The promising

    zones for probable groundwater exploitation in the

    area are clayey sand (i.e., class 4) and sand units

    belonging to classes 5 and 6. In general, the

    Table 8

    Error matrix/contingency table for the three-block classification model on a pixel-by-pixel basis

    j = 0.83 Block 1 Block 2 Block 3 Background Row total UA

    Block 1 28,381 18,562 10,989 55,014 112,946 0.25

    Block 2 0 20,475 25,256 2,260 47,991 0.43

    Block 3 0 2,892 7,255 0 10,147 0.71Background 1,619 571 0 689,447 691,637 0.99

    Column total 30,000 42,500 43,500 746,721 862,721

    PA 0.95 0.48 0.17 0.92 O.A = 0.86

    Table 9

    Error matrix/contingency table for a fault classified image on a

    pixel-by-pixel basis

    j = 0.90 Top layer Bottom layer Row total UA

    Top layer 37,408 35,050 72,458 0.52

    Bottom layer 2